Materials Transactions, Vol. 47, No. 7 (2006) pp. 1847 to 1852 #2006 The Japan Institute of Metals EXPRESS REGULAR ARTICLE Correlation between ID =IG Ratio from Visible Raman Spectra and sp2 /sp3 Ratio from XPS Spectra of Annealed Hydrogenated DLC Film F. C. Tai1; * , S. C. Lee1 , C. H. Wei2 and S. L. Tyan3 1 Department of Material Science and Engineering, National Cheng-Kung University, Tainan 701, Taiwan Department of Mechanical Engineering, TATUNG University, Taipei 104, Taiwan 3 Department of Physics, National Cheng-Kung University, Tainan 701, Taiwan 2 The hydrogened diamond like carbon film (DLCH) with 1 mm thickness is made by hydrocarbon gas ion beam deposition method. The relationship between ID =IG ratio fitted from visible Raman spectra and sp2 /sp3 ratio done from XPS spectra of DLCH film shows a trend. The ID =IG ratio of deconvoluted visible Raman spectra shows a correlation with sp2 /sp3 ratio from XPS spectra as annealing temperature increases, the graphitization and the disorder increase. The ID =IG ratios fitted with two-curve Gaussian functions of Raman spectra tend to be proportional to sp2 /sp3 ratio fitted with three-curve with 100% Gaussian function of XPS spectra when post annealed treatment is below 400 C and without severe oxidation. [doi:10.2320/matertrans.47.1847] (Received March 6, 2006; Accepted May 22, 2006; Published July 15, 2006) Keywords: hydrogenated diamond like carbon (DLCH) film, Raman spectra, XPS spectra, ID =IG ratio, sp2 /sp3 ratio 1. Introduction It is well known that there are a lot of analytical techniques used to quantify the versatile properties of diamond-like carbon (DLC) film from different manufacturing processes.1) Among these tools, spectrum shape fitting is a useful method to show the detail structure of carbon films. There are two kinds of quantitative indexes that can evaluate DLC’s characteristics; one is ID =IG ratio which is often used to evaluate the disorder of carbon networks, ID means the intensity of decomposed D (disorder) peak due to the A1g D breathing carbon bonded modes of sp2 disordered carbon atoms sites as aromatic rings structure, and IG means the intensity of decomposed G (graphite) peak resulted from the E2g G stretching carbon bonded mode of all pairs of sp2 disordered atoms as both aromatic and olefinic molecules. Visible Raman spectroscopy with 488 or 514 nm wavelength is the most popular tool to measure ID =IG ratio due to the nondestructive nature and easy operation.2,3) The other index is sp2 /sp3 ratio which is used to evaluate the graphitization of carbon networks. In this index sp2 means the intensity of decomposed sp2 peak with graphite-like property due to trigonal coordination carbon network and sp3 means the intensity of decomposed sp3 peak with diamond-like property due to tetrahedral coordination carbon network. X-ray photoelectron spectroscopy (XPS) is the better method to measure sp2 /sp3 ratio compared with Auger electron spectroscopy (AES), electron energy loss spectroscopy (EELS), nuclear magnetic resonance (NMR) due to measuring superiorities.4–6) In finding the correlation between ID =IG ratio and sp2 /sp3 ratio of non-hydrogenated Diamond-Like Carbon film (DLC) film, some studies have used Raman spectra associated with EELS or XPS.7–12) But for DLCH film, due to the spectrum of visible Raman contains a much larger scattering cross section of sp2 than that of sp3 up to 50– 230 times,13) it is very difficult to detect the sp3 content when the sp3 content in DLCH film is small. As a result, visible Raman can’t be directly applied to probe sp2 /sp3 ratio. The *Corresponding author. E-mail: [email protected] sp2 /sp3 ratio then can be quantified by Tamor’s data fitting curve of optical Tauc gap energy by calculating the sp3 component measured by EELS or NMR as noted by Ferrari.2) The purpose of this study is to find out a correlation between ID =IG ratio by visible Raman and sp2 /sp3 ratio by XPS of DLCH films under post annealed treatment. 