FORUM The Ecosystem: Model or Metaphor? Epistemological Difficulties in Industrial Ecology Gérald Hess Keywords: analogy epistemology ideology industrial ecology metaphor sustainable development Summary Industrial ecology offers an original way of looking at economic activities. The approach is based on an analogy between certain objects studied by the science of ecology (ecosystems, metabolisms, symbiosis, biocenosis, etc.) and industrial systems. However, this analogical relationship raises difficulties due to the various interpretations to which it is open. Although there is agreement regarding its heuristic function, the analogy can nevertheless be understood either as a model or as a metaphor. The present article first attempts to show how models differ from metaphors. It then sets out to justify the epistemological relevance of this distinction for industrial ecology research. The reflection should thus contribute to clarifying the debate on the (supposed or desired) role of analogy in the field of industrial ecology and heighten the interest this field of investigation represents for implementing sustainable development. Address correspondence to: Gérald Hess Institut de politiques territoriales et d’environnement humain (IPTEH) Faculté des géosciences et de l’environnement Université de Lausanne (UNIL) Amphipôle—Quartier Sorge 1015 Lausanne, Switzerland [email protected] c 2010 by Yale University DOI: 10.1111/j.1530-9290.2010.00226.x Volume 14, Number 2 270 Journal of Industrial Ecology www.blackwellpublishing.com/jie FORUM Introduction Over the past 20 years or so, industrial ecology has been emerging as an operational strategy for sustainable development. There is no standard definition for this approach. Nonetheless, a specialist in this area, Suren Erkman (2004), has identified several features that set industrial ecology apart from other ways of representing industrial and economic activity. In summary, industrial ecology strives for a global, integrated view of all the components of the industrial system and their relations to the biosphere. Drawing on technological processes, this strategy strives to optimize material and energy flows in the industrial system in a fashion similar to the way natural ecosystems function (Erkman 2004, 27). I focus on two specific elements of this definition: First, industrial ecology defends a holistic perspective expressed by the permeability between human activities and the biosphere; second, it is largely inspired by scientific ecology.1 Indeed, it tends to organize the industrial system according to the quasi-cyclical functioning of natural systems. It aims in particular to define industrial activities as biological ecosystems. It thus contributes to establishing an analogy between biological ecosystems and industrial systems, subjecting the latter to constraints.2 This way of considering activities has spawned a new terminology. The industrial metabolism, for instance, refers to the measurement of material and energy flows resulting from industrial activities; industrial biocenosis3 refers to the idea of associating certain economic agents to optimize the material and energy flows of their activities; and the Kalundborg symbiosis has become the stock expression to refer to the city in Denmark where certain industrial waste products are systematically converted into resources contributing to the production of goods by other companies located within the same territory (Nemerow 1995).4 The industrial ecology strategy is at odds with a major principle of neoclassical economics, which holds that value is created when material and energy flows increase, which ensures economic growth. Industrial ecology forms an interesting alternative to this view of things. By taking into account environmental limits, it also provides a way of envisaging limits to material growth. Such limits are inherent to a certain interpretation of sustainable development as well. From an epistemological standpoint, the argument can nevertheless be made that the analogy between natural ecosystems and industrial activities—on which industrial ecology is based—still remains too vague to be totally operational. This relationship can, in fact, be interpreted in several ways. How, indeed, is one to understand the use of the notion of a natural ecosystem (and other ecological concepts) in the context of industrial ecology? Is it really only an ordinary usage? And is the term indeed borrowed from the traditional area of scientific ecology? In this case, it is simply a matter of extending the field of application of the concept of ecosystem to another field—the industrial system—in which case the analogy is akin to a model. On the contrary, the use of the notion of ecosystem could be more than just a borrowing from classical ecology. It could instead indicate the emergence of a new meaning expressed by an inventive metaphor. When industrial ecology researchers take the trouble to think about this relationship to analogy, they often confuse metaphor and model. This is the case of Ralf Isenmann’s analysis (2003a, 2003b), for instance.5 And when the distinction is made, it often lacks a full awareness of the implications. This is the case, for example, with John Ehrenfeld’s (2003, 2007) essays. It seems to me, moreover, that the lively debate that pits advocates of industrial ecology against one another on the issue of the (supposed or desired) role of metaphor—work by Christoph Bey (2001), Jouni Korhonen (2005), and Peter E. Wells (2006) provide good examples of this— would be much clearer if the distinction were made between model and metaphor. I maintain that this alternation in the interpretation of the analogy between biological ecosystems and industrial systems is, in fact, ambiguous. That ambiguity is not without consequence. Without a philosophical clarification, it is, first of all, likely to lead, as I attempt to show, to an epistemological error, unbeknownst to those who base their thinking on this analogy. To my mind, the error involves confusing what finally has to do with the objective properties of a state of things with the representation of a state of things. In other words, it involves mixing up two levels Hess, The Ecosystem: Model or Metaphor? 271 FORUM of discourse, the first of which refers to the real, and the second of which refers to the vision one has of it. This error can take several forms. It can, for instance, take the form of ideology, or it can damage the coherence and originality of the industrial ecology approach. The alternation between model and metaphor is moreover enlightening as regards another ambiguity specific to the expression “industrial ecology.” This ambiguity involves technological applications and the disagreement between two interpretations: an “artificialization” of nature and a “naturalization” of technology. This produces divergent viewpoints among the advocates of industrial ecology. These are also, more fundamentally, different representations of development. Industrial ecology, as I have said, seems to be one of the tools available to implement sustainable development. At least in the current state of affairs, I believe that the advocates of industrial ecology are fueling the conflict between the two conceptions—“weak” (Solow 1997) and “strong” (Daly 1997)—of sustainable development. Yet we are entitled to expect them to help resolve it instead. I propose here to tackle the question of analogy in industrial ecology and seek to grasp its implications from the standpoint of scientific activity. I cannot do this without first making a short detour through the notions of metaphor and model. That should enable me to identify the difficulties that I have mentioned above, whether those difficulties stem from a confusion between reality and its representation or from an ambiguity of the meaning attributed to technology. I conclude my analysis with a brief suggestion as to how these difficulties might be overcome. Metaphor and Model To illuminate the difference between