AMER. ZOOL.. 18:501-509 (1978). Sex Steroids and the Differentiation of Avian Reproductive Behavior ELIZABETH KOCHER ADKINS Department of Psychology and Section of Neurobiology and Behavior, Cornell University, Ithaca, New York 14853 SYNOPSIS Experiments in which avian embryos are treated with sex steroids or steroid antagonists suggest that sexual differentiation of reproductive behavior (and thus differentiation of the brain mechanisms for such behavior) is controlled by steroids produced by the embryonic gonads. In chickens and Japanese quail, males hatched from eggs treated with estradiol or testosterone during incubation are feminized (demasculinized); they fail to exhibit masculine sexual behavior as adults, and no longer are behaviorally distinguishable from females. Some evidence suggests that testosterone may mimic the feminizing action of estradiol by being converted to an estrogen in the embryonic brain. Genetic female quail exposed to an antiestrogen during embryonic development are masculinized; they exhibit an increased ability to display the masculine copulatory pattern. Thus the behavior of these species is feminized by embryonic exposure to sex steroids, the anhormonal (neutral) sex for behavioral differentiation appears to be the male, and females appear to result from estrogen produced by the embryonic ovaries. In contrast, sex steroid treatment of mammals early in development masculinizes behavior, the female is the neutral sex, and males result from fetal androgen secretion. These opposite patterns of psychosexual differentiation in birds and mammals are correlated with a major difference between the avian and mammalian sex-determining mechanism. Implications for other vertebrates are discussed. INTRODUCTION Sexual dimorphism has a long and illustrious history of study in zoology. In recent years, behavioral dimorphism (sexual diethism—Shepard, 1975) has received increasing attention. Whether the focus is on behavior or morphology, a question of primary importance is, what are the developmental origins of these sex differences? Obviously the ultimate source is the sex chromosomes, but what is the actual mechanism by which adult sex differences are produced? BEHAVIORAL DIFFERENTIATION IN MAMMALS In this paper I would like to review the current state of knowledge about the developmental origins of sexual diethism in birds. To accomplish this, it will first be necessary to briefly review the relevant The author's experiments described herein were supported by P.H.S. grant MH-21435 and N.S.F. grant BNS76-24308. Address reprint requests to E. Adkins, Department of Psychology, Uris Hall, Cornell University, Ithaca, NY 14853. mammalian literature, since much of the avian research is modeled on work with mammals. Quite different results are obtained, however. In the mammalian research, interest has focused chiefly on diethism in copulatory behavior per se, especially in laboratory rodents—on the fact that male mammals typically mount, thrust, and intromit the penis during mating, whereas females typically adopt some very different postures such as lordosis, the concave-back position of the receptive female rodent. These behavior patterns are under the control of gonadal steroids, and thus an obvious source of the sex difference in copulatory behavior is gonadal dimorphism. During copulation, males are being exposed primarily to circulating androgens, whereas females are being exposed primarily to circulating estrogens and progestagens. If gonadal dimorphism were the sole source of this diethism, then if males and females were to be exposed to the same hormones and the same stimuli during mating, the sex difference should disappear. This is not the case. To take the laboratory rat as an example, if adult rats of both sexes are 501 502 ELIZABETH KOCHER ADKINS gonadectomized, treated with the same dosage of testosterone, and placed with sexually active female partners, the testosterone-treated females will exhibit surprisingly high levels of mounting and intromission, but the males will exhibit even higher levels, and will be more likely to exhibit the complete mating pattern (Pfaff, 1970; Young, 1961). If adults of both sexes are gonadectomized, treated with identical dosages of estrogen and progesterone, and placed with sexually active male partners, the females will readily adopt the lordosis posture in response to the partner's copulatory attempts, whereas the hormone-treated males will adopt this posture only rarely (Pfaff, 1970; Young, 1961). Therefore each sex seems to have the neural capacity for both masculine and feminine mating patterns, and thus is fundamentally behaviorally bisexual; their nervous