Evolutionary Anthropology 169 Radiocarbon Dating: The Continuing Revolution R. E. TAYLOR Radiocarbon (I4C) dating, now in its fifth decade of general use, continues to be the most widely employed method of inferringchronometricage for late Pleistocene and Holocene age materials recovered from archeological contexts. Over the last decade, several technical advances in I4C studies have provided contexts for a number of significant applications in archeology that were previously either not possible or not practical.These includethe extension of the calibrated 14C time scale into the late Pleistocene and the development of accelerator mass spectrometry (AMS). The contribution of AMS-based I4C values to the critical evaluation of archeological data is illustrated by considering the problems of dating early plant domestication in the Near East and Mesoamerica, New World Paleoindian human skeletal materials, and European Upper Paleolithic and Mesolithic materials. RADIOCARBON DATING MODEL The natural production of radiocarbon (14C) is a continuous process, traceable to the production of neutrons from the interaction of high-energy cosmic rays with gas molecules high in the earths atmosphere. After its production from neutron reactions with I4N, I4C is rapidly oxidizedwithin, at most, several days-to form 14C02.Although there is significant variation in the atmospheric production rate of I4Cwith latitude, of critical importance to the usefulness of the technique is that I4C is rapidly mixed by stratospheric winds. Because of this, with fortunately few exceptions, atmospheric 14C concentrations are R E Taylor is aprofessor in the Department of Anthropology, a research anthropologist in the Institute of Geophysics and Planetary Physics, and director of the radiocarbon laboratory at the University of California, Riverside. His research focuses on the application of dating and analytical techniques in archeology (archeometry) with emphasis on radiocarbon and amino acid racemization dating. He received his Ph.D. in anthropology at UCLA in the isotope laboratory of the late Willard F. Libby. retaylor@ucracl .ucr.edu Key words: dating, accelerator mass spectrometry, calibration, de Vries effect, geochronology approximately uniform by the time a I4C-tagged CO, molecule reaches the planetary surface. About 85% of I4Cis absorbed in the oceans by several mechanisms, while about 1 % becomes part of the terrestrial biosphere, primarily by means of photosynthetic processes and the dist r i b u t i o n of c a r b o n c o m p o u n d s through the chemically complex pathways of the carbon cycle (Fig. 1). Metabolic processes in most living terrestrial organisms maintain I4C content in approximate equilibrium with atmospheric 14C concentrations; i.e., while I4C decays in living tissue, it is replaced through the ingestion of plant or animal tissue. However, when a plant or an animal dies and its metabolic processes cease, the amount of I4Cbegins to decrease by beta decay to I4N at a rate measured by the I4C half1ife.l The radiocarbon age of a sample is based on measurement of its residual I4Ccontent. For a 14Cage to be equivalent, with a reasonable level of precision, to the actual age of a sample, a set of primary assumptions must be met. The most important of these assumptions are that the concentration of I4Cin each carbon reservoir has remained essentially constant over the 14C time scale, that there has been complete and rapid mixing of I4C throughout the various carbon reservoirs on a worldwide basis, and that the carbon isotope ratios in samples have not been altered since the death of an organism except by I4C decay. Much of the history of the more than four decades of the application of the 14C dating method in archeology and paleoanthropology has focused on two types of efforts: first, investigations designed to examine and compensate for the effects of violations of the assumptions as applied to specific sample types or sample types from specific carbon reservoirs, and second, documentation of the physical relationship between a sample on which a 14C age estimate is obtained and the archeological object, feature, and stratigraphic or geomorphological context for which an age deteimination is desired. FIRST THREE DECADES AND TWO REVOLUTIONS The development of I4C dating, especially as it has been applied to archeological samples, can perhaps be most clearly appreciated if it is divided into three generations of research focus. The first generation of studies, which Colin Renfrew later called the “First Radiocarbon Revolution,” began in 1950 with the appearance of the first I4C “date list.”l Again using the phraseology advanced by Renfi-ew,the “Second Radiocarbon Revolution” was initiated with the recognition that there were systematic offsets or secular variations between 14C and “real” or solar time. Because of this, 14Ctime needed to be calibrated to allow it to be compared with solar or calendar time. The “Third Radiocarbon Revolution” in I4C studies was ushered in by the advent of accelerator mass spectrometry (AMS) technology in the late 1970s.4 ARTICLES 170 Evolutionary Anthropology P R 0 D U C T I 0 N FC European archeologists, particularly in central and eastern Europe, regarding the chronological relationship between their local sequences and the historically known chronologies in the Near East. As a result, a few archeologists working in these regions questioned the general validity of the 14C method.’ However, the rapidly mounting evidence of the overall correctness of the I4C dating model redirected questions of validity to questions of the accuracy of I4C values from specific archeological or geological contexts, geochemical environments, or sample types.8 The first empirical test of the validity of a primary assumption of the I4C method-the equilibrium between E4C production and decay-was the analysis of the 14C activity of a suite of as- PROTON + \ SPALLATION PRODUCTS I4c I 0x1DAT ION D I S T R I B U T I 0 N 4 w D E C A Y - - - D I4C - D 0 - 0 /3- CARBON ATE BICARBONATE I4N t,,2 = ca. 5700 Y E A R S Figure 1, Radiocarbon dating model: production,distribution, and decay of I4C.’ The First Radiocarbon Revolution In several later historical retrospections, the initial impact of I4C dating on the conduct of archeology was characterized as having been truly revolutionary. For example, the late Glyn Daniel equated the importance of the development of the I4C method in the twentieth century with that of the discovery, in the nineteenth century, of the antiquity of the human specie^.