© The Author 2015. Oxford University Press and New York University School of Law. All rights reserved. For permissions, please e-mail: [email protected] Contextualizing constitutional Islam: The Malayan experience Kristen Stilt* The incorporation of references to Islam and Islamic law (such as the establishment of Islam as the state religion, or the “establishment clause”) in modern constitutions is now a recognized phenomenon. The scholarship on these clauses has been focused on an examination of their judicial interpretations, with some attention to the historical contexts of their adoptions. A deeper contextual inquiry into the adoption, or rejection, of these clauses promises a more meaningful understanding of the phenomenon of constitutional Islam—in historical and contemporary settings—than has yet been achieved. This article proposes a contextual approach to constitutional Islam and uses it to examine the making of the Federation of Malaya independence Constitution of 1957. In examining both the dynamics within the country and the international context in which the constitutional drafting process took place, this article shows that the establishment clause was attached to debates about many other constitutional issues and that its adoption was ultimately an attempt to provide another avenue of constitutional advantage for ethnic Malays. 1. Introduction The incorporation of references to Islam and Islamic law in modern constitutions is now a recognized phenomenon. More than thirty nations provide that Islam is the religion of the state (what I call the Islamic establishment clause), a few less declare that Islamic law or its principles are a source or the main source of legislation (the source of law clause), even fewer declare that the nation is an “Islamic state” (the Islamic state clause), and some make explicit the idea that laws that conflict with Islamic law, however that may be interpreted, are invalid (the repugnancy clause). * Professor of Law, Harvard Law School (HLS). Email: [email protected]. For helpful comments on drafts of this article, I would like to thank Erin Delaney in particular along with Tamir Moustafa, Malika Zeghal, Benjamin Schonthal, Noah Feldman, the George Washington Law School Comparative Constitutional Roundtable (and David Fontana, Nathan Brown, and Aziz Rana in particular), the Harvard Law School Faculty Workshop, and the anonymous reviewers of this journal. HLS students Yaira Dubin and Waqqas Mir provided research assistance and HLS Reference Librarian Aslihan Bulat assisted in locating sources. The archival research was made possible by the Carnegie Scholars Program. Funding for a colloquium series at Northwestern Law School at which I presented an earlier version of this paper was made possible by the Guggenheim Foundation and Northwestern Law School. I•CON (2015), Vol. 13 No. 2, 407–433doi:10.1093/icon/mov031 408 I•CON 13 (2015), 407–433 These clauses, or scripts, of constitutional Islam have become a global phenomenon, and they move across time and place in complex and significant ways. Due to their prevalence, countries that have a substantial Muslim population and write a constitution (or, in some cases, undertake amendments) have to confront these clauses, deciding whether to include or reject them.1 The reasons for accepting or rejecting the clauses, and their anticipated meaning in the domestic environment, are based not upon some standard and clearly understood global meaning, but rather upon local hopes and ambitions. But appealing to a widespread phenomenon can serve to put the burden of justification on those who reject a place for Islam in the constitution and also allow proponents to avoid discussing how they hope and intend the clauses to operate in practice.2 Once the constitution is promulgated, new sets of interests and expectations form around the clauses and they enter a new phase, both attached to their historical development and available to take on—and be assigned—meanings by new individual and institutional actors within that country and beyond. A substantial amount of scholarship has studied the judicial interpretations of these clauses, most commonly in single-country studies, to some extent regionally, and, more recently, in a broader comparative sense.3 This line of scholarship takes the existence of the constitutional language as its starting point or provides some historical context to the adoption of the constitution or amendment that contains the relevant clause. A deeper contextual inquiry into the adoption, or rejection, of these clauses promises a more meaningful understanding of the phenomenon of constitutional Islam—in historical and contemporary settings—than has yet been achieved. A contextual approach to constitutional Islam, as proposed in this article, involves examining both the dynamics within the country and the international context in which the constitutional process takes place. First, a focus on the internal dynamics asks why drafters adopt clauses of constitutional Islam and what other issues are connected to that decision. When the art icles dealing with Islam are treated independently of other constitutional language or country-specific issues, it is easy to conclude that constitutional drafters aimed to achieve some particular vision of Islam in the state or even a particular substantive doctrinal result. These clauses, however, are part of larger debates and power struggles, and decisions about their inclusion are often intertwined with legal, political, economic, social, and cultural issues such as federalism, the location of the power to decide religious questions, nationalism, notions of the rule of law, anti-colonial As Kim Lane Scheppele has noted, “rejecting a constitutional option may be in some ways more crucial to the development of a constitutional sensibility than positively adopting a particular institutional design or constitutional clause” (original emphases). Kim Lane Scheppele, Aspirational and Aversive Constitutionalism: The Case of Studying Cross-Constitutional Influence Through Negative Models, 1 Int’l J. Const. L. 296, 298 (2003). 2 There are very few cases to date in which constitutional Islam has been removed from a constitution. Most prominently, Turkey removed the establishment clause, which had been in art. 2, with an amendment to the Constitution in 1928. See Law Modifying the Constitution of the Republic of Turkey, Apr. 10, 1928. 3 See, e.g., Nathan Brown, Constitutions in a Nonconstitutional World (2002); Ran Hirschl, Constitutional Theocracy (2010); Constitutionalism in Islamic Countries (Rainer Grote & Tilmann J. Röder eds., 2012). 1 Contextualizing constitutional Islam: The Malayan experience 409 sentiment, monarchical privilege, national security, ethnic privileging, and other context-specific concerns. Constitutional Islam functions as available language that can be harnessed in favor of the particular needs and goals of drafters or society at large. It can stand in for, or reinforce, other language and ideas. A contextual approach brings these linkages to the surface, showing that constitutional Islam does not operate as a single issue independent of other constitutional considerations. And an understanding of these historical linkages will do more than explain the dynamics at the time of the constitution’s or article’s drafting; it can also suggest new approaches to studying contemporary constitutional practice since these founding debates do not neatly dissolve with the adoption of the clause. Second, examining the international context shows how one country’s drafting process relates to the larger world of constitutional Islam at that point in time. These clauses were not scripted anew in each national setting, but rather migrate from one context to the next, with or without modification.4 The establishment clause appears in basically the same form in the many constitutions that contain it and while there is more variation in the source of law and repugnancy clauses, they are recognizable by the same basic phrasing. These scripts are a part of a global trend, and once in existence, they become readily available for use—or non-use or explicit rejection— by drafters in other nations. The choices made in one constitution, and the perceived reasons for those choices, can influence the drafters and the public at large in the next context. This article uses this two-part contextual approach to study the making of the Constitution of the Federation of Malaya,5 and also encourages its use in the study of other constitutional processes. As adopted, Malaya’s Constitution contained an establishment clause in article 3, which reads, in part, that “Islam is the religion of the Federation; but other religions may be practiced in peace and harmony in any part of the Federation.”6 The making of the Malayan Constitution as part of its independ ence from Britain in 1957 is a compelling story of the complex calculations behind the inclusion of the establishment and related clauses.7 Both domestic and international dynamics affected the drafting process, and the Malayan case offers an import ant and observable moment in the globalization of constitutional Islam. Members of For a discussion of the concept of constitutional migration, see Sujit Choudhry, Migration as a New Metaphor in Comparative Constitutional Law, in The Migration of Constitutional Ideas 1 (Sujit Choudhry ed., 2006). 5 At the time of its independence in 1957 the official name was the Federation of Malaya; in 1963, when the northern Borneo states of Sabah and Sarawak joined along with Singapore, the official name changed to the Federation of Malaysia. 6 The remainder of art. 3 specifies that the rulers of the states are the head of the religion of Islam in the states and explains who fills that role in the states that do not have rulers and in the federal territories. This recognition of the rulers’ authority is tied directly to the establishment clause of art. 3, and was part of a larger constitutional compromise, as discussed below. 7 For a general history of the constitutional process, see Joseph M. Fernando, The Making of the Malayan Constitution (2002). In a related article, Fernando seeks to prove, based on archival sources, that the drafters intended to create a “secular” state and not a “theocratic state or a quasi-theocratic state.” See Joseph M. Fernando, The Position of Islam in the Constitution of Malaysia, 37(2) J. Southeast Asia Stud. 249, 265 (2006). 