e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 40–46 available at www.sciencedirect.com journal homepage: www.elsevier.com/locate/ecolmodel Investigation of thermodynamic properties in an ecological model developing from ordered to chaotic states Sandip Mandal a , Santanu Ray b,∗ , Samar Roy a , Sven Erik Jørgensen c a b c Department of Physics, Visva Bharati University, Santiniketan 731235, India Department of Zoology, Visva Bharati University, Santiniketan 731235, India DFH, Institute A, Miljokemi, Universitesparken 2, 2100 Copenhagen O, Denmark a r t i c l e i n f o a b s t r a c t Article history: In any ecosystem the equilibrium condition may gradually turn into a chaotic situation Received 22 August 2005 for different reasons. In this paper a three species (phytoplankton, zooplankton and fish) Received in revised form model is proposed. Rate parameters are changed according to the change of the size of the 17 December 2006 organisms. The model is run in different conditions with different sizes of zooplankton by Accepted 19 December 2006 increasing the grazing rate and consequently decreasing the half saturation constant of this Published on line 25 January 2007 organisms following allometric principles. The system exhibits different states (equilibrium point–stable limit cycle–doubling and ultimately chaos) by gradual increment of zooplank- Keywords: ton grazing rate and decrease of half saturation constant. This paper also tests the high level Exergy of exergy (thermodynamic goal function) of the systems at the edge of oscillation before Phytoplankton entering into the chaotic situation. This high level of information supports the hypothesis Zooplankton that the system can coordinate the most complex behavior in these situations. © 2007 Elsevier B.V. All rights reserved. Fish Order Oscillation Chaos 1. Introduction Chaos is mathematical term referring to system dynamics in which patterns never repeat themselves because there are no stable equilibrium points and no stable cycles. The characteristics of chaos and its presence in nature are much discussed in ecology (Godfray and Grenfell, 1993; Hastings et al., 1993; Perry et al., 1993; Jørgensen, 1995; May, 1987). A number of mathematical model have been developed to detect chaotic system dynamics using time–density data (Hastings et al., 1993). To assess the ecological implications of chaotic dynamics in different natural systems, it is important to explore changes in the dynamics when structural assumptions of the system are varied. One approach to the study of the dynam- ∗ Corresponding author. Tel.: +91 3463 261268; fax: +91 3463 261268. E-mail address: santanu [email protected] (S. Ray). 0304-3800/$ – see front matter © 2007 Elsevier B.V. All rights reserved. doi:10.1016/j.ecolmodel.2006.12.014 ics of ecological community is its food web and the coupling of interacting species with each other. Hastings and Powell (1991) produced a new example of a chaotic system in a three species food chain model with type II functional responses. Eisenberg and Maszle (1995) revisited Hastings and Powell (1991) three species food chain model and observed, that gradual addition of refugia provide a stabilizing influence for which the chaotic dynamics collapsed to stable limit cycles. Doveri et al. (1993) described seasonality and chaos in plankton fish model. In their model they studied the dynamics of a plankton fish model comprising phosphorus, algae, zooplankton and young fish are analyzed for different values of average light intensity, phosphorus concentration in the inflow, and fish biomass. Large number of bifurcations was studied in the model by 41 e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 40–46 using varied annual water temperature and light intensity and also the fixed realistic values of other parameters. The nonlinear system of the model showed multiplicity of attractors, catastrophic transitions, sub-harmonics of various periods, cascades of period doublings, and strange attractors arise for suitable values of the parameters. Ecosystems are conceived as conceptually open, selfadapting systems, which constantly produce novelty and new parameters which cannot be severed from their environment (Jørgensen et al., 1998; Haag and Kaupenjohann, 2001). The properties of an ecosystem to adapt to changed conditions are rooted in the interplay between self-organization and selection. Systems at the edge of chaos are adaptable to the most complex behavior (Kauffman, 1993). For assessing the selforganization, different principles such as exergy, ascendency, emergy, indirect effect, etc. are proposed by different authors (Ulanowicz, 1986; Odum, 1988; Jørgensen, 1995; Patten, 1995). In this paper we have used the model of Hastings and Powell (1991). Here the system dynamics moves from ordered state to chaotic condition for the change of two important parameters of zooplankton. A thermodynamic goal function, exergy (Jørgensen, 1995) is tested to examine the behavior of the system in relation to the dynamics of that system from order to chaos. The hypothesis to be tested is that a system at the edge of oscillation, i.e. when system dynamics from equilibrium condition enter into oscillatory state contains the highest level of information. Evidence is presented in this paper which supports the hypothesis when the system moves towards the edge of chaos. The key parameters chosen for the analysis are the growth rate and half saturation constant of zooplankton. When the system moves from order to chaos the level of information also changes according to the prevailing conditions and we recorded the highest level in particular moment. This is of utmost importance if the hypothesis that the edge of the chaos coincides with the highest level of information is to be supported. 