American Journal of Epidemiology Copyright © 1998 by The Johns Hopkins University School of Hygiene and Public Health All rights reserved Vol. 148, No. 1 Printed in U.S.A. Use of Antioxidant Supplements and Its Association with Cognitive Function in a Rural Elderly Cohort The MoVIES Project Aaron B. Mendelsohn,1 Steven H. Belle,1 Gary P. Stoehr,2 and Mary Ganguli 13 There has been much interest recently in the therapeutic benefits of antioxidants, including a possible protective role in preventing or delaying cognitive decline. This study describes the use of antioxidant supplements among 1,059 rural, noninstitutionalized elderly residents of southwestern Pennsylvania who are participants in the Monongahela Valley Independent Elders Survey. The data were collected during the survey's second wave of follow-up (1989-1991). The mean age of participants was 74.5 years (standard deviation 5.5), and 57.3% were women. Current use of nutritional supplements containing vitamin A, C, or E, /3-carotene, zinc, or selenium was measured through self-report. Subjects were administered a battery of 15 neuropsychological tests measuring performance in several cognitive domains. Of the 1,059 persons, 342 (32.3%) were taking antioxidant supplements. Women and persons with higher levels of education were more often antioxidant users. Antioxidant use did not vary significantly by age, race, or income. In univariate analyses, antioxidant use was significantly and positively associated with performance on several cognitive tests. However, after adjustment for age, education, and sex, there were no significant differences in cognitive test performance between antioxidant users and nonusers. This study is one of only a few that have analyzed the relation between antioxidants and cognition in a community-based sample. After potentially confounding factors are accounted for, the results do not support the hypothesis that antioxidant supplement use is associated with cognitive function. Am J Epidemiol 1998; 148:38-44. aged; antioxidants; cognition; minerals; nutrition; rural population; vitamins expensive, widely available, and generally nontoxic (6). The elderly are frequent users of such supplements (7). Although there has been some scientific attention to the relation between antioxidants and cognition, the majority of studies in this area have been conducted on nonrepresentative samples of the population (1), such as demented persons and nondemented controls ( 8 10), healthy volunteers (11), or institutionalized persons (12). Few studies have analyzed random community samples. Furthermore, few studies have examined more than general mental status. There were two specific objectives for the present report. The first aim was to describe the use of antioxidant supplements in a random sample of rural, community-based elders, who have less access to health care and are poorer and less educated than the nonrural elderly (13). The second aim was to examine whether use of antioxidant supplements is associated with cognitive function, using data from a battery of neuropsychological tests assessing performance in a range of cognitive domains. The prevalence of cognitive impairment is expected to rise with the pending increase in the elderly population (1, 2). Antioxidants might play a role in preventing or delaying age-related cognitive decline (1) by functioning as scavengers of free radicals (3), which have been shown to be involved in aging processes (4) and in cerebrovascular disease pathology (5). The possibly beneficial effects of antioxidant use with regard to cognitive functioning are still unproven. Nevertheless, antioxidant supplements are attractive to the elderly population because they are relatively inReceived for publication April 11,1997, and in final form November 13, 1997. Abbreviations: CERAD, Consortium to Establish a Registry for Alzheimer's Disease; MoVIES, Monongahela Valley Independent Elders Survey. 1 Department of Epidemiology, Graduate School of Public Health, University of Pittsburgh, Pittsburgh, PA. 2 School of Pharmacy, University of Pittsburgh, Pittsburgh, PA. 3 Division of Geriatrics and Neuropsychiatry, Department of Psychiatry, School of Medicine, University of Pittsburgh, Pittsburgh, PA. Reprint requests to Aaron B. Mendelsohn, Epidemiology Data Center, Graduate School of Public Health, University of Pittsburgh, 127 Parran Hall, 130 DeSoto Street, Pittsburgh, PA 15261. 38 Antioxidants and Cognitive Function in the Elderly MATERIALS AND METHODS Study population Participants in this study were enrolled in the Monongahela Valley Independent Elders Survey (MoVIES). The sampling and recruiting methods and research design have been described elsewhere (14, 15). Briefly, the MoVES Project is an ongoing, prospective community study of cognitive impairment and dementia in a sample of elderly individuals living in a rural setting. Participants in this study all reside in the mid-Monongahela Valley, located in southwestern Pennsylvania. In 1987, an age-stratified 1:13 random sample of the population was drawn from voter registration and senior citizen mailing lists supplied by the Monongahela Valley Community Health Center (14). Given that the voter registration lists contained all individuals who had ever voted in this area of low levels of in- and