^ Without the I4C time scale, prehistorians would still be, in the words of J. Desmond Clark, “foundering in a sea of imprecisions sometimes bred of inspired guesswork but more often of imaginative speculation.” In providing a common temporal framework for the late Pleistocene and Holocene, I4C data made a world prehistory pos- sible by contributing a time scale that transcends local, regional, and continental boundaries. Several suites of archeologically relevant 14C dates obtained during the first decade of I4C studies were responsible for initiating major revisions in widely held views concerning several important archeological topics. For example, early I4C values pointed to the impressive antiquity of agriculture and sedentary village societies in southwestern Asia from the ninth through the seventh millennia B.C. and, as well, suggested the same features in at least one core area of Mesoamerica several millennia later. Also, an increasing corpus of I4C data contained age estimates that were at odds with long-held views of some The late Glyn Daniel equated the importance of the development of the 14C method in the twentieth century with that of the discovery, in the nineteenth century, of the antiquity of the human species. sumed known-age samples ranging in age from about 1,400 to 4,600 years. The results of these measurements were presented as the first 14C“Curve of K n o ~ n s . The ” ~ reasonable agreement of the measured I4C values with the expected values to about +lo% supported the initial assumption of constant I4C concentration in living organisms over the recent past. However, increases in measurement precision resulting from developments in technology began to identify apparent discrepancies between some thirdmillennium B.C. (mostly Egyptian) “known-age’’and 14C-basedage estimates. These samples were dating several centuries too young. This ARTICLES Evolutionary Anthropology 171 nal American Antiquity adopted the practice of Radiocarbon except for punctuation (B.P. rather than BP). In the early Standard I4C-basedage estimates are expressed in terms of a set of parametersthat define a conventionalradiocarbon 1970s, the journal Antiquity adopted a nomenclature which age. These parameters, introduced in the mid-1970s by distinguished conventional (uncalibrated)and calibrated I4C Stuiver and P o l a ~ hand , ~ ~now widely employed, include values whereby “bp” and “ad / bc” are employedto designate 1) using 5,568 (5,570)years as the I4Chalf-life,even though conventional I4C values, whereas “BP” and “AD/BC” are the actual value is probably closer to 5,730 (k 40) years, used to designate calibrated I4Cvalues. The I4C time scale now extends from about 300 years to 2) using A.D. 1950 as the zero point from which to count I4C between 40,000 and 75,000 years. The limitations on the time, 3) the normalizationof the measured I4Cconcentration to a common I3C/l2C(6’3C) value to correct for natural frac- young end of the I4Ctime scale are a consequence of three tionation effects, and 4) an assumption that I4Cin all reser- factors: first, recent significant variability in I4C production rates associated with modulations in I4Cproduction, primarvoirs has remained constant over the I4Ctime scale. ily due to rapid changes in solar magnetic intensity in the In addition, each I4C determination is expected to be acseventeenth century; second, the effect of the combustion of companied by an expressionthat provides an estimate of the experimental uncertainty.Because statistical constraints as- large quantities of fossil fuels beginningin the late nineteenth sociatedwith the measurementof I4Cconcentrationsin sam- century (the Suess or industrial effect); and third, the proples are usually the dominant component of this uncertainty, duction of artificial I4C (“bomb” I4C) as a result of the detothis value is informally referred to as the statistical error. This nation of nuclear and thermonuclear devices in the “f”term is added as a suffix to all appropriately documented atmosphere, particularlybetween 1955 and 1963 (the atomic I4Cage estimates and is typically expressed as L one stand- bomb, nuclear or Libby effect). As a result of the complex arddeviation(k10). In most cases, this value underestimates interplay of these factors, it is not currently possible, except the actual total analytical or measurement uncertainty.I5A under very special circumstances, to use the I4Cmethod to reference that cites the laboratory number assigned to the assign unambiguous ages to materials living within the last sample is also necessary to permit a researcher, if neces- 300 years. sary, to query investigators about technical aspects of a I4C One of these special circumstancesis associated with the analysis. presence of “bomb” I4C activity. The concentration of this For samples from some carbon reservoirs, conventional artificial I4C peaked in 1963 at slightly in excess of 100°/o contemporary standards may not define a zero I4Cage. A above the prebomb contemporary I4C reference level. An reservoir corrected radiocarbon age can sometimes be cal- international agreement in that year halted atmospheric riuculated by documentingthe apparent age exhibited in control clear testing, thus allowing I4Cto begin the process of reessamples and correctingforthe observeddeviation. Reservoir tablishing a new atmosphericI4Cequilibrium. Because of the effects are most often observed in shell samples from fresh- rapid change of I4C in such a short period, it is possible to water lakes and marine environments.A calibrated radiocarassign an “age” with a 95% confidence intervalo f f 3-5 years bon age takes into consideration the fact that I4Cactivity in for materials growing in 1963-64 and two possible ages for living organisms has not remainedconstant over the I4Ctime materials growing during the several decades of rapid rise scale because of changes in I4Cproduction rates, exchange and slower decay. rates, or other parameters of the carbon cycle. The study of The maximum I4C ages that can be inferred depend on the various factors responsible for the variability in 14C procharacteristics of different laboratory instrumentationand exduction rates and changes in the worldwide distribution of perimental configurations (e.g., counter size, length of countI4C in various carbon reservoirs has occupied the attention ing, and background values) as well as, to some degree, the of researchers for more than two decades. In the current nomenclature of the journal Radiocarbon, amount of sample availablefor analysis. Employing relatively “I4C years BP” is indicated only as “BP,” with the “I4C years” large samples typically not availablefrom archeological conimplied (e.g. 2,510+50 BP). Calibrated ages are expressed texts, several laboratories have the capability to obtain finite with only the “cal” designation attached (e.g., cal AD 1,520, ages up to about 70,000 years.73With isotopic enrichment, 3,720 cal BC) with the “years” implied. As M. Stuiver