EREC 2002 « ENERGIES RENOUVELABLES ET COGENERATION POUR LE DEVELOPPEMENT DURABLE EN AFRIQUE » SEMINAIRE ATELIER SESSION HYDROELECTRICITE Sous le haut patronage de : • Ministère de l’Enseignement Supérieur du Cameroun • Ministère des Mines, de l’Eau et de l’Energie, Cameroun 1.- Faculty of Science Applied FEASIBILITY STUDIES Professor A. LEJEUNE And I. TOPLICEANU Assistant December 2002 2.- CHAPTER I INTRODUCTION WATER POWER DEVELOPMENT 1.1. Historical The use of water power by crude devices dates back to ancient times. The primitive wheels, actuated by river current, were used for raising water for irrigation purposes, for mills in grinding corn, and in other simple applications. The Chinese nora, or float wheel, built of bamboo, with woven paddles, is still in use, as well as other forms of current wheel elsewhere (see figures 1.1 and 1.2). Such devices have a very low efficiency and utilize but a small part of the power available in a stream. Figure 1.1 - Chinese bamboo water wheel The undershot, breast, and overshot wheels were great advances in that water was confined in a channel, brought to the wheel, and utilized under a head of fall. These were, therefore, gravity wheels and gave efficiencies from perhaps 30 per cent for the undershot wheel up to about 70 per cent for the breast, and 80 per cent or more for overshot wheels. The last were extensively used up to about 1850 and have been constructed and used to a limited extent since. The development of the hydraulic turbine about the middle of the nineteenth century, however, resulted in its completely superseding the overshot wheel, the latter, while efficient, being of relatively large diameter and low speed and limited in head usually to from about 3 to 15 meters, this limit being imposed by the size of the wheels 3.- which could be constructed. The period between the middle and the end of the nineteenth century saw the development of the American, or mixed or inward-flow turbine in this country, the evolution from the Francis wheel of 1849, to gain greater power and speed. The developments of these days were, however, limited to low heads, usually 4 to 7 meters the use of a greater fall being made by canals in subdivisions, each a unit of about 7 meters. Figure 1.2 - Water wheel in use near Murcia, Spain. 1.2. Development Now, the present activity and interest displayed in water power development are distributed all over the world and especially since the oil crisis. In table 1.1, is given the percentage of water power in electric energy production in the world. Table 1.1 : Percentage of water power in electric energy production in the world 1925 1950 1963 1974 1985 2000 40% 36% 28% 23% 18.4 14% 4.- Table 1.2. based upon estimate of O.C.D.E. experts, shows distribution of energy resources up to 2020. Table 1.2 RESOURCES Coal Petrol Gaz Nuclear resources 19 72 Total 20 00 20 20 EJ % EJ % EJ % EJ % 66 115 46 2 24.5 45.7 17.1 0.7 115 216 77 23 23.6 44.26 15.77 4.7 170 195 143 88 24.6 28.3 20.7 12.7 259 106 12 314 16 10 12.5 31.4 85 Total of non renewable resources Water power Petrol and gaz (non conventionnal) Renawable resources ( sun, wind, … 19 85 88 86 80 14 0 26 5 0 0.6 24 0 33 4.9 0 6.7 34 4 56 4.9 0.6 8.1 56 40 100 5.6 4 10 269 100 488 100 690 100 1000 100 (EJ = exajoule = 1018 joules) The average increase in developed water power during the coming 40 years, will be about 5 per cent yearly ; that means a capacity production multiplied by 3. In table 1.3 is given the distribution of water power world potential. 5.- Table 1.3 AREA Asia South America Africa North America USSR Europa Oceania World Potential Devel oped MW MW % 610 000 431 900 358 300 356 400 250 000 163 000 45 000 53 079 34 049 17 184 128 872 30 250 96 007 6 795 9 8 5 36 12 59 15 2 200 000 Figure 1.3 366 236 16.6 6.- CHAPTER II GENERAL ARRANGEMENT OF WATER POWER DEVELOPMENTS 2.1. Essential Features A water development is essentially to utilize the available power in the fall of a river, through a portion of its course, by means of hydraulic turbines, which, as previously explained, are usually reaction wheels except for high heads, where impulse wheels may be used. To utilize its power, water must be confined in channels or pipes and brought to the wheels, so as to bring into action upon them substantially the full pressure due to the head or fall utilized, except for such losses of head as are unavoidable in bringing the water to the wheels. The essential features of a water power development are therefore ( see figure 2.1): 1. The dam The structure of masonry or materials built at a suitable location across the river, both to create head and to provide a large area or pond of water from which draft can readily be made. In many cases the power development is at or close the dam, and the entire head utilized is that afforded at the dam itself, in which case the development is one of concentrated fall. 2. The Waterway More often the development must be by divided fall, utilizing in addition to the head created by the dam an amount obtained by carrying the water in a waterway, which may be a canal, penstock (or closed pipe), of a combination of these for some distance downstream. 3. The powerhouse and equipment Which include the hydraulic turbines and generators and their various accessories and the building required for their protection and convenient operation. Many existing water power developments also utilize the power from the wheels in mechanical drive, i.e., operating machinery directly or by belting and gearing. The tendency is, however, very markedly toward mill and factory electrification, so that nearly all the never developments are hydroelectric. 4. The tailrace Or waterway from the powerhouse back to the river. In many cases the powerhouses located on the river bank so that no tailrace channel is required, but occasionally, to develop additional fall ; a tailrace channel of some distance is used. 7.- 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. River Dam with a spillway Control gate Water way Intake structure Trashrack Overflow channel Penstock Valve Turbine Generator Tailrace Figure 2.1 2.2. Gross and Net Head The development losses, as they may be called, aside from losses at or in the wheels, will vary in percentage amount depending upon the head and manner of development but should not exceed perhaps 5 to 10 per cent at the most. The gross head developed is the fall between pond level at the dam and river level at junction with tailrace, or, in other words, the amount of fall of the river that is developed. The net or effective head (see following chapter) is less than the gross head by the losses sustained in bringing water to the wheels and, possibly, between tailrace level and river below. As previously noted, wheel efficiencies from 85 to 90 per cent or more are now obtained, so that a modern hydroelectric development should utilize in power supplied to the generators at least 80 per cent of the gross head of the development or not less than 75 per cent of the gross head at he switchboard. 8.- 2.3. Essentials of General Plant Layout The two basic principles to be kept in mind in planning a water power development are economy and safety, or in other words a maximum of power output at a minimum of cost, but at the same time a safe and proper construction than can meet the exigencies of operation imposed by structures which control as far as may be, but of necessity interfere somewhat with, natural forces, variable and often large in amount and uncertain in regimen. The hazards due to floods, ice, etc... must be provided for not only from the point of view of safety but also to minimize interruptions in plant operation as far as practicable. Owing to freedom from the uncertain and irregular natural forces to which a water power development must of necessity be subjected, steam-electric plants were formerly considered as more dependable prime movers, but the interruptions in service at steam plants in the countries during the times of fuel shortage, when for times water power alone was available for use, and later continued high fuel costs, have materially changed our perspective in this respect. The trend of modern water power developments toward simple and effective layout and also the greater use of stored water have resulted in a better appreciation of the value and dependability of water power, when properly utilized. 2.4. Factors Affecting Economy of Plant The factors or conditions affecting the relative economy of a water power development may be divided into the characteristics of (1) site and (2) use and market. 1.- The site characteristics are those particularly affecting the construction and operating cost of the plant and, therefore, the conditions which are most likely to decide first of all whether a site is worthy of development and, if so, the best manner of making this development. These include geologic conditions as affecting available foundations for structures, particularly the dam, whose type may be thus determined. The absence of suitable rock foundations for the dam may even prevent the utilization of a power site. Topographical conditions are also of great importance in determining the dimensions of the dam and thus largely affecting its cost and the relative proportion of the fall or head to be developed by the dam or by waterway, as well as the manner in which the waterway may be constructed, whether canal or penstock or a combination of these. The slope of the river is of importance, as affecting necessary length, cost of waterway, and amount of poundage obtainable at the dam. The relation of head to discharge also greatly affects the desirability of a power development. For a given amount of available power the greater the head as compared with the discharge, the less costly will be the development, owing to the greater capacity required for all the features except the dam, as discharge increases. In general, therefore, the higher head developments are always less expensive per horsepower of capacity than those of lower head. Storage possibilities at sites upstream are of especial importance, where storage cost is reasonable, which will usually require the use of the stored water at several power plants in order to lessen its cost a each plant, in increasing the dependability of the water power development, and the proportion of its output which will be primary of dependable power. 9.- Operating costs may also be affected by especial condition which may prevail on a given stream. Thus, a stream subject to frequent floods or high-water periods may have the power at a given site frequently curtailed by backwater in the tailrace, and on such a stream flashboards on the dam may require frequent renewal. The presence of ice, particularly anchor or brazil ice, on streams having numerous falls or stretches of quick water, also introduces troublesome problems of operation and often adds to its cost. 2. The characteristics of use and market include the conditions particularly affecting the sale price and value of the developed power. Thus proximity to market is a vital consideration. A water power site may be capable of development at low cost, viz, with advantageous natural features, but situated so far from any possible market as to be unworthy of consideration for development. In this respect, the radius of possible transmission of power is constantly growing, and today lines of 1000 are possible. On the other hand, to transmit power such distances economically requires relatively large blocks of power,and in any event the cost of transmission must be included in power cost in competing with steam-electric plants at a distance. The transmission of power across states lines is also in some cases hampered or prohibited by state laws. The cost of other at the available market is of importance as affecting the sale price of water power. This order power is commonly steam-electric, whose cost is largely affected by fuel cost. Hence, much variation in cost of power will be found in different parts of the country, depending upon, the distance that coal (or oil fuel, in many cases) must be transported, freight charges here constituting the important element. Load factor as affecting the manner of use of power is of great importance, as certain features of the water power development, particularly the powerhouse and equipment, vary in cost nearly inversely as the load factor. It is of advantage, therefore, to keep the load factor at a hydro-electric development as high as possible. 2.5. Types of Water Power Developments No two water power developments which are exactly alike will probably ever be built, and every power site has its especial problems of design and construction which must be met and solved. We may, however, distinguish certain general types of plant layout consistent with the general site characteristics of importance-head, available flow, topography of river and vicinity etc...all more or less interdependent, which affect the manner of development as well as those characteristics of market and type of load, etc... which affect the size of plant and number of its units. Such a general classification of water developments is given in table 2.1, which also shows to what extent head may and flow vary or affect the use of the different types as given. It must be kept in mind that the numerical limits given in table 2.1 are somewhat variable and elastic for both head and flow. Thus, an open-flume installation may in some cases be used for a head of more than 7 m and penstock developments are sometimes made for capacities in excess of 15 m3/s. The figures given represent ordinary of common usage. In the case of a concentrated fall with steel flume, the ordinary upper limit of head is placed at 150 m, although a dam of that height would seldom be economical for power development unless it afforded at the same time substantial storage capacity. 10.- Figure 2.2 :Three gorges Chine 11.- Table 2.1 - Types of Water Power Developments TYPE OF DEVELOPMENT Range of Head m Flow m3/s A. Concentrated Fall Open flume Concrete scroll flume Steel scroll flume Up to 7 7 - 20 21 - 150 Not limited Not limited Not limited Canal and open flume Canal and concrete scroll flume Canal and short penstock, steel scroll flume Penstock, steel scroll flume Up to 7 7 - 20 20 up 20 up 10 to 15 10 to 15 10 to 15 10 to 15 B. Divided Fall Water power plants could be also divided in function of the head, in 3 ranges: low, medium and hight head ( see figure 2.3) Figure 2.3: Typical water power plants 2.6. Typical of Arrangements of Water Power Plants A. Concentrated Fall The location of powerhouse with reference to dam will depend upon local conditions. Often a low-cost development could be made by placing the power house in the river at one end of the dam (figure 2.4.a). 12.- (a) (c) Figure 2.4 - Arrangement of plants - concentrated and divided fall This would generally result, however, in an undesirable limitation in length of spillway and possible subjection of powerhouse to flood and ice hazards. To obtain necessary spillway length, therefore, the powerhouse must often be located in some such manner as shown in figure 2.4.b, c or d. A few developments utilizing concentrated fall have been made using a hollow concrete dam of the Ambursen type with powerhouse in the dam. B. Divided Fall Various typical plant arrangements with divided fall are shown in figure 2.4.e and figure 2.4 f to k. Aside from capacity in second-feet to be handled, the dominating feature is the topography of the region adjacent to the river. Thus, in figure 2.4.e, the river bank remains high and affords room for a canal development, which with open wheel pit could utilize a head of only about 7 m. but with concrete scroll flume settings might make it possible to use a head of 20 m. The arrangement in figure 2.5.f is typical of many developments where flow is relatively large, where the river bank permits the use of a canal to a forebay near the powerhouse, from whence individual penstock lines run to each wheel unit. The heat utilized in such a development will nominally be more than about 20 m and is limited above that amount only by the fall in the river between dam and tailrace level. In figure 2.4 g the topography is such that a canal can be used for only a part of the distance. If flow is large, it may be necessary here to use more than one penstock line, although such a development would result in increased cost, as compared with figure 2.5.f, for a given total length of waterway. In figure 2.5.h the manner of development is similar to that of g, but advantage is taken of a bend in the river to utilize a greater head for a given length of waterway. 13.- In figure 2.5.k the flow is low enough to permit the use of a penstock throughout, which is kept at relatively high level to save in cost, until pear the powerhouse, where a quick descent is made, usually with individual penstocks to each wheel unit. Here again a curve in the river is utilized to shorten the length of penstock. Figure 2.5. - Arrangement of plants - divided fall A modification of figure 2.5.k of service where the river bank between dam and powerhouse site is very high, as with a hill, consists in constructing a tunnel penstock with surge tank and individual penstock lines to each unit from the point on the hillside where the tunnel emerges. The material most favoring tunnel construction is rock, and usually the tunnel would be lined to increase its flow capacity. The tunnel grade would be usually kept relatively flat, the sudden pitch being made with the penstock lines. 2.7. Lowest Cost Power Developments Keeping in mind variation in site, use, and market characteristics, it will be seen that the lowest cost development, as well as of power produced will be secured with the following conditions : Conditions favoring low cost 1. 2. 3. (A penstock development) Relatively high head and small flow Discharge assured by storage, the cost of which is carried by several plants Favorable dam site a. good foundations b. Narrow valley and a minimum of material in dam 4. Good penstock location, fairly straight line with moderate grade for most of distance, and then quick drop to powerhouse site 5. A few large wheel units 6. Relatively short transmission to market 7. High load factor, often made possible where a plant is a unit of a large power system. 14.- 2.8. Highest Cost Power Developments Conversely, the highest cost development and of power produced will be for the following conditions : Conditions resulting in high cost (A canal development) 1. Relatively low head and large flow 2. Variable flow with small minimum or primary power 3. Poor dam site a. Poor foundations b. Wide valley and relatively large material requirements 4. Poor canal location deep cut in hard material and circuitous route 5. A relatively large number of small-capacity wheel units 6. Long transmission to market 7. Low load factor, as with an isolated plant and poor load characteristics. 15.- CHAPTER III POWER FROM FLOWING WATER We may change the form of energy, but we can neither create nor destroy it. Water will work for us only to the extent that work has been performed on it. We cannot realize all the potential inherent work of the water because there are inevitable conversions of energy to unavailing forms that we style losses. In the hydrologic cycle, water is evaporated from oceans and carried inland in the form of vapor by air currents. Cooling by adiabatic expansion of these air currents deflected upward by mountain ranges and by other means causes condensation of its vapor and precipitation as rain, snow, dew, on the land from whence it flows back to the ocean only to repeat the cycle. The work done on it by the energies of the sun, winds, and cooling forces places it on the uplands where work may be extracted from it in its descent to the oceans in direct correspondence to the work expended in putting it there. 3.1. Energy and Work Energy is the capacity to perform work. It is expressed in terms of the product of weight and length. The unit of energy is the product of a unit weight by a unit length, i.e., the kilogram-meter, the foot-pound. Work is utilized energy and is measured in the same units as energy. The element of time is not involved. Water in its descent to the oceans may be temporarily held in snow banks, glaciers, lakes and reservoirs, and in underground storage. It may be moving in sluggish streams, tumbling over falls, or flowing rapidly in rivers. Some of it is lost by evaporation, deep percolation, and transpiration of plants. Only the energy of water that is in motion can be utilized for work. The energy of water exists in two forms (1) potential energy, that due to position or elevation, and (2) kinetic energy, that due to its velocity of motion. These two forms are theoretically convertible one to the other. Energy may be measured with reference to any datum. The maximum potential energy of a pound of water is measured by its distance above sea level. The ocean has no potential energy because there is no lower level to which its water can fall. The energy of ocean waves can of course be realized. The potential energy of a given volume of stored water with reference to any datum is the product of the weight of that volume and the distance of its center of gravity above that datum. Power is utilized energy per unit of unit of time, or the rate of performing work, and is expressed in horsepower, or kilowatts. The potential energy of a stream of water at any cross section must be measured in terms of power, in which time is an indispensable element. It is the weight of water passing per second X the elevation of its water surface (not center of gravity) 16.- above the datum considered. The kinetic energy of a unit weight of the stream is measured by its velocity. It must also be measured in terms of power since velocity involves time. It is the weight per second times the velocity head, i.e., the height the water would have to fall to produce that velocity. The total energy of a stream is the sum of its potential and kinetic energies. At the perfect turbine, all the potential energy has been converted to kinetic energy. Of course the perfect turbine does not exist. Some of the potential energy is converted into heat by friction and turbulence so that the useful part is less than the theoretical potential. 