systems, however, are dimorphic with respect to the ease with which these mating patterns can be activated by sex hormones. Males are more responsive than females in terms of the hormonal activation of mounting and intromission, whereas females are quite a bit more responsive than males in terms of the hormonal activation of the loidosis posture. Thus both neural and gonadal dimorphism account for the diethism seen in normal intact animals. T h e developmental origins of this neural dimorphism lie in the secretions of the fetal and early postnatal gonads. In the laboratory rat, the presence of neonatal androgens during a critical period results in the development of the masculine pattern of hormone responsiveness, whereas the absence of androgens at this time results in the feminine pattern of hormone responsiveness (Feeler and Wade, 1974; Whalen, 1968; Young, 1965). Genetic females treated with testosterone shortly after birth are permanently masculinized; as adults they will respond to testosterone by showing high levels of mounting and intromission, and will respond to estrogen and progesterone by showing only low levels of lordosis. Genetic males castrated before differentiation has taken place will be permanent!) feminized; as adults the\ will show good lordosis in response to estrogen and progesterone, and show reduced levels of mounting and intromission in response to testosterone. Females gonadectomized before differentiation are unaffected; the ovaries are not necessary for feminine behavioral development. A similar pattern of results, in which early treatment with testosterone masculinizes females and early castration feminizes males, has been observed in several other mammalian species, including hamsters (Mesocricetus auratus) (Clemens, 1974), guinea pigs (Cavia porcellus) (Phoenix et al., 1959), mice (Mus musculw) (Edwards and Burge, 1971), dogs (Canis fnmiliaris) (Beach, 1975), ferrets (Mustela furo) (Baum, 1976), and rhesus monkeys (Macaco, mulatta) (Goy, 1970). Several important conclusions emerge from these studies of psychosexual differentiation in mammals. First, the sex chromosomes act indirectly, via their effect on gonad differentiation, to determine sexual diethism in copulation. Second, sex hormones alter the course of brain differentiation during limited critical periods. Third, mammalian psychosexual differentiation follows a pattern in which females result from an absence of androgen during development, and males result from the presence of androgen. Since animals gonadectomized before differentiation develop as behavioral females, regardless of genetic sex, the female is the anhormonal (neutral) sex. This pattern parallels nicely sexual differentiation of morphological characters in mammals (Burns, 1961 ;Bruner-Lorand, 1964). BEHAVIORAL DIFFERENTIATION IN BIRDS To date, most experiments on the role of sex steroids in psychosexual differentiation have used mammals as subjects; yet for some purposes birds are more suitable. Several of the common domestic species, poultry in particular, are considerably more dimorphic than are laboratory mammals. In addition, avian reproductive behavior is primarily mediated by visual and auditory modalities, and thus is accessible to human observers; whereas mam- AVIAN PSYCHOSEXUAL DIFFERENTIATION 503 malian reproductive behavior is often neural differentiation has actually been alhighly olfactory. This is particularly true of tered. In all cases, the birds were observed courtship, which in many birds is richly in the intact state, and there is no guaranexpressed in a manner that can easily be tee that the males had sufficient circulating measured and recorded. Treatment of androgen at the time of testing to activate mammals during embryonic development behavior. In fact, treatment of eggs with can seriously interfere with gestation, and steroids is known to impair the developeffects are confounded by alterations in ment of the testes (Glick, 1961; Pantic and the mother's hormones. These problems Kosanovic, 1973; Wentworth et al., 1968). are not encountered in avian research. The most important reason for studying Differentiation of behavior in chickens birds, however, is that very different results are obtained that shed light on the Chickens are one of two avian species at evolution of sex differentiation in verte- this time for which we do have more conbrates. I n those avian species that have been clusive evidence that embryonic exposure studied thus far, early treatment with sex to sex steroids alters behavioral and brain steroids feminizes behavior, rather than differentiation. This evidence is a study by masculinizing it. Wilson and Glick (1970). In their