has again using relatively large ( > I 5 grams of carbon) amounts noted, calibrated years are, within counting errors, solar of samples, ages up to 75,000 years have been reported on years. If one wishes to use a strictly defined terminology, a small number of samples.74Efforts are now underway to calibrated years are not calendar years, for the length of a exploit AMS technology to extend the I4C time scale to as calendar year varies in different calendar systems. The jour- much as 90,000 years. Radiocarbon Time stimulated interest in a more systematic investigation of the apparent anomalies. By the early 1960s, it had become clear that the suggestion of the pioneering Dutch researcher Hessel de Vries, that “radiocarbon years” and solar (“real”) years should not be assumed to be equivalent values, was correct.’O For the next 10 years and beyond, the pursuit of a more accurate and detailed understanding of the character of the various components of what came to be known as secular variation in natural 14C concentrations occupied the attention of an increasing number of researchers. In 14Cstudies, secular variation refers to any 172 Evolutionary Anthropology systematic variability in 14Ctime other mined that this value, used to calcuthan that caused by I4C decay. The late conventional 14C dates, is about transformation of “14C time” to “real” 3% too low. The most widely quoted or solar time required a calibration I4C half-life value-the so-called Camprocess in which I4C values were bridge half-life-is 5,730k40 years. paired with assumed known-age values to quantify an age offset. The im- The Second Radiocarbon plications of the I4C age deviations Revolution In the early 1970s, Colin Renfrew in became important in geophysics, solar physics, atmospheric chemistry, Before Civilization: The Radiocarbon and climatology, as well as in histori- Revolution and Prehistoric Europe pointed to the role of calibration of the cal and archeological studies. Throughout the 196Os, using primarily dendrochronologically (treering) dated wood to provide known-age controls, the I4C secular variation phenomena were docu- The principal detailed mented further and further back into documentation of the the middle and early Holocene. By the various types of end of the decade, I4C and tree-ring 4 C time data had a time depth of 7,000years.I’ variations in the 1 By that time, the 14Cdata appeared, at scale was initially least to some investigators, to exhibit derived from 14C two types of periodicity: a major trend, with what initially appeared to be a determinations carried long-term “sine wave” characteristic, out on tree ring-dated and a series of medium- and shortterm, higher frequency components of wood, including various durations and apparent peri- samples obtained from odicities. Over the years, these short- the giant California term variations have been informallyreferred to as “wriggles,” “wiggles,” sequoia (Sequoia “kinks,”“windings,”and “warps.”Since gigantea),the the late 196Os, they have come to be European oaks more formally known as de Vries effects. The principal detailed documenta- (Quercusspp.), and, for tion of the various types of variations the oldest portions of in the I4C time scale was initially de- the time series, the rived from I4C determinations carried out on tree ring-dated wood, includ- bristlecone pine (Pinus ing samples obtained from the giant longaeva). California sequoia (Sequoia gigantea), the European oaks (Quercus spp.), and, for the oldest portions of the time series, the bristlecone pine (Pinus lon- I4C time scale as the basis of the “Secgaeva, originally known as r! avistata). ond Radiocarbon Revolution.”12For By the early 1970s, using this dendrohim, this revolution involved a rechronological and I4C data base, the evaluation of traditional underamount of correction required to standings by European archeologists bring middle and late Holocene 14C values into approximate alignment of the timing of the introduction of imwith solar time varied from a mini- portant innovations in prehistoric mum of about -250 years in the mid- Europe. In his view, calibrated 14Cage dle of the first millennium A.D. to a estimates played a major role in revismaximum of about +800 years in the ing views of the factors involved in the fifth millennium B.C.I2 A small por- origins of several important archeotion of the solar and I4C time offset logical features of “European barbareflected the use of the Libby half-life r i sm ,” i nc 1ud i ng the mega 1it h i c of 5,568 +30years for conventional I4C chamber tombs, European metalage calculations. It had been deter- lurgy and Stonehenge in England. ARTICLES Since the mid-l930s, due in large part t o the influence of Gordon Childe, the first two developments had been seen as having their ultimate origins in the Near East, whereas Stonehenge was considered to reflect the inspiration of Mycenaean Greece. According to this perspective, European advances in areas such as monumental architecture and metallurgy were initiated or stimulated by diffusion of knowledge, initially from Egypt through the eastern Mediterranean and Aegean and hence to southeastern, east central, and then western Europe. Renfrew insisted that diffusionist views were seriously undermined by the calibrated I4C values, which appeared to place the megalithic tomb structures earlier than the Egyptian pyramids and to place copper metallurgy in the Balkans earlier than in Greece. Also, he noted that Stonehenge appeared to have been essentially completed before Mycenean civilization in Greece began. In place of diffusionist explanations for these cultural innovations, Renfrew and those influenced by him emphasized local factors such a s increasing population pressures, trade and exchange systems, and the manner in which social organization interrelatedwith developingindigenous economies and technologies. Another British archeologist characterized the “revolutionary” impact of both conventional and calibrated I4C data on British prehistory as “radical . . . therapy” for the “progressivedisease of ‘invasionism.’”’3 THE THIRD RADIOCARBON REVOLUTION: CURRENT RESEARCH ISSUES During the last decade, several major technical and methodological advances have provided contexts for a series of significant applications of the I4C method in archeological studies. These include the extension of the calibrated I4C time scale into the late Pleistocene, further detailing of the Holocene “time warps,” and the development of accelerator mass spectrometry ( A M S ) technology. The development of AMS technology has been appropriately labeled as revolutionary in its impact on the conduct of 14C~ t u d i e sThe . ~ extension of the cali- ARTICLES - 5000 Evolutionary Anthropology 173 c a l BP 30000 25000 20000 15000 10000 5000 0 L 4500 u 2 ' 4000 3500 L 3000 d rn 2500 0 v 2000 [u 1500 ? 