JOURNAL OF GEOPHYSICAL RESEARCH, VOL 107, NO. D19, 8111, doi:10.1029/2001JD000900, 2002 Aerosol formation during PARFORCE: Ternary nucleation of H2SO4, NH3, and H2O M. Kulmala,1 P. Korhonen,1,2 I. Napari,1 A. Karlsson,3 H. Berresheim,4 and C. D. O’Dowd1,5,6 Received 29 May 2001; revised 17 September 2001; accepted 17 September 2001; published 25 September 2002. [1] A new version of a ternary nucleation (sulphuric acid-ammonia-water) model based on classical nucleation theory, but with an improved ability to predict nucleation rates over a larger temperature range (258–303 K) compared with previous work, is presented. The modeled nucleation rates are given as a function of temperature and ambient acid and ammonia concentrations. For the first time the predicted ternary nucleation rates are compared to the observed particle production rates using measured ambient sulphuric acid and ammonia concentrations as input data. The ambient gas concentrations were measured simultaneously to aerosol formation rates during the 1999 New Particle Formation and Fate in the Coastal Environment (PARFORCE) coastal field campaign at Mace Head. According to the results, daytime ambient acid and ammonia concentrations were significantly higher than required by model calculations to induce the formation of new particles by homogeneous ternary nucleation. However, binary nucleation of sulphuric acid-water molecules is not able to predict new particle formation since the binary nucleation rate is far too small. We conclude that all particle formation events observed at coastal sites can be initiated by ternary nucleation of sulphuric acid, ammonia, and water vapor. However, related studies illustrate that ambient sulphuric acid concentrations are, nevertheless, insufficient to explain observed rapid growth of particles from 1 to 3 nm INDEX TERMS: 0305 Atmospheric sizes which can be detected by current instrumentation. Composition and Structure: Aerosols and particles (0345, 4801); 0365 Atmospheric Composition and Structure: Troposphere—composition and chemistry; 0322 Atmospheric Composition and Structure: Constituent sources and sinks; KEYWORDS: water, sulfuric acid, ammonia, nucleation Citation: Kulmala, M., P. Korhonen, I. Napari, A. Karlsson, H. Berresheim, and C. D. O’Dowd, Aerosol formation during PARFORCE: Ternary nucleation of H2SO4, NH3, and H2O, J. Geophys. Res., 107(D19), 8111, doi:10.1029/2001JD000900, 2002. 1. Introduction [2] The formation and growth of atmospheric aerosols have been studied experimentally and theoretically for some time. Bursts of recently formed particles have been observed in several regions around the world, for example, in the free troposphere [Weber et al., 1999], in the marine boundary layer [Covert et al., 1992], at coastal sites [O’Dowd et al., 1998], in the vicinity of evaporating clouds [Clarke et al., 1998], in Arctic areas [Wiedensohler et al., 1996], in Antarctic areas [O’Dowd et al., 1997], in urban 1 Department of Physical Sciences, University of Helsinki, Helsinki, Finland. 2 Air Quality Research, Finnish Meteorological Institute, Helsinki, Finland. 3 Institutet för Tillämpad Miljöforskning, Air Pollution Laboratory, Stockholm University, Sweden. 4 German Weather Service, Meteorological Observatory, Hohenpeissenberg, Germany. 5 National University of Ireland, Galway, Ireland. 6 Centre for Marine and Atmospheric Sciences, University of Sunderland, Sunderland, UK. Copyright 2002 by the American Geophysical Union. 0148-0227/02/2001JD000900$09.00 PAR areas and in stack plumes [Kerminen and Wexler, 1994], and in boreal forests [Kulmala et al., 1998a; Mäkelä et al., 1997]. Several nucleation mechanisms have been proposed to explain this particle production, along with meteorological-related nucleation enhancement processes such as turbulent fluctuations, waves and mixing [Easter and Peters, 1994; Nilsson and Kulmala, 1998]. [3] It is generally accepted that the new particle formation in the atmosphere occurs via homogeneous heteromolecular nucleation process, in which two or more vapor species form new stable particles. Typically, the formation of atmospheric aerosols is attributed to binary nucleation of water and sulphuric acid [Kulmala et al., 1998b]; however, the binary theory is able to predict the nucleation rates only at some extreme conditions of low temperatures, high relative humidities, small preexisting-existing aerosol concentrations and at high sulphuric acid concentrations. It has been shown in field measurements that there exist situations where new particle formation cannot be explained with this nucleation route alone [Covert et al., 1992; Hoppel et al., 1994; Mäkelä et al., 1997; O’Dowd et al., 1999]. Since the presence of ammonia in the aerosol particles considerably decreases the vapor pressure of sulphuric acid above the solution surface [e.g., Scott and Cattell, 1979] it has been 15 - 1 PAR 15 - 2 KULMALA ET AL.: PARFORCE—TERNARY NUCLEATION suggested that ammonia (NH3) forms new particles with sulphuric acid [e.g., Scott and Cattell, 1979] or with sulphuric acid and water [e.g., Coffmann and Hegg, 1995]. The recently developed ternary nucleation model [Korhonen et al., 1999; Coffmann and Hegg, 1995] of water-sulphuric acid-ammonia gives significantly higher nucleation rates than those associated with binary nucleation and thus predicts nucleation under typical tropospheric sulphuric acid concentrations (105 – 107 cm3) [Weber et al., 1999] and ammonia mixing ratios (of the order of 10 ppt). Although using different thermodynamical data (equilibrium vapor pressures, surface tension) both models [Korhonen et al., 1999; Coffmann and Hegg, 1995] give reasonable agreement in nucleation rate predictions. [4] In a coupled nucleation, coagulation and condensation study of aerosol evolution, Kulmala et al. [2000] utilized the Korhonen et al. [1999] model to elucidate if ternary nucleation mechanism could explain the production of new particles in the atmosphere and they found that, under normal atmospheric conditions, ternary nucleation had the potential to form large amount of thermodynamically stable clusters of the order of 1 nm. However, these clusters could not grow to detectable sizes of 3 nm without condensation of an additional species since the majority of the sulphuric acid was consumed in forming stable clusters. [5] In this study, we have further developed a temperature dependent version of the recent ternary nucleation model [Korhonen et al., 1999]. In the earlier version, the temperature range was very limited and the predictions were mainly valid only at 298.15 K, while in the new version, the thermodynamic part has been revised (see section 2). The new model is used to predict ternary nucleation rates under a wider range of atmospheric conditions (section 3). [6] In particular, this study focuses on particle formation events observed frequently in the coastal atmosphere during the New Particle Formation and Fate in the Coastal Environment (PARFORCE) experiment [O’Dowd et al., 2002a, 2002b]. PARFORCE was a dedicated new particle field experiment located at Mace Head, Ireland and comprised two field campaigns. During the second campaign in 1999, sulphuric acid and ammonia concentrations as well as temperature and relative humidity were measured, thus providing all necessary input parameters to the model. Typically, in this environment, new particle formation events are observed on a daily basis and occur under conditions of low tide and solar radiation. Peak new particle concentrations often exceed 106 cm3. A full description of these events is given by O’Dowd et al. [2002a, 2002b]. In this paper we compare modeled ternary nucleation rates with observed particle production rates (section 4) and also with modeled binary nucleation rates. The results are discussed in section 5, and the conclusions are given in section 6. 2. Theory for the Ternary Nucleation of Stable H2O-NH3-H2SO4 Clusters 2.1. Cluster Formation [7] In this section, we focus on the formation of new particles via nucleation of stable H2O-NH3-H2SO4 clusters. The ternary water-ammonia-sulphuric acid solution nuclei are assumed to be in the liquid phase. The nucleation rate of stable water-ammonia-sulphuric acid clusters (J ) is obtained from ! G* J ¼ C exp : kT ð1Þ where C is a kinetic factor. In this study the minimum work for the critical nucleus formation is determined using the so called revised classical theory. The minimized Gibbs free energy change (in the limits of the capillarity approximation) is obtained from 4 2 G* ¼ pr* ss=a ; 3 ð2Þ where r* is the critical radius of the cluster and ss/a is the surface tension. The composition of the critical nucleus is obtained from the following equations [Arstila et al., 1999]: P1 2ss;a n1 P2 2ss;a n2 ¼ kT ln ¼ ... þ þ kT ln Ps;1 r P r s;2 Pi 2ss;a ni ¼0 þ ¼ kT ln Ps;i r ð3Þ where Pi is the ambient partial vapor pressure of species i, Ps,i is the equilibrium vapor pressure of species i above the flat solution surface, r is the radius of the cluster and ni is the partial molecular volume of species i. When the critical cluster is formed from water, ammonia and sulphuric acid equation (3) becomes: Pw Ph2so4 nw ln ¼ 0; nh2so4 ln Ps;w Ps;h2so4 Pw Pnh3 nnh3 ln nw ln ¼ 0: Ps;w Ps;nh3 ð4Þ Here the subscript w refers to water, h2so4 to sulphuric acid and nh3 to ammonia. From equation (4) one can solve the composition of the critical cluster by numerical iteration. When the composition of the cluster is known, the critical radius is obtained from the Kelvin equation r* ¼ 2ss;a ni : Pi kT ln Ps;i ð5Þ In this context i refers either water or ammonia or sulphuric acid. We have used recently presented rigorous kinetic factor for the ternary system [Arstila et al., 1999]. In order to solve the radius and composition of the critical cluster for the systems presented above, one needs surface tension (surface free energy), density of the solution and equilibrium vapor pressures of the various species above the flat solution surface. When the classical nucleation theory is used, the thermodynamical properties of the nucleus are assumed to be those of the bulk substance in question. 