American Journal of Epidemiology Copyright O 1997 by The Johns Hopkins University School of Hygiene and Public Health All rights reserved Vol. 145, No. 6 Printed in U.SA Relation of Social Network Characteristics to 5-Year Mortality among Young-Old versus Old-Old White Women in an Urban Community Nobufumi Yasuda,1 Sheryl Itkin Zimmerman,2 William Hawkes,2 Lisa Fredman,2 J. Richard Hebel,2 and Jay Magaziner2 This study examines age-related differences in the association between social network characteristics and mortality for aged white women. Subjects include a community-dwelling sample of white women aged &65 years (n = 806), who lived in northeast Baltimore, Maryland, in 1984. Three characteristics of social networks were measured: availability of network resources; contact with network resources; and integration into the neighborhood. The association of social network with 5-year mortality was examined with a proportional hazards model adjusting for perceived health status, impairment in physical activities of daily living, number of chronic conditions, and years of education. Analyses were stratified by age (65-74 years, >75 years). Elements of social network contact and neighborhood integration were associated with reduced mortality among women aged >75 years, but not among women aged 65-74 years. In the >75 years group, women who had no contact with children, friends, and group organizations showed hazard ratios (95% confidence intervals (Cl)) of 3.1 (1.2-7.5), 2.2 (1.0-4.9), and 2.8 (1.2-6.5), respectively. Women who had lived =£10 years in the neighborhood and women who had no interaction with local merchants showed hazard ratios of 2.5 (95% Cl 1.3-4.8) and 2.2 (95% Cl 1.2-3.9), respectively. Thus, both age and specific aspects of network structure were found to influence the association between social networks and mortality in elderly women. Am J Epidemiol 1997;145:516-23. aged; mortality; social adjustment; social support; women Women represent almost 60 percent of all persons over age 65 years in the United States; the proportion of women at older ages is even greater (1). It is recognized that there are at least two distinct groups among persons aged ^ 6 5 years: the young-old (65-74 years) and old-old (S75 years), and that these groups differ in important ways relative to their health status, living arrangements, educational levels, and economic well-being (2-4). Examination of the predictors of health outcomes and mortality among the aged is likely to be most useful if consideration is given to these important age differences, because the impact of predictors may differ for the young-old compared with the old-old. Identification of the etiologic precursors to health problems and mortality unique to each group has important implications in the effort to target interventions appropriately. The protective effect of social networks on mortality has long been recognized (5-19). Several longitudinal studies evaluating this association between social networks and mortality in the aged have been conducted in the United States (5-9, 15), Europe (10-12, 16), and Asia (13, 14, 17). Findings specific to aged women have been reported in five studies of Western countries (5, 7, 9, 12, 16). Three studies that have used composite indices of social networks composed of elements such as marital status, numbers of friends and relatives, contact with friends and relatives, church attendance, and organizational membership have reported associations with mortality, after controlling for age and health status (5, 7, 9). In one study (12), in which the association between mortality and several separate elements of the social network were examined individually (i.e., living arrangement, vicinity of children, loneliness, social contacts, and social participation), only one element (i.e., social participation) was associated with 6.5-year mortality in women aged 60-89 years after controlling for age and health status. In another study (16), in which the association between social networks and mortality was examined Received for publication January 16, 1996, and accepted for publication November 1, 1996. Abbreviations: Cl, confidence interval; OARS, Older Americans Resource and Service. 1 Department of Public Hearth, Kochi Medical School, Kochi, Japan. 2 Department of Epidemiology and Preventive Medicine, School of Medicine, University of Maryland, Baltimore, MD. Reprint requests to Dr. Jay Magaziner, Department of Epidemiology and Preventive Medicine, School of Medicine, University of Maryland, 660 W. Redwood Street, Room 142, Baltimore, MD 21201. 