Solid- State Anaerobic Digestion of Lignocellulosic Biomass for Biogas Production Thesis Presented in Partial Fulfillment of the Requirements for the Degree Master of Science in the Graduate School of The Ohio State University By Lo Niee Liew, B.S. Graduate Program in Food, Agricultural and Biological Engineering The Ohio State University 2011 Thesis Committee: Dr. Yebo Li, Advisor Dr. Jay F. Martin Dr. Frederick C. Michel i Copyright by Lo Niee Liew 2011 ii Abstract The anaerobic digestion (AD) process can generally be classified into two categories based on the total solids (TS) content of material in the digester: solid-state anaerobic digestion (SS-AD) which has TS content of 20% and higher, and liquid AD which has TS content of 15% and lower. SS-AD has the advantages of using a smaller reactor volume and less moving parts as agitation is generally not required. Energy demand for heating the material in digester is therefore reduced with a smaller volume of materials to be heated. Lignocellulosic biomass has been considered as one of the suitable feedstock for SS-AD as it is easily available and issues encountered in liquid AD such as stratification can be avoided. The challenge of utilizing lignocellulosic biomass in AD is the recalcitrant properties of such material. Pretreatment is therefore necessary to improve the biodegradability of lignocellulosic biomass. In this study, SS-AD of four types of feedstocks was tested under batch operation. The SS-AD was conducted under 37C for 30 days. The feedstocks selected were corn stover, wheat straw, fallen tree leaves, and yard waste. As inoculation is essential in SSAD, effect of substrate to inoculum (S/I) ratio (volatile solids of substrate to volatile solids of inoculum) on methane yield was investigated. For all feedstocks tested, the highest methane yield was obtained at S/I ratio of 2. The highest methane yield of 81.2 L/kg volatile solids (VS) was obtained from SS-AD of corn stover followed by wheat straw (66.9 L/kg VS), leaves (55.4 L/kg VS) and yard waste (40.8 L/kg VS). An inverse linear relationship was obtained between the methane yield and lignin content of iii lignocellulosic biomass. The methane production of the feedstock in SS-AD fits the simple first-order kinetic model. SS-AD of leaves with simulatanoues alkaline (NaOH) treatment was further studied to improve the methane production. The highest methane yield of 81.8 L/kg volatile solids (VS) was obtained at NaOH loading of 3.5% and S/I ratio of 4.1. However, it was not significantly different from that of control (without NaOH addition). At S/I ratio of 6.2, NaOH loading of 3.5% enhanced the methane yield by 24-fold over the control. The AD process at S/I ratio of 8.2 were failed. In addition, increasing the total solid (TS) content from 20% to 26% reduced biogas yield by 35% in reactors at S/I ratio of 6.2 and NaOH loading of 3.5%. Cellulose and hemicellulose degradation and methane yields during the 30-day AD process are highly related. The results obtained from this study showed the feasibility of utilizing lignocellulosic biomass as feedstock in SS-AD for biogas production. In addition, alkaline pretreatment with NaOH was also shown to enhance methane production from leaves in SS-AD. iv Dedication This document is dedicated to my family v Acknowledgments My most sincere appreciation and gratitude to my advisor, Dr. Yebo Li for his infinite support and guidance provided throughout my graduate study. I would also like to gratefully thank professors serving as my dissertation committee: Dr. Jay F. Martin and Dr. Frederick C. Michel for their time. I would also like to express thanks to the staff members of Food, Agricultural and Biological Engineering Department: Mike Klingmans for his dedication in providing the engineering assistance needed whenever required, Mary wicks for her enthusiasm in proof reading the thesis and both Peggy Christman and Candy McBride for their prompt response to all the administrative supports I needed. I am also indebted to my lab members: Dr. Ellen Wan, Stephen Park, Dr. Jian Shi, Dr. ZhiFang Cui, Dr. Guiming Fu and Stephanie Xu, for their attentiveness in providing the supports and encouragements throughout my stay in Wooster, OH Lastly, I would like to express my deepest gratitude to my family members for their constant understanding, patience and encouragement in all the undertakings I pursue. vi Vita March, 1981 …...…………………………..Born – Johor, Malaysia. December, 2004 .............................................B.S. in Agricultural and Biological Engineering, Purdue University. December, 2006 .............................................Food Technologist, Cadbury Confectioneries, Shah Alam, Malaysia. April, 2008 .....................................................Operational Auditor, Nestlé, Petaling Jaya, Malaysia. July, 2009 .......................................................Project Engineer, Nestlé, Petaling Jaya, Malaysia. August, 2009 to present .................................Graduate Research Associate, Department of Food, Agricultural and Biological Engineering , The Ohio State University. vii Table of Content Abstract iii Acknowledgments.............................................................................................................. vi Vita……………….. .......................................................................................................... vii List of Tables ..................................................................................................................... xi List of Figures ................................................................................................................... xii Chapter 1 Introduction ........................................................................................................ 1 Chapter 2 Literature Review ............................................................................................... 6 2.1. Lignocellulosic Biomass as Feedstock for Anaerobic Digestion ......................... 6 2.1.1. Crop residues ............................................................................................. 8 2.1.2. Yard waste ............................................................................................... 12 2.2. Pretreatment of Lignocellulosic Biomass for Anaerobic Digestion ................... 17 2.3. Operation of SS-AD ........................................................................................... 39 Chapter 3 Effect of Substrate to Inoculum Ratio on Methane Production in Solid-State Anaerobic Digestion of Lignocellulosic Biomass ............................................ 42 3.1. Introduction ........................................................................................................ 42 3.2. Materials and Methods ....................................................................................... 44 3.2.1. Feedstock and inoculum .......................................................................... 44 3.2.2. Solid-state anaerobic digestion ................................................................ 44 3.2.3. Analytical methods .................................................................................. 46 3.2.4. Statistical analysis .................................................................................... 47 3.3. Results and discussion ........................................................................................ 48 3.3.1. Composition analysis of inoculum and lignocellulosic biomass ............. 48 3.3.2. Biogas production .................................................................................... 49 3.3.3. Relationship between biogas production and lignin content ................... 57 3.3.4. Degradation of holocellulose and extractives .......................................... 58 3.4. Conclusion .......................................................................................................... 60 ix Chapter 4 Enhancing the Solid-state Anaerobic Digestion of Fallen Leaves through Simultaneous Alkaline Treatment .................................................................... 62 4.1. Introduction ........................................................................................................ 62 4.2. Materials and methods........................................................................................ 65 4.2.1. Feedstock and inoculum .......................................................................... 65 4.2.2 Solid-state anaerobic digestion with simultaneous NaOH treatment ....... 66 4.2.3. Analytical methods .................................................................................. 67 4.2.4. Statistical analysis .................................................................................... 68 4.3. Results and discussion ........................................................................................ 68 4.3.1. Biogas production .................................................................................... 68 4.3.2 Variation of pH, total volatile fatty acids (TVFAs) and alkalinity ........... 73 4.3.3. Degradation of cellulose and hemicellulose ............................................ 76 4.4. Conclusions ........................................................................................................ 78 Chapter 5 Conclusions and Suggestions for Future Research .......................................... 80 Reference…………. ......................................................................................................... 82 x List of Tables Table 2.1 Methane yield from various crop residues tested with anaerobic digestion Table 2.2 Methane yield from various wood and forestry waste tested with anaerobic digestion Table 2.3 Various pretreatment methods applied on lignocellulosic biomass in anaerobic digestion Table 2.4 Alkaline pretreatment of lignocellulosic biomass in anaerobic digestion Table 3.1. Design of reactors using four different feedstocks Table 3.2 Characteristics of inoculum and lignocellulosic biomass Table 3.3 Correlation coefficients of lignocellulosic biomass using first-order kinetic Table 4.1 Characteristics of leaves and inoculum xi List of Figures Figure 1.1 Phases in anaerobic digestion Figure 2.1 Anaerobic digestion of lignocellulosic biomass Figure 2.2 Effect of pretreatment on lignocellulosic biomass Figure. 3.1 Methane production obtained from SS-AD of lignocellulosic biomass in 30 days Figure. 3.2 Daily methane yield of lignocellulosic biomass in 30-day SS-AD Figure. 3.3 Logarithmic plot for methane production from lignocellulosic biomass with S/I ratio of 2 Figure. 3.4 Correlation between total methane yield (expressed in L/kg VSfeedstock) and lignin content of lignocellulosic biomass Figure 3.5 Degradation of holocellulose and extractives during 30 days of SS-AD, based on initial loading of 100g TS Figure 4.1 Effect of S/I ratio and NaOH loading on total methane yield (digestion time: 30 days, TS: 20%) Figure 4.2 Effect of NaOH loading on daily methane yield at S/I ratios of a) 4.1 and b) 6.2 (digestion time: 30 days, TS: 20%) Figure 4.3 Effect of NaOH loading and TS content on total methane yield (digestion time: 30 days, S/I ratio: 6.2) xii Figure 4.3 Effect of NaOH loading and TS content on total methane yield (digestion time: 30 days, S/I ratio: 6.2) Figure 4.4 Initial and final a) pH and b) TVFA/alkalinity ratios for reactors with different NaOH loading and S/I ratio (digestion time: 30 days, TS: 20%) Figure 4.5 Effect of NaOH loading on reduction of a) cellulose and b) hemicellulose (digestion time: 30 days, TS: 20%, S/I ratio: 6.2) xiii Chapter 1 Introduction Anaerobic digestion involves decomposition of organic matter by a microbial consortium in an oxygen free environment. It is a natural process occurring under anaerobic environment in places such as ocean, lake sediments, waterlogged soil, digestive tracts (Chynoweth and Isaacson, 1987). Biogas consisting mainly methane (CH4, 60%) and carbon dioxide (CO2, 40%) is released as final product. The synergistic process by the consortium of anaerobic microorganism can generally be classified into 4 phases: hydrolysis, acidogenesis, acetogenesis and methanogenesis (Gerardi, 2003; Yu and Schanbacher, 2010). Each phase is facilitated by a distinct group of microorganism (Yu and Schanbacher, 2010). As depicted in Figure 1.1, hydrolysis is the first step in AD process where disintegration of polymeric complex substrates such as carbohydrates, lipids and protein into simpler substrates (glucose, fructose, amino acids and long-chain fatty acids) occurs. The hydrolysis process is followed by the acidogenic phase which is carried out by the acidogenic bacteria in converting the monomers and oligomers to short-chain fatty acids or volatile free fatty acids (VFA), carbon dioxide, hydrogen and alcohols (Li et al., 2011b; Yu and Schanbacher, 2010). Acetogenic bacteria that presents in a symbiotic relationship with methanogens then degrade VFA to acetate and hydrogen. The final stage involves utilization of acetates and hydrogen by methanogen to produce methane gas (Gerardi, 2003). 