outmigration, we are reasonably assured of their completeness and appropriateness. Requirements for participation were: a minimum age of 65 years, a minimum educational level of sixth grade, and fluency in English; in addition, the participant could not be in a long-term care institution at the time of sampling (14, 15). Repeat screening of the study cohort occurred, on average, every 2 years after baseline. The data presented here are from the second wave of follow-up (1989-1991), during which information on use of nutritional supplements was first collected in detail. Of the 1,366 randomly selected study participants at baseline, 1,059 seen in the second wave were included in this analysis. The difference was due to 137 deaths, 108 subjects who deferred participation to a future wave, 46 dropouts, 12 relocations, and 2 subjects who were untestable. Two other persons had incomplete or missing data on the variables of interest and were also excluded from these analyses. Data collection During each wave of follow-up, trained research assistants interviewed participants and reliable informants, whenever the latter were available. These semistructured interviews were conducted primarily in the participants' homes and included cognitive screening and collection of self-reported data on demographic, social, and functional factors and medication use (14). The cognitive test battery consisted of 15 tests measuring performance in various domains known to be affected in dementia (16). The cognitive tests included the Consortium to Establish a Registry for Alzheimer's Disease (CERAD) neuropsychological battery (17), consisting of: the Mini-Mental State Examination (18); the 15-item CERAD version of the Boston Am J Epidemiol Vol. 148, No. 1, 1998 39 Naming Test (19); Immediate Learning, Delayed Recall, and Delayed Recognition (originals and foils) of a 10-item CERAD word list (17); the CERAD Constructional Praxis (circle, diamond, cube, cross) Test (20); and Verbal Fluency for Categories (names of fruits and animals) (21). Additionally, the Mo VIES battery included: Verbal Fluency for Letters (words beginning with the letters "P" and "S") (21); the Clock Drawing Test (22); Immediate Retell and Delayed Recall of an 18-item story (23); the Trailmaking Test, parts A and B (24); and the Temporal Orientation Test (25). Descriptions of these tests have been provided previously (16). Data on medication use were obtained by asking participants, "Do you take any over-the-counter medicines (for which you don't need a prescription), such as for sleep, headaches, arthritis, constipation, heartburn, colds, itching/rashes, vitamins, tonics, etc.?" Whenever possible, research assistants verified medication use by reading the labels of drugs and supplements that respondents reported taking (15). For purposes of this analysis, any over-the-counter medication or nutritional supplement containing vitamin A, C, or E or /3-carotene, zinc, or selenium was considered an antioxidant. Although zinc and selenium are not antioxidants, these minerals were defined as antioxidants for consistency with other analyses (10, 26) and because these nutrients participate in antioxidant enzyme activities (27). Data on dosages of antioxidant supplements taken were not collected, because of the complexity and time involved in standardizing the amounts of active ingredients found in these supplements (28). Furthermore, self-reported information on duration of use was found to be unreliable during the baseline interviews and was not collected at follow-up. Statistical analysis Characteristics of antioxidant users. Chi-square tests were utilized to assess trends in antioxidant use by age (65-74, 75-84, and 2:85 years), education (less than high school, high school graduation, and more than high school), and annual income (<$ 10,000, $10,000-$15,999, and >$16,000). A test for differences in proportions was used to determine whether antioxidant use differed by sex or race. Cognitive function. On the basis of moving averages, we determined whether to analyze scores on each cognitive test in continuous or dichotomous form. The moving average is a smoothing technique that can be used as a graphic aid to assess relations such as those between antioxidant supplement use and cognitive test scores (29). When this technique showed a constant proportion of antioxidant supple- 40 Mendelsohn et al. ment use across a range of cognitive test scores and a discontinuity or trend toward more (or less) antioxidant use with changing test scores, a "natural cutpoint" was considered to be present. When the test scores were examined with respect to the proportions of antioxidant users, moving averages revealed natural cutpoints for the 10 tests listed in table 2. Natural cutpoints found for these tests were all near scores that represented the lowest 10th percentile of test scores in this sample. The 10th percentile has been used in other MoVIES analyses to represent the threshold below which individuals are identified as likely to be cognitively impaired and are asked to undergo further clinical evaluation (14). Hence, to be consistent with previous MoVIES analyses, we used the 10th percentile as the cutpoint for test scores analyzed dichotomously. Pearson chi-square statistics were used to assess the significance of