2.2. Thermodynamical Model [8] For the nucleation rate calculations, one needs various thermodynamical data. When the classical nucleation theory KULMALA ET AL.: PARFORCE—TERNARY NUCLEATION is used, the equilibrium vapor pressures of water, ammonia and sulphuric acid above the flat solution surface, molecular volumes of the species and the surface tension of the solution is required. [9] In the used thermodynamical model the equilibrium vapor pressures above the flat solution surface are calculated from the equations [see, e.g., Bassett and Seinfeld, 1983; Kim et al., 1993]: Ps;w ¼ aw ; Pe;w Ps;h2so4 ¼ Ps;nh3 ¼ g32h;so4 m2h mso4 ; Kh2so4 ð6Þ g2nh4;oh mnh4 moh ; Knh3 Knh4 aw where Pe,w is the equilibrium vapor pressure of water above the flat surface of pure substance, aw is the water (liquid phase) activity, mi is the molality of species i (moles per kg of pure water), Ki is the thermodynamical constant and gi,j is the mean molal activity coefficient of ion i, j pair for the multicomponent solution. In this context the subscript nh3 refers to ammonia, h2so4 to sulphuric acid, h to hydrogen ions, oh to hydroxyl ions, nh4 to ammonium ions, and so4 to sulphate ions. [10] In order to calculate the equilibrium vapor pressures from the above equation (6) one has to solve the composition of the multicomponent solution. In the following the dissociation of sulphuric acid to hydrogen (H+) and bisulphate ions (HSO 4 ) in the solution is assumed to be complete. The dissociation of bisulphate ion to hydrogen and sulphate (SO42) ions is described by the following equation [e.g., Bassett and Seinfeld, 1983; Clegg et al., 1994]: gh gso4 mh mso4 g32h;so4 mh mso4 ¼ 2 ¼ Khso4 : ghso4 mhso4 gh;hso4 mhso4 ð7Þ Here gi is the molal activity coefficient of ion species i. The concentrations of sulphate, bisulphate ammonia, hydroxyl and hydrogen ions in the solution can be calculated with numerical iteration from the following set of equations (for further details, see Korhonen et al. [1998a]): mhso4 ¼ ð1 aÞmh2so4 ; mso4 ¼ amh2so4 ; mnh4 ¼ m0nh3 g2nh4;oh Kw 1þ 2 gh;oh gnh3 Knh4 moh ¼ !; ð8Þ Kw aw ; g2h;oh mh mh þ mnh4 mhso4 2mso4 moh ¼ 0: 0 Here mnh3 is the total amount of ammonium species (ammonia and ammonium ions) in the solution, gnh3 is the molal activity coefficient for the aqueous ammonia, and a is the degree of bisulphate dissociation, which is obtained PAR 15 - 3 to the used form by combining the equation (7) and above equations for bisulphate and sulphate ions: a¼ g2h;hso4 Khso4 g32h;so4 mh þ g2h;hso4 Khso4 : ð9Þ [11] The used set of equations (8) and (9) depends now on the given concentrations of total ammonia and sulphuric acid, hydrogen ions (which is the variable for the iteration), various thermodynamical constants, water activity for the multicomponent solution and the mean molal activity coefficients. [12] In this model the thermodynamical constants and their temperature dependence for water, ammonia and ammonium ions is obtained from Kim et al. [1993] and for bisulphate ion from Clegg and Brimblecombe [1995]. The thermodynamic constant for sulphuric acid at 298.15 K is obtained by fitting on the vapor pressure data presented by Marti et al. [1997] and the temperature dependence for the constant is obtained by using the partial molal enthalpies and the partial molal heat capacities presented by Bassett and Seinfeld [1983]. In practice the thermodynamic constant for sulphuric acid has been divided by a factor of 60. The choice has been done in this way in order to be able to obtain agreement with experimental nucleation rates at the binary limit [see Korhonen et al., 1999]. [13] The water activity for the multicomponent solution is calculated according to Stelson et al. [1983] and the mean molal activity coefficients by using the mixing rule presented originally by Kusik and Meissner [1978]. [14] The used methods for the calculation of the water activity and the mean molal activity coefficients requires water activities and activity coefficients for the binary (aqueous) solutions of sulphuric acid (separately for HHSO4 and H2SO4), ammonium bisulphate (NH4HSO4), ammonium sulphate ((NH4)2SO4) and ammonium hydroxide (NH4OH). [15] The mixing rule needs the binary activity coefficients for water - HHSO4 and water-H2SO4, each isolated in the solution. This means that there would exist only bisulphate or sulphate ions in the