4 410 I•CON 13 (2015), 407–433 a multinational drafting commission, the Reid Commission, had participated in the drafting of constitutions of other former British territories, making the Malayan experience explicitly comparative and international.8 There were many types of domestic pressure on the Reid Commission with regard to an establishment clause, and they centered on the issues of federalism, ethnic Malay advantages, and, to a far lesser extent, religious practice. The United Malays National Organization (UMNO), one of the new political parties operating on the federal level and the main constituent of the three-party Alliance (along with the Malayan Chinese Association and the Malayan Indian Congress), was concerned about the precarious demographic situation of ethnic Malays on the eve of independence—they were slightly less than 50 percent of the population, and projections estimated that their numbers would soon be overwhelmed by the Indian and Chinese population. (“Malay” refers to ethnicity, while “Malayan” refers to the place of the peninsula of Malaya.) UMNO sought the inclusion of the establishment clause as part of a larger package of demands that included a stringent path to citizenship for immigrants, the exclusive official use of Malay language, and Malay special privileges and quotas. Since Malays were constitutionally also Muslims, the establishment clause provided extra insurance that these and other guarantees and privileges would be made meaningful. The establishment clause was, essentially, a constitutional “wild card” for Malay protections and privileges. Many non-Malays resisted the establishment clause, just as they tried to achieve official recognition of their languages (Chinese and Tamil in particular), easier paths to citizenship, and equal opportunities with the Malays. Non-Malays who rejected the establishment clause initially found unlikely allies in the Muslim Sultans of Malaya, the hereditary rulers of the states that formed the Federation. The Sultans had jurisdiction over Islam in their states, as memorialized in their state constitutions, which contained the establishment clause. Their concerns were of federalism: they did not want to lose any power to new federal institutions, which they anticipated would happen if the constitution attached religion to the new federation. The state of emergency in Malaya gave further weight to the Sultan’s preferences, and the Sultans testified to the Reid Commission that their close relations with their Malay—and thus Muslim— subjects had kept them from straying into communism. Jeopardizing the Sultans’ claim to religious authority could, the Sultans argued, make Malays susceptible to dangerous ideas. The existing world of constitutional Islam beyond Malaya also influenced the process and prompted a different set of arguments. Two new countries with a British colonial past stood as potential models for the new Malaya: India and Pakistan. Popular discussions attempted to frame the Malayan choice as between “secular India” and “Islamic Pakistan,” although it soon became clear that the new Federation would fall in a grey 8 The Reid Commission kept meticulous records of the entire process, now housed in the British National Archives (BNA) in London, and one of its members, Sir Ivor Jennings, kept his own personal archive, now housed in the Institute of Commonwealth Studies, School of Advanced Study, University of London (SIJ). Sir Ivor Jennings kept copies of some documents produced by the Reid Commission in his personal archive in addition to his own personal notes. In this article, I cite to the BNA for all Reid Commission documents and cite to SIJ only for his personal notes not available elsewhere. Contextualizing constitutional Islam: The Malayan experience 411 area in the middle, following neither Pakistan nor India. The composition of the Reid Commission further ensured that the experiences of other countries, and those two in particular, would influence events: Justice Abdul Hamid of Pakistan and Justice Malik of India were members. It was Justice Abdul Hamid who championed the establishment clause at the last minute, and he was the sole dissenting voice within the Reid Commission because its draft did not include the establishment clause. Abdul Hamid argued that since the establishment clause was gaining popularity around the world, and was already included in the Malayan state constitutions, the Muslims of the new Federation of Malaya were justified in demanding it. His dissent was overtly comparative, and thus marked a crucial moment in the development of constitutional Islam. This article is organized according to the stages of the constitutional drafting process. At each stage, certain issues, domestic or international, were most prominent and different actors and motivations emerged as most powerful. Section 2 briefly covers the conditions in Malaya on the eve of the constitutional process and then focuses on the formation of the Reid Commission and its evidence-gathering phase in Malaya. Constitutional Islam emerged as linked to citizenship, language, and Malay privileges during this time. The Commission then moved to Rome to draft the constitution, addressed in Section 3. At this stage, drafter Justice Abdul Hamid added an explicitly comparative dimension in his insistence that constitutional Islam be included in the constitution. Once the Commission had completed its work, a new configuration of actors took over the process: a Working Party, made up of the Alliance, the Sultans, and the British government, considered the draft back in Malaya and refocused the debate around constitutional Islam as linked to citizenship, language, and Malay privileges, and made some crucial amendments before it was adopted by the UK parliament in the Federation of Malaya Independence Bill. This final amendment and approval process is covered in Section 4. The article’s conclusions in Section 5 return to an assessment of what this contextual approach has shown about constitutional Islam in Malaysia and what it can offer the study of constitutional Islam and comparative constitutional law more generally. 2. First steps toward a new constitution 2.1. Malaya on the road to independence The Constitution of the Federation of Malaya came into force on August 31, 1957, at the time of the country’s independence from Britain. Each state that became part of the independent Federation of Malaya had its own unique constitutional background, but some general characteristics were common among them. Except for Melaka and Penang, due to Britain’s direct rule, the other nine states were governed by hereditary Sultans.9 Through these Sultans, Britain had developed a system of indirect rule that grew increasingly direct over time. A treaty between each Sultan and Britain governed 9 See Farid Shuaib, The Islamic Legal System in Malaysia, 21 Pac. Rim. L. & Pol’y J. 85, 88 n.11 (2012) (listing the states that had Sultans). 412 I•CON 13 (2015), 407–433 the relationships, which, beginning about 1874, typically also involved the imposition of a British Resident, or Governor.10 Per the individual treaties, the advice of the Resident was considered binding on all matters except those relating to Malay religion and custom.11 Preserving their own shrinking power and status meant that the Sultans had to fortify and defend this limited jurisdiction from further encroachment.12 Alongside the treaties, some Sultans also promulgated their own constitutions, and these constitutions proved relevant in the federal constitutional process. The first such constitutional document was in the state of Johor, and Sultan Abu Bakar of Johor had it prepared in 1895 by his ministers and his Singapore-based English legal advisors.13 Article 57 of the 1895 Constitution of Johor provided that: What is called the ‘Religion of the State’ for this Territory and State of Johore is the Muslim Religion, and such being the case, the Muslim Religion shall continuously and forever be, and be acknowledged to be, and spoken of as, the ‘State Religion’; that is to say, on no account may another religion be made or spoken of as the religion of the country.14 The expression of “what is called the ‘Religion of the State’” indicates that the drafters of Johor’s constitution understood that the concept of a state religion already existed in the realm of constitutional law and that they believed that they likewise needed to include such language. This reference must be to the Ottoman Constitution of 1876, which contained the first Islamic establishment clause.15 By the time of the 1957 Federation of Malaya Constitution, all of the constitutions of the Malayan states included establishment clauses, a fact that proved significant in the drafting process. Early British interest in the Malayan peninsula was largely commercial. Traders and investors discovered extensive tin reserves, launching large mining operations that were financed mainly by foreigners.16 The second main export product was rubber, which developed as a major industry after the seeds of the rubber-producing tree were successfully planted on the peninsula.17 These two industries—tin and rubber— were a significant cause of the arrival of foreign labor, creating issues of citizenship, See Barbara Watson Andaya & Leonard Y. Andaya, A History of Malaysia 161–162 (1996). The Pangkor Treaty of 1874 between Britain and the state of Perak is typically considered the beginning of Malaya’s colonial period. Id. at 160. 11 Id. at 158. 12 See Iza Hussin, The Politics of Islamic Law 72 (2008) (unpublished Ph.D. dissertation, University of Washington) (on file with author) (“In dividing territories of governance among themselves and the Malay rulers, however, religious and racial identity, not previously a major part of Malay elite legitimacy or discourse, became the center of the Malay elite domain and the key to their survival.”). 13 Id. at 208. 14 Constitution of the State of Johore 1895. The clause also provided that “although all other religions are allowed, and are always understood as proper to be allowed, to be practiced in peace and harmony by the people professing them in all and every part of the Territory and Dependencies of the State of Johore.” Id. 15 M. Sükrü Hanioğlu, A Brief History of the Late Ottoman Empire 117 (2008). It contained a similar but more restrictive right of practice for other religions. The Sultan of Johor looked to the Ottoman Empire as a source of reference regarding law generally and in 1893 adopted the Ottoman codification of mainly commercial law (the Majalla) for use in Johor. See Hussin, supra note 12, at 209. This use of the Ottoman commercial law two years earlier suggests that the Ottoman Constitution was also a model for Johor. 16 Andaya & Andaya, supra note 10, at 214. 17 Id. at 217–219. 10 Contextualizing constitutional Islam: The Malayan experience 413 language, and loyalty that were prominent in the 1957 Constitution. Migrants from India had been travelling to the peninsula for generations, and Indian Muslims in particular were a major cause of the conversion of the peninsula’s inhabitants to Islam in the thirteenth century.18 But the influx of foreign labor for the tin and rubber industries was of a much higher magnitude than ever before, with immigration both encouraged and unrestricted between 1911and 1931.19 When the global depression reduced demand for these products, some workers returned home, but many stayed, and the Malayan Communist Party, founded in 1930, was able to gain members among Chinese laborers as a result.20 The degree of integration into Malay society depended mainly on economic status: privileged Chinese, Indian, and Malay students attended the same elite English-language schools while most Chinese and Indian students attended schools sponsored by the Chinese or Indian communities and typically studied in their own languages with imported textbooks and materials.21 The main legal relationship was between Britain and the Sultans of the states until the last decade of the pre-independence years, when national political parties formed and became the third significant stakeholder in the constitutional and independence process. Britain attempted to force the states into a unitary union, the Malayan Union, in 1946, and met substantial Malay opposition as a result, and the Malays formed the United Malays National Organization to successfully resist it.22 The Indian community formed its equivalent, the Malayan Indian Congress (MIC), that same year.23 The Chinese not affiliated with the Malayan Communist Party then formed their own group, the Malayan Chinese Association (MCA), in 1949.24 In the first major pre-independence elections, the Kuala Lumpur municipal elections of 1952, UMNO and MCA contested them as an alliance and were very successful; MIC then joined what became known as the nationwide “Alliance” with the goal of focusing on independence and deflecting attention from areas of communal tension.25 In the first federal legislative council elections in July 1955, the three-party Alliance won 51 of the 52 contested seats, an endorsement of the Alliance’s independence platform.26 While Malays were slightly less than half the population, they dominated the electorate, and UMNO demanded that its power within the Alliance reflect this fact.27 The MCA was a close second, and the existence of the Malayan Communist Party, most of whose members were Chinese, gave UMNO added incentive to work with the moderate Chinese in the MCA. The MIC had substantially less influence in the Alliance. The formation of these parties set Malayan politics on a communal-based 20 21 22 23 24 25 26 27 18 19 Id. at 54. Id. at 213. Id. at 213; 243–244. Id. at 226–231. Id. at 267. Id. Fernando, The Making of the Malayan Constitution, supra note 7, at 13. Id. at 29. Id. at 61, 63. Id. at 59. 