metaphor and model, I must be clear on what I am talking about. I thus first introduce an initial distinction among several levels of discourse. By the expression “industrial ecology,” I mean, in accordance with current usage, the field of study pertaining to certain “objects”: an industrial system, the flows of substances from an economic activity, the waste it produces, micropollutants, and so forth. In articulate language, the expression 272 Journal of Industrial Ecology “industrial ecology” is, as Suren Erkman (2004) points out, an oxymoron. It follows that expressions such as “industrial ecosystem,” “Kalundborg symbiosis,” and “industrial biocenosis” refer to objects of study specific to industrial ecology. From a linguistic standpoint, I define them as metaphors or models.6 I am indebted to the American philosopher Max Black (1962, [1979] 1993) for being one of the first to make the connection between model and metaphor.7 His analyses constitute essential and well-known references in this regard. Perhaps less well known is the background to this debate. In fact, Max Black takes issue with all the other theories of metaphor that deny this figure of speech its own signifier function. Translating a metaphor by a paraphrase, he maintains, allows something irreplaceable to escape that cannot be expressed in any other way. This is precisely what happens, for instance, when in the sentence “Love is a razor”8 the word razor is replaced by danger or by potential wound. Metaphor apparently enables one to say something about something else. But what’s more, the meaning expressed through it is unexpected, new, and, consequently, unique. This dual aspect of metaphor, both referential and creative−innovative, which prompts Max Black (1962, [1979] 1993) to compare metaphor and model. Indeed, a model always presupposes two representations, one of which serves precisely as a description for the other. This is how the term symbiosis can serve as a model to describe the web of activities of the companies in Kalundborg. Added to that is the heuristic dimension of models: These are effectively in service of discovery and invention. When one refers to the Kalundborg industrial network and its dynamic as symbiosis, properties are revealed that without this term would go unnoticed. In the example of this Danish city, the main point is that the partners exchange their residual waste. The Specific Nature of Models It should be pointed out that this connection is not enough to assimilate the structure of a model with that of a metaphor. Models have specific characteristics. First of all, they are constructions that, like a filter, aim to simplify phenomena, FORUM organize them, and select certain aspects at the expense of others. In this fashion, the double helix of geneticists James Watson and Francis Crick can represent the structure of the DNA molecule. Next, and this is an important point, the ordinary or literal meaning of a model leads to the creation of a new system of implications of the state of things in question. The juxtaposition of the field of reference with the representation that serves as a model engenders another way of seeing, but a way of seeing reality. It produces an isomorphism between the thing and the model that describes it. For instance, modeling the DNA molecule in the helical form of a double helix thus enables a new property of this substance to come to light: It retains and transmits information to the descendants (Nouvel 2000, 98–99).9 The model of the double helix thus reorganizes the range of implications related to the chromosome substance of a cell by supplying new descriptions of molecular properties. This is why models have a cognitive dimension, which constitutes their third feature. Not only does a model describe the real world, but also and especially it re-describes it and describes it again differently. The double helix is, indeed, a redescription of the molecular structure as it was perceived before Watson and Crick’s breakthrough. It is, indeed, the referent (the reality described) that changed, so to speak, thanks to the model through which it is grasped. The Specific Nature of Metaphors On the basis of hermeneutical and phenomenological tradition derived from the German and French philosophers Hans Georg Gadamer ([1960] 1990) and Paul Ricœur (1975), my conception of metaphor allows one to show how the metaphor is distinguished from the model. As I conceive it, metaphor is really different from model on all of the points above. Moreover, it is not limited to a figure of speech; it is also a process of thought. As suggested by the biologist and philosopher of science Pascal Nouvel (2000, 122), metaphor describes first of all the sudden appearance of a semantic complication that is expressed in speech, a phenomenon that has been analyzed in depth by Paul Ricœur (1975). Suffice it here to recall what Aristotle (1984, III.10.2.1404b) long ago noted about when a metaphor is formulated: the oddity and surprise provoked by a semantic incongruity. These effects lead the interlocutor to seek the true meaning of the utterance. When I refer to love as being a razor, one should not take the word razor literally. Instead, the word expresses my vision of love. By using this concept, I convey something of myself with respect to the amorous phenomenon; I am expressing the effect that love has on me, which a paraphrase—such as danger, for instance—could not convey. The adequate meaning of metaphor can be grasped not by inference but by an affective approach. Only such an approach is sensitive to the qualities of the unique speech context, the true ingredients of the new metaphorical meaning.10 In addition, and this comes as a consequence of what precedes, in my view metaphor refers not to any sort of state of things but to a perspective. On this point, my conception differs from that of Max Black (1962, [1979] 1993). Unlike him, I, in fact, believe that the semantic content of the metaphorical image does not refer to the object of the utterance.11 This is not to say that the object of the utterance is absent, but the metaphoric relevance does not apply to it; it applies to the speaker or author of the metaphor. In “Love is a razor,” the razor is not, despite appearances, a new objective property of the reality that is love, a property that the unhappy experience of the utterer of the metaphor has brought to light. The metaphor, on the contrary, opacifies the relationship between language and the object to which it refers by introducing a point of view or subjective perspective.12 Last, as a corollary, the figure of metaphor thus refers less to things than it constitutes an image of things. In the absence of a specific reference, metaphor—as long as it is active or living— does not have a specific cognitive content. In other words, it expresses not the relationship of a speaker to the real world but a speaker’s relationship to his or her own images of reality. It constitutes, as the philosopher Arthur Danto (1981, 207) nicely put it, a work in which a representation is “magically embedded.” When I qualify love using the word razor, I am expressing only my view of love, not a quality that is supposedly independent from my own experience. The use of Hess, The Ecosystem: Model or Metaphor? 