The Journal of Credibility Assessment and Witness Psychology 2006, Vol. 7, No. 2, 108-115 The Journal of Credibility Assessment and Witness Psychology 2006, Vol. 7, No. 2, pp. 108-115 Published by Boise State University Emerging Methods and Measures for Detecting Stress and Deception: Thermal Imaging Dean Pollina Department of Defense Polygraph Institute, Ft. Jackson, South Carolina Copyright 2006 Boise State University and the Authors. Permission for non-profit electronic dissemination of this article is granted. Reproduction in hardcopy/print format for educational purposes or by non-profit organizations such as libraries and schools is permitted. For all other uses of this article, prior advance written permission is required. Send inquiries by hardcopy to: Charles R. Honts, Ph. D., Editor, The Journal of Credibility Assessment and Witness Psychology, Department of Psychology, Boise State University, 1910 University Drive, Boise, Idaho 83725, USA. 108 The Journal of Credibility Assessment and Witness Psychology 2006, Vol. 7, No. 2, 108-115 Emerging Methods and Measures for Detecting Stress and Deception: Thermal Imaging Major Points Description of thermography Data processing and algorithm development issues to be resolved Mock crime studies – Some findings Theoretical discussion and conclusions Description of Thermography 109 The Journal of Credibility Assessment and Witness Psychology 2006, Vol. 7, No. 2, 108-115 Issues to be Resolved: Image Analysis Which data transformations and Filters should we use? How should head movement be tracked? How to determine rate of change (blood flow) in visual images? How best to standardize measurement locations, sampling rates, radiation detected? Issues to be Resolved: “Deception” Algorithms Some Problems: 1. Individual variability and subpopulations Differences in physiology No standardized test formats 2. Ill-defined psychological construct 3. Little understanding of the physiological process Can’t develop theoretical framework Can’t constrain the infinite number of transformations possible 4. Either Ground Truth Unknown or Little Jeopardy Issues to be Resolved: Methodological Problems 1. Comparison Question Test Format (Pavlidis et al., 2002; Pollina & Ryan, 2002) Head movement not adequately tracked/controlled Stimulus presentation times variable Algorithm sensitive to study conditions 2. Study 2. Concealed Information Test Format (Pollina et al., submitted) Camera Sensitivity (.10 C) not adequate Head movement not adequately tracked/controlled Issues to be Resolved: Test Question Sets New technology will have to be tested Mock Crime / Field Study Ground Truth Question Sets Used 110 The Journal of Credibility Assessment and Witness Psychology 2006, Vol. 7, No. 2, 108-115 Issues to be Resolved: What is the psychophysiological process? Periorbital Region 1s after the presentation of a crimerelevant polygraph question. Two broad categories Core temperature (TC). Regulated temperature (TREG ). Issues to be Resolved: Head Movement Algorithm Types: General Purpose Specific Purpose Machine Vision: Pattern Match Template Head Movement: 1. In plane vertical 2. In plane horizontal 3. In plane rotational 4. Out of plane 111 The Journal of Credibility Assessment and Witness Psychology 2006, Vol. 7, No. 2, 108-115 Early Thermal Imaging Studies: Overview Mock Crime: Murder 32 Participants, U.S. Army basic trainees Simultaneous polygraph and thermal imaging of the face Grand Averages: Skin Temperature Ear Mouth 10 5 10 1 5 0 0 -5 -5 -10 -10 Ne ck Scalp 10 10 2 5 5 5 5 0 0 -5 -5 -10 -10 Eye Nose 10 6 10 4 3 5 5 0 0 -5 -10 4 3 -5 -10 Deceptive Nondeceptive 112 6 The Journal of Credibility Assessment and Witness Psychology 2006, Vol. 7, No. 2, 108-115 Regions Sampled Mouth 1. Buccinator. 2. Depressor labii inferioris. 3. Levator labii superioris. 4. Mentalis 5. Orbicularis oris. 6. Depressor anguli oris. 7. Zygomaticus major and minor. 9 8 11 1213 14 3 7 5 6 1 2 4 + 60 Ear 8. Temporoparietalis. Scalp 9. Frontalis. Neck 10. Platysma. Eye 11. Corrugator supercilii 12. Orbicularis oculi. Nose 13. Procerus. 14. Nasalis. 10 0 - 60 Mock Crime Study, ZCT: Grand Average Frame Means: Eye Deceptive Nondeceptive Temperature Difference 4 2 0 -2 -4 -6 -8 1 2 -10 1 150 Frame Number 5 1 113 300 The Journal of Credibility Assessment and Witness Psychology 2006, Vol. 7, No. 2, 108-115 ZCT Data: Combining Polygraph and SST Area Under the ROC Curve Derived from Binary Logistic Regression R2 (Cox & Snell) .41 ROC Area .88 Sig. * SST: Nose, Mouth, Eye, Scalp, Neck, Ear .09 .70 .09 (N.S.) Polygraph and SST Amplitude: Nose BV, EDA, AR, TR, SST: Nose .49 .90 .001 Polygraph and SST Amplitude: Eye BV, EDA, AR, TR, Eye .46 .90 .001 Polygraph and SST Amplitude: Eye, Nose BV, EDA, AR, TR, SST: Eye, Nose .52 .92 .001 Regression Analysis Predictor Variables Polygraph Measures BV, EDA, AR, TR SST Amplitude Measures * .002 Null hypothesis: true area = .50 Irrelevant Items 100 CIT Results 80 Deceptive Group. Temperature change to critical item prior to verbal response. 60 40 20 Maximum Temperature Difference 0 Nondeceptive Deceptive Relevant Item 100 Nondeceptive Group. Gradual increase in temperature throughout the response interval. Similar for critical and non-critical items. 80 60 40 20 Maximum Temperature Difference 0 Nondeceptive Response Response Response Response Response Response Deceptive - 1.00 Sec to Response - .66 Sec - .66 Sec to Response - .33 Sec - .33 Sec to Response to Response + .33 Sec + .33 Sec to Response + .66 Sec + .6 Sec to Response + 1 Sec 114 The Journal of Credibility Assessment and Witness Psychology 2006, Vol. 7, No. 2, 108-115 CIT Critical Item -30 to - 20 -20 to - 10 Resp to +10 +10 to + 20 -10 to Resp +20 to +30 Conclusions Thermal imaging shows some promise, especially when combined with traditional polygraph measures. Questions such as optimal measurement sites, sampling rates, transformation algorithms, and combination (with polygraph) strategies need to be developed and tested. The long range goal is to use these measures to determine the specific emotions experienced by examinees on-line, and to use this feedback as an aid in credibility assessment. Published: 1 June 2006 115
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