3.2. Energy Line The energy head is a convenient measure of the total energy of a stream of constant discharge at any particular section. It is the elevation of the water surface, potential energy, plus the velocity head, kinetic energy, of a unit weight of the stream. Although every unit of the stream has a different velocity, that usually considered is the velocity head corresponding to the mean velocity of the stream. If the stream is flowing in a pipe, the energy head is the elevation of the pressure line, or the height to which water would stand in risers, plus the velocity head of the mean velocity in the pipe. A line joining the energy heads at all points is the energy line. The energy lines would be horizontal if the energy converted to heat were included. Energy converted to heat however is considered lost ; hence the energy line always slopes in the direction of low and its fall in any length represents losses by friction, eddies, or impact in that length. Where sudden losses occur, the energy line drops more rapidly. Where only channel friction in involved, the slope of the energy line is the friction slope. Figure 3.1. illustrates the principles of the foregoing example. The potential energy head of the tank full of water without inflow or outflow is that of the center of gravity of the tank of water Z. With inflow and outflow equal, however, the potential energy head is H. AS the water passes into the canal, a drop of the water surface equal to the velocity head in the canal V12 /2g must occur. At the entrance to the pipe line, an entrance loss h1 is encountered as well as an additional drop for the higher velocity in the pipe. At any point line, the pressure head hp will be shown in a riser. The energy head at any point is the pressure head plus the velocity head, and the line joining the energy heads in the energy line. The energy lost (converted to heat) is the sum of friction, entrance, bend, and other losses in all the conduits, including the turbine and draft tube. The useful energy is that of the power developed by the turbine. The sum of the useful energy and the lost energy must equal the original potential energy. 17.- Figure 3.1 - Energy relations in a typical hydroelectric plant. 3.3 The Bernoulli Theorem The Bernoulli theorem expresses the law of flow in conduits. For a constant discharge in a closed or open conduit, the theorem states that the energy head at any cross section must equal that at any other downstream section plus the intervening losses. Thus above any datum V21 V22 Z1 + ------- = Z2 + ------ + hC 2g 2g (1) In figure 3.2. Z is the elevation of a free water surface above datum whether it be in a piezometer tube or a quiescent or moving surface of a stream, V is the mean velocity, hc the conduit losses between the two sections considered, and e the energy head above the chosen datum. Obviously Z may be made up of a number of elements such as elevation of stream bed or pipe invert above datum k, pipe diameter D, depth in open channel y, or pressure head above crown of pipe h. Frequently k and h are measured to the center line of the pipe, but if the pipe is large a distinction is necessary. Figure 3.2. - Energy relations in open and closed conduits. 3.4 Head There are several heads involved in a hydroelectric plant which are defined as follows. 18.- Gross head, simultaneous difference in elevation of the stream surfaces between points of diversion and return. Operating head, simultaneous difference of elevations between the water surfaces of the forebay and tailrace with allowances for velocity heads. Neat or effective head, has different meaning for different types of development as follows : 1. For an open-flume turbine, the difference in elevation between (1) headwater in the flume at a section immediately in advance of the turbine plus velocity head, and (2) the tail water velocity head. 2. For an encased turbine, the difference between (1) elevation corresponding to the pressure head at entrance to the turbine casing plus velocity head in the penstock at the point of measurement, and (2) the elevation of the tail water plus velocity head at a section beyond the disturbances of exit from draft tube. 3. For an impulse wheel, including its setting, the difference between (1) elevation corresponding to the pressure head at entrance to the nozzle plus velocity head at that point, and (2) the elevation of the tail water as near the wheel as possible to be free from local disturbances. When considered as a machine, the effective head is measured from the lowest point of the pitch circle of the runner buckets (to which the jet is tangent) to the water surface corresponding to the pressure head at entrance to the nozzle plus velocity head. Strictly speaking, the various heads above are the differences in energy heads. For the gross head, the velocities in the stream are generally disregarded, as are the velocity heads in the tailrace for the operating head. The net head, however, is important in determining efficiency tests of a turbine in its setting ; hence is important to use the difference in energy heads at entrance and exit of the setting. The net head includes the losses in the casing, turbine, and draft tube, for they are charged to the efficiency of the wheel. Formulas for the net head of the three cases are as follows : For one cased reaction wheel, V21 V22 h = ( Z1 + ------ ) - ( Z2 + ------ ) = e1 - e2 2g 2g where Z1 = elevation of pressure heat at entrance of turbine casing V1 = mean velocity at entrance of turbine casing Z2 = elevation of tail water at draft-tube exit V2 = mean velocity in the draft tube at its exit e1 and e2 = the respective energy heads. For an open flume setting of a reaction wheel, the expression is the same as in (2) but the quantities have slightly different meanings : z1 is the elevation of water surface in the open flume just upstream of the turbine v1 the mean velocity in flume at that section Z2 the elevation of water surface in tailrace at draft-tube exit, and V2 the mean velocity in the draft tube at its exit. For the impulse wheel, (2) V21 19.- h = Z1 + ------ - Z2 2g in which (3) Z1 = elevation of pressure head at entrance to nozzle casing V1 = velocity at the same point Z2 = elevation of tailrace near the wheel The elevation of the nozzle above tailrace and the velocity head in the tailrace are lost as there must be clearance above the tail water for the wheel to revolve. Efficiencies of elements composing a hydroelectric system are all measured as the ratio of energy output to impute or of useful to total energy. No element is perfect, its functioning involves lost energy (conversion to heat). The efficiency of a plant or system is the product of the efficiencies of its several elements, thus Es = EcEtEgEuElEd (4) where Es is the over-all system efficiency made up of the product of the several efficiencies of the conduits, Et turbines, including scroll case and draft tube, Eg generators, including exciter Eu step-up, transformers E1 transmission lines Ed step-down transformers Ec canal, penstocks, tailrace Formula (4) expresses the over-all efficiency from the river intake to the distribution switches at the substation. To this could be added the efficiency of the distribution system, even to the customer's meters, his lights, water heaters, ranges, motors, etc... For a constant discharge the hydraulic efficiencies of the several elements can be expressed in terms of elevations or head above a given datum, and since that datum may be arbitrary such efficiencies will have different values depending upon the datum of reference. If all such efficiencies were referred to sea level, plants at low levels would have higher efficiencies that those at higher altitudes. Such a condition is, of course, intolerable. In effect, the efficiency of an element is the ratio of (1) total energy less losses to (2) total energy, but the datum of reference must be stated. For purposes of illustration, the following analysis is presented. For the head-works of a system, there is a loss through the control gates in passing from stream to canal, and the efficiency becomes 2 V1 Z1 + ------ e 2g 1 ------------------- = -----Z0 Z0 (5) For the canal, the loss is mostly channel friction 2 Vf 20.- Zf + ------ e 2g f ------------------- = -----2 V1 e1 Z1 + -----2g (6) For the penstock, the loss is entrance and pipe friction 2 Vf Zt + ------ e 2g t ------------------ = -----2 Vf ef Zf + -----2g (7) For the turbine, the loss is entrance, friction, impact and eddies in casing and draft tube 2 Vd Zd + ------ e 2g d ------------------ = -----2 et Vt Zt + -----2g (8) For the tailrace, the loss is eddying at draft-tube exists and channel friction 2 Vr Zr + ------ e 2g r ------------------ = -----2 Vd ed Zd + -----2g In the foregoing expressions, z represents elevation of water surface and e of energy heads above datum, subscript 1 refers to the head of the canal below control gates, f to forebay, t to the entrance of the turbine, d to the draft-tube exit, and r to the river at its junction with the tailrace. Zo is the elevation of the normal river surface at the intake before water enters the canal (river velocities are neglected), and, as this may vary, the canal gates are manipulated to hold a given elevation in the canal intake for a given discharge. The efficiency of the headworks may therefore be variable even for a constant discharge. The elevation of the water surface at the head of the tailrace (exit of draft tube) Zd may also be affected by the river stage, and this is reflected in variation in the efficiency of the turbine. The efficiencies of all the other elements will be sensibly constant for a constant discharge if canal, racks, etc... are kept clean and in good order. Turbine efficiencies are specified for certain flows under certain heads and speeds and obviously must not vary arbitrarily with an arbitrary datum. The datum of reference is therefore considered to be moved to the water surface just downstream of the draft-tube exit where major turbulences have subsided. The expression in Eq (8) therefore must be modified by introducing a power head that represents the useful energy output of the wheel and is determined by tests ; thus (9) 21.- hp hr ------------------------------------------------------- = ------------2 2 et - ed Vt Vd ( Zt + ------ ) - ( Zd + ------ ) 2g 2g (10) becomes the correct expression for the efficiency of the turbine and setting under constant discharge, the datum of reference being the water surface of the tailrace at exit of the draft tubes. With the preceding notation, the efficiency of the entire plant may be expressed independent of an arbitrary datum ; thus hp ---------------Z0 - Zr (11) velocity heads in the river at the headworks at its junction with the tail race being neglected. The term efficiency is not often used for plant elements other than the generating equipment. It has been given herein merely to illustrate the relationship of each element to the whole in this regard and to show the effect of the datum of reference on indicated efficiencies. In practice, the lost head in each such elements is found and deducted from the gross head to obtain the net power head. The efficiency of a turbine depends upon the type, speed, head and load. For moderate heads, the propeller type of turbine with adjustable blades has shown high efficiencies over a wide range of load and head. Most wheels show maximum efficiencies about 80 per cent gate opening. The efficiency of generators are generally greater the larger the unit, but they too depend upon the load carried. The efficiency of transformers increases rapidly with capacity and load within certain limits, whereas that of transmission lines increase with capacity but decrease with load. The over-all efficiency of a plant is the product of the instantaneous efficiencies of its several pieces of equipment referred to the gross head on the water wheels. It obviously varies with capacity of units, head, load, and the number of units in service. Plant efficiencies are not always observed and frequently involve many complexities. In general, the plant efficiency is the ratio of the energy output of the generator to the water energy corresponding to the gross head (difference of forebay and tailrace levels) and that discharge and load for which the indicated efficiency of the turbine is maximum. In any case, it should be clearly defined. Power formulas Theoretical power is 9,81 QH kW If E is the efficiency of the plant, the power that can realised is given by 9,81 Q HE kW 22.- In the expression, E is the plant efficiency and H is the head on the water wheel defined by Esq (2), (3) or (4) as may be appropriate. Useful energy is generally measured in terms of kilowatt hours. Where the discharge and head are constant. 9,81 QH Et were t is the time in hours for which the flow and head are constant or for which Q and hare average values. When the flow and head vary materially, the period considered is divided into smaller time intervals for which they are sensibly constant. The kilowatt-year are terms sometimes used for power sales. On a 100 per cent load factor the relationships are 0.746 kW-year = 6,540 kWhr Power from any particular plant or system is limited by the capacity of the installed equipment. It may be limited also by the available water supply, head characteristics, and storage. Firm power, or primary power, is that load, within the plant’s capacity and characteristics that may be supplied virtually at all times. It is fixed by the minimum stream flow, having due regard for the amount of regulating storage available and the load factor of the market supplied. Surplus power, or secondary power, is all available power in excess of the firm power. It is limited by the generating capacity of the plant, by the head, and by the water available in excess of the firm water. A certain amount of surplus power may very closely approximate firm power in being available a large percentage of time, whereas other amounts may be available for shorter periods. Dump power is surplus power sold with no guarantee as the continuity of service i.e., it is delivered when, as, and if available. Secondary power of a power plant is not easily defined. Name-plate capacity or rated capacity of a turbine is usually given in horsepower for a given head of these quantities may vary within definite limits. The rated capacity of a.c. generators is usually stated in terms of definite speed, power factor, and temperature rise and is usually given in kilovolt-amperes. Each of these quantities may also may within definite limits. The A.I.E.E. definition of generating station capacity is “the maximum net power output that a generating station can produce without exceeding the operating limit of its component parts”. The station or plant capacity can therefore be determinate for a given station. It may be stated for a peak load over a given period as 15 minutes or 1 hour or for a continuous service if storage regulation exists but is limited by the temperature rise of generators. Until the station capacity has been fixed, the various factor having to do with capacity cannot acquire definite meanings. Where the capacity of a plant has not been fixed, it is customary to take name plate capacity of generators as the plant capacity, which is often called installed capacity. The average load of a plant or system during a given period of time is a hypothetical constant load over the same period that would produce the same energy output as the actual loading produced. 23.- The peak load is a maximum load consumed or produced by a unit or a group of units in a stated period of time. It may be maximum instantaneous load or a maximum average load over a designated interval of time. The maximum average load is generally used. In commercial transactions involving peak load, it is taken as the average load during a time interval of specified duration occurring within a given period of time, that time interval being selected during which the average power is greatest. The load factor is an index of the load characteristics. It is the ration of the average load over a designated period to the peak load occurring in that period. It may apply to a generating or a consuming station and is usually determined from recording power meters. We may thus have a daily , weekly, monthly, or yearly load factor ; it may apply to a single plant or to a system . Some plants of a system may be run continuously at a high load factor, whereas variations in load are taken by others plants of the system , either hydro or steam. Hydro plants designed to take such variations must have sufficient regulating storage to enable them to operate on a low factor. They are often called peakload plants. Operating on a 50 per cent load, there must be sufficient storage to enable such a plant, in effect, to utilize twice the inflow for half the time: on a 25 per cent load factor, the plant should be able to utilise four times the inflow for a quarter of the time, etc… the lower the load factor, the greater the storage required. As applied to the consumption of power , the load factor is the ration of the average to maximum demand during any given period. If may apply to a single motor, an industrial plant, a city, or a consuming system. The maximum demand may be highest consumer load during a 5, 10 or 15 min interval, the average of the two highest 5 min intervals, or otherwise as fixed by the management or be regulatory bodies. It is usually determined from a demand meter or taken from a graphic wattmeter. The period usually considered is a month for purposes of billing, although the sale rates or power are often based on the yearly load factor of the consumer. The capacity factor is a measure of plant use. It is the ration of the average load to the plant capacity. It may be computed for a day, month, year or any other period of time. When the peak load just equals the plant capacity, the capacity factor and load factor are obviously the same. If the maximum demand is les that the plant capacity, the capacity factor may be either greater or less that the load factor, depending largely on the load factor itself. The utilisation factor is a measure of plant use as affected by water supply. It is the ratio of energy output to available energy within the capacity and characteristics of the plant. Where there is always sufficient water to run the plant capacity, the utilisation factor is the same as the capacity factor. A shortage of water, however, will curtail the output and may either decrease or increase the utilization factor according to the plant load factor. These several factors can be determined for any plant by analysing past performance. They may also be forecast approximately by a complete analysis of stream flow and plant characteristics. 24.- CHAPTER IV PLANNING AND BUILDING 4.1. Stage of planning The stage of planning power stations may the grouped as follows : 1. Scientific and technical preparations: hydrographical, meteorological, hydrogeological, geological, soil-mechanical, etc... preliminary investigations and studies ; geodetical surveys and comprehensive scale model tests (see Figure 4.1). (The operations in hydrography, meteorology and hydrogeology may be summed up in the comprehensive term of hydrology). 2. Power estimates. Power curves, investigation of load conditions. Plan of cooperation . Economic analysis. 3. Design of civil engineering works and hydraulic structures (including all hydraulic, structural, soil-mechanical etc...investigations together with detailed scale model analyses). 4. Design of mechanical and electrical equipment (including the necessary computations, together with tests, hydraulic and other ). 5. The design of steel structures, closely related to that of civil engineering structures, on the one hand, and with that of the mechanical equipment, on the other. 6. Architectural design. 7. Estimates of costs and economic considerations. Figure 4.1: Nam Thun Laos Hydraulic Scale (Liège University laboratory) 25.- Planning as such, especially that of hydraulic projects, is generally not feasible in the final from in the above succession but, according to the requirements of each stage of planning, studies including every detail are to be prepared with the required degree of accuracy. Accordingly, various specialists should submit to the hydraulic engineer as required by the progress of planning operations. The right course of planning is gradual approximation. The following stages of planning are usually distinguished : 1. Identification (a hydrological study in principle ; diagrammatic sketch with the basic data; tentative power estimates ; estimates of investment costs). This preliminary report is based on available data and maps, supplemented eventually by experiences of site surveys. 2. Prefeasibility study (including informative power estimates and cost analysis). In this stage informative explorations, surveys, borings, and/or geophysical investigations, hydrographic surveys may become necessary. 3. Feasibility study (including detailed power estimates and detailed economic analysis). At this stage of planning hydrological and geological research work, topographical maps as well as petrographical and soil-mechanical examinations are indispensable. For the preparation of the general plan, the results of hydrological scale model tests shall be already available, and only those of smaller significance can be postponed. 4. Detailed final plan (including all estimates of investment costs). the necessary computation and additional Operations, plans and calculations listed under items 1-7 and falling within the scope of different branches of technical sciences shall be brought into harmony in all the phases of design. The problem of scientific and technical preparation requires no special explanation being similar to any other proceedings in hydraulic engineering as far as the applied scientific principles and the customary practical methods are concerned. The degree of accuracy in design work is always prescribed by the leading engineers taking part in the planning of a power station. Construction work and organization including production and installation of machinery, may be divided as follows : 1. Construction schedule containing the accurate chronology of the following items : simultaneous and subsequent operations, demand in materials, transport facilities, manufacture and installation of machinery, financial time-table, required man power and machine power. Virtually, this constitutes the technical and financial program of executing the work. 2. A separate plan of execution shall be drafted for the technical realization for of complicated civil and hydraulic engineering structures with special regard to the foundation work provided by the design. 