273 FORUM metaphor is thus a preferred means of manifesting the subjective or, more precisely, phenomenal aspect of one’s experience of the world.13 The Natural Ecosystem as a Model for the Industrial System The preceding epistemological distinctions now allow us to understand the various implications of certain concepts14 that are specific to scientific ecology15 to describe industrial activities. Let us examine the first example: What does it mean to consider the biological ecosystem as a model? The biological ecosystem is a complex concept. It refers to many notions, such as ecological niche, (autotrophic) producer, (heterotrophic) consumer, trophic web, decomposers, flows of matter (e.g., carbon and nitrogen), cycles, food chains, and biocenosis and symbiosis. As soon as the natural ecosystem is used as a model for the physical substrates (matter and energy) of industrial activities, obviously, all of the underlying representations of this concept cannot be transposed item by item. As I said before, it is not a relation of identity but merely one of analogy. Never will we be able to produce an industrial ecosystem that is identical to the biological ecosystem. This is why, when perceived as a model, the notion of ecosystem first of all delimits the implicit representations likely to organize the industrial system. A delimitation of this sort occurs, for instance, with the circular property of the system, or else the idea of food chain, which refers to the fact that one man’s waste is another man’s resource, or again with the concept of biocenosis. This web of implications related to the concept of biological ecosystem is then projected on an area constituted by the industrial system. This projection induces another way to see industrial activity. Precisely, it helps to construct a “new” web of representations implicit in the industrial system, in that this web intentionally deviates from the traditional representations associated with the workings of industry and the economy. The traditional industrial system fits in with the linear approach. All processing operations consume raw materials to manufacture a product and produce waste that is, if not discarded, then at least stored. Industrial ecology strives to demol274 Journal of Industrial Ecology ish this linear structure of consuming, manufacturing, and storing (or discarding). To that end, it uses representations, such as circularity and food chain, that pertain to natural ecosystems to alter a conception of industrial activity that does not take into account the biosphere and its limits. Thus, industrial ecologists no longer speak of storing waste but now talk of recovering it as much as possible as a raw material to be consumed for other activities. On the Kalundborg site, for instance, waste water from the Statoil refinery is used to cool the Asnaesvaerket power plant. This, in turn, produces not only electricity but also steam, which is sold back to the refinery and other consumers of the “ecosystem” (Erkman 2004, 29–30). The same holds true with the idea of biocenosis. In this industrial system, it refers to an assortment of complementary enterprises on the same premises. The aim is to reuse the by-products of their activities, like a given combination of species does within a biological ecosystem. To conclude this section, I highlight an important aspect of the projection characteristic of a model. The concept of ecosystem as a model for industrial activity is envisaged in its original sense—in other words, as it is understood in scientific ecology. It is precisely in this meaning that it can be more or less productive for reorganizing the industrial system in a new way. Two consequences of the above interpretation are worth drawing attention to. The first involves an extension of the realm of objects dealt with in scientific ecology. Indeed, if the biological ecosystem is a model for the industrial system, what holds true in the field of ecology theoretically also holds true—to a certain extent—for industrial activity. We attribute the properties related to the borrowed area—scientific ecology— to another area, that of the economy or industry henceforth considered as a subsystem of the biosphere. For instance, certain characteristics of symbiosis—take, for example, reciprocity, constancy, balance, and interdependence—also qualify the links between actors in a real industrial system. Of course, not all the characteristics of the objects of ecology allow themselves to be simply transposed to industrial activities.16 Regularity, abundance, and diversity are not FORUM necessarily properties of industrial symbioses, not to mention the company, which is not a living organism per se. Furthermore, the extension of scientific ecology as a field of reference to the industrial system also means that the major ecological principles—interconnection, totality, integration in the biosphere (holism), complexity, and the like—also hold true for industrial activity on the whole. The second consequence resides in the fact that models always have a reference. There must be a reality to which the model applies and by which it can be described in a different way than it usually is. In practice, the industrial ecology approach first translates as analyses of the industrial metabolism or industrial symbioses. The point is to undertake mass and energy assessments. We strive to measure the material and energy flows related to a specific economic activity, on a scale of the region, a city, for a product or a service. In the case of industrial symbiosis, one studies the relations among the various actors in an industrial system. Then, in the action phase, efficiency strategies are developed, such as product decarbonization or dematerialization. In summary, the work of industrial ecology involves starting from a state of things that one seeks to optimize through an interpretative framework—that is, the model of the natural ecosystem. The redescription that is made enables deficits, even opportunities, to be identified in ecological and economic terms and eventually to suggest solutions that are supposed to bring industrial activity more in line with the biological ecosystem.17 Here again, we find the heuristic dimension of models mentioned earlier. But metaphors can be heuristic, too. It is time to consider this other scenario, to specify what distinguishes it from the scenario in which the ecosystem is perceived as a model. The Biological Ecosystem as Metaphor for the Industrial System I examine the biological ecosystem as a metaphor for the industrial or economic system by drawing on the work of the philosopher Ludwig Wittgenstein (1953): seeing something as something else (Wittgenstein 1953, 325ff; Black [1979] 1993, 32ff; Ricœur 1975, 263ff). Thus, to see industrial activity as an ecosystem is to think about it in a certain way, with its standard conception in the background; it is to conceive it in this way rather than in a traditional manner. To illustrate this point, Ludwig Wittgenstein takes up the famous “duck-rabbit” figure used by the American psychologist Joseph Jastrow: The drawing of a duck can suddenly be perceived as a picture of a rabbit, and vice versa. This example shows how the expression “to see . . . as . . .” translates the experience of a semantic shift—that is, a personal experience. Here, the very notion of ecosystem winds up being invested with a new meaning inspired by its association with the industrial system. More precisely, this actual experience is above all an imaginative experience that enables one to grasp a congruity between the industrial system and the ecosystem. Thus, when I bring these two representations together, I perceive an affinity between them, an affinity manifested, for instance, by the idea of circularity or a reciprocal dependence among the elements of a system. Furthermore, the association of these two representations does not make them identical. It is simply a matter of perceiving a resemblance between them. The perceived circularity between industrial activity and the ecosystem is not one of sameness. In fact, the metabolism of a biological ecosystem remains qualitatively different, for instance, from that of an industrial system, however close its functioning may be to the natural ecosystem. Finally, the distinctive aspect of metaphorical resemblance with regard to a strictly empirical resemblance resides in its affective dimension. The experience of seeing the industrial system as an ecosystem does not amount to simply attributing the properties of the ecosystem to industrial activity. The latter is rather a phenomenon interiorized by the one who “sees . . . as . . .” to be simultaneously expressed on another level, that of ecology. This is why the representation used to express this way of seeing undergoes a semantic upheaval. The original meaning of the concept of ecosystem loses its objective relevance, and, on the basis of this irrelevance, a new meaning then arises. This meaning, it must be pointed out, is indissociably linked to the imaginative experience Hess, The Ecosystem: Model or Metaphor? 