516 Social Network Characteristics and 5-Year Mortality in women aged 65-74 years, no association was found using an index of social network composed of marital status and contact with parents, children, siblings, neighbors, friends, and coworkers. While all of these studies controlled for age, little systematic attention has been given to differentiating associations between social networks and mortality by finer gradations of age (i.e., young-old vs. old-old), in spite of the fact that among the aged, there are likely to be age differences in the effects of various characteristics of the social network. Similarly, few studies have examined the differential importance of specific elements of the social network, and how their impact may differ for the young-old compared with the old-old. Three characteristics of social networks are frequently measured in health studies: network structure, support function, and perceived adequacy of support (18). With few exceptions (6, 10, 17), most longitudinal studies of the aged have been limited to examination of network structure because it is relatively objective and stable (18, 19). The network elements of marital status, availability of and contact with relatives and friends, and participation in church and group activities are often assessed and combined to form summary indices (5, 7-9, 16, 18). Analysis employing these indices cannot identify specific elements of social networks which are protective to health and wellbeing. The purpose of the present study was to examine the contribution of the social network to 5-year mortality in young-old (65-74 years) compared with old-old (^75 years) white women who lived in an urban community in Baltimore, Maryland. Three distinct characteristics of social networks were measured in this study: availability of network resources; contact with resources; and integration into the neighborhood. Within these broad components, analyses considered the impact of discrete social network elements on mortality. MATERIALS AND METHODS Study sample White women aged ^65 years who lived in northeast Baltimore, Maryland were interviewed about health status and life-style in 1984 and were followed for 5 years. Subjects were identified through a random sample of households in an area that consisted of 20 contiguous census tracts. Sixty-seven percent of the 1,203 eligible women agreed to participate (n — 807). A detailed description of the sampling plan is provided elsewhere (20). Except for one nonwhite woman, all women were white. In this report, the data for the 806 Am J Epidemiol Vol. 145, No. 6, 1997 517 white women were used. The women were divided into two groups by age at baseline: 483 women aged 65-74 years and 323 women aged 5:75 years. Measures Information regarding 5-year mortality was obtained through direct follow-up with subjects or significant others, review of vital records, and a National Death Index search for women who could not be confirmed dead by other methods. Thirteen women who could not be located by these methods were treated as living at 5 years. Sixty women (12 percent) in the 65-74 years age group and 89 women (28 percent) in the >75 years age group died during the 5-year follow-up period. Three characteristics of the structure of social networks were measured: availability of network resources; contact with network resources; and integration into the neighborhood. Five elements composed available network resources: living arrangement (alone; with a spouse; with children without a spouse; or with persons other than a spouse or children); number of living children; number of close relatives; number of close friends; and number of organizational ties. Contact with network resources included: the number of visits and telephone contacts with children, close relatives, and close friends in the past week; and attendance in group organizations in the past month. Integration into the neighborhood referred to: years living in the neighborhood; interaction with neighbors (neighbors with whom the subject has friendly talks on a weekly basis); and interaction with local merchants (merchants of neighborhood stores whom the subject knows casually; that is, merchants whom the subject reports she recognizes, says hello to, and who, in turn, say hello to her). Three baseline variables measuring physical health included: independence in performing seven activities of daily living; total number of illnesses and chronic conditions; and perceived health status (excellent, good, fair, or poor). For each of the seven activities of daily living derived from the Older Americans Resources and Services (OARS) measure (21) (eating, dressing, bathing, grooming, walking, getting in and out of bed, and using the toilet), individuals received scores of 0 (performs activity independently); 1 (needs assistance); or 2 (is unable to perform). The individual item scores were summed to create a scale ranging from 0 to 14. The total number of illnesses and chronic conditions was based on the sum of any of 29 selfreported illnesses and conditions derived from the OARS measure (21) and included: arthritis (or rheumatism), glaucoma, asthma, tuberculosis, high blood 518 