3. Layout of the construction site is generally closely related to item 2 and involves the following : communication system in an outside the construction site, barracks for 26.- housing and boarding the labour force, offices, transmission lines and substations, the energy resources on the building site, water supply, depots, workshops, occasionally works and plants (cement, concrete, etc...) building machines and their plan of operation. 4. The manufacture of devices of mechanical, hydromechanical, electro-mechanic, electric and other equipment and steel structures. 5. The preparation of the plan site, i.e. the execution of work listed under item 3. 6. The construction work and the installation of machines and other equipment. 7. The performance test of machinery and other equipment prior to operation. Finally, the fact, than in the course of planning the technical and economic problems are inseparable, cannot be given sufficient emphasis. Within a generally wide scope of technical possibilities the most favorable solution is determined ultimately by economic considerations, consequently several alternatives should be taken into account, at least at the stage of the preliminary design. The number of alternatives and the degree of elaboration depend not only on site conditions but also on the magnitude and significance of the project. 4.2. Potential water power The first step towards developing the energy of a stream or river system is to ascertain the physical power inherent in the relevant river section because, as we have seen before, a certain portion of the work wasted to overcome resistance can be made available for useful purposes.. Consequently, it is obvious that the upper theoretical limit of development and physical power inherent in a river are identical terms. The knowledge of this criterion is of primary importance for obtaining satisfactory estimates as regards the quantity of water power available for useful purposes. Power inherent in a river and wasted in overcoming resistance constitute the resources of water power development. For any stretch of a watercourse, characterized by a difference in level of H metres, conveying a discharge of Q m3/sec, the theoretical (potential) power expressed in kilowatts is : Np = 9.8 QH [kW] If the rate of flow changes along a selected stretch (it normally increases downstream, enhanced by the inflow of tributaries, and exceptionally diminishes by losses or diversions), the mean value of the discharges pertaining to the two terminal sections of the stretch is to be substituted into the formula : Q = ( Q1 + Q2) / 2 The theoretical power resources of any river or river system are given by the aggregate of the values computed for the individual stretches : Np = 9.8 Σ QH [kW] 27.- When determining the values of power resources the question arises as to what values of H and Q should be used in the calculation. If we disregard very short river stretches, the change of H with stage is negligible because the slope of water surfaces pertaining to low, medium, or peak flow conditions can usually be regarded as constant. On the other hand, the thorough examination of the different discharges is of great importance. Potential water power resources can be characterized by different values according to the discharge taken as basis of computation. The conventional discharges are ( see figure 4.1. ) 1. Minimum potential power, or theoretical capacity of 100 per cent, is the term for the value computed from the minimum flow observed. Denotation : NP100. 2. Small potential power. The theoretical capacity of 95 per cent can be derived from the discharge of 95 per cent duration as indicated by the average flow duration curve. (Power available for 8322 hours). Denotation : NP95. 3. Median or overage potential power. The theoretical capacity of 50 per cent can be computed from the discharge of 50 per cent duration as represented by the average flow duration curve. (Sometimes called "power available for 6 months or 4380 hours"). Denotation : NP50. 4. Mean potential power. The value of theoretical mean capacity can be ascertained by taking into account the average of mean flow (system of area equalization). The average of mean flow is understood as the arithmetic mean of annual mean discharges for a period of 10 to 30 years. The annual mean discharge is the value that equalizes the area of the annual-flow duration curve (Fig. ). The sum of the mean potential powers for an entire stream is termed gross river power potential by the Economic Commission for Europe (ECE), Committee on Electric Power. Denotation : Npm. For the characterization of potential power resources, the joint tabulation of values NP95, NP50 and NPm has recently been considered expedient. This view was adopted by the World Power Conferences. 28.- I must be remembered, however, that the values Np95 and Np50 are often computed from the flow duration curve of a year considered as of "average flow type". Considering that the flow duration curve for a chosen "average" year does not necessarily represent the average flow duration curve for a longer period, but is likely to differ considerably, moreover, that the choice of the year of "average flow" is a rather intricate problem far from being unequivocal, it is obvious that correct data will be obtained only if the average-flow duration curve for a longer period is developed. 4.2.1. Economic significance of potential power resources of a site is influenced by a great number of factors other than hydraulic, such as geographical, geological and topographical conditions, energy demand etc...Ignoring these and comparing relative values of power potential as reflected by hydraulic conditions only, the following four aspects are to be taken into consideration : a) The absolute quantity of theoretical water power resources. b) The relative share of discharge in the power. It is well known and can be readily proved that, among the hydraulic possibilities representing equal magnitudes of power, the more advantageous are those where the power in question originates from a smaller flow and a higher head. This statement points out the advantage of highland developments over power stations situated in hilly regions or lowland areas. c) The relative annual fluctuation of available potential power. This can be characterized by the ratio of the values Np50 to the values Np95 (or Np100). If the hydraulic gradients in case of different medium and minor flows are approximately equal, the ratio of powers can be substituted by that of the corresponding flows. It is self-evident that a smaller quotient. Νp50 α = ------------ or Np95 Np50 α = -------------1 Np100 reflects a more favorable hydraulic possibility. Moreover, in case of low-head developments the flood ratio is also a considerable hydrological factor because it generally has an effect on the possible duration of continuous energy production. With rivers of relatively minor flood waves, damming as such can be maintained in many cases even during high-water periods (e.g. power stations built on the Rhine, and some other low-head developments in Switzerland); On the other hand, in rivers where relatively heavy floods occur, the raising of the flood water level is not everywhere permissible. In order to ensure a free runoff of freshets, in such cases damming during high-water periods is to be discontinued. This, in turn, causes a more or less length break in energy production. The relative degree of flood ratio can be characterized by the following factors : Qmax β = -----------Q50 or Qmax Qmax β = ------------ = -----------1 Qmin Q100 (It must not be overlooked that "flood" in itself is not an exact term. In comparisons, the frequency or probability of flood discharges must also be taken into account). However, it must be added that a complete hydrological picture cannot be attained without plotting average stage and flow durations alike. 29.- d) The over-year or multi-annual variation of potential power. This can be characterized either by a simple diagram showing the annual potential power against time, or by a summation curve of the annual values. Power resource an be characterized even by annual values of potential energy in a river, i.e. by the quantities of work : E100, E95, E50 and Em all expressed in the kilowatt-hours. These values can be computed as areas of the lower parts of the potential-power - duration diagram, cut out at the corresponding power ordinates. If the head is assumed to be a constant factor, independent of discharge, the computation can be based on the discharge duration curve instead of the power diagram, and so, according to Fig. 4.2. Np = 9.8 HQt = a Qt (kW) and 365 3645 E = 24 a Qt + 24 ∑ aQi = 24 a Qt t + ∑ Qi = 24 aF (kWh) t t where t = the duration considered in days, Qt = the selected discharge Qi = the daily mean of actual discharge at any time. It is evident that F is the area pertaining to Qt, cut out from the flow duration diagram. The upper limit of potential energy inherent in the river section is obtained in this form Emax = Nm 8760 [kWh] where Nm is the annual mean power. The sum corresponding to the total flow of a stream, i.e. the value of ΣEmax is termed gross river energy potential by ECE. It must be noted that Emax as such has no special significance in practice. 30.- If the technical, energy-economic and other local conditions of a country or river basin are fundamentally known, the potential water power, as a physical upper limit, permits some conclusions to be drawn as regards the magnitude of water power capable of being developed technically and economically. The value of water power capable of being developed technically is computed from the potential water power by way of certain reductions. According to ECE, in certain countries water power potential is expressed in net, rather than in gross, values by using a coefficient allowing for inevitable losses in head, discharge and power. The all-over coefficient for reducing the gross potential is estimated in general at about 0,75 or 0,80. Therefore, the formula and nomenclature recommended by ECE reads as follows : net river power potential Nm net = (7.4 - 8.0) Σ QmH [kW] where Qm = the arithmetic mean discharge, and net river energy potential Nm net = 8760 Σ Nm net [kW] Then from the range of technically utilizable power the most favourable possibilities can be selected and the process of development, including technical and financial plans, determined on the basis of economic considerations. It is evident from the above considerations that the first step towards the systematic development of power, and especially water power, is to correctly determine the potential resources. Naturally, there are some river stretches which, for certain reasons, are entirely incapable of being utilized. Such reasons occur usually in inhabited flat regions, where the required damming of rivers cannot be permitted in the vicinity of existing settlements or towns. Nor can the lower sections of major rivers, where the slope of bed is extremely small, be taken into account, because the erection of hydraulic structures on such sites would prove highly uneconomical. Therefore, according to the relevant definition adopted by the World Power Conference, when determining potential water power resources, the power of only such sections of stream shall be computed as are supposed to be capable of being actually developed. Such sections are styled "power sites". This distinction seems to be fundamentally logical, but is still remains questionable what should be regarded, in a given case, as a power site "incapable of being developed". At the present stage of technical development there is little chance to call a problem of water development insoluble or to quality a river section "incapable of being developed". The actual situation is that the application of the terms "capable" largely depends on economic considerations. Therefore, great caution is necessary in connection with the river stretches which are qualified incapable of being developed, and thus excluded from the carefully compiled statistics of theoretical water power resources on account of their being found uneconomical at the present time. Naturally, the sections whose utilization does not appear to be economical at present, yet have conditions differing but slightly from those generally required, may be included in the statistics of water power. The omission of only such utilization possibilities is justified as are completely unreasonable from the economical aspects. Considering the fact that 31.- it is rather complicated to draw a definite limit, it seems to be expedient to determine the amount of potential water power for the entire length of every watercourse as well. 32.- 4.3. Energy output diagram Final water power estimates should be prepared at a more advanced stage of planning, careful consideration being given to the effect of all factors involved, such as losses, possible changes in headwater level, and varying guaranteed efficiencies of machinery to be installed. Rough as well as final water power estimates should generally include the following details : 1. The average power curve constructed on the basis of the average duration (Mean of 10 years at least). 2. The power curves for years of low, high and average river flow selected from a period of considerable length. 3. The graph power generation. This graph is readily constructed from any of the power curves plotted for a given power plant by the aid of a rating curve or rating table showing the power head relation, for essentially only the ordinates of the power curve obtained on the basis of duration data are rearranged in actual order of occurrence. Since the generated power is directly dependent upon the available head, the stage record of the tailwater level can readily be transformed into the time order of power generation. The graph thus obtained is also referred to as the energy output diagram. 4. Investigation of market conditions in order to determine the amount of hydraulically available energy that can be delivered into the system. The possibilities and conditions of co-operation with other power producers, with steam or hydroelectric plants, or possibly with pumped storage plants, should be studied. All of the hydraulically available energy should actually be utilized as far as possible. 5. 4.4 Calculations and graphs revealing the cost of hydroelectric power. Evaluating the economic value of power stations The viability of a hydro-hydraulic power station : - increases with the rate of consumption of the power produced - is a function of the skill with which it is operated and maintained. However, it is also important to have regard to other criteria which go beyond the strict bounds of the break-even calculation : - the creation of productive activities of an industrial nature ; - the development of communal services such as schools, dispensaries, water pumping, irrigation, and so on ; - reduction in the cost of maintaining the headwaters. In these circumstances the aim of this paragraph which follow is to establish basic outlines and procedures which will help to provide a sound financial approach to a project. 4.4.1 Cost estimates The cost of a hydro-electric power station varies widely from one country to another and depends on the site conditions and the expenditures on equipment and civil engineering. 33.- The range is from US$800 to US 3,300 per kW installed (Table 4.1). It must, however, be viewed alongside other use for the water after it is extracted from the river, such as irrigation, mains water, reduction in the upkeep costs associated with waterways (e.g. banks and bridges) and so on. Price Place Height per installed kW US $ % electromec. % civil eng. Power Total France 5m 20 kW 2 500 $ 35/40% 60/65% France/USA 10m 50 kW 1 900 $ 20/40% 60/80% France/USA 10m 200 kW 2 500 $ 20/40% 60/80% France 10m 500 kW 1 700 $ 40% 60% Pérou 50/ 60 m 20 kW 2 500 $ 52% 48% France 50/200 m 150/400 kW 1 100 $ 50/60% 40/50% France 50/200 m 200/1000 Kw 600 $ 50/60% 40/50% France 50/200 m > 1000 kw 900 $ 50/60% 40/50% Table 4.1 - Examples of the division of investment in a number of installations 4.4.2. Running costs Bearing in mind that water power is free and naturally renewable, these costs come down to the following elements : - possible policing costs, upkeep of the buildings and installations; - taxes ; - insurance ; - provision for repairs ; - miscellaneous expenses (for example, way-leave charges for the canals or penstock). Under normal condition, those charge are 0,5% for civil engineering works, 1% for electromechanical equipment, 2% for transmission lines. For the present time the good range of the cost of the kWh is from 0,01 to 0,15 US$/kWh. 4.4.3 Elements to be considered in the economic calculation Present-day techniques for analysing economic and financial feasibility are based on analysing the following elements : - the net present value ; - the cost/benefits ; - the economic life ; 34.- - the rate of return ; - the playback period. The net present value of a project corresponds to the value of the net benefits (i.e. the future benefits) less future costs. It therefore makes it possible to establish †Ìe foreseeable profitability of a project in advance. This value will be compared to the value of other projects with the same aim, so as to define priorities. The cost/benefits. In order for a project to be viable, a cost/benefit analysis must naturally conclude that the advantages outweigh the costs. However, definitions are extremely flexible insofar as they take into account not only precise material data, such as cost of equipment and labour, receipts from the sale of current, etc..., but also intangible data such as social or health advantages, the impact on irrigation and mains water supply, and so on. Under normal conditions, the economic life is the following one : - civil works - electromechanical equipment - transmission line - oil/gas steam power plan 5 years, 25 years, 40 years, 25 years. The rate of return is the relationship, expressed as a percentage, between the annual income from the project (net benefits) and the investment costs. The rate of return must be linked to the cost of borrowing, the risk in the project, the method of financing, and the state of the economy, having regard to the social impact of the project even though they may be difficult to give a value. The playback period is a concept often used and expresses the relationship between the total investment before tax and the annual income before tax. Figures 4.3. to 4.5 show some concepts about the cost of an hydro - power plant. 35.- Costs of a small hydropower plant and a low head large hydropower plant Electrom. equ. Studies 35% Civil works 55% 10% Small Power Plant - 1.5MW - Head 14 m 15% Electrom. equ. 5% Studies Civil works 80% Large power plant - 626 MW - Head 16 m Figure 4.3. 36.- TOTAL COST OF ONE HYDROPOWERPLANT Item Amount Civil engineering works Electromechanical equipment A B Substation =A+B Contengencies 20% civil engineering works 10% electromechanical equipement 0.2 A 0.1 B Subtotal S = 1.2 A + 1.1 B Survey, studies and administration 0.1 S Total cost of the hydropower plant T = 1.1 S Figure 4.4. Local currency Foreign currency Civil engineering works 70% 30% Electromechanical equipement 10% 90% Figure 4.5. 37.- CHAPTER V STUDY OF SMALL HYDROELECTRIC INSTALLATIONS 5.1 General arrangement of power developments basic principles When deciding upon the location and general layout of a power plant, the following main items should be carefully considered : 1. Potential power of the river or river section selected for utilization mentioned previously. Watercourses are preferably classified according to the specific potential power of the dimension kW/km. Any section for which this value is reasonably constant can be characterized by the mean value pertaining to the stretch in question. An illustrative notation may be adopted for mapping purposes, according to which the specific potential power is represented by shaded areas of corresponding size or by lines of corresponding number or thickness. The specific potential power of a watercourse between major tributaries may also be represented by colored circles. Both methods are illustrated in figure 5.1. 2. Geographic situation f existing and projected water and other power plants along with the transmission network. 3. Location and nature (electrochemical or other industrial lighting, miscellaneous) as well as predictable greatness of power demand. 4. Topographical conditions of the river valley and the stream bed play an important role in deciding upon the types and location of the plant. 5. The general layout will be greatly influenced by the geology of the site. 6. Existing hydraulic developments and structures : power plants, weirs, flood protection embankments, pumping stations, irrigation works, etc... cannot be neglected either. 7. Settlements and traffic conditions. Consideration should be given in addition to the prevailing situation to future trends of development as well. 8. In designing low-head plants, existing and possible reservoir capacity should be reckoned with, since operation of downstream plants benefits from the ensuing regulation. 9. Energy generation should be co-ordinated with order purposes. Structures appurtenant to the power station should, therefore, be designed to serve wherever feasible, other interests as well (irrigation, navigation, domestic and industrial water supply, etc...). A significant reduction in the cost of hydro-electric power may result from a multipurpose utilization of this kind. 10. Development plans for the entire river or preferably for the entire system, at least in the preliminary stage, should be drafted before the location of individual plants is decided upon. Great capacity storage reservoirs can usually be developed on steep upper sections of the river valley and in valleys of tributaries. The water stored in these reservoirs of relatively great capacity (seasonal, annual, over-year storage) not only aliment the high head plant immediately supplied, but also a favorable effect on the flow in the whole downstream section, as mentioned under point 8. 