experiFor years, attempts have been made to ments, chicken eggs were either dipped in alter the sex of birds or to sterilize them by solutions of testosterone propionate or treating incubating eggs with sex steroids, estradiol-17/3 benzoate after three clays of and in some experiments, observations of incubation, or were injected with these behavior suggested that such treatment steroids on different days of incubation. had dramatic effects on adult mating. For Sexual behavior was activated precociously example, Domm (1939) injected eggs of by injecting juveniles with testosterone domestic chickens (Gallus gallus) with sev- propionate and testing them at 41 to 49 eral estrogens between the third and fifth days of age posthatching. Treatment with days of incubation. When the birds either steroid prior to day 13 of incubation reached adulthood and were observed in greatly suppressed the frequency of atsocial groups, the males with the most tempted matings by males. Masculine matfeminized plumage rarely copulated, ing attempts by females were also supwhereas the females were behaviorally pressed. Waltzing, a masculine courtship and normal. More recent experiments contain threat display, was reduced in frequency, similar observations. Kaufman (1956) in- but not to as great an extent as mating. jected rutoestrol into chicken eggs after 24 These effects were not seen if treatment or 48 hours of incubation. The males that occurred on or after day 13. In contrast, hatched from these eggs never crowed or treated females showed normal receptive copulated. Click (1961, 1965) dipped chic- behavior as adults; feminine behavior was ken eggs in solutions of testosterone pro- not affected. Thus either testosterone or pionate after 3 days of incubation, and estradiol feminizes male chickens (or more males hatched from these eggs failed to accurately, demasculinizes them) by supmate as adults. Male Japanese quail pressing masculine behavioral potential (domesticated Coturnix colurnix japonica) without interfering with feminine behavhatched from eggs sprayed with mestranol ioral potential. This demasculinization is on clay 0, 6, or 12 of incubation also were limited to a critical period prior to hatching deficient in copulation (Wentworth el al., in this precocial species. 1968). Pigeons (Columba livid) implanted with subcutaneous pellets of diethylstilbestrol just after hatching showed reduced Differentiation of behavior in quail; quail and levels of nest-calling and bow-cooing (mas- chickens compared culine behavior patterns) (Orcutt, 1971). For the last 6 years, I have been conductNone of these experiments, however, proing a research program on the role of sex vide conclusive evidence that behavioral or steroids in the psychosexual differentia- 504 ELIZABETH KOCHER ADKINS tion of Japanese quail. This species is well suited to this type of research. Maturation is rapid (about 5 to 6 weeks from hatching to sexual maturity), and the birds are small, lay large numbers of eggs, and are quite active with respect to sexual behavior. Like chickens, Japanese quail exhibit marked sexual cliethism (see Adkins and Adler, 1972, Sachs, 1969, and Wilson and Bermant, 1972, for a fuller description of the behavior of this species). Males crow, especially when unmated or separated from females, whereas females under these conditions emit a call resembling cricket song (Potash, 1975). Males may strut either before or after copulation. Copulation occurs as follows. The female may solicit mating by rubbing against the male's breast or gently pecking him. The male grabs the feathers of the female's head or neck, mounts, and then spreads his wings and leans back so as to press his cloaca against hers. During copulation the female squats and refrains from locomoting. After a brief cloacal contact, the male dismounts and may strut. Experiments in which adult quail are exposed to a short photoperiod, which causes pronounced gonadal regression, and treated with sex steroids indicate that females treated with testosterone and tested with receptive female partners crow and strut (though not as frequently as males), but very rarely perform the head grab — mount — cloacal contact movement sequence; whereas males treated with estradiol and tested with male partners readily squat and permit copulation (Adkins, 1975; Adkins and Adler, 1972). These males do not differ either quantitatively or qualitatively from females treated with the same dosage of estradiol. Thus in this species, the sex difference seen in intact birds in the display of feminine sexual receptivity seems to be due largely to gonadal dimorphism at the time of testing; there does not seem to be any underlying