Yasuda et al. pressure, heart trouble, circulation trouble in arms or legs, diabetes mellitus, ulcers, other stomach/intestinal disorders or gallbladder problems, liver disease, kidney disease, other urinary tract problems, cancer or leukemia, anemia, effects of stroke, Parkinson's disease, epilepsy, cerebral palsy, multiple sclerosis, muscular dystrophy, effects of poliomyelitis, thyroid/ glandular disorders, skin disorders such as pressure sores, ulcers or several burns, and speech impediment/ impairment. Educational attainment (years of education) was used as an indicator of socioeconomic status. Statistical analysis Proportional hazards models were used to assess the association between social network variables and mortality. To control for the confounding effects of health and socioeconomic status, these models included the three indicators of baseline health status (i.e., activities of daily living impairment, number of chronic conditions, and perceived health status) and years of education. A separate model was fitted for each social network variable in each age group. years was 80.1 (range: 75-99 years). In terms of education, 38.8 percent of the women had < 8 years of formal education, 50.1 percent had 9-12 years of education, and 10.1 percent had a 13 years of education. Twenty-six percent rated their health as fair or poor, 19 percent had some limitations in activities of daily living, and 61.8 percent had ^ 2 chronic conditions. Health status and educational attainment Table 1 shows age-specific mortality rates by health status and educational attainment. Impaired perceived health status, S:3 limitations in activities of daily living, and ^ 4 chronic conditions were associated with increased mortality rates in both age groups. While ^ 8 years of education was associated with increased mortality rates in both age groups, a 13 years of education was also associated with an increased mortality rate in the ^75 years age group. These four variables were used as covariates in the multivariate analyses. Network resources available RESULTS All of the study subjects were white women. Sixty percent were aged 65-74 years and 40 percent were aged ^ 7 5 years. The mean age for women aged 65-74 years was 69.2; the mean age for women aged ^75 Table 2 shows 5-year mortality rates and adjusted hazard ratios of 5-year mortality by availability of network resources by age group. Persons who lived alone had a lower mortality risk than those who lived in other arrangements in the 65-74 years age group. The mortality risk of women who lived alone was TABLE 1. Five-year mortality rates by health status and education and by age group among community-dwelling white women aged 65 years and older, northeast Baltimore, 1984-1989 (n • 806) Age (years) 1>75 65-74 %who dad No. %wtw dad 99 298 71 40.0*** 21.2 9.7 5.6 26 72 177 46 65.4*** 31.9 23.2 17.4 9 61 408 77.8*** 18.0 9.6 27 56 219 40.7* 28.6 21.9 109 183 119 72 22.0*** 9.3 12.6 5.6 87 119 72 45 35.6** 30.3 15.3 24.4 144 282 56 16.0 11.0 10.7 169 32.0** 18.9 37.5 No. Perceived health status Poor Fair Good Excellent Activities of daily living impairment 23 1-2 0 No. of chronic conditions 24 2-3 1 0 Years of education 0-8 9-12 213 15 122 32 *p < 0.10; **p < 0.05; *** p < 0.01, by chi-square test for association between categorical variable and mortality. Am J Epidemiol Vol. 145, No. 6, 1997 Social Network Characteristics and 5-Year Mortality 519 TABLE 2. Associations between elements of availability of social networks and 5-year mortality by age group among community-dwelling white women aged 65 years and older, northeast Baltimore, 1984-1989 (n « 806) Age (years) 65-74 £2 *75 % died Adjusted hazard tatlot 137 52 5.8 17.3 0.4 1.0 0.2-0.9** 0.5-2.2 38 256 10.5 15.2 0.6 1.0§ 0.2-1.8 82 235 161 7.3 8.9 20.5 0.4 0.4 1.0§ 80 183 214 13.8 14.8 10.3 77 146 255 256 106 120 No. Living arrangements Alone Children and no spouse Persons other than children and spouse Spouse No. of children 0 1-2 !>3 No. of dose relatives 0 1-2 £3 No. of close friends 0 1-2 23 No. of organizational ties 0 1 % who 95% CI* No. who died Adjusted hazard 95%Clt raflot 140 69 22.9 40.6 1.0 1.4 0.5-1.7 0.7-2.7 29 85 27.6 24.7 0.9 1.0§ 0.4-2.3 0.1 -0.8** 0.2-0.8*** 68 158 96 29.4 29.8 22.9 1.4 1.2 1.0§ 0.7-2.6 0.7-2.1 1.3 1.6 1.0§ 0.6-3.0 0.9-2.9 73 124 125 35.6 29.8 20.8 1.3 1.3 1.0§ 0.7-2.4 0.8-2.2 15.6 15.8 9.8 1.3 1.3 1.0§ 0.7-2.8 0.7-2.4 79 102 137 39.2 26.5 21.9 1.4 1.2 1.0§ 0.8-2.6 0.7-2.0 12.5 16.0 9.2 1.0 1.5 1.0§ 0.5-ai 0.7-3.4 190 63 70 31.6 28.6 15.7 2.1 2.1 1.0§ 1.0-4.4* 0.9-^.8* * p < 0 . 