275 FORUM of the person who sees the industrial system as an ecosystem. The characteristics of biocenosis—one example is that which consists in highly specific associations of populations of organisms from different species—cannot be applied as-is to the industrial system. They no longer refer to objective properties independent of the perception that one has. They are now related to a particular experience of the industrial system, to a subjective vision of this state of things.18 Biocenosis becomes a sort of “embedded representation,” and its meaning is inseparable from the usage that its user makes of it, which is a unique usage because it arises from personal experience. As soon as the concepts of ecology are used as metaphors for industrial and economic activity, one must be clear about the consequences of such an operation. With metaphorical representation, one is getting first of all a new and thereby largely indeterminate meaning. In other words, when one gives up the literal relevance of ecological notions, one is no longer referring to a reality— that very reality to which ecology refers—but instead is referring to a set of unique representations. These encompass the beliefs, feelings, and desires of a person or research community that the language borrowed from ecology alone enables them to express.19 Furthermore, along the same lines, ecological metaphors of industrial ecology do not have any specific reference per se. Given that the metaphorical signification is new and unique, it cannot be distinctly identified in a way that establishes a relation with the circumscribed state of things. Contrary to appearances, a metaphor such as “The industrial system is an ecosystem” refers to no definite referent. Indeed, by semantic innovation, the term ecosystem, as I have said, can no longer pertain to the object identified by scientific ecology. And because this semantic innovation is first of all a subjective experience, neither can it refer to an objective reality that is universally recognizable. Probably there is a referential context—the industrial system. I demonstrate later in this article that some authors, such as John Ehrenfeld (2003, 2004, 2007), are perfectly aware of the situation. Conversely, Ehrenfeld is not at all clear about the effects of the metaphorical usage of certain concepts of industrial ecology. 276 Journal of Industrial Ecology Finally, I have just noted that borrowings of notions from ecology—in the metaphoric usage—go together with the fact of putting aside the referential relationship within the field borrowed from. Now, this semantic impertinence leads logically, moreover, to a similar discontinuity, but as regards scientific ecology principles. Interconnection or interdependence, integration into the whole of the biosphere, complexity, cooperation, and so on—all of these principles are no longer necessarily theoretical assumptions. In any event, they lose their factual value inasmuch as they constitute the bases of the science of ecosystems. The difficulty here concerns the status of knowledge and its coherence. Calling into question the referential nature of concepts such as ecosystem has repercussions on other notions of the theory and a fortiori its basic premises. In other words, when concepts are picked up from the field of ecology and used in a metaphorical sense, the principles from which the concepts result are no longer beneficial as evidence of their context of origin. Such principles can no longer be taken for granted. They require rethinking.20 That cannot be done further along in the scientific framework of ecology; another type of discourse takes over. In this discourse as well, concepts are not independent from the one who forges them. Such language brings into play a specifically philosophical level that the epistemologist Gilles-Gaston Granger (1988) refers to as meta-conceptual.21 It moreover cannot be dissociated from actual experience. The argument above should now suffice to demonstrate in what way this dual usage of analogy is indeed the source of an epistemological error. The Epistemological Issue A large part of the practical work in industrial ecology involves, as previously mentioned, making mass and energy assessments (industrial metabolism) or analyzing exchanges between actors of a set of industrial activities (industrial symbiosis). This situation clearly corresponds to a model-based conception of ecological notions. And at this point, I do not see any problem. Industrial ecology also has a more theoretical aspect that concerns its foundations, its issues, its use of technology, its ties with other disciplines, FORUM and so on. In short, industrial ecology is not limited to the studies of industrial symbiosis or metabolism. Theoretically speaking, on the contrary, John Ehrenfeld (2007) has perfectly grasped this aspect: Scientific ecology concepts cannot be reduced to models. They express a unique vision of a researcher or research community (Hess 2003). Unless one is clear about the difference between model and metaphor, one is inevitably bound to make mistakes. The Trap of Ideology The first mistake is to confuse two uses of discourse and mistake metaphor for model. In that case, a real semantic shift would occur. It would enable a particular viewpoint about industrial activity to pass for an objective property of this activity. This confusion, one of the flaws of ideology, is all the more pernicious in that it is often unintentional. An article by Brad Allenby (1999b), one of the pioneers of industrial ecology, supplies a good example of such a semantic shift. In his groundbreaking essay on geo-engineering (Allenby 1999b), the author sets out to demonstrate how industrial ecology can contribute to engineering principles applied to the system Earth.22 Applications can include, for instance, enhancing carbon dioxide sequestration in the ocean’s depths or injecting sulfur dioxide into the stratosphere. Throughout Allenby’s (1999a, 1999b) thinking, industrial ecology—and the concepts it forges—seems to be naturally envisaged as an integrated, expanded, and multidisciplinary approach to industrial systems. Allenby’s suggestion, if I understand it properly, also involves applying this approach to systems that geoengineering deals with. The author does not say so explicitly, but he suggests that, to his mind, geoengineering systems are particular industrial ecosystems in which the intricate connection between man and nature is of a complexity that far exceeds traditional industrial activities. By this assimilation, the author alters, apparently without realizing it, the epistemological status of the concepts of industrial ecology. Why? This is what I try to make clear. Models, as I have said, differ from metaphor on at least two essential points. Models’ primary objective is to simplify phenomena; by this simplification, they extend the field of application of scientific ecology to the field of industrial and economic activities. All models refer to an existing state of things; they refer to a system of activities that they strive to reorganize. Nothing of the sort occurs in geoengineering. In fact, the notion of natural ecosystem does not seem to be capable of serving as a model for the activities implicated on the scale of the system Earth. Acting on the system Earth, in fact, presents much greater difficulty than acting on an industrial activity that is clearly delimited at the regional level or for a product. The scale is qualitatively different. The problem here is indeed to envision the complexity of geoengineering systems. The knowledge engendered by the model seems theoretically unsuited to such complexity. To