Surface Science 552 (2004) 8–16 www.elsevier.com/locate/susc Photoemission and LEED characterization of Ni2P(0 0 0 1) Daisuke Kanama a, S. Ted Oyama a, Shigeki Otani b, David F. Cox a a,* Department of Chemical Engineering, Virginia Polytechnic Institute and State University, Blacksburg, VA 24061, USA b National Institute for Materials Science, 1-1, Namiki, Tsukuba, Ibaraki 305, Japan Received 5 November 2003; accepted for publication 13 January 2004 Abstract Ion bombardment of Ni2 P(0 0 0 1) produces a disordered, Ni-rich surface. For annealing temperatures above 450 K, long range ordering occurs, and the surface Ni/P ratio decreases. Annealing above 700 K produces an ordered (1 · 1) hexagonal surface with a composition near that expected for a simple stoichiometric termination of the bulk structure. Variations in photoemission spectra are observed along with the changes in composition associated with the long range ordering of the surface. UPS spectra change from Ni metal like to Ni2 P like, with a corresponding decrease in the density of states at the Fermi level. The splitting between the Ni 2p3=2 main and satellite peaks increases as the Ni/P ratio increases, likely due to poorer screening of the photoemission final state as a result of the decreased density of states at the Fermi level. 2004 Elsevier B.V. All rights reserved. Keywords: Phosphorus; X-ray photoelectron spectroscopy; Visible and ultraviolet photoelectron spectroscopy; Surface electronic phenomena (work function, surface potential, surface states, etc.) 1. Introduction Recent legislation in the US, Europe, and Japan has mandated steep reductions in the levels of sulfur allowed in transportation fuels [1,2], and this has stimulated much research in the development of new catalysts for hydrodesulfurization (HDS) and hydrodenitrogenation (HDN). Catalysts currently employed in industry are sulfides, consisting of Mo or W promoted by Co or Ni, and are used with or without supports [3]. Recently a new class of catalysts for hydrodesulfurization has been reported, the transition metal phosphides. These materials are very interesting because on a * Corresponding author. Tel.: +1-540-231-6829; fax: +1-540231-5022. E-mail address: [email protected] (D.F. Cox). site basis, as titrated by chemisorption, they are more active than the sulfides [4]. Recent work has shown that MoP [5–9], WP [10,11], Ni2 P, and Co2 P [12–14] are highly active for HDS and HDN of petroleum feedstocks. Of all phosphides, nickel phosphide, Ni2 P, is the most active [4]. As a prelude to future investigations of the chemistry of model Ni2 P surfaces, we have undertaken a characterization study of the surface properties of the (0 0 0 1) face of single crystal Ni2 P. Ni2 P [15] adopts the hexagonal Fe2 P structure (space group: P62m , D23h , Struckturbericht notation: revised C22) with lattice parameters, a ¼ b ¼ 0:5859 nm, c ¼ 0:3382 nm (Fig. 1). The structure of the metal-rich phosphides is based on trigonal prisms, which can well accommodate the relatively large phosphorus atoms. The prisms are similar to those in sulfides, but phosphides do not take on 0039-6028/$ - see front matter 2004 Elsevier B.V. All rights reserved. doi:10.1016/j.susc.2004.01.038 D. Kanama et al. / Surface Science 552 (2004) 8–16 9 along [0 0 0 1] gives the full Ni2 P stoichiometry of the bulk. An ideal, simple (0 0 0 1) termination of the bulk structure allows for a surface plane of either composition. Interestingly, for either simple (0 0 0 1) termination the phosphorous surface atoms take on a six-fold coordination compared to a bulk coordination number of 9. 3. Experimental Fig. 1. Hexagonal bulk crystal structure of Ni2 P. layered structures and are metallic conductors, not insulators or semiconductors [16,17]. Lack of layers leads to a more isotropic crystal morphology and potentially better exposure of surface metal atoms to fluid phase reactants. 