38.- Figure 5.1 - Illustrative notation for specific potential power Economics of downstream run-of-river plants may significantly be improved by artificially increasing dry-water flow. Great-capacity storage reservoirs and only these, are capable at the same time affording material flood control to sections downstream. If the plant having sufficient storage, capacity operates in daily speak loads periods, i.e. intermittently, a downstream regulating reservoir should be constructed, in order. a. to protect the bed and banks of the river against detrimental effects of surge waves, b. to protect navigation on the river downstream and c. to ensure uniform water supply for the downstream plants. It is sometimes desirable to operate several plants situated on middle or lower courses of a canalized river as peak load plants to take care of daily or, in extreme cases, of weekly peak load demands. The uppermost plant of the system should, in such cases, be provided with a reservoir of great storage capacity to serve as the reservoir of the whole set. A pond of similar storage capacity is required downstream below the last plant to serve as a regulating basin for the whole system. Naturally, it may become practicable to build a power plant at the dam of the regulating basin too. This plant, however, cannot function as a peak load plant but only as one with run-of river operation. All plants on a watercourse or within a river basin should co-operate in a centralized system organized with due regard to all requirements of power generation and multipurpose water utilization. Projecting will be most effective if regional plans are drafted in accordance with, and on the basis of, a national power and hydraulic development scheme. In the more advanced stages of planning a number of additional factors affecting the general layout should be taken into consideration ; these will be treated later, when discussing individual structures. The problem of choosing between the two main types of low-head developments the run-of-river and the diversion canal type, will be mentioned last. The head created by a diversion canal along a river having a float slope is obviously small, unless there are loops of considerable length than can be shortcut. If at the same time the discharge to be conveyed is significant, the relative costs of the canal will necessarily be 39.- great. A fall of considerable height can be developed, on the other hand, by means of a relatively economical diversion canal in the valley of a river with a steeper slope where the discharge to be conveyed is generally smaller. Although no rule of general validity can be established, certain basic conclusions can still be arrived at. The diversion canal type of development is usually preferable on rivers with steeper slopes and as a rule with smaller discharges, whereas the run-of-river type seems more advantageous on rivers having flat slopes and ample runoff. A diversion canal is preferable if it is possible to shootout a rocky stretch interspersed with rapid or a shallow section, the regulation of which would be difficult. The power canal would in such cases at the same time benefit navigation. This latter statement relates obviously to middle and lower courses of major rivers only where the ensuring of interrupted navigation possibilities is of primary importance. Owing to surrounding low banks, inhabited and cultivated areas, a significant raising of the water surface is not always feasible. On such reaches a number of low-head barrages would be required for canalization. This solution however, would not be advantageous either for navigation or for power generation. Therefore, wherever topographical and geological conditions are favorable, the diversion canal type of development is used instead. It would be difficult to establish general rules, whereby, economic limits of the two alternatives could be determined. The decision is strongly influenced by conditions of hydrology, topography and geology, in addition to those mentioned above. It may be informative to mention that diversion canal types of development may prove economical even in cases of slopes as flat as 20-30 cm/km. In rolling country, on the other hand, this type is preferred if the slope of the river valley is 100-150 cm/km or even steeper. Under intermediate slope conditions individual site features are decisive. 5.2 Definition of micro hydro-electricity 5.2.1 Context One indicates under the hydroelectric term of micro hydro power plant (MHE), a hydroelectric generating station of energy of low power. In fact it is allowed that the powers of the MHE extend according to ranges going from 5 to 8 000 kW for falls from 1,5 to 300 meters height, for a flow of a few hundred liters to a few tens of meter-cubic a second. It acts, in the majority of the cases, of run of the river power stations, with or without small regulating tank (for example daily storage basin). It is often necessary to know well the mode of the river (dry season, wet season) for the dimensioning of the turbines and the control of the production. Work of civil engineering relating to the works of catch and adduction is often completed at lower cost, with the average buildings. 5.2.2 Use of the MHE The MHE can contribute to the food of a network inter-connected with other power stations, but it much will be used in network isolated to provide electricity necessary to a village, a 40.- small city, a complex medical, industrial or agricultural far away from the lines of interconnections of the principal network. As table 5.1 shows it, the powers and the daily consumptions for agro-industrial uses can be covered by MHE. Type of industry Power of the power Daily Consumption station Sawmill 30 - 60 kW 120 - 240 kWh Carpentry 3 - 15 kW 15 - 75 kWh Sugar plant 10 - 20 kW 50 - 100 kWh Flour mill 3 - 20 kW 18 - 20 kWh Spinning mill 2 - 6 kW 10 - 30 kWh Treatment of coffee 5 - 30 kW 35 - 210 kWh Quarry 6 - 30 kW 30 - 150 kWh Ice plant 6 - 60 kW 48 - 480 kWh Slaughterhouse 5 - 10 kW 25 - 50 kWh Refrigerate rooms 6 - 60 kW 72 - 720 kWh Tiles plant 2 - 12 kW 12 - 772 kWh Pumps house 2 - 100 kW 8- 400 kWh 100 - 200 kW 500 - 1 000 kWh Tea or cotton factory A small station of much lower power (20 kW) is enough to ensure the electric production necessary to the life of a village as shows it the example (table 5.2) of a calculation of energy necessary for a village: 5.2.3 Characteristics The MHE must be robust, simple and reliable. Moreover maintenance of the MHE must be tiny room to its simpler expression and require only one simple manskill or not qualified given that these power stations are often far away from the great centers. Finally the MHE must be perfectly autonomous for their starting and their operation and thus in particular not claim any fuel. 41.Need daily of a village Energy necessary kWh Pumping of 10 m3/jour of drinking water potable to a depth of 25 m and storage in a tank raise, with 50% of output of pumping 1,65 Pumping of 6 m3/jour of water for the cattle (150 head) with a depth of 25 m, with 50% of output of pumping 0,81 Pumping for the irrigation of 20 ha during all the year, at a rate of 50 m2 per hectare with a depth of 25 m with 50% of output of pumping 136,00 Lighting collective with 20 lamp fluorescent of 25 W during 10 hour of night (nigh) 5,00 Lighting of 100 dwelling have each one 3 lamp fluorescent respectively functioning 5,3 and 2 hours the night (night) 15,00 Village industry 90 Trade and administration 14 Total 262 Working installed capacity 20 kW Tableau 5.2 5.2.4 Constraints The constraints of the MHE are obviously identical to those of the hydroelectric power stations of larger importance. Energy on the site concerned must be provided by a flow and a fall. However according to the localization and the production of electricity, it seems that one can distinguish two cases. In the industrialized countries, the constraints are rather of an economic nature by taking account of the production and the economic parameters. Indeed according to the use of electricity produced as subsistence farming, the resale, the exclusive resale with the network, the various economic parameters such as up-dating rate, tariff, cost of kW installed, rate of inflation, annual costs of maintenance will be considered various manners. 42.- In the developing countries, the power stations must ensure a production of electricity with a great maintainability, according to a simple technology. Within this framework it is necessary to distinguish also two type of production: A MHE in an isolated network, often managed by a community or private. It is generally about a direct and sure answer, at a reasonable cost, with the energy needs for a rural community. The production must be uninterrupted in order to meet mainly social needs. It is obvious however that here also the economic parameters will have to be also considered. A MHE of years a interconnected network often exploited by a public utility. The motivation of this service is also different. In this case, the cost of the MHE can be amortized over all the duration of its exploitation, and thus to carry out a null profit, in opposition to the private sector which tries to maximize the profit. 5.2.5 Environment From the point of view of the environment, the MHE have only very seldom a negative impact on the environment. Indeed because of their low importance and the use of natural resources renewable, natural environment reception always very favorable this form of production of electrical energy. In certain exceptional cases indeed, the MHE can have on the natural environment surrounding a qualitative impact. If it is true that one associates at the end microphone all that is small, and thus small aggression or disorder, it should be recalled that the natural environment is sometimes in an unstable balance and that a small disturbance can the create a variation of balance. The negative impacts on the environment often quoted can be as follows: - unaesthetic aspect of the power station, the hydrant and control; - noise of the turbines, the speed-increasing gear, the alternator, the transformer and the water run-off. - - the hydrant can be an obstacle for migrating fish; - - the section ranging between the hydrant for the MHE and the restitution with the river, must, for the maintenance of the watery life, to permanently receive a flow corresponding at least to the medical flow; - - in certain periods of the year, the tank upstream can suffer from eutrophization accompanied by the biological effects which this phenomenon involves; - - in the case of large tank, the natural transit of the sediments can be disturbed. In all the cases, the evaluation of the harmful effects through the matrix of impact must be accompanied by specific, technical and financial proposals, of measurements of mitigation and repair, such as the installation of master keys with fish, the control of the reserved flow and its chemical characteristics, the maintenance of the water level. 43.- 5.2.6 It is not hydro-electricity in model reduced In conclusion of this first paragraph on the hydroelectric of micro power plant, it is necessary to insist strongly on the fact that it micro hydro-electricity should not be regarded as a small-scale model of the hydro-electricity of great and average importance. The distribution of the costs of construction is very different from that met for the other types of installations as figure 5.1 shows it hereafter. Moreover diagrams of design of the works, as well of civil engineering as electromechanical different and will be adapted to the special conditions of operation of the micro power plant. One will take in particular account of the lack of logistical support and technique due to the distance and of the production in isolated network. 5.3 Types of micro power plant 5.3.1 Works of civil engineering adapted to the micro power plant Even in the case of the MHE, the geological nature of the grounds rivet also greatest importance to determine the types of foundations and anchoring of the works of adduction and hydrant, building sheltering the electromechanical equipment. In the case of current works, one usually proceeds by simple recognitions like wells and trenches, which can be carried out by local skill man and does not require specialized equipment. The geological investigation will be however deepened by possible surveys and special tests in the case of large-sized works to multiple goals: drinkable water conveyance, irrigation, creation of water reserve. The stability of the grounds will be examined on the unit of installation in order to avoid any risk of dangerous movements. The choice of the type of work of civil engineering will depend not only on the topographic, geological and hydrological conditions, but also of the availabilities in skill man and materials. The share of the civil engineering reaches sometimes, as one showed, more than 50% of the total cost of a MHE, and it is obvious that this station can be practically assured entirely by local resources. There is a very large variety of works of intake, since most rudimentary (submarines intakes), until most elaborate technically (dams). The conditions of construction, and in particular the sealing will be less severe, of course, for the run of the river works, that for the dams with multiple purposes. 44.- A dam submarine can be consisted a channel dug across the river. A work in boards and riprap is a not very expensive construction which allows an easy adjustment of the flow. Works in gabions, made up of parallelepipeds of galvanized netting, filled with rollers, will be clogged naturally by fine materials carted by the river or laid out on both sides of a clay core. The sheet piled walls usable in alluvial grounds, require the use of special machines. One will use also the earth or rock fill dams. It will be noted that the spillways must be adapted to each type of works, flexible or rigid The departure of the adduction is equipped with grids intended to avoid the introduction of floating bodies and solid materials. The installation of a valve will make it possible to protect and insulate the channel. The drain pipes, established by taking account of the stability of the grounds, will be with free flow or flow in load. The desilting basin, with system of purging, ensures the decantation of sands and the silts, like their evacuation. The room of setting does not charge, preceded by a valve of insulation, is the result of a adduction with free flow, and the departure of the pressure pipe. The depth of this tank must be sufficient to maintain the pipe pressure below the level of water, in order to avoid the air intakes. The chimney of balance is a tank arranged with the junction of a drain pipe and a pressure pipe. It reduces the overpressures caused by the brutal closing of the tap of admission of turbine (water hammer). The pressure pipe directs water on the turbine while following preferably, the greatest slope of the ground in order to reduce its length. It is out of steel or concrete (sometimes out of cast iron or plastic in the case of the MHE) and must resist pressures which result the drop height. The buildings protect the equipment from production and the manual or automatic control units, against the bad weather and the risings. The tail water canal at the exit of the power station returns turbinate water in the bed of the river. This channel, also called outlet channel, must be concreted in its higher part, to avoid any risk of impoverishment of the soil and foundations. 5.3.2 Electro mechanics of the microcentrales 2.1. Turbines One will not take again here the general description of the electromechanical part of the hydroelectric power stations, but many considerations specific to the microcentrales. 45.- Because of the low cost of traditional thermal energy and interest rate, the exploitation of the hydroelectric sites of weak or average power was neglected in the last few years, those were regarded as uneconomic. Thus the equipment of sites of large, even of very great power, led the turbine manufacture to develop a suitable technology. In addition, the cost of the studies for these great installations, is such as it allows the dimensioning and the individual manufacture of each machine to be conceived. It is obvious that such a design is inapplicable with the cases of low powers where it is necessary quite to the contrary to seek a capital cost and a minimum maintenance for one duration as long as possible. Thus, the various manufacturers of turbines managed from there to work out groups standardized for the small hydroelectric units. This design is related to the following principles: 1. Optimal use of the most modern knowledge acquired in the field of the turboshaft engines. 2. Supply of the electromechanical whole in a compact form lends to the installation and operation. 3. Hydraulic, simple, and robust design using standard elements (wheel, vacuum cleaner, etc.) in order to lower the costs and the delivery periods. The output of the turbine is not regarded any more as one of the essential elements intervening in the selection criterion of the type of groups of production. 4. Renouncement of a technological sophistication useful, but fragile, asking a man skill specialized for maintenance and repair. This design of the development of micro the turbines aims at the powers between 100 and 2 000 kW. Below, solutions even newer and simpler were developed for these powers considered to be wrongly until now economically uninteresting. It is true that in these cases the social point of view must be also very largely considered. Certain light groups, adaptable in particular to sites not having inter-connected networks, were developed to make it possible to go down below 100 kW. Above 2 000 kW, one can return to the unit design of the hydroelectric groups. In the same way, the field of exploitable, according to this design, ranges between 1 and 300 m of fall (being able exceptionally to be wide up to 800 m in certain cases). In this relatively wide field, the types of standardized turbines are, in accordance with the preceding scale: 1. the turbines propellers (Kaplan) for the weak falls; 2. Francis for the falls average; 3. Pelton for the high falls; 4. Banki-Mitchell groups for a rather significant field of falls; 5. certain propellers groups and wheels of surface (see figures 2 and 3) for the very low powers (≤ 100 kW), 46.- It is mainly in the field of the weak falls that the large manufacturers made carry their efforts, in order to develop the equipment for run of the river plant.. The solution which was most generally adopted is to develop propellers with adjustable blades with the stop, by reason of mechanical and economic simplifications, in series in standard diameters. Those are assembled on siphons groups so as to reduce the cost of the civil engineering, or groups with traditional axial flow. In the last few years of the turbine manufactures developed the manufacture of small bulbs groups with bevel gearbox, on which an alternator was assembled whose axis of rotation was perpendicular to that of the turbine. Others conceived a group bulb with bevel gearbox and stationary feeder, equipped in a way interdependent of an alternator provided with its own system with regulation and excitation. There is thus a compact and autonomous system, assembled in factory. In the ranges of very low powers (of some kW to 100 kW), manufacturers developed turbines propellers which one can place directly at the end of control (figure n°2). They can be made up of a group bulb, completely careened, the careenage being used as vacuum cleaner. Other manufacturers also developed the principle of waterwheel floating at the surface of the rivers (figure n°3). This system which does not require any civil engineering, is based on the recuperation of the kinetic energy of the flow and is well adapted to the rivers with fast current. In coastal field and estuary, the mill of tide, in an improved form, can still appear interesting for the supply of electricity in certain characteristic sites, making it possible to adapt the small standardized equipment of production available in the trade. One chooses the turbine according to the curve of the flows and head. The output of the turbines according to the load varies considerably according to the type of turbine. The turbines Banki and Pelton function up to 25% of their maximum flow while a turbine propeller with stationary feeder hardly functions below 75% of the maximum capacity. According to the minimum flow to harness, the guaranteed minimum capacity, the economic optimum, one will consider the installation of one or more hydroelectric groups. For the small powers, field of the MHE, the design of the standardized turbine are most favorable. 2.2 Alternator The regulation speed of the turbo alternators groups is identical to that under consideration for the power stations of greater importance. One will point out some considerations more specific to the MHE. The generators of power must, in the ideal case, to satisfy the following conditions: - the provided power must be constant in intensity and frequency, whatever the conditions of load and the temporary variations that this one can undergo; 47.