1 0 ; * * p < 0.05; *** p < 0.01. f Hazard ratio for the category relative to its reference category, adjusted for perceived health status, activities of daily living impairment, number of chronic conditions, and years of education. i Confidence interval. § Reference category. , about half that of women who lived with a spouse (hazard ratio = 0.4, 95 percent confidence interval (CI) 0.2-0.9). In the ^ 7 5 years age group, no association was observed between living arrangements and mortality. Similarly, there was no association between the number of children and mortality in the ^75 years age group; however, an association was observed in the 65-74 years age group. Women who had none or 1-2 children had a lower mortality risk compared with women who had S 3 children (hazard ratio = 0.4, 95 percent CI 0.1-0.8; hazard ratio = 0.4, 95 percent CI 0.2-0.8, respectively). Associations between number of friends and organizational ties and mortality were found only in the >75 years age group, although the associations were not statistically significant (p > 0.05). Compared with women who had three or more friends, women who had no friends had an increased mortality rate; however, after adjustment for the covariates, their increased mortality risk became nonsignificant. Women who participated in no group organizations or at least one organization had twice the mortality risk of women who participated in two or more group organizations, however, the associations were not statistiAm J Epidemiol Vol. 145, No. 6, 1997 cally significant (p > 0.05). Number of relatives was not associated with mortality in either age group, nor was it significant when combined with the number of friends. Contact with network resources Table 3 shows the results in reference to contact with network resources; differences in mortality were observed primarily in the 5:75 years age group. In terms of contacts with children and friends, compared with women who had contact via both visits and telephone, women who had no contacts had 2-3 times greater risks of mortality (hazard ratio = 3.1, 95 percent CI 1.2-7.5 for contact with children; hazard ratio = 2.2, 95 percent CI 1.0-4.9 for contact with friends). Contact by telephone only with either children or friends was not associated with mortality, yet contact by visits only with children was marginally associated with increased mortality (hazard ratio = 2.3, 95 percent CI 0.9-6.0). Finally, women aged >75 years who belonged to groups but did not attend group meetings had 2.8 times (95 percent CI 1.2-6.5) the 520 Yasuda et al. TABLE 3. Associations between elements of contact with social networks and 5-year mortality by age group among communitydwelling white women aged 65 years and older, northeast Baltimore, 1984-1989 (n = 806) Age (yeare) 65-74 % who died Adjusted hazard 82 23 50 20 290 7.3 13.0 6.0 25.0 14.1 0.4 1.0 0.4 0.5 1.0§ 0.2-1.1* 0.3-3.3 0.1-1.4 0.2-2.3 77 45 96 28 232 15.6 13.3 13.5 7.1 11.6 1.1 1.0 1.0 0.5 1.0§ 0.6-2.3 0.4-2.6 0.5-2.0 0.1-2.2 80 44 118 21 211 13.8 18.2 11.9 9.5 11.4 1.1 1.4 1.2 0.6 1.0§ 0.5-2.5 0.6-3.4 0.6-2.3 0.1-2.5 256 12.5 16.4 11.0 0.9 1.1 1.0§ 0.5-1.5 0.5-2.6 No. Contact with children (past week) No children No visits or telephone contact Telephone only Visits only Telephone and visits Contact with close friends (past week) No friends No visits or telephone contact Telephone only Visits only Telephone and visits Contact with close relatives (past week) No relatives No visits or telephone contact Telephone only Visits only Telephone and visits Attendance at group organizations (past month) Nonmembership No attendance £1 times 55 172 95%Clt No. % who died rallot Adjusted hazard rallot 68 16 48 22 146 29.4 43.8 22.9 50.0 20.5 79 24 87 34 94 39.2 41.7 24.1 20.6 20.2 73 30 79 14 118 35.6 13.3 29.1 28.6 26.3 1.0 0.5 1.1 0.8 190 53 80 31.6 37.7 11.3 2.4 2.8 1.6 3.1 1.2 2.3 95%CIJ 0.9-2.9 1.2-7.5** 0.6-2.5 0.9-6.0* 1.0§ 1.7 2.2 1.4 0.9 0.9-3.2 1.0-4.9** 0.7-2.6 0.3-2.4 1.0§ 0.6-1.9 02-1.4 0.6-2.0 0.2-2.5 1.0§ 1.1-5.0** 1.2-6.5** 1.0§ * p<0.10; • • p<0.05; *** p<0.01. t Hazard ratio for the category relative to its reference category, adjusted for perceived health status, activities of daily living impairment, number of chronic conditions, and years of education. i Confidence interval. § Reference category. mortality risk of women who did attend group meetings. Contact with relatives was not associated with mortality. Integration into the neighborhood Table 4 shows the results related to integration into the neighborhood. Similar to results for contact with network resources, associations were observed primarily in the >75 years age group. After adjusting for the covariates, women who had resided for < 10 years in the neighborhood had an increased mortalityriskcompared with other women (hazard ratio = 2.5, 95 percent CI 1.3-4.8). Although lack of interaction with neighbors was not associated with mortality risk, lack of interaction with local merchants was associated with a 2.2-fold (95 percent CI 1.2-3.9) greater mortality risk. It is possible that the extent of integration into the neighborhood is related to the availability of or contact with other network resources; that is, relatives, friends, or organizational ties