1000 [u 500 -4 0 0 ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' ' %-500 ' ' ' a 30000 25000 20000 15000 10000 5000 I' c a l BC ' ' ' ' [o] c a l AD Figure 2. Characterization of Late Pleistocene and Holocene deviation of 14Cfrom dendrochronologially based and uranium-series-basedages: 0 to 30,000 years. Solid-line curve in excess of 11,390 cal BP taken from splined U/Th and 14C dates (triangles) on coral, assuming a 400-year resewoir age offset. Dotted-line curve for period before 23,000 cal BP based o n assumed atmospheric equilibrium or steady-state value 50% above the contemporary standard at 30,000 cal BC.2122 interlinking of the German oak and pine dendrochronological seq u e n c e ~ This . ~ ~component ~~~ of the calibration data base is provisional because it currently includes a "floating" tree-ring segment. Future revisions in Extending the Calibration of the the overlap correlations are possible. Thus, for the period from 9,840 to 14CTime Scale 11,440 cal BP-in I4C time, back to Comparisons of 14C and dendroabout 10,050 BP-calibrated values chronological data based on Irish and are not, as yet, confidently fixed in German oaks, Douglas fir, sequoia, time. For the pre-10,OSO-BP late Pleisand bristlecone pine currently docu- tocene period, paired uranium and ment about 9,800 years of dendro- thorium (234U/230Th) and 14C samples chronological time with bidecadal(20 from cores drilled into coral formayear) time-ring segments.I4 The 14C tions provide the data on which a late measurements comprising these data Pleistocene 14C calibration curve has sets are characterized as "high-preci- been extended to 21,950 cal BP (as exsion," referring to counting uncertain- pressed in 14C time, to 18,400 BP) in ties at the f 1 o level of <20 years for 50-year increments. 18-20 A half -1 i fethe 14Cvalues used to provide the Cali- based offset is built into most I4C bration data. Laboratories where the timekalibrated time comparisons becalibration data were produced have cause conventionally expressed I4C undertaken extensive and detailed in- values are calculated on the Libby terlaboratory comparisons to exam- half-life of 5,568f30 years, which is ine the validity of the stated about 3% below the most likely I4C uncertainties. l 5 half-life value. The dendrochronologically based With the extension of the I4C Calicalibration record has been provision- bration framework achieved through ally extended to 1 1,390 cal BP by the use of the uranium-series data on cor- bration of the I4C time scale beyond that provided by tree-ring data was accomplished primarily by the use of AMS-based I4C and U-series measurements on marine coral samples. als, it now appears that the original inferred "sine-wave"-like characterization of the various I4C secular variation plots was an artifact of the limited time frame documented by the tree-ringP4C data. Figure 2, a plot of the suggested relationship between 14Cand "real" time for the last 30,000 years, is, in large measure, based on the current combined dendrochron~logical/*~C and coral uranium .series/I4C data. These data suggest that at about 20,000 cal BP, I4C values are about 3,500 years too young.!' 22 Based on these data, it appears that the long-term secular variation 14C anomaly over about the last 30,000 years can be characterized as representing a slow-decay function on which middle- and short-term perturbations have been superimposed. Unfortunately, inferences about the 14C anomalies based on estimates of temporal variations in the earth's dipole magnetic field, the assumed principal cause of the major I4C secular variation anomaly, suggest a somewhat different pattern for the age offsets for the late Pleistocene. A5 illustrated in Figure 3, one interpretation of the geomagnetic data models a 14C/solartime offset up to about 2,500 years to about 15,000 cal BP, followed by a downward tendency to about 25,000 cal BP, and then a second upward tendency until about 40,000 cal BP. This model also predicts thai at about 45,000-50,000 years there will be good agreement between 1% and solar time.23A somewhat different interpretation of the I4C secular variation trend before 15,000 BP also emerges if a short-term geomagnetic reversal or major excursus, termed the Laschamp event, is assumed to have occurred at about 45,000 BP.24Comelations between I4C and other Quaternary dating methods (e.g., WAr) for this period also are not consistent with the current coral uranium-seriesP4C data.25The possibility that a relatively close supernova occurred about at 35,000 BP, resulting in a brief, sharp rise in 14Catmospheric content at that time, also has been considered. 26 Like the I4C method itself, anyaccurately measured calibration data base is applicable to all regions of the world with some suggested caveats. For example, I4C measurements on two den- ARTICLES 174 Evolutionary Anthropology 4L 1 500 3 A G v S 0 .c 8 2 i Q) 8 1 0 0 10 20 30 40 50 True Age (Ky) Figure 3. Suggested magnetic calibration of the 14C time scale: 0-50,000 years. Age corrections based on 14C production rate calculations taken from geomagnetic dipole strength data based on natural remanent magnetization measurements on sediments recovered in a series of marine cores.Ages of sediments based on oxygen isotopes time scale.77Shaded portion indicates uncertainties in the measurementof the geomagneticdipole strength data. Modifiedfrom originalfigure with perrni~sion.~~ drochronologically dated matched ring series from trees growing at the same time during the nineteenth centurj-an oak in the Netherlands and a pine in Cape Town, South Africahave been used to argue that there is an offset in calibration data of up to 0.5%, or about 40 years, between the Northern and Southern Hemis p h e r e ~ .However, *~ the interpretation of these data has been questioned. Other dendrochr~logical/~~C comparisons from sites in the Southern Hemisphere, such as Tasmania, agree well with Northern Hemisphere data2* Clearly, additional studies are required to establish firmly whether or not there is any consistent, systematic 14C offset effect in the two hemispheres. Detailing Holocene de Vries Effects A fuller rendering of the entire Holocene I4C time scale permits researchers to review more precisely the timing and characteristics of the de Vries “wiggles”over the last 10 millennia. Figure 4 plots a series of Holocene “time warps“ reflecting the time ranges of the de Vries effect perturbations in the calibration curve.22 The inherent uncertainties and fluctua- tions in the calibration curve cause discrete cal ages t o broaden into ranges, even when, as in Figure 4, the 1% ages are plotted with a hypothetical zero variance. Thus, I4C age