- - - the form of wave of the output tension must be, as far as possible, sinusoidal and comprise only negligible harmonics. This mainly in the frequency band of radio transmission. In practice, one is however obliged, for economic reasons, to sometimes free some from these too constraining criteria. Indeed, the types of load of an isolated network are diversified generally enough and can comprise: - systems of heating and lighting, affecting only the tension in amplitude; - mechanical loads, assured generally by asynchronous motors affecting the tension in amplitude and frequency, as well as the demand for reactive power; - equipment of telecommunication (radio and television) which is very sensitive to the variations of frequency and the disturbing emissions of the electric system. In agreement with the preceding remarks, one was thus brought to define certain tolerances on the characteristics of the provided electric power, which one will be able to retain this: - the nominal voltage must vary in a beach of ± 5 % whatever the load; - the reactivity power coefficient must remain equal to or higher than 0,8; - the rated frequency must vary in a beach of ± 2 %; - - the distortion of the harmonics and the interferences radio must remain as weak as possible. It is the whole of these constraints which result in equipping the groups with energy production of systems of automatic regulation, reacting to the radial forces. The most significant regulation and most delicate is that the speed which determines the frequency. If the group feeds a small network, one is limited to the use of a synchronous generator. The choice between the synchronous generator and the induction generator (more economic), arises only for machines having to function on a significant network and which do not have to take part in the adjustment of the tension. The cost of the alternators is minimized when speed is high (750, 1.000 and 1.500 tr/min), and particularly when they form part of a standardized series, in condition however which they admit the values of the over speeds imposed by the turbine, which is not the case in general. If the dimensioning of the turbines leads to relatively low number of revolutions, one can be brought to insert a speed-increasing gear between the turbine of the alternator provided that the made economy overrides the cost of the multiplier, taking into account the brought up to date value of the losses of energy. The choice the speed of a turbine is influenced by the profile of the wheel and the beach drop heights in which it has to function. 5.3.3 Distribution The distribution of the electric power will be ensured by the air lines assembled in an economic way on posts out of wooden. One will adapt the tension of these lines according to the distance and the transported power. Here also the economy of the project will be 48.- guided by the use of standardized parts. The cost of the distribution, including the measurement and concerned with safety units (circuit breaker) (meter) is too often forgotten in the calculation of a MHE. 5.4 Methodology for the realization of a site 4.1 Design A micro power plant being a hydroelectric power station of low power, economic considerations are at the base of the following characteristics: a) it preferably functions run of the river plant with a small reserve of regulation day skill man. Whenever the installation of a more significant reserve of storage is particularly economic, the tank will be made up in particular for an irrigation, a agroagro-cattle reserve or a regulation of the flow downstream. b) The equipment must above all be simple and robust in order to limit operating expenses. 4.2 Methodology of the choice of the site The criteria retained for the choice of the site are as follows: a) Theoretical criterion: flow X drop height This criterion is closely related to the hydrological mode. If it quasi totality of the flow occurs during four months of the year, this type of mode requires the large ones and expensive volumes of storing to regularize the flow, especially if one takes account of the possible significant losses by evaporation. One takes before a a whole option of high fall putting up with a proportionally reduced flow. Moreover of the hydro-geological considerations will be taken into account to select possible sites supplied with perennial tablecloths. However the equipment of low fall, with agro-agro-pastoral tank must also be retained. b) Criterion of proximity The experiment makes it possible to say that the valid sites must be at a reasonable distance from the centers of consumption in order to remain within the economic limits imposed by the cost of the lines of transport. c) Criterion of insulation The selection must take into account either the centers isolated at cost price from diesel production high, or of the agglomerations not yet served by the official public distribution and deprived of reliable means of production, if not for a few hours of lighting. d) Criterion of the socio-economic effects induced 49.- As far as possible, the study must evaluate the secondary macro-economic effects induced by the control of the water created by installation: drinking water, agro-pastoral water points and irrigation in particular. 4.3 Calendar of the realization the indicative course of the realization of a MHE is as follows: Phase 1: Diagnosis: Data-gathering Evaluation of the resources Evaluation of the request Approaches economic and financial Diagnostic of abandonment or continuation of the project Phase 2: Feasibility study: Recognition of the ground Hydrology, topography, geology Installation of limnimetric scale Preparatory project summary: Outline, estimate, possible Site surveys Designs of the works and the electromechanical equipment economic Economical and financial analysis Plans of financing of administrative authorizations Phase 3: Preparatory project detailed final Drafting of the report and financial Phase 4: Making of the contracts Set up of the program Launching of invitation to tender Choice of companies and of the material Phase 5: Completion of the work of assembly Orders electromechanical equipment Civil engineering works Commissioning of the turbo alternator equipments and electric material Transmissions lines construction Phase 6: Starting test and introduction Tests and acceptance of the power station Staff training Normal exploitation. 50.- 5.5 Studies If the preceding enumeration takes again almost all the program of studies which one carries out for significant hydroelectric installations, in the case of the MHE one will be able rather often to decrease or concentrate this program. Thus the feasibility study will be thorough directly until preparatory project detailed what will make it possible to obtain surer prices of the standardized equipment. It is necessary nevertheless to be attentive at the duration of the studies and their costs. As well as the first graphs showed it, one can envisage approximately 15% of the total cost of the investment, that is to say a fork from 150 to 450 $ US per kW installed. The time between the startup of a project and the electric supply of power will be never short and of the deadlines from 3 to 8 years are unfortunately normal. 5.6 Environmental impact 5.7 Realization 5.8 Legal aspects of production The production of electricity is regulated in the case of a MHE feeding a wide-area network of a national producer. The authorization of connection and the contracts financial will be negotiated with the persons in charge, who often depend in the case of public companies on energy production, for the Ministry for Energy. All these legislative and lawful aspects are significant and can even be a barrier to the development of the installation of private MHE, in the case of national producer thus seeing escaping to him its monopoly production. The resale price of energy will be maximized in order to increase the profit. This part will be thorough in the paragraph devoted to the criteria of profitability. In the case of a MHE functioning in isolated network, it will be necessary to set up an administrative and technical structure able to ensure the production, the exploitation and maintenance. The authorizations of production and construction, hydrant will be negotiated with the administrative, political and usual authorities local. A tariff structure will be put at its place. It will hold account at the same time financial requirements of the exploitation (refunding the loan, cost of maintains and the replacement the small equipment, damping of the equipment) and of the social role of the supply of the electrical current. The tariff will take into account the standard of living of the future users and the possibilities of economic development, their technical capabilities and financial to use the electric power. Original solutions could be developed to avoid the traditional but expensive structures in the case of MHE, individual meter. One should not hide however which management can be particularly hazardous if it is not organized by a respected official authority. 51.- 5.9 Economy of the project The profitability of a MHE is - increasing with the utilization ratio of produced energy - a function of the nature of the request - function of the quality of its exploitation and its maintenance. However, it is necessary to take account of other criteria which overflow of the strict calculation of profitability: - creation of productive activities of the industrial type - development of collective services, schools, dispensaries, pumping of water, irrigation - improvement of the social life - reduction of maintenance costs of the rivers upstream Under these conditions, the object of the paragraph is to present basic indications and methodologies suitable to facilitate a first financial approach of a project 5.1 Estimate of the costs The cost of a MHE varies in great proportions according to the countries, the conditions of the site and civil engineering and capital expenditures'. The advanced figures go from 1000 to 38OO $$US kW installed. They will have however to be balanced according to the other uses of water starting from the catch in river: irrigation, adduction, reduction of the maintenance costs of the rivers and the works (bridges, banks...). They will have to take account of the costs of the environmental protection. 5.2 The running costs Taking into account the exemption from payment of the hydraulic power, naturally renewable, these loads are reduced to the following elements: - possible guardings, maintenance of the buildings and the installations - possible taxes - insurances - provision for repairs - sundries (for example, right-of-way of the channels or the pressure pipe) The whole of these annual loads accounts for approximately 3 to 5% of the investment. It is however necessary to add to it the financial expenses of refunding of the interests and refundings of the capital. 5.3 Economic calculation The techniques of financial analysis of the MHE are comparable with those used for great installations. Some particular points however here will be noted. The following elements will be analyzed: 52.- - brought up to date net amount - the cost/benefits - rates of profitability - the time of return or the rate of profitability interns The brought up to date net amount of a project corresponds to the value of the advantages Nets (i.e. future advantages), less the future costs. It thus makes it possible to establish in advance the foreseeable profitability of a project. This value will be compared with that of other projects having similar objectives, so as to define priorities. Cost/benefits Their analysis must of course lead, so that the project is valid, to a superiority of the advantages on the costs. However their definition is extremely flexible insofar as it takes into account, not only precise material data (cost of the equipment and skill man, sales revenues of the current), but also of the immaterial data as the welfare benefits or medical, the repercussions on the irrigation and the water conveyance, etc. The rate of profitability is the relationship, expressed as a percentage, between the annual incomes of the project (advantages Nets) and the investments (costs). The rate of profitability must be connected to the borrowed interest rate, with the risks of the project, the type of financing and the economic situation, by taking account of the social repercussions of the project, even if they are difficult to evaluate; The concept of time of return, often used, expresses the relationship between the total investment net of tax and the annual receipt net of tax. This time of return usually varies between 5 and 6 years. It should finally be specified that the design and the realization of a MHE imply a technical analysis, economic and financial thorough, as well as a rigorous management and a maintenance of quality. The principal budget headings intervening in a MHE and their lifespan intervening in calculations of depreciation are given to table 4. Category Engineering civil Post office - work of hydrant d' eau Lifespan 30 with 50 year - feeder canal d' amenée - pass with fish - spillways - building of factory Group hydroelectric - turbine and its regulation - alternator and its regulation - multiplier 10 with 30 year 53.Component electric general 10 with 30 year - transformer - circuit - breaker - lighting - line of transport - transformer of line meter General service -drainage and draining 10 with 30 year Material of stopping, - valve and coffer dam of hydrant d' eau 10 with 30 year of hydrant d' eau and - valve of room of setting in load of gallery of escape - valve of crest gate of spillways 30 with 50 year - control force - shielding and accessory Table 4 On profitability of a MHE will depend however much on the destination on produced energy. If this one must be delivered to a network of great power, the objective will be to sell a maximum of kWh, expensive possible, for the least investment. But if, as that generally occurs, produced energy feeds an isolated network, the problem will be initially to ensure a safety of supply for a satisfactory cost price, i.e. in relation to the social standing of the future users and their capacity of payment. In this case the cost-benefit analysis will hold account as socio-economic advantages as the installation of a MHE would bring. 5.4 Financing In all the countries, the local communities have more and more recourse to the credit to answer their problems of equipment. Because of the international recession, it became more difficult to find the appropriations necessary, than they are public or private. It thus becomes essential to know well all the sources of financings available and to know to present the dossiers of subsidy or loan application. The technical-economic aspects, the priority character of the project and its social repercussions will be taken into account, but it will have preferably to form part of an action of overall development. The funds of financing of the public sector come: - international assistances: Agencies of the United Nations, the World Bank with the International Agency of Development (AID), Banks international for the Rebuilding and Development (BIRD), the International Finance Corporation (SFI), the European Development Funds of the European Community (EDF). It is necessary to also note the 54.- - support of the Program of the Nations Linked for the development (UNDP) which finance the feasibility studies and the formation of technician, and that of the Funds of Equipment (FENU) for the purchase of equipment if the operation appears profitable. The Organization for the Food and Agriculture (FAO) can also for certain projects of more agricultural interest provide the budgets necessary for the studies and the realization. regional assistances, often ensured by banking organizations the such Bank Inter American of development, the African Bank, on the basis of reasonable interest rate with long times of refunding. not-governmental gifts of organization (ONG), financed by religious associations or humane, generally applied to isolated cases. bilateral assistances brought by an industrialized country, in technical and financial form, with a less advanced country. 55.- CHAPTER VI WATER TURBINES In water turbines the kinetic energy of flowing water is converted into mechanical rotary motion. As noted earlier, theoretical power is determined by head and mass flow rate. To calculate available power, head losses due to friction of flow in conduits and the conversion efficiency of machines employed must also be considered. The formula, thus, is the following: P(kW) = Hn.Q.g.ρ.Εtot = Hn.Q.Εtot.9.81 where: p Hn Q g ρ Εtot = = = = = = Output power in kilo Watts (103W) Net head = Gross head - losses (m) Flow in m3/second Specific gravity = 9.81 m/s2 Density (for water = 1000 kg/m3) Overall efficiency = E1.E2 .En For small outputs of interest here, and as a first approximation, the formula can be simplified: Hn (m) . Q (l/s) P(kW) = ------------------------------------200 where Q is in liters par second and an overall efficiency of 51 % is implied. The "rule of thumb" calculation is therefore on the conservative side. The oldest form of "water turbine" is the water-wheel. The natural head - difference in water level - of a stream is utilized to drive it. In its conventional form the water-wheel is made of wood and is provided with buckets or vanes round the periphery. The water thrusts against these, causing the wheel to rotate. One water turbine is characterized by the following parameters: N Q H specific speed r/m turbine discharge m3/s design head m The so called kinematic specific speed Ns, a dimensionless number is deduced from those parameters: 56.- Q1/2 Ns = N ---------H3/4 In practice, each type of turbine has Ns range for good operating, i.e.: Pelton turbine Ns = 3 to 14 Francis turbine 20 to 140 Kaplan turbine 140 to 300 Banki turbine 20 to 80 Figure 6.1 Stavelot turbine 6.1 Pelton Turbine The principle of the old water-wheel is embodied in the modern wheel, which consists of a wheel provided with spoon-shaped buckets round the periphery (fig. 6.1). A high velocity jet of water emerging from a nozzle impinges on the buckets and sets the wheel in motion (fig. 6.2). The speed of rotation is determined by the flow rate and the velocity of the water; it is controlled by means of a needle in the nozzle (the turbine operates most efficiently when the wheel rotates at half the velocity of the jet). If the load on the wheel suddenly decreases, the jet deflectors partially divert the jet issuing from the nozzle until the jet needle has appropriately reduced the flow (fig. 6.3). This arrangement is necessary because if in the event of sudden load decrease the jet needle were closed suddenly, the flow of water would be reduced too abruptly, causing harmful "water hammer" phenomena in the water system. In most cases the control of the deflector is linked to an electric generator. A Pelton wheel is used in cases where large heads of water are available. 57.- Figure 6.1. - Pelton Wheel Figure 6.3. Operation of Jet Deflector and Needle Pelton turbines belong to the group of the impulse (or free-jet) turbines, where the available head is converted to kinetic energy at atmospheric pressure. Power is extracted from the high velocity jet of water when it strikes the cups of the rotor. This turbine type is normally applied in the high head range (>40 m). From the design point of view, adaptability exists for different flow and head. Pelton turbines can be equipped with one, two, or more nozzles for higher output (see fig. 6.4). In manufacture, casting is commonly used for the rotor, materials being brass or steel. This necessitates an appropriate industrial infrastructure. Figure 6.4. - Schematic of 2 Nozzle Pelton-Wheel 6.2. Francis And Kaplan Turbines In the great majority of cases (large and small water flow rates and heads) the type of turbine employed is the Francis or radialflow turbine. The significant difference in relation to the Pelton wheel is that Francis (and Kaplan) turbines are of the reaction type, where the runner 58.- is completely submerged in water, and both the pressure and the velocity of water decrease from inlet to outlet. The water first enters the volute, which is an annular channel surrounding the runner, and then flows between the fixed guide vanes, which give the water the optimum direction of flow. It then enters the runner and flows radially through the latter, i.e., towards the centre. The runner is provided with curved vanes upon which the water is largely converted into rotary motion and is not consumed by eddies and another undesirable flow phenomena causing energy losses. The guide vanes are usually adjustable so as to provide a degree of adaptability to variations in the water flow rate in the load of the turbine? The guide vanes in the Francis turbine are the elements that direct the flow of the water, just as the nozzle of the Pelton wheel does. The water is discharged through an outlet from the centre of the turbine. A typical Francis runner is shown in fig. 6.5. The volute, guide vanes and runner are shown schematically in fig. 6.6 and the diversion of the water at right-angles to its direction of entry is clearly indicated in fig. 6.7, which is a cross-section through the turbine. In design and manufacture, Francis turbines are much more complex than Pelton turbines, requiring a specific design fir each head/flow condition to obtain optimum efficiency. Runner and housing are usually cast, on large units welded housings, or cast in concrete at site, are common. With a big variety of designs, a large head range from about 30 m up to 700 m of head can be covered. Figure 6.5. - Francis Runner Turbine Figure 6.6. - Schematic of Flow in Francis 59.- Figure 6.7. - Cross Section through Francis Turbine For very low heads and high flow-rates - e.g. at barrages in rivers - a different type of turbine, the Kaplan or Propeller turbine is usually employed. In the Kaplan turbine the water flows through the propeller and sets the latter in rotation. The water enters the turbine laterally (fig. 6.8), is deflected by the guide vanes, and flows axially through the propeller. For this reason, theses machines are referred to as axial-flow turbines. The flow rate of the water through the turbine can be controlled by varying the distance between the guide vanes; the pitch of the propeller blades must then also be appropriately adjusted (fig. 6.9). Each setting of the guide vanes corresponds to one particular setting of the propeller blades in order to obtain high efficiency. Figure 6.8. - Kaplan Turbine Schematic Figure 6.9. - Propeller of Kaplan Turbine Specially in smaller units, either only vane adjustment or runner blade adjustment is common to reduce sophistication but this affects part load efficiency. Kaplan and Propeller turbines also come in a variety of designs. Their application is limited to heads from 1 m to about 30 m. Under such conditions, a relatively larger flow as compared to high head turbines is required for a given output. These turbines therefore are comparatively larger. Manufacture of small Propeller turbines is possible in welded construction without the need for casting facilities. 