1 Figure 1.1. Phases in anaerobic digestion (adapted from Yu and Schanbacher, 2010). Nomenclatures: AA = amino acids, LCFA = long chain fatty acids, SCFA = short chain fatty acids, HCOO- = formic acid and CH3-COO- = acetic acids. AD has been applied in the processing of municipal and industrial sludge for nearly 100 year (Chandler et al., 1890). The initial applications of AD were for stabilization and treatment of waste sludge (Yu and Schanbacher, 2010). AD process has received tremendous attention lately due to rising of fuel prices and the needs for 2 renewable energy and fuels. Biogas, as a promising alternative source of energy, could be used for the following applications: generation of heat and/or electricity from burned biogas (Sims, 2003; Ghosh et al., 2000), liquefaction of biogas into methanol and chemical feedstock to replace hydrocarbon and coal (Kasali and Senior, 1988), compression of biogas to be used as a source of car fuel similar to that of compressed natural gas (CNG) and purification of biogas to be fed into gas distribution grids. Anaerobic digesters are categorized as liquid anaerobic digestion/wet fermentation and solid-state anaerobic digestion (SS-AD)/dry fermentation based on the TS content of material contained in the digester. Currently no official standard is available for the cut-off between wet and dry fermentation but wet fermentation generally refers to substrate with total solids lower than 15% whereas dry fermentation denotes substrate with total solids higher than 15% (De Baere and Mattheeuws, 2010; Yebo Li et al., 2011). SS-AD is normally chosen over liquid anaerobic digestion because the digestate can be easily composted to be used as fertilizer or soil conditioner as no or minimal dewatering of digestate is required. Feedstock contains small amount of nonbiodegradable material such as plastic, glass and stones does not cause major issue in SSAD. Furthermore, there is no moving part such as shaft and impeller in SS-AD thus reducing the maintenance of mechanical device. In addition, increase in TS content of feedstock used in digester implies a smaller volume reactor thus reduces material cost and energy needed for heating. Furthermore, reduction in working volume also implied a higher methane production per unit volume. Problem faced in liquid AD such as floating 3 and stratification of solid can be avoided in SS-AD (Chanakya et al., 1993; Chanakya et al., 1999; Nordberg an Edström, 1997). Europe, specifically Germany, is leading AD technology. In recent years, number of SS-AD plant has increased and accounts for 63% of the new installations in Europe over the past five years (De Baere Luc and Mattheeuws Bruno, 2010). However, there is currently no commercial scale SS-AD operating in USA, although the first SS-AD system is scheduled to be installed at the University of Wisconsin-Oshkosh in 2010 (University of Wisconsin, 2010). Based on a report published by International Energy Agency (IEA) (www.iea.org, 2008), there were a total of 237 commercial digesters worldwide treating 3,000 to 497,000 tons of waste annually at each plant. A digester treating more than 2500 tons of waste annually was regarded as commercial digester in this survey. Germany led by the number of commercial plants (82) followed by Austria (27). Of the 237 commercial digesters reported, 64 of the digesters are of SS-AD system. In recent years, number of SS-AD plant has increased and accounts for 63% of the new installations in Europe over the past five years (De Baere Luc and Mattheeuws Bruno, 2010). As of April 2011, there were at least 167 digesters operating in commercial livestock farms in the US (EPA, 2011). Most of these digesters use animal manure or food waste as feedstock. However, currently there is no commercial scale SS-AD operating in USA, although the first SSAD is scheduled to be installed at the University of Wisconsin-Oshkosh in 2010 (University of Wisconsin Oshkosh, 2011). 4 SS-AD is normally chosen over liquid anaerobic digestion because the digestate can be easily composted to be used as fertilizer or soil conditioner as no or minimal dewatering of digestate is required. Feedstock contains small amount of nonbiodegradable material such as plastic, glass and stones does not cause major issue in SSAD. Furthermore, there is no moving part such as shaft and impeller in SS-AD thus reducing the maintenance of mechanical device. In addition, increase in TS content of feedstock used in digester implies a smaller volume reactor thus reduces material cost and energy needed for heating. Furthermore, reduction in working volume also implied a higher methane production per unit volume. Problem faced in liquid AD such as floating and stratification of fibers can be avoided in SS-AD (Chanakya et al., 1993; Chanakya et al., 1999; Nordberg an Edström, 1997). As lignocellulosic biomass is still not a common feedstock for the AD system in the US, the aim of this study was to investigate the methane potential of lignocellulosic biomass especially in SS-AD system. Lignocellulosic biomass with different composition was selected in this study. Due to the recalcitrant properties of lignocellulosic biomass, alkaline pretreatment can be conducted on lignocellulosic biomass to enhance the methane potential in anaerobic digestion. Feasibility of utilizing a simpler process, simultaneous alkaline treatment with SS-AD was also studied. Lignocellulosic biomass which is high in lignin content was selected for the simultaneous alkaline treatment study. The outcome from this study is expected to aid the commercialization of the solid-state anaerobic digester. 5 Chapter 2 Literature Review Many organic wastes such as food waste, animal manure and municipal solid waste have been shown promising methane yield from AD. Lignocellulosic biomass such as energy crop and crop residues has gained much attention lately due to their abundance of available. However, the recalcitrant nature of lignocellulosic biomass poses challenges to SS-AD such as lower methane yield. Pretreatments - physical, chemical or biological, are therefore necessary to improve the biodegradability of lignocellulosic biomass for methane production. 2.1. Lignocellulosic Biomass as Feedstock for Anaerobic Digestion A wide range of organic materials, such as food waste, municipal solid waste and animal manure have been commonly used as feedstocks in anaerobic digestion. The selection of feedstocks is mainly influenced by the feedstock availability. Moreover, each feedstock differs in characteristic (composition and texture) thus handling of each feedstock in AD process varies. In addition to the aforementioned feedstock, lignocellulosic biomass has lately gained more attention as a suitable substrate for anaerobic digestion. According to research studies on using energy crops and crop residues in AD to generate renewable biogas, it was estimated that the energy potential of biomass and wastes in US was about 29.5 EJ per year, excluding marine based biomass (Chynoweth and Isaacson, 1987; Legrand and Warren, 1987); However, this estimation is likely to be 6 on the high side as cultivation of energy crop was expected to account for the major source of energy, 74.6% (22 EJ/year) followed by crop residue (4.1 EJ/year). Unit operations of an AD reactor with lignocellulosic biomass include: size reduction of feedstocks, anaerobic digestion of feedstocks in batch or continuous mode, and biogas utilization. General utilization of lignocellulosic biomass in AD process is depicted in Figure 2.1. Industry Food, fibre and woods process residues Agriculture Energy and short rotation crops, crop residue and animal waste Forestry Forest harvesting and agroforest residue Sewage sludge and animal manures Lignocellulosic biomass feedstock Digestatate Biofertiliser Waste Urban wood and domestics wasterwater Anaerobic digestion Biogas 50-60% Methane, 40-50% Carbon dioxide Heat Methane Direct combustion Gas turbine Methanol Electricity Cogeneration Figure 2.1 Anaerobic digestion of lignocellulosic biomass (adapted from IEA, 2007) Feedstock composition (lignin, lignocellulose and extractive), harvesting season, particle size, pretreatment methods substantially affect the methane production. The 7 amount and type of inoculum, digestion duration (ranged from 20 to 150 days), pH adjustment, nutrients (macronutrients and micronutrients) supplementation and reactor system configurations are operating parameters affecting of the perfromance of AD. Biochemical methane potential (BMP) discussed in this chapter mostly refers to the batch technique developed by Owen et al. (1979), although some degree of modications were likely performed by the each researcher. 2.1.1. Crop residues Lignocellulosic biomass generated world wide from agricultural residue alone comes to an average of 1091 million tons per year (Sánchez, 2005). In the US, the biomass resources totaled at 409 million tons per year which crop residue accounts for about 41% of the total biomass yield (IEA, 2007). Reported availablity of corn stover and wheat straw is 82 and 33 million dry tons per year, respectively (Kadam and McMillan, 2003). As summarized in Table 2.1, most of the studies conducted on anaerobic digestion of crop residues were in batch mode and at low total solid (TS) content. Several forms of corn residue including fodder maize, corn stover and ensilaged corn stover have been tested as feedstocks in anaerobic digestion. Most of the studies observed methane yield ranges from 233 to 330 L/kg VS. However, several studies on methane production of corn stover showed lower methane yields which could be attributed to larger particle sizes (Zheng et al., 2009). Molnar (1988) reported a combined aerobic and anaerobic digestion system at high TS content (27%) using a mixture of corn stalk and leaves (75%) and beef manure (25%). No heating was provided throughout the process thus energy 8 demand for heating was eliminated. Substantial methane productivity of 24.8 L/L was reported in this study, methane yield (L/kg VS) was however not reported in this study. Another crop residue that has been commonly studied is wheat straw. Overall, methane yield obtained from BMP tests was generally higher compared to non-BMP tests, it ranged from 302 to 333 L/kg VS. As shown by studies conducted by Møller et al. (2004) and Sharma et al. (1988), methane yield decreased with increase in particle size. Co-digesting cattle dung with wheat straw in study conducted by Somayaji and Khanna (1994) did not show a significant increase in daily methane yield. Other crop residues that have been tested include rice straw, vegetable and fruit crop residue. Methane yield obtained during anaerobic digestion of rice straw varied from 241 to 365 L/kg VS (Sharma et al., 1988).However, lower methane yield (107 to 195 L/kg VS) was obtained when it was co-digested with cow dung (Somayaji and Khanna, 1994). This could be attributed to the higher total TS content or ammonia inhibition that was likely caused by high level of cow dung. Methane yields obtained from anaerobic digestion of fruit and vegetable crop residue ranging from 341 to 530L/kg VS were higher than that of other crop residues such as corn stover, wheat straw and rice straw. 9 Table 2.1. Methane yield from various crop residues tested with anaerobic digestion. Feedstock AD System Maize, ensilaged CSTR Corn stover BMP Corn stover Particle size (mm) 0.17 Temperature, (C) 39 Total solid < 20% Between 0.25 and 0.60 35 < 20% Batch 5-10 35 Corn stalk and leaves (75%) and beef cattle manure (35%) Batch (composting +AD) Not reported Wheat straw Batch Wheat straw (2 varieties) Substrate loading 1.3 g TS/L. day Methane production 330 L/kg VS Reference 70 2.3 – 3.8 g TS/L 360 L/kg VS Tong et al., 1990 < 20% 75 50 – 80 g TS/L 125-160 L/kg VS Zheng et al., 2009 35 ~ 27% 30 Not reported 24.8 L/L Molnar, 1988 10 35 < 20% 150 S/I ratio 0.1 – 4.0 299 331 L/kg VS Hashimoto, 1989 BMP 0.60 35 < 20% 60 - 69 2.3 – 3.8 g TS/L 302 - 333 L/kg VS Tong et al., 1990 Wheat straw Batch 1-30 35 < 20% 60 S/I ratio of 1.4 145 – 161 L/kg VS Møller et al., 2004 Wheat straw Batch 0.1 - 6 and 30 x 5 37 < 20% 56 8% (w/v) feedstock 162-249 L/kg VS Sharma et al., 1988 Wheat straw Batch Not reported 37 4% 30 S/I ratio (TS basis) of 0.5 183 L/kg VS Müller and Trösch, 1986 10 Digestion time (days) 60 Klimiuk et al., 2010 Table 2.1. Methane yield from various crop residues tested with anaerobic digestion (Cont.) Feedstock AD System Cattle dung and wheat straw (codigestion) CSTR Particle size (mm) Not reported Rice straw Batch . 