2. Experimental Procedure DLCH film was performed by direct carbon ion beam deposition (IBD) method with hydrocarbon gas to deposit on 600 (100)-oriented p-type single-side polished silicon wafer. The vacuum chamber was installed with four sets of ion beam sources, when the base pressure reaches the 5 104 Pa with Ar as purging gas, then the reactive hydrocarbon gas was fed through the ion source with special Reflector Anode Hot Wire Filament to accelerate these ionized species until stable working pressure reached at 0.1 Pa. The DLCH growth temperature was controlled at 200 C, and the final deposited thickness was 1.0 mm. The typical hydrogen content of DLCH films deposited by IBD method ranged from 30 to 40 at%.1) The post annealed temperatures of thermal treatment were set at 300 C, 350 C and 400 C under N2 atmosphere for one hour, respectively. Raman spectroscope was used to confirm the amorphous structural characteristic of DLCH film, the Arþ laser wavelength was 488 nm and the probe aperture was near 10 mm, in order to avoid local heating accumulation during film detection, the lower laser power output (14 mW) was used and substrate holder was controlled at 77 K from liquid N2 , there is no visible damage before and after Raman test. The curve-fitting of raw Raman line was deconvoluted into twocurve with one linear background normalization. According to automatic fitting of integrated area it is not necessary to fix the D and G peak position and full width at half maximum (FWHM), respectively. XPS tool (Model Escalab 210) used Al k-alpha radiation (1486.6 eV) and chose polyethylene as calibration sample (C1s spectrum was set at 284.6 and its sp2 is zero percent). There is no Arþ sputtering as pre-clean treatment in order to avoid hybridization transformation of 1848 F. C. Tai, S. C. Lee, C. H. Wei and S. L. Tyan Table 1 Material Multi-peaks Fitting function 2 XPS C1s spectra deconvolution of carbon films. Sp band Sp3 band Sp2 satellite band CO band Sp2 /Sp3 ratio C1s vs. O1s intensity Ref. a-C 2 X%Gaussian + Y%Lorentzian 284.30 285.20 N/A N/A 60/40 N/A 15) a-C 3 X%Gaussian + Y%Lorentzian 284.40 285.20 N/A 286.50 67/33 3.0% O[AT] 16) a-C 3 80%Gaussian 284.84 + 20%Lorentzian 285.80 286.85 287.00 67/33 8.0–10.0% O[AT] 17) a-C 4 100% Gaussian 285.80 286.90 287.00 80/20 C1s<O1s 18) a-C:H 2 80%Gaussian Esp2 + 20%Lorentzian Esp2 +0.50 N/A Esp2 +0.50 47/53 C1s>O1s 19) a-C:H 3 N/A 285.05 N/A 286.40 10.0% O[AT] 20) 3 80%Gaussian Esp3 0.5 variable + 20%Lorentzian Esp 0.50 40/60 C1s>O1s 21) a-C:H 284.80 284.30 N/A 20/80 3 4 N/A 284.50 285.30 286.60 287.70 88/12 N/A 22) a-C:H:Cr 1 284.60 N/A N/A 288.60 N/A Air oxidation 23) a-C:H:Ar 3 N/A X%Gaussian + Y%Lorentzian 284.50 285.30 N/A 286.50 26/74 N/A 24) a-C:H:Si 3 N/A 284.00 284.70 N/A 287.00 N/A 9.2–12.9% O[AT] 25) a-C:H:N 4 100% Gaussian 284.5 285.50 (C=N) 286.20 (C-N) 287.40 N/A N/A 26) a-C:H:N 4 100% Gaussian 282.20 284.80 C-N (289.0) 286.50 63/37 N/A 27) a-C:H:F 4 N/A < 284:9 N/A N/A 287.4 N/A N/A 28) carbon atom and different sputtering yield during ion bombardment procedure on top 5 nm depth of near surface of DLCH film.4,14) XPS was performed to estimate the sp2 / sp3 area ratio resulting from relative sp2 and sp3 contents of the DLCH film. The curve-fitting of raw XPS C1s line was also deconvoluted into two-curve, three-curve and four-curve types with linear background normalization. All the key parameters were allowed to vary under adopting automatic fitting of integrated area method