6.3 Cross-Flow (Banki) Turbine The concept of the Cross-Flow turbine - although much less well-known than the three big names Pelton, Francis and Kaplan - is not new. It was invented by an engineer named Michell who obtained a patent for it in 1903. Quite independently, a Hungarian professor with the name Donat Banki, re-invented the turbine again at the university of Budapest. By 1920 it was quite well known in Europe, through a series of publications. There is one single company who produces this turbine since decades, the firm Ossberger in Bavaria, Germany. More than 7,000 such turbines are installed worldwide, most of them made by Ossberger. The main characteristic of the Cross-Flow turbine is the water jet of rectangular crosssection which passes twice through the rotor blades - arranged at the periphery of the cylindrical rotor - perpendicular to the rotor shaft. The water flows through the blading first 60.- from the periphery towards the centre (refer to fig. 6.10), and then, after crossing the open space inside the runner, from the inside outwards. Energy conversion takes place twice; first upon impingement of water on the blades upon entry, and then when water strikes the blades upon exit from the runner. The use of two working stages provides no particular advantage except that it is a very effective and simple means of discharging the water from the runner. Figure 6.10. - Flow in Cross-Flow Model The machine is normally classified as an impulse turbine. This is not strictly correct and is probably based on the fact that the principal design was a true constant-pressure turbine. A sufficiently large gap was left between the nozzle and the runner, so that the jet entered the runner without any static pressure. Modern designs are usually built with a nozzle that covers a bigger arc of the runner periphery. With this measure, unit flow is increased, permitting to keep turbine size smaller. Theses designs work as impulse turbines only with small gate opening, when the reduced flow does not completely fill the passages between blades and the pressure inside the runner therefore is atmospheric. With increased flow completely filling the passages between the blades, there is a slight positive pressure; the turbine now works as a reaction machine. Cross-Flow turbines may be applied over a head range from less than 2 m to more than 100 m (Ossberger has supplied turbines for heads up to 250 m). A large variety of flow rates may be accommodated with a constant diameter runner, by varying the inlet and runner width (x in fig. 6.10). This makes it possible to reduce the need for tooling, jigs and fixtures in manufacture considerably. Ratios of rotor width/diameter, from 0.2 to 4.5 have been made. For wide rotors, supporting discs welded to the shaft at equal intervals prevent the blades from bending.. A valuable feature of the Cross-Flow turbine is its relatively flat efficiency curve, which Ossberger are further improving by using a divided gate. This means that at reduced flow, efficiency is still quite high, a consideration that may be more important than a higher optimum-point efficiency of other turbines. It is easy to understand why Cross-Flow turbines are much easier to make than other types, by locking at fig. 6.11 et 6.12. 61.- Figure 6.11. - Cross-Flow Runner Figure 6.12. - Cross-Flow Schematic 6.4 Straflo Turbine Low head hydro electricity from river flow covers the range of operating heads from the smallest up to about 40 meters (130 feet). At the lower end of the range economic considerations usually preclude developments operating at heads of less than about 4 meters. It is feasible to utilize still lower heads, for example where water is being controlled for other purposes than power generation the installation of turbines may be economically justifiable. Such opportunities may occur in connection with flood control works, compensation water channels and river regulation for navigation, irrigation works. The upper end of the low head range, about 40 meters, roughly coincides with the upper economic limit for vertical-axis Kaplan and propeller turbines, above which Francis turbines are more economical. It is inherent in the exploitation of low head hydro-power resources that large volumes of water must be used relative to the amount of power generated. Thus water passages and turbine dimensions must be large. Conventional vertical-axis turbines for this duty are not only correspondingly expensive in themselves, the changes in direction of water flow at inlet and outlet imply large deep volumes of civil construction. Arrangements with axial-flow machinery were devised to avoid theses disadvantages, but are generally rather awkward and cumbersome because of the presence of the generator, which must normally be on the turbine shaft but not exposed to the water. Such horizontal (or near horizontal) turbines as the bulb and tubular types have hitherto generally been used for operating heads of up to only about 20 metres. The Polar wheel unit is a horizontal turbine able to operate through the whole low head range as defined above for outputs from about 1 1/2 MW up to the largest. In the polar unit, the generator is mounted at the periphery of the turbine runner, driven by it but located externally to the water passage. The waterway could thus be straight, of 62.- minimum possible length and unobstructed except for the small runner hub and any necessary support ribs. Figure 6.12. - Cross Section of a Power Station Figure 6.12. – Cross Section of a Power Station 1. Turbine runner 2. Adjustable distributor 3. Generator motor 4. Generator stator 5. Access pit 6. Turbine governor 7. Transformer 8. Gantry crane 9. Control desk 10. Switchboard 11. Rack cleaning machine 12. Upstream stop logs 13. Intake screen 14 Operating gantry crane 15.Downstream stop logs Advantages of the Polar wheel unit Due to the purely axial flow, the efficiency of a Polar wheel turbine is higher than that of a vertical Kaplan turbine. (This advantage increases with the head and is even more noticeable when, instead of a semi-spiral, a full spiral casing is employed as is usual for heads above 30 m). The rotating outer rim is, however, a source of losses because it rotates against the direction of water flow. This produces additional friction which makes the runner efficiency of a Polar wheel turbine lower than that of a bulb unit with interior generator. However, the water velocities at the intake of bulb units are about 20% higher than for Polar <heel turbines with the same spacing. This leads to frictional losses in the intake of bulbs units and secondary losses in the runner which can be considerably larger than the above mentioned typical Polar wheel turbine losses. 63.- Figure 6.13. - General arrangement of a polar wheel 1. Turbine runner 2. Runner crown 3. Generator rim 4. Generator stator 5. Upstream stay ring 6. Downstream stay ring 7. Shaft trunnions 8. Runner hub 9. Shaft cone webs 10. Prestressed bar 11. Distributor outer ring 12. Distributor inner ring 13. Guides vanes 14. Guide bearing 15. Guide bearing 16. Sealing boxes 17. Unit brakes 18 Excitation rings 19. Regulating ring Main advantages of the Polar wheel unit over the bulb turbine (and even more over the vertical propeller or Kaplan turbine) are: 1) Greater compactness. 2) Sufficient space around the runner periphery for generators of the largest capacities. 3) Simple and effective generator cooling. 4) Large natural inertia ensures stable operation and avoids power fluctuations. 5) Ability to compete with the vertical Kaplan turbine at heads up to 40 meters. 6.5 "Hydraulienne"... The "Hydraulienne" provide electrical power using the velocity if the water way by mean of a floating wheel. ( see figures 6.14. to 6.16 ) The depth of water must be at least 0.5 m and per each wheel the available power could be up to 15 KW 64.- Figure 6.14. - Example of "hydraulienne" Figure 6.15. - Schematic view of an "hydraulienne" (A gabion is a galvanised steel mesh basket, size 79x20x20 inches, filled with stones) 65.- Figure 6.16. - Power chart of an "hydraulienne" 66.- 6.6 Comparison of Different Turbines Figure 6.17. is a graphical presentation of a general turbine application range of conventional designs. The usual range for commercially available Cross-Flow turbines is shown in relation (dotted line). In the overall picture, it is clearly a small turbine. Figure 6.18 - Turbine Application Range Figure 6.18. shows efficiencies of some of the more important turbine types in relation to gate opening, e.g. flow rate. Conventional and highly optimized turbines (including the Pelton turbine which is not shown) achieve efficiencies of more than 90 % in large units. 67.- Figure 6.19. Efficiency Curves of some Turbines Types 68.- ANNEXE 1 : EXEMPLE OF TABLE OF CONTENT 1. INTRODUCTION 2. OBJECTIVE OF THE STUDY 3. REVIEW OF PREVIOUS STUDIES 3.1. Financial and Economical Aspects 3.2. Hydrological Aspects 4. ESTIMATION OF THE ELECTRICITY DEMAND IN THE PEUSANGAN RIVER BASIN AREA 5. SITE INVESTIGATIONS 6. TOPOGRAPHY 6.1 Preliminary Comments 6.2. Changes from the original requirements 6.3 List of Topographic maps 6.4. Methodology 6.5 Data evaluation 6.6. Conclusion 7. HYDROLOGY 7.1. Introduction 7.2. Data from previous studies 7.3. Site investigations 7.4. Comments on the data 7.5. Determination of the mean monthly discharges 7.6. Lake Tawar Compensation 7.7. Peak discharges 7.8. Peak discharges 7.9 Details of the hydrological analysis 8. GEOLOGY 8.1. General geological setting 8.2. General seismicity 8.3. Regulating dam at Lake Tawar Outlet 8.4. Peusangan 1 8.5. Peusangan 2 8.6. Borrow materials 8.7. Conclusions 9. GENERAL CONSTRUCTION SCHEME 9.1. General description 9.2. Regulating weir at Lake Tawar 9.3. Water intake for the Peusangan 1 Power Plant 9.4. Headrace tunnel and penstock 9.5. Peusangan 1 - Power House 9.6. Water intake for the Peusangan 2 Power plant 9.7. Head-race tunnel downstream of Peusangan 2 intake 9.8. Regulating poundage 9.9. Power tunnel and penstock for Peusangan 2 9.10. Peusangan 2 - Power house 9.11. Transmission line 10. ENGINEERING DESIGN 10.1. Regulating weir at the lake outlet 69.10.2. 10.3. 10.4. 10.5. 10.6. 10.7. 10.8. Water intake and diversion weir for the Peusangan 1 - Power plant Peusangan 1 - Headrace tunnel Penstock Peusangan 1 - Penstock Peusangan 2 - Water intake and diversion weir Regulating Poundage dam Power tunnel Peusangan 2 - tunnel Peusangan 2 - Penstock 11. AVAILABLE HYDROPOWER 12. CHOICE OF OPTIMAL DISCHARGE 13. THE MECHANICAL AND ELECTRICAL EQUIPMENT 13.1. Available discharges and electricity output 13.2. Choice of the generating units 13.3. Electricity output 13.4. Alternators 13.5. General electric schema 14. ALTERNATIVE PROJECTS 14.1. Alternative 1 14.2. Alternative 2 14.3. Available power at Peusangan 2 15. COST ESTIMATES AND SCHEDULE 15.1. Cost estimates 15.2. Implementation schedule 16. ALTERNATIVE OPTIMISATION 16.1. Introduction 16.2. Cost stream 16.3. Benefit stream 16.4. Conclusions 17. ECONOMIC ANALYSIS 17.1. Introduction 17.2. Criteria and assumptions 17.3. Costs 17.4. Benefits 17.5 Results and conclusions 18. FINANCIAL ANALYSIS 18.1. Introduction 18.2. Investment profitability 18.3. Liquidity analysis 18.4. Summary and conclusions 19. ENVIRONMENTAL PROBLEMS 20. SUMMARY AND CONCLUSIONS 20.1. Summary 20.2. Conclusions 20.3. Works to be executed for the project design 70.- ANNEXE 2 : EXAMPLE OF ECONOMIC AND FINANCIAL ANALYSIS 2.1. ECONOMIC ANALYSIS 2.1.1 INTRODUCTION Shadow prices are considered in theory to reflect more appropriately the value of the resources in the context of a national economy, as market prices are frequently distorted. This is especially the case for the prices of electricity in the developing countries. But we join the opinion expressed in the UNIDO " Manual for evaluation of industrial projects " (UN 1980) that the application of shadow prices to project evaluation in developing countries is extremely difficult both on conceptual and practical grounds. Therefore we will evaluate the project from the following point of view. Benefits of the hydropower plants Peusangan 1 and 2 as a whole result from energy production and irrigation of new areas; this latter one however will not be quantified in our economic analysis. Power benefit of the optimal project is derived from the comparison with an alternate power plant providing equivalent service with respect to the installed capacity and annual generated energy. We found previously that the hydropower project providing 60 MW installed capacity and the plant factor of 59 % should be preferred and that this project could be compared with an oil or gas fired alternate power plant with an installed capacity of 60 MW. Peusangan 1 and 2 energy will be transported through the 80 km high voltage line to Bireuen where it will link the coastal interconnecting line. 2.1..2. CRITERIA AND ASSUMPTIONS 2.1.2.1 The discounted cash flow method will be used to determine the economic internal rate of return (EIRR), present value of cost, present value of benefit, benefit to cost ratio and present value of net benefit. 2.1..2.2 Economic life civil works electromechanical equipment transmission line oil/gas steam power plant 2.1..2.3 Alternate power plant installed capacity investment cost fixed O & M costs fuel and variable O & M 60 934 11.535 26.60 50 years 25 years 40 years 25 years MW $/kW $/kW-year $/MWh 2.1..2.4 Energy production According to above considerations we will take into account the energy production figures of the gas steam power plant forecasted by PLN. This gives for both projects : _____________________________________________________________ Year Energy production (GWh) _____________________________________________________________ 6 (first year of HPP operation) 87.6 7 175.2 8 175.2 9 219.0 10 262.8 Year 11 and on 294.0 71._____________________________________________________________ 2.1..2.5. Comparison is made on a constant price basis using price levels of 1987 and assuming 1 $ = 1650 Rp. Cost and benefit are estimated at their economic value for the country. Interests during construction are not considered for the calculation of the EIRR, as usually. Import duties and taxes are internal transfers inside the country. Therefore they are not considered. 2.1..2.6 Sensitivity analysis has been prepared by increasing the investment cost of the HPP by 10 and 20 percent and corresponding to the cases with and without fuel escalation of 2 % per annum. Above percentage could for instance allow for the necessity to considerate the extension of Peusangan Bireuen transmission line to Lhokseumawe i.e. from 80 to 120 km. 2.1..3. COSTS Disbursements of the investment cost will be made in five years ; their schedule will include taxes and duties. The generation will start from the 6 th year and the O & M cost is estimated at 1 % per year of investment cost. Electromechanical equipment and transmission line are reinvested during the lifetime of the project (50 years) according to their respective economic lifetime . Residual value is considered according to the same previous explanations. 2.1..4. BENEFITS The related investment cost for the alternate thermal power plant should be calculated from above assumptions i.e. 934 $/kW. The disbursements during the construction time will be assumed to be 5, 20, 40, 30 and 5 % of the total investment cost. The investment cost is reinvested during the lifetime of the project according to the economic lifetime of thermal power plant. Residual value is considered according to the same previous explanations . Fixed O & M costs, fuel and variable O & M costs are computed according to above mentioned assumptions i.e. respectively 11.535 $/kW-year and 26.60 $/MWh . 2.1..5. RESULTS AND CONCLUSIONS Six cases were envisaged for the HPP : I. II. III. IV. V. VI. Investment and O & M costs of base case ; Investment and O & M costs of base case ; Investment and O & M costs increased by 10 % ; Investment and O & M costs increased by 10 % ; Investment and O & M costs increased by 20 % ; Investment and O & M costs increased by 20 % ; no fuel escalation. fuel cost escalation by 2 % per annum. no fuel cost escalation. fuel cost escalation by 2 % per annum. no fuel cost escalation. fuel cost escalation by 2 % per annum. The results of the economic analysis are given separately. These Annexes show the cost stream, benefit stream and benefit balance ; they show also the present values and benefit-cost ratio for several discount rates. Finally the economic rate of return is given. 72.Table here under summarises the sensitivity of the project. This sensitivity indicates that in all cases the internal rate of return is greater than 10 % : even for the case with 20 % increase of investment and O & M costs and no fuel escalation. Therefore it can be concluded that the AC2 implementation of Peusangan 1 and 2 hydropower plants is economically acceptable. It will be remembered that this implies the bypass of Angkup I and 2 and a discharge of 18 m3/s. ____________________________________________________________________________________ Case Investment and Fuel Net present B/C EIRR O and M cost escalation/Year value ratio % k$ % ____________________________________________________________________________________ I Base case 0 5 440.14 1.064 11.52 II Base case 2 16 431.56 1.194 13.75 III Base case + 10 % 0 (2 853.14) 0.969 9.34 IV Base case + 10 % 2 8 138.27 1.088 11.54 V Base case + 20 % 0 (11.146.43) 0.890 7.76 VI Base case + 20 % 2 (321.04) 0.997 9.95 ____________________________________________________________________________________ Table- Summary of sensitivity analysis at 10 % discount rate 73.- 2.2. FINANCIAL ANALYSIS 2.2..1. INTRODUCTION The purpose of the financial analysis of Peusangan 1 and 2 hydropower plant is to investigate the soundness of the project from a financial point of view. This will be evaluated by the financial internal rate of return (FIRR) and by investigating the cash flow requirements to operate the project. Various alternatives of sources of funds with respective interest charges will also be considered. 2.2..2. INVESTMENT PROFITABILITY The investment profitability measures the profitability of the resources put into the project, no matter what the sources of financing. Appendix shows the cash outflow and inflow of the project. The project life is assumed to be 50 years. 2.2..2.1 Cash outflows The total project cost comprises direct investment costs, including taxes and duties, contingencies and financial charges. The investment cost will be disbursed over five years, according to the schedule shown . Residual values and O & M cost follow the methods described previously . Replacement of electromechanical equipment and transmission line are planned during the 29th and 30th and 44th and 45th year respectively according to the earlier described methods. As the project is considered from the financial point of view, no consideration will be given to the economic cost of bypassing Angkup I and II. Only the cash generated by the project on itself will be studied. 2.2..2.2 Cash inflows Revenues generated from the project will be those from selling electricity energy. Let we call E the energy generated at the power plant (in GWh). From PLN System Planning Division we learn that the average unit selling price to the consumer is 113.5 Rp/kWh/ This means an average unit selling price of 113.5/1.650 = 68.788 k$/GWh. For purposes of this financial analysis, we will take prospective T and D losses at 20 % of the generated energy. Let we call R the corresponding sales revenue per year (k$/y) R = E*(1-0.2)*68.788 Three cases are considered in this analysis : P1, P2 and P3 as explained in table here under: Case Average Annual energy Revenue 74.- P1 P2 P3 unit sales price to consumer Generation R//kWh 113.5 k$/GWh 68.7 E (GWh) 294 Sold consumer E (1 -O.2) 235.2 to 119.18 (P1 + 5%) 124.85 (P1 + 10%) 72.2 294 235.2 16,988 75.66 294 235.2 17,797 K$/y 16,179 2.2..2.3 Net cash flow Annexes show the cash flows for P1, P2, P3 respectively. 2.2..2.4 FIRR From Annexes the FIRR appears to be : ___________________________ P1 9.24 % P2 9.71 % P3 10.17 % ___________________________ Table : FIRR 2.2..3. LIQUIDITY ANALYSIS Liquidity analysis aims at ensuring the flow of cash through the construction and operation of the project. Therefore additional cash positions, concerned with financial transactions, must be taken into consideration in the liquidity analysis, such as debt service charges, both principal and interest, etc. ... On the basis of the resulting cash flow it is then possible to judge whether : - long term financing is adequate cash deficits can be covered by recourse to short term bank credit, etc. ... 2.2..3.1 Cash outflows 2.2..3.1.1 Investment costs Summary of the fund requirements (FR) for the construction period is presented below i 2.2..3.1.2 Interest during construction (IDC) If the sources of above fund requirements are entirely financed by long term loans, then interests during constructions (IDC) are shown thereunder, based on 1 % interest rate on the still unused funds. 2.2..3.1.3 Total fund requirements during the construction period _______________________________________________________________ Year FR IDC Total FR _______________________________________________________________ 1 3 575.58 1 156.11 4 731.69 2 2 383.72 1 132.27 3 515.99 75.3 8 343.03 4 63 168.63 5 41 175.14 1 048.84 417.15 0 -------------- 9 391.86 63 585.78 41 715.14 ------------ ------------- Total 119 186.10 3 754.37 122 940.47 (in k$) _______________________________________________________________ 3.1.4 Debt service It is expected that PLN will commit the debt service to the lending agencies, from the sixth year after the assumed grace period of 5 years. The debt service is calculated considering : - equal yearly instalments of both principal and interest (a) interest rate of r loan period of n years For 1 $ the formula is : r a = ------------------------------------n 1 -(1 + r) For 20 years and an interest rate of 10 %, a = 0.11746 If the source of funds required during the construction period has to be entirely financed by long term loans, this debt service is then : = 0.11746 * 122 940.47 = 14 440.59 k$/year 2.2..3.2 Cash inflows Apart from those considered we should also mention the loans as sources of funds. 2.2..3.3 Net cash flow Appendix shows the cash outflows, cash inflows and net cash flows as discussed above. 