0.1 - 6 and 30 x 5 Cattle dung and rice straw (co-digestion) CSTR Not reported Barley straw Batch (with leachate percolation) n/a Cauliflower leaves Batch 0.1 - 6 and 30 x 5 Vegetable crop residue BMP 1 Temperature, (C) Not reported Total solid 10% Digestion time (days) 40 Substrate loading Not reported Methane production 107 – 113 L/kg TS. day Reference 37 < 20% 56 8% (w/v) feedstock 241 – 367 L/kg TS Sharma et al., 1988 10% 40 Not reported. 107 – 195 L/kg TS. day Somayaji and Khanna, 1994 35 to 37% 110 S/I ratio of 6.7 to 50. 151 to 226 L/kg VS Torres-Castillo et al., 1995 37 < 20% 56 8% (w/v) feedstock 407 – 423 L/kg VS Sharma et al., 1988 35 < 20% 2 g VS/L 80 - 530 L/kg VS Shiralipour and Smith, 1984 Not reported 25 and 35 11 Until biogas production ceased. Somayaji and Khanna, 1994 2.1.2. Yard waste In addition to studies on anaerobic digestion of agricultural residues, other sources that are worth looking into include municipal soild waste such as yard waste consisting of mainly grass clippings and leaves (Haug, 1993). Yard waste was once ranked as the second largest amount among the U.S. solid waste stream (Tchobonoglous, 1977). Based on report published by International Energy Agency, U.S. produces 30.9 million tons of yard waste annually (IEA, 2007). Yard waste is usually composted. The stored energy is however lost as heat during the composting process (Koch et al., 2009). Yard waste is an attractive feedstock for AD since tipping fees are normally charged for collection. The overall economics of AD operations can be improved if low or negligible cost feedstocks are used. Table 2.2 shows the methane yield of various wood and forestry wastes that have been reported in the literature. Methane yields during anaerobic digestion of these wastes were generally lower as compared to crop residues, which ranged from 42 to 410 L/kg VS. This was likely attributed to higher lignin content found in the lignocellulosic biomass; such as white fir that has 29% lignin content compared to corn stover and wheat straw that has 10.3% and 17%, respectively (Tong et al., 1990). Other factors that could cause such observation include cellulose crystallinity and structure of lignin. Shiralipour and Smith (1984) investigated six groups of plant material (total of 603 samples) and concluded that methane production from woody biomass (20 to 270 L/kg VS) is generally lower than other plant groups such as freshwater aquatics (70 to 12 430 L/kg VS), forage and grasses (70 to 410 L/kg VS), roots and tubers (190 to 430 L/kg VS), marine (80 to 380 L/kg VS) and crop residues (80 to 530 L/kg VS). Jerger et al. (1982) studied the conversion of woody biomass to methane in anaerobic digestion; six types of woody biomass (black alder, cottonwood, eucalyptus, hybrid poplar, loblolly pine and sycamore) were selected. Loblolly pine had the highest lignin content (34.5% of extractive-free dry matter basis) followed by black alder (28.1%). Lignin content in other woody biomass ranged from 24.7% to 25.6%. In this test, higher biodegradability (expressed as % VS reduction) of 3 to 44% was noted with batch mode reactor compared to semi-continuous fed reactor (1.6% to 8.5%). Batch mode was therefore selected to study the biodegradability of woody biomass in anaerobic digestion. The highest methane yield was obtained for hybrid poplar and sycamore (320 L/kg VS, respectively) followed by black alder. Although eucalyptus had relatively lower lignin content, the methane yield was however the lowest (0.014 L/kg VS) among the biomass feedstocks tested. This study therefore shows no clear correlation between lignin content and methane yield. However, it is worth noting that the composition (lignin and holocellulose) was expressed as percentage of extractive-free dry matter in this study instead of total solid basis. Therefore, the level of lignin content among the biomass tested is likely to be different when expressed as percent of total solids. Chandler et al. (1980) studied the biodegradability of various lignocellulosic biomass (including wheat straw, corn stalks, corn leaves, cattails, treated kelp, water hyacinth, corn meal and newsprint) and manures in AD for 90 or 120 days. Lignin content was found to be the major factor affecting the biodegradability of feedstocks. 13 Strong reciprocal correlation constants (r2) were obtained between 1) VS destruction efficiency and lignin content (expressed as percent VS) (r2 = 0.94) and, 2) Cell wall destruction efficiency and lignin content to cell wall ratio (r2 = 0.88). Correlation between methane production and lignin BMP discussed in this section was generally used to tdetermine the biodegradability of a feedstock in anaerobic digestion by measuring the cumulative methane yield observed under batch assay and anaerobic incubation in chemically defined medium (Owen et al., 1979). Supplements such as micronutrients, trace elements and buffering agents were added as part of the chemically defined medium. This method therefore assumes no inhibition occurs in the AD and the inoculum was in excess so that the methane yield observed was the ultimate methane yield that could be obtained from a particular feedstock. The BMP tests normally last longer (up to 150) as the test is terminated when biogas production ceased to almost zero. 14 Table 2.2. Methane yield from various forest and yard wastes tested with anaerobic digestion. Feedstock AD System Miscanthus spp. Silage CSTR Particle size (mm) 0.17 Temperature, (C) 39 Total solid < 20% Digestion time (days) 60 Forage and grass (49 samples) BMP 1 35 < 20% Batch 0.1 - 6 and 30 x 5 37 < 20% Until biogas production ceased. 56 Mirabilis leaves White fir BMP 0.42 35 < 20% 77 Wood grass BMP 0.85 35 < 20% Fresh Parthenium hysterophorus L., terrestrial weed Batch Not reported 26 Dried Parthenium hysterophorus L., terrestrial weed Batch 0.5 Dhub grass, commonly known as “Bermuda grass” Batch 0.1 - 6 and 30 x 5 Methane production 100 – 190 L/kg VS 70 – 410 L/kg VS 241 – 367 L/kg VS Reference 2.3 – 3.8 g TS/L 42 L/kg VS Tong et al., 1990 104 2.3 – 3.8 g TS/L 291 L/kg VS Tong et al., 1990 < 20% 35 S/I ratio 0.1 - 1.3 29 – 152 L/kg VS Gunaseelan, 1994 26 < 20% 21 S/I ratio 0.1 – 0.7 54 – 152 L/kg VS Gunaseelan, 1994 37 < 20% 56 8% (w/v) feedstock. 137 – 228 L/kg VS Sharma et al., 1988 15 Substrate loading 1.3 g TS/L. day 2 g VS/L 8% (w/v) feedstock Klimiuk et al., 2010 Shiralipour and Smith, 1984 Sharma et al., 1988 Table 2.2. Methane yield from various forest and yard wastes tested with anaerobic digestion (Cont.) Feedstock AD System Grass silage Loop reactor Grass silage Batch (leach bed reactor) BMP Temperature, (C) 38 Total solid < 20% Digestion time (days) 50 Substrate loading 3.5 g VS/ L. day Methane production 260 L/kg VS 30 35 < 20% 55 3.1 g VS/ L. day 141 to 204 L/kg VS Lehtomäki et al., 2008 0.8 35 < 20% 60 – 100 S/I ratio of 0.5 210 – 390 L/kg VS Turick et al., 1991 Gliricidia leaves Batch 1 32 < 20% 28 Not reported Gunaseelan, 1988 Grass BMP 1.5 35 < 20% 90 2 g VS/L 165 – 180 L/kg VS 209 L/kg VS Leaves BMP 1.5 35 < 20% 90 2 g VS/L Branches BMP 1.5 35 < 20% 90 2 g VS/L Blend of grass, leaves and branches BMP 1.5 35 < 20% 90 2 g VS/L 123 L/kg VS 134 L/kg VS 143 L/kg VS Owens and Chynoweth, 1993 Owens and Chynoweth, 1993 Owens and Chynoweth, 1993 Willow (stem and bark, 20 samples) Particle size (mm) 6 16 Reference Koch et al., 2009 Owens and Chynoweth, 1993 2.2. Pretreatment of Lignocellulosic Biomass for Anaerobic Digestion Lignocellulosic biomass is mainly composed of cellulose, hemicellulose, lignin, and extractives (Sjöström, 1993). Cellulose or β-1-4-glucan is a linear polysaccharide polymer or glucose made of cellobiose units (Delmer and Amor, 1995; Morohoshi, 1991). Dominant sugars in hemicellulose are xylose in hardwoods and agriculture residues (Persson et al., 2006; Lavarack et al., 2002; Emmel et al., 2003) along with other sugars such as galactose, glucose and arabinose. Lignin is a complicated molecule constructed of phenylpropane units linked with hemicellulose and cellulose form a 3D structure. Lignin is difficult to degrade and is the most recalcitrant component of the plant cell wall. A high proportion of lignin in lignocellulosic biomass usually indicates high resistance to chemical and enzymatic degradation (Taherzadeh and Karimi, 2008). Lignin is poorly degradable in anaerobic conditions. The rate and extent of lignocellulose utilization is severely limited by lignin due to the intense cross-linking of cellulose with hemicellulose and lignin (Lehtomäki, 2006). Moreover, the crystalline structure of cellulose prevents penetration by micro-organisms or extracellular enzymes. Compared to cellulose, structure of hemicellulose is more random, amorphous and thus it is less resistance to hydrolysis (Ademark et al., 1998; Mod et al., 1981 and O’Dwyer, 1934). Although cellulose and hemicellulose are relatively easily decomposed by microorganism, the biodegradability is lowered when these compounds are embedded within the lignocellulose complex. The surrounding lignin protects them from microbial attack (Lübken et al., 2010). 17 Figure 2.2. Effect of pretreatment on lignocellulosic biomass (adapted from Hsu et al., 1980 Hsu et al., 1980 T.A. Hsu, M.R. Ladisch and G.T. Tsao, Alcohol from cellulose, Chemical Technology 10 (1980) (5), pp. 315–319) Due to the recalcitrant nature of most lignocellulosic biomass, pretreatment is commonly employed to facilitate accessibility of hydrolytic enzyme to cellulose (Lehtomäki, 2006). Effective pretreatment results in disruption of barriers that prevent penetration of hydrolytic enzymes (Mosier et al., 2005) as illustrated in Figure 2.2. An ideal pretreatment is represented by an increase in surface area and reduction in lignin content and crystallinity of cellulose. Pretreatments can be carried out either physically, chemically or biologically, or as a combinations of these. Pretreatments have been quite intensively studied for facilitating the enzymatic hydrolysis and consequent increase in ethanol production from lignocellulosic substrates (Sun & Cheng 2002), but there is less information available on the effects of pre-treating lignocellulosic biomass for methane production. Pretreatment methods tested to be effective for improving methane yield 18 from lignocellulosic biomass include steam explosion, thermal hydrolysis, wet oxidation, pre-incubation in water, and treatment with ultrasound or radiation (Hashimoto 1986, Sharma et al. 1989, Sun & Cheng 2002, Fox & Noike 2003). Acids, alkalis, solvents or oxidants are chemicals generally used for pretreatment of lignocellulosic biomass (Sun & Cheng 2002). Biological method such as microbial and enzymatic pretreatment is an attractive alternative as it does not command intensive pretreatment condition (heat and pressure) or dangerous chemicals, but the cost effectiveness is yet to be established (Frigon et al., 2011). Almost all lignocellulosic biomass requires size reduction such as grinding before biological conversion in order to increase the total surface area exposed to microbial attack. Physical methods employed such steam explosion and heat treatment showed an increase in methane yield of 7 to 20% (Bauer et al., 2009; Gunaseelan, 1994). Gunaseelan (1994) used HCl to pretreat dried Parthenium hysterophorus L., a terrestrial weed and obtained a 45% increase in methane yield. Fernandes et al. (2009) used a weaker acid, maleic acid to pretreat hay, straw and bracken. They found that the pretreatment inhibited hay and straw AD but lead to a 57% increase in methane yield from the digestion of bracken. Fernandes et al. (2009) therefore concluded that the effect of pretreatment was more profound in lignocellulosic biomass that has higher lignin content (bracken). The disadvantage of acid pretreatment prior to AD process is that neutralization is required to increase pH to an optimal level during start-up. 19 Biological pretreatment methods that have been employed so far include utilization of white rot fungi (Müller and Trösch, 1986) and directly use of lignindegrading enzymes on lignocellulosic biomass (Frigon et al., 2011). Müller and Trösch (1986) showed that pretreating wheat straw with white rot fungi resulted in an increase in methane yield of 28%. However, the treatment time was as long as 90 days. Frigon et al. (2011) also showed promising results when summer fresh switchgrass was pretreated with peroxidases (lignin peroxidase and manganese peroxidase) and pectinases (Pectate-lyase and Poly-galacturonase). The methane yields were enhanced by 29% to 83%, respectively. Methane yield was further increased to 90% when biological pretreatment was followed by alkaline pretreatment (Frigon et al., 2011). Although biological pretreatment showed promising results, the drawbacks of such a method are longer retention times. Chemical methods such as alkaline treatment are known to break the bonds between hemicellulose and lignin and to swell the fibres and increase the pore size, therefore facilitating hydrolysis (Baccay & Hashimoto 1984, Pavlostathis & Gossett 1985a). Alkaline pretreatment is one of the most promising pretreatments leading to methane yield enhancements of 4% to 69% (Table 2.3). 