Evaluation and Program Planning 58 (2016) 160–170 Contents lists available at ScienceDirect Evaluation and Program Planning journal homepage: www.elsevier.com/locate/evalprogplan Studying the teaching of kindness: A conceptual model for evaluating kindness education programs in schools Deanna M. Kaplana,* , Madeleine deBloisb , Violeta Dominguezb , Michele E. Walshb a Department of Psychology, University of Arizona, 1503 E. University Blvd., P.O. Box 210068, Tucson, AZ 85721-0068, United States Community Research, Evaluation and Development, Frances McClelland Institute for Children, Youth and Families, Norton School of Family and Consumer Sciences, University of Arizona, 650 N. Park Ave., P.O. Box 210078, Tucson, AZ 85721-0078, United States b A R T I C L E I N F O Article history: Received 22 December 2015 Received in revised form 24 May 2016 Accepted 1 June 2016 Available online 14 June 2016 Keywords: Concept mapping Mixed-method Community-based participatory research Kindness School climate Social-emotional learning School program School-based prevention A B S T R A C T Recent research suggests that school-based kindness education programs may benefit the learning and social-emotional development of youth and may improve school climate and school safety outcomes. However, how and to what extent kindness education programming influences positive outcomes in schools is poorly understood, and such programs are difficult to evaluate in the absence of a conceptual model for studying their effectiveness. In partnership with Kind Campus, a widely adopted school-based kindness education program that uses a bottom-up program framework, a methodology called concept mapping was used to develop a conceptual model for evaluating school-based kindness education programs from the input of 123 middle school students and approximately 150 educators, school professionals, and academic scholars. From the basis of this model, recommendations for processes and outcomes that would be useful to assess in evaluations of kindness education programs are made, and areas where additional instrument development may be necessary are highlighted. The utility of the concept mapping method as an initial step in evaluating other grassroots or non-traditional educational programming is also discussed. ã 2016 Elsevier Ltd. All rights reserved. 1. Introduction Strong social-emotional skills and a positive school climate are widely regarded as important ingredients for students’ academic success. Research has found that programming that aims to develop students’ social-emotional skills positively influences a range of academic, health and social outcomes. Social-emotional skills are broadly defined as the skillset which enables one to regulate emotions, have positive relationships, and engage in effective goal-setting (for reviews, see Durlak, Weissberg, Dymnicki, Taylor, & Schellinger, 2011; Greenberg et al., 2003; Tough, 2013). Relatedly, school climate, defined as “the quality and character of school life” (Cohen, McCabe, Michelli, & Pickeral, 2009), is also known to have a measurable impact on the academic success and wellbeing of students. Past research has demonstrated that positive school climate is associated with positive emotional and mental health outcomes, increased self-esteem and self-concept, increased motivation to learn, decreased bullying and violence, decreased student absenteeism, and also mitigates * Corresponding author. E-mail address: [email protected] (D.M. Kaplan). http://dx.doi.org/10.1016/j.evalprogplan.2016.06.001 0149-7189/ã 2016 Elsevier Ltd. All rights reserved. the impact of socioeconomic risk on academic performance (for a review, see Thapa, Cohen, Guffey, & Higgins-D’Alessandro, 2013). Moreover, improving the social environment of a school has been identified as one of the top strategies for preventing and intervening in school safety concerns such as bullying and peer aggression (U.S. Department of Health and Human Services, 2014). In the context of this research, there is growing momentum for the idea that kindness is a valuable social-emotional skill and component of school climate that should be explicitly taught in schools. A number of school-based programs focusing specifically on “kindness education” have been developed to meet this demand, such as the Random Acts of Kindness Foundation Kindness in the Classroom Program (The Random Acts of Kindness Foundation, 2015); the Center for Investigating Healthy Mind’s mindfulness-based Kindness Curriculum (Flook, Goldberg, Pinger, & Davidson, 2015); Think Kindness (Think Kindness, 2015); and the Ben’s Bells Kind Campus Program (Ben’s Bells Project, 2015). School-based kindness education is a burgeoning – and consequently loosely defined – category of programming, but typical components among programs include dedicated time for exploring what kindness is and why it is important, mindfulness or self-awareness exercises, gratitude reflections and exercises, and a programmatic structure for acknowledging and performing acts D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 of kindness at the student, classroom, school and/or community level. Preliminary research about the mindfulness-based Kindness Curriculum, a program for preschool children based largely in secular mindfulness instruction, found that the program had positive effects on social competence, social-emotional development, cognitive flexibility and delay of gratification (Flook et al., 2015). Beyond this study, very little research has focused on school-based kindness education programs, and other existing programs have not been systematically evaluated. There is a paucity of research focusing on kindness interventions in youth even beyond the school setting, although developmental literature suggests that compassion and mindfulness training in adolescence may promote pro-social behavior, empathy, perspective taking, compassionate evaluations of self and other, and enhance self-regulation and emotional awareness (Roeser & Pinela, 2014). Separately, research on a gratitude intervention for adolescents found that gratitude practice had positive immediate and longer-term effects, and was related to optimism, wellbeing, life satisfaction, and school experience satisfaction (Froh, Sefick, & Emmons, 2008). Recent research on one Positive Psychology Intervention (PPI) designed for middle school students that included gratitude and kindness as part of the intervention also found that the curriculum increased life satisfaction among participants (Suldo, Savage, & Mercer, 2014). Relatedly, previous studies in adult populations demonstrated that performing intentional acts of kindness and recognizing kindness