may influence neighborhood in- tegration. The associations related to integration may be confounded by these variables. To control for such potential confounding effects, the availability of and contact with children, friends, and group organizations were included in the proportional hazards models. In the 275 years age group, no significant change was found relative to the risk for all three integration variables. Modification of social network effects by health status To establish whether the associations between social network variables and mortality were altered by the number of chronic conditions present or by impairment in activities of daily living, interaction terms containing these factors were added to the proportional hazards models and tested for statistical significance. For nearly all of the social network variables, these interactions were found to be very weak and not significant at the 5 percent level. Two exceptions should be noted. In the 65-74 years age group, nonmemberAm J Epidemiol Vol. 145, No. 6, 1997 Social Network Characteristics and 5-Year Mortality 521 TABLE 4. Associations between elements of Integration into the neighborhood and 5-year mortality by age group among community-dwelling white women aged 65 years and older, northeast Baltimore, 1984-1989 (n = 806) Age (years) 65-74 Years living in the neighborhood 0-10 £11 Friendly neighbors No Yes Friendly merchants No Yes No. % who died Adjusted hazard raBot 31 19.4 452 12.0 77 402 18.2 11.4 224 255 14.7 10.6 i75 Adjusted hazard raltot 95% CI* 1.3-4.8*** 95%CI$ No. % who died 1.5 1.0§ 0.6-3.5 30 288 50.0 25.4 2.5 1.4 0.7^7 91 229 31.9 25.8 1.0 208 112 34.1 15.2 2.2 1.0§ 1.2 1.0§ 0.7-2.1 1.0§ 0.6-1.7 1.0§ 1.2-3.9*** 1.0§ * p < 0.10; *• p < 0.05; •** p < 0.01. t Hazard ratio for the category relative to its reference category, adjusted for perceived health status, activities of daily living impairment, number of chronic conditions, and years of education. $ Confidence interval. § Reference category. ship in organizations was associated with a high death rate for women with <2 chronic conditions present but this association did not hold for women with >2 chronic conditions. In the ^75 years age group, the association between high mortality and living <10 years in the neighborhood applied to women with impairment in activities of daily living but not to women without such impairment. However, given that only two significant interaction effects emerged from all those examined, it seems reasonable to conclude that the relation of social network variables to mortality does not change substantially according to health status or disability. DISCUSSION The results indicate considerable variation in the manner in which social network components and elements within them are associated with 5-year mortality, and that the association between social networks and mortality differs by age. Contact with network resources and integration into the neighborhood were associated with decreased risk of mortality in the ^75 years age group, which suggests that network resources and integration into the neighborhood have a protective effect in the old-old. In the 65-74 years age group, women who lived alone had a lower mortality risk than women who lived with others, even after adjusting for the confounding effect of health status. In addition, having fewer children was associated with a decreased risk of mortality in the 65-74 years age group. It is possible that a compensatory selection of other network resources operates to ensure social engagement and generate its protective effect among women who live alone or who have no children. Am J Epidemiol Vol. 145, No. 6, 1997 An interesting finding in regard to network contact was that women aged ^ 7 5 years who had no contact with friends had an increased mortality risk, while women who had no contact with relatives (other than children) did not have an increased risk of mortality. Although most prior studies have examined the combined effect of relatives and friends on mortality (5-9, 15), attention must also be given to the difference in the predictive roles between types of resources. It is likely that overall, friends are more geographically close than relatives, and so are able to provide material and other social support; also, the nature of the relationships and the roles, expectations, and type of interactions accompanying them may differ. Future studies should consider the differences in obligatory characteristics between family and friendship ties (22), as well as the functional features of the relationships (18, 19). This study also found that attendance at group organizations was associated with reduced risk of mortality only among women aged >75 years. Several other studies (5, 8, 9, 15) have found that membership in organizations is associated with lower risk of mortality among elderly men and women. To our knowledge, the social network characteristics of neighborhood integration have not been considered in previous studies of mortality. In this study, after accounting for health and functional status, women aged S75 years who had limited familiarity and contact with local merchants and who had lived <10 years in the community had an increased mortality risk. Familiarity with neighborhood facilities, in general, could be an important element of community integration which might explain this finding. 