satisfy the demand for knowledge required by the complexity of the activities discussed, the model has to be complex in itself, yet, although it is complex, the model is still a simplification of the state of things.23 Moreover, management on the scale of the oceans or the stratosphere, for instance, is not (yet) a reality. And it may turn out that, even if it becomes possible, it is not ethically desirable. One thing hardly seems debatable: For the moment, geoengineering systems only exist in the minds of those who conceive them. So if Allenby’s (1999b) suggestion makes any sense, it cannot be attributed to a model-based interpretation of industrial ecology concepts. In the absence of any other alternative, one could even consider it as an illusion. The distinction between model and metaphor, however, offers a third solution. In fact, in light of what precedes, Allenby uses—voluntarily or not—the notions of industrial ecology not as models but, indeed, as metaphors. This metaphoric usage enables the author to express his personal representation of technological activity.24 This representation stems primarily from a vision of humanity as an integral part of nature (the biosphere), where the separation between the natural world and human world is perceived as artificial (Allenby 1999b, 75). Furthermore, implicitly, Allenby’s (1999b) conception of technology is one of outrageous Hess, The Ecosystem: Model or Metaphor? 277 FORUM human interference with nature. It tends to “artificialize” nature rather than “naturalize” technology. Poles apart from an attitude seeking to reduce human impact on nature, Allenby (1999b) instead advocates a posture in which, he writes, “I am actively responsible for the world and everything in it, and I will decide what lives and dies through active intervention and management of fundamental natural systems” (83). But where in this case does ideology lurk? According to one definition, ideology25 defines a situation in which the concepts of a discipline make a claim to scientific objectivity, whereas they are used in a context in which such a claim has no place. In the case at hand, it appears when industrial ecology and its concepts are in the service of a worldview, such as that advocated by Allenby (1999a, 1999b). Indeed, he clearly defends industrial ecology as an objective approach to industrial activities, including in their economic, social, and cultural dimensions (Allenby 1999a). One consequently deduces that for Allenby, the analogies at the basis of industrial ecology fit within a model and not a metaphor. One should remember that only models ensure a degree of objectivity in understanding the phenomena in question. I have, however, pointed out that for geoengineering systems, the descriptive scale changes and, with it, also the context. Using the concepts of industrial ecology in this new framework no longer involves describing an objective property of a system. These concepts are reused in another manner—metaphorical this time—which one can deem more or less relevant depending on the changes it induces (Hess 2003). But the concepts now depend on a subjective viewpoint. To claim the contrary is precisely to fall into the trap of ideology and commit a semantic shift. In my opinion, this is what Allenby (1999b) does when he uses the industrial ecology approach to justify maximal technological interference and economics in the environment on a global scale of the Earth. A Problem of Coherence I come now to another error. Respecting the difference between metaphor and model is one thing; maintaining its epistemological distinction down to its consequences is another. The confu278 Journal of Industrial Ecology sion this time is based on an omission. It involves masking the impact of a metaphorical use of concepts of industrial ecology on the factual status of underlying ecological principles. By suspending the ordinary usage of ecological notions to apply them to the field of industrial and economic activities—a suspension that inevitably occurs in a metaphor—we are also perforce led, I recall, to bracketing off the validity of scientific ecology principles. That is because what basically belongs to this category temporarily loses its validity when one of the other elements that depends on it comes to express something other than what the traditional area of reference allows one to assert. That does not mean that such principles are excluded from the discussion within industrial ecology—quite the opposite. It simply means that they have lost the legitimacy as facts that scientific ecology had afforded them. They will now be examined in the light of a perspective other than scientific—in other words, from a philosophical standpoint. I would like to clarify this point by drawing on the work of John Ehrenfeld (2007) regarding the relationship that he establishes between industrial ecology and sustainable development. His thinking perfectly illustrates what I mean. In a manner similar to mine, the author is careful to distinguish two usages of ecological concepts— analogy and metaphor (Ehrenfeld 2003). And the respective use he makes of them seems to me to correspond to what I call model and metaphor.26 Nevertheless, in reading his essay, one realizes that he neglects to draw the consequences— important from an epistemological standpoint— associated with this distinction. According to Ehrenfeld (2007), the standard concept of biological ecosystem does not allow a connection to be made between industrial ecology and sustainable development. This is why he suggests an idea of ecosystem that strays from the traditional concept of scientific ecology. When one adopts this new idea of ecosystem— Ehrenfeld is perfectly aware of it—the ecosystem becomes a metaphor within the industrial ecology discourse. It is significant, for instance, that Ehrenfeld explicitly asserts a personal idea of ecosystem: “My own normative vision for industrial ecology is based on metaphor of ecosystems as flourishing or sustainable” (Ehrenfeld 2007, FORUM 76). Or, again, “Sustainability is nature at work” (Ehrenfeld 2007, 76). In this spirit, Ehrenfeld makes the perfectly coherent suggestion of replacing classical ecological theory by a theory of emerging self-organizing systems. He believes this would better account for the complexity and the partially unpredictable behavior of natural ecosystems. Indeed, the classical notion of ecological balance has great difficulty describing their evolution. What the author does not seem to be aware of, however, is that the metaphorical process in which he is engaged still implies a referential opacity of the underlying principles of the notion examined. As we have just seen, in keeping with the requirement of coherent scientific knowledge, semantic irrelevance in fact suspends the factual relevance of these principles and presupposes a prior critical examination of them from a philosophical standpoint. This is why I cannot help wondering how Ehrenfeld (2007) can, in the same momentum—and hardly a few lines after the above-mentioned excerpts—continue to base his argument on the de facto legitimacy of interdependence as if, because it is a principle of classical ecology, it could still be taken for granted?27 Is this not an incidence of the incoherence mentioned earlier, the very same one involved in moving surreptitiously from a model-based use to a metaphorical use of certain concepts? Actually, the problem is not so much interdependency per se as its justification. This concept also plays a fundamental role in the theory of emerging self-organizing systems advocated by John Ehrenfeld (2007). But does it really have, if not the same referent, at least the same meaning as in classical ecological theory?28 In any event, the author uses it, suggesting that it is a phenomenon of classical ecology within a discourse that, however, challenges this very form of ecology. If interdependence remains a worthwhile principle, it can no longer be one from a classical ecological standpoint—which one