determinations deriving from time periods with large calibration-range values will be inherently less precise than determinations from periods with small calibration-range values. For example, calibrated age equivalences for 8,000-10,000 BP are, on the average, inherently much less precise than those for @2,500 BP because the time warps in this period are of a significantly larger magnitude than are time warps in earlier millennia. A means of circumventing the inherent uncertainties in de Vries perturbations is to employ “wiggle-matching’’ strategies. This involves matching the pattern of de Vries “wiggles”exhibited by a set of continuous rings in a wood sample of unknown age against the known pattern in I4C age exhibited by wood samples making up a high-precision calibration curve. This approach recently has been used, for example, to assign a 14Cage of A.D. 320 +5 years to a wood sample from a site in Japan.29 In Figure 4, 12 major and five intermediate de Vries effect perturbations are identified. Major de Vries effects have been defined as warps exceeding 250 cal years; intermediate de Vries effects exhibit ranges in excess of 140cal years; and minor de Vries effects have ranges of less than 140 cal years. The 17 major and intermediate de Vries perturbations have been assigned Roman numeral and letter combinations. The Roman numerals identify the I4C millennium (i.e., I = 0 to 1,000 BP, I1 = 1,000 to 2,000 BP), while lower-case letters identify the perturbation in chronological order within each 14Cmillennial period. It has been noted that a major de Vries effect anomaly (Xa) centered on 9,600 BP and spanning almost five centuries complicates the interpretation of 14C determinations from Star Another major perturbation (IIIa) in the first millennium B.C. complicates comparisons of I4C values with some historically based chronologies in Near Eastern archeology. Accelerator Mass Spectrometry Technology From the initiation of 14C studies until the late 1970s, the means of inferring 14C concentrations and, therefore, the I4C age of samples exclusively employed decay counting technology. In decay counting, isotopic concentrations are measured by counting decay events in an ionization or scintillation detector and comparing the count rate in a sample of unknown age to that exhibited by appropriate standards under a common set of experimental conditions. For 14C, this involves counting beta particles, or negatively charged electrons emitted from the I4C nucleus. In decay counting, a relatively small fraction of the 14C atoms present in a carbon sample are actually measured. As early as 1970, Oeschger and his co-workers noted the great increase in sensitivity that could be obtained using mass spectrometric methods, especially if they were combined with isotopic e n r i ~ h m e n t . ~Mass ’ spectrometers, as their name implies, take advantage of the differences in mass of different isotopes to detect and directly measure their relative concentrations. Unfortunately, throughout the 1970s, experiments using a conventional low-energy (several thou- ARTICLES Evolutionary Anthropology 175 w In the late 1970s, this problem was overcome by accelerating sample atoms, in the form of ions, to much 400 higher energies (several million elecIIIb tron volt acceleration) in particle accelerators. This technology, initially cn I called high-energy mass spectrometry, 300 Ia is now referred to as accelerator mass _I spectrometry. Both terms emphasize Q u the linkage of particle accelerator and mass spectrometry methodologies for 200 U the detection of rare cosmogenic isoc3 topes such as I4C. z 4 Two types of AMS systems, cycloa trons and tandem accelerators, have 100 been used for direct or ion-counting I4Cmeasurements. Luis Alvarez, a Nobel laureate, briefly explored the basic concept behind the cyclotron-based n AMS approach in experiments he conU 5000 4000 3000 2000 1000 0 ducted just before World War I[ in which he used the 60-inch cyclotron at RADIOCARBON AGE (YRS BPI the University of California a t Berkeley. In the late 1970s, Richard M ~ l l e took r ~ ~up this work again and, in 1977, wrote the first published report of an AMS-based I4C determ ina400 tion on a n archeologically related VlIIa Xb sample.35For this determination he xc I used an 88-inch (224-cm) cyclotron. Throughout the 198Os, Muller’s 3CO group attempted to develop the potential capabilities of a cyclotron-based system. Their studies focused on the development of a smaller, relatively low energy (40-keV) “cyclotrino” 1hat 200 used an external ion source. Unfortunately, several major difficulties fi-ustrated the use of that technology for routine work in I4Cdating.36However, 100 another laboratory has now reported more encouraging results.37 The second type of AMS system employs an electrostatic tandem accel0 erator. Typically, this type of AMS 10000 9000 8000 7000 6000 5000 system is called tandem accelerator RADIOCARBON AGE (YRS BP) mass spectrometry (TAMS). In 1977, two accelerator groups simultaneFigure 4. Holocene ’%2 ranges in cal yr obtained from the calibration of conventional I4C ages: ously published suggestions about Top: 0-5000 BP; Bottom: 5.000-10,000 BP. Ranges produced for an ideal hypotheticalcase with zero I4C sample standard deviation.The youngest cal age obtained for each I4C was set to zero. The how a tandem accelerator could be sample was assumed to have been formed during a 20 year or shorter interval.22 employed to measure 14C at natural concentrations using milligram amounts of carb0n.~8,39 One great advantage of the TAMS system is that the sand electron volt acceleration) mass ties similar to that of l4c(e.g.,I3CHOr acceleration process destroys molecuspectrometer were frustrated, in part I2CH2)could not be sufficiently elimi- lar species (e.g., 1 3 or 12CH2) ~ ~ in the because of the extremely low natural nated from the mass spectra. Come- beam. This significantly reduces the 14C concentrations (14C/l*C=ca10-12) quently, relatively high backgrounds relatively high backgrounds that had and partly because I4N and stable mo- could not be sufficientlysuppressed to occurred with conventional mass lecular ions with charge-to-mass ra- permit natural I4C mea~urements.3~J3spectrometers. TAMS proved to be a 4 v 1 I1II t -1i ARTICLE5 176 EvolutionaryAnthropology HIGH ENERGY MASS SPECTROMETRY ARCHEOLOGICAL APPLICATIONS OF AMS TECHNOLOGY Thin carbon foil stripper Cl+...