2. The model The basic mathematical model is now represented as a set of three ordinary differential equations describing the change of phytoplankton (P), zooplankton (Z) and fish (F) over time: P dP = R0 P 1 − dT K0 of equations: a1 pz dp = p(1 − p) − , dt 1 + b1 p a2 zf df = − d2 f dt 1 + b2 z C1 A1 PZ , B1 + P dZ A1 PZ A2 ZF = − − D1 Y, dT B1 + P B2 + Z dF C2 A2 ZF = − D2 F dT B2 + Z (1) To characterize interference between phytoplankton and zooplankton population, Holling types I, II and III functional responses are considered to study the behavior of the system. For determination of exact combination of parameters which are controlling the behavior of the system the number of parameters are reduced by choosing p = P/K0 , z = C1 Z/K0 , f = C1 F/C2 K0 , t = R0 T. Making these substitutions in model (1) and after simplification it yields the following system (2) The non-dimensional parameters are defined as a1 = K0 /R0 B1 , a2 = A2 C2 K0 /C1 R0 B1 , b1 = K0 /B1 , b2 = K0 /B2 C1 , d1 = D1 /R0 , d2 = D2 /R0 . The observation made in this study are limited to the problem and the system under consideration, which is a general aquatic food web model, it leads towards chaos from ordered state. The thermodynamic variable exergy is the appropriate index to measure the state of the system when it is moving towards chaos from ordered situation. During different run of the model the parameter values (growth rate and half saturation constant) are changed in the way that zooplankton size in the system are gradually shifted from larger size to smaller size. According to the change of the size of the zooplankton both parameters are changed following allometric principles. We make deductions from general ecological allometric principles of body size by using logarithmic scale (log 10) of this size for parameterization of the growth rate and half saturation constant of zooplankton (Peters, 1983). Different authors (Sheldon et al., 1972; Kerr, 1974; Radtke and Straškraba, 1980; Tang, 1995; Ray et al., 2001a,b; Jørgensen et al., 2002) used cell or body volume as a measure of size for the scaling of allometric relationships with growth rate and half saturation constant of zooplankton. We follow the same procedure in our present model that relies on empirically established allometric relationships between individual cell volume or body volume and these parameters. For selecting the cell or body volume of zooplankton we surveyed the literature. We found that normally the zooplankton comprises between the smaller 10 m3 and larger 104 m3 . We use the notation elsewhere in this paper as Vz for expressing zooplankton body volume Vzi = log(10i m3 ). Blueweiss et al. (1978), Ahrens and Peters (1991) and Gillooly (2000) noticed that zooplankton growth rate varies according to its size, maximum recorded in smaller species and minimum in larger species. On the basis of this observation and on the basis of calculations by Peters (1983) we propose the growth rate (a1 ) of different sized zooplankton: a1 = 0.715 − 0.13 log Vz − dz a1 pz a2 zf = − − d1 z, dt 1 + b1 p 1 + b2 z (3) Half saturation constant of zooplankton grazing on phytoplankton (b1 ) was studied by many authors (Blueweiss et al., 1978) and increases logarithmically with body size. Straškraba and Gnauck (1985), Stickney et al. (2000), Ray et al. (2001a,b) proposed it varies for nitrate from 0.7 to 4.3 and therefore we propose the equation: b1 = 1.2 log Vz − 0.5 (4) Exergy is defined as the work the system can perform when brought into thermodynamic equilibrium with a well defined reference state (for instance the same system at thermodynamic equilibrium at the same temperature and pressure as 42 e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 40–46 the considered ecosystem). Exergy measures, therefore, the distance from thermodynamic equilibrium, there is no free energy available. The amount of exergy stored in the system has the following advantages as measure of the best organization of the system. Biomass contributes significantly to the exergy. The contribution is the free energy of biomass, approximately 18.7 kJ g−1 (Jørgensen et al., 1995). Survival is measured by the biomass of living organisms. Information has also exergy accordance. The level of information computed as the sum of the levels of information for the components that make up the system. In this context, it is presumed that the information associated with the ecological network is minor compared with the information stored in the genetic code. This presumption is justified by the small number of linkages in the network compared with the vast number of combinations in the genetic code. The