is attempting precisely to discard—but must be from the meta-conceptual standpoint of philosophy. One might answer that this is a minor detail. In truth, it is no longer one from an epistemological standpoint, because the interdependence one is talking about no longer has to do with fact but with norms. There has been a shift from (re-)description to prescription. Allow me to drive home this essential point: The phase under discussion here should not be confused with the predictive function models provide, because, as I have already emphasized with regard to biological ecosystems conceived as a model, the predictive function of the model indeed fits within the factual contingency of phenomena. Norms, conversely, have to do with the realm of what ought to be. And one does not prescribe on the basis of the more or less objective redescription and prediction of the state of things by a model; one prescribes on the basis of something that does not exist independently from a point of view, a worldview, and a set of values. It is thus on this level that one must seek the validity of a norm.29 After all, is that not what John Ehrenfeld (2004, 2007) himself suggests, for instance, with regard to sustainability? His remarks on love and hope of a prosperous and sustainable world in the future lead one to believe so.30 The Ambiguous Use of Technology in Industrial Ecology The distinction between model and metaphor does not only shed light on possible errors in industrial ecology, whether they are semantic shifts or confusions between different types of discourse. It also shows its fecundity by pinpointing another ambiguity—that is, its interpretation of technology. We know that technology plays an important role in industrial ecology. “The technological dynamics,” writes Suren Erkman (2004), for instance, “. . . constitutes a crucial (but not exclusive) factor to favor the transition of the industrial system toward a viable system inspired by the functioning of biological ecosystems” (27). We can probably also agree with Erkman (2004) when he asserts that “the distinction between environmental technologies and the others disappears because all are technologies that should tend to become more and more ‘clean’ by optimizing matter and energy flows” (125). Very well, but there again, depending on whether the “functioning” is conceived on the basis of either a model or a metaphor, the technological Hess, The Ecosystem: Model or Metaphor? 279 FORUM breakthrough, however “environmental” it may be, can take a different orientation. It seems to me that technological development, when viewed from the perspective of a model, fosters what I have previously called the “naturalization” of technology. This orientation is illustrated, for instance, by ecological engineering. This technology attempts to associate an artificial system with a natural ecosystem. Waste water or sewage (artificial system) is treated with areas that have particular vegetation, such as marshes (natural ecosystem) (See also Tilley 2003). This technological development option is likely to soon reach its limits, however, for the functions of ecosystems are not all capable of handling the full array of environmental problems generated by industrial and economic activities. Technological development perspectives can prove to be very different if one observes things through the prism of metaphor. In this case, it is not at all certain that technology is leaning toward naturalization. It can also be oriented toward the artificialization of nature. Let’s take as an example a major principle of industrial ecology: holism. This principle originally referred to the integration of biological ecosystems into the broader system of the biosphere. After all, ecosystems not only are interrelated but also interact with the atmosphere, the lithosphere, and the hydrosphere. When one applies this notion to industrial activities, the aim is primarily to draw attention to the systemic aspect of these activities within the biosphere. In holism, however, one can also detect a metaphor for the industrial system. The principle no longer refers to a property of the system but instead expresses a conception of integration pertaining to human activities. I have already reviewed the interventionist vision of Allenby (1999a, 1999b). This vision advocates maximal management of biological ecosystems through technology. The philosopher Dominique Bourg (2003; Bourg and Keitsch 2006), conversely, defends the idea that therefore, the ultimate goal is no longer to replace the biosphere with an hypothetical technosphere but to loop the technosphere onto itself—to the largest extent possible—so as to disturb life’s great bio-geo-chemical cy280 Journal of Industrial Ecology cles as little as possible. (2003, 59; also Bourg and Keitsch 2006, 169) Who is right? I have noted that industrial ecology is not in a position to settle the issue without undertaking a philosophical investigation. Perhaps the problem finally is poorly posed. Certainly, technology in itself can give the impression of developing in an autonomous fashion. But both its meaning and its orientation depend one way or another on the role that we believe we should ascribe to it. This belief is merely the crystallization of a still more fundamental inquiry— that is, into our relationship to nature. With regard to environmental problems, it attempts to find answers to questions such as this: Is technology really our salvation? Can it help us rethink our needs in a limited world?31 Conclusion: Industrial Ecology and Sustainable Development I have tried to show that the distinction between model and metaphor is relevant to detecting epistemological errors that representatives of the field of industrial ecology may commit. They can only avoid such errors by elucidating the uses made of notions borrowed from classical scientific ecology or even, as Ehrenfeld (2003, 2004) suggests, more contemporary but also more controversial life science theories. Without such clarification, they are highly likely to commit a confusion. One such confusion involves using metaphor as if it were a model. This tends to produce an ideological discourse. Another problem involves intermixing two different levels of industrial ecology discourse. This confusion occurs to the detriment of the coherence of this approach and an adequate justification of its principles. The examples of Allenby (1999a, 1999b) and Ehrenfeld (2003, 2004) have shown, however, that in the field of industrial ecology itself, it is difficult to avoid these pitfalls. On one hand, the distinction between model and metaphor is of a philosophical or, more precisely, an epistemological order. And for the moment it has little currency among researchers in industrial ecology. On the other hand, the introduction of this distinction does not prevent levels of discourse from FORUM being confused, as Ehrenfeld’s otherwise very interesting thinking illustrates. Even more so, the distinction between model and metaphor shows that industrial ecology is not at all a uniform approach. Disagreements, such as the one between Bourg (2003) and Allenby (1999a, 1999b), for instance, put members of the same research community at odds. This is why I believe that this approach can only develop if it is accompanied by a philosophical—in other words, critical—inquiry. And if that is the case, it is mainly because the metaphorical use of notions borrowed from ecology directly calls up a philosophical inquiry, be it epistemological, ethical, political, or economic in nature. There is another reason to reinforce industrial ecology discourse with philosophy. Industrial ecology regularly presents itself as one possible way to implement sustainable development. This notion is, however, far from being univocal. There is a generally agreed upon distinction today between a weak version and a strong version of sustainable development. In the weak version, it is acceptable practice to substitute natural capital with a reproducible capital; this