in others has positive mental health outcomes, including reducing depressive symptoms and increasing subjective happiness and life satisfaction (Buchanan & Bardi, 2010; Otake, Shimai, Tanaka-Matsumi, Otsui, & Fredrickson, 2006; Post, 2005). Compassion cultivation practices have been associated with decreased stress response and negative affect, as well as increased positive affect, feelings of social connectedness, and increases in personal resources such as physical health, sense of purpose in life, self-acceptance, mindfulness, and positive relations with others (Fredrickson, Cohn, Coffey, Pek, & Finkel, 2008; Hofmann, Grossman, & Hinton, 2011; Pace et al., 2009). Compassion is defined as “the feeling that arises in witnessing another’s suffering and that motivates a subsequent desire to help” (Goetz, Keltner, & SimonThomas, 2010, p. 352). Therefore, although compassion is a related construct, compassion-based interventions may be distinct from kindness-based interventions (which typically aim to increase kind, pro-social behaviors even in the absence of witnessing suffering). In sum, the limited existing research suggests that kindness education programs may improve student social-emotional skills and the overall social environment of schools, thereby having positive impacts on students’ wellbeing, achievement, and success. Kindness education has emerged as a promising but underevaluated area of school-based programming. 161 in action to benefit others). Program materials are provided to participating schools at no cost and include age-appropriate classroom activities, school-wide activities, take-home activities, and exercises for school faculty and staff. These materials are distributed to participating schools on a monthly basis, and each month addresses a different theme related to kindness. In the context of other kindness education school programs, a unique feature of Kind Campus is its inclusivity of the adults on school campuses. This stems from the organization’s philosophy that the working environment perceived and created by adults is an important component of overall school climate and social learning. Kind Campus uses a bottom-up, non-traditional program framework. In contrast to more traditional school-based programs that proscribe a set curriculum, Kind Campus invites schools to adapt the program to meet the unique needs of their individual school environment. Schools are encouraged to incorporate activities and materials into existing school and classroom routines, such that they become a “way of life” for the campus community. This type of grassroots, bottom-up approach is known to be valuable in helping to assure that programs can fit the complexities and needs of diverse schools (Astor, Meyer, Benbenishty, Marachi, & Rosemond, 2005). Evaluating Kind Campus presents two key design challenges. First, the grassroots nature of Kind Campus leads to both dosage and practical differences in how participating schools are implementing the program. An evaluation of a grassroots program like Kind Campus therefore also entails consideration of how the teaching and practice of kindness naturally unfolds from the bottom-up in diverse school types and demographics. Second, as little research has been done in the area of school-based kindness education, the field presently lacks a conceptual framework for this type of programming. It is unclear how the construct of kindness concretely manifests at the classroom and school levels or across the developmental trajectory. What outcomes could kindness education programming reasonably be expected to change, and through what mechanisms? How can these outcomes and mechanisms be meaningfully measured? Establishing a conceptual model for kindness education is crucial to designing evaluations that can answer questions such as to what extent these programs are effective, where and under what conditions they work best, which program components are most effective, and the degree to which dosage matters in program implementation. In light of the growing number of both grassroots and more traditional kindness education programs and the rising number of schools that have adopted them, rigorous evaluations of such programming are important for helping schools allocate their limited resources towards empirically-based efforts that are known to keep students safe and help them thrive. In partnership with Ben’s Bells and Kind Campus schools, the present study used a community-based participatory research method called concept mapping to develop a conceptual model for researching and evaluating kindness education programming in schools. 1.1. Kind Campus and the present study 2. Method Kind Campus is a widely adopted kindness education program currently reaching more than 200,000 students in over 300 schools in the United States. The program was developed by Ben’s Bells, a non-profit organization headquartered in Tucson, Arizona. The goal of Kind Campus is to educate entire school communities (students, families, faculty, and staff) about the positive impacts of kindness and empower them to cultivate a culture of kindness in their schools and beyond. The program is based on four tenets: the Kind Mind (becoming aware of the nature of mental experience), Self-Kindness (becoming self-aware and practicing self-compassion), Social-Kindness (understanding interdependency and cultivating empathy), and Kindness in Action (putting kindness With the goal of developing a conceptual model for evaluating school-based kindness education programs, a mixed method, community-based participatory research (CBPR) approach to construct conceptualization called concept mapping was selected for this project. Previous reviews have noted the substantive benefits of CBPR methods in intervention, health and community research: minimization of the gap between research and translation in program implementation, buy-in and trust that enhances data quality, and an authentic framework for developing and testing culturally appropriate instruments (Viswanathan et al., 2004; Wallerstein & Duran, 2010). 