neural dimorphism. In contrast, the masculine copulatory pattern is very difficult to activate in females, and the sex difference seen in intact birds in this behavior seems to be due to neural dimorphism. Thus the fundamental sex difference in quail sexual behavior lies in the capacity to display the masculine copulatory sequence. What effect does sex steroid treatment during early development have on the differentiation of these behavior patterns? In quail, as in chickens, sex steroids primarily feminize (demasculinize) males (Adkins, 1975). In this experiment, eggs of quail were injected with 0.05 mg estradiol-17/3 benzoate or with 2.5 or 1.2 mg testosterone propionate on the tenth day of incubation. Upon reaching maturity, all birds were exposed to a short photoperiod to eliminate endogenous gonadal hormones. They were then either injected with estradiol benzoate for 9 to 11 days and tested with male partners for display of feminine behavior, or were injected with testosterone for 9 to 11 clays and tested with female partners for display of masculine behavior. The results for masculine behavior patterns are shown in Table 1. Note first the diethism seen in the control males and females, who differed markedly in their ability to exhibit the complete masculine copulatory sequence. The major result summarized in Table 1 was that either estradiol or testosterone injected into the eggs greatly suppressed the capacity of males to display the head grab—mount—cloacal contact movement sequence. Crowing and strutting were also suppressed, but this suppression was not as significant due to the lower control levels. Testosterone did not increase the ability of females to display masculine behavior; i.e., the females were not masculinized. When birds were tested with male partners following estradiol replacement, there were no effects of the egg treatments on feminine sexual receptivity in either sex. This result was expected, given that there seems to be little difference between the sexes in the ability to display this behavior. The results of this experiment can be summarized by stating that the sex difference in masculine behavior seen in normal untreated quail is eliminated by treatment of eggs with sex steroids. Treated females are unchanged, but treated males are turned into behavioral females. Additional data showing that either estradiol or testos- 505 AVIAN KSYCHOSEXUAI. DIFFERENTIATION TAB1.K I. Masculine sexual behavior nj Japanese quail hatched from eggs injected with estradiol bntzimle (EH) or testosterone propionate (IP) on day 10 o)'incubation." Number of birds Sex Males Kgg treatment None Vehicle KB TP Females None Vehicle KB 'IT N Copulating'1 Crowing Sirutiing 10 10 10 10 6 7 0" ld 6 (i (i ()d 2 10 10 4 10 0 0 0 y 0 0 1 1 0 0 4 9 0 0 a Data are from Adkins (1975). Dosages were 0.05 nig KB and 2.5 or 1.2 mg TP. All birds were tested with sexually-active female partners after being exposed to a short pholoperiod for 3 weeks and then in)ecte<l with TP for 9 to 11 clays. h I. e., exhibiting the sequence head grab—mount—cloacal contact movement. c These females performed the head grab only; they did not mounl. d P < .05 compared wilh vehicle group. terone demasculinize male quail have been obtained in another laboratory (Whitsett e/ al., 1977). In the experiment described above (Adkins, 1975) the dosages used to demasculinize males were quite large. Subsequent experiments show that the same effect can be produced with much smaller dosages that are probably in the physiological range. Whitsett el al. (1977) found that as little as 2 fig estradiol-17/3 injected into eggs significantly lowered head grabbing and mounting frequencies. Adkins (unpublished data) found that I /u,g estracliol-17/3 benzoate was still sufficient to significantly lower the percentage of males displaying the head grab — mount—cloacal contact movement sequence. Testosterone is not as effective as estradiol at the same dosage (Whitsett el al., 1977); the minimum effective dosage of testosterone propionate is about 100 /Mg (Adkins, unpublished data). In chickens, which have a 2 1 day incubation period, treatment of eggs with estradiol or testosterone prior to day 13 demasculinizes males. In Japanese quail, which have an 18 day incubation period in the author's laboratory, treatment with estradiol prior to but not after day 12 demasculinizes males, and treatment on day 12 is partially, but not significantly, effective (see Figure 1). Thus in both of these highly precocial species, the critical period for sexual differentiation of the brain ends before hatching. Figure 1 also shows the effect of treatment wilh estradiol on different clays of incubation