2. Ni2 P(0 0 0 1) Along the [0 0 0 1] direction in bulk Ni2 P, there is an alternation between two compositionally inequivalent atomic layers with stoichiometry of Ni3 P and Ni3 P2 (Fig. 2). A two-plane repeat unit Experiments were conducted in a turbopumped, dual-chamber ultrahigh vacuum system. X-ray photoelectron spectroscopy (XPS) experiments were conducted in an analysis chamber equipped with a Leybold EA-11 hemispherical analyzer and a Mg anode X-ray source. Low-energy electron diffraction (LEED) experiments were conducted in a preparation chamber equipped with a set of Vacuum Generators three-grid reverse view LEED optics. The base operating pressure for this study was 1.3 · 1010 Torr in both chambers. All reported XPS experiments were run at normal emission, with a pass energy of 60 eV which gives a Ag 3d5=2 line width of 1.06 eV. The Fig. 2. Illustration of the two different (0 0 0 1) atomic layers in Ni2 P. Bulk Ni2 P is comprised of alternating layers with compositions Ni3 P1 and Ni3 P2 . A two plane repeat unit along the [0 0 0 1] direction gives the correct Ni2 P stoichiometry. The top half of the figure shows the compositions of the two separate planes, while the bottom of the figure shows the opposite sides of a two plane unit representing the two possible ideal stoichiometric surfaces formed from a simple termination of the bulk. 10 D. Kanama et al. / Surface Science 552 (2004) 8–16 binding energy scale is referenced to the sample Fermi level. All XPS spectra shown for Ni and P have been modified by X-ray satellite subtraction and Shirley background subtraction [18,19]. Shirley background subtractions were accomplished using the CONTUR program of Contini and Turchini [20]. Reported XPS Ni/P atomic ratios were obtained by integrating the areas under the Ni 2p and P 2p peaks (following X-ray satellite and Shirley background subtraction) and correcting with Leybold atomic sensitivity factors. All UPS data were run with a pass energy of 10 eV which gives an analyzer resolution (DE) of 0.15 eV. The sample was oriented to within 1 of the (0 0 0 1) surface by Laue backreflection. The oriented sample was mounted on a tantalum holder that was fastened to LN2 -cooled copper electrical conductors in a sample rod manipulator. The holder was heated resistively, and the temperature was monitored with a type-K thermocouple attached to the back of the sample through a hole in the holder using Aremco No. 569 ceramic cement. 4. Results 4.1. Simulated XPS Ni/P ratios for stoichiometric Ni2 P(0 0 0 1) Examination of the chemical composition of compound single crystal surfaces using atomic sensitivity factors for electron spectroscopic techniques such as AES and XPS can sometimes yield atomic ratios (or apparent surface stoichiometries) that deviate from the known bulk composition of the crystal, even in situations where the actual surface composition is similar to that of the bulk. In our experience, these variations tend to be the largest when the compositions of the planes parallel to the surface vary, and when the difference in kinetic energies (and hence inelastic mean free paths) of the collected electrons for the different elements is large. Both of these conditions are met for Ni2 P(0 0 0 1) where the alternating layers along the [0 0 0 1] direction in bulk Ni2 P vary in composition, and where the XPS binding energies for Ni 2p and P 2p are 860 and 130 eV, respectively. For this reason, we undertook a simple simulation of the expected XPS Ni/P ratio for stoichiometric Ni2 P(0 0 0 1) surfaces. Such estimated values can be useful for comparison to experimental XPS composition measurements (reported below) if the mean free paths used in the estimates are consistent with the empirical sensitivity factors [21] applied to the experimental data. The calculation of the expected Ni/P ratios was accomplished using conventional layer-by-layer summations assuming: (1) an exponential decay of signal intensity with distance for normal emission; (2) no diffraction effects; 1 and (3) inelastic mean for Ni 2p (Ekin ¼ 392 eV) and free paths of 9.45 A for P 2p (Ekin ¼ 1123 eV) photoelectrons. 19.7 A The inelastic mean free paths were estimated with the NIST Electron Inelastic-Mean-Free-Path Database [23–25]. The (0 0 0 1) layer compositions and interlayer distances were assumed to be unchanged from the bulk structure [15]. The estimated XPS Ni/ P ratios for the two simple terminations of the bulk crystal with Ni3 P1 and Ni3 P2 layers are 1.02 and 0.99, respectively. 2 These estimates indicate that 1 The arrangement of atoms in adjacent layers (Fig. 2) does not lend itself to any strong forward scattering effects from nearest neighbors along the surface normal that might skew the intensity of the photoemission features for one element relative to another [22]. Diffraction effects should, therefore, be negligible provided the photoemission signal intensities are smoothly varying with take-off angle, and show no anomalous maxima or minima near the normal emission angle chosen for the measurements. Note also that some angular integration about the normal emission angle is expected in our XPS apparatus because the transfer lens of the analyzer images a 1 mm · 8 mm sample area and is not optimized for true angle-resolved photoemission with a narrow angular acceptance. 