162 D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 Concept mapping was selected because it uniquely offers the ability to bring diverse stakeholders together in order to build a common framework (Kane & Trochim, 2007). Additionally, concept mapping offers a mixed method approach to construct conceptualization, in contrast to other approaches that are primarily qualitative (e.g., focus groups, phenomenological approaches, grounded theory). This method has been successfully employed by social scientists in areas such as health and education in order to articulate theory and provide a basis for measurement (Anderson et al., 2006; Kane & Trochim, 2007; Markham, Mintzes, & Jones, 1994; Rosas & Camphausen, 2007). Concept mapping is a group process of generating ideas and articulating the relationship between these ideas, and is commonly conducted across five phases: 1) brainstorming, 2) idea synthesis, 3) sorting and rating, 4) production of concept maps by the project investigators using multidimensional scaling and cluster analysis techniques, and 5) group interpretation of the resultant concept maps (Kane & Trochim, 2007). The Concept System Global MAX software (Concept Systems, Inc. Copyright 2000–2015), a web-based program developed for facilitating concept mapping studies, was used for data collection, management, and analysis. This study was not considered human subjects research by the Human Subjects Protection Program at the University of Arizona and so did not require review by its Institutional Review Board. 2.1. Participants Recruitment for this study was done in partnership with Ben’s Bells staff in Tucson, Arizona. Three participant panels were recruited in an effort to capture diverse perspectives across the various phases of the study: 1) a student panel comprised of youth in sixth through eighth grades, 2) a school professional panel comprised of teachers, administrators, staff, and others working in the school setting, and 3) a scholar panel comprised of scholars with academic expertise relevant to kindness education. Table 1 provides an overview of how the five steps of the concept mapping method were carried out across the three participant groups. Student panel participants (n = 123) were recruited for the brainstorming phase of the project from four public middle schools (two charter and two district schools) participating in the Kind Campus program in Tucson, Arizona. Middle school students were selected because elementary and middle schools are the primary users of Kind Campus. Student panel participants were in sixth through eighth grades, and the percentage of students eligible for free/reduced price lunch in participating schools ranged from 47 to 85%. Due to the cognitive complexity of the task, 42 public high school students, rather than middle school students, were additionally recruited to participate in the sorting and rating project phase. However, these data were ultimately excluded from analysis due to concerns about data quality, and so the student panel contributed to the brainstorming phase of the project only. The school professional panel, also recruited by Ben’s Bells, was comprised of over 125 school-based professionals from approximately 50 schools in the Tucson area participating in the Kind Campus program. School professionals were not asked to disclose their job title during the brainstorming phase to assure anonymity, but those who participated in the sorting and rating phases of the project were asked to provide this information. Of these 16 school professionals, seven were classroom teachers, three were parents or parent-teacher organization members, two were learning supports coordinators, one was a school administrator (school principal or vice principal), one provided other school administrative support (school secretary or administrative assistant), and two indicated being “other school faculty/staff.” Fourteen school professionals participated in both sorting and rating; two participated in one or the other. The scholar panel was recruited by project investigators. Research faculty at the University of Arizona with relevant expertise (n = 37) were invited to participate, and participation invitations were also extended to 37 scholars outside the University of Arizona (selected from publications between 2003 and 2013 in the areas of school climate, social-emotional learning, kindness/compassion interventions, or the evaluation and measurement of these constructs). Based on recommendations from Kane & Trochim (2007), the number of individuals allowed to participate in the brainstorming phase of this project was not capped, but sorting and rating phases were restricted to smaller groups. Past research suggests that a minimum of 10 sorters and raters are needed, and the reliability of the results increases with more sorters and raters (Rosas & Camphausen, 2007). Table 2 shows a breakdown of participants in each phase of the project by panel. 2.2. Brainstorming In the brainstorming phase of concept mapping, participants generate ideas in response to a prompt. The objective of brainstorming is to yield a list of statements central to the project; in this case, kindness in the school setting. Brainstorming is typically facilitated either as an in-person group process or remotely online (Kane & Trochim, 2007). Investigators facilitated in-person brainstorming sessions at each school in the student panel. For the school professional and scholar panels, investigators held a joint in-person group brainstorming session at an annual conference hosted by Ben’s Bells that aims to bring professionals at Kind Campus schools together with University scholars. School professional and scholar panels additionally had the opportunity to participate online. The brainstorming prompt, developed based upon guidelines provided by Kane & Trochim (2007) was: Describe for us (in words or phrases) what results we should expect to see from a program designed to increase kindness in schools, if it were effective. Please be as specific as possible. Table 1 Overview of project phases and participant groups. Project Phase Description of Phase Generating ideas in response to a prompt Brainstorming Idea Synthesis Editing brainstormed statement set for length and clarity Sorting and Rating Sorting and rating of the statement set to collect information about how the statements are related to one another Multidimensional scaling and hierarchical cluster analysis of sorting and rating data Production of Maps Group Collaborative interpretation of concept maps Interpretation Actors Students, School Professionals, Scholars Project Investigators School Professionals, Scholars Project Investigators School Professionals, Scholars, Project Investigators 163 D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 Table 2 Participants by project phase. Panel Brainstorming Sorting Importance Rating Feasibility Rating Data Interpretation Scholar School Professional Student Total 12–24a 125–150a 123 180a 11 15 –b 42 11 14 –b 49 10 13 –b 47 5 5 0 10 Note: Participation in the brainstorming phase was anonymous in order to encourage participation among those concerned about being personally linked with their brainstormed statements. a These ranges are conservative estimates based on the number of individuals who attended in-person brainstorming sessions and participated anonymously online. b Although 42 high school students were recruited for the sorting and rating task, these data were excluded from analysis due to concerns about data quality and the appropriateness of this cognitively complex task for youth. “One result of an effective program designed to increase kindness in schools would be . . . ” Student panels received an adapted brainstorming prompt developed from feedback provided by a group of middle school students who participated in an initial brainstorming session: “Let’s pretend that you visited another school for a day and you were trying to decide if that school was a kind school or not. What things might you see, hear, or notice that would help you know whether or not the school is a kind place?” The brainstorming phase of the project yielded a total of 899 statements from the three participant groups. 