aqueous solution in question. In this context we have followed the work of Jacobson et al. [1996] and used the model for the thermodynamic properties of aqueous sulphuric acid presented by Clegg and Brimblecombe [1995]. The model gives mixed activity coefficients for the aqueous sulphate and bisulphate at the temperature range 200 to 328 K from which we separate the required binary activity coefficients numerically. [16] The temperature dependent binary activity coefficient for the aqueous ammonium bisulphate and sulphate are obtained by using the binary activity coefficient at 298.15 K, the relative apparent molal enthalpy, and the apparent molal heat capacity [see Harned and Owen, 1958; Jacobson et al., 1996]. [17] The binary activity coefficient for aqueous ammonium bisulphate and sulphate at 298.15 K is obtained by using Gibbs-Duhem equation and the data for the water activity presented by Tang and Munkelwitz [1994]. The used equations are presented by Korhonen et al. [1998b]. [18] The temperature dependency of the binary activity coefficient of aqueous ammonium sulphate is obtained from PAR 15 - 4 KULMALA ET AL.: PARFORCE—TERNARY NUCLEATION Figure 1. The partial derivatives of the relative apparent molal enthalpy and the apparent molal heat capacity with respect to the molality of the solution. Bassett and Seinfeld [1983]. If the temperature or the solution concentration goes out of the valid ranges during the model calculations, numerical extrapolation is used. [19] The temperature dependent binary activity coefficient (gnh4,hso4) and water activity (aw) for water-ammonium bisulphate solution is obtained by using the following equations [see also Jacobson et al., 1996]: @fcp Mw m2 TL @fL þ TC ; 1000R* T0 @m @m TL @fL 0 ¼ ln gnh4;hso4 þ f þm 2R*T0 L @m @f TC cp f þm þ f0cp ; þ 2R* cp @m ln aw ¼ ln a0w ln gnh4;hso4 ð10Þ where aw0 is the water activity for the system at 298.15 K, g0nh4,hso4 is the mean binary activity coefficient at 298.15 K, fL is the relative apparent molal enthalpy, fcp is the apparent molal heat capacity, m is molality of the solution 0 is the apparent molal heat (mol salt per kg of water), fcp capacity at infinite dilution, Mw is the molar mass of water, R* is the ideal gas constant, T0 is the reference temperature (298.15 K), TL = (T0/T ) 1 and TC =1 + ln(T0/T ) (T0/T ). Here T is temperature in Kelvin degrees. [20] Unfortunately, the relative apparent molal enthalpy and the apparent molal heat capacity for ammonium bisulphate are not available at literature for the needed wide temperature and concentration ranges. Instead we have obtained them by fitting and using the following equations [see Jacobson et al., 1996]: fL ¼ U1 m1=2 þ U2 m þ U3 m3=2 þ . . . ; fcp ¼ f0cp V1 m1=2 þ V2 m þ V3 m3=2 þ . . . ; ð11Þ where Ui and Vi are the fitting coefficients. From equation (11) we also get the required partial derivatives: @fL U1 1=2 3U3 1=2 ¼ m m þ ...; þ U2 þ @m 2 2 @fcp V1 1=2 3V3 1=2 ¼ m m þ ... þ V2 þ @m 2 2 ð12Þ The fitting coefficients are obtained by using the water activity equation (10) and equation (12). First the water activities for the system (in temperatures from 253.15 to 303.15 K and molalities up to 270 mol/kg) are derived from the model of Clegg et al. [1998] (http://www.hpc1.uea. ac.uk/ ~e770/aim.html). With these water activities the values for the partial derivatives of the relative apparent molal enthalpy and the apparent molal heat capacity in the different molalities are obtained by fitting on the above water activity equation. Then the partial derivatives are fitted on equation (12) from which the fitting coefficients are finally obtained. Figure 1 presents the used fitting points (circles) and the obtained fittings (solid line) for the partial derivatives. The obtained fitting coefficients are shown in Table 1. [21] Due to the lack of published data for the molal binary activity coefficient for ammonium hydroxide, we must Table 1. Fitting Coefficients for the Relative Apparent Molal Enthalpy fL and the Apparent Molal Heat Capacity fcp i Ui Vi 1 2 3 4 5 6 7 10548.498 2882.2061 405.91066 30.659585 1.0641795 8.2138068E-4 5.17477249E-7 540.11296 157.79882 23.676279 1.88999554 6.87856641E-2a 5.72195606E-5 3.80497946E-8 a Read E-x as 10x. KULMALA ET AL.: PARFORCE—TERNARY NUCLEATION calculate it based on other physical properties. In this model the molal activity coefficient is obtained by calculating first the equilibrium ammonium vapor pressure and water activity from the equations presented by Koutrakis and AurianBlajeni [1993]. The molal binary activity coefficient for ammonium hydroxide is then obtained by using the equilibrium ammonia vapor pressure, the water activity and the thermodynamical constants presented by Kim et al. [1993]. [22] The molal activity coefficient for aqueous ammonia is also obtained by using the data presented