414 I•CON 13 (2015), 407–433 course and despite the existence of some non-communal parties the modern political system is still largely based on ethnic (and, relatedly, religious) affiliation. 2.2. The formation of the Constitutional Drafting Commission The Alliance preferred a constitutional drafting commission comprised entirely of non-residents of Malaya, in the belief that they would not have local allegiances and would be able to work with complete neutrality. The Alliance also wanted to ensure that drafters who had expertise with federal systems, and in particular in Commonwealth countries, would be included.28 This was an unusual position for a group of local elites; in other post-colonial contexts, foreign involvement was limited or rejected.29 In contrast, the Sultans did not think that foreigners could understand the unique local circumstances, and the particular status of the Malays, and argued for a commission drawn from the peninsula.30 High Commissioner MacGillivray agreed with the Alliance, and the Colonial Office deferred to their judgment.31 Once that preliminary point was settled, the three parties—Britain, the Sultans, and the Alliance—agreed that Britain would appoint the chairperson and one more member and the British High Commissioners in Australia, Canada, India, and Pakistan would each be asked to nominate one drafter. The Colonial Office would share with the Alliance and the Sultans the names of the nominees for their approval.32 Britain appointed Appeal Court Judge Lord Reid as chairman, and the commission was then known by his name. The second British member, Sir Ivor Jennings, Master of Trinity Hall at Cambridge, was chosen due to his experience with Commonwealth constitutions; he had participated in the drafting of the constitutions of Ceylon and Pakistan.33 The Indian member, Justice Malik, was a former chief justice in Allahabad with extensive experience with Indian constitutional law, and one of his contributions to the drafting process was the section on fundamental liberties, which were based on the Indian Constitution.34 The Pakistani nominee, Justice Abdul Hamid of Pakistan, was unknown to the Colonial Office, but Jennings knew him from their time together working on the Pakistani Constitution and endorsed him. Sir William McKell represented Australia, and the commission proceeded without a Canadian representative when the nominee was delayed indefinitely due to health reasons.35 The Reid Commission’s specific mission was contained in its terms of reference, which included “the establishment of a strong central government with the States and Settlements enjoying a measure of autonomy”; “the safeguarding of the position and prestige of Their Highnesses as constitutional Rulers of their respective 30 31 32 33 Id. at 103. Id. at 100, 103. Id. at 103. Id. at 103–104. Id. at 104. Id. at 104–106. The head of UMNO, Tunku Abdul Rahman, supported the nomination of Jennings in part because they had been students together in Cambridge. Id. at 105. 34 Id. at 106, 112. 35 Id. at 106–107. 28 29 Contextualizing constitutional Islam: The Malayan experience 415 States”; a constitutional monarch for the Federation “to be chosen from among Their Highnesses the Rulers”; a single nationality; and “the safeguarding of the special position of the Malays and the legitimate interests of other communities.”36 While the terms of reference did not specifically mention religion, the issues of the status of the Sultans, nationality, and the special position of the Malays were so linked to questions of religion and the state that religion in the broad sense would have to be a significant issue in the drafting process. 2.3. Evidence gathering in Malaya The Reid Commission convened in Malaya in June 1956, at a time when the peninsula was still under a state of emergency due to the threat from Communists. The Commission began by inviting written submissions from individuals and organizations, receiving 131 written reports. The Commission’s members visited each state and the Settlements and met the Sultans, their officials, and British representatives, and held meetings across the peninsula to hear comments by individuals and representatives of parties and organizations. In addition, the Commission held numerous internal meetings to review evidence and draft parts of the constitution, although it was not formally prepared until the Commission moved to Rome after completing its mission in Malaya.37 Many arguments were made to the Commission explicitly regarding the issue of religion and the state, ranging from local issues of federalism and religious freedom to international issues of the place of the new Federation in the Muslim world. In addition, other issues began to emerge as connected to the religion of the state debate, namely citizenship, language, and Malay privileges. The Sultans opposed the establishment clause on federalism grounds: they feared that they would lose their own power as the arbiters of all matters relating to Islam. They hired a British spokesman, Q.C. Neil Lawson, who presented their views orally to the Commission: It is Their Highnesses’ considered view that it would not be desirable to insert some declaration such as has been suggested that the Muslim Faith or Islamic Faith be the established religion of the Federation. Their Highnesses are not in favour of such a declaration being inserted and that is a matter of specific instruction in which I myself have played very little part.38 If Islam were made the religion of the Federation, the Sultans worried that jurisdiction over matters of Islam would formally or informally shift from their territories to that of new federal institutions. Later in the discussion, Mr. Lawson emphasized that religion is a “State matter and much better left as a State matter.”39 Related, Mr. Lawson also conveyed the Sultans’ emphatic rejection of the ability of non-Muslims to propagate their religions within the Sultans’ states.40 Lord Reid et al., Report of the Federation of Malaya Constitutional Commission 6 (1957). Id. at 7–8. 38 Federation of Malaya Constitutional Commission, Hearing of Counsel on Behalf of Their Highnesses the Rulers, Sept. 14–15, 1956, BNA, C.O. 889/7, C.C. 2014, at 81. 39 Id. at 92. 40 Id. 36 37 416 I•CON 13 (2015), 407–433 The Sultans also connected the issue of their power over religion to a matter they knew would capture the Commission’s attention: the state of emergency in the peninsula. In the Sultans’ written proposals to the Commission, they emphasized that according to the state constitutions the “Muslim Faith is a matter referred to the States, the Rulers of which exercise the temporal powers of the faith in Their respective territories. . . . Their Highnesses would point out that one of the results of the constitutional position has been that the loyalty of the overwhelming majority of their Malay subjects has been retained in the face of strenuous efforts to disaffect them in the interests of communism.”41 They further argued that “any interference with the present constitutional established position of the Muslim Faith would, at the present time, be fraught with danger to the internal security of the Federation and to the success of the campaign against subversive elements.”42 Drafter Ivor Jennings was apparently persuaded by the Sultans’ argument. On his own copy of their proposals, right after this statement of warning, he added a handwritten note: “Islam will not become religion of Federation.”43 This view had already been recognized within the British intelligence and security agencies, as reflected in a “top secret” internal memorandum written before the constitutional process began: “No Malay under-privileged peasantry are likely to fall victim to Chinese Communist blandishments, owing to their Islamic faith and their traditional loyalty to the Rulers and established Malay leaders.”44 The Alliance wanted the new constitution to include an establishment clause, and simply asserted this position without justification. The “Political Testament of the Alliance,” which was submitted to the Commission, stated that “the religion of Malaysia shall be Islam. The observance of this principle shall not impose any disability on non-Muslim nationals professing and practicing their own religions, and shall not imply that the State is not a secular state.”45 This language only indicates what the Alliance thought an establishment clause would not mean but does not specify what substantive results or goals it hoped to achieve by it. In fact, there is no evidence that the Alliance intended to achieve substantive legal outcomes of religious law through the establishment clause, which is supported by its ambiguous assertion that Malaya would still be a secular state. But much more was at stake in its call for the establishment clause, which was implicitly connected to the crucial issues of language, citizenship, and Malay privilege. While the Alliance never explicitly linked these four issues before the Reid Commission, their interconnectedness was clear in submissions by other parties throughout the evidence gathering phase and then became central in Abdul Hamid’s dissent in Rome and in the final stage of the Working Party back in Malaya, as will be seen below. Proposals of Their Highnesses the Rulers Made to the Constitutional Commission, Sept. 1956, BNA, C.O. 889/7, at 51. 42 Id. 43 Proposals of Their Highnesses the Rulers Made to the Constitutional Commission, Sept. 1956, SIJ, B/10/4/1, at 51. 44 The Threat to the Internal Security of an Independent Federation, Problems of Intelligence Organization in the Federation of Malaya in Connection with Constitutional Development, n.d., BNA, C.O. 1035/6, at 1. 45 Political Testament of the Alliance, n.d., BNA, C.O. 889/6, at 19. 