& I 1 c- 7 I I I I I I I I I I r;ti I. I I I I I I I I I I FN-TANDEM ELECTROSTATIC ACCELERATOR b . JI I LOW ENERGY MASS SPECTROMETRY VELOCITY (Wien) ANALYZING MAGNETS IONIZATION DETECTOR Slits figure 5. Schematic representation of major elements of a TAMS-typeAMS system at the University of California Lawrence Livermore National Laboratory (LLNL). Figure prepared with the generous assistance of John R. Southon, LLNL.40 practical AMS technology for a whole range of isotopes, including 14C. To date, almost all routine AMS I4C determinations have used this approach. Figure 5 is a schematic representation of the TAMS-type AMS system operating at the University of California Lawrence Livermore National Laborat0ry.4~~~ Three advantages of AMS technology in the measurement of 14C were anticipated as a result of the greatly enhanced detection efficiency. First, major reductions in sample sizes would be possible, from gram amounts of carbon to milligram amounts and, with additional efforts, to less than 100 micrograms. Second, major reductions in counting times would be possible. Mini- and microcounting systems require months or weeks, and even conventional systems require several days for counting. However,only minutes of counting are necessary for AMS systems to achieve f l %counting statistics. Finally, it was anticipated that the applicable dating time frame could be inreased from the currently routine 40,000-70,000 years to as much as 100,000years.34 The first two of these anticipated benefits of AMS technology have been fully realized during the last decade. Order-of-magnitude reductions in both sample sizes and counting times have been made possible on a routine basis. However, the third projected advance has not yet occurred, because of the current inability to exclude microcontamination of samples, primarily During the last decade, the expanding use of A M S technology for I4C analysis has continued to open new and diverse areas of research. Indeed, I4C data have yielded important new understandings that would not have been possible or practical with decay counting. In archeology, a variety of issues and topics have been significantly affected by the new ability to obtain I4C measurements on milligram amounts of sample. Early Plant Domestication The impact of AMS technology on issues of major archeological interest by modern carbon introduced during is well illustrated by the results of sevsample preparation. eral studies that have examined the The source of a significant portion accuracy of 14Cage estimates assigned of sample contamination is the cur- to domesticated plant species in sevrent requirement in almost all AMS eral regions of the world. The critical laboratories that samples be con- question, of course, is the timing of verted to some type of graphitic carb- the earliest appearance of cultivated on for use in the ion source of an AMS or domesticated plants that later besystem. The I4C contained in micro- came the basis of a horticultural or aggram amounts of modern carbon con- ricultural subsistence regimen i n tamination translates into these regions. background levels in the 40,000 to In the early 1970s, conventional I4C 50,000 BP range. For example, an av- measurements had been obtained on erage ( N = 1 9 ) apparent age of New World charcoal samples as52,140f450 BP was obtained for dupli- sumed to be stratigraphically associcate 1-milligram samples of carefully ated with specimens of Zeu mays from pretreated wood with a purported age several caves and rock shelters in the of ; 100,000 years. These samples had Tehuacan Valley of central Mexico. On been combusted to CO, and converted the basis of an age assignment to the to graphitic carbon by catalytic reduc- fifth or sixth millennium B.C. protion on cobalt. The lowest background vided by the associated charcoal I4C value obtained was 56,150 +S40 BP.42In- values, the maize samples from Tevestigators in another laboratory have huacan had been viewed as the earlireported a background value on Mi@ est examples of cultivated maize in the cene-age coal of about 55,000 BP for New World. Table 1 compares the I4C graphite samples of ;200 mi~rograms.4~values previously obtained on purTo eliminate the need to convert portedly associated charcoal with the C 0 2 to graphitic carbon, researchers AMS I4C values directly obtained from at the Oxford AMS laboratory have de- the maize samples. In contrast to the veloped a CO, gas source as part of 5,350 to 7,000 BP values on associated their TAMS system. They report that charcoal, the range in I4C values diages up to 50,000 years can be deter- rectly obtained from the maize fragmined with background s~btraction.4~ments is 1,560 to 4,700 BP for the For example, a n Oxford CO, gas- samples from San Marcos Cave and 450 source AMS determination of ;44,800 to 4,090BP for the specimensfrom CoxBP was obtained on charcoal from a catlan C a ~ e . ~ ~significantly The later ocMiddle Paleolithic level at Kebara Cave currence of maize at Tehuacan raises that had yielded an average thermolu- anew questions about where the center minescence date of 5 1,900 (f3,500) BP (or centers) of maize domestication in on burned flints.45 Mesoamerica may have been. ARTICLES Evolutionary Anthropology 177 TABLE 1. Comparison of 14Cdetermination on samples of charcoal and maize from Tehuacan Valley, Mexico46 Decay counting on associated charcoal AMS direct counting on maize specimens I4Cage BP (range) Calibrated AD/BC (range) 14Cage BP CalibratedAD/BC (range) Son Marcos Cave 5350-7000 1560f45 4150 f 50 4600 f 60 4680 f 50 4700 f 60 4700f 110 AD 440-620 288C-2660 BC 3380-3360 BC 3500-3380 BC 3500-3380 BC 3640-3360 BC Coxcatalan Cave 450 f 40 1860 f 45 1900k60 3740 f 60 4040 f 100 4090 f 50 AD 1400-1460 AD 80-220 AD 20-220 228C-2040 BC 2580-2500 BC 2870-2580 BC 4 150-5800 BC In the Old World, six-rowbarley and several other plant domesticates from the Late Palaeolithic site of Wadi Kubbaniya in southern Egypt had been assigned ages of 17,000 and 18,500 BP based on conventional I4C measurements of wood presumably associated with them. Although AMS I4C values on wood supported the Late Paleolithic age of the site, a date obtained directly from a barley seed at the Arizona AMS laboratory yielded an age of 4,850 BP, indicating the intrusive nature of the plant domesticates at this site.47 At the Oxford AMS facility, 14Cvalues were obtained from two seeds of domesticated wheat (Triticum dicoccum) recovered from Kebaran levels at the cave site of Nahal Oren in Palestine. Although I4Cvalues on presumably associated bone are in the range of 16,000-17,000 BP, AMS values on the seeds indicated ages of 2,940 and 3,100 BP. AMS determinations were also obtained on grains of domestic wheat initially thought to be associated with Natufian levels at the site of ’Ain Mallaha in Palestine. An essentially modern age (330 BP) was obtained, again pointing to the potential of small seeds having been introduced far down a stratigraphic profile.48 Peopling of the New World AMS 14C technology has also been used to address one of most acrimonious debates in New World archeology, the nature