in order to get the appropriate fitting results, e.g. sp2 , sp3 , sp2 satellite, CO (C–O or C=O) peak positions and FWHM, respectively. The raw XPS lines were automatically calculated by 100% Gaussian function and multi-peaks assignment to get analytical peak. Table 1 summarizes the XPS C1s spectra deconvolution of carbon films, including amorphous carbon film (a-C), a-C:H (DLCH) and a-C:H:X (doping cases), the different curve fitting methods using 80% up to 100% Gaussian functions consist of two, three or four deconvoluted peaks in order to quantitatively evaluate the sp2 /sp3 ratio.15–28) Diez et al. have mentioned that the Gaussian function could be used to account for the instrumental energy resolution and chemical disorder, and the Lorentzian function could be used to measure the life time of photoionzation process.15) 3. Results and Discussion 3.1 Evaluation of ID =IG ratio by Raman analysis Figure 1 shows the typical and deconvoluted Raman spectra of disordered graphite of as-deposited and annealed DLCH film. In general, two-curve Gaussian function is simple and sufficient to decompose the single Raman spectra into two peaks. The deconvoluted D peak means the disorder carbon bonding centered at around 1350 cm1 and G peak means the graphite carbon bonding located at around 1580 cm1 .2,29) As increasing the annealed temperature, the Intensity (a.u.) a-C:H 400°C 350°C 300°C G D as-deposited 1000 1200 1400 1600 1800 2000 -1 Raman Shift, r / cm Fig. 1 Raman spectra of as-deposited and annealed DLCH films, the D and G peaks are deconvoluted by two-Gaussian peaks. D peak gradually grows and its height is less than that of G peak until severe annealed treatment under higher temperature, which means the DLCH film becomes less diamondlike due to annealed treatment. These Raman lineshapes have a slight skewed potential for D and G peak to shift higher peak position when DLCH films are annealed from asdeposited to 400 C state. The variation of both G peak position, G peak position and ID =IG area ratio are common criteria for evaluation about post-annealed treatment of DLCH film. Figure 2 reveals the G peak position and FWHM of G peak under peak’s integral intensity measured by 100% Gaussian and two-curve fitting method under as-deposited and annealed conditions. The result shows the G peak position shifts from 1555 cm1 (as-deposited) to 1566 cm1 (annealed at 400 C) but FWHM of G peak gradually decreases from 142 cm1 to 123 cm1 , respectively. This trend is agreement with the studies of Chiu and Tallant et Correlation between ID =IG Ratio from Visible Raman Spectra and sp2 /sp3 Ratio from XPS Spectra of Annealed Hydrogenated DLC Film 1849 as-deposited 140 C1s 130 120 110 100 0 50 100 150 0 50 100 150 200 250 300 350 400 450 200 250 300 350 400 450 G Peak Position, p / cm -1 1600 Intensity (a.u.) -1 G Peak FWHM, p / (cm ) 150 O1s Auger O (KLL) 1580 1560 1540 1520 1500 0 Annealed Temperature, T / °C 200 400 600 800 1000 Binding Energy, Ε /eV Fig. 2 G peak position and FWHM of G peak as a function of annealed temperature of DLCH films, 25 C sample means the as-deposited state. 4.0 Fig. 4 Typical survey scan spectrum of DLCH film. Uglov et al, a-C film by CAVD method this work Chiu et al, Cr-DLCH by CAE method Oral et al, a-C:H film by PECVD method Tang et al, DLCH film by MSIBD method 3.5 C1s spectra 285.2 400°C 350°C 300°C as-deposited 284.8 3.0 Intensity (a.u.) ID/IG ratio 2.5 2.0 1.5 1.0 0.5 0.0 0 50 100 150 200 250 300 350 400 450 500 Annealed Temperature, T / °C Fig. 3 ID =IG ratio as a function of annealed temperature. 25 C samples mean the as-deposited states. 