41 Contextualizing constitutional Islam: The Malayan experience 417 The submission by the Malayan Christian Council and the Council’s subsequent meeting with the Reid Commission shows the link between the establishment clause and language, citizenship, and Malay privilege. It also indicates the relevance of the domestic state constitutions and their establishment clauses and the relevance of the international context to the federal constitutional process. The following exchange between the representatives of the Council and the Reid Commission provides significant insight into these issues, and is thus quoted in full: Dr. Ho [Chairman of the Malayan Christian Council] then referred to the implications of the request of some people that the Muslim religion should be the new State religion. He suggested that it would be proper in a community of so many different races if the new independent State were to be a secular one giving no particular favours or privileges to any one religion, as in the case of India. [The Reid Commission member from Pakistan] Mr. Hamid said that such a provision by itself would not prevent the legislative body enacting any law on the subject it saw fit to introduce. Archdeacon Woods [of the Christian Council] said that in the case of Pakistan where Islam was the State religion 85% of the population were Muslim. In the case of Malaya only 48% were Muslim, and a provision in the constitution making Muslim [sic] the State religion would operate to the detriment of a majority of the people of the country. Mr. Hamid asked whether the fact that such a provision was present in the [Malayan] State Constitutions had done any harm or created any obstacles. Mr. Woods emphasized that in the case of countries where the population was predominantly Muslim, it was a different matter, but this was not the case in Malaya. The Chairman [Reid] pointed out, however, that in many of the States in the Federation the population was predominantly Muslim, and that, up to date, religion had always been a State subject. Did they wish all reference to the Muslim religion to be written out of the State constitutions? Archdeacon Woods replied that they were only thinking of the future constitution of the Federation.46 It is evident from the exchange that there was already a vigorous debate about the idea of including an establishment clause and that India and Pakistan were points of reference in some of these conversations. The Christian Council referred to secular India as a relevant model due to the “many different races” of Malaya, making it clear that race and ethnicity were used interchangeably with religion. The Christian Council representatives were familiar with the religious demographics in Pakistan and saw it, and its Constitution, as an inappropriate model regarding religion since Muslims were not a majority in Malaya. (The 1956 Constitution of the Islamic Republic of Pakistan contained many references to Islam, including a repugnancy clause, but not an establishment clause.)47 Abdul Hamid argued that the mere fact that the Federation might be declared secular would not constrain legislation in any way, and Dr. Ho apparently was not sufficiently familiar with constitutional law in order to be able to respond. Abdul Hamid and then Lord Reid raised the example of the state constitutions, which at that time all declared Islam as the religion of the state. Abdul Hamid asked Federation of Malaya Constitutional Commission, Malayan Christian Council Summary Record of Meeting, Aug. 23, 1956, BNA, C.O. 889/5, C.C. 2067, at 2. 47 The repugnancy clause provided: “No law shall be enacted which is repugnant to the injunctions of Islam as laid down in the Holy Quran and Sunna, hereinafter referred to as the Injunctions of Islam, and existing law shall be brought into conformity with such Injunctions.” See Constitution of the Islamic Republic of Pakistan 1956, art. 198(1). 46 418 I•CON 13 (2015), 407–433 if the Christian community had been harmed in any way by these state clauses and Archdeacon Woods did not have a good answer other than to repeat that they were concerned with the Federation Constitution and that Malaya overall was not majority Muslim. But Lord Reid pointed out that some of the Malayan states were indeed majority Muslim and that religion had always been a state matter—did the Christian Council object to those constitutions? As a practical matter, the state constitutions were promulgated by the Sultans with little input from their Malay subjects, let alone non-Muslims, so the Christian Council was basically stating that it was acting where it had a chance of being heard. While many states contained a majority of Muslims, overall at the federal level Muslims were at best half of the population. More significantly, the Christian Council was trying to articulate that there was something substantively different about an establishment clause at the federal level. The states and their legal systems developed in particular historical circumstances. The federation was new, far larger and more diverse than any one state, and forming at a time of worldwide de-colonization when old hierarchies were supposed to give way to equal treatment among individuals, especially in a religiously pluralistic society. The Islamic Association of Malaya (Persatuan Islam Sa-Malaya, or PAS, which became the main Islamist party) clearly linked the four issues of religion, citizenship, language, and Malay privilege. Its submission to the Commission begins with the statement that “this country is a Malay country” and that “the Malays have only one position in this country and that is they own this country and their sovereignty is the absolute sovereignty of the country.”48 The submission criticizes the role of Britain and claims that “had the Malays been strong in their economy and education there would have been no political complications which call for the service of the [Reid] Commission to this country.”49 The open door policy has meant that the “number of the aliens and their position in this country in all respects become [sic] more than that of the Malays who are the sons of the soil.”50 Thus, “the demands submitted by other communities for the rights of citizenship, be it in the form of Jus Soli or that of introducing relaxations in the conditions for the citizenship, are clearly not founded on any difficulty of living peacefully and prosperously, which has been experienced by them, but they are motivated by their sheer desire for the political power which they have already reasonably enjoyed.”51 Before granting any further citizenship rights to non-Malays, the Islamic Association of Malaya argued, the country needs to be sure of their “undivided loyalty and full responsibility to this country,” which “should not only be political, but also social, cultural and educational.”52 But, “this qualification is yet to be acquired by the aliens, even those who were born in Malaya.”53 If any kind of automatic citizenship Islamic Association of Malaya, Memorandum to the Constitutional Commission, July 14, 1956, BNA, C.O. 889/5, at 1 (any grammatical errors in quotations from the text are in the original). 49 Id. at 2. 50 Id. at 2–3. 51 Id. at 3. 52 Id. at 4. 53 Id. 48 Contextualizing constitutional Islam: The Malayan experience 419 is adopted, “this country will become a country which is liable to treason which will endanger its independence.”54 The Islamic Association of Malaya rejected the very concept of “safeguarding the special position of the Malays” as weak phrasing inconsistent with their fundamental position in the country: “it is a clear and absolute [sic] that the sovereignty of this country lies in the hand of the Malays and THAT IS THEIR SPECIAL POSITION WHICH MUST BE RESPECTED AND PERPETUATED.”55 The educational system should thus center on Malay culture with Malay as the language of instruction at all levels. And further in terms of language, “Malay should be the official and national language” and “English should no longer be treated as [the] official language, but it is only as a secondary language to be maintained for a certain length of time which should not exceed five years.”56 Then, building up to the religion of the state question, the Islamic Association of Malay’s submission stated that “one of the implication [sic] of the Malay culture and Malay education is that ISLAM should be the official religion in this country” and that the “precepts of Islam are capable of guiding the progress of this country in its future political evolution.”57 The Reid Commission heard a wide range of views on the topic of a religion of the state. On September 3, 1956, Abdul Hamid drafted a memorandum for his colleagues entitled “Notes on the List of Points to be Argued on Behalf of Their Highnesses the Rulers” in which he agreed with the Sultans’ rejection of an official religion for the new Federation. He wrote: There should be a chapter in the draft on constitutional guarantees ensuring freedom of worship and freedom to profess, practise and propagate any religion. It would serve no purpose if mention is made of any religion as the State religion; but if a mention is to be made at all of any religion as the State religion, that should not affect the profession, practise and propagation of any other religion.58 Sometime within the following month, Sir Ivor Jennings drafted a short document of proposed “Fundamental Liberties” and included an article 6 on “freedom of religion” that recognized the place of Islam although not as a religion of the Federation.59 The first clause of the proposed article read: “The special position of Islam as the religion of the Malays is recognized, but without prejudice to the recognition of other religions professed by other sections of the population.”60 In the accompanying drafting notes, Jennings indicated that this clause was adapted from article 44 of the Constitution 56 57 58 Id. at 5. Id. at 8–9 (emphasis in the original). Id. at 6. Id. Abdul Hamid, Notes on the List of Points to be Argued on Behalf of Their Highnesses the Rulers, Sept. 3, 1956, BNA, C.O. 889/7, at 5. 59 For a discussion of the idea of including a bill of rights in the Malayan and other post-colonial constitutions, see Charles O.H. Parkinson, Bills of Rights and Decolonization (2007). 60 Federation of Malaya Constitutional Commission, Fundamental Liberties, etc., Tentative Drafts, n.d. (handwritten note states that it was distributed Sept. 28), BNA, C.O. 889/2, C.C. 2000/26, at 3 [hereinafter Tentative Drafts]. 54 55 420 I•CON 13 (2015), 407–433 of Ireland and article 21 of the Constitution of Burma as a “reasonable compromise between the recognition of a ‘State religion’ and secularism.”61 However, this draft provision recognizing the “special position of Islam” was short lived. This proposed clause of article 6 was crossed out in pencil on the archival document, whereas other clauses that were included had a check mark next to them.62 In an internal meeting held on October 9, 1956, the Commission reviewed Jennings’s draft of the proposed “Fundamental Liberties” and next to the heading of this proposed clause is the notation “to be omitted.”63 The Commission concluded its work in Malaya in the course of October 1956, and this October 9 memo indicates that at the time of its departure the Commission did not intend to include the establishment clause, nor did it intend to include a statement of secularism. Many parties involved in the evidence-gathering stage indicated an awareness of the international context of constitutional Islam, but the discussions about the establishment clause during this period were mainly linked to the particularities of demographics and politics within Malaya. It was not until the next stage that the establishment clause became explicitly internationalized. 