20 Table 2.3. Various pretreatment methods applied on lignocellulosic biomass in anaerobic digestion. Feedstock Pretreatment Pretreatment condition AD system Enhancement level 7% - 20% Reference Batch, 37.5C and S/I ratio of 0.3 Methane production 296 – 331 L/kg VS Wheat straw Steam explosion 20 bar steam, 160C - 200C for 10 to 20 min. Wheat straw Pretreated with P.florida (white rot fungi) Incubated for 30 , 60 and 90 days Batch, 37C, 30 days and S/I ratio of 0.5. 201 – 234 L/kg VS 9% - 28% Müller and Trösch, 1986 Dried Parthenium hysterophorus L., terrestrial weed a) HCl b) NaOH c) Heat a) 8% (w/w), 26C for 24 hr b) 3% (w/w), 26C for 24 hr c) 120C for 1 hr Batch, 26C, 21 days and S/I ratio of 0.7. 157 – 236 L/kg VS 12% - 69% Gunaseelan, 1994 Hay a) Ca(OH)2 b) (NH4)2CO3 c) Maleic acid a) 10%, 85C and16 hr. b) 4 g/L, 120C for 2 hr. c) 5.8 g/L, 150C for 0.5 hr. BMP, 35C and 40 days 230 -300 L/kg VS Adverse effect Fernandes et al., 2009 Straw a) Ca(OH)2 b) (NH4)2CO3 c) Maleic acid a) 10%, 85C and16 hr. b) 4 g/L, 120C for 2 hr. c) 5.8 g/L, 150C for 0.5 hr. BMP, 35C and 40 days 150 – 320 L/kg VS Adverse effect to 28% Fernandes et al., 2009 Bracken a) Ca(OH)2 b) (NH4)2CO3 c) Maleic acid a) 10%, 85C and16 hr. b) 4 g/L, 120C for 2 hr. c) 5.8 g/L, 150C for 0.5 hr. BMP, 35C and 40 days 90 - 170 L/kg VS 29% - 240% Fernandes et al., 2009 Switch grass (fresh summer harvest) a) Lignin peroxidase (LiP) b) Manganese peroxidase (MnP) c) MnP followed by NaOH d) Pectate-lyase e) Poly-galacturonase a) 22C for 8 hr b) 37C for 8 hr c) (b) and 7 g/L ,55C for 3hr d) Ambient temperature for 24 hr e) Ambient temperature for 24 hr BMP, 35C and 38 - 134 days 202 – 298 L/kg VS 29% - 90% Frigon et al., 2011 21 Bauer et al., 2009 Compared with acid or oxidative reagents, alkali treatment appears to be a more effective method in breaking the ester bonds between lignin, hemicellulose and cellulose (Gaspar, 2007). This has been demonstrated by Vaccarino et al. (1987) and Silverstein et al. (2007). The reasons for alkali consumption during alkali pretreatment of lignocellulosic biomass include: 1) saponification of uronic and acetyl esters, 2) reaction with free carboxyl groups and 3) neutralization of acidic compounds produced from degradation of lignin and holocellulose (Pavlostathis and Gossett, 1985b). According to Pavlostathis and Gossett (1985b), maximal NaOH consumption measured to be at 5.5g NaOH/ 100g TS for a 30-day pretreatment period. Table 2.4 presents various alkaline pretreatment studies on lignocellulosic biomass in anaerobic digestion. NaOH is regarded as one of the most effective alkaline agents to delignify lignocellulosic biomass as shown by Hashimoto (1986) in pretreatment of wheat straw. In his study, the effect of pretreatment on methane yield with NaOH was compared with ammonium hydroxide (NH4OH) and calcium hydroxide (Ca(OH)2. The highest enhancement in methane yield (28%) was attained with NaOH. Pretreatment duration with NaOH was also shorter compared to other alkaline agents. In addition, Hashimoto (1986) also showed that increasing the alkaline concentration during pretreatment resulted in an increase in methane yield. Frigon et al. (2011) reported that increasing the pretreatment temperature from ambient temperature to 55C increased methane yields of switch grass by 16%. The increment in methane yield increased slightly to 25% when the temperature was further 22 increased from 55 to 121C. Hashimoto (1986) showed that increasing alkaline pretreatment temperature above 150C (highest temperature at 225C) resulted in adverse effect where methane yield decreased with increase in pretreatment temperature. With such minimal increase in methane yield and adverse effect shown in these studies, pretreatment at elevated temperature (above 55C) is not recommended. Pang et al. (2008) studied the pretreatment of corn stover with NaOH at relatively low moisture content. The pretreatment was conducted at 80% moisture content, ambient temperature for 3 weeks. The highest methane yield was attained from corn stover pretreated with 8% NaOH and at corn stover loading of 65 g TS/L. However, the most significant enhancement in methane production (91%) compared to untreated corn stover was observed at the highest corn stover loading of 80 g/L with 8% NaOH pretreatment. In another study conducted by Zheng et al. (2009), pretreatment of corn stover was conducted at higher moisture content (88%) with NaOH at ambient temperature for 3 days. The highest methane yield was attained from corn stover pretreated with 4% NaOH and at corn stover loading of 35 g TS/L. The enhancement in methane yield at this condition was 30% compared to untreated corn stover. However, the most significant enhancement in methane yield (69%) compared to untreated corn stover was observed at the highest corn stover loading of 65 g/L with 2% NaOH pretreatment. The enhancement in methane yield of 69% was noted. Both studied conducted by Pang et al. (2008) and Zheng et al.(2009) shows that the effect of NaOH pretreatment on methane yield enhancement in anaerobic digestion was affected by the substrate loading level. 23 Zhu et al. (2010) conducted a study on pretreating corn stover at a low moisture content of 52% at ambient temperature for 24 hours followed by SS-AD (TS content of 22% at 37C). The highest biogas yield of 372.4 L/kg VS (37% higher than untreated corn stover ) was obtained with 5% NaOH pretreatment. Increases in lignin degradation from 9.1% to 46.2% were observed when NaOH loading was increased from 1 to 7.5% in the pretreatment step. Pretreatment of feedstock prior to AD was demonstrated to enhance biogas production and VS reduction. However, additional costs incurred due to additives or additional energy requirement thus require a balance between the pretreatment and biogas production. NaOH pretreatment has been approved to be one of the most promising pretreatment methods for lignocellulosic biomass in anaerobic digestion due to lower energy demand and potential adjustment of pH of AD process by the alkali residue. 24 Table 2.4. Alkaline pretreatment of lignocellulosic biomass in anaerobic digestion Feedstock Alkali loading Temperature (C) AD system Methane production Methane enhancement Reference 80 Pretreatment duration 24 hr Wheat straw NH4OH (17 – 34 g OH-/kg VS) Batch, 55C and 112 days or until biogas ceased. 343 - 362 L/kg VS 8% - 14% Hashimoto, 1986 Wheat straw NaOH (17 – 34 g OH-/kg VS) 90 1 hr Batch, 55C and 112 days or until biogas ceased. 328 - 383 L/kg VS 9% - 28% Hashimoto, 1986 Wheat straw NaOH (21 – 62 g OH-/kg VS) 200 (using Parr reactor) 1 hr Batch, 55C and 112 days or until biogas ceased. 231 - 246 L/kg VS 40% - 49% Hashimoto, 1986 Wheat straw NaOH (41 g OH-/kg VS) 150 - 225 1 hr Batch, 55C and 112 days or until biogas ceased. 221 – 287 L/kg VS No effect Hashimoto, 1986 Wheat straw NaOH, NH4OH or Ca(OH)2 (34 g OH-/kg VS) 95 1hr Semi-continuous, 55C and 25 days. 3.2 – 3.8 m3/m3.day 3% - 23% Hashimoto, 1986 Corn stover NaOH (2 - 6%) Ambient 3 days Batch, 35C and 75 days. 130 to 211 L/kg VS 0% - 69% Zheng et al., 2009 Corn stover NaOH (4 - 10%) Ambient 3 weeks Batch, 35C and 75 days. 390 – 470 L/kg VS (biogas yield) 6% - 91% (based on biogas yield) Pang et al., 2008 25 Table 2.4. Alkaline pretreatment of lignocellulosic biomass in anaerobic digestion (Cont.) Feedstock Alkali loading Temperature (C) AD system Methane production Methane enhancement Reference Ambient Pretreatment duration 24 hr Corn stover NaOH (1-7.5%) Batch, 37C, 40 days and 22% TS 267-372 L/kg VS Up to 37% Zhu et al., 2010 Corn stover NaOH (1-5 %) 37C Same as AD Simultaneous alkaline treatment and AD. Batch, 37C, 40 days and 22% TS. 199 – 301 L/kg VS (biogas yield) Adverse effect up to 9% Zhu et al., 2010 Switch grass (winter harvest) NaOH (7 g/L) 55C - 121C 15 min.- 3 hr BMP, 35C and 38 days 112 -140 L/kg VS 16% - 25% Frigon et al., 2011 26 2.3. Operation of SS-AD Although AD being a maturing technology, failure in operation of AD can be avoided thorough understanding of critical operational and process design parameters. TS contents up to 30% have minimal effects on conversion rates and efficiency, at TS contents of 30 to 50% dramatic decreases in biogas production were observed (Jewell et al., 1993). Increasing the TS content means a decrease in moisture content; this proportionately affects concentrations of other variables such as alkalinity, free ammonia (Jewell et al., 1993) and VFA. TS contents of 30 to 40% have been reported to cause inhibition of AD due to build-up of VFA (Wujcik and Jewell, 1980). Most of the SS-AD is operated with solid contents between 20% and 40% (Valorga, 2011). As nitrogen could be bound in lignin structures (Deublin and Steinhauser, 2008), C/N ratios are only recommended to be used as an indication in operation of AD process. Various optimal C/N ratios (ranging from 15 to 30) have been reported in published literature depending on the feedstock (Li et al., 2011b). Scharer and Moo-Young (1979) reported an optimal C/N ratio of 25 to 35 in AD. A balance in C/N ratio is required as high nitrogen contents can lead to increases in ammonia production (release of ammonium compounds from degradation of nitrogenous compounds) which could be inhibitory whereas low nitrogen contents could cause a negative impact on microbial metabolism, as nitrogen is required for protein formation (Deublin and Steinhauser, 2008). In a study conducted by Shiralipour and Smith (1984), addition of nitrogenous compound (in the form of urea) increased gas production in AD (batch in 250ml serum bottle, digestion duration varied with sample) of root, shoot and plant material. The 39 nitrogen concentration ranged from 0 to 10 mg/L and the highest methane yield was observed at 10 mg/L. Inoculum size is another important parameter in SS-AD. Inoculum in SS-AD is normally obtained from active anaerobic digesters (e.g. sludge reactors, bed reactors, UASB, liquid digester) (Angelidaki et al. 2009) or recycle of SS-AD digestate when leachate percolation systems are in used. Although the effect of large inocula on reducing the lag phase duration is well known (Chen and Hashimoto, 1996), studies on the effect of inoculum size on methane production in SS-AD are scarce. For SS-AD that are located without easy access to an inoculum source, inoculum proportion therefore becomes a critical operating factor that could potentially affect process economics due to associated higher logistical costs (in hauling of inoculum). For SS-AD that is being integrated with an operating liquid digester, excess inoculum could result in an increasing need for digestate dewatering which requires greater energy consumption (from centrifugation or dewatering process). Hence, the need to optimize such factor arises. The optimal pH for methanogens is 6.8 to 7.2, while for acid-forming (acidogenic and acetogenic) bacteria it is around 6 (Moosbrugger et al., 1993; Zoetemeyer et al., 1982). The growth rate of methanogenic microbes decreases sharply below pH 6.6 (Mosey and Fernandes, 1989). Therefore, recommended operational pH value range from 6.6 to 7.4 in AD. An important parameter in AD systems is alkalinity, which is a measure of the chemical buffering capacity of the aqueous solution. This is essential such that sufficient buffering capacity is provided to neutralize any possible VFA accumulation in the reactor 40 to maintain optimal pH values (Callander and Barford, 1983). The extent of pH drop by VFA depends on the alkalinity concentration, which is defined as the total protonaccepting capacity of the carbonate weak-acid subsystem combined with the protonaccepting capacity of the water system (Loewenthal et al., 1991). However, pH measurement should not be used as the sole indication of imminent failure in AD as a well-buffered digester may not show signs of pH drop despite high concentrations of VFA (Lahav and Morgan, 2004). VFA concentration and composition have long been recognized as important monitoring parameters for control of AD (Chynoweth and Mah, 1971; Fischer et al., 1984; Hill and Bolte, 1989). In a study conducted by Ahring et al. (1995), VFA composition was found to be a good parameter to predict process stability. Significant increases in both isobutyrate and butyrate concentration were noted as early as 2 days after a perturbation was induced (increasing temperature from 55C to 59C). This was also reported by others that isoforms of butyrate and valerate are better indicator of process instability (Hill and Bolte, 1989; Hill and Holmberg, 1988). The changes in ratio of propionate to acetate were however found to be slow and therefore considered to be unsuitable (Ahring et al., 1995). 