inorganic nutrients have no free energy available as these are at thermodynamic equilibrium and therefore do not contain information. Jørgensen et al. (1995) calculated the probability of a complex protein molecule forming from straightforward thermodynamics, using the fact that the free energy of complex organic molecules (e.g. proteins) is round 4.5 kcal g−1 . They found that it would correspond to a concentration of 10−86,000 mg l−1 (Jørgensen et al., 1995). This represents detritus, and is the probable concentration of complex organic molecules in the inorganic soup. The information can be calculated from Boltzmann (Boltzmann, 1905; see also Jørgensen, 1992a,b) as RT ln(1/probability at thermodynamic equilibrium) = 2.3 × 86,000RT per unit of biomass, where R is the gas constant. Besides the contribution from the complex organic molecules, the level of information for phytoplankton will contain information in the genetic code. To calculate this contribution we use the following equation from Boltzmann (Boltzmann, 1905; Jørgensen, 1992a): I= RT ln Weq W (5) The information of any organism can therefore be found if we know the number of microstates among which the organism has been selected. Amount of DNA per cell could be used, but the amount of unstructured and nonsense DNA is different for different organisms, but there is a clear correlation between the number of genes and the complexity of the organisms. The calculation is based on the number of genes an organism contains and number of amino acids per gene. Considering these things the information (also called the weighting factor) is calculated for all the living state variables for this model (for detailed calculation and updated ˇi values, see Jørgensen, 1992a,b; Jørgensen et al., 1995, 2005) and is as follows: Exergy = 20P + 232Z + 499F 3. Results Equation of model (2) is numerically solved by using modified fourth order Runge-Kutta method considering the parameter values of Hastings and Powell (1991) except growth rate and half saturation constant of zooplankton. In the model run gradually we have decreased the body size of zooplankton by incorporating the gradual increment and decrement of specific growth rate and half saturation constant of zooplankton following the equations of (3) and (4), respectively. By considering the different body sizes of zooplankton in the model we observe equilibrium point, stable limit cycle, doubling and finally chaos (Figs. 1–4, respectively) in different run. When model shows equilibrium or stable point we consider the phase portrait of the system with a1 = 0.291, a2 = 0.1, b2 = 2.0, d1 = 0.4, d2 = 0.01 and b1 = 3.41 (corresponding zooplankton body volume Vz3.26 ), phase portrait of the system during limit cycle with a1 = 0.342, b1 = 2.94 (corresponding zooplankton body volume Vz2.87 ), and a1 = 0.383, b1 = 2.56 (corresponding zooplankton body volume Vz2.55 ) in case of doubling period where W is the number of possible macrostates among which one has been selected for the focal system. This contribution from information implies that the information carried by the various species will be included in the amount of exergy stored in the system. The information is applied by the species to ensure survival or even growth under the prevailing conditions. Biomass and information are directly linked to the structure and order of the system in opposition to the random state at thermodynamic equilibrium. The total distance in energy unit from thermodynamic equilibrium is equal to the exergy. It can be shown that the exergy can be calculated as (the system at thermodynamic equilibrium as reference state as indicated as above): Exergy = n ˇi ci (6) i=0 where ˇi is the weighting factor accounting for the information the species carry, while ci is the concentration in for instance g m−3 . (7) Fig. 1 – Phase portrait of system, with a1 = 0.291, a2 = 0.1, b2 = 2.0, d1 = 0.4, d2 = 0.01 and b1 = 3.41 (corresponding zooplankton body volume Vz3.26 ) showing convergent oscillation and ultimately settles to equilibrium point. e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 40–46 Fig. 2 – Phase portrait of system with a1 = 0.342, b1 = 2.94 (corresponding zooplankton body volume Vz2.87 ) (all other parameter values are same as Fig. 1), showing limit cycle. and finally at the time of chaos the value of a1 = 0.424, b1 = 2.20 (corresponding zooplankton body volume Vz2.24 ). Our aim is to observe the movement of system dynamics from equilibrium to chaos and corresponding exergy values of the model. In all conditions of the model run, exergy values are recorded and expressed as mg organic matter l−1 . When regular oscillations occur (during limit cycle period), the average exergy value is used for one oscillation. But during doubling period and in chaotic conditions we use the average values of 10 and 100 time units, respectively. Fig. 5a–d shows the cycle of changes, plotting maximum specific growth rate, half saturation constant and corresponding body volume of zooplankton and the level of information (exergy). The interesting observation is that during chaos the recorded value is lowest although the highest specific growth rate of zooplankton (0.424), lowest half saturation constant (2.20) (smallest sized Fig. 3 – Phase portrait of system with a1 = 0.383, b1 = 2.56 (corresponding zooplankton body volume Vz2.55 ) (all other parameter values are same as Fig. 1), showing doubling period. 