3. Drafting in Rome: the internationalization of Malayan constitutional Islam After the completion of the evidence-gathering stage, the Reid Commission reconvened in Rome in December 1956 to prepare the draft constitution and an accom panying explanatory final report. The members did not want to stay in Malaya for the drafting and yet they did not want to return to the United Kingdom since they considered themselves an independent commission. During the drafting process in Rome, all of the members agreed that the constitution should not include the establishment clause, but Abdul Hamid changed his mind, to the great surprise of his Commission colleagues, as soon as the drafting was completed. He offered no explanation for his change of position at that particular point in time, but he did provide an extensive explanation for his new stance, explicitly positioning the establishment clause in a comparative context while also championing the Malays’ concerns about citizenship and Malay privileges. The Commission explained these developments in its final report: We have considered the question whether there should be any statement in the Constitution to the effect that Islam should be the State religion. There was universal agreement that if any such provision were inserted it must be made clear that it would not in any way affect the civil rights of non-Muslims. In the memorandum submitted by the Alliance it was stated—“the religion of Malaysia shall be Islam. The observance of this principle shall not impose any disability Federation of Malaya Constitutional Commission, Fundamental Liberties, etc., Comments on the Drafts, n.d. (handwritten note states that it was distributed Sept. 28), BNA, C.O. 889/2, C.C. 2000/26, at 2. 62 Tentative Drafts, supra note 60, at 3. 63 Federation of Malaya Constitutional Commission, Summary Record of the 45th Meeting, Oct. 9, 1956, BNA, C.O. 889/2, C.C. 1000. These notes specify that the Commission was reviewing Sir Ivor Jennings’s draft (C.C. 2000/26) on Fundamental Liberties. 61 Contextualizing constitutional Islam: The Malayan experience 421 on non-Muslim nationals professing and practicing their own religions and shall not imply that the State is not a secular state.” There is nothing in the draft Constitution to affect the continuance of the present position in the States with regard to recognition of Islam or to prevent the recognition of Islam in the Federation by legislation or otherwise in any respect which does not prejudice the civil rights of individual non-Muslims. The majority of us think that it is best to leave the matter on this basis, looking to the fact that Counsel for the Rulers [did not support a clause for the reasons stated in their submission]. Mr. Justice Abdul Hamid is of the opinion that a declaration should be inserted in the Constitution as suggested by the Alliance and his views are set out in the note appended to this Report.64 Abdul Hamid prefaced his dissenting remarks with the statement that “it is with great regret that I am recording this note, but the matters in controversy are extremely important and I feel that I am under a duty to place them on record so that they may be available for the consideration of those to whom it may fall to examine the Report and the draft Constitution.”65 His main complaint was that the position of the Alliance should have been adopted without any variation, but the Commission did not do so on matters of citizenship, the special position of the Malays, and the state religion, about which he commented: It has been recommended by the Alliance that the Constitution should contain a provision declaring Islam to be the religion of the State. It was also recommended that it should be made clear in that provision that a declaration to the above effect will not impose any disability on non-Muslim citizens in professing, propagating and practicing their religion, and will not prevent the State from being a secular State. As on this matter the recommendation of the Alliance was unanimous their recommendation should be accepted and a provision to the following effect should be inserted in the Constitution . . .: “Islam shall be the religion of the State in Malaya, but nothing in this article shall prevent any citizen professing any religion other than Islam to profess, practice and propagate that religion, nor shall any citizen be under any disability by reason of his not being a Muslim.”66 Abdul Hamid went on to say that the establishment clause is “innocuous” and then surveyed similar clauses worldwide, marking a key moment in the development of constitutional Islam.67 He argued that at least fifteen countries had an establishment clause at that time, including the “Christian countries” of Ireland, Norway, Denmark, Spain, Argentina, Bolivia, Panama, and Paraguay. He also identified Afghanistan, Iran, Iraq, Jordan, Saudi Arabia, and Syria as having an establishment clause, along with Thailand as the sole example of constitutional Buddhism. “If in these countries a religion has been declared to be the religion of the State and that declaration has not been found to have caused hardships to anybody, no harm will ensue if such a declaration is included in the Constitution of Malaya,” he asserted.68 However, he offered no evidence that such clauses had indeed caused no hardships to adherents of nonofficial religions in those countries. Repeating the point he made with the Malayan Reid et al., supra note 36, at 73. Mr. Justice Abdul Hamid, Note of Dissent, in Report of the Federation of Malaya Constitutional Commission 95 (1957). 66 Id. at 99. 67 Id. 68 Id. 64 65 422 I•CON 13 (2015), 407–433 Christian Council, he continued: “In fact, in all the Constitutions of Malayan States a provision of this type already exists. All that is required to be done is to transplant it from the State Constitutions and to embed it in the Federal.”69 In his other criticisms of the draft, Abdul Hamid focused on citizenship and Malay privileges. In terms of citizenship, one of his main goals was to make it more difficult for a person who was not born in the Federation but was resident on the date of independence to become a citizen than was provided in the Reid Commission’s draft constitution. As drafted, such a person per article 17 was entitled to be registered as a citizen by submitting an application and showing that he is at least eighteen years of age; that he is of good character; that during the twelve years preceding the date of his application he resided in the Federation for at least eight years total; that he intends to reside permanently in the Federation; and that he has an elementary knowledge of the Malay language. The language test would be waived if the person applies within one year of independence and is at least forty-five years old. Abdul Hamid argued that citizenship for such people should be at the discretion of the federal government and not as of right.70 He did not need to add the further obvious point that such people are typically Chinese, Indian, and other ethnicities (but not Malays, who would have been born in the Federation). Finally, Abdul Hamid objected to the way that the special position of the Malays was provided for in the draft. He did not want to vest the power in the legislature to reconsider quotas benefitting Malays without some kind of super-majority requirement. He was clearly worried that Malays would not have enough members in the federal and state legislatures to resist the removal of their special privileges if it only required a simple majority vote. Believing legislatures to be unreliable even with these added protections, though, his preference was for the new position of the federal constitutional monarch, who would be elected from among the Sultans, to be responsible for quotarelated federal matters and the individual Sultans for similar state matters.71 The other members of the Commission were very disappointed with Abdul Hamid’s dissent, which he announced only after they all believed that they had reached a consensus on the final draft. In his own unpublished private notes, Ivor Jennings was forthright with his frustration with Abdul Hamid’s change in views, calling his dissent a “shocker.”72 As he recounted the events, “the Alliance proposal that Islam be the state religion . . . was rejected for reasons given in the Report and Mr. Justice Abdul Hamid expressly stated his agreement with the decision. The question was not raised on any of the Drafts written by him or by any other member of the Commission, until Mr. Justice Abdul Hamid’s written circulation.”73 Jennings criticized Abdul Hamid for representing that he was not able to convince his colleagues of his views; “he never tried,” Jennings corrected.74 71 72 73 74 69 70 Id. at 99. Id. at 96–97. The draft Constitution was attached to the Report as Appendix II. Id. at 97–98. Sir Ivor Jennings, Handwritten unpublished notes, Feb. 2, 1957, SIJ, B/x/7/i. Sir Ivor Jennings, Handwritten unpublished notes, n.d., SIJ, B/x/6. Id. Contextualizing constitutional Islam: The Malayan experience 423 Abdul Hamid’s sudden change of position was particularly upsetting to Jennings because he had had a good working relationship with him, extending back to their work together on the Pakistani Constitution. Jennings wrote in his notes that Abdul Hamid had come to view himself as a “hero and a martyr in the interest of the poor Malays,” but at the end used “crooked” methods to achieve his goals.75 In trying to explain Abdul Hamid’s behavior, Jennings also wrote that Abdul Hamid thought that his principal opponent in the Malayan constitutional process was Justice Malik for being “against Pakistan politically.”76 Abdul Hamid might have angered his colleagues on the Reid Commission with his dissent, but his intended audience was not those colleagues, whose work was completed, but rather “those to whom it may fall to examine the Report and the draft Constitution” at the next stage of the process.77 He was essentially putting these matters back into the hands of the Alliance and the Sultans, along with the British representative, the High Commissioner, for consideration at the next stage of the process. With his dissent, he rekindled the debate over the establishment clause by situating it in an explicitly international context, while at the same time implicitly recognizing it as part of a package of very local concerns that revolved around protecting and enhancing the status of the Malays in the new Federation. 4. Finalizing the draft: Malayan constitutional Islam as citizenship, language, and privilege After the Reid Report was released on February 20, 1957, a Working Party, consisting of the Alliance, the Sultans, and the British government, convened in Malaya to review it. Such a step had not been intended from the outset of the constitutional process, but the Colonial Office realized that some kind of process between the release of the report and its consideration in the British parliament as part of the independence bill was needed. Otherwise, Malayans might protest that they had no opportunity to discuss and comment on their own constitution before its promulgation, since the constitution was not subject to vote in a public referendum.78 Abdul Hamid’s dissent that appealed to the world of constitutional Islam beyond Malaya also gave new life to the issue within Malaya alongside the related issues of citizenship, language, and Malay privileges, and they became a package that the Alliance, and UMNO in particular as the strongest component of the Alliance, would not abandon. UMNO objected to four aspects of the draft constitution in particular. First, it rejected dual citizenship of any kind, not even for the British subjects of Penang and Melaka. As drafted, an individual who otherwise met the criteria could obtain Malayan Sir Ivor Jennings, Handwritten unpublished notes, Feb. 2, 1957, SIJ, B/x/7/i. Sir Ivor Jennings, Handwritten unpublished notes, Feb. 11, 1957, SIJ, B/x/7/i. 77 Hamid, supra note 65, at 95. 