522 Yasuda et al. At least two explanations are possible for the increased mortality risk of women aged >75 years who lived in the neighborhood for shorter periods of time. First, increased risk may be due to impaired health; women who had lived in the community for shorter periods may have moved to be near a primary caretaker, which has been found to be associated with being older and moderately disabled (23, 24). Second, among women who have resided in the neighborhood for <10 years, women who had limited familiarity with merchants and neighbors had an extremely high mortality risk. This finding is consistent with other studies of relocated aged persons who are reported to have lived in the previous neighborhood longer than average persons, and to have had extensive social ties and the convenience of services such as shopping facilities and medical care (25). The absence of such social relationships and familiarity with the resources in the receiving neighborhood may place the old-old at increased risk of mortality. These findings on neighborhood integration and mortality risk among the older members of this population are consistent with theoretical work in which it is hyphothesized that local merchants and access to other community resources play important roles in the well-being of older persons (26). As women age, their dependency on the neighborhood increases, which may explain why these associations occur only in the old-old group. The associations of social network elements and mortality occurred primarily among women aged ^75 years. A similar finding has been reported in one other study of the overall effects of social ties on mortality (7). Several explanations are plausible for this agerelated difference in the present study. The associations in the >75 years age group may be specific to the United States birth cohort born before 1910. Due to the experience of the Great Depression and World War II, women born around 1900 are reported to be deficient in support from children (27). The present study suggests that other network resources become alternatives for women in this birth cohort who have no children. Second, the findings may reflect age-related changes in the roles enacted by aged women. Women tend to be the providers rather than receivers of support until a role reversal occurs at older ages (18, 28). The reduction in the role as support provider may underlie the appearance of the associations between social networks and mortality among women aged ^15 years. Third, with increasing age and decreasing capability and propensity to travel and engage in a wide array of activities, the importance of contact with family, friends, groups, and local merchants may take on greater meaning than it did previously. There are several limitations of this study. Although three measures of baseline health status (each assessing different aspects of health) were controlled for, self-reported measures of health are imperfect. In addition, changes in health were not considered. The confounding effects of baseline health status and subsequent changes in health on the associations between social networks and mortality may not have been adequately controlled. Similarly, changes in the social network which may have affected mortality were not examined. Further, data regarding other characteristics of the individual which relate to social behavior and mortality were not considered (e.g., psychological factors). Also missing from these analyses were other characteristics of social support. Finally, caution must be exercised in generalizing results beyond this group because the study sample is homogeneous (i.e., white, aged women who lived in a stable urban community) and because those interviewed may differ from those who refused to be interviewed. In spite of these caveats, this study is informative in two important ways. First, data clearly indicate that it is important to examine multiple, discrete elements of social networks in relation to mortality because specific characteristics and elements within them have differential effects on mortality. Second, the specific effects of social networks on mortality differ between younger and older members of the aged population. Future studies designed to identify interventions to promote health and reduce mortality risk should consider these differences. 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