2.3. Idea synthesis Next, investigators edited and collated the brainstormed statements based on recommended concept mapping guidelines that a) each statement expresses only one distinct idea, b) each statement is unique and non-redundant, c) each statement is relevant to the focus of the project, d) each statement is clear and comprehendible (Kane & Trochim, 2007). After removing duplicative statements, the final statement set contained 108 unique statements specifically related to the brainstorming prompt. The final statement set is provided in Appendix A. 2.4. Structured sorting and rating During structured sorting and rating, a subset of participants are asked to sort the statements in the final statement set into “piles” of items that they perceive as thematically similar, and are then asked to rate each statement on one or more specified dimensions (Kane & Trochim, 2007; Trochim, 1989). Adult participants (school professionals and scholars) completed this phase of participation online individually and at a time and location of their choice using the Concept Systems Global MAX software, which offers an interface designed to facilitate this process. They were instructed to sort statements into piles such that statements in each pile have more in common with each other than statements in other piles, and then to label each pile with a name that describes its theme. Detailed directions for this task, including examples, were provided. Participants were also instructed to contact project investigators by email or by phone with any questions about the task. After completing the sorting task, participants rated each statement on importance relative to all other statements using a Likert-type scale (1 = relatively unimportant, 5 = extremely important). Next they were prompted to rate each statement on feasibility using a Likert-type scale (1 = relatively unfeasible, 5 = relatively feasible) with the prompt, “Which results do you believe would be the most feasible for a school-based intervention to accomplish, relative to the others?” Adult participants were compensated with a $5 Starbucks eGift card upon completion of the sorting and rating tasks. Student participants completed the sorting and rating tasks during in-person sessions conducted at their schools. For the sorting task, students were each provided with a set of 108 cards with one statement printed per card and given the same instructions as adult participants for sorting their card deck into physical piles. Student participants then completed the rating task using a paper-pencil version of the Likert-type scale described above. Students were provided with snacks during the sessions. Although all participants were instructed to “not create categories according to priority or value (e.g., ‘Important’, ‘Hard to Do’),” many students did not follow this instruction, suggesting that they did not understand the task. Additionally, many students were unable to finish the task; although adults had the ability to complete the task online without a time limit, student sorting and rating sessions were restricted to the length of one class period (35–60 min) due to time constraints of the school day. Because of these concerns about the quality of their data, student sorting and rating data were excluded prior to data analysis. The concept maps therefore reflect adult (school professional and scholar panel) sorting and rating data only. Although the students’ perspectives are still represented through their contributions to the statement set, the resulting model may be biased towards the adult perspective, and so would benefit from efforts to validate its interpretation with students. Approaches for doing so are discussed further in the Discussion section of this paper. 2.5. Production of concept maps The software chosen for this project allows investigators to use multidimensional scaling (MDS) and hierarchical cluster analysis (HCA) to analyze the data. First, a similarity matrix is generated in which all 108 statements are paired with one another and assigned a numerical value indicating the number of people who put that pair of statements in the same pile (Kane & Trochim, 2007). Next, a two-dimensional MDS solution is used to produce X-Y coordinates for each statement in twodimensional space following a bivariate distribution (Fig. 1). Then, HCA is used to mathematically group each statement into clusters that reflect similar themes. The software uses an agglomerative cluster analysis approach using Ward’s algorithm (Ward, 1963), which functions to minimize total within-cluster variance based on the sum of squared distances of each point from the centroid of its cluster (stepwise). In short, the MDS X-Y coordinate matrix is used as input by the algorithm, and the output hierarchically arranges clusters by beginning with each statement and combining them sequentially until the number of clusters specified by investigators has been created (Everitt, Landau, Leese, & Stahl, 2011; Kane & Trochim, 2007). There is 164 D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 Fig. 1. Statement point map (MDS analysis of sorting data). no mathematical formula for choosing a number of clusters; more clusters yield a finer-grained and more detailed concept map (Kane & Trochim, 2007). In the present study, a 10 cluster solution was selected because it balances a high level of detail with a sufficient number of statements in each cluster for facilitating interpretation. 2.6. Group interpretation The concept mapping method commonly includes group data interpretation as a final step, in which project investigators meet with project participants to collaboratively interpret the cluster maps and assign meaningful labels to the clusters based on the statements they contain (Kane & Trochim, 2007). Investigators invited all adult sorting and rating panel participants to a 90minute data interpretation session. Of those invited, the session was attended by five school professionals and five scholars. Two project investigators and two Ben’s Bells staff members also attended. 