78 See Fernando, The Making of the Malayan Constitution, supra note 7, at 146–149 (noting that the main function of the Working Party was to make sure that the constitution was acceptable to Malayans). 75 76 424 I•CON 13 (2015), 407–433 citizenship without having to renounce his other citizenship; however, he may not attempt to claim the privileges of that other citizenship. Second, UMNO insisted that Islam be declared the religion of the Federation, Third, UMNO rejected the idea that the special privileges given to Malays would be reviewed in fifteen years, and wanted the privileges to be subject to no time limitations. Finally, UMNO insisted that Malay should be the only national and official language, allowing English to also be used for official purposes only for ten years. The draft constitution had made allowances for the use of Chinese and Tamil in the legislatures for a limited time after independence and in limited circumstances.79 The Sultans initially held to their position in opposition to a religion of the Federation clause, and issued a statement of clarification following the publication of the draft constitution: It appears that misunderstandings have arisen concerning Their Highnesses the Rulers attitude to the question of establishing the Muslim religion as the state religion of the Federation under the new constitution. It must, therefore, be made clear that their Highnesses’ view that this should not be done, is based on two matters—firstly that they are the respective heads of the Muslim faith in their States in which the faith is constitutionally established—secondly that under the present and proposed constitutional arrangements, Muslim faith is a matter which is preserved to the State. It is Their Highnesses’ view that to declare that the faith is the established religion of the Federation would then prejudice their own position as heads of the faith in their respective States, and would also seriously encroach upon rights of States and their governments solely to deal with the question of the Muslim faith.80 At the first meeting of the Working Party, February 22, 1957, the Alliance represent atives “said that they wished a statement to be inserted in the Constitution to the effect that although the State should be a secular State the official religion would be the Islam religion.”81 Viewing the disagreement as one between the Alliance and the Sultans over the division of authority on matters of Islam, the Working Party agreed that the Alliance would draft such a clause for discussion with the Sultans to see if some kind of compromise could be reached.82 In drafting the new clause, the Alliance sought to constitutionally assure the Sultans that their positions as the heads of religion in their states would remain unaffected and that in the jurisdictional lists, that would be included as an appendix to the constitution, Islam would be listed as a state matter. One draft of the new article circulated within the Working Party focused on this angle: “Islam shall be the Religion of the Federation provided that power and authority on all matters affecting the Muslim Religion shall remain vested in the Ruler of each State (other than the States of Penang and Malacca).”83 In this draft article, the tension was presented as between Inward Telegram to the Secretary of State for the Colonies from High Commissioner Sir MacGillivray, Apr. 8, 1957, Malay Reactions to the Reid Report, BNA, C.O. 1030/524, 36/591/012. 80 Inward Telegram to the Secretary of State for the Colonies from High Commissioner Sir MacGillivray, Feb. 21, 1957, BNA, C.O. 1030, 36/591/010. 81 Minutes of the First Meeting of the Working Party, Feb. 22, 1957, BNA, C.O. 941/85, at 4. 82 Id. 83 Untitled document (“the following redrafted and additional clauses are submitted for consideration”), n.d., BNA, C.O. 941/85. 79 Contextualizing constitutional Islam: The Malayan experience 425 Islam on the federal and state levels and not between the rights or interests of Muslims and non-Muslims. The Sultans were particularly concerned about the establishment of religious institutions on the federal level, such as a Department of Religious Affairs, not only because they believed that Islam should remain a state matter but also “because such a department would be under the control of a Ministry which might be headed by a non-Muslim.”84 The Working Party agreed that “if a Department was required for purposes of liaison and co-ordination between the Federation Government and the State Governments the Department would be set up as part of the establishment of the Yang di-Pertuan Agong” (the constitutional monarch, who would be elected from among the Sultans for five year terms).85 Even with this assurance, the Sultans were still concerned that the proposed new constitutional article providing for a religion of the Federation “might be misinterpreted” but were reassured by the Alliance that “the whole Constitution was framed on the basis that the Federation would be a secular State.” Amended article 11 on religious freedom was specifically referred to as an indication that the Federation would be secular.86 The Sultans did not want a secular society but wanted the Federation to leave religion to them as a state matter. The Alliance insisting that the Federation would be secular was clearly intended to reassure the Sultans that the Federation would not interfere with matters of Islam and the domain of the Sultans would remain intact. But this reassurance used the very same language about the possibility of a state being both secular and having an official religion that had initially been included in the Alliance proposal, again without offering (or being requested to offer) any specifics about how an establishment clause and secularism would operate together in practice. In reporting back to the Secretary of State for the Colonies, High Commissioner MacGillivray noted that an official religion of the Federation clause would be convenient because then the constitutional monarch, whom the Sultans would elect from among themselves to function as their representative on the level of the Federation, could also serve as the head of Islam in Penang and Melaka, the two states that Britain had ruled directly and that did not, as a result, have Sultans. There is no reason why this could not have been accomplished in the absence of the establishment of a religion of the Federation, but MacGillivray seems to have been seeking a positive way to present the development, perhaps in the belief that UMNO would prevail in the end on this point.87 The Sultans eventually agreed to an establishment clause that also guaranteed their positions as the head of religion in their states, and the Working Party thus accepted a new article accordingly. The Working Party also accepted an amendment to the process of reviewing Malay special privileges, changing the Minutes of the Nineteenth Meeting of the Working Party, Apr. 17, 1957, Minutes of the Working Party of the Constitution of the Federation, BNA, C.O. 941/87, at 4. 85 Id. 86 Id. 87 Inward Telegram to the Secretary of State for the Colonies from Sir D. MacGillivray, Feb. 25, 1957, BNA, C.O. 1030/524. 84 426 I•CON 13 (2015), 407–433 fifteen-year period to the more ambiguous statement that the privileges should be reviewed from “time to time.” The Working Party also removed Chinese and Tamil as temporarily permissible languages in legislatures and provided instead merely that they could be used informally and taught in schools. Finally, the Working Party noted UMNO’s insistent rejection of dual citizenship; this, however, was an issue that Britain had demanded and so resolving it was beyond the reach of the Working Party.88 At the same time as these vigorous debates were taking place within the Working Party and in Malaya generally, the disagreement over the establishment clause, and Abdul Hamid’s position in particular, had reached his home country of Pakistan, as the following report produced by the Colonial Office indicates: 3. Echoes of this controversy have arisen in the Pakistan press where there have been allegations that the refusal of the Commission to recognize Islam as the established religion is a bad thing and that there is an Indo-British conspiracy to “impose” on the Malay people a constitution which will place the Malays in a permanent ineffective minority in their own country. 4. We have furnished Sir A. Symon [the High Commissioner in Pakistan] with material to answer these allegations; it is nonsense to speak of the constitution as being imposed as it has yet to be agreed with the Malays and the Reid Commission was completely independent. 5. It thus becomes of importance to be able to demonstrate in due course to the Pakistanis that the Malays have fully accepted whatever the upshot of the forthcoming conference may be.89 This report on perceptions of the Malayan process in Pakistan shows that even beyond Malaya, there was the perception that the establishment clause was tied to the status of Malays. The report refers to the clause’s rejection alongside the allegation that the British were intending to place Malays in a “permanent ineffective minority in their own country.” By giving non-Malay residents of Malaya citizenship with minimal administrative procedures, Malays were worried that they would immediately or soon become a minority in their “own” country. In light of this anticipated problem, the establishment clause would enshrine a privileged place for Muslims (read “Malays”) that they could not achieve demographically and perhaps not even democratically. What tangible benefits this constitutional privilege might bring may not have been anticipated at the time and was not discussed publicly. But without doubt, the link between ethnicity and religion was perfectly clear in Malaya and it was enshrined in the new Constitution: repeating language that had been used in official documents previously, the Constitution in article 160 provided a definition of Malay: “a person who professes the Muslim religion, habitually speaks the Malay language, conforms to Malay custom, and (a) was before [independence] born in the Federation or born of parents one of whom See Fernando, The Making of the Malayan Constitution, supra note 7, at 160–165 (summarizing the conclusions of the Working Party). 89 Pakistan and the Reid Commission Report, May 10, 1956 (handwritten date), BNA, D.O. 35/6278. 