2.2..3.4 Alternative cases - Partial financing According to appendix it can be seen that the major part of the cost of the electromechanical equipment and transmission line are to be paid with foreign currencies. We could now suppose that only the foreign currency costs would be financed by long term loans. Appendix assumes financing of 50 % of the total funds required during the construction period ; the loan has a duration of 20 years and an interest rate of 10 %. 2.2..4 SUMMARY AND CONCLUSIONS Table here under shows the summary of our financial investigations. 2.2..4.1 Investment profitability 76.From the results of the financial internal rate of return we conclude that the proposed hydropower project is moderately attractive for the present selling prices of electricity. Changes in oil or electricity price structure could favourably influence these results. 2.2..4.2 Liquidity analysis In the project is 100 % financed, than the cumulative cash balance will be negative during 26 years owing to the burdens of the debt service; thereafter it will remain positive. The project requires a maximum of cash of 27 600 k$ in the 10th year. The total project generates a net cash of 383 800 k$ in the 55th year. If the project was 50 % financed with long term loans the project requires a maximum cash of 63 200 k$ in the 6th year. The project generates then a net cash of 468 619 k$ in the 55th year ; the cash balance become positive in the 17th year. This project is highly dependant on the loan conditions which we supposed to be at 10 % interest rate. 2.2..4.3. Conclusions a. From the pure financial point of view we consider the project moderately attractive : indeed we calculated a FIRR of about 9 % and this rate represents the return on capital invested called profitability. This rate has to be related to a cut-off rate which is the lowest acceptable investment rate for the invested capital. As this FIRR was calculated on the average sales price to the consumer of electricity, we feel that this approach is not sufficient to reflect the induced advantages of electrification of this part of Sumatra. b. As far as now, we have only made emphasis on finding the profits of the project in monetary terms and not on its real contribution to the welfare of the society. This is not a solid ground for investment decisions. Investment decisions should take into account the national or regional profitability. Identifying the indirect effects is not easy, measuring them is always difficult. Factors which should be taken into account for the national profitability : 1. Net foreign - exchange effect on one side foreign (electromechanical) equipment should be imported on the other side the quantities of gas or fuel oil burned in the thermal PP can no more be exported in short or long term. 2. Energy independence Hydropower is a renewable energy, neither gas nor oil. 3. Independence from energy price, on which the FIRR is very sensitive. 4. Multiplicator effect on other sectors of the national economy Power supply is an infrastructure facility and as such contributes to the economic development of the country 5. Also the social development of the country should be considered. Concentration on HPP 77.Development of a technical know-how oriented to hydro-power generation in a country. Simplification of finding manpower education and skills. 6. Environmental implications Hydropower versus thermal power can be considered as at the lowest level related to : economical impact climatic change health risks for the workers and for the public health injury to the workers. Further, other factors should be considered as : - trend of the long term interest rate - evolution or non-evolution of the average sales price of electricity in the next years - actual cost price of the electricity generation in North-Sumatra versus the actual tariffs. Calculation of the FIRR should always be done with the actual generation cost or domestic market price, whichever is higher. In case the Public Authorities wish to maintain certain tariff levels, this would imply (hidden) subsidies or social aspects which should be taken into consideration as stated above. Due to energy efficiencies, gas and oil should ideally be reserved for thermal energy, (industrial) steam generation, housecooking, while power energy should be reserved for lightening, air-conditioning, rotation power (in industrial and household environment). c, In appreciating a power generation project one should not base the decision purely on the IRR : if the project aims at electrification of a non-electrified country, one should appreciate the economic internal rate of return taking above factors into consideration. - if the IRR is high, the project should be adopted if the IRR is low, the project, appearing bad, could become interesting if tariffs were updated in order to reflect the actual costs. if the project aims at servicing an established market by increasing the installed power, the project should be viewed in terms of : - satisfying the increase rate of the demand - improving the customer service. In this case the IRR gives indications on forwarding or delaying the project. d. project attractiveness What is PLN, what is Indonesia, prepared to pay for the benefits from the contribution of the Peusangan 1 and 2 project to the country. Can Indonesia afford to find the necessary funds for this development project and what will be the conditions (loan with reduced interest rate, soft loan, ...) ? Answering and quantifying those questions would give the true EIRR and FIRR respectively, which could then appear very attractive. 78.But is should be remembered that only if the HPP is producing peak power and not base power that the project can be considered as attractive. _____________________________________________________________________________________ Case Average sales price Financing Net present value B/C ratio FIRR k$/GWh k$ % _____________________________________________________________________________________ P1 68.788 (6 851.90) 0.925 9.24 P2 72 227 (2 633.68) 0.971 9.71 P3 75 667 1 585.77 1.017 10.17 L1 68.788 100 % (2 652.87) 0.984 9.12 L2 68.788 50 % (4 752.39) 0.964 9.21 _____________________________________________________________________________________ The price of 68 788 k$/GWh corresponds to 113.50 Rp/kWh Summary of financial analysis at 10 % discount rate 79.- CONTENTS Pages CHAPTER I: 1.1 INTRODUCTION WATER POWER DEVELOPMENT 1 Historical 1 1.2 Development 3 CHAPTER II: GENERAL ARRANGEMENT OF WATER POWER DEVELOPMENTS 6 2.1 Essential Features 6 2.2 Gross and Net Head 7 2.3 Essentials of General Plant Layout 8 2.4 Factors Affecting Economy of Plant 8 2.5 Types of Water Power Developments 9 2.6 Typical of Arrangements of Water Plants 11 2.7 Lowest Cost Power Developments 13 2.8 Highest Cost Power Developments 14 15 CHAPTER III : POWER FROM FLOWING WATER: 3.1 Energy and Work 15 3.2 Energy Line 16 3.3 The Bernoulli Theorem 17 CHAPTER IV : PLANNING AND BUILDING 4.1 Stage of planning 24 4.2 Potential water power 26 4.3 Energy output diagram 32 4.4 Evaluating the economic value of power stations 32 4.4.1 Cost estimates 32 4.4.2 Running costs 33 4.4.3 Elements to be considered in the economic calculation 33 CHAPTER V : STUDY OF SMALL HYDROELECTRIC INSTALLATIONS 5.1. 5.2. General arrangement of power developments basic principles Definition of the hidro-microelectricity 2.1 Context 2.2 Use of the MHE 37 39 39 40 80.- 5.3. 2.3 Characteristics 2.4 Constraints 2.5 Environment 2.6 It is not hydroelectricity in model reduces Types of micro power stations 40 41 42 42 43 3.1 Works of civil engineering adapted to the microphone-power stations 43 3.2 Electromechanics of the microphone-power stations 44 3.3 Distribution 47 5.4 Methodology for the realisation of a site 47 4.1 Design 47 4.2 Methodology of the choice of the site 48 4.3 Calendar of the realization 48 4.4 Studies 49 4.5 Environmental impact 50 4.6 Realization 50 4.7 Tally of production 50 5.5.Economie of the project 51 5.1 Estimate of the costs 51 5.2 The running costs 51 5.3 Economic calculation 51 5.4 Financing 53 CHAPTER VI WATER TURBINES 55 6.1 Pelton Turbie 56 6.2 Francis and Kaplan Turbines 57 6.3 Cross- flow Turbine 59 6.4 Straflo Turbine 61 6.5 Hydrauliennne 63 6.6 Comparaison of differents Turbines 66 Annexe 1 Exemple of table of contant 67 Annexe 2 Exemple of economic and financial analysis 69 1 INVENTAIRE DES SITES HYDROELECTRIQUES DU CAMEROUN. Auteurs : J. KENFACK(1) ; A.G.H. LEJEUNE(2) ; T. TAMO TATIETSE(3), J. NGUNDAM(4) ; M. FOGUE(5) (1) Joseph KENFACK Ecole Nationale Supérieure Polytechnique B.P. 8390 Yaoundé Tél. 750 00 60 Fax +237 222 91 16 Email : [email protected], [email protected] (2) A.G.H. LEJEUNE Université de Liège Ch. Des chevreuils, 1, B52 B – 4000 Liège Tél. +32-4-366.95.60 Email : [email protected] (3) Thomas TAMO TATSIETSE Ecole Nationale Supérieure Polytechnique B.P. 8390 Yaoundé Tél.+237 222-45-47 ; Fax +237 222-45-47 Email [email protected] (4) John NGUNDAM Ecole Nationale Supérieure Polytechnique B.P. 8390 Yaoundé Tél.+237 222-45-47 ; Fax +237 222-45-47 2 Email : [email protected] (5) Médard FOGUE Ecole Nationale Supérieure Polytechnique B.P. 8390 Yaoundé Tél.+237 222-45-47 ; Fax +237 222-45-47 Email : [email protected] 3 INVENTAIRE DES SITES HYDROELECTRIQUES DU CAMEROUN. Mots clés : électrification, hydroélectricité, potentiel, recensement, Cameroun, site RESUME Le Cameroun dispose du deuxième potentiel hydroélectrique en Afrique derrière la République Démocratique du Congo. Malgré cela, seulement 722 MW est installée contre 19,7 GW équipable avec un productible garanti annuel de 115 TWh. Le besoin en énergie électrique de la population notamment rurale nous a inspiré à recenser le potentiel hydroélectrique du pays en y incluant les minis et les microcentrales. Il ressort de ce travail effectué à l’aide de cartes et d’autres travaux préliminaires un dispatching assez régulier des sites dans la partie centrale et sud du pays, avec un réseau hydrographique assez dense. L’inventaire des sites du potentiel hydroélectrique permet d’envisager l’électrification des sites isolés avec plus de sérénité. La présentation du résultat à l’aide d’un système d’information géographique permet de mieux apprécier l’opportunité des solutions décentralisées pour l’électrification rurale. ABSTRACT Cameroon offers a wealth of hydro power opportunity. Cameroon owns the second hydro potential in Africa behind Democratic Congo Although 722 MW of this has already been utilized, about 19 more gigawatts of hydro power still remain untapped with a hydro potential of 115 TWh. Electricity is not available for the great majority of the Cameroonian, mainly in the rural areas. Assessing the 4 hydro power could help planning electrification projects. Based on maps and other preliminary works, the work shows availability of the hydro power in the centre and south part of the country. The results presented using a geographic information system bring out the dispatching of the hydropower throughout the country. 5 POTENTIEL HYDROELECTRIQUE DU CAMEROUN INTRODUCTION Le Cameroun est situé entre les // 2° et 12° Nord et entre les méridiens 8° et 16° Est depuis l’océan Atlantique jusqu’au confins du lac Tchad. L’écoulement des eaux s’effectuent vers l’atlantique, le Congo, la Benoué ou le lac Tchad. Les altitudes vont de 0 à plus de 2000 mètres. Des précipitations allant de 500 mm à plus de 10000 mm. ECOULEMENT DES EAUX LAC TCHAD BENOUE PUIS ATLANTIQUE NIGERIA PUIS ATLANTIQUE OCEAN ATLANTIQUE CONGO PUIS ATLANTIQUE 6 Cette situation confère au Cameroun un important réseau hydrographique et donc un potentiel important. RESEAU HYDROGRAPHIQUE 7 POTENTIEL SAUVAGE Le Cameroun possède un potentiel sauvage de 294 TWh dont 115 TWh techniquement équipable. Il occupe de ce fait le 2ème rang dans la sous région Afrique Centrale derrière le Congo Démocratique (1397 TWh). Avec seulement 722 MW sur 19.7 GW du potentiel équipé, le secteur hydroélectrique se trouve sous-exploité (sous équipé par rapport au besoin) au point où l’énergie électrique arrive à manquer pendant les périodes d’étiage, entraînant le délestage. POTENTIEL EQUIPE Quoique ayant aménagé en valeur relative plus que la moyenne africaine, le Cameroun reste en recul par rapport à la moyenne mondiale POURCENTAGE DU POTENTIEL MONDIAL ET CAMEROUNAIS DE PRODUCTION HYDROELECTRIQUE ECONOMIQUEMENT RENTABLE EXPLOITE EXPLOITABLE 100% 80% 60% 40% 20% 0% AFRIQUE AUSTRALIE AMERIQUE DU NORD ET DU CENTRE CAMEROUN 8 POTENTIEL EQUIPABLE Méthodologie d’identification des sites L’approche est essentiellement documentaire. Les sources viennent de la Société Nationale d’Electricité (SONEL), de l’Institut de Recherche pour le Développement (IRD), de l’Institut de Recherche Géologique et Minière (IRGM), du Ministère des Mines, de l’Eau et de l’Energie (MINMEE). Pour certains sites de micro centrale, nous avons exploité uniquement des cartes. CARACTERISATION D’UN SITE Un site est caractérisé par la hauteur de chute et le débit. On calcule le potentiel suivant la formule: P = g.Q.H, P : potentiel puissance en (kW) Q : débit turbiné en (m3/s) H : chute en (m) g : accélération due à la pesanteur Les deux grandeurs Q et H (débit et hauteur de chute) sont capitales pour la caractérisation du site et nécessitent des investigations sur site. On en déduit alors le productible garanti. 9 RESULTATS Micro Centrales Total centrales Adamaoua 13 14 27 Centre 8 24 32 Est 6 6 12 Littoral 3 11 14 Nord 0 4 4 Nord-Ouest 8 8 16 Ouest 7 6 13 Sud 14 8 22 Sud-Ouest 15 8 23 10 REPARTITION DES SITES DE CENTRALES RECENSES PAR PROVINCE Sud-Ouest Adamaoua Sud Ouest Centre Nord-Ouest Nord Littoral Est 11 REPARTITION DES SITES MICROCENTRALES RECENSES PAR PROVINCEs Sud-Ouest Adamaoua Centre Sud Est Littoral Ouest Nord Nord-Ouest SITES RECENSES PAR PROVINCE Sud-Ouest 14% Adamaoua 17% Sud 13% Centre 20% Ouest 8% Nord-Ouest Nord 10% 2% Est Littoral 7% 9% 12 POTENTIEL HYDROELECTRIQUE DU CAMEROUN (GWh) Centrales.dbf 27 - 280 281 - 700 701 - 1660 N ¶ ¶ ¶ FOTOKOL ¶ BLANG OUA HI LE-ALIFAMAKARY ¶ GOULFEY KOUSSERI ¶ 1661 - 3100 W E 3101 - 5080 LO GONE-BIRNI ¶ WAZ A-VILLE ¶ ¶ ¶ KOZA-VI LLETOKO MBERE-VILLE MAG A-VI LLE ¶MERI¶ ¶ MOKOLO-VILLE ¶ BOGO ¶ ¶ MAROUA GAZAWA¶ ¶ MINDIF-VI LLE ¶ HINA-VILLE ¶ MOULVOUDAYE ¶ KALFOU-VILLE ¶ BOURRHA VILLE ¶ MOUTOURWA-VILLE ¶ ¶KA ELE-VILLE ¶ E ¶ DOUKOULA-VILL ¶ ¶¶ MAYO OULO VILLE GUERE-VILLE ¶GUI DER-VILLE ¶ FIGUIL-VI LLE ¶ KOLOF ATA-VI LLE MORA-VILLE ¶ Q Rivieres.shp Provinces.shp Villes.dbf Débits.dbf Régular.dbf Microcentrales.dbf S PITOA-VILLE BIBEMI GAROUA-VILLE ¶ ¶ ¶ BEKA-VILLE ¶ REY BO UBA ¶ POLI -VILLE ¶ ¶ TCHO LLIRE-VILLE MBE ¶ ¶ TOUBORO-VILLE ¶ Q MAYO BALEO ¶ TIGNERE ¶ NGAOUNDERE ¶ Q GALIM TIGNERE FURU-AWA-T OWN ¶ BELEL ¶ Q Q ¶ Q DJOHONG BANYO ¶ Q NW A ¶ Q TIBAT I NGAOUNDAL Q Q ¶ MEI GANG A ¶ ¶ WUM-TOW N Q ¶ ¶ KUMBO-TOWN Q ¶ JAKIRI BANKIM ¶ ¶ ¶ Q MAG BA VILLE ¶ ¶ ¶ NGAMBE NDOP-TOWN ¶ ¶ GAROUA-BOULAI ¶ Q BALI-TOW N BAMENDA-TOWN Q ¶ ¶¶ EYUMODJO CKMAMFE BATIBO-TOW N ¶ MALANTOUEN ¶ GALI M ¶ ¶ ¶ Q MBO UDA VILLE Q KOUTABA BETARE OYA Q ¶ ¶ BATCHAM-VILLE Q YOKO ¶ ¶Q FOUMBOT Q Q ¶ Q FONTEM BAFOUSSAM ¶ ¶ ¶ ¶Q ¶ MASSANGAM ¶ ¶¶ NGUT I FOKOQ UE¶ ¶ BA HAM-VILLE ¶ ¶¶ ¶ BA NDJQ A Q BANG ANGTE ¶ ¶ ¶ BA NA ¶ BANG EM¶ Q ¶ ¶ ¶ TONGA MUNDEMBA TOW N Q NKONGSAMBA DEUKNGO BELABO ¶ ¶ RO ¶ ¶ Q MAKENENE KETTE ¶Q Q ¶ MANJ O NKONDJO CK ¶ ¶ Q ¶ ¶ NDIKINIMEKI BAFIA TOMBEL TOW N LO UM ¶ ¶ ¶ NANGA-EBOKO ¶ QN TOW ¶ EKONDO TITIKUMBA¶ OMBESSA DIANG BERT OUA MINTA BOKITO¶ ¶ MBANGA-VILLE ¶ ¶ YINGUI -VILLE NKOTENG ¶ ¶ Q Q IDABAT O T OWN ¶ ¶ ¶ YABASSI NT UI ¶BAMUSSO Q BATOURI ¶ ¶ ¶ Q ¶TOWN NGUELEMENDOUKA MBANDJOCK NDOM ¶ DIMAKO ¶ Q SAA ¶ ¶ ¶ MUYUKA Q MONAT ELE NGAMBE VILLE DOUME ¶ ¶ OBALA ¶ QBUEA DI BO MBARI ¶ ¶ ¶ ¶ Q ESSE Q E¶ DOUALA1 ¶ NDELELE OKOLA LI MBQ DIBANG Q ABONG M BANG ¶ ¶ MBANG ¶ SOA ¶ ¶¶¶ YAOUNDE Q GARI-GO MBO ¶ ¶ AWAE ¶ AYOS ¶ Q ¶ ¶ ¶ NGO G MAPUBI EDEA Q¶ MBANKOM O POUMA-VI LLE ¶ DZ ENG AKONOLINGA ¶ DIZANG UE-VI LLE MESSAMENA ¶ ¶ ¶ ¶ ¶ ¶ MOUANKO-VILLE ESEKA BI KOK MFOU ¶ MAKAK ¶ ¶ ¶ ¶ Q YOKADOUMA ENDOM ¶ MBA LMAYO ¶ Q ¶ BE NG BIS ¶¶ ¶VILLE AK ONO Q MVENGUENGO MEDZ AP ZOET ELE-VILLE LO LODORF -VILLE ¶ ¶ ¶ Q ¶ Q LO MIE ¶ ¶ NGO ULEMAKO NG ¶ Q BI WONG-BANE-VIL KRIB I MELIMA EBOLOWA-VI LLEMENGO ¶ ¶ ¶NG SANG¶ AKOM 2-VILLE ¶ MINTO M-VILLE MVANGAN-VILLE DJOUM-VILLE ¶ NGO YLA ¶ Q ¶ ¶ Q CAMPO-VI LLE ¶ OVENG-VILLE AMBAM-VI LLE MA'AN-VILLE ¶ Q ¶ ¶ Q OLAMZE-VILLE ¶Q Q MOLOUNDOU ¶ Q Q NDU Q¶ Q FUNDONG-TO Q WN NJIKWA-TOWN MBENGWI 300 0 300 600 Kilometers 13 CONCLUSION Ce travail est une étape du travail de recherche que nous menons sur les énergies renouvelables au profit des zones rurales isolées, afin de contribuer à la lutte contre la pauvreté qui y est plus répandue. Cet acquis constitue une base pour la recherche en cours sur la valorisation des rivières et fleuves du Cameroun en vue de l’électrification à moindre coût grâce à une technologie parfaitement maîtrisée, qui demande qu’à être adaptée pour un développement durable. Il ressort que l’essentiel du potentiel hydroélectrique du Cameroun est encore inexploité. République Centrafricaine Unité – Dignité – Travail Inventaire des sites hydroélectriques en République Centrafricaine Facteurs de réussite et enseignements Blaise – Léandre TONDO, ingénieur Comité chargé de la mise en valeur des projets d’énergie électrique en RCA ( CMVPE ) Mars 2000. Chutes de La Mbi ( en amont de La Mbi – Colombe et de Boali ) « Dieu nous a dotés d’un important réseau hydrographique; à nous de l’assujettir … « Situation géographique La République Centrafricaine a une superficie d'environ 623000 km² avec une population estimée à 3.4 million d'habitants. Elle est située en Afrique Centrale entre 2° 13' et 11° 01' de latitude Nord et entre 14° 25' et 27° 27' de longitude Est. Ses frontières sont bordées: - au nord par le Tchad sur 1100 Km 184 - à l'Est par le Soudan sur 1000 Km - au Sud par le Congo sur 400 Km, et le République démocratique de Congo ( RDC ) sur 1200 Km. Cette dernière frontière est matérialisée par le fleuve Oubangui. - à l'Ouest par le Cameroun sur 700 Km . La RCA, qui occupe une position extrêmement continentale, ne dispose que de deux débouchés vers la mer. La voie terrestre, la "transcamerounaise", relie Bangui à Douala au terme de 1500 km. L'autre voie, la "transéquatoriale" emprunte la voie fluviale jusqu'à Brazzaville au Congo puis la voie ferrée pour atteindre le port de Pointe-Noire. Cet enclavement occasionne les surcoûts de transport qui pèse sur la compétitivité des produits centrafricains à l'exportation, renchérit le prix des produits importés et des biens manufacturés. Climatologie et hydrographie Le climat Centrafricain est lié à l'influence alternée des centres de pression permanents des hémisphères Nord et Sud. C'est un climat de transition entre le climat Sub-Sahélien et le climat équatorial. On y trouve principalement deux types de saisons sur toute l'étendue du pays. La saison sèche et la saison des pluies. L'hydrographie de la République Centrafricaine est caractérisée par deux bassins importants: le bassin sud du Tchad comprenant les affluents du Haut Chari et le bassin de l'Oubangui. Dans le premier, le régime des eaux y est irrégulier, de type soudanien avec des sources qui se tarissent en saison sèche: dans le second, le régime des eaux est plus régulier, les sources sont permanentes, les débits ne sont pas considérablement réduits à l'étiage. 185 Potentialités hydro – énergétiques Février 2000. Chutes de La Mbi ( La Colombe ) En général, les cours supérieurs des rivières sont rapides et encaissés avec des pentes importantes, les cours moyens et inférieurs sont au contraire, lents et faiblement encaissés mais sont parfois interrompus par des chutes ou des rapides au passage de seuils rocheux: rapides de l'Oubangui, rapides de la Lobaye, chutes de la Kotto, chutes de la M'Bali, chutes de la M'Becko , chutes de la Mbomou parmi les sites qui ont déjà fait l'objet d'un minimum d'étude d'évaluation. D'autres chutes et rapides sont connus: chutes de Gbassem à Boda, chutes de la Pama à environ 100 km de Boali , chutes de la Mbi à 160 km de Bangui, chutes de la Chinko à 60 Km de Rafai, plusieurs chutes et rapides sur la Kotto, rapides de Yaméné sur la Kadei à 50 Km de Nola, chutes sur un affluent de la Mambéré près de Carnot, chutes de la Nana près de Kaga-Bandoro, chutes de Matakil sur la Koumbala à 45 Km de Ndélé, chutes de Lancrenon à la frontière RCA - Cameroun, etc. 186 La possibilité d'installer des micro-centrales hydro-électriques dans des centres jugés prioritaires (Bocaranga, Paoua, Baboua, Bossangoa, Ndélé, Sibut, Bangassou, Bria, Kembe, Bambari, Bouar , Carnot, Berbérati, Kaga-Bandoro,Mbaîki ), montre que dans le contexte économique actuel, sur les centres envisagés, certains centres tels que: Bambari, Carnot, Berberati, Mbaiki, Kaga-Bandoro, Bouar, Boda, peuvent être retenues dans l'immédiat. Politique énergétique La crise économique généralisée qui a affecté la plupart des pays du monde n'a pas épargné la RCA. Le pays se trouve actuellement dans le processus de réforme du secteur de l’industrie électrique. Secteur électrique Son organisation L'alimentation en électricité de la République Centrafricaine est assurée par l'entreprise publique ENERCA (Energie Centrafricaine), qui gère, d'une part, le réseau interconnecté alimentant Bangui et, d'autre part, seize centres de provinces. Les moyens de production et distribution Un coup d'oeil sur les réalités montre que dans les Centres de Provinces, la génération d'électricité s'effectue uniquement par des groupes diesels dont la puissance installée s'étend de 40 kVA à 625 kVA. Ceux-ci ont été mis en place entre les années 1970 et 1999. La puissance totale installée est d’environ 4675 kVA. Les réseaux de distribution sont très peu étendus (en moyenne moins de 10 km par centre), et alimentent un millier d'abonnés. La qualité du service de l'électricité connaît des contraintes qui ne favorisent pas le développement socio-économique de ces villes. En effet, l'alimentation est assurée 5 heures par jour en moyenne, et ne touche que 1,5 à 3% de la population. Les principales causes en sont: 187 -un faible temps de production non adapté aux activités économiques et sociales, -une faible étendue du réseau confiné au centre administratif, -un coût de branchement et un niveau de tarif inadapté aux ressources de ces populations. Les tarifs Les difficultés de gestion accentuent encore le déficit d'exploitation des centres isolés, malgré un prix de vente de l'électricité très supérieur à celui consenti aux abonnés d' ENERCA à Bangui ( 170 FCFA contre 66 FCFA par kWh ). La place des producteurs indépendants ( autonomes ) La détérioration continue de la qualité de service conduit une fraction croissante de la population à s'équiper individuellement de groupes à essence ou gas-oil; les puissances unitaires vont de 2 KVA, et leur somme dans chaque centre est au moins du même ordre de grandeur que la puissance installée par ENERCA. Ces solutions coûteuses témoignent de l'existence d'une demande solvable, disposée à payer le prix d'un service de qualité. L'électrification rurale Les problèmes et les solutions Malgré le grand succès de la construction du barrage de la Mbali, l'énergie électrique demeure encore pour la plupart de nos concitoyens un bien de luxe difficilement accessible surtout à nos populations rurales; Malgré les actions menées par l'ENERCA, pour la réduction de ses pertes techniques et le retour à son équilibre financier, certains problèmes demeurent encore au niveau du secteur électricité surtout en ce qui concerne la satisfaction en énergie électrique des villes de l'intérieur et zones rurales. 