on the proctodeal (foam) gland development of males. The prod odea I gland, unique to the genus Coliinux, is sexually dimorphic; in untreated adults it < Q BEHAVIOR H GLANDS 50 . a. o o XI OIL (10) rn EB-IO (9) m •> EB-II (10) EB-12 (81 EB-13 (10) EB-14 (II) EGG TREATMENT - DAY J" FIG. I Masculine copulalory behavior and proctodeal gland development of male Japanese quail hatched from eggs injected with 0.05 mg estradiol benzoate (KB) on day 10, II, 12, 13, or 14 of incubation or with the oil vehicle on day 10 (Adkins, unpublished data). All males had photically-regrcssed testes and were receiving daily injections of testosterone when tested with female partners. Numbers in parentheses are .Vs. *P < .05 compared with oiltreated group. ELIZABETH KOCHER ADKINS 506 is well developed only in the male. It is androgen-dependent, regresses following castration (Sachs, 1969), and is demasculinized b)r embryonic exposure to estradiol or testosterone (Adkins, 1975). Thus in two species of birds, embryonic exposure to sex steroids demasculinizes males, rather than masculinizing females. By analogy with mammalian sexual differentiation, these results suggest that the male is the neutral (anhormonal) sex and that ovarian estrogen induces feminine behavioral development. More direct evidence for this pattern of sexual differentiation could be obtained by studying birds gonadectomized prior to differentiation. At the present time, this is not technically possible in either chickens or quail, but can be functionally accomplished by administering antihormones. If embryonic ovarian estrogen overcomes the neutral male pattern to induce females, then genetic females exposed to an antiestrogen should fail to be feminized, and should show behavioral masculinization. Such a result has been obtained in quail, using the chemical antiestrogen CI-628 (Adkins, 1976), and is summarized in Figure 2. Males hatched en — < from eggs injected on day 9 of incubation with 0.1 mg CI-628 were unaffected. Control females, as expected, never performed the complete masculine copulatory sequence (head grab — mount — cloacal contact movement). Females hatched from eggs injected on day 9 with 0.1 mg CI-628, on the other hand, were behaviorally masculinized. A few actually performed the complete male mating pattern, and qualitatively they resembled males. This experiment suggests that the male quail is the neutral sex for behavioral differentiation. The theory that the male is the neutral sex in chickens and quail and that female differentiation is induced by embryonic ovarian estrogen receives additional support from data on morphological and neurobiological development during embryonic life. In both species, morphological differentiation follows a pattern in which the male is the neutral sex and ovarian hormones suppress development of male characters in genetic females (Burns, 1961;Taber, 1964). The ovaries of chicken and quail embryos are actively engaged in steroidogenesis, and produce significant quantities of estrogens (Guichard el a!., 1977; Haffen, 1975; Ozon, 1965). Functional estradiol receptors appear to be present in the IOO D HEAD GRAB x H MOUNT LJ CD SCCM t50 50Q_ CD O O X X LJ 0 OIL WATER (4) C I - 6 2 8 (91 MALES EGG WATERI9I CI-62819) FEMALES TREATMENT FIG. 2. Masculine copulatory behavior exhibited by male and female Japanese quail hatched from eggs injected on day 9 of incubalion with 0.1 mg CI-628 or with the distilled water vehicle. Data are from Adkins (1976). CCM —cloacal contact movement. All birds had photicall)-regressed gonads and were receiving dail) injections of testosterone when tested with female partners. Numbers in parentheses are X's. ': P < ().."> compared with w.iter-treatt'd females. (10) TP-IMG (II) TP-2MG DP-1 MG DP-2MG (10) (8) (8) EGG TREATMENT FIG. 3. Masculine copulatory behavior of male Japanese quail hatched from eggs injected on day 10 of incubation with I or 2 mg testosterone propionate (TP), with 1 or 2 mg dihydrotestosterone propionate (DP), or with the oil vehicle (Adkins and Pickett, unpublished data). All birds had photically-regressed testes and were receiving dail) injections of testosterone propionate when tested with female partners. Numbers in parentheses are N's. * P < .05 vjompared with oil-treated group. AVIAN PSYCHOSEXUAL DIFFERENTIATION 507 hypothalamus of the brain of the chick male chickens but not of males from embryo as early as day 10 (Martinez- testosterone-treated eggs, indicating that embryonic exposure to testosterone does Vargas et al., 1975). not suppress mating behavior by making the red nuclei more inhibitory than normal MECHANISMS OF AVIAN PSYCHOSEXUAL (Crawford and Glick, 1975).' DIFFERENTIATION