2 The mean free paths used in the estimate are consistent with the Leybold sensitivity factors used to generate the experimental Ni/P ratios. The ratio of the Leybold sensitivity factors for P and Ni, SP =SNi is 0.046. The mean free path dependence in the ratio of sensitivity factors can be checked (using the form for empirical atomic sensitivity factors [21]) as P SP =SNi rrNiPkkNiP =KE =KENi , where ri is the photoionization cross section of the core level for element i, ki is the mean free path of the photoemitted electron from element i, and KEi is the kinetic energy of the emitted photoelectron which accounts for the 1=E dependence of the transmission function of the analyzer. Using published cross sections [29] and the estimated mean free paths gives a ratio of sensitivity factors, SP =SNi , of 0.041. The similarity in the ratio of Leybold and estimated sensitivity factors indicates a consistent mean free path dependence in the experimental and estimated XPS Ni/P ratios. D. Kanama et al. / Surface Science 552 (2004) 8–16 11 stoichiometric Ni2 P(0 0 0 1) surfaces should give XPS Ni/P ratios near 1.0 rather than 2.0 as might be expected based on the bulk composition of the material. 4.2. Experimental observations Ion bombardment and annealing experiments were conducted to track thermally driven changes in the surface composition and long-range order. The sample was bombarded with a 10 lA beam of 3 keV Ar ions for 30 min, then heated to successively higher temperatures. Following a given annealing treatment, the sample was cooled to room temperature and XPS spectra were collected and the LEED periodicity was examined before heating again to the next temperature in sequence. The annealing treatments were performed by heating for 5 min at temperatures between 400 and 1000 K in 100 K increments, except over the range between 450 and 480 K in which the sample was annealed in 5 K increments. 4.2.1. LEED For annealing temperatures up to 450 K, no LEED pattern is observed at any beam energy from an initially ion-bombarded surface; only diffuse background is observed. For annealing to 455 and 460 K, surface ordering begins and broad diffuse spots appear in the LEED pattern. For annealing temperatures over 465 K, the spots sharpen and the diffuse background decreases. Fig. 3 shows a typical LEED pattern taken with a 66 eV beam energy following annealing to 700 K. The (1 · 1) hexagonal periodicity remains unchanged for annealing temperatures up to 1000 K. 4.2.2. XPS Fig. 4 shows XPS spectra of Ni 2p and P 2p regions as a function of annealing temperature. XPS spectra of Ni in Fig. 4 include the main peak for Ni 2p1=2 , Ni 2p3=2 and also the broadened satellite features associated with each. The main peaks and satellite features for each Ni core level are associated with two separate final states in the photoemission process [26]. All Ni spectra in Fig. 4 have been modified by X-ray satellite and Shirley background subtraction [18–20]. Annealing the Fig. 3. (1 · 1) hexagonal LEED pattern observed at a 66 eV beam energy following annealing to 700 K. disordered (ion bombarded) surface to successively higher temperatures causes an increase in the binding energy of all the features in the Ni 2p spectrum. The main 2p3=2 and 2p1=2 features shift up in binding energy by 0.6 eV, while the position of the Ni 2p3=2 satellite peak moves up by 1.4 eV. Fig. 4 also shows the variation in the unresolved P 2p photoemission features with annealing. These spectra were obtained after each annealing treatment in conjunction with the Ni 2p data. As seen with the Ni photoemission features, the P 2p peak also shifts to higher binding with annealing, but only by about 0.2 eV. Fig. 5 compares the variation in the XPS Ni/P ratio and the Ni 2p3=2 binding energy with annealing temperature. The value of the XPS Ni/P ratio is near 2.0 just after the ion bombardment, and decreases to 1.8 with annealing temperatures up to about 450 K. Annealing treatments between 450 and 470 K result in a rapid decrease in the Ni/ P ratio to 1.2. The onset of the observed composition change corresponds with the first observation of surface ordering with LEED. Annealing to higher temperatures, up to 700 K, causes a further decrease in