41 Chapter 3 Effect of Substrate to Inoculum Ratio on Methane Production in SolidState Anaerobic Digestion of Lignocellulosic Biomass 3.1. Introduction Lignocellulosic biomass feedstocks, such as energy crops, agricultural forestry and municipal wastes, have attracted much attention in bioenergy related studies. Lignocellulosic biomass feedstocks typically contain 35-50% cellulose, 20-35% hemicellulose and 15-25% lignin (Wyman, 1994). Lignocellulosic biomass feedstocks generated worldwide from agricultural residue alone came to an average of 1091 million tons annually (Sánchez, 2009). Although many of the studies on conversion of lignocellulosic biomass to bioenergy have been limited to ethanol production, studies have also shown that substantial conversion of biomass to methane can be achieved in anaerobic digestion (AD) (Turick et al., 1991; Jerger et al., 1982; Chynoweth et al., 1985). Lignocellulosic biomass feedstocks have been considered to be suitable for solidstate anaerobic digestion (SS-AD) mainly due to the abundance. SS-AD is generally operated at a total solid (TS) content of 20% or higher (Guendouz et al., 2010). The major advantages of SS-AD compared to liquid anaerobic digestion (operates at lower TS content of 15% of less) include reduction in reactor volume, minimal agitation thus less moving parts and lower energy input for heating due to smaller operating volume (Li et al., 2011). 42 Published literature regarding the effects of substrate to inoculum (S/I) ratio (VS of substrate to VS of inoculum) on methane yield is scarce (Raposo et al., 2006). Furthermore, most of these studies were limited to liquid AD (Hashimoto, 1989; Gunaseelan, 1995; Raposo et al., 2006). Another challenge for biological converstion of lignocellulosic biomass is the recalcitrant nature that impedes biodegradability. The rate of hydrolysis has been regarded as a limiting factor in anaerobic digestion of lignocellulosic biomass. This is due to shielded biodegradable carbohydrates (cellulose and hemicelluloses) by lignin which causes longer retention times (Adney et al., 1990). Factors that could affect the anaerobic biodegradability of lignocellulosic materials include: lignin content, cellulose and hemicellulose content, cellulose crystallinity, pore volume, particle size, total surface availability for enzymatic reaction and the structural characteristic of lignin (Cowling, 1975; Chandler et al., 1980; Jerger et al., 1982; Kenny et al., 1990; Tong et al., 1990). Lignin content however is believed to be one of the critical factors that affect the biodegradability of lignocellulosic biomass in AD (Tong et al., 1990; Turick et al., 1991). Most of these studies on how lignin content affects methane yield were however limited to liquid AD (Chandler et al., 1980; Tong, 1990; Chynoweth, 1993). Therefore, the objective of this study is to determine the effects of S/I ratio and lignin content of lignocellulosic biomass on methane production from SS-AD of lignocellulosic biomass. 43 3.2. Materials and Methods 3.2.1. Feedstock and inoculum Four types of lignocellulosic biomass were selected in this study: corn stover, wheat straw, leaves and yard waste which is a blend of grass clippings and bushes. Both corn stover and wheat straw were collected in October 2009 from farms operated by Ohio Agricultural Research and Development Center (OARDC) in Wooster, OH. Fallen tree leaves were collected in October 2010 from OARDC campus in Wooster, OH. Fresh yard waste was obtained in October 2010 from a local composting site in Wooster, OH. All feedstocks were oven dried at 40°C for 48 h in a convection oven (Precision Thelco Model 18, Waltham, MA) to attain a moisture content of less than 10% and then stored in air tight containers for later use. The samples were ground to pass through a 9 mm screen with a grinder (Mackissik, Parker Ford, PA). Effluent from a mesophilic liquid anaerobic digester (operate in Akron, OH) fed with municipal waste was used as inoculum in this research. Effluent was kept in air-tight drums at 4C in a walk-in cooler. Prior to use, the inoculum was starved for 1 week by incubation at 37C with constant mixing to reactivate microbiological activity in stored effluent and remove the easily degradable VS present in inoculum. 3.2.2. Solid-state anaerobic digestion Four S/I ratios of 2, 3, 4 and 5 (Table 3.1) were tested at a fixed initial TS content of 22% for all reactors. The inoculum and lignocellulosic biomass were mixed by a handmixer (Black & Decker, 250-watt mixer, Towson, MD) and deionized water (DI) was added to adjust the TS content to 22% when needed. Well-mixed material was tapped and 44 loaded into a 1 L glass reactor. Reactors were incubated in a walk-in incubation room for up to 30 days at 37 ± 1 C. Duplicate reactors were run for each S/I ratio and feedstock combinations. Inoculum without any feedstock addition was used as a control. Biogas generated was collected by a 5 L gas bag (CEL Scientic Tedlar gas bag, Santa Fe Springs, CA) attached to the outlet of the reactor. Biogas composition and volume were determined every 2 days during the 30-day AD. Table 3.1. Design of reactors using four different feedstock S/I ratio Corn stover 2 3 4 5 Wheat straw 2 3 4 5 Yard waste 2 3 4 5 Leaves 2 3 4 5 Substrate TS, g Inoculum TS, g Substrate VS, g Inoculum VS, g Substrate wet weight, g Inoculum wet weight, g 1.16 1.55 1.91 2.12 1.99 2.99 4.01 4.99 0.15 0.22 0.30 0.37 1.11 1.49 1.74 2.15 2.01 2.99 3.99 4.99 0.15 0.22 0.30 0.37 0.84 0.97 1.09 1.23 1.99 3.01 4.00 4.99 0.15 0.22 0.29 0.36 0.51 0.62 0.70 0.77 2.00 2.99 3.99 5.00 0.15 0.23 0.31 0.39 45 3.2.3. Analytical methods The extractive content of feedstock and material taken from the reactor at the beginning and end of the AD process was measured according to the NREL Laboratory Analytical Procedure (Sluiter et al., 2008). Extractive-free solid fractions were further fractionated using a two-step acid hydrolysis method based on NREL Laboratory Analytical Procedure (Sluiter et al., 2010). Monomeric sugars (glucose, xylose, galactose, arabinosev and mannose) and cellobiose in the acid hydrolysate were measured by HPLC (Shimadzu LC-20AB, MD, USA) equipped with a Biorad Aminex HPX-87P column and a refractive index detector (RID). Deionized water at flow rate of 0.6 ml/min was used as the mobile phase. The temperatures of the column and detector were maintained at 80C and 55C, respectively. The TS and VS of feedstocks, inoculum, and digestate were analyzed at the beginning and end of the AD process according to the Standard Methods for the Examination of Water and Wastewater (APHA, 2005). Total carbon and nitrogen contents were determined by an elemental analyzer (Elementar Vario Max CNS, Elementar Americas, Mt. Laurel, NJ, USA). Total volatile fatty acids (TVFAs) and alkalinity were measured using a 2-step titration method (McGhee, 1969; Hach Lange, 2010). Samples for pH, TVFA, and alkalinity measurement were prepared by diluting a 5-g sample with 50 ml of deionized water and subsequently filtering it using cheese cloth. The filtrate was then analyzed using an auto-titrator (Mettler Toledo, DL22 Food & Beverage Analyzer, Columbus, OH, USA). The TVFAs/alkalinity ratio was calculated to determine the risk of acidification, a measure of the process stability (Lossie and Pütz, 46 2010). The volume of biogas collected in a Tedlar bag was measured with a drum-type gas meter (Ritter, TG 5, Germany) and the composition of biogas (CO2, CH4, N2 and O2) was analyzed using a GC (Agilent Technologies, HP 6890, DE, USA) equipped with a 10-ft stainless steel column 45/60 Molecular Sieve 13X and a Thermal Conductivity Detector. Helium at a flow rate of 5.2 ml/min was used as a carrier gas. The temperature of the detector was set at 200C. The temperature of the column oven was initially programmed at 40C for 4 minutes, elevated to 60C at 20 C/minute and held for 5 minutes. Methane yield expressed as L/kg VS was calculated by the volume of methane gas produced per kg of VS loaded in reactor at start-up. Methane yield expressed in L/kg VSfeedstock however refers to methane yield corrected by subtracting the methane volume obtained from the control (Angelidaki et al, 2009; Chynoweth et al., 1981) for every1 kg of feedstock VS loaded in reactor at start-up. Methane productivity of lignocellulosic biomass is expressed in L/Lwork: volume of methane gas produced per unit working volume of reactor. 3.2.4. Statistical analysis Statistical significance was determined by analysis of variance (ANOVA) using SAS software (Version 8.1, SAS Institute Inc., Cary, NC, USA) with a threshold p-value of 0.05. 47 3.3. Results and discussion 3.3.1. Composition analysis of inoculum and lignocellulosic biomass Table 3.2 shows the TS, VS, bulk density, carbon and nitrogen content, extractives, lignin, cellulose, hemicellulose, total VFAs, alkalinity, of inoculum and lignocellulosic biomass tested in this study. The bulk density of the ground lignocellulosic biomass varied substantially. Yard waste has the highest bulk density of 252.0 g/L, followed by leaves (154.9 g/L), and corn stover (84.3 g/L); whereas wheat straw has the lowest bulk density of 62.3 g/L. Among the four types of feedstocks, cellulose contents of corn stover (33.7%) and wheat straw (32.3%) were relatively higher; followed by yard waste (21.7%) and leaves (12.2%). Similar results were obtained for hemicellulose content among the feedstocks tested (corn stover - 19.1%, wheat straw - 17.9%, yard waste - 14.2% and leaves 10.6%). The highest lignin content was found in yard waste (26.02%) followed by leaves (23.1%). Relatively lower lignin content was noted in corn stover (15.2%) and wheat straw (17.4%). Another component that is worth mentioning is the extractives, which includes compounds such as free sugar, oligomers and organic acid (Chen et al., 2007; Chen et al., 2010). These compounds are easily degradable and can potentially contribute to biogas generation (Tong and Mccarty, 1991) however depending on the composition of extractives. Leaves contained the highest amount of extractives (34.9%, water and 48 ethanol soluble combined) followed by yard waste (17.8%), wheat straw (13.4%) and corn stover (9.9%). Table 3.2. Charateristics of inoculum and lignocellulosic biomass. Parameters Inoculum TS % 10.6 ± 0.00 VS % 6.9 ± 0.00 Bulk density, g/L N/D Carbon content , % a 4.6 Nitrogen content, % a 0.6 Extractives, % b N/D Lignin, % b N/D Cellulose, % b N/D Hemicellulose, % b N/D pH 8.5 ± 0.0 TVFA, g/L 7.5 ± 0.9 Alkalinity, g CaCO3/L 18.3 ± 0.3 a As total weight of sample b As TS of sample N/D = not determined Standard deviation shown in parenthesis Corn stover 97.0 ± 0.1 92.6 ± 0.0 84.3 ± 1.9 42.6 0.6 9.9 ± 0.7 15.2 ± 0.2 33.7 ± 0.2 19.1 ± 0.5 N/D N/D N/D Wheat straw 97.8 ± 0.0 92.6 ± 0.0 62.3 ± 1.4 45.8 0.6 13.4 ± 0.0 17.4 ± 0.3 32.3 ± 0.2 17.9 ± 0.2 N/D N/D N/D Yard waste 98.0 ± 0.4 94.6 ± 0.0 252.0 ± 4.0 49.0 0.7 17.8 ± 0.9 26.0 ± 0.0 21.7 ± 1.6 14.2 ± 0.1 N/D N/D N/D Leaves 95.9 ± 0.1 89.2 ± 0.0 154.9 ± 2.6 48.8 1.1 34.86 ± 1.8 23.06 ± 0.3 12.23 ± 0.7 10.58 ± 0.3 N/D N/D N/D 3.3.2. Biogas production The total methane yields in term of L/kg VS during 30 days of SS-AD are presented in Figure 3.1(a). Overall, methane yield obtained from SS-AD of these feedstocks increases with decreasing S/I ratio. Among the four S/I ratios tested, the highest total methane yield was observed at S/I ratio of 2 for all the feedstocks tested( corn stover -81.2 L/kg VS, wheat straw-66.9 L/kg VS, yard waste 40.8 L/kg VS and leaves -55.4 L/kg VS). The total methane yields observed at S/I ratio of 3 for all feedstocks except leaves, were however not significantly different (P>0.05) from methane yields obtained at S/I ratio 2. Lower methane yield was observed for all feedstock except wheat straw as the S/I ratio increased to 4. The methane yields were substantially decreased when S/I ratio was increased to 5. Higher S/I ratio could contribute to organic overloading; which was 49 indicated by the presence of higher concentration of organic acids (Chynoweth, 1993). Study conducted by Hashimoto (1989) on anaerobic digestion of wheat straw in batch operation at 35C showed that significant reduction in ultimate methane yield was observed at S/I ratio above 4. Gunaseelan (1995) observed increase in methane yield with decreasing S/I ratio in liquid AD of Parthenium, a terrestrial weed. Hashimoto et at. (1989) also observed increase in methane yield with decreasing S/I ratio in liquid AD of wheat straw. Recommended S/I ratio for liquid AD that have been reported in literature ranges from 0.5 to 2.3 (Turick et al., 1991; Chynoweth et al, 1993; Neves et al., 2006). Based on this study, recommended S/I ratio for SS-AD of lignocellulosic biomass (corn stover, wheat straw, yard waste and leaves) is around 2 which is in agreement with that obtained in liquid anaerobic digestion studies. Compared to the methane yield obtained in the liquid anaerobic digestion studies, the methane yields obtained from SS-AD of lignocellulosic biomass in this study were lower. For corn stover, Tong et al. (1990) observed a methane yield of 360 L/kg VS, which is approximately 4.4-fold higher that methane yield obtained in this study. For wheat straw, Tong et al. (1990) and Hashimoto (1989) observed a methane yield of 332 L/kg VS, which is approximately 5-fold higher that methane yield obtained in this study. For yard waste, Owens and Chynoweth (1993) observed a value of 143 L/kg VS, which is approximately 3.5-fold higher that methane yield obtained in this study. For leaves, Owens and Chynoweth (1993) observed a value of 123 L/kg VS, which is approximately 2.2-fold higher that methane yield obtained in this study. 50 Digester operating at higher TS content (2 to 3 times higher than in liquid AD) may indicate a higher gas production per unit volume which therefore increases the cost effectiveness of SS-AD (Jewell, 1993). Therefore, methane productivity (L/Lwork) of each feedstock was evaluated in addition to the methane yield (L/kg VS). Methane productivity observed in this study is shown in Figure 1(b). For all lignocellulosic biomass feedstocks tested, the highest methane productivity was noted with S/I ratio of 2 and 3. The difference in bulk density of each feedstock (shown in table 1) implies that more VS could be loaded per unit working volume with feedstock having higher bulk density. At S/I ratio of 2 and 3, methane productivity from SS-AD of corn stover was the highest (an average of 10.8 L/Lwork) among four feedstocks tested. This was followed by SS-AD of leaves with an average methane productivity of 9.1 L/Lwork, which was 16% less than that of corn stover. Methane productivity noted in SS-AD of both wheat straw and yard waste was considerably lower. Methane productivity attained in SS-AD of wheat straw was 7.8 L/Lwork, an average of 29% less than the methane productivity of corn stover. The lowest methane productivity was observed with SS-AD of yard waste; approximately 36% less compared to methane productivity attained with corn stover. A methane productivity of 9 L/Lwork was obtained from liquid AD of corn stover in the study of Zheng et al. (2009), which was 17% lower than that obtained in this study with SS-AD. 51 (a) Total methane yield (L/kg VS) 90 S/I = 2 S/I = 3 S/I = 4 S/I = 5 (n = 2) 80 70 60 50 40 30 20 10 0 Corn stover Wheat straw Yard waste Leaves Lignocellulosic biomass (b) Methane productivity (L/Lwork) 14 S/I = 2 S/I = 3 S/I = 4 S/I = 5 (n = 2) 12 10 8 6 4 2 0 Corn stover Wheat straw Yard waste Leaves Lignocellulosic biomass Figure 3.1. Methane production obtained from SS-AD of lignocellulosic biomass in 30 days. (a) Methane yield expressed as L/kg VS (VS = total VS); (b) Methane productivity expressed as L/Lwork. 52 Figure 3.2 shows that daily methane yield observed during the 30 days’ SS-AD period. Daily methane yield for the initial 4 days was minimal (less than 1.5 L/kg VS) for corn stover and wheat straw; higher daily methane yields up to 2.2 L/kg VS were however observed for yard waste and leaves during the initial 4 days of SS-AD. This was likely caused by the higher extractives contents (Table 3.1) in yard waste and leaves. At S/I ratio of 4, peaks in daily methane yield in SS-AD of yard waste and leaves were delayed to day 18 or later. This was however not found with SS-AD of corn stover and wheat straw. This lag phase was likely attributed by the low inoculum proportion. When the S/I ratio was increased, the volatile fatty acid generated from the extractives was also increased. Due to the high extractives content of leaves and yard waste, the amount of volatile fatty acids might inhibit the methanogens and thus delayed the methane peak. a) Corn stover Daily methane yield (L/kg VS) 9 8 S/I = 2 7 S/I = 3 S/I = 4 6 S/I = 5 5 4 3 2 1 0 0 2 4 6 8 10 12 14 16 18 Time (day) 53 20 22 24 26 28 30 b) Wheat straw Daily methane yield (L/kg VS) 14 S/I = 2 12 S/I = 3 10 S/I = 4 8 S/I = 5 6 4 2 0 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 Time (day) c) Yard waste Daily methane yield (L/kg VS) 5 S/I = 2 S/I = 3 4 S/I = 4 3 S/I = 5 2 1 0 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 Time (day) d) Leaves 54 Daily methane yield (L/kg VS) 7 S/I = 2 6 S/I = 3 5 S/I = 4 4 S/I = 5 3 2 1 0 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 Time (day) Figure 3.2. Daily methane yield of lignocellulosic biomass in 30-day SS-AD. (a) Corn stover, (b) Wheat straw, (c) Yard waste and (d) Leaves First-order kinetic model has been successfully used to characterize the methane production of lignocellulosic biomass in liquid AD (Tong, 1990; Turick, 1991; Jewell, 1993; Chynoweth, 1993; Angelidaki et al., 2009). The first-order kinetic model shown in equation (1) can be linearized as shown in equation (2). ( ) Nomenclatures: t = time in term of day Mu = methane yield obtained in 30 days, L/kg VSfeedstock 55 Mt = methane yield obtained at time t, L/kg VSfeedstock M = methane yield potential remained at time, M = Mu – Mt As shown in Figure 3.3., there was a linear relationship between the logarithmic methane production and reaction time in SS-AD of lignocellulosic biomass. Correlation coefficients (r2) between 0.91 and 0.98 (Table 3.3.) were obtained at S/I ratio 2 to 4. This indicates that the methane production in SS-AD of lignocellulosic biomass followed the simple first-order kinetic model. At S/I ratio 4 and 5, the r2 values reduced to 0.70 and 0.67 for yard waste and leaves, respectively. This could be explained by the lag phase noted in daily methane production at S/I ratios of 4 and 5 (Figure 2(c) and (d)) which was not observed in corn stover and wheat straw. 3.0 Corn stover 2.5 ln. ( Mu / M ) Wheat straw Yardwaste 2.0 Leaves 1.5 1.0 0.5 0.0 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 Time (day) Figure 3.3. Logarithmic plot for methane production from lignocellulosic biomass with S/I ratio of 2 56 Table 3.3. Correlation coefficients of lignocellulosic biomass using first-order kinetic model Feedstock S/I ratio 1 Correlation coefficient, r2 Corn stover 2 0.9684 3 0.9559 4 0.9749 Wheat straw 2 0.9681 3 0.9594 4 0.9719 Yard waste 2 0.9759 3 0.9879 4 0.8560 5 0.7020 Leaves 2 0.9194 3 0.9652 4 0.6717 5 0.5734 1 Regression analysis was not performed for failed SS-AD process 3.3.3. Relationship between biogas production and lignin content As shown in Figure 3.4, an inverse linear relationship was obtained between the methane yield and lignin content of each feedstock. Strong linear correlations were obtained at S/I ratio of 2 and 3 (r2 = 0.95 and 0.97, respectively), while the r2 value was 0.84 at S/I ratio 4. According to a study on liquid AD conducted by Tong (1990), a poor linear correlation (r2 = 0.59-0.69) was observed between methane conversion efficiency (expressed as percentage of methane yield over theoretical methane yield) and lignin content of lignocellulosic biomass. Although it was inadequate for the prediction of methane production rate based solely on lignin content, slightly higher r2 value (0.82) between lignin content and rate constant, k (determined from simple first-order model) was obtained by Tong et al. (1990). Chandler et al. (1980) however reported a high r2 value of 0.94 for the inverse linear relationship between lignin content and VS 57 destruction. Published literature on this topic is however limited to liquid AD of lignocellulosic biomass. This study shows that methane yields of lignocellulosic biomass in SS-AD could be predicted based upon the lignin content of feedstock. Total methane yield (L/kg VSfeedstock) 120 S/I = 2 100 S/I = 3 S/I = 4 80 R² = 0.9469 60 R² = 0.8393 40 R² = 0.9717 20 0 10 15 20 25 Lignin content (as % of dry matter) 30 Figure 3.4. Correlation between total methane yield (expressed in L/kg VSfeedstock) and lignin content of lignocellulosic biomass 3.3.4. Degradation of holocellulose and extractives Degradation of holocellulose and extractives during 30-day SS-AD with S/I ratio of 2 was presented in Figures 3.5. Compositional analysis was performed on samples obtained at the beginning and day 30 of the SS-AD process. Changes in the composition were expressed as the weight of each compound measured based on initial loading level of 100 g TS. The highest cellulose degradation of 41% was observed during SS-AD of corn stover. This was followed by wheat straw (36%), leaves (16%) and yard waste (6%). A similar trend was noted in hemicellulose degradation. The highest hemicellulose removal 58 was noted with SS-AD of corn stover (34%) followed by wheat straw (35%), leaves (21%) and yard waste (7%). The degradation of cellulose and hemicellulose was affected by the lignin content of tested lignocelluosic biomass; higher degradation was associated with lower lignin content. A different trend was however observed in the degradation of extractives among the four feedstocks. The highest degradation of 57% in extractives was observed in SS-AD of leaves. This was followed by yard waste (56%), corn stover (14%) and wheat straw (0%). The degree of extractives degradation among the feedstock tested was in agreement to the daily methane yield trend discussed in section 3.3.2; high levels of degradation of extractives in leaves and yard waste corresponded with high daily methane yield observed during the early phase (initial 4 days) of SS-AD. 25 Initial Cellulose, g 20 Final (n = 2) 15 10 5 0 Corn stover Wheat straw Yard waste Lignocellulosics biomass 59 Leaves Hemicellulose, g 16 14 Initial 12 Final (n = 2) 10 8 6 4 2 0 Corn stover Wheat straw Yard waste Lignocellulosics biomass Leaves 30 Initial 25 Etractives, g Final 20 (n = 2) 15 10 5 0 Corn stover Wheat straw Yard waste Lignocellulosics biomass Leaves Figure 3.5. Degradation of holocellulose and extractives during 30 days of SS-AD, based on initial loading of 100g TS. 3.4. Conclusion Among the four lignocellulosic biomass feedstocks studied, the methane yields of crop residue (corn stover and wheat straw) were much higher than that obtained from yard waste and leaves during SS-AD at TS of 22%. The S/I ratio gave the highest 60 methane yield was 2 for all feedstocks. However, due to the difference in bulk density among the tested feedstocks, the methane productivity of leaves was higher than those of wheat straw and yard waste, but lower than that of corn stover. The methane production during SS-AD of lignocellulosic biomass followed the simple first-order kinetics model with correlation coefficients of r2 ranging from 0.91 to 0.98. An inverse linear relationship was obtained between the methane yield and lignin content of lignocellulosic biomass. Methane production during SS-AD of corn stover and wheat straw was mainly contributed by the degradation of cellulose and hemicellulose. This was shown by substantial degradation of cellulose and hemicellulose (34% to 41%) for corn stover and wheat straw compared to yard waste and leaves (6% to 21%) during 30 days of SS-AD. Methane production during SS-AD of yard waste and leaves was however likely to be contributed by degradation of extractives. This was shown by relatively higher degradation of extractives (56% to 57%) during 30 days of SS-AD for yard waste and leaves compared to corn stover and wheat straw (0% to 14%). 