188 C'est pourquoi l'Etat centrafricain, pour tenter de résoudre ces problèmes dans les années à venir, oriente sa politique énergétique vers la valorisation de l'hydroélectricité ; avec les objectifs suivants : -satisfaction à moindre coût des besoins énergétiques; -accès à l'électricité de toutes les couches sociales du pays; En 2002, 16 villes de l'intérieur sont aujourd'hui électrifiées ; soit un taux de pénétration pour l'ensemble du pays d'environ 3 ménages électrifiés pour mille habitants. Compte tenu du coût d'investissement, en regard de la rentabilité, les villes de l'intérieur sont souvent électrifiées par raison sociale dans le but, essentiellement, de dynamiser l'économie des villes de provinces afin de permettre leur développement, évitant de ce fait l'exode rural. La valorisation du potentiel hydroélectrique devra permettre à l'Etat d'intensifier et d'améliorer la fourniture de l'énergie électrique dans les villes de provinces, ce qui cadre avec l'un de ses objectifs principaux: favoriser l'accès à l'électricité de toutes les couches sociales du pays. Par manque de fourniture permanente d'électricité, la population des centres de provinces est confrontée à de très graves problèmes sociaux ; par exemple: - les Entreprises de production et de transformation ont d'énormes difficultés d'installation. Ce qui entraîne un taux de chômage très élevé dans la population, un ralentissement des cultures industrielles et des activités artisanales, le corollaire étant un exode rurale massif vers Bangui la capitale. L'organisation et le financement Malgré des investissements importants réalisés dans le secteur de l'électricité depuis 1986 à travers un ambitieux projet énergie 1 d'augmentation de la disponibilité de la production, de renforcement et de réhabilitation des infrastructures de production, transport et distribution ; 189 la situation de l'Energie Centrafricaine (ENERCA) n'a cessé de se dégrader. Cette situation est caractérisée, entre autre, par un faible taux de desserte (trois ménages électrifiés sur mille). Propositions Avec la mise en valeur des sites hydrauliques ; l'expérience des pays partenaires au développement dans la francophonie peut nous amener a: - rechercher et favoriser la création de ‘’comités villageois’’ qui prennent en charge eux même, avec l'assistance technique de prestataire de services d'électricité, la production, l'exploitation, et l'entretien de ces installations. Ces’’ comités villageois’’ peuvent donc contribuer à l'amélioration de la situation c'est-à-dire: - bonne gestion des installations et des stocks des pièces de rechanges - diminution du prix de revient de kWh produit Le choix de la formule ‘’comités villageois’’ permet l'implication directe des premiers intéressés dans l'établissement des infrastructures de production et de distribution; cette formule permettra de mieux relier la pénétration de l'électricité aux besoins des habitants des zones rurales. La RCA a besoin de micro-centrales hydroélectriques. Les conditions d'hydrologie ( hauteur de chute favorable + débit régulier ) sont favorables sur l'ensemble du territoire. Entre autres expérience, à travers le réseau d’Experts de francophonie, la RCA peut s'informer du modèle sud-est asiatique où certaines micro-centrales sont réalisées, avec des moyens locaux peu sophistiqués, par les habitants des zones rurales. Méthodologie Afin d'établir un classement de certaines localités à l'issue de l'analyse du potentiel hydroélectrique existant à leur proximité (un rayon de 25 à 30 km), nous nous fixerons 5 critères de jugement concernant: - le caractère prioritaire de l'aménagement hydroélectrique noté par deux critères: l'inscription de la localité au programme prioritaire ( importance socio-économique ) défini par le Politique et l'existence ou non d'un réseau de distribution d'électricité; - le potentiel hydroélectrique noté par deux critères estimant le débit et la hauteur de chute de l'aménagement prévu; 190 - la difficulté technique de réalisation des ouvrages évaluée par le contexte géologique du site à équiper; - l'accès au site; - ligne de transport d'énergie. Définition des critères de classement a) Programme prioritaire: ce critère est évalué par une notation de 0 et 4 correspondant à: 0: localité non inscrite 4: localité inscrite b) Réseau existant: deux valeurs évaluent ce critère: 1: réseau de distribution existant dans la localité et possédant une centrale diesel 4: localité non alimentée en électricité c) Potentiel hydroélectrique: - apports: l'évaluation des apports et débits des cours d'eau concernés est noté de 1 à 4 suivant l'estimation de leur débit moyen: 1: débit moyen inter annuel inférieure à 5 m3/s 2: débit moyen inter annuel compris entre 5 et 10 m3/s 3: débit moyen inter annuel compris entre 10 et 30 m3/s 4: débit moyen inter annuel supérieure à 30 m3/s - dénivelée: l'évaluation des hauteurs de chute utilisable est notée de 1 à 4: 1: hauteur de chute estimée inférieure à 10 m 2: hauteur de chute estimée compris entre 10 et 20 m 3: hauteur de chute estimée compris entre 20 et 40 m 4: hauteur de chute estimée supérieure à 40 m d) Géologie: l'estimation de la qualité du sol de fondation des ouvrages est notée de 1 à 4: 1: alluvions récentes peu ou pas consolidées 2: alluvions sablo - graveleux ou manque d'information, 4: rocher apparent reconnu ou supposé (chutes naturelles, rapides) 191 e) Accès au site: la longueur de la route d'accès aux ouvrages d'une route existante ou piste existante est notée de 1 à 4 : 1: longueur supérieure à 10 km 2: longueur comprise entre 10 et 20 km 3: longueur comprise entre 5 et 10 km 4: longueur inférieure à 5 km Conclusion Avec la pré-identification de notre potentiel hydroélectrique; nous pensons que la promotion des micro-centrales hydroélectriques aura des effets socio-économiques non négligeables tels que: - la fourniture permanente d'électricité, - l'accélération du développement en milieu rural par l'amélioration des conditions de vie des populations et l'opportunité accrue d'implantation d'activités artisanales ou semi-industrielles, Certes, l'hydroélectricité est, à l'achat plus coûteuse que le thermique, mais sa durée de vie est bien plus longue et son entretien est limité. Le financement sur fonds propres est difficile à réaliser, l'hydroélectricité est donc particulièrement adaptée pour la RCA, l'intervention des bailleurs de fonds couvrant, surtout pour les BOOT, du même coup, l'essentiel des dépenses pour la quasi-totalité de la durée de vie des équipements fournis. La grande fiabilité, la durée de vie élevée des équipements, le coût nul de l'énergie utilisée, la simplicité de fonctionnement sont autant d'éléments qui justifient le choix des micro-centrales hydroélectriques face aux centrales diesel malgré l'investissement initial très élevé qu'elles nécessitent. L'électrification des zones rurales a pour objectif essentiel le développement économique du pays en général et des zones rurales en particulier. Leur électrification constitue la seule chance de promouvoir la décentralisation de l'activité économique, qui dans les pays du sudest asiatique s'est avérée une réussite. Certains centres ruraux sont actuellement alimentés par des groupes diesel; mais, vu le prix élevé du diesel et les problèmes posés par les pièces de rechange, leur production n'est absolument pas fiable. 192 Les conditions hydrologiques et topographiques sont extrêmement favorables pour le développement des ressources hydrauliques. De grandes parties du pays bénéficient de pluies suffisantes et même de relativement petits cours d'eau sont pérennes. Des rivières au débit satisfaisant se trouvent souvent à distance raisonnable des zones ruraux représentant une demande potentielle. Ces différents éléments indiquent que les coûts des ouvrages de génie civil et de transmission seront peu élevés, ce qui est extrêmement important pour la rentabilité des projets de microcentrales. Les micro-centrales hydroélectriques paraissent donc, en RCA, porteuses d'espoirs de développement en procédant à une interconnexion progressive des aménagements à réaliser. C’est pourquoi, il faut établir un inventaire complet des sites hydroélectriques pour mettre en place la politique de mise en valeur de nos ressources naturelles . 193 MICRO-CENTRALES HYDROELECTRIQUES POUR UN DEVELOPPEMENT DURABLE DU BURUNDI Pr. Fidèle RURIHOSE ; Dr.Ir. Université du Burundi Energie et Développement Il est établi et compréhensible qu’il y a une corrélation entre la consommation de l’énergie et le développement. Ainsi, en 1988, les habitants des Etats-Unis et du Canada consommaient en moyenne plus de 40 barils équivalant pétrole par an et par habitant, soit à peu près 64 000 KWh alors que l’habitant du Nigéria ne consommait en moyenne que 2 barils soit à peu près 3 200 KWh et cela principalement sous forme de combustibles traditionnels (1). Si on s’intéresse uniquement à l’énergie commerciale, le même constat est fait. Ainsi en 1994, un burundais consommait en moyenne une énergie équivalente à 23 kg de pétrole par an, un rwandais 34 kg, un nigérian 162 kg, un sénégalais 97 kg alors qu’un français en consommait 4 042 kg, un japonais 3 856 kg, un norvégien 5 318 kg et un américain 7 819 kg (2). Cette disparité est par ailleurs amplifiée si l’on s’intéresse à la forme noble de l’énergie, à savoir l’électricité, vu que dans les pays sous-développés, la forme principale de l’énergie employée est le bois. Ainsi en 1990, au Rwanda, l’électricité ne représentait que 0.4% de l’énergie utilisée contre 96.6% pour le bois . Il est vrai aussi que 95.7% de l’énergie était consommé dans le secteur domestique, contre 1.2% seulement pour le secteur industriel. 1 2 « Pour la Science » n°157 , numéro Spécial Energie, Novembre 1990 . « Rapport 1997 sur le développement dans le monde », Banque Mondiale. . La différence des consommations entre les pays développés est due au niveau du froid (chauffage en hiver) et aux habitudes « énergivores » des américains. 1 Le Burundi connaissait pratiquement la même dépendance énergétique par rapport au bois puisque ce dernier et le charbon(3) qu’on en tire représentait 95% du bilan énergétique global (4). Avec la guerre civile qui prévaut dans notre pays, ce taux n’a malheureusement fait qu’augmenter. Ainsi il est passé à 95.3% en 1993 et à 97.3% en 2000(5). Parallèlement, la part de l’électricité dans le bilan énergétique n’a cessé de diminuer, passant de 0.6% en 1993 à 0.4% en 2000 et 0.3% en 2001 ! Aujourd’hui, l’énergie n’est souvent pas prise explicitement en compte dans les projets de lutte contre la pauvreté dans nos pays en voie de développement. Pourtant l’énergie n’est pas seulement indispensable à la satisfaction des besoins quotidiens des populations ; elle constitue même une composante essentielle de toute activité permettant d’assurer un minimum de développement économique et social. La satisfaction des besoins élémentaires de la population nécessite l’utilisation de plusieurs formes de l’énergie. Une des formes les plus en vue et les plus accessibles est la biomasse qui sert essentiellement pour la cuisson et le chauffage et dans une moindre mesure pour l’éclairage. Cette forme de l’énergie comporte néanmoins quelques limites. Il faut noter d’abord que son prélèvement de proximité, ou à distance pour les habitants des villes, participe à la raréfaction des ressources et à la dégradation de l’environnement, amplifiant ainsi à plus ou moins long terme la pauvreté et la probabilité des catastrophes naturelles. Plus grave encore est le fait que cette forme de l’énergie est employée dans des installations d’efficacités énergétiques très réduites. Ainsi la cuisson sur les 3 pierres traditionnelles a-t-elle un rendement médiocre par rapport à celle faites sur un foyer métallique amélioré, lequel foyer a lui aussi un rendement 5 à 8 fois inférieur à celui d’un fourneau à gaz. 3 Appellation commune inappropriée qu’il faudrait remplacer par « coke végétal ». 4 L’eau et l’Energie au service du développement socio-économique du Burundi, Journées Nationales de l’Eau et de l’Energie, Bujumbura, 17-19 Mai 1990. 5 Bilan énergétique et statistiques de l’eau pour l’année 2000 et 2001 ; Ministère de l’Energie et des Mines, République du Burundi 2 De même l’éclairage au bois a un rendement médiocre par rapport à l’éclairage au kérosène, lequel a un rendement 30 à 40 fois plus petit que l’éclairage au néon … (6). La forme de l’énergie la plus propice à stimuler le développement est celle pouvant substituer au travail humain celui de la machine, ou pouvant faire des transformations que l’énergie humaine ne peut faire à elle-seule. Cela pourrait être un moteur thermique entraînant plusieurs équipements comme les moulins, des décortiqueuses, des pompes, des machines de menuiserie, des alternateurs qui à leur tour alimenteraient des postes de soudure, des chargeurs de batterie et des moteurs électriques pour usages divers… Le moteur thermique susmentionné comporte néanmoins quelques inconvénients vu qu’il doit employer un combustible totalement importé dans le cas du Burundi(7) et que ce combustible n’est transformé en travail mécanique qu’avec un rendement maximal de 35 à 40%, le solde de l’énergie servant souvent à chauffer le milieu ambiant qui n’en a pas besoin(8)… Il est donc clair que la forme d’énergie la plus utile au développement est l’électricité et qu’aucune localité ne peut prétendre au développement si elle n’est pas alimentée en électricité. Si l’on regarde donc la disponibilité de l’électricité au Burundi, avec son taux d’électrification (% de ménages connectés) de 2.1% et une consommation moyenne par habitant de 20 KWh/hab/an, on ne doit pas être surpris que notre pays soit classé parmi les 3 derniers pays de la planète au niveau du développement. Le constat fait par plusieurs analystes de l’adéquation énergiedéveloppement est donc réel pour le Burundi, à savoir que « il existe une frange très importante de populations rurales ou urbaines dont les capacités de développement économique se heurtent à l’absence ou à la difficulté d’accès à des quantités d’énergie suffisantes »( 9) et plus particulièrement de l’électricité. 6 Benjamin Dessus, Energie et Développement durable : quatre enjeux pour la Francophonie ; Liaison Energie-Francophonie n°55-56-57. 7 . Le Burundi a une centrale thermique (4 moteurs diesel ) de secours d’une puissance totale de 5.25 MW. . L’usage du biogaz ou du gaz de gazogène pour alimenter les moteurs à combustion interne a été fait dans des installations pilotes (en panne aujourd’hui) et n’a pas été vulgarisé. 8 D’où l’intérêt d’une cogénération quand c’est possible. 9 Benjamin Dessus ; op.cit. 3 De la voie des micro et pico-centrales hydroélectriques. Le Burundi a un potentiel hydroélectrique de 1776 MW dont 300 MW(10) sont économiquement exploitable. La puissance installée aujourd’hui, n’est que de 32 MW ; soit un peu plus de 10% du potentiel facilement exploitable C’est donc dire que le Burundi a de grands gisements d’ « or bleu » qui ne sont pas mis à profit. L’exploitation, ne fût-ce que d’une partie de ce potentiel non valorisé, permettrait de rendre plus disponible l’énergie électrique nécessaire au développement, le surplus pouvant alors être exporté vers les pays limitrophes qui en ont besoin comme le Rwanda et la Tanzanie. Bien évidemment, la construction des centrales hydroélectriques coûte cher. Ainsi, la construction en 1989 par la Société Internationale d’Electricité des pays(11) des Grands Lacs (SINELAC) de la centrale de RUZIZI II a coûté 95 millions de dollars, pour une puissance installée de 29.2 MW ; soit un coût de plus de 3 millions de dollars par MW installé. Les fonds nécessaires à la construction de cette centrale ont été essentiellement des prêts (près de 90 %) négociés auprès de plusieurs bailleurs de fonds comme l’Agence Internationale pour le Développement (IDA), le Fond Européen de Développement (FED), la Banque Européenne d’Investissement (BEI) et la Banque de Développement économique des pays des Grands Lacs (BDEGL)… Ces bailleurs ne vont sans doute pas continuer à accorder des crédits de ce genre et si élevés, qui en plus seraient donnés à un seul pays qui de plus est, n’a pas de solvabilité guarantie. Une des solutions qu’il faudrait donc tenter est la construction de micro et pico-centrales, ce qui est possible sur les nombreuses petites rivières qu’il y a au Burundi. 10 Soit beaucoup plus que le Rwanda qui n’a que 64 MW de potentiel sur les sites internes et 120 MW sur les sites frontières… 11 Ces pays, le Congo (RDC), le Rwanda et le Burundi forment la Communauté Economique des Pays des Grands Lacs(CEPGL). Avec les turbulences de la sous-région, cette communauté est pratiquement en veilleuse actuellement. 4 Avantages des micro et pico-centrales hydroélectriques. Les micro et pico-centrales hydroélectriques présentent plusieurs avantages par rapport aux grandes centrales : • Elles peuvent être construites avec des moyens à la portée de notre pays ou des privés qui pourront alors injecter leur production sur le réseau national pour l’exportation. • Elles permettent une production locale et décentralisée de l’électricité • Elle peuvent être intégrées dans une approche communautaire de développement • Elles nécessitent souvent des travaux de génie civil limités et perturbent moins l’environnement ou l’alimentation en eau, ce qui peut être très important par exemple pour le cas des micro-centrales qui seraient installées sur des rivières alimentant le bassin du Nil(12), fleuve sur lequel l’Egypte garde un œil vigilant .... Considérations sur le choix des turbines à installer. Il faut d’abord faire remarquer que si l’on opte pour les micro et picocentrales hydroélectriques, il est souhaitable qu’elles soient construites avec la même technologie et si possible par le même fabricant. Ce choix permet de négocier un prix de gros, d’avoir un stock de pièces de rechange et éventuellement de négocier un transfert de technologie pour une production locale de certains composants. Ce choix doit aussi s’inscrire dans une vue à moyen et long terme, à savoir la possibilité d’interconnexion avec le réseau national. Une des turbines les plus appropriées aux micro-centrales de hauteurs de chute et de débits variables est la turbine radiale, dite aussi à impulsion ou de BANKI. La version à 2 compartiments (1/3 + 2/3) de cette turbine garde un bon rendement ( autour de 80 %) pour des débits variant entre 0.025et 13 m3/s et pour des hauteurs de chute variant entre 1 m et 200m ; avec une puissance 12 Le Burundi abrite la source la plus méridionale du Nil. Plus de la moitié des eaux de ruissellement du Burundi sont drainées vers ce fleuve. 5 variable entre 1 KW et 1.5 MW ; pour par exemple des débits de 0.1 m3/s et 3.75 m3/s respectivement sous 1.50 m et 50m de hauteur de chute . On pourrait aussi exploiter la voie des « turbines bulbes » dans certaines conditions. En guise de conclusion L’énergie est une composante indispensable si pas la base du développement. Viser le développement de nos pays passe donc par une promotion de l’accès à l’énergie pour la population et plus particulièrement par l’électrification du milieu rural. Cette voie ne sera néanmoins pas facilement mise en œuvre car elle rencontre plusieurs contraintes multiformes. Contraintes de moyens au niveau des Etats, contraintes de nature organisationnelle, contraintes culturelles comme l’habitat dispersé dans le cas de certains pays de l’Afrique Centrale dont le Burundi. Ces contraintes ne doivent néanmoins pas laisser inactifs les décideurs politiques et les scientifiques. Nous avons suggéré pour le cas du Burundi (et sans doute pour d’autres pays) le recours aux micro et pico-centrales hydroélectriques. Cette voie ne peut néanmoins être laissée à la seule initiative des Etats dont beaucoup sont presque en banqueroute, sans parler de l’inertie bureaucratique qui touche la plupart d’entre eux. C’est pourquoi nous avons suggéré une approche communautaire de développement, approche articulée sur une auto-prise en charge locale des communautés. Nous avons aussi suggéré que la construction des micro et pico-centrales hydroélectriques ne soit plus un monopôle des Etats mais plutôt libéralisée pour permettre aux privés d’y investir. Nous devons aussi faire remarquer que même si ces micro et picocentrales étaient construites en grand nombre, il subsistera toujours des zones qu’on ne pourra pas alimenter facilement avec de l’hydroélectricité. Ces zones pourront alors recourir aux autres énergies renouvelables. D’où la nécessité d’y consacrer aussi un grand intérêt comme dans le cadre de ce séminaire. 6 Annexe : Répartition de l’énergie consommée au Burundi en 2001 Répartition de l’énergie totale • Bois, Charbon de bois et Déchets végétaux : 96.9% (dont 88% pour les ménages ruraux, avec 2.93 kg /hab/jour) • Produits Pétroliers : …………………………2.5% • Electricité : …………………..………………0.3% • Tourbe : ……………………………………...0.03% • Energies Renouvelables (solaire et biogaz) : négligeables Répartition de l’énergie commercialisée • • • • Bois-énergie (principalement charbon de bois) : 76.9% Produits Pétroliers : …………………………….19.2% Electricité : ……………………………………….3.8% Tourbe : ……………………………....…………..0.1% 7
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