the ratio to about 1.0, similar to the expected XPS Ni/P ratio for a stoichiometric surface termination based on the layer-by-layer summations described above (Section 4.1). For 12 D. Kanama et al. / Surface Science 552 (2004) 8–16 Ni 2p P 2p 2p3/2 2p1/2 500 K 470 K N(E) N(E) 500 K 460 K 460 K 450 K 450 K 300 K 300 K (ion bombarded) (ion bombarded) 880 875 870 865 860 855 850 845 (a) 470 K Binding Energy (eV) 138 136 134 132 130 128 126 124 (b) Binding Energy (eV) Fig. 4. Selected Ni 2p and P 2p XPS data for an ion bombardment and annealing series. The 300 K spectra correspond to the ion bombarded and disordered surface. LEED pattern first appears XPS Ni/P ratio 2.0 853.4 1.8 1.6 1.4 853.2 ion bombarded surface XPS Ni/P ratio Ni 2P3/2 Binding Energy 853.6 853.8 1.2 1.0 854.0 0.8 200 300 400 500 600 700 800 900 1000 1100 Ni 2p3/2Binding Energy (eV) 2.2 Temperature (K) Fig. 5. Variation in the XPS Ni/P ratio and Ni 2p3=2 binding energy with annealing temperature. further heating to higher temperatures up to 1000 K the Ni/P ratio stays near 1.0. Examination of the individual Ni and P peak areas (not shown) indicates that the decrease in the XPS Ni/P ratio from near 2.0 to near 1.0 with annealing is associated with a 20% decrease in the Ni peak area, and a 60% increase in the P peak areas. These variations suggest that the composition change is primarily driven by an out-diffusion of P from the bulk. The variation in binding energy of the Ni 2p3=2 feature with annealing temperature is also shown in Fig. 5. The Ni 2p3=2 binding energy for the ionbombarded surface (300 K) is 853.2 eV. The binding energy increases with increasing annealing temperature, for a final Ni 2p3=2 binding energy of 854.0 eV following annealing at 1000 K. Note that the binding energy scale on the right hand side of Fig. 5 runs in the opposite direction as the surface composition scale on the left hand side. With increasing temperature, the Ni/P ratio decreases, while the Ni 2p3=2 binding energy increases. The similarity in the two data sets as shown in Fig. 5 indicates that the decrease in the XPS Ni/P ratio and the increase in the Ni 2p3=2 binding energy are coincident with annealing temperature, and associated with the ordering of the surface observed with LEED. These results show that the well-ordered (1 · 1) hexagonal periodicity resulting from high temperature annealing is associated with an XPS Ni/P ratio near 1.0 and a Ni 2p3=2 binding energy of 854.0 eV. 4.2.3. UPS Fig. 6 shows He II UPS data for variations in the valence band density of states with ion bombardment and annealing. Following ion bombardment, the UPS spectrum is very similar to that of a metallic Ni surface (see for example Refs. [27,28]). While the character of the valence band features have not yet been fully attributed to specific atomic orbitals, the most intense feature near D. Kanama et al. / Surface Science 552 (2004) 8–16 13 5. Discussion He II Ni 3d N(E) 5.1. XPS ratio of Ni and P ion bombarded 300 K 450 K 475 K 1000 K 10 5 0 Binding Energy (eV) Fig. 6. Selected He II UPS spectra for an ion bombardment and annealing series. The 300 K spectra correspond to the ion bombarded and disordered surface. 1 eV is clearly associated with Ni 3d states which have a photoionization cross section (8.36 Mb) more than an order of magnitude greater than Ni 4s (0.13 Mb) or P 3s (0.45 Mb) and 3p (0.51 Mb) electronic states [29]. Following annealing at 450 K where ordering is observed with LEED and the surface Ni/P ratio decreases, a shoulder appears on the low binding energy edge of the spectrum near the top of the valence bands, and the main peak shifts slightly to higher binding energy leading to a decrease in the density of states at the Fermi level. Increased annealing temperatures cause further definition of the shoulder near the Fermi level, and following annealing at 700 K and above, the main Ni 3d feature shifts to near 1.5 eV leaving a distinct shoulder and a lower density of states near the Fermi level. In addition to the changes in shape, the overall intensity of the valence band features decreases. This decreased intensity can be attributed to the increased fraction of P in the surface layer with annealing, and the lower sensitivity of He II photoemission to P valence electronic states. The observed experimental XPS Ni/P ratios (near 2.0 for ion-bombarded surfaces and 1.0 for annealed and ordered surfaces) might at first seem to suggest that ion bombardment produces surfaces near the bulk