by Koutrakis and Aurian-Blajeni [1993]. Although this assumption is made only because of missing data, it does not appear to cause any major errors. We have reached this conclusion for two reasons: first, there exist only very small amounts of ammonia in the solutions relevant in the these ternary nucleation studies and second, the used activity coefficient is very near unity in the studied cases (i.e., the coefficient could be replaced with 1 without any major changes in the results). [23] The calculation of the temperature-dependent binary water activities in the model is done with the model presented, e.g., by Harned and Owen [1958] or by Jacobson et al. [1996]. The model needs the water activity for the binary solution at 298.15 K, the relative apparent molal enthalpy and the apparent molal heat capacity. [24] The required binary water activities at 298.15 K for water-HHSO4 and water-H2SO4 are calculated using the Gibbs-Duhem equation to the binary activity coefficients given by the model of Clegg and Brimblecombe [1995]. The apparent molal enthalpy and the apparent molal heat capacity for these species are also obtained by fitting the results given by the same model at the temperature range 200 to 328 K. [25] The binary water activities for the water-ammonium bisulphate and water-ammonium sulphate solutions at 298.15 K are obtained from Tang and Munkelwitz [1994]. The apparent molal enthalpy and the apparent molal heat capacity for these species are obtained as described in the context of the binary activity coefficients for the species. [26] The binary water activity for water ammonium hydroxide solution is obtained from Koutrakis and Aurian-Blajeni [1993]. The used surface tensions and densities are given by Korhonen et al. [1999]. 3. Model Predictions Under Atmospheric Conditions [27] The developed model has been used to account for nucleation rates under different ambient conditions and also to study if ternary nucleation is possible for the reported coastal particle formation events at Mace Head during the PARFORCE campaign. Around 300 model runs have been performed. [28] In general, the results of the model study suggest that nucleation of water-ammonia-sulphuric acid clusters occurs significantly easier than the nucleation of water-sulphuric acid clusters in the atmospheric conditions. The results also suggest that the composition of the critical clusters in the atmospheric conditions is typically more acidic than that of water-ammonium bisulphate solution. The formed H2ONH3-H2SO4 clusters are very small and highly concentrated in sulphuric acid and ammonia. PAR 15 - 5 [29] The nucleation rates as a function of temperature, ammonia mixing ratios, and sulphuric acid concentrations are given in Table 2 for relative humidities of 52% and 90%. The results indicate that the nucleation rate does not increase significantly from 52% up to 90% for the ternary system. Presumably, above 52% relative humidity, there is sufficient water vapor available so that this is not a limiting factor in the process. The lack of dependence may also be caused by the absence of an explicit hydration correction in the present model; however, the effect of hydrates is implicitly taken account since the thermodynamic equilibrium constant for the dissociation of sulphuric acid is adjusted to achieve better agreement with experimental results at the water-sulphuric acid limit, and, in this limit, hydrates are included. Owing to the scarcity of the experimental data, we can only estimate the accuracy of the model for the full ternary system. In addition to the application of classical nucleation theory, which relies on the capillarity approximation, the most important source of error is the uncertainties in the equilibrium vapor pressures in the thermodynamical model. Due to these inherent problems we expect the error bars in the nucleation rate values to be of 3 –5 orders of magnitude. [30] The nucleation rate is a strong function of sulphuric acid concentration, ammonia mixing ratio and temperature. In Figure 2, the ternary nucleation rate is presented as a function of ammonia mixing ratio at different temperatures and sulphuric acid concentrations. The effect of ammonia in enhancing nucleation rates at low ammonia mixing ratios is pronounced compared to higher ammonia mixing ratios, where the ammonia effect will saturate. For example, if the ammonia mixing ratio increases from 1 pptv to 5 pptv, the nucleation rate increases several orders of magnitude while a further increase from 5 pptv to 25 pptv results in about 1 order of magnitude increase. [31] The ternary and binary nucleation rates as a function of sulphuric acid concentration are presented in Figure 3. Sulphuric acid is the key molecule in ternary nucleation and even small sulphuric acid concentrations are enough to form new stable