tends to fall on the side of neoclassical economics (Solow 1997). The strong version of sustainability has its partisans mainly among ecologists convinced by the idea that natural capital is irreplaceable (Daly 1997). As for myself, I believe that without an effort to clarify things, the advocates of industrial ecology are finally maintaining the semantic divergence between weak and strong versions that is crippling the concept of sustainable development.32 Are they not in this way working counter to their own ideal? The fact remains that when they draw on philosophical inquiry, they have concepts and argumentative resources available to support a strong version of sustainable development. Such a version is based on ecological principles that are not factual but normative—in other words, those very concepts that philosophy has the task of justifying, including in industrial ecology.33 Like it or not, we must admit that all these questions appeal to a real philosophical anthropology whose task is to rethink humanity’s relation to nature in the perspective of current environmental challenges and technological issues. Acknowledgements I thank professors Dominique Bourg and Suren Erkman from the University of Lausanne for their remarks on drafts of this article, Théodore Besson and Frédéric Piguet for their bibliographic suggestions, and Muriel Gilbert for her careful editing of this article. Further thanks goes to three reviewers of the Journal of Industrial Ecology and to Reid J. Lifset for their helpful comments. Notes 1. Another inspiration for industrial ecology comes from economic science (e.g., Ayres and Kneese 1969). 2. By analogy, I generally mean, as the philosopher of science Mary Hesse (1966) says, a connection between two different representations based on “their common properties”—in other words, a “positive analogy” (58). Hesse adds that in respect to other properties, the two representations are different (“negative analogy”). Positive and negative analogies mean exactly a relation of similarity. Therefore, analogy is a general category that is adapted as well to a model as to a metaphor, as both are founded on similarities. So far, it is possible to understand models and metaphors as analogies without more precision—especially in science. Nevertheless, in a well-known book chapter, the psychologist Dedre Gentner (1982) makes a difference between explanatory−predictive analogies (models) and expressive−descriptive analogies (metaphors). Structurally, the former—if they are good models—are high in clarity and low in richness, and the latter—if they are good metaphors— are high in richness and may be high in clarity. In my opinion, those structural differences are helpful for many cases but not very useful in the present discussion. In fact, one can find scientific models, in industrial ecology, for instance, whose function is first to describe and not to predict: Are they therefore models or metaphors? Moreover, such differences do not point out a property of crucial importance for scientific discourse, namely the cognitive dimension of models versus the noncognitive dimension of metaphors. I develop this distinction further in the present article. 3. Biocenosis is a community of organisms that live together according to a specific order; the organisms are not split into terrritory by chance. I use the word biocenosis to point out the characteristic associations of organisms. Symbiosis, by Hess, The Ecosystem: Model or Metaphor? 281 FORUM 4. 5. 6. 7. 8. 9. 10. contrast, means interdependent relations between organisms; furthermore, those relations are beneficial for both organisms. Kalundborg is the best known site (see, e.g., Jacobsen 2006), but there are many others: Kwinana in Australia, Guitang in China, and Devens Planned Community in north central Massachussetts, for example. Ralf Isenmann (2003a, 2003b) rightly emphasizes the relevance of metaphor in a context of discovery (as opposed to a context of justification). Nevertheless, we are not in a position to understand why and how metaphor is important in a context of application: What sort of metaphor are we talking about here? Does not the heuristic aspect also have a role to play in this context? And if so, in what form does it manifest itself? Responses to such questions need the distinction between metaphor and model. I should point out that the expression “circular economy,” which some would like to substitute for “industrial ecology,” in no way changes the present argument. In both cases, the presupposition behind the expression draws inspiration from the practically cyclical functioning of biological ecosystems to describe and understand economic and industrial activities from a sustainable perspective. Max Black (1979) distinguishes between “active” and “dormant” metaphors. Unlike the latter, the former are invested with a new meaning. The analysis in the remainder of this article is limited to active metaphors, which some authors also call “living” (Ricœur 1975), “native” (Nouvel 2000), or even “new” metaphors (Lakoff and Johnson 1980). I borrow this example from Lakoff and Johnson (1980). It perfectly illustrates the element of surprise that new metaphors produce. To be specific, Crick and Watson’s double helix with matching bases is a simplified representation—a model—that helps to clarify Chargaff’s rules, according to which there are, in different sorts of DNA molecules, equal parts of cytosine and guanine as well as quantities of adenine and thymine (Nouvel 2000). An affective approach is not necessarily limited to an evaluation based on elementary conditions, such as pleasure or pain. The philosopher Maurice Merleau-Ponty (1945, 180) has shown, in reference to humans, that affects “internalize intelligence,” as, in fact, they are associated with representations. They create in this way “secondary or third values” without direct relation to pleasure or pain. I would like to underline the incapacity of the ordinary rational (regulated) conduct to elaborate or to grasp the metaphorical meaning. 282 Journal of Industrial Ecology 11. I had the opportunity to discuss my point of view in this regard in a previous publication (Hess 2004). 12. If a “living” or “native” metaphor is first characterized by a subjective point of view, it may develop in such a way that it is progressively related to a state of things. It then becomes empirically testable in that it creates a context of justification (eventually also a context of application) and does not differ anymore from a model (Hess 2003). 13. The chemical engineer and philosopher Michel Polanyi (1962) speaks of the passion that motivates the research of a scientist. Such passion leads the scientist’s attention to what is scientifically interesting in facts. With regard to the example of discovery of new properties of the DNA substance by Crick and Watson, Pascal Nouvel (2000, 149– 153), by the way, states that the affective condition of a researcher is precisely translated in the semantic complication of “native” metaphor, with consideration given to the ambiguity and the “preference” of the scientist to understand the metaphorical meaning (even though he or she could understand it differently). 14. In what follows, I restrict myself to the concept of biological ecosystem, without prejudging the interest there may be in extending the analogy to other scientific ecology concepts, as Peter E. Wells (2006a, 2006b) suggests. 15. Ecology, indeed, is not a field without controversies. I assume it knows two levels of discourse, as does every discipline of science. These two levels are often mixed, but they are epistemologically distinct. The first level, which I qualify as basic, is the object of limited consensus and the object of teaching. On this level, such terms as ecosystem, tropic web, and biogenesis are generally used. But there is also a high level in the field—which, however, is not opposed to the “normal science” of Thomas Kuhn (1970)—where new concepts are developed, clarified, or revised or where sometimes a new paradigm is engaged. If ecological concepts can be used to characterize the industrial system, obviously it will be extracted from the basic level, where clearness and distinction prevail. 