stoichiometric composition, and annealing produces a P-rich (or Ni-deficient) surface. This observation is contrary to expectations that a Ni-rich surface should be produced by ion bombardment since preferential removal of lighter atoms is often observed for ion bombardment. However, when compared to the expected (simulated) XPS Ni/P ratio determined by the simple layer-by-layer summation, the value near 1.0 expected for a simple stoichiometric termination of the bulk structure is seen to compare favorably with the experimental value near 1.0 for the annealed and ordered surface. Hence, in contrast to the initial expectation that the changes in experimental Ni/P ratio indicate a stoichiometric Ni2 P composition following ion bombardment and a P-rich surface following annealing, our estimated ratios indicate that the ion-bombarded surface is actually Ni rich, while the annealed and ordered surface has a more stoichiometric Ni2 P composition. This discrepancy in the measured XPS Ni/P ratio and the actual surface composition provides a clear example of the difficulties that can be encountered in extracting meaningful surface composition information from single crystal compound surfaces using simple atomic sensitivity factors when the photoelectron lines of the atomic species have widely different kinetic energies. Ideally, one would like to extract information concerning the nature of the terminating layer for the annealed and ordered surface from the XPS composition measurements. While the measured XPS Ni/P ratio near 1.0 is seen to correspond to a stoichiometric Ni2 P composition by comparison to the estimated ratios, unfortunately the 0.03 variation in the expected Ni/P ratio for the two simple terminations (either Ni3 P1 or Ni3 P2 ) is smaller than the error associated with the experimental Ni/P determinations. Hence, while the XPS composition measurements suggest that an 14 D. Kanama et al. / Surface Science 552 (2004) 8–16 ordered surface of stoichiometric composition is formed by annealing in vacuum, no insight into the nature of the terminating layer is gained. Also, it appears that the XPS Ni/P ratio of 2.0 corresponds to a Ni-rich surface, as might be expected following ion bombardment. 5.2. Ni XPS: main and satellite peaks The Ni core level photoemission features of Ni2 P consist of a main peak and an associated satellite peak at a 6.7–7.5 eV higher binding energy than the main peak (Fig. 4). The main peaks and satellite features of Ni are attributable to two different electronic final states in the photoemission process [26,30–33]. In a recent examination of the photoemission behavior of conductive Ni minerals (Ni metal, NiS, NiAs), Nesbitt et al. [26] concluded that the main Ni 2p3=2 peak is not sensitive to the formal Ni oxidation state or the nature of the ligand (anion) since the variation in the main peak binding energy is small (DBEmain 6 0:5 eV). Given this small variation in the binding energy, Nesbitt et al. [26] suggested that the two final state electronic configurations must involve predominantly metal (Ni) character, with electronic states of ligand character contributing little to the main peak binding energies. The main peak and satellite peak in these conductive Ni compounds were attributed to c1 3d10 4s1 and c1 3d9 4s2 final states (where c1 represents a core hole), respectively, similar to Ni metal [30]. Compared to the 3d9 4s1 ground electronic state of Ni metal [30], the additional valence electron in the final state is due to an increase in the Coulombic potential at the Ni center resulting from the core hole formed by photoionization. The increase in the potential due to the core hole lowers the energy of initially unoccupied conduction band states below the Fermi level, allowing the localization of a conduction electron on a Ni center. Since Ni2 P is also a conductive compound like NiS and NiAs, a similar argument applies. Table 1 compares the main peak and satellite peak binding energies for Ni2 P and the conductive Ni compounds described by Nesbitt and co-workers [26,34,35]. While the variation in binding energy of the main Ni 2p3=2 peak is small (DBEmain 6 0:5 eV), the variation in binding energy of the satellite features is significantly greater (DBEsatel 6 2:2 eV) for the conductive compounds (Ni metal, NiS, and NiAs). These differences in the variation in binding energy of the two features are most readily seen in terms of the difference in splitting between the Ni 2p3=2 main peak and