23,30–36) al. Figure 3 displays the ID =IG ratio as a function of annealed temperature and compared to other papers.23,31,32,37) It can be verified that the as-deposited DLCH film contains the diamond-like property due to its ID =IG ratio (1.72) is similar to reports from Ma (1.30), Sung (1.70), Sheeja (1.76) and Zhang (1.80), which are especially characterized on hardness performance.38–41) The ID =IG ratio increases from 1.72 to 2.04 with increasing annealed temperature from asdeposited to 400 C with one significant variance at 300 C and this means that annealed DLCH starts to increase its disorder performance at this critical temperature, these values are consistent with the experimental result by Tallant, Oral and Tang et al.30–36) According to these characteristics, the annealed DLCH film has slight graphitization when heating up to 300 C, this critical temperature is in agreement with the study that thermal annealing treatment would lead to lose the hydrogen and result in the graphitization conversion for C-C sp3 bonded carbon to transform to C-C sp2 bonded carbon.33) On the other hand, 350 C and 400 C post annealed treatment result in a more significant change of DLCH films. 275 280 285 290 295 300 Binding Energy, Ε /eV Fig. 5 XPS C1s spectra of DLCH films. 3.2 Evaluation of sp2 /sp3 ratio by XPS analysis The XPS C1s and O1s scan spectra of as-deposited of DLCH film is shown in Fig. 4. The major characteristic is the relative height of C1s peak is higher than O1s peak. According to the peak area and sensitive factor of carbon (SF is 1.00) and oxygen atom (SF is 2.93), it is easy to obtain the chemical composition of DLCH films from the measurement of normalized area. The ratio of oxygen to carbon atomic fraction values for as-deposited, 300 C, 350 C and 400 C are 10.9/89.1(0.12), 12.3/87.7(0.14), 14.6/85.6(0.17) and 15.1/84.9(0.18), respectively. These data indicate the oxygen content will increase with increasing annealed temperature even though the thermal treatment is filled with N2 circulation. This content of oxygen is only slightly higher than previous works20,25) and is assumed to cause no effect on measuring the contents of sp2 and sp3 contents in DLCH film. Figure 5 shows the XPS C1s spectra of as-deposited and annealed DLCH film. These peaks of lineshapes seem to shift lower binding energy site from 285.2 eV of as-deposited sample to 284.8 eV of annealed one at 400 C with a difference of 0.4 eV and the XPS C1s spectra broadens from 1850 F. C. Tai, S. C. Lee, C. H. Wei and S. L. Tyan O1s spectra (a) 533 532.2 as-deposited 400°C 350°C 300°C as-deposited 2 Intensity (a.u.) Intensity (a.u.) sp Fitting not well 3 sp 280 520 525 530 535 540 285 545 290 295 Binding Energy (eV) Binding Energy, E / eV Fig. 6 XPS O1s spectra of DLCH films. as-deposited 2 sp CO 3 sp 280 285 290 295 Binding Energy (eV) (c) as-deposited 2 sp Intensity (a.u.) FWHM at 1.65 eV of as-deposited sample to 1.78 eV of annealed one at 400 C with a difference of 0.13 eV. XPS O1s spectra also shifts from binding energy at 533.0 eV of asdeposited sample to 532.2 eV of annealed one at 400 C with a difference of 0.8 eV and the XPS O1s spectra broadens from FWHM at 2.13 eV of as-deposited sample to 2.89 eV of annealed one at 400 C with a difference of 0.76 eV, as shown in Fig. 6, these trends of XPS C1s and O1s spectra are similar to the findings of the severe oxidation under post annealed at 300 C (noted that at 400 C the Cr-DLCH film is severely damaged and completely disappeared) for 30 minutes under air ambient (Chiu et al.23)). Figures 7(a), (b) and (c) show the deconvolution results of XPS C1s line by using two curvefitting, three curve-fitting and four curve-fitting methods with 100% Gaussian function, respectively. The binding energy assigned to sp2 , sp3 , sp2 satellite and CO part ranges from low energy site to high energy