88 Contextualizing constitutional Islam: The Malayan experience 427 was born in the Federation, or is on that day domiciled in the Federation; or (b) is the issue of such a person.”90 UMNO was able to push its heightened demands regarding language and Malay special privileges through the Alliance while also maintaining support for the establishment clause and the rejection of dual citizenship. The MCA and MIC had come to the realization that they had dwindling room to negotiate within the Alliance. The Working Party met from February 22 to April 27, 1957, and Britain had promised that Malaya would become independent on August 31, 1957. Britain would not be able to back down on the independence date without substantial local resistance; Malaya was going to become independent, with or without a constitution. Malay opposition parties outside UMNO and a growing faction within UMNO that was far less willing to compromise with the MCA and MIC insisted on a stronger pro-Malay position than UMNO had in the past. If the constitution was not completed by independence, its drafting might begin anew by a different set of local powers with an even stronger proMalay outlook.91 As preparations for independence began, it became clear throughout the peninsula that while most Malays were enthusiastic, the Chinese were far less so and opposition Malay parties were even asking their followers to boycott the independence celebrations.92 On the British side, a memo prepared by the Colonial Secretary reported on the progress of the Working Party. After noting that “a number of comparatively detailed changes have been agreed upon and others have been suggested and are still to be agreed” regarding the Reid Commission draft under discussion, the Secretary wrote: in general none of these raise major issues of policy or immediate concern to H.M.G., though the decision that Islam should be the state religion, with certain safeguards for other religions, has attracted publicity. For the reasons I have explained, I do not think it necessary that H.M.G. should seek to dispute arrangements for the future which have been agreed locally unless they concern the particular points in which H.M.G. have a direct interest. These points of particular concern were identified as the selection of the first governors of the Penang and Melaka (which were under direct British control); appeals from Malayan courts to the Judicial Committee of the Privy Council; and dual citizenship with the Commonwealth.93 An establishment clause did not rise to the same level of concern. Supporting this limited prioritization was the fact that Britain, too, was worried about the ramifications of failing to have a constitution in place by independence, and UMNO used that fear to its advantage. During the Working Party meetings, High Commissioner MacGillivray wrote to back to the Colonial Office in London: Constitution of the Federation of Malaysia, 1957. See Fernando, The Making of the Malayan Constitution, supra note 7, at 154–155 (“It was quite clear to the MCA and MIC that there was little they could do to alter UMNO’s proposals in view of the likely political implications for their UMNO colleagues and for the future of the Alliance.”) 92 Malaya Monthly Intelligence and Political Report, May 15–June 15, 1957, Malaya Union and Constitutional Arrangements, BNA, CAB 21/2883, at 3. 93 Report of the Constitutional Commission for Malaya Memorandum by Colonial Secretary, May 1957, BNA, C.O. 1030, 36/591/010. 90 91 428 I•CON 13 (2015), 407–433 The UMNO meeting at the end of last week was critical. The real danger was that one didn’t know for certain in advance what line the Tunku [Abdul Rahman] might take. There had been signs that, if faced with a serious threat of revolt [from Malays who did not like terms in the Reid Commission’s draft constitution], he would have been ready to fall in with the idea that [independence] should come first and consideration of the Reid Commission Report later. He has remarked more than once that Pakistan managed to get on quite well without a constitution for eight years. However, I think he realised that H.M.G. held the whip hand on this and would not be prepared to agree to [independence] on the 31st August unless certain essential matters were settled first—the key issue being citizenship.94 The MCA and MIC, however, did not carry the same bargaining power, except to the extent that the British were concerned about the “Queen’s Chinese”—those British citizens of Penang and Melaka for whom Britain wanted the Federation to allow dual citizenship. Once the Working Party had completed its amendments, including the addition of the establishment clause, the remainder of the constitutional process was fairly quick and involved minimal substantive changes to the document. The London Conference, held by the Secretary of State in London from May 13 to 21, 1957, was intended to resolve any outstanding substantive issues and to finalize technical drafting changes. With the date for Malayan independence fast approaching and the Secretary of State’s attention divided among several constitutional talks, including those of Singapore and Nigeria, the London Conference was a rushed affair. The outstanding substantive issue of dual citizenship was resolved very quickly with a compromise that offered some protection to those individuals in Penang and Melaka currently holding UK citizenship.95 At the end of the London Conference, article 3 was finalized as follows: 1. Islam is the religion of the Federation; but other religions may be practiced in peace and harmony in any part of the Federation. 2. In every state other than Malacca and Penang the position of the Ruler as the Head of the Muslim religion in his State and in the manner and to the extent acknowledged and declared by the Constitution of that State, and, subject to the Constitution, all rights, privileges, prerogatives and powers enjoyed by him as Head of that religion, are unaffected and unimpaired; but in any acts, observances or ceremonies with respect to which the Conference of Rulers has agreed that they should extend to the Federation as a whole each of the other Rulers shall in his capacity of Head of the Muslim religion authorise the Yang di-Pertuan Agong [constitutional monarch] to represent him. 3. The Constitution of the States of Malacca and Penang shall each make provision for conferring on the Yang di-Pertuan Agong [constitutional monarch] the position of Head of the Muslim religion in that State. 4. Nothing in this Article derogates from any other provision of this Constitution.96 Letter from MacGillivray to J.B. Johnston, The Colonial Office, Apr. 1, 1957, BNA, C.O. 1030/524, 36/591/012. 95 See Fernando, The Making of the Malayan Constitution, supra note 7, at 175–179 (summarizing the changes to the constitution as a result of the London Conference). 96 Colonial Office, Constitutional Proposals for the Federation of Malaya, Annex 1, Proposed Constitution of Federation of Malaysia 33 (1957) 94 Contextualizing constitutional Islam: The Malayan experience 429 In the White Paper issued by the Colonial Office explaining the changes made by the Working Party, this new language was explained simply: This will in no way affect the present position of the Federation as a secular State, and every person will have the right to profess and practice his own religion and the right to propagate his religion, though this last right is subject to any restrictions imposed by State law relating to the propagation of any religious doctrine or belief among persons professing the Muslim religion.97 Parliamentary debates were then held from July 9 to 29 as part of consideration of the Federation of Malaya Independence Act. Members of both houses discussed the addition of the establishment clause, noting that it was not included in the Reid Commission’s draft. In the House of Commons, Joan Vickers, who had worked in parts of Malaya as a “welfare officer,” spoke and recognized the contributions of the Chinese, Indians, “Portuguese Eurasians,” and indigenous people (“Orang Bukit”) to the development of Malaya.98 She then focused on her concerns about religion and citizenship in the draft constitution and said that “we should have some equality between races, and that is something which, I fear, will not happen if the Constitution remains as it is.”99 An amendment was proposed to “provide that the Federal Constitution shall not contain any provision in any respect contrary to the Universal Declaration of Human Rights.”100 G.B. Grayson commented that: The Declaration of Human Rights is one of the international obligations of the new type now recognised as morally binding. If Great Britain is not prepared to accept these obligations in relation to the Chinese and Indians in Malaya, I am told that the effect throughout Asia will be to make people doubt the sincerity of this country’s adherence to the Declaration.101 Secretary of State for the Colonies Alan Lennox-Boyd deflected these concerns by stressing that such an amendment would “jettison the patient work of the last year and reopen all the issues upon which agreement has been reached,” hinting that they simply did not have time to consider the concerns of the speakers.102 He also questioned the Universal Declaration of Human Rights “as a source of accurate constitutional guidance.”103 The amendment was not accepted, and the Federation of Malaya Independence Act was then adopted on July 31, 1957.104 5. Conclusions Constitutional Islam had become global by the time of the making of the Malayan Constitution, and in the twentieth-century it increasingly took on new meanings Colonial Office, Constitutional Proposals for the Federation of Malaya 20 (1957). 12 July 1957, Parl. Deb., H.C. (1957) 633–715 (U.K.). 99 19 July 1957, Parl. Deb., H.C. (1957) 1581–1602 (U.K.). 100 Id. 101 Id. 102 Id. 103 Id. 104 Federation of Malaya Independence Act, ch. 60 (July 31, 1957). 97 98 430 I•CON 13 (2015), 407–433 in new contexts, such as in the countries with the establishment clause that Abdul Hamid referred to in his dissent to the draft of the constitution. The existence of the clauses in those countries served to bolster the claim that Malaya too deserved such a clause—why should Malaya be left out of a growing trend, Abdul Hamid implicitly asked. While the script of the establishment clause may have come from the Malayan states, those states were not relevant models for the new Federation. On the global level, Pakistan and India took very different paths for countries with substantial Muslim populations, and while those models were points of reference in the Malayan process, neither was deemed appropriate for Malaya. Once the constitution of Malaya was completed, it too took its own place in the landscape of constitutional Islam. On the domestic level, the establishment clause was very important to UMNO and to Malays generally, but there is no indication that UMNO had a particular vision of substantive law to be imposed upon the Federation nor is there any indication that it objected to matters of Islamic law remaining within the jurisdiction of the states. No evidence indicates that UMNO rejected or found problematic how Islamic law was determined and applied in the states at the time. Nor does UMNO seem to have planned to establish federal institutions to determine the content of Islamic law, either for some federal purpose or with the goal of attempting to impose it on the states. The establishment clause was not the only issue that UMNO fought for vigorously, but rather was part of a package that connected religion to privilege, language, and citizenship. And these four issues were ultimately about loyalty and belonging: absolute loyalty to the new nation created the right to belong, and only the loyalty of those who had no other homeland could be known with