2.7. Development of conceptual model Kane & Trochim (2007) note that after concept maps are produced, clusters can be further grouped into meaningful regions in order to simplify the map and aid interpretation. Following the group interpretation session, investigators therefore further aggregated spatially related, thematically similar clusters. As a final step, investigators created a conceptual model based on the concept map. 3. Results MDS analysis was first used to locate each statement in twodimensional space as shown in the Point Map in Fig. 1. Each dot on the point map represents one statement, and points on the map that are closer together were sorted together by participants more commonly than points on the map that are further away from one another. In MDS analysis, the stress index, which functions as a measure of the goodness of fit between the values of the similarity matrix and the X-Y coordinates of each point assigned by MDS, is the key diagnostic statistic. The stress index value for this project was 0.31, which falls into the normal and acceptable range for a concept mapping study (Kane & Trochim, 2007; Miller & Jones, 2015; Trochim, 1989). Agglomerative HCA was then used to mathematically group points into ten clusters. Clusters were named as follows by participants in the group data interpretation session (names are intended to represent the perceived conceptual theme of the statements in each cluster): Inviting Environment; Positive Interactions; Positive Student Community; Intentionality and Awareness; School Operational Outcomes; Staff Impact; Family and Community/Extramural; Student Social-Emotional Skills; Empathy/Acceptance/Caring; and Emotional Well-Being and Civility. Following the group data interpretation, the investigators further aggregated spatially related, thematically similar clusters into six regions in order to simplify the map: Student SocialEmotional Skills; School Climate; Kindness Focus; Work Environment; School Operational Outcomes; and Family and Community. This final cluster map is shown in Fig. 2. Bridging values are the key statistic for hierarchical cluster analysis. Bridging values range from zero to one and indicate how frequently each statement was sorted with the other statements in its own cluster, as compared to statements in other clusters. Lower values indicate that a statement was commonly sorted with the other statements in its cluster, and higher values indicate that a statement was commonly sorted with statements on either side of its cluster and therefore connects more distant areas of the concept map (Kane & Trochim, 2007). Bridging values can serve as a quantitative guide for interpreting the concept map (Kane & D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 165 Fig. 2. Cluster map. Trochim, 2007). At the statement level, low bridging values may indicate statements that are most central to their cluster. At the cluster level, higher bridging values suggest that a cluster is more interrelated with other parts of the map, whereas clusters with low bridging values may be more conceptually independent. In the present study cluster bridging values were low, ranging from 0.06 to 0.48, with the exception of the Family/Community cluster (0.86). This suggests that with one exception, the clusters were relatively conceptually independent. Appendix A shows the bridging value for each statement and for each cluster overall. Figs. 3 and 4 show the mean importance and feasibility ratings assigned to each cluster by scholar and school professional participants. Variance among ratings was very low. Mean importance ratings for the clusters ranged from 3.79 to 4.40 on a five-point scale and mean feasibility ratings ranged from 3.32 to 3.92 on a five-point scale, suggesting that participants felt that creating change in all clusters was highly important but only moderately feasible. However, clusters that were rated as relatively most important were also those rated as relatively most feasible. One exception to this was the “Intentionality and Awareness” cluster, which was rated as the most feasible, but relatively less important. Concept mapping is often used to generate a conceptual model in order to articulate program theory and provide a basis for measurement (e.g., Sundra et al., 2006; Yampolskaya, Nesman, Hernandez, & Koch, 2004). Investigators therefore next created a conceptual model (Fig. 5) using the spatial relationships inherent in the cluster map as a guide by beginning in the center of the map with the most central and highly feasible cluster (Cluster 4) and then rotating outwards. The model suggests that kindness Fig. 3. Importance cluster rating map. 166 D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 Fig. 4. Feasibility cluster rating map. education programs focus on developing awareness about kindness and its positive impacts, thereby fostering intention among members of the school community to try to practice kindness and be aware of kind acts happening around them. This process promotes a positive school climate and supports student’s social-emotional skills. School climate is also closely related to the quality of the work environment perceived by adults at the school, and positive changes in one are likely to enhance the other. Improvements in the overall school climate and the socialemotional skills within the school community may have positive downstream effects on school operational and school achievement outcomes as well as outcomes in the broader community affiliated with the school. Fig. 5. Processes and outcomes of kindness education programming. D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 4. Discussion The aim of this study was to develop a conceptual model that can be used to inform the research and evaluation of kindness education programs in schools. Through the use of concept mapping, a model was derived from data provided by school students, teachers, administrators, staff, and university scholars— namely, those who can speak from their direct, lived experience as well as those who also bring an empirical perspective to kindness education. This model proposes that kindness education programs yield student-level and school-level impacts in large part through making the idea of kindness salient. This suggests that effective kindness education programs would offer a common language for school students and staff to