16. Stephen H. Levine (1999, 2003) has explored some of the limits of the biological ecosystem—as systems ecology as well as population ecology—as a model for the industrial system. For instance, the industrial system focuses primarily on the demand for a product (output) that determines the necessary resources to produce it. The natural ecosystem, conversely, is more resource oriented (input), and the product is determined by those available resources (e.g., a lion’s survival depends on the FORUM 17. 18. 19. 20. available prey). A distinction must be made, however, between what is not analogous and cannot be (cf. the above example) and what is currently not analogous but could be (e.g., the production of nonrecycled waste). The latter concerns the predictive function of models (Hesse 1966). In this sense, models have never had only a descriptive or explanatory function. They are also supposed to enable one to anticipate the evolution of a situation that the model redescribes (the predictive function). And it is important not to confuse this aspect with what some call the normative register of industrial ecology. This predictive function must nevertheless be qualified. For if one is placed in the perspective of the theory of complex self-organizing systems, such prediction is really no longer possible (see the discussion of Ehrenfeld [2007], further on). If metaphor indeed expresses a subjective vision of things, it should not necessarily be restricted to the point of view of a person. Given that the underlying affective approach is very often mixed with representations (cf. note 10), a metaphor is necessarily shared by several persons, such as a research community. Finally, this situation is similar to a lecture on a poem (and the metaphors that compose it). Some readers—but certainly not all of them—will understand and appreciate the meaning of a poem because they share the point of view of the poet, although the creation is the invention of latter and explains first his or her sensibility. Transposed to industrial ecology, the correlation is approximatively as follows: the equivalents of the poet are the authors Robert Frosch and Nicholas Gallopoulos, and the equivalent of the poem is the 1989 article in the Scientific American, “Strategies of Manufacturing” (Erkman 2004). Other latent semantic fields are naturally perturbed as a consequence, whether these have to do with scientific ecology or with those that ecologists draw on. This is an application of epistemological holism defended in his time by Pierre Duhem in the field of physics and expanded to the whole of knowledge by the philosopher W. V. Quine (Soler 2009, 127– 131). Epistemological holism affirms that when a hypothesis is contradicted with experience, the latter condemns not only the former but the whole of the theoretical corpus in which the hypothesis takes place. I think that the situation is the same in industrial ecology: The metaphorical use of a concept from ecology—which is equal to a hypothesis—cannot be isolated from the whole of 21. 22. 23. 24. 25. 26. the theory of which the concept is part. In particular, the principles from which the concept initially derives are, as well, affected by this new usage. Epistemological holism implies at the very least a reexamination of the basic concepts of the scientific theory in question. Such reexamination is, indeed, situated at a level that duplicates the theoretical level at the start. This duplication refers to a metaconceptual dimension of thinking that the epistemologist GillesGaston Granger (1988) defines precisely as belonging to the discipline of philosophy. Geoengineering, as I mean it here, has to do with the intentional application of technology to the system Earth on a global scale. It does not include local technological applications of which the (nonintentional) effects are global, such as global warming. Even if classical analytical models are inadequate to handle complexity, one might think that complex models are, however, in a position to supply a satisfactory response to this type of problem. But this is not the case. Complex models also constitute a simplification of reality, in that their development is not controllable. Such unpredictability paradoxically obliges one to return to the real system that the complex model is supposed to represent. Philosopher Jean-Pierre Dupuy (2002) draws from this an argument in support of a theory of inherent uncertainty. This applies in particular to the environmental phenomena that geoengineering deals with. In the context of delineating industrial ecology as a field of study (cf. Allenby 1999b), it is worth reading a similar criticism of Allenby by Frank Boons and Nigel Roome (2001), whose conclusions are similar to my own (cf. below). The term ideology is here used with the (Marxist) meaning of a concealment—most of the time unconscious—as a whole of representations and beliefs, which are presented as if they are objective. “An ideology,” says the German philosopher Karl Jaspers (1949), “is a complex of ideas and representations which are for the subject an interpretation of the world and of his own situation. For him, this interpretation represents the absolute truth, but in the way of an illusion, by which he justifies himself, hides himself, shies away one way or another” (170, my translation). I should point out, however, that John Ehrenfeld (2007) does not explicitly mention the heuristic aspect of metaphor and model. But, first of all, this aspect seems essential to me to industrial ecology investigations. And I believe that it is precisely Hess, The Ecosystem: Model or Metaphor? 283 FORUM 27. 28. 29. 30. 31. 32. 33. at the root of the epistemological error that I am trying to describe. See Ehrenfeld (2007, 78). We know, for instance, that in the theory of selforganizing systems, the interaction of an organism with its environment combines with the idea of a closed circuit (cf. Brenner 2007, 100, who in this regard quotes the Chilean biologist Humberto Maturana). That lends the concept of interdependence a particular meaning that it does not have in classical ecology and that may better correspond, for the one referring to it, to industrial and economic activities. In any event, this simple comparison shows that the level of reflection at stake here is metaconceptual—in other words, philosophical. Several authors, including Jouni Korhonen (2004) and Frank Boons and Nigel Roome (2001), also admit the distinction between fact and norm within industrial ecology. But I do not believe they really perceive the epistemological stakes. For instance, the latter two authors immediately qualify this distinction by admitting that the normative is part of objectivity. This assertion then raises the objection of natural paralogism, by which I mean that a norm cannot be deduced directly from an objective contingent fact. In other words, one needs additional arguments for leading to a norm; to exhibit merely natural facts is insufficient. The boundary between model and metaphor as I have attempted to outline it precisely shows that by going from one to the other, one surrenders scientific objectivity. The explicit passage to another type of discourse—philosophical—thus guards against paralogism, therefore enabling a justification of the norm. See Ehrenfeld (2007, 82). Having said that, I do not assert that the solution is only a philosophical one. 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Philosophische Untersuchungen [Philosophical investigations]. Frankfurt, Germany: Suhrkamp. About the Author Gérald Hess is senior lecturer at the Institut des politiques territoriales et de l’environnement humain (IPTEH), University of Lausanne, Switzerland. Hess, The Ecosystem: Model or Metaphor? 285
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