and timing of the peopling of the Western Hemisphere. Historically, this debate has centered on two issues: the scientific validity of data offered as evidence of human presence and the accuracy of the age estimates associated with these A number of discussiocs have centered on questions concerning the validity of Paleoindian materials with assigned ages in excess of the welldocumented Clovis-period occupation of North America.soOf the more than 100 sites in North America that have been reported during the last century to contain evidence of “preClovis” occupation, only a small number, including the Meadowcroft Rock Shelter in Penn~ylvania,~’ remain under active consideration. Of these remaining alleged pre-Clovis sites in North52 and South53,54America, either the cultural nature of the material or the adequacy of the geochronological data associated with the remains (or both) are questioned. In the case of Meadowcroft, for example, it has been suggested that charcoal samples from the site are contaminated with a form of coal, thus rendering the 14Cages too 01d.55.56 The current body of I4C age determinations associated with sites in northeastern Siberia57 and interior Alaska58 also currently pose major problems for those seeking evidence of human migration between northeastern Asia and northwestern North America before 1 1,500BF! The ability of AMS technology to permit routine measurement of 14C values using milligram amounts of carbon provided the technical capability for direct examination of a series of human skeletons from North American sites that, on various grounds, had been declared t o date to before 11,000-12,000 BP-i.e., to be of preClovis age.59AMS technology permitted detailed analysis of the validity of 14C age estimates on a range of organic extracts including individual amino acids and other highly specific organic constituents contained in bone. Such analyses are necessary because of the well-documented problems in obtaining accurate I4C determinations on b~ne.~O-~~ Table 2 summarizes AMS 14Cvalues obtained on various organic fractions extracted from human skeletal samples and, in one case, an artifact fabricated from a nonhuman bone from a North American site, all of which had been assigned a pre-Clovis age. The basis of the initial age assignment of these samples included other Quaternary dating methods such as amino acid racemization, uranium-series testing and, in a small number of cases, prior decay-counting 14Cdeterminations. The corpus of the AMSbased I4C values on these human skeletal samples indicate that all are younger than 11,000 BP. These data are the basis of the current conclusion that all currently known 14C-dated human skeletons from the Western Hemisphere a r e of Clovis age o r younger. The only exceptions are two 14Cvalues obtained in connection with experiments to determine the validity of 14C determinations on a noncollagen component of bone, osteocalcin.64 These two values are interpreted as representing fractions that have been contaminated in the process of their chemical extraction, the reason being that a significant number of I4C dates, along with other evidence, points to the age of the Haverty (Ange- ARTICLES 178 Evolutionary Anthropology TABLE 2. Revisions of age estimates on human bone (except Old Crow) from North American sites of purported Pleistocene age based on AMS I4Cdeterminations.Sources for these data may be found in the caption of Table 25.5 in reference 60 Original Estimate Skelton(s)/Artifact Basis Revised Estimate 14CAge (BP) Age Sunnyvale AAR U-series 70,000 a300/900o 360~4850 6300 Haverty (Angeles Mesa) AAR >50.000 Del Mar AAR U-series 4 1,000-48,000 1 1 .OOO/1 1,300 4050-5350 5200 7900-10.500 2730-4630 4600-13.500 5250 15,900 5320 Los Angeles (Baldwin Hills) Taber Yuha 4c AAR Geologic 4c AAR Old Crow Laguna Natchez Anzick Tepexpan Calaveras ' 4c 14 C Geologic Clovis Geologic Geologic les Mesa) skeletons as being in the range of 4,000 to 5,000 BP.65 The experimental osteocalcin I4C determinations reflect current efforts to deal with the problem of the accuracy of such determinations on bone samples of modern levels) containing low (4% or trace ( < I % of modern levels) amounts of residual collagen, the principal organic constituent of bone, since it has been observed that such samples, in some cases, exhibit anomalous I4C values. Typicdy, bone characterized by low or trace amounts of collagen exhibit 14Cages that are too young, indicating that chemical pretreatment methods have not totally removed modem carbon contamination. In the case of the Haverty skeletons, the ages of the osteocalcin fractions are interpreted as being too old, which suggests contamination with 14C-"deadreagents (i.e., reagents exhibiting no detectable I4C) during chemical pretreatment. >23.000 26,000 22,00060,000 22,000 23,000 19,000 23,000 7100 17,150 > 14,800 "Pleistocene" 10,000-1 1,000 "Pleistocene" "Pliocene" Laboratories 4830 1 150-5060 3560 UCR/Arizona AMS UCSD (Scripps)/ Oxford AMS UCR GX (Geochron) UCLA UCR/LLNL-CAMSAMS UCR/LLNL-CAMSAMS DSIR, New Zealand AMS DSIR, New Zealand AMS UCSD (Scripps)/ Oxford AMS Arizona AMS Arizona AMS UCR/Arizona AMS 3550 1650-3850 Chalk River AMS Arizona AMS 1350 Simon hazer/ Mc MAster AMS UCSD (Scripps)/ Oxford AMS 5100 5580 86 10- 10.680 920-1980 740 Dating the European Upper Paleolithic and Mesolithic The initial promise of AMS technology to extend the I4C time frame to as much as 100,000 years offered the prospect of obtaining direct age estimates on Upper Pleistocene hominids. This would have permitted the use of 14Cto study the temporal relationship between populations of modern Homo sapiens and their relationship to the Neanderthals. As already noted, current background levels limit the routine usefulness of AMS-based I4C measurements to the last 40,00050,000 years. In addition, I4C values obtained from collagen-depleted bone samples often yield anomalous results. Unfortunately, it is likely that a significant number of Upper Pleistocene bone samples from Europe and the Near East would be characterized by low or trace amounts of collagen. Arizona AMS Arizona AMS Arizona AMS UCR/Arizona AMS Despite current limitations, AMS values have played a significantrole in the study of the later portions of the Upper Paleolithic and Mesolithic in Europe. As illustrated by the results presented in Table 3, AMS values have been particularly important in distinguishing the age of human skeletal materials in contexts where there was the possibility of stratigraphic mixing of later human bone samples with earlier Pleistocene sediments. At Kent's Cavern and Paviland Cave in England, for example, I4C values have distinguished Pleistocene-age material from later intrusions. In another instance, the Badger Hole hominids, once