talk about kindness and its positive impacts, and provide a framework that encourages members of the school community to acknowledge acts of kindness happening around them and to practice kindness towards themselves and others. This fundamental foundation is expected to give rise to a more positive school climate for students and a positive work environment for adults, and supports the development of student’s social-emotional skills. Downstream effects of improved school climate and student social-emotional skills may include positive school operational outcomes (e.g., achievement, disciplinary, health) as well as outcomes in the greater school community (e.g., within school families and the local community at large). School improvement efforts such as kindness education are highly complex. As reflected in this model, the social ecology of school life includes variables that happen at the level of each individual student and educator, the level of each classroom, the level of the school overall, as well as the level of the school’s families and the surrounding community. Over the course of school improvement efforts, each of these variables may influence one another in an ongoing manner, prompting many scholars to call for school research designs using methods such as hierarchical linear modeling and multilevel modeling that aim to capture some aspects of this complexity (e.g., National School Climate Council, 2015). Guided by the model developed from the present work, we offer suggestions for variables at multiple levels of school life that would be useful to include in the evaluation of kindness education programs. First, the model suggests two key outcome variables that should be assessed: school climate (including the work environment perceived by adults on school campus), and student socialemotional skills. Several well-validated and grade-appropriate measures for these constructs are available, as are measures for closely related constructs such as social-emotional knowledge and student dispositions. Second, this model suggests two additional downstream outcomes of kindness education programming that would be useful to assess in longitudinal designs: improvements in school operational outcomes, and outcomes occurring within school families and the surrounding community. Third, this model points to an important area that requires instrument development: “Kindness Focus” (originally named “Intentionality and Awareness” by participants), which emerged in the conceptual model as unique and distinctive from the well-established domains of school climate and social-emotional skills. This cluster refers to the emergence of an increased focus on kindness throughout the school community, and an increased awareness of the nuances of kindness and its positive impacts. This is a likely mechanism through which kindness education programs create change in schools—and notably, participants rated the statements in this cluster as the most feasible results of kindness education programs (Fig. 4). Measuring change in this area therefore seems necessary for assessing the extent and success of program implementation and for unpacking whether kindness 167 education adds something above and beyond components of a program that may also directly influence school climate or student social-emotional skills. The development and validation of instruments that capture change in this process variable are key next steps to facilitating a better understanding of the mechanisms by which kindness education programs have an effect and accounting for variability in their outcomes. The statements in this cluster (Cluster 4, Appendix A) contain examples of some of the perceptions and concrete behaviors that could comprise this domain. Finally, the “Family/Community Outcomes” cluster generated during concept mapping warrants discussion. The value of thinking about schools as a component of their greater community is well supported by previous research. Integrated strategies for improving physical and social environments within schools and neighborhoods have been found to promote optimal child health and well-being, especially among children living in high-poverty neighborhoods (Komro, Flay, Biglan, & Promise Neighborhoods Research Consortium, 2011). Further, family support and community involvement positively impact students’ academic performance, and children who are at high risk for struggling academically experience particular gains from family and community engagement (Henderson & Mapp, 2002). For program developers, it would therefore be useful to consider how school-based programming could be designed with integrative strategies in mind. For researchers, family and community outcomes that are relevant to the intervention (e.g., kindness focus at home, family engagement in school) may be useful to include in research designs. Although students’ voices were represented in the brainstorming phase and therefore in the final statement list, student sorting and rating data were ultimately excluded from MDS and HCA analysis due to concerns about the quality of these data. The conceptual model may be biased towards the adult perspective, and future research could attempt to validate this model with students through the use of focus groups or similar methods. There may also be discrepancies between what adults view as important and feasible components of kindness education programs and what students feel is most important and most feasible. Broadly, little is known about what students perceive to be the most important and feasible elements of school-based programs. This is an important topic that warrants its own systematic investigation and subsequent integration into a refined model. 4.1. Lessons learned Concept mapping is a recommended methodology for uniting diverse stakeholders in building a common framework, articulating theory, and providing a basis for measurement. A unique feature of this study is that it represents one of the first attempts to apply this method to the field of education by unifying the perspectives of school students, faculty, staff, and administrators, as well as academic scholars with relevant expertise. This is also one of the first published studies that has attempted to use the concept mapping method with youth. Concept mapping does not yield a definitive prescription for designing an evaluation; it is still necessary to subsequently think through a theory-driven and rigorous design. However, this method was a valuable starting place in designing an evaluation of a program with a grassroots, non-traditional program structure, which by design offers schools freedom to creatively implement the program to fit their unique needs. The concept maps produced in this project yielded an easily interpretable model, and although the model is limited by only partial inclusion of student data, it provides a conceptual framework for future evaluation of Kind Campus and other school-based kindness education programs. 