43 Fig. 4 – Phase portrait of system with a1 = 0.424, b1 = 2.20 (corresponding zooplankton body volume Vz2.24 ) (all other parameter values are same as Fig. 1), showing chaos. zooplankton Vz2.24 ) are considered. During limit cycle and doubling periods the average exergy values are lower than that in the equilibrium condition but higher than the chaos. As observed, the highest level of exergy is obtained when the system moves from equilibrium condition to oscillatory state (where maximum specific growth rate of zooplankton is 0.328). Therefore, for this particular model, the highest level of information (exergy value) is obtained at the edge of chaos. This is a result of adaptation to emerging conditions, and may be explained by the interplay of self-organization and selection. 4. Discussion A biological system evolves towards the edge of chaos, according to a theory proposed by Kauffman (1991, 1992, 1993). By means of models with realistic parameters, this paper has examined the relationship between the value of two selected key parameters (growth rate and half saturation constant of zooplankton) and the information content of the system. The model behavior was followed, as the zooplankton growth rate and half saturation constant are changed. It is found that the highest level of exergy coincides with the edge of chaos, with parameter values that are supported by ecological observations. Gradual higher specific growth rate and lower half saturation constant of zooplankton mean that, the zooplankton body size gradually decreases from Vz3.26 (during equilibrium condition) to Vz2.24 (during chaos) following general allometric relationships (Peters, 1983). Ray et al. (2001a,b), Jørgensen et al. (2002) showed that size combinations between phytoplankton and zooplankton are very crucial for selforganization of the system. The system adapts by changing size, but it does not adapt the gradual decrease of zooplankton size and moves towards chaos. In reality it may happen if non-selective predation by fish or invertebrates is present, zooplankton yields bigger size (Peters, 1983). During equilibrium state comparatively minimum specific growth rate and maximum half saturation constant 44 e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 40–46 Fig. 5 – Body size (Vzi ), half saturation constant (b1 ), specific growth rate (a1 ) and exergy values of the system in different conditions. In X axis from 1 to 3 when the system moves toward equilibrium point, values at 4 when it is in equilibrium state, values from 5 to 6 at the junction where oscillation starts (maximum value shown at 6), values at 7, 8 and 9 during limit cycle condition, doubling period and chaos, respectively. of zooplankton are considered and when gradual smaller sized zooplankton are selected the specific growth rate are increased and half saturation constant decreased the system starts oscillation and at this edge maximum information occurs. Therefore, the maximum information occurs when system is occupied by comparatively larger sized zooplankton. Jørgensen (1995) noticed same type of relations between the size of zooplankton and highest level of information. The size combination of zooplankton and phytoplankton is crucial component in any aquatic ecosystem and the combinations are adjusted according to the changing conditions of the ecosystem. When the system selects smaller size of zooplankton it is obviously beneficial for this group to grow fast and when this fast growth continues the phytoplankton will be rapidly exhausted and lead the system into violent oscillatory state and ultimately chaos. During oscillatory state zooplankton with higher growth rate grow rapidly and which increases the exergy value, but as their food phytoplankton becomes disappear, the zooplankton and the exergy value decline rapidly due to lack of food. In the next stage the phytoplankton are thereby more available, and the zooplankton again grow faster and so on. Therefore, the system organizes itself by choosing the appropriate growth rate of zooplankton, which itself adjusts to the availability of phytoplankton resources. This appropriate higher growth rate corresponds to the edge of chaos. This situation also coincides with the highest level of exergy as it corresponds with the best possible grazing of zoo- plankton on available phytoplankton, i.e. to get on average as high a concentration of zooplankton and its food (phytoplankton) as possible. In such situation exergy is to be a convenient measure for the sum of zooplankton and phytoplankton. When non-selective predation of fish or invertebrates takes place in the ecosystem, gradually larger size zooplankton become dominant in the system as they are able to escape predation pressure in comparison to the smaller size. Jørgensen (1995), Jørgensen et al. (1998) and Ray et al. (2001a,b) suggested many properties which are associated with selforganizing critical systems. Nicolis and Prigogine (1989) and more recently Forrest and Jones (1994) elaborately described these