thought to be of late Pleistocene age on the basis of comparison of their fluorine, nitrogen, and uranium content with that of associated extinct fauna,66were found to include material of post-Pleistocene age. On the other hand, the assignment of an early ARTICLES Evolutionary Anthropology 179 TABLE 3. Selected AMS I4C analysis on human bone by the Oxford AMS laboratory from European Mesolithic and Paleolithic contexts in Western Europe. Numbers in parenthesesfollowing age of specimens indicate number of bone samples analyzed Oxford AMS Site Issue/Context Association Results (14Cyrs BP) Interpretation Date list No. Kent‘s Cavern, England Paviland Cave, England Pleistocene (Kc 4) 30,900 (1) Early Upper Paleolithic Pleistocene (Kc 1, Kc 3) 3560-8870 (2) Mesolithic Pleistocene (Paviland 1, “Red Lady”) Pleistocene(Paviland 2) 26,350 (1) Early Upper Paleolithic 7190 (1) Mesolithic 9 4,9 Sun Hole, England Late glacial 12,210(1) Late glacial 3 Gough’s Cave, England Late Pleistocene 1 1,480-1 2,380 (2) Late Pleistocene 13 Grotte Margaux. Belgium Group burial 9330-9350 (2) Badger Hole, England Late Pleistocene 1380-9360 (3) Gough’s New Cave, England Vasil’evka. Ukraine “Cheddar Man“ late glacial 9100 (1) or early postglacial 7620-8020 (3) Phase II One of the oldest group burials in Europe Mixed post-Pleistocene deposit Early postglacial Aveline’s Hole, England Mesolithic/Neolithictransition Phase 111 9980-10,080 (3) Mesolithic 8740-91 00 (3) Mesolithic 19 4,9, 13 4 19 4.6 Berlin-Schmockwitz, Germany Gross Frendenwald, Germany Ogof-yr-ychen, Wales Mesolithic 6900-8200 (2) Mesolithic Neolithic or Mesolithic? 7360-7660 (2) Mesolithic Mesolithic lithics 7020 (1) Mesolithic cave burials 18 Grosse Ofnet-Hohle. Germany Rees. Germany Late Pleistocene 7360-7560 (5) Mesolithic 9 Mesolithic 5160 (1) Mesolithic 5 Asteback, Abri, Luxembourg Mesolithic 5010 (1) 19 Loccum. Germany Late glacial faunal remains 3030 (1) Mesolithic-Middle Neolithic Holocene MacArthur Cave, Scotland Mesolithic 2 170-2460 (4) Neolithic 19 1265 (1) Saxon period 18 HunstantonWoman, Norfolk Pleistocene (c. 18,000) post-Pleistocene or Mesolithic age to a number of human skeletal samples has been confirmed. AMS-based I4C measurements on two marine shell samples excavated from Mousterian levels at Grotte du Prince, Monaco, were undertaken to evaluate their age because the species of shell apparently could have derived only from the Indian Ocean. Archeological studies were spared creative inferences concerning a Mousterian shell trade network when the average age of the shells was determined to be 670+50 The Upper Paleolithic rock-shelter site of Abri Pataud at Les Eyzies in the Dordogne region of southern France provided the opportunity to compare a series of AMS 14Canalyses of animal bone samples from a long stratigraphic series with conventional I4C values obtained using much larger amounts of bone or antler. Figure 6 summarizes the results of the Oxford AMS I4C analysis (open squares) on bone as compared with the earlier measurements obtained by the Groningen laboratory by means of conventional decay counting (solid circles).68 In at least four instances (designated in the figure by asterisks), the AMS I4C determinations were younger than expected. In each case, the Oxford laboratory reported that the amount of collagen present was less than 5% of that typically found in modern bone. The interpretation of these results is that younger contamination was not totally removed by the pretreatment 5 19 19 methods employed. If the collagen content of the sample is not at a sufficiently high level, the effect of a few percent modern contamination could explain the anomalous 14C ~ a l u e s . 6 ~ CONCLUSION The impact of I4Cdating on the conduct of archeological research has been, in some aspects, clear and explicit and, in others, more subtle and indirect. Most obvious is the fact that I4Cdata provide a common worldwide chronometric time scale for the entire late Quaternary, the foundation on which a majority of the prehistoric chronologies for the last 40,00050,000 years in many regions of the world are, directly or indirectly, constructed. ARTICLES 180 Evolutionary Anthropology 'rota-MaydJlen~an LEVEL 2 19 - 20 - 21 - 23 25 LEVEL 3 - 22 21 PerlgardlJ" VI - - 26 - 27 - 28 29 - 3031 32 - 3334- Figure6.Radiocarbon dates from Abri Pataud,Les Eyzies. France.Cornparision of AMS-baseddates produced by the Oxford Laboratory (OxA). Decay counting dates determined at the Groningen Laboratory (GrN). The Oxford Determinationsobtained on the bone total amino acid fraction. The Groningen values obtained on the total acid-insoluble organics treated with base to remove humic acids. Figure used with permi~sion.~~ For archeology, the 14Cmethod provides a means of deriving chronometric relationships that are completely independent of any assumptions about cultural processes and totally unrelated to any manipulation of artifact data. Beyond this, it has been noted that I4C dating led to a noticeable improvement in archeological field methods in that it pointed to the need for more rigor in recording the details of stratigraphic context and geomorphological relationship^.^^ It has also been suggested that the nature of 14C age expressions-i.e., the presence of a mathematically explicit error term-was responsible, at least in part, for the increasing attention given to statistical formulations in the evaluation of archeological data.71 While sometimes not currently stressed or appreciated, more than forty years after its introduction, the role of I4C data on the conduct and outcome of archeological researchat least for those concerned with empirically documenting the validity of their assertions about the past-continues to be both pervasive and persuasive. ACKNOWLEDGMENTS The UCR Radiocarbon Laboratory is supported by the Gabrielle 0.Vierra Memorial Fund, the Accelerator Mass Spectrometry Laboratory of the University of California, Lawrence Livermore National Laboratory (LLNL), and the Intramural Research Fund, University of California, Riverside. I appreciate the helpful comments of Sylvia Broadbent, David A. Burney, and an anonymous reviewer of an earlier draft of this article. I also thank John Southon (LLNL) for his help in preparing Figure 5 a s well as A. Mazaud and Springer-Verlag for permission to use Figure 3 and Paul Mellars and the Wenner-Gren FoundatiodUniversity of Chicago Press for permission to use Figure 6. The author would prefer to use the spelling "archaeology" where that word appears in this article, but understands that Evolutionary Anthropology prefers "archeology." This is contribution 95-23 of the Institute of Geophysics and Planetary Physics, University of California, Riverside. 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