168 D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 Additionally, engaging in the concept mapping process generated enthusiasm among adult participants. Following completion of this project, many of the schools, teachers, and administrators who participated in the project reached out to investigators to express interest in contributing to further research and evaluation efforts about kindness education programming in schools. Given that buy-in is often a limiting factor in program evaluation, particularly in heavily evaluated places like schools, this is another notable strength of this method. The concept mapping method is likely to be useful to other questions in educational research, particularly for bottom-up or otherwise nontraditional programming, or in situations where buy-in is an obstacle. The largest methodological challenge encountered in this project was adapting the concept mapping process to working with students, rather than adults. Two modifications to the procedure were made for students. In the brainstorming phase, the language of the brainstorming prompt was adapted with the aim of making it more concrete and relatable to youth. This seemed to work well, with youth appearing engaged and enthusiastically providing examples. In the sorting and rating phase, investigators facilitated in-person card sorting sessions for students (rather than asking them to participate online) so that they had the option to ask the investigators clarification questions. Students were also told that some of the statements were written by university professors or other adults, and were encouraged to ask questions if they didn’t understand a statement. Despite these precautions, as previously described, student sorting and rating data were ultimately excluded from analysis because students did not complete the task as designed. One obstacle may have been that students had limited time to complete the task due to time constraints associated with facilitating the task during the school day. In the future, investigators who wish to conduct this process with youth should assure that students can take all the time they need, and may also wish to conduct a pilot sorting and rating session with a small group of youth to solicit feedback about how this phase of the process can be made more accessible. prosocial education more broadly to focus on identifying specific practices that are most successful in achieving these common aims, taking into account that the most effective practices may vary according to the diversity of schools and their surrounding communities. The findings from the present work also suggest that program elements that promote positive workplace climate and support the ongoing social-emotional needs of educators may be additional, important aspects of prosocial educational efforts. Acknowledgments We would like to thank Ben’s Bells for their support of this project, especially Jeannette Maré, Founder and Executive Director, and Cassie Williams, former Education Program Manager. We would also like to express our appreciation for the students, school faculty, and scholars who volunteered their time to participate in this project, and to the University of Arizona Foundation and The Office of the Senior Vice President for Research for providing seed funding for this work. We also thank John Daws and Kara Tanoue for their assistance in facilitating this project, and Maggie Van Dop and Ayana Blackey for their help with data entry. Appendix A. Final statement set by cluster with bridging values Final statement set by cluster with bridging values Cluster 1. Inviting Environment 4.2. Recommendations and future directions There are genres of school programming other than kindness education that focus on the social, emotional, and civic elements of youth development and school life. A recent paper attempting to identify the shared components of “prosocial education” programs (including character education, whole child, school climate, socialemotional learning, and positive psychology school programs among others) found that although each of these programs have unique features, they also share many common goals and elements (National School Climate Council, 2015). Although the review did not include kindness education, many of the anticipated results of kindness education that emerged in the present study align with the common goals outlined by the National School Climate Council. These include the promotion of safe, supportive, and engaging school climates; meaningful relationships among youth and adults; indicators of success that capture social, emotional, and civic outcomes; pro-social education for students; an emphasis on adult modeling; and professional development opportunities that support student safety, support, and engagement. Kindness education is unique among prosocial educational efforts in that its explicit focus is on kindness, and increasing kindness is the means through which this programming aims to positively impact other student and school-level outcomes. Yet, the preliminary conceptual model presented here suggests that the overarching goals and desired outcomes of kindness education are similar to those of other prosocial education programs. It may therefore be useful for future research in kindness education and in 2. Positive Interactions Statement increased school pride a friendly and nurturing environment for learning a school culture that makes kindness socially enhancing AND meanness socially damaging that school is a “happy place” less graffiti and vandalism a cleaner campus happier students, teachers, parents, administrators, and school staff a “greener”, more environmentally friendly campus a more relaxed and inviting school atmosphere a greater sense of connectedness to school less emphasis on the word “bullying” a greater sense of safety at school creating a culture where students can feel safe to take educational and social risks a sense of belonging for all involved/ everyone feels “a part of” the school community increased participation in clubs, activities, events and after school groups seeing students greeting each other and adults teachers and students working together to create a kind and positive environment finding subtle kind messages and empathy lessons being worked into the classroom that adults are more approachable increased trust among students & staff, students & students, and staff & staff physical evidence in the school showing support of the program positive framing of expectations (e.g., going from “don’t forgot homework” to “remember to do your homework”) teachers and staff being more kind in behavior and speech all members of the school community treat each other with respect as shown through both language and behavior Bridging Value 0.18 0.05 0.05 0.08 0.1 0.14 0.16 0.16 0.17 0.19 0.23 0.24 0.24 0.25 0.39 0.21 0.06 0.08 0.1 0.11 0.15 0.2 0.22 0.23 0.27 0.27 169 D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 (Continued) (Continued) Cluster Statement Bridging Value Cluster all campus members supporting and 0.33 participating in the program a stronger sense of community within class, 0.33 school and locally 0.4 more positive recognition of students and staff 3. Positive Student Community a decrease in behavioral issues and difficult student behavior a reduction in disciplinary referrals and disciplinary action greater cooperation in the classroom and on school grounds (vs. competing with or disrupting others) fewer cliques and less tension between groups of students students going out of their way to find ways to be kind inside and outside of school fewer students feeling alienated/alone at school more evidence of students helping others voluntarily (e.g., with school work, pick up others’ stuff, tying shoes, carry books, holding the door open, taking someone who’s injured to nurse's office) higher, consistent levels of student engagement more cross-cultural interactions between students more smiles and laughter from students and adults 4. Intentionality and Awareness students speaking well of teachers and the school (e.g, saying things like “the teachers at my school are all great/nice/etc.”) more positive, caring interactions between students and staff that a visitor would notice that all students use their manners that all members of the school community (staff, teachers, students, parents) have a shared vocabulary for kindness and use it in their everyday life more creative and collaborative problemsolving staff, students, and parents taking more time to recognize kindness in others deeper and more meaningful conversations 5. School Operational Outcomes students return to that school the following year at a higher rate a decrease in physical violence between students (pushing, kicking, hitting, fighting) increased attendance more academic success/improved grades decreased tardiness more sharing of resources among students children acting in a caring way to students not at their age level (more cross-age interactions) better physical health reduced nurse/health office visits compassion, patience, and understanding toward animals 6. Staff Impact more collaboration between staff members staff modelling a positive attitude greater camaraderie and better relationships among teachers and staff at school support for student leadership from school administration and staff Statement more staff and teacher energy and engagement in events (e.g. family events at school) increased communication across the school community (between teachers, staff, administration, parents and students) less teacher turnover fewer teacher absences staff and teachers speaking with students instead of at students 0.06 0 Bridging Value 0.38 0.45 0.48 0.57 0.02 0.03 7. Family and Community/ Extramural 0.06 0.06 0.07 0.08 0.1 8. Student SocialEmotional Skills 0.1 0.12 0.25 0.17 0.2 0.22 0.23 0.27 0.29 0.36 0.48 0.23 0.24 0.25 0.42 0.46 0.46 0.55 0.56 0.74 0.84 0.4 0.32 0.33 0.34 0.36 0.38 9. Empathy/ Acceptance/ Caring more positive phone calls and communications with parents more interest in community service more positive sibling relations increased parental involvement increased community member involvement in the school evidence of the community outside of school recognizing student positive behavior parents are able to model kindness to their child in words & actions that parents feel school staff are truly watching out for their child’s well being students resolving conflict on their own that students display more self-confidence more diversity in students’ social groupings (i.e., those with varied interests/tastes socializing and “hanging out” together) students would be able to voice their opinions without speaking hate or anger students know that even when they make mistakes, they still have an opportunity to improve students feel like they can be themselves students are equipped with vocabulary and other tools to stop unkind behavior and reduce bystanding less abusive language students demonstrating more consideration for the thoughts and feelings of others students having a desire to be kind the ability to recognize, identify, and express one’s emotions more apologizing and forgiving an increase in self-kindness that students are better able to concentrate increased hope and a positive outlook a decrease in the number of students experiencing problems with stress and coping increased creativity and flexibility students looking forward to going to school everyday that students have more fun in class people feel loved promoting a “think before you act” mentality a change in the thought pattern that being kind is being “soft” acceptance of differences in culture, abilities, body, beliefs, etc. genuine caring and concern for others increased empathy in staff and students (i.e., expressed positive emotions toward others in need or distress) students being encouraging and supportive of each other (of everyone, not just their friends) more gratitude 0.86 0.78 0.79 0.82 0.84 0.85 0.87 0.95 1 0.26 0.08 0.13 0.13 0.16 0.19 0.2 0.21 0.22 0.22 0.25 0.27 0.3 0.36 0.36 0.44 0.46 0.52 0.28 0.11 0.23 0.25 0.26 0.27 0.29 0.32 0.34 0.35 0.36 0.18 170 D.M. Kaplan et al. / Evaluation and Program Planning 58 (2016) 160–170 (Continued) Cluster Statement Bridging Value 10. Emotional Wellbeing and Civility students showing kindness without reminders or encouragement a decrease in negative or disrespectful behaviors (criticizing/blaming/ condescending/gossiping/making fun/ teasing/interrupting) students connecting with one another and making new friends an increased sense of wellbeing (less depression and anxiety) a decrease in students being emotionally hurt during school students taking pride in their actions students are more aware of kind acts happening around them increased patience with others an awareness of the impact one has on others (both positive and negative) a wider array of expression of individuality 0.06 0.09 0.1 0.13 0.13 0.14 0.27 0.3 0.31 0.31 Note: The authors can provide the original brainstormed list of 899 statements upon request. 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