the association between antioxidant use and scores on the 10 cognitive tests analyzed as dichotomous variables. Multiple logistic regression analyses adjusting for age (continuous variable), sex (reference group: women), and education (more than high school (reference group), high school, or less than high school) were used to examine the independent relations between antioxidant use and these cognitive test scores. For five tests (Story Immediate Retell, Trailmaking part B, Word List Delayed Recall, Word List Immediate Learning, and Verbal Fluency for Categories), the moving averages technique did not reveal any natural cutpoints, and the test scores were analyzed on a continuous scale (table 3). The distributions of test scores for antioxidant users and nonusers were compared by Student's t test for the five cognitive tests with scores analyzed on a continuous scale. All assumptions of this parametric test were met. Multiple linear regression models adjusting for age, sex, and education (as categorized above) were used to examine the independent relations between antioxidant use and scores on these five cognitive tests. The Trailmaking part B scores were normalized for regression modeling by taking the square root of the number of connections made per second. For linear regression analyses, plots of the predicted values from the cognitive tests by the residual values were examined to assess whether the residuals were randomly distributed. Additionally, the square of the correlation coefficient was computed to measure the percentage of the variance in the cognitive test scores explained by the independent variables. For logistic regression models, Hosmer-Lemeshow goodness-of-fit statistics were calculated (30). When the Hosmer-Lemeshow goodness-of-fit statistic was significant, independent variables were recategorized to achieve adequate model fit. Determination of significance. For all analyses, ap value less than 0.05 was chosen a priori to indicate statistical significance. RESULTS Characteristics of the MoVIES sample The 1,059 subjects described in this report had a mean age of 74.5 years (standard deviation 5.5), with a range of 66-97 years; 57.3 percent were women, and 96.9 percent were white. The median educational level was high school graduation, and the median annual income was in the $10,000-$15,999 range. Characteristics of antioxidant users Of the 1,059 subjects, 342 (32.3 percent) reported taking at least one nutritional supplement containing antioxidants. Information was obtained from a proxy for 18 (5.3 percent) of the antioxidant supplement users and 38 (5.3 percent) of the nonusers. The majority of antioxidant users (70.5 percent) were taking multivitamin preparations. Vitamin C (28.4 percent) and vitamin E (27.5 percent) supplements were also common sources of antioxidants. A higher percentage of women (35.8 percent) than of men (27.7 percent) reported taking antioxidants TABLE 1. Use of nutritional supplements containing antioxidants, by selected demographic characteristics: The MoVIES* Project, 1989-1991 No. % using antioxidants 1,059 32.3 Sex Women Men 607 452 35.8 27.7 0.005 Educational level <High school High school >High school 449 359 251 27.4 35.7 36.3 0.01 Age (years) <75 75-84 285 598 400 61 33.3 30.5 34.4 0.61 33 1,026 24.2 32.6 0.32 287 324 309 31.4 32.1 31.4 0.98 Characteristic Total Race Black White Annual income (dollars) <10,000 10,000-15,999 216,000 1 P value MoVIES, Monongahela Valley Independent Elders Survey. Am J Epidemiol Vol. 148, No. 1, 1998 Antioxidants and Cognitive Function in the Elderly 41 TABLE 2. Results from univariate and multivariate regression analyses of the associations between antioxidant supplement use and dichotomously defined (above vs. below 10th percentile) cognitive test scores: The MOVIES* Project, 1989-1991 Univariate analyses Cognitive test Antioxidant users 10th percentile t Boston Naming Clock Drawing Mini-Mental State Story Delayed Recall Trailmaking part A (seconds) Temporal Orientation Construction Praxis Verbal Fluency (Letters) Word List Delayed Recognition of Originals Word List Delayed Recognition of Foils No. No. ot participants Multiple regression analyses! Nonusers P No. below 10th percentile % No. of participant!: below 10th % value§ OR*,H 95% Cl* percentile <13 <6 <24 <1.5 332 332 338 330 34 26 27 26 10.2 7.8 8.0 7.9 700 697 712 702 82 56 67 86 11.7 8.0 9.4 12.3 0.48 0.91 0.45 0.04 1.04 0.95 0.99 1.46 0.66-1.63 0.57-1.58 0.59-1.64 0.89-2.38 >83 >1 <8 <13 324 336 332 332 25 45 37 32 7.7 13.4 11.1 9.6 692 703 698 700 76 70 80 69 11.0 10.0 11.5 9.9 0.11 0.10 0.88 0.91 1.31 0.68 0.91 0.87 0.79-2.19 0.45-1.02 0.59-1.41 0.55-1.38 <9 328 32 9.8 699 104 14.9 0.02 1.42 0.92-2.19 <10 328 33 10.1 699 53 7.6 0.18 0.71# 0.45-1.13 * MoVIES, Monongahela Valley Independent Elders Survey; OR, odds ratio; Cl, confidence interval. t Logistic regression models with cognitive test score as the dependent variable and antioxidant supplement use (yes/no), age (continuous variable), education (>high school (reference group), high school, <high school), and sex (reference group: women) included. f Lowest 10th percentile of scores for the entire sample (n = 1,059). § x 2 test. H Odds ratio for the likelihood of scoring above the lowest 10th percentile for those taking antioxidant supplements