site. The asymmetric component is located at the higher binding energy site. By comparing to Raman spectra, the obvious characteristics of XP1 C1s spectrum is that the curve is asymmetric and the nondeconvoluted peak position ranges around 285.0 eV with a deviation of 0.2 eV where the peaks comes from the C-C, CH and C-OH bonds of DLCH film. It is easy to break these bonds with appropriate thermal energy but it is hard to separate these relative components.14) Franta et al.42) have proposed optical dispersion model to illustrate the linear relation between annealed temperature and sp2 /sp3 ratio of DLCH deposited by PECVD method. Diaz et al.15) also have found the same trend from a-C film by laser evaporation. From these trends and the fitting accuracy of Fig. 7(a), it is concluded that the two-curve fitting method is not a suitable choice in order to separate the sp2 and sp3 contents, as shown in Fig. 8. It is noted that the sp2 /sp3 ratio increase from 3.70 to 6.25 with increasing annealed temperature from asdeposited to 400 C, which means that DLCH film starts gradual graphitization and the graphite-like part increases with increasing temperature under annealed treatment. Figure 9 shows the XPS O1s spectra of as-deposited and annealed DLCH film, and there exists a trend that the CO content increases with oxygen content either by three-curve fitting or four-curve fitting method on C1s spectrum. But by comparison with sp2 /sp3 ratio chart and oxygen content of Intensity (a.u.) (b) 2 sp satellite CO 3 sp 280 285 290 295 Binding Energy (eV) Fig. 7 (a) Two-Gaussian peaks fitting deconvolution of XPS C1s spectra of DLCH films, (b) and (c) are three and four peaks. XPS measurement results, the three-curve fitting demonstrates a better relationship between oxygen content and CO content than the four-curve fitting. Finally, it is reasonable to determine the relationship between ID =IG ratio and sp2 /sp3 ratio (Fig. 10) by combining the Figs. 3 and 8. For DLCH film when post annealed treatment is under 400 C with slight oxidation, the ID =IG ratio could correlate linearly with sp2 / sp3 ratio by adopting the three-cure fitting method with 100% Gaussian function, and this trend is similar to the findings of Ferrari, Reisel and Zhang et al. by using Raman and EELS.2,6,43) Correlation between ID =IG Ratio from Visible Raman Spectra and sp2 /sp3 Ratio from XPS Spectra of Annealed Hydrogenated DLC Film 10 1851 4.0 four-curve fitting three-curve fitting two-curve fitting 9 Ferrari et al, a-C:H film by NMR and EELS analysis 3.5 8 3.0 2.5 ID/IG Ratio 6 3 sp /sp ratio 7 2 5 4 this work (XPS) 2.0 1.5 Zhang et al, a-C and a-C:H film by EELS analysis 3 1.0 Reisel et al, a-C:H:N by NMR analysis 2 0.5 1 0 0.0 0 100 200 300 400 500 0 1 2 3 4 5 2 Annealed Temperature, Τ / °C 6 7 8 9 10 3 sp /sp ratio Fig. 8 sp2 /sp3 ratio as a function of annealed temperature by multiGaussian peaks fitting deconvolution of XPS C1s of DLCH film. Fig. 10 ID =IG ratio as a function of sp2 /sp3 ratio by three-Gaussian peaks fitting method of XPS C1s of DLCH film. Acknowledges 40 The authors thank the assistance from the Cosmovac Company for deposition the DLCH film and Dr. C.H. Wu of Prof. S. L. Tyan Laboratory (Department of Physics, NCKU) for Raman measurement and discussion. four-curve fitting three-curve fitting 35 CO percent (%) 30 REFERENCES 25 20 15 10 8 10 12 14 16 18 Oxygen content (at%) Fig. 9 CO percentage as a function of oxygen content by multi-Gaussian peaks fitting deconvolution of XPS C1s of DLCH film. 4. Conclusions The hydrogened diamond like carbon film (DLCH) with 1 mm thickness is deposited by direct hydrocarbon gas ion beam method on silicon wafer. 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