clusters. For example, at 258.15 K, only 104 molecules cm3 are needed for significant nucleation, i. e. at least 106 cm3s1 (see also Table 2). If the acid concentration is increased by one order of magnitude, a typical increase in nucleation rate is 6 orders of magnitude, although this dependency reduces at high nucleation rates and increases at smaller nucleation rates. By comparison, the binary nucleation rate is significantly smaller than the ternary nucleation rate. Even at ammonia mixing ratio of 1 pptv, the ternary nucleation rate is over 10 orders of magnitude higher than the binary nucleation rate, and to match the binary nucleation rate with that predicted from the ternary system, the sulphuric acid concentration must be 50 times higher compared to the ternary system. [32] In Figure 4 the nucleation rate as a function of temperature is presented. When the temperature is decreased the nucleation is increased significantly, e. g. the nucleation rate of 1 cm3s1 is obtained with much smaller acid concentrations when ammonia mixing ratio is constant (like 5 ppt). At acid concentrations 104 cm3, 105 cm3, and 106 cm3 the corresponding temperatures required for the nucleation rate of 1 cm3s1 are around 270 K, 280 K and 290 K, respectively. PAR 15 - 6 KULMALA ET AL.: PARFORCE—TERNARY NUCLEATION Table 2. Nucleation Rate J As a Function of Temperature, Ammonia mixing ratio, and Sulphuric Acid Concentration at RH = 90%a T (K) NH3 ( ppt) H2SO4 (m3) J (cm3s1) RH = 90% 258.15 5.0 1.E10 0.20E8 258.15 5.0 1.E11 0.11E11 258.15 25.0 1.E10 0.38E9 263.15 0.2 1.E10 0.10E2 263.15 1.0 1.E10 0.11E7 263.15 5.0 1.E10 0.30E7 263.15 25.0 1.E10 0.19E8 268.15 1.0 1.E10 0.12E2 268.15 1.0 1.E11 0.12E8 268.15 5.0 1.E10 0.10E5 268.15 5.0 1.E11 0.51E9 268.15 5.0 1.E12 0.12E12 268.15 25.0 1.E10 0.34E5 268.15 25.0 1.E11 0.40E9 268.15 25.0 1.E12 0.42E12 268.15 25.0 1.E13 0.60E13 273.15 0.2 1.E11 0.49E-10 273.15 1.0 1.E10 0.25E-9 273.15 5.0 1.E10 0.11E-1 273.15 5.0 1.E11 0.55E6 273.15 25.0 1.E10 0.17E3 273.15 25.0 1.E11 0.20E8 273.15 25.0 1.E12 0.28E11 278.15 0.2 1.E12 0.11E-10 278.15 0.2 1.E13 0.33E4 278.15 0.2 1.E14 0.10E10 278.15 1.0 1.E11 0.15E-8 278.15 5.0 1.E11 0.98E1 278.15 5.0 1.E12 0.17E9 278.15 25.0 1.E11 0.95E4 278.15 25.0 1.E12 0.20E10 278.15 25.0 1.E13 0.13E13 283.15 0.2 1.E13 0.15E-7 283.15 1.0 1.E12 0.93E-7 283.15 5.0 1.E11 0.30E-8 283.15 5.0 1.E12 0.25E5 283.15 25.0 1.E11 0.64E0 283.15 25.0 1.E12 0.23E8 283.15 25.0 1.E13 0.46E12 288.15 0.2 1.E14 0.21E-3 288.15 0.2 1.E15 0.63E6 288.15 1.0 1.E13 0.11E-2 288.15 1.0 1.E14 0.55E7 288.15 1.0 1.E15 0.68E11 288.15 5.0 1.E12 0.48E-3 288.15 5.0 1.E13 0.95E8 288.15 5.0 1.E14 0.20E11 288.15 25.0 1.E12 0.31E5 288.15 25.0 1.E13 0.85E10 288.15 25.0 1.E14 0.95E13 288.15 125. 1.E11 0.50E-1 288.15 125. 1.E12 0.54E8 288.15 125. 1.E13 0.15E12 293.15 0.2 1.E14 0.51E-13 293.15 0.2 1.E15 0.29E2 293.15 1.0 1.E14 0.61E2 293.15 1.0 1.E15 0.84E9 293.15 5.0 1.E13 0.15E3 293.15 25.0 1.E12 0.64E0 293.15 25.0 1.E13 0.18E9 293.15 125. 1.E11 0.25E-9 293.15 125. 1.E12 0.42E5 293.15 125. 1.E13 0.13E11 298.15 0.2 1.E15 0.50E-3 298.15 1.0 1.E15 0.46E5 298.15 5.0 1.E13 0.30E-9 298.15 25.0 1.E13 0.13E7 a For comparison, some values for the nucleation rate at RH shown in the last column. RH = 52% 0.92E7 ... 0.23E9 ... ... 0.45E7 0.18E8 ... ... ... 0.67E9 ... ... 0.56E9 0.10E12 ... ... 0.10E-7 0.95E-1 0.10E7 0.27E4 0.20E8 0.21E11 ... 0.23E4 ... 0.69E-4 0.58E-2 ... 0.84E5 0.14E10 ... 0.13E-5 ... 0.22E-6 0.18E6 0.39E2 0.22E8 0.20E12 0.63E-3 ... 0.18E1 ... ... 0.11E0 ... ... 0.18E5 0.97E10 ... ... ... ... ... ... 0.10E4 ... ... 0.35E1 0.24E9 ... ... ... 0.31E-5 0.70E5 ... 0.44E7 = 52% are [33] The ternary system of sulphuric acid-ammonia-water clusters is thermodynamically very complex. Although we are able to predict nucleation rates as a function of temperature, one should keep in mind that all predictions are preliminary as far as there are enough experimental data to compare. All existing laboratory data [Ball et al., 1999; D. Hanson, personal communication, 2000] so far are still preliminary. However, the model results presented here agree qualitatively with those aforementioned data, although the small size of the critical nucleus (typically 20 molecules in our calculations with 8 H2SO4, 5 NH3, and 7 H2O molecules) casts some doubt on the reliability of nucleation prediction by classical nucleation theory based on capillarity approximation. 