What are the neural and biochemical COMPARATIVE PERSPECTIVES ON PSVCHOSEXLAI. mechanisms by which sex steroids feminize DIFFERENTIATION the brains of chickens and quail? Some clues to the biochemical mechanisms can In addition to asking reductionistic be obtained by comparing the actions of analytical questions about psychosexual several different steroids. Whitsett et al. differentiation, it is important to ask com(1977) found that treatment of eggs with 2 parative synthetic questions. Is the pattern fxg of each of the following estrogens sig- of differentiation found in chickens and nificantly reduced subsequent mounting quail a characteristic of the class Aves in by male quail: estradiol-17/3, estradiol-17a, general? Studies of other species are sorely estriol, estrone, diethylstilbestrol. It is lacking but vitally important. Experiments especially interesting that testosterone also on morphological differentiation in feminizes sexual behavior (Adkins, 1975; domestic ducks (Anas platyrhynchos) suggest Whitsett <'t al., 1977). A possible reason for that their behavioral differentiation will this paradoxical effect is that testosterone resemble the chicken/quail pattern (Wolff, is converted to an estrogen in the embry- 1959). onic brain, as seems to occur in the differIf the male is generally the neutral sex in entiating rat brain (Weiszand Gibbs, 1974), birds, why do birds and mammals difand in fact there is already some evidence ferentiate in such opposite ways? The conthat this is the case. Dihydrotestosterone, trasting patterns of sex differentiation in which is not known to undergo conversion birds and mammals may be related to the to estrogen in vertebrates (Idler, 1972), fact that mammals, but not birds, have fails to feminize male quail. As shown in internal gestation. Both Burns (1961) and Figure .S, even when it is injected into eggs Mittwoch (1975) have pointed out that if at high dosages, it has absolutely no effect male mammals were the neutral sex, they on the differentiation of the masculine would risk being feminized by the mother's mating pattern (Adkins and Picketl, un- hormones. In addition, the contrasting published data). In addition, the brain of bird and mammal patterns are clearly the chick has been shown to contain sig- closely tied to another major difference nificant quantities of aromatase, the en- between avian and mammalian sex — the zyme responsible for converting andro- fact that in mammals, the female is the gens to estrogens (Callard et al., 1978). homogametic sex (the one with two similar Glick and his colleagues have explored sex chromosomes, referred to as XX), several possible mechanisms by which sex whereas in birds, the male is always the steroids could demasculinize the em- homogametic sex (Beatty, 1964). Thus in bryonic chicken brain. Wilson and Glick both classes the homogametic sex is the (1970) found that chicks hatched from neutral sex. This correlation between sex eggs clipped in testosterone on incubation determination and sex differentiation has day 3, 6, or 12, but not 18, had reduced been noted previously with reference to levels of cholesterol in the cerebral hemi- morphological development (Burns, 1961; spheres. Ghicks from eggs dipped in testos- Van Tienhoven, 1968; Witschi, 1959); it terone on day 3 had reduced levels of now appears that it can be extended to alkaline phosphatase activity in the brain behavioral differentiation as well. stem (Kilgore and Glick, 1970). Lesions of There are suggestions that this principle the red nuclei (midbrain structures) in- that the homogametic sex is the neutral sex creased the mating behavior of normal may apply to other vertebrates as well. ELIZABETH KOCHER ADKINS 508 Unfortunately, little or no information is available concerning behavioral differentiation in other classes, and so one has to rely on what is known about morphological differentiation (see Adkins, 1978, for a detailed review of sexual differentiation in non-mammalian vertebrates and for references for the following summary). The male lizard Lnrcrla vivipara is homogametic and is the morphological neutral sex. In the u r o d e l e a m p h i b i a n s Ambystoma mrxiramim a n d Plcurodclcs waltlii, a n d i n t h e a n u r a n Xetiopus laevis, the male is homogametic and embryos are strongly feminized by treatment with sex steroids. In the anurans Psrudacris nigrila and three Raua species, the female is homogametic and embryos are strongly masculinized by treatment with sex steroids. Finally, most fish studied to date have female homogamety, and sex steroids strongly masculinize the fry of these species. 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