61 Chapter 4 Enhancing the Solid-state Anaerobic Digestion of Fallen Leaves through Simultaneous Alkaline Treatment 4.1. Introduction Due to concerns about the sustainability of petroleum supplies, the research community is evaluating alternative resources for fuels and energy production. Lignocellulosic biomass, such as energy crops, agricultural and municipal solid wastes, is a promising renewable resource because it is widely available and can be converted to various forms of fuel and energy. Biogas, which contains about 60-70% methane, can be obtained from the anaerobic digestion (AD) of organic materials. However, due to the recalcitrant structure and composition of lignocellulosic biomass, such as lignin that interlinks cellulose and hemicellulose layers, the conversion efficiency is limited (Noike et al., 1985). Hydrolysis of native lignocellulosic biomass is rate-limiting because of the low cellulolytic activity and low specific growth rate of cellulolytic microbes in anaerobic digesters (Lu et al., 2007). Therefore, pretreatment is often required to overcome biomass recalcitrance in order to facilitate the access of hydrolytic enzymes to degradable carbohydrates to improve sugar release and biogas production. AD efficiency of lignocellulosic biomass can be improved by applying several pretreatment methods including steam, acid, alkaline and biological treatment (Penaud et al., 1999; Frigon et al., 2011). Alkaline pretreatment is often favored for anaerobic digestion and sodium hydroxide (NaOH) was found to be one of the most effective alkalis for improving biogas production (Taherzadeh and Karimi, 2008). Alkaline 62 pretreatment greatly improves the digestibility of lignocellulosic biomass through lignin solubilization, removal of hemicellulose, disruption of interlinking ester bonds, and neutralization of structural carboxylic acids (Mosier et al., 2005). In addition, alkalis help to prevent a drop of pH during the subsequent acidogenesis process and increase the efficiency of methanogenesis (Hashimoto, 1986; Pavlostathis and Gossett, 1985a). Alkaline pretreatment performed at low moisture and ambient temperature is particularly attractive. Zhu et al. (2010) reported that anaerobic digestion of alkaline pretreated corn stover produced 37% more biogas compared with untreated corn stover. The pretreatment was carried out with 5% NaOH at 53% moisture content for 1 day at ambient temperature. In a study conducted by Pang et al. (2008), a 48.5% increase in biogas was achieved with higher NaOH loading (6%) and moisture content (80%) for longer retention time (3 weeks). In a follow-up study, a 72.9% increase in total biogas yield was achieved with lower NaOH loading (2%) and shorter pretreatment time (3 days), when pretreatment moisture content was increased to 88% (Zheng et al., 2009). These studies indicate that alkaline pretreatment of lignocellulosic biomass is feasible with lower moisture content but may require relatively higher NaOH loading or longer retention time. Solid-state anaerobic digestion (SS-AD) refers to an AD process operated at total solids (TS) content of 20-55%. It has been used to digest the organic fraction of municipal solid waste in Europe (Bolzonella et al., 2003). SS-AD is well suited to handle lignocellulosic biomass and address problems encountered in liquid anaerobic digestion, such as floating and stratification of solids can be avoided in SS-AD (Chanakya et al., 63 1993). Compared to liquid anaerobic digestion (TS less than 15%), SS-AD has advantages such as less energy needed for heating, finished materials with higher TS content (20%), and no moving parts in the digester (Li et al., 2011b). However, it requires large amounts of inoculum, longer retention time, and nitrogen supplementation when lignocellulosic biomass is used (Jewell et al., 1993; Li et al., 2011b). Furthermore, pretreatment is generally required for lignocellulosic biomass to improve the efficacy of SS-AD (Li et al., 2011b). Pretreatment methods, such as alkaline treatment prior to the AD process, have previously been established to increase the digestibility of lignocellulosic biomass and methane yield in SS-AD systems (Zhu et al., 2010). However, to our knowledge, no successful results have been reported on the simultaneous alkaline treatment and SS-AD of lignocellulosic biomass. Simultaneous alkaline treatment and digestion offers several benefits compared with alkaline pretreatment followed by digestion. It can simplify the operation by eliminating a separate reactor required for alkaline pretreatment and reducing material handling. Additionally, the increase in alkalinity may help prevent a drop of pH during acidogenesis, which can create a more stable environment for the methanogenic bacteria (Pavlostathis and Gossett, 1985a). However, excessive NaOH loading may inhibit anaerobic digestion either due to high pH or sodium ion toxicity (Rinzema et al., 1988). A recent study by Zhu et al., (2010) tested simultaneous NaOH treatment and SS-AD of corn stover at a C/N ratio of 18 and NaOH loading of 5%. However, no significant improvement in biogas production was observed compared with untreated corn stover. Appropriate NaOH loading needs to be established such that it is sufficient for 64 delignification while not inhibiting the AD process. Furthermore, as the amount and activity of inoculum greatly affect methane yield and retention time for SS-AD (Raposo et al., 2006; Li et al., 2011a), NaOH loading needs to match substrate-to-inoculum (S/I) ratio during simultaneous alkaline treatment and SS-AD. Fallen leaves (leaf litter) are potentially a low cost feedstock for SS-AD because a tipping fee is normally charged for collection and hauling of such wastes from residential or commercial areas. The objectives of this study were to determine the effect of NaOH loading and S/I ratio on daily and cumulative methane production during SS-AD of leaves. Changes in total volatile fatty acids (TVFAs), alkalinity, and pH were measured and correlated to methane yield. In addition, degradation of cellulose and hemicellulose during SS-AD was investigated and compared to methane yield to verify the effect of NaOH treatment. 4.2. Materials and methods 4.2.1. Feedstock and inoculum Fallen leaves were collected from the campus of the Ohio Agricultural Research and Development Center (OARDC) in Wooster, OH, USA (4048’33’’N, 8156’14’’W) in October 2009. Leaves were dried at 40 °C for 72 h in a convection oven (Shel Lab FX28-2, Sheldon Manufacturing, Cornelius, OR, USA) to achieve a moisture content of less than 10% before storing in an air tight container. Prior to use, oven-dried leaves were ground through a 9 mm sieve with a grinder (Mighty Mac, MacKissic Inc., Parker Ford, PA, USA). Effluent from a mesophilic liquid anaerobic digester, which was fed food processing waste and operated by quasar energy group (Wooster, OH, USA), was used as the inoculum for SS-AD. Due to the low TS content, the effluent was dewatered by 65 centrifugation. TS content increased from 3.9% to 6.1% after dewatering. Characteristics of leaves and inoculum are shown in Table 4.1. Structural carbohydrate and lignin contents of leaves are based on dry matter, whereas the rest of the values are based on total weight. Table 4.2 Characteristics of leaves and inoculum. Parameter Leaves Inoculum Total solids (%) 91.6 ± 0.0 6.2 ± 0.0 Volatile solids (%) 85.1 ± 0.0 4.0 ± 0.0 Total carbon (%) 45.4 ± 0.2 2.7 ± 0.0 Total nitrogen (%) 0.9 ± 0.0 0.5 ± 0.0 Carbon to nitrogen (C/N) ratio 51.9 ± 1.8 5.5 ± 0.2 pH 6.8 ± 0.1 8.0 ± 0.0 Alkalinity (g CaCO3/kg) 3.5 ± 0.0 8.9 ± 0.1 Total volatile fatty acid (g/kg) 1.5 ± 0.1 3.3 ± 0.1 Water soluble extractives (%) 25.7 ± 0.4 N/D Ethanol soluble extractives (%) 7.3 ± 0.3 N/D Cellulose (%) 11.1 ± 0.4 N/D Hemicellulose (%) 11.5 ± 0.1 N/D Lignin (%) 22.7 ± 0.6 N/D ND: not determined. 4.2.2 Solid-state anaerobic digestion with simultaneous NaOH treatment Oven-dried and ground leaves were mixed thoroughly with appropriate amount of inoculum effluent and NaOH pellets (pre-dissolved in effluent) to achieve three S/I ratios (on VS basis) at 4.1, 6.2, and 8.2, with NaOH concentrations of 2%, 3.5%, and 5% (on basis of dried leaves ) for each S/I ratio (a total of 9 conditions). Reactors without any NaOH addition were run in parallel at each S/I ratio as controls. The C/N ratios were 18, 22 and 25, at S/I ratios of 4.1, 6.2 and 8.2, respectively. Deionized water was then added 66 to obtain a TS content of 20% when necessary. Mixed materials were loaded into 1-L glass reactors. Reactors were sealed with a rubber stopper, and placed in a walk-in incubator for 30 days at a constant temperature of 37C and without agitation. Biogas generated was collected using a 5-L gas bag attached to the outlet of the reactor (CEL Scientific Tedlar gas bag, Santa Fe Springs, CA, USA) and biogas composition and volume were measured daily for the first 15 days and every two days afterwards. Duplicate reactors were run at each condition. 4.2.3. Analytical methods The analytical methods employed in as stated in section 3.2.3. Total volatile fatty acids (TVFAs) and alkalinity were measured using a 2-step titration method (McGhee, 1969; Hach Lange, 2010). Samples for pH, TVFA, and alkalinity measurement were prepared by diluting a 5-g sample with 50 ml of deionized water and subsequently filtering it using cheese cloth. The filtrate was then analyzed using an auto-titrator (Mettler Toledo, DL22 Food & Beverage Analyzer, Columbus, OH, USA). The TVFAs/alkalinity ratio was calculated to determine the risk of acidification, a measure of the process stability (Lossie and Pütz, 2010). The sodium ion (Na+) concentration in the digestate was analyzed by Inductively Coupled Plasma-Mass Spectrometry (ICP-MS) (Agilent 7500, Agilent Technologies, Wilmington, DE, USA). Samples for ICP-MS analysis were prepared by digestion using a microwave digester (MARSXpress™, CEM Corporation, Matthews, NC) programmed with a 15-minute ramp-up time to 200C and was then maintained at 200C for 15 minutes. 67 4.2.4. Statistical analysis The analytical methods employed in as stated in section 3.2.4. 4.3. Results and discussion 4.3.1. Biogas production Figure 4.1 demonstrates the effect of simultaneous NaOH treatment on total methane yield during 30-day SS-AD at different S/I ratios. The S/I ratio is a critical factor affecting SS-AD performance. In general, SS-AD requires higher inoculum levels than liquid AD. Reducing the amount of inoculum allows better reactor efficiency; however, it may result in an increase in the accumulation of VFAs and lead to reactor upset (Li et al., 2010b). For SS-AD without NaOH addition, only S/I ratio of 4.1 gave good total methane yields among the three tested S/I ratios, while at S/I ratios of 6.1 and 8.1, total methane yields were very low, indicating failure of AD process. In general, simultaneous NaOH treatment improved total methane yield for anaerobic digestion of leaves at all S/I ratios. At S/I ratio of 4.1, NaOH additions of 2.0%, 3.5% and 5.0%, caused an increase in methane yield of 11.7%, 21.5%, and 4.0%, respectively. The highest methane yield of 81.8 L/kg VS was attained with 3.5% NaOH loading. Increasing the NaOH loading from 3.5% to 5% resulted in decreased methane yield. The most significant improvement in total methane yield was at S/I ratio of 6.2 with an increase in NaOH loading from 2.0% to 3.5%. When no NaOH was added, increasing the S/I ratio from 4.1 to 6.2 resulted in upset of the AD process with about 3.0 L/kg VS of total methane produced. Addition of NaOH at loading rates of 2.0%, 3.5% and 5.0% significantly improved biogas yield and the total methane yield was increased by 9-, 24- and 21-fold, respectively, compared to 68 the control. The maximal enhancement (24-fold) in biogas yield was achieved with 3.5% NaOH loading at which a total methane yield of 72.6 L/kg VS was obtained. However, it was not significantly different (P>0.05) from that with 5.0% NaOH addition (63.6 L/kg VS). When the S/I ratio was increased to 8.2, SS-AD failed to produce methane at 0%, 2.0%, and 3.5% NaOH loading. Although a methane yield of 37.3 L/kg VS was obtained at 5.0% NaOH loading, it was much lower than that at S/I ratios of 4.1 and 6.2. This indicates that simultaneous NaOH treatment not only improves methane yield but also helps to mitigate the risk of process failure caused by high S/I ratios. Zheng et al. (2009) also observed significant increase in methane yield with NaOH addition at higher corn stover loading. (n = 2) Figure 4.1 Effect of S/I ratio and NaOH loading on total methane yield (digestion time: 30 days, TS: 20%). 