4. Comparison of Model Predictions to Coastal Observations [34] During the PARFORCE coastal particle formation events, sulphuric acid and ammonia concentrations were measured simultaneously during new particle production events. In clear air, significant particle production (>105 cm3s1) was observed for sulphuric aid gas phase concentration as low as 2 106 molecules cm3 and ammonia mixing ratios of the order of 25 ppt, while under polluted conditions, particle production was observed for sulphuric acid concentrations as high as 1.2 108 molecules cm3 and ammonia mixing ratios of the order of 1000 ppt [O’Dowd et al., 2002b; Berresheim et al., 2002; O’Dowd and Hämeri, 2000]. Particle formation events were observed on 90% of the campaign days and occurred in all air masses. A complete classification of these coastal particle formation events and the environmental conditions (e.g., temperature, humidity, sulphuric acid, ammonia, etc.) under which these occurred is given by O’Dowd et al. [2002b]. [35] Using the experimental gas phase concentration data as input, together with RH and T, ternary nucleation rates have been calculated for these conditions. For all PARFORCE conditions, typical of a mid-latitude coastal environment, under which particle production events are observed, ternary nucleation of sulphuric acid, water and ammonia particles is predicted to occur according to classical ternary nucleation theory (see Figure 5). [36] Typically, in all cases, the sulphuric acid concentration is over 2 106 cm3 and ammonia mixing ratio over 20 ppt. Even in extreme cases when sulphuric acid concentrations are around 106 cm3 and ammonia mixing ratio only 4 ppt, the ternary nucleation is predicted to occur since the temperature is around 285 K. Furthermore, ternary nucleation is predicted under most daytime conditions reported during the campaign even when no new particles are observed. By comparison, the binary nucleation rate is too small under these conditions. For example, the binary nucleation rate under the most favorable conditions (T = 288.15 K, RH = 90%, and sulphuric acid concentration 3 108 molecules cm3) is around 1 104 cm3 s1. Such a nucleation rate is much too low to produce the concentrations of particles observed in the coastal environment. [37] Six Case Study particle production days have been selected for more detailed investigations [see O’Dowd et al., 2002b]. In general, the particle production events observed KULMALA ET AL.: PARFORCE—TERNARY NUCLEATION PAR Figure 2. The ternary nucleation rate as a function of ammonia mixing ratio. Figure 3. The ternary and binary nucleation rates as a function of sulphuric acid concentration. 15 - 7 PAR 15 - 8 KULMALA ET AL.: PARFORCE—TERNARY NUCLEATION Figure 4. The ternary nucleation rate as a function of temperature. at Mace Head could be categorized into three different primary event types. [38] Type I events were typical of clean air arriving at the station from the west and south west, having passed over one tidal region, approximately 100 m directly upwind of the sampling location, presumed to the source of the particles precursors [see O’Dowd et al., 2002b]. Under these conditions, rapid growth of new particles up to >3 nm is observed, with few of these having sufficient time to grow to 10 nm. It should be noted that under Type I conditions, for typical wind speeds of 5 m/s, particles grow from stable embryos to detectable 3 nm particles, and larger, in 25 seconds. [39] By comparison, Type II events were typical of clean marine air having passed over multiple tidal source regions up to 10– 20 km upwind, including the local region responsible for Type I events. Type III events were characterized as those occurring in polluted air masses and having advected over source regions 1– 2 km upwind. The primary differences seen between the three types are as follows: Type II events generally produce more particles than Type I events [see O’Dowd et al., 2002b] with concentrations reaching more than 106 cm3, compared to 2 – 3 105 cm3 for Type I events. During the polluted events, concentrations are typically of the same magnitude as Type I events; however, the nucleation mode peak has grown to almost 10 nm, compared to 3– 5 in the Type I event. The six cases cover two of each event types. For the Type I and II events since the measurement point was a few tens of meters from the perceived source region, and using the rate of change of particle concentration between 3 and 10 nm on a 1 Hz time bases, we could derive an estimate for the source rate of 3 nm particles [O’Dowd et al., 2002b]. Average formation rates for these cases were between 104 and 105 cm3 s1, with peak source rates reaching 8 105 cm3 s1. These rates for 3 nm particles are tabulated along with temperature, ammonia and sulphuric acid as well as Figure 5. Threshold for significant ternary nucleation (106 cm3s1). The line is for T = 288 K and RH = 90%. PARFORCE data are marked with a square. KULMALA ET AL.: PARFORCE—TERNARY NUCLEATION PAR 15 - 9 Table 3. Ternary Nucleation During the Case Daysa Case JD T NH3 H2SO4 FRmean A B C D E F 157 163 164 165 175 176 285 285 286 286 289 288 100 25 20 25 900 1300 1 – 1.5 107 0.2 107 0.6 – 0.8 107 0.8 – 1.2107 3 – 12107 6 – 8107 5 103 1 105 1 105 2 105 not applicable not applicable