compared with those not taking antioxidant supplements. # For this model, the education categories of high school and <high school were combined. (p = 0.005) (table 1). Those in the higher educational categories were also more likely to be taking antioxidants (p = 0.01). There were no significant differences (p ^ 0.05) in antioxidant consumption according to age, race, or income. Cognitive performance and antioxidant status The proportion of antioxidant users scoring above the 10th percentile was higher than that of nonusers on several of the tests analyzed as dichotomous variables; however, the difference was statistically significant (p < 0.05) only for Story Delayed Recall and Word List Delayed Recognition of Originals (table 2). There were no significant associations between antioxidant use and scores on any of the cognitive tests analyzed in logistic regression models, after adjustment for age, sex, and education (table 2). Furthermore, the odds ratios for several of the tests were nearly 1, suggesting that antioxidant use had little association with scoring above or below the 10th percentile on these cognitive tests. The null findings are probably not due to lack of power, since this sample provided approximately 79 percent power to detect an odds ratio of 2 for antioxidant use at an alpha level of 0.05 after adjustment for age, sex, and education. The Hosmer-Lemeshow statistic was significant (p < 0.05) for the model in which Word List Delayed Am J Epidemiol Vol. 148, No. 1, 1998 Recognition of Foils was the outcome variable. The education categories of high school and less than high school were combined, and a new model for Word List Delayed Recognition of Foils was generated. The new model had adequate fit. Table 3 shows the mean values (and standard errors) in the two antioxidant groups for the cognitive tests that were analyzed as continuous variables. Persons taking antioxidants scored better than those not taking antioxidants on all tests; differences were statistically significant (p < 0.05) for all tests except Trailmaking part B. After controlling for age, sex, and education, there were no significant associations between antioxidant use and the cognitive tests analyzed in linear regression models. However, antioxidant users performed better than nonusers on all of these tests. Table 3 shows the parameter estimates and p values for the associations between antioxidant use and cognitive test performance for these tests. Also included are the R2 values for these models, which ranged from 0.19 to 0.29. The plots of the predicted values versus the residuals revealed that there was no systematic bias in the models. To see whether lack of adequate statistical power might explain why associations were not found between the cognitive test scores and antioxidant supplement use, we performed post hoc power calcula- 42 Mendelsohn et al. TABLE 3. Results from univariate and multivariate regression analyses of the associations between antioxidant supplement use and continuously defined cognitive test scores: The Mo VIES* Project, 1989-1991 Univariate analyses Cognitive test Story Immediate Retell TrailmaMng part B# Word List Delayed Recall Word List Immediate Learning Verbal Fluency (Categories) MuR^le regression analyses! Nonusers Antioxidant users No. of participants Mean score SE* No. of participants Mean score SE P value* Parameter estimate (P) SE 331 319 329 329 332 6.3 0.44 6.5 19.4 26.5 0.16 0.006 0.11 0.23 0.36 703 660 698 698 699 5.8 0.43 6.1 18.6 25.3 0.11 0.004 0.08 0.16 0.25 0.005 0.08 0.01 0.004 0.008 0.26 0.005 0.19 0.41 0.71 0.18 0.007 0.13 0.25 0.40 P valueH 0.19 0.29 0.19 0.22 0.19 0.13 0.47 0.13 0.10 0.08 * MoVIES, Monongahela Valley Independent Elders Survey; SE, standard error. t Linear regression models with cognitive test score as the dependent variable and antioxidant supplement use (yes/no), age (continuous variable), education (>hlgh school (reference group), high school, <high school), and sex (reference group: women) included. t Student's nest. § Square of the correlation coefficient. 1) Test of whether the parameter estimate = 0. # Square root of the number of connections made per second. tions. This sample provided 55-91 percent power to detect as significant (at an alpha level of 0.05) increases in the R2 values (in linear regression models containing age, sex, and education) as small as 0.003 that were due to the addition of a term for antioxidant use. DISCUSSION Nearly one third of MoVIES participants reported using nutritional supplements containing antioxidants. This figure is consistent with the percentages of elderly nutritional supplement users reported using National Center for Health Statistics survey data (31, 32). Additionally, the pattern of nutritional supplement use in the MoVIES population is similar to the patterns reported by other investigators (7, 31), with women and persons of higher educational levels being the most common users of antioxidants. Whites were also more likely to use antioxidants than were blacks, but this difference was not statistically significant—perhaps because the MoVIES sample contained only 33 blacks (3 percent of the total sample). Antioxidant use was not related to age in this elderly cohort, even after adjustment for education. If antioxidants are truly associated