69 Daily methane yields during SS-AD of leaves at S/I ratios of 4.1 and 6.2 are shown in Figure 4.2. At S/I ratio of 4.1, the control showed no clear peaks and daily methane yields remained at a level of 3-5 L/kg VS during the initial 20 days. However, daily methane production for reactors subjected to 2.0% and 3.5% NaOH loading demonstrated obvious maximal peaks of 9.5 L/kg VS at day 3 and 8.4 L/kg VS at day 6, respectively. However, at 5.0% NaOH loading, peak methane yield of 9.4 L/kg VS did not occur until day 15. Although, high NaOH loading helped to enhance the digestibility of leaves, it is speculated that high levels of sodium ions and lignin degradation compounds may inhibit metabolic activity of microorganisms, especially methanogens (Rinzema et al., 1988). For liquid AD, the inhibitory Na+ concentration was reported in a range of 3 to 6.5 g Na+/L (Rinzema et a., 1988). The Na+ concentration in this study ranged from 1.0 g/kg at 1% NaOH loading to about 6.7 g/kg at 5% NaOH loadings. Although the inhibitory Na+ level for SS-AD has not been reported previously, inhibition due to high sodium ions concentration was likely to occur for reactors operated at 5.0% NaOH. Furthermore, the high initial pH of 9.1 at 5.0% NaOH loading could also contribute to the lag phase of methane production. As presented in Figure 4.2b, daily methane yield at S/I ratio of 6.2, shows different patterns compared with S/I ratio of 4.1 (Figure 4.2a). Overall, much lower daily yields were achieved for reactors with S/I ratio of 6.2. The control reactor without NaOH addition had very low methane yields during the 30-day period indicating reactor failure. Simultaneous alkaline treatment at different NaOH loadings improved methane production, although a long lag phase was observed for all reactors especially for those 70 with 3.5% and 5.0% NaOH loadings. The peak for daily methane production was delayed to between day 11 to 15 for 3.5% and 5.0% NaOH loading, respectively, while the methane yield for reactors with 2.0% NaOH loading only peaked on day 27. We speculated that the accumulation of VFAs in reactors with S/I ratio of 6.2 created a highly acidic environment (pH <6, Figure 4.4a) inhibiting the methanogenic bacteria and causing failure of the reactor (Penaud et al., 1999). The delay in methane production at NaOH loading of 3.5% and 5.0% could also be a result of the dynamic transition of methanogen populations to adapt to acidic conditions (Delbès et al., 2001; Hori et al., 2006). (a) 71 (b) Figure 4.2. Effect of NaOH loading on daily methane yield at S/I ratios of a) 4.1 and b) 6.2 (digestion time: 30 days, TS: 20%). The effect of total solid (TS) loading on biogas production was also investigated. Figure 4.3. shows that increasing TS from 20% to 26% significantly decreased biogas production especially at low NaOH loadings. Biogas production in control reactors was less than 3.0 L/kg VS for both 20% and 26% TS. Figure 3 also shows that simultaneous NaOH treatment in SS-AD improved biogas production; however, at 26% TS, the biogas production was much lower than that at 20% TS. A highly acidic environment (pH 5.56.6, data not shown) caused by VFA accumulation may have inhibited the methanogenic bacteria at high TS content. Similar results were reported indicating that methane yield decreased about 17% when TS increased from 20% to 30% during anaerobic digestion of the organic fraction of municipal solid waste (OFMSW) (Fernandez et al., 2008). 72 (n = 2) Figure 4.3. Effect of NaOH loading and TS content on total methane yield (digestion time: 30 days, S/I ratio: 6.2). 4.3.2 Variation of pH, total volatile fatty acids (TVFAs) and alkalinity Imbalances of hydrolytic, fermentative, acetogenic, and methanogenic functions during anaerobic digestion can lead to reactor failure and low methane yield. For example, accumulation of VFAs could result in a dramatic drop in pH, subsequently inhibiting methanogenic bacteria and disrupting the performance of anaerobic digestion. Thus, pH and total VFAs are common stress indicators used for monitoring AD operation (Ahring, 1995; Lahav and Morgan, 2004). Figure 4.4a shows the initial and final pH of batch mode reactors during 30-day SS-AD. The initial pH values of all reactors, which ranged from 7.5 to 9.1, were above the operational pH of 7.4 recommended by Lahav and Morgan (2004). Figure 4.4a also shows that pH was maintained above 7.4 during SS-AD at S/I ratio of 4.1 which indicates a “healthy” AD system. However, at S/I ratio of 6.2, the 73 final pH dropped to 5.3 and 6.6 (below 7.4) for reactors at no or 2% NaOH loadings, respectively. This observation indicated failure in AD process, which is in agreement with data shown in Figure 1 that the biogas production was low at no or 2% NaOH loadings. It is also noted that at S/I ratio of 6.2, the final pH of the digestate at 5% NaOH loading was lower than that of the digestate at 3.5% NaOH loading, probably due to the higher total VFAs in digestate. Not surprisingly, the final pH for all reactors operated at S/I ratio of 8.2 was below 7.4, which was associated with SS-AD process failure as indicated by no or low biogas production as shown in Figure 3.1. 74 (a) 10 9 pH 8 7 6 Initial Final Control Control 2.0% NaOH 2.0% NaOH 3.5% NaOH 3.5% NaOH 5.0% NaOH 5.0% NaOH 5 3.0 (b) 5.0 6.0 S/I Ratio 7.0 6.0 7.0 8.0 9.0 10 Initial Control 2.0% NaOH 3.5% NaOH 5.0% NaOH 8 TVFA/Alkalinity 4.0 6 Final Control 2.0% NaOH 3.5% NaOH 5.0% NaOH 4 2 0 3.0 4.0 5.0 8.0 9.0 S/I Ratio Figure 4.4. Initial and final a) pH and b) TVFA/alkalinity ratios for reactors with different NaOH loading and S/I ratio (digestion time: 30 days, TS: 20%). 75 In addition to pH measurement, both total VFAs and alkalinity were determined since pH is not a sole indicator of AD failure (Ahring et al., 1995; Lahav and Morgan, 2004). The stability criterion for anaerobic digestion is often expressed by the ratio of total VFAs to the buffering capacity measured as alkalinity - total VFAs/alkalinity ratio (Koch et al., 2010). Although the optimal total VFAs/alkalinity ratio of each AD reactor is unique, a ratio of 0.3 to 0.4 is generally regarded as optimal for liquid AD and a ratio exceeding 0.6 is regarded as indicative of overfeeding (Lossie and Pütz, 2010). As shown in Figure 4.4b, the initial total VFA/alkalinity ratio during start-up of all reactors was approximately 0.5. The initial total VFA/alkalinity ratio of reactors without alkali addition was found to be higher (ranging from 0.7 to 1.0) compared to reactors with NaOH addition. Final TVFA/alkalinity ratios of all healthy reactors (with total methane yield above 60.0 L/kg VS) were however at or below 1.6 in this study which was higher than the limit of 0.6 for liquid AD. At S/I ratio of 8.2, TVFA/alkalinity ratios measured at the end of 30-day SS-AD were substantially higher than the recommended ratio, which indicates failure of SS-AD. The failure was likely caused by accumulation of organic acids due to overfeeding. Simultaneous NaOH treatment at 3.5%-5.0% NaOH not only helped to improve the digestibility of leaves but also increased the buffering capacity of the digester to maintain suitable pH and VFA/alkalinity ratio, thus leading to higher biogas production compared with no or low NaOH loadings. 4.3.3. Degradation of cellulose and hemicellulose Table 4.1. shows the composition of leaves. Compared with other lignocellulosic biomass, such as corn stover, leaves have extractive content of about 33.0% of the TS. 76 Lignin content (22.7%) of the leaves was comparable to other typical biomass; however, the cellulose (11.1%) and hemicellulose (11.5%) contents were lower compared to corn stover as reported elsewhere (Zhu et al., 2010). Due to the relatively low cellulose and hemicellulose contents, the methane potential (81.8 L/kg VS) of leaves obtained in this study was be lower than corn stover (Zhu et al., 2010). (a) Cellulose ( g/100g TSintial ) 12 Initial Final 10 (n = 2) 8 6 4 2 0 0.0 2.0 3.5 NaOH loading (as % of leaves TS) 5.0 (b) Hemicellulose ( g/100g TSintial ) 12 Initial Final 10 (n = 2) 8 6 4 2 0 0.0 2.0 3.5 NaOH loading (as % of leaves TS) 5.0 Figure 4.5. Effect of NaOH loading on reduction of a) cellulose and b) hemicellulose (digestion time: 30 days, TS: 20%, S/I ratio: 6.2). 77 Figure 4.5. illustrates cellulose and hemicellulose degradation during 30-day SSAD at S/I ratio of 6.1, comparing the initial and final compositions. In general, higher methane yield was obtained in reactors having higher cellulose and hemicellulose degradation. Cellulose and hemicellulose reduction was negligible for the control, which was in line with the very low methane yield observed at this condition. Substantial cellulose and hemicellulose degradation were observed for reactors with 2.0%, 3.5% and 5.0% NaOH loadings. However, not much difference was observed between 3.5% and 5.0% NaOH loading. The highest cellulose degradation of 36.0% and hemicellulose degradation of 34.9% were observed at 3.5% NaOH loading, and were in agreement with the highest methane production at this condition. Lignin degradation in leaves was not significant (P > 0.05) for the control and 2.0% NaOH reactors but was significant in reactors with 3.5% and 5.0% NaOH loading (data not shown). The higher delignification of lignocellulosic biomass at these conditions was correlated with the higher methane yield and degradation of cellulose and hemicellulose. 4.4. Conclusions NaOH addition not only contributes to the delignification of lignocellulosic biomass but also improves the buffering capacity of SS-AD by increasing the alkalinity. The highest methane yield of 81.8 L/kg VS was obtained at S/I ratio of 4.1 with 3.5% NaOH loading. At S/I ratio of 4.1, methane yield was not significantly (P>0.05) improved by the NaOH addition. Enhancement of methane yield of 9 to 24-fold was 78 observed with NaOH addition at S/I ratio of 6.2. The increased methane yield was however not higher than methane yield obtained at S/I ratio of 4.1. 79 Chapter 5 Conclusions and Suggestions for Future Research Lignocellulosic biomass was shown to be a feasible source of feedstocks for biogas production in SS-AD. The recommended S/I ratio in SS-AD for lignocellulosic biomass is 2 as the highest methane yield was attained for each feedstock tested at this S/I ratio. The composition of lignocellulosic biomass was shown to correlate with methane yield. The highest methane yield was attained with SS-AD of corn stover (which had the lowest lignin content and the highest holocellulose content), followed by wheat straw, leaves and yard waste. An inverse linear relationship with correlation coefficients of 0.95 to 0.97 was obtained between methane yield observed and lignin content of lignocellulosic biomass. In addition to holocellulose, extractives (water and ethanol soluble) found in lignocellulosic biomass also contributed to the biogas production in SSAD. Substantial degradation of extractives was observed during SS-AD of yard waste and leaves. NaOH addition not only contributes to the delignification of lignocellulosic biomass but also improves the buffering capacity of SS-AD by increasing the alkalinity. The highest methane yield of 81.8 L/kg VS was obtained at S/I ratio of 4.1 with 3.5% NaOH loading, which was in agreement with the highest cellulose (36.0%) and hemicellulose (34.9%) degradation observed at this condition. At S/I ratio of 4.1, methane yield was not significantly (P>0.05) improved by the NaOH addition. However, enhancement of methane yield of 9 to 24-fold was observed with NaOH addition at S/I ratio of 6.2. 80 In order to further improve the economics of SS-AD operation, operational costs associated feedstock handling and preprocessing need to be further optimized. 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