satellite peak of the different compounds as shown in Table 1. While Nesbitt et al. have suggested that the final states for the two main photoemission features in conductive minerals primarily involves Ni-derived electronic states, they have also suggested that the binding energy of the satellite peaks are sensitive, indirectly, to the nature of the ligand (anion) in the mineral [26]. From a comparison of the results for NiS and NiAs, they proposed that a decrease in the number of Ni 3d (nonbonding) electrons due to electron donation to the Ni–L bond (L ¼ ligand) Table 1 XPS peak positions for conducting Ni compounds Compound Peak Ni2 P Ni 2p3=2 NiAs P 2p Ni 2p3=2 NiS Ni 2p3=2 Ni metal Ni 2p3=2 Binding energy (eV) Main Satellite Main Satellite Main Satellite Main Satellite Ref. After sputtering Annealing to 500 K DBE satel ) main 853.2 859.9 130.3 853.8 861.2 130.5 6.7 853.0 860.5 853.1 859.7 852.6 858.3 7.4 This work n/a 7.5 [26,34,35] 6.6 [26,34,35] 5.7 [26,34,35] D. Kanama et al. / Surface Science 552 (2004) 8–16 decreases the valence band screening of the core hole, with a resulting decrease in the photoelectron kinetic energy and increase in the measured binding energy. The higher binding energy for NiAs relative to NiS has been attributed to the 4s2 4p3 electronic configuration of As atoms which are expected to bind and additional electron in comparison to S atoms with 3s2 3p4 electronic configuration [26]. Our results provide an alternative test of this idea. Given the actual variation in composition of the surface region from a Ni-rich regime following ion bombardment to a stoichiometric Ni2 P regime following annealing, variations in the splitting between the main peak and the satellite can be observed with changes in ligand (anion) concentration rather than changes in the nature of the coordinating ligand. The 3s2 3p3 electronic configuration of the group 5A element P is similar to the 4s2 4p3 electronic configuration of As. The 0.7 eV increase in the binding energy of the main Ni 2p3=2 peak is similar to the variation observed between Ni metal and NiAs, and the splitting between the main and satellite features varies from 6.7 eV, near the reported value for NiS, to 7.5 eV, near the reported value for NiAs. The increase in splitting in XPS corresponds qualitatively to the increase in binding energy of the Ni 3d states and the decrease in density of states at the Fermi level in UPS as the spectrum changes from Ni metal like to Ni2 P. The increase in splitting with the decrease in the density of states at the Fermi level is consistent with the idea of Nesbitt et al. [26] that reduced screening by conduction electrons from the Fermi sea can account for variations in the splitting between the main peak and satellite in Ni core level photoemission. 6. Summary and conclusions For Ni2 P(0 0 0 1), ion bombardment and annealing in vacuum above 700 K produces an ordered (1 · 1) hexagonal surface with a composition near that expected for a simple stoichiometric termination of the bulk structure. Ion bombardment preferentially removes phosphorous, giving a disordered and Ni-rich surface. Heating near 450 15 K in vacuum causes sufficient diffusion to initiate surface reordering and replenish the phosphorous deficiency caused by ion bombardment. Two photoemission features are seen for each Ni core level in this conductive material, and are attributed to different electronic final states following Nesbitt et al. [26]: c1 3d10 4s1 for the main peak and c1 3d9 4s2 for the satellite peak. The splitting between the main and satellite features in XPS increases as the surface concentration of P increases and the surface orders due to thermal annealing. These changes occur as the surface electronic structure observed with UPS changes from Ni metal like, to Ni2 P like. The increased splitting in XPS appears to be related to poorer core hole screening as density of states at the Fermi level decreases. Acknowledgements D.K. acknowledges Yokohama National University, Virginia Tech, and the International Student Exchange Program for financial support. D.F.C. and S.T.O. gratefully acknowledge the Chemical Sciences, Geosciences and Biosciences Division of the US DOE, Office of Basic Energy Sciences for partial support of this work through grants #DE-FG02-97ER14751 and #DE-FG02963414669. References [1] P. Greening, Top. Catal. 16/17 (2001) 5. [2] B.I. Bertelsen, Top. Catal. 16/17 (2001) 15. [3] F.L. 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