with decreased mortality, as has been suggested by the outcomes of several studies (26, 33-35), then it would be expected that the "oldest old" would include the highest proportion of antioxidant users. There was also no significant association between income and antioxidant use in the MoVIES population, perhaps because there is little variation in income reported by MoVIES participants. Antioxidant users scored better than nonusers on several cognitive tests, but after data were controlled for age, sex, and education, there were no statistically significant relations between antioxidant use and cognitive test performance. One possible explanation for this finding is that the relation between antioxidant supplement use and cognitive functioning is confounded by factors related to use of these products. Potentially, individuals in this sample who use antioxidant supplements are those who are less likely to be cognitively impaired—i.e., women and those with higher educational levels. Perhaps these individuals are more able to keep abreast of popular literature on the benefits of antioxidants because they are cognitively intact, or perhaps they can afford to purchase these supplements because of their higher socioeconomic status (as reflected by educational level). Lack of statistical power does not seem to explain these results, since power analyses showed that this sample provided adequate power to detect small differences in cognitive test scores between antioxidant users and nonusers. To our knowledge, only one other study of antioxidants and cognitive impairment utilized a populationbased sample. Jama et al. (1) studied 5,182 elderly persons in Rotterdam, The Netherlands, and found that dietary and nutritional supplement intake of /3carotene was inversely associated with cognitive impairment, even after adjustment for age, sex, education, smoking, total caloric intake, and consumption of other antioxidants. The discrepancy between the results of this study and those of the Rotterdam Study could be due to differences between the study populations, such as a difference in age distribution or socioeconomic status or the exclusion of demented persons in the Rotterdam Study. Methodological discrepancies, including the fact that Jama et al. analyzed dietary data in addition to data on nutritional supplements and analyzed the different antioxidants separately (1), could also explain the conflicting results. Although Jama et al. found an association between /3-carotene and cognition, they did not find similar results with vitamin E or C. Am J Epidemiol Vol. 148, No. 1, 1998 Antioxidants and Cognitive Function in the Elderly Previous studies of antioxidants and cognitive impairment used only a few neuropsychological measures (1, 2, 8, 11). This study analyzed data from 15 tests that were selected to assess performance in a range of cognitive domains. This is an advantage of this analysis, since the other studies might not have been able to detect relations between antioxidants and specific areas of cognition. There are several potential limitations of this study. Antioxidant consumption was self-reported, and data on dosage and duration of antioxidant supplement use were not collected. Although most products containing antioxidants are marketed for daily use, there was no verification of the frequency of use, and data were not collected on dietary intake or on plasma levels of antioxidants. If there is a dose-response effect for antioxidants, or if the protective effect of antioxidants is cumulative, it is likely that this cross-sectional study would not have detected beneficial effects in those persons with a limited duration of antioxidant use or minimal antioxidant intake. Bias would arise if cognitively impaired individuals were less likely to accurately report their consumption of supplements (11). To minimize this problem, we compared medication labels with the self-reported data and discussed medication use with informants whenever they were available. In addition, it may be possible that a beneficial effect of antioxidants on cognitive functioning is stronger among persons with moderate to severe cognitive impairment than among persons with mild cognitive impairment, the latter group being more likely to be found in community studies such as this one. However, in a recent clinical trial carried out among patients with Alzheimer's disease of moderate severity, Sano et al. (36) did not find that a-tocopherol (vitamin E) improved cognition. In summary, even with the inflated rate of type I error which would arise due to our examining individually the relation between antioxidant use and each of 15 cognitive tests, this cross-sectional analysis does not support the hypothesis that antioxidant supplement use is associated with cognitive function after controlling for the effects of age, sex, and education. Additional research on the benefit of antioxidant supplements in elderly populations is necessary to answer the question of whether these products can legitimately be used for primary or secondary prevention of cognitive impairment. ACKNOWLEDGMENTS This study was supported in part by grants AG07562 and AG00312 from the National Institute on Aging, US Department of Health and Human Services. 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