properties for self-organizing critical systems, first of all the system must be thermodynamically open or in other word it must be exchanging energy and/or mass with its environment. The next property is the dynamic behavior of the system, meaning the system is undergoing continuous change of some sort. One of the most basic kinds of change for self-organizing system is to import usable energy from its environment and export entropy back to it. Inherent local interaction in the system is an important property for selforganizing system. Non-linearity in the system is another property, there should be positive and negative feedbacks in the system, self-organization can occur when feedback loops exist among component parts and between the parts and the structures that emerge at higher hierarchical levels. Emergence is one of the most important properties for e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 40–46 self-organization. Crutchfield (1994) proposed the theory of emergence, it says the whole is greater than the sum of the parts, and the whole exhibits patterns and structures that arise spontaneously from parts. Emergence indicates there is no code for a higher-level dynamic in the constituent, lower-level parts. Emergence also points to the multi-scale interactions and effects in self-organized systems. All these properties follow the power law, which are the relationships between body size and abundance for species in ecosystem, the frequency with which observed changes exceeds a given change versus the change, the typical frequencies of ‘avalanches’ and the occurrence of ‘avalanches’ according to a well examined ecosystem model be used to explain the underlying causality. According to power law a distribution of results such that the larger the effect the less frequently it is seen. A system subject to power law dynamics exhibits the same structure over all scales. This self-similarity or scale independent (fractal) behavior is typical of self-organizing systems. Fig. 5a–d shows plotting of exergy in different conditions of the systems, gradually the zooplankton size are considered smaller in the model (by increasing specific growth rate and decreasing half saturation constant following allometric principle) and system moves from ordered to chaotic state. Survival of a system can be measured by the information that the various species are carrying, which is the information (exergy) used in the model studies considered here. Jørgensen (1995) proposed it as a tentative hypothesis, linking Darwin’s theory with Kauffman’s hypothesis (Kauffman, 1991, 1992, 1993) that biological systems evolves towards the edge of chaos because the exergy level is highest here. The properties of an ecosystem to adapt to changed conditions are rooted in the interplay between self-organization and selection. In the present paper it has been shown that the highest level of information is obtained at the edge of chaos, where the organisms are able to coordinate the most complex behavior. The hypothesis that ecosystem evolves toward the highest level of information which coincides with the edge of chaos, implies that the ecosystem may show hysteresis phenomena as a consequence of drastic changes imposed on the system (Jørgensen, 1999). The presented methodology can be used to assess the size of zooplankton (in other similar models or other trophic levels) that is resulting from adaptation to the prevailing conditions, based upon the hypothesis that ecosystems attempt to get the highest possible exergy and information. Several authors like Ascioti et al. (1993), Caswell and Neubert (1998), Mevinsky et al. (2001) obtained chaos in different planktonic systems due to the gradual increment of growth rate of zooplankton. The size class of zooplankton (Vz2.24 ) in our model during chaotic conditions corroborate with the size classes of zooplankton of the model of Mevinsky et al. (2001). They showed that when the system is dominated by this size class of zooplankton it moves from regularity to chaos. 5. Conclusion In this model it has been shown that the system cannot tolerate overexploitation of phytoplankton by zooplankton. And this overexploitation leads the system to move from ordered 45 to chaotic situation. The system tries to adapt this situation by changing the size of the organisms. At the edge of chaos the system shows highest exergy value. Ecosystems are very different from physical systems mainly due to their enormous adaptability. It is therefore crucial to develop models that are able to account for this property, if we want to get reliable model results. The use of thermodynamic goal function (exergy) offers a new insight in the models which is able to consider the fitness of the system and adaptability and also to describe shifts of system of dynamics due to selfcontrolled properties of the system such as different biological parameters. Acknowledgements We are thankful to the Department of Zoology, and Department of Physics, Visva Bharati University for laboratory and other facilities for performing this work. One of the authors (Santanu Ray) gratefully acknowledges the support from the CSIR, New Delhi (Project Ref. 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