certainty. And yet those in this category of loyalty—the Malays—were at best only 50 percent of the population, creating a delicate, and dangerous, situation. Recognizing—and even giving citizenship to—Chinese, Indians, and others created the possibility that Malays would soon be outnumbered in society and in parliaments. UMNO tried to protect the fragile status of the Malays in the Constitution in several ways, including instituting near-permanent quotas and special privileges for Malays; eliminating Chinese and Tamil as official languages; and making the citizenship process more burdensome. UMNO won these tangible benefits for Malays in the end; alongside them, the establishment clause seems vague and without real purpose. But it was actually a very powerful way of emphasizing and restating all of these other benefits. Since Malays were constitutionally also Muslims, the establishment clause provided extra insurance that these and other guarantees and privileges would be made meaningful. UMNO did not seek to include the establishment clause as an expression of the religion of the majority of the citizenry, but rather UMNO and Malays in general sought it so desperately because they were not the majority, at least not a comfortable majority, and feared what the democratic process might bring in the future. UMNO assured the MCA and MIC that it would not affect their rights to freely practice their own religion, and indeed UMNO might have intended that to be the case. But no one knew what a religion of the Federation clause would mean in courts after independence, nor how politicians would use it to their own rhetorical, and tangible, ends, nor how the world Contextualizing constitutional Islam: The Malayan experience 431 of constitutional Islam—and, relatedly, political Islam—would develop in the coming decades. As the case of Malaya indicates, this contextual approach to the study of constitutional Islam promises to significantly deepen our understanding, in two particular ways. First, focusing on the internal dynamics asks why drafters adopt clauses of constitutional Islam and what other issues are connected to that decision. Doing so prompts us to widen the analytical lens beyond religion narrowly defined and to look for linkages beneath the surface of the text itself. To provide just a few examples, constitutional Islam may be tied to issues of federalism, institutional power, nationalism, the rule of law, anti-colonial sentiment, monarchical privilege, national security, ethnic privileges, and other context-specific concerns. In Malaya, constitutional Islam was linked to citizenship, language, and Malay privileges, but the connections will differ depending on the context. For example, when Sadat became president in Egypt in 1970 following the death of Nasser, he launched a constitutional drafting process that was driven by his own demands as a new leader seeking to consolidate tenuous power and establish a certain distance from his predecessor. He emphasized the importance of “belief ” as part of a strategy to garner support among the religious sectors of society, and the Muslim Brotherhood in particular, that had suffered from persecution under Nasser. Sadat also promised to respect the rule of law, hinting at the many abuses that had taken place under his predecessor. Egyptians who came to “town hall” meetings to express their views about the new constitution suggested linkages between Islam and the rule of law, perhaps echoing Sadat’s message. These participants frequently asked for Islam to be the religion of the state, which had already been included in previous Egyptian constitutions, and sometimes requested further language that would make Islamic law a source or the main source of legislation. The issues of Islam and the rule of law were often presented together in a way that suggested that Islam requires or perhaps even guarantees justice, with the implication that greater fidelity to Islam by Nasser could have prevented the many abuses that the town hall participants suffered under his tenure.105 A contextual approach to the 1971 Constitution raises and charts a research path for answering an important historical question: Was this an intentional effort by Sadat to simultaneously court two important sets of constituents and assert that he not only intended to meet both demands but that they were mutually compatible?106 An understanding of linkages can do more than inform about dynamics at the time of the constitution’s or the specific article’s drafting; it can also raise new questions about contemporary constitutional practice since these founding debates do not Kristen Stilt, Constitutions in Authoritarian Regimes: The Egyptian Constitution of 1971, in Constitutions in Authoritarian Regimes 111, 118 n. 25 (Tom Ginsburg & Alberto Simpser eds., 2014). 106 The relationship between provisions of constitutional Islam and human rights presents an important empirical question. See generally Dawood Ahmed & Tom Ginsburg, Constitutional Islamization and Human Rights: The Surprising Origin and Spread of Islamic Supremacy in Constitutions, 54 Va. J. Int’l L. 615, 625 (showing that “constitutions which incorporated Islamic supremacy clauses were accompanied by more human rights . . . when compared to constitutions of other comparable jurisdictions which did not incorporate these clauses”). 105 432 I•CON 13 (2015), 407–433 disappear with the adoption of the clause. For example, the internal tensions have shifted in Malaysia such that religion is now an equally if not more important form of identification and affiliation as ethnicity, but the two categories are still tightly linked.107 Malays are approximately 50 percent of the population while Muslims are approximately 60 percent, since some Muslims are not Malay, which was also the case at independence. Today, the establishment clause figures most prominently in contemporary constitutional jurisprudence in conjunction with article 121(1A), which as amended in 1988 attempts to neatly delineate the jurisdictional lines between the civil courts, accessible to all in Malaysia, and the Sharia courts, accessible only to Muslims. Per the amendment, civil courts no longer have appellate jurisdiction over Sharia courts. Procedurally, the high profile article 121(A) cases are about jurisdiction, but in substance, many involve conversion, either into or out of Islam. The jurisdictional rules mean that Malaysians who convert to Islam are protected by the Sharia courts, such as from a non-converting spouse. The same Sharia courts also serve to keep Malaysians in Islam, since they will rarely issue the conversion certificate that a former Muslim needs to establish a new life as a non-Muslim and no appeals court can review the decision.108 Why are so many of these cases about conversion? And why do conversion cases attract such public attention in Malaysia? Understanding that the inclusion of the establishment clause in the independence Constitution of 1957 was driven by Malayan demographic anxieties about becoming a minority—concerns that still exist today—suggests a new way of framing questions about these contemporary cases. Second, examining the comparative context shows how one country’s drafting process relates to the larger world of constitutional Islam at that point in time. Malaya’s process in 1956–57 was situated in comparison to the domestic (the Malay states) and the rest of the world (initially India and Pakistan, and then with Abdul Hamid’s dissent, constitutional Islam everywhere as well as constitutional Christianity and Buddhism more generally). Comparisons help to make sense of the scripts of constitutional Islam, which are best understood not in some abstract sense (which would ask what does an establishment clause inherently mean?) but rather in comparison, both between clauses (what does adopting the establishment clause and rejecting the source of law clause signal about a country’s intentions?) and between and among countries. There is remarkable consistency in the phrasing of constitutional Islam, and some tacit sense that these scripts form a ladder of increasing levels of Islam in the state, beginning with the establishment clause. And yet even with an implicit sense of hierarchy, there is no sense that these clauses have an agreed-upon meaning. For example, in the recent debates in Tunisia during the constitutional drafting process, the discussion in both the National Constituent Assembly and among society See Tamir Moustafa, Liberal Right versus Islamic Law? The Construction of a Binary in Malaysian Politics, 47 Law & Soc’y Rev. 771, 798 (2013) (“Malaysian politics, long defined by Malay, Chinese, and Indian parties, became increasingly polarized among its main religious cleavage, between its Muslim and nonMuslim communities.”). 108 See generally id. (explaining the background to the adoption of art. 121(A) and discussing some of the most prominent cases decided on the basis of the article). 107 Contextualizing constitutional Islam: The Malayan experience 433 at large centered on whether to add a source of law clause. The previous Tunisian Constitution, from 1959, contained the establishment clause and in the process leading up to the 2014 Constitution, almost no one suggested that it be removed. The question was whether constitutional Islam would be intensified, and a source of law clause arose immediately as the possible next step.109 Was the idea of a hierarchy of constitutional Islam so firmly entrenched in the public imagination that both the drafters and the public at large began talking about a source of law clause without even questioning why it would be the obvious language to include in order to intensify the place of Islam in the constitution? Did the experience of Egypt, which added a source of law clause to its establishment clause in 1971 and then intensified it in 1980 by making the principles of the Islamic Sharia “the main source of legislation,” influence the way Tunisians thought about their own process?110 And if so, what aspect of the Egyptian experience resonated with Tunisians? The contextual approach proposed in this article raises new questions about constitutional Islam and suggests ways for researchers to pursue them. The dynamics in each country, and at each stage of constitutional history, will differ, but these two guiding lines of inquiry promise a much deeper and more meaningful understanding of the many facets of constitutional Islam in historical and contemporary societies. With more work in this path, we will begin to see more clearly the many ways in which constitutional Islam is linked with, and mutually reinforces, other issues. And with each new jurisdiction studied, the patterns of migration of constitutional Islam will become clearer, and eventually a thorough and compelling account of the development of constitutional Islam across time and place will emerge. Going beyond separate national accounts, a contextual approach will lead to a dynamic sense of the movement of constitutional Islam. See Karim Fahim, Tunisia Says Constitution Will Not Cite Islamic Law, N.Y. Times (Mar. 26, 2012), http:// www.nytimes.com/2012/03/27/world/africa/tunisia-says-constitution-will-not-cite-islamic-law.html (explaining that Enahhda decided not to pursue a source of law clause “as a bid to unify the country’s disparate political factions”). 110 Stilt, supra note 105, at 120. 109
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