FRpeak 4 104 7 105 8 105 8 105 not applicable not applicable Model Type >1010 >1010 >1010 >1010 >1010 >1010 II II I I III III a FR is the formation rate of 3 nm particles; mean and peak values are tabulated. Temperature T is expressed in kelvins, NH3 mixing ratio in ppt, and H2SO4 concentration in cm3. FRmean, FRpeak, and model prediction are expressed in cm3s1. JD is Julian day. modeled nucleation rates in Table 3. It should be noted that due to the distance from the source region (1 – 2 km) and their bigger size, it is not possible to calculate particle source rates for Type III events. By comparison, the model-predicted nucleation rates for each of these events were greater than 1010 cm3 s1 (i.e., at least 5 orders of magnitude above the observed particle formation rates). These case study model results indicate that ternary nucleation is highly probable in all of the selected cases (see Table 3). 5. Discussion [40] The previous sections compared theoretical ternary nucleation rates for sulphuric acid, ammonia, and water for a range of common atmospheric conditions. The results suggest that significant ternary nucleation occur under all conditions and concentrations of sulphuric acid and ammonia measured during PARFORCE campaign. However, in practice, the presence of new aerosol particles are infrequently observed in the atmosphere. The reason for this inconsistency is that current day aerosol instrumentation can only detect particles as small as 3 nm while nucleation is said to occur when stable embryos, typically of the order of 1 nm in size, are produced. In other words, we cannot measure aerosol nucleation but we can only detect it sometimes when there is sufficient vapor to grow nucleated particles to detectable sizes. [41] The particle source rates presented above, and reported in more detail by O’Dowd et al. [2002b], are for 3 nm particles and are not, as such, nucleation rates since coagulation significantly reduces the total concentration of particles between 1 and 3 nm over the evolution, even over the short time scale involved. Actual nucleation rates are expected to be somewhat higher, depending on the preexisting-existing coagulation sink available. In an associated study utilizing an aerosol dynamics model to reproduce the observed particle concentrations [Pirjola et al., 2002], it was found that the required nucleation rates were between 3 105 cm3 s1 (for a condensable vapor of 1 1010 cm3) and 5 107 cm3 s1 (for a condensable vapor concentration of 5109 cm3). These nucleation rates are significantly smaller than those predicted by the ternary model. [42] Even accounting for the difference between the experimental sources rates and the estimated scaling of 3 nm source rates to actual nucleation rates (illustrated above), the theoretical nucleation rates are much higher than sulphuric acid and ammonia concentrations, and with these nucleation rates the vapor concentrations will decrease very rapidly. Therefore the modeled nucleation rate should be considered to be an instantaneous rate. On the other hand, the real nucleation rate could be somewhat smaller and it is very probably kinetically limited. Since, the nucleation rates are predicted using the observed ambient sulphuric acid and ammonia concentrations, there is no need to take into account the competition between condensation and nucleation. [43] Given the predicted nucleation rates, ternary nucleation is able to predict the formation of new 1 nm particles, but it is not able to predict the formation of 3 nm particles since most, if not all, of the sulphuric acid is depleted. Even if not depleted the sulphuric acid concentration is still too small to grow particles from 1 nm to 3 nm. [44] It should be also noted that the sulphuric acid concentrations required for the ternary nucleation in the above cases is still too small to be able to explain the growth of 1 nm particles to 3 nm size [see Kulmala et al., 2000; O’Dowd et al., 1999]. This implies that some additional, nonsulphuric acid vapors are required for condensation growth. [45] The requirement for an additional vapor source to grow stable clusters to observable sizes is corroborated by detailed condensation and aerosol dynamics studies that illustrate that the minimum condensable vapor concentration is > 109 cm3 (i.e., more than 2 orders of magnitude higher than the measured sulphuric acid concentration [Pirjola et al., 2002]. [46] In all the aforementioned coastal particle production events, particle growth occurs very rapidly [O’Dowd et al., 2002b; Pirjola et al., 2002] with growth rates greater than 100 nm/h [e.g., Dal Maso et al., 2002]. For the case with the highest measured sulphuric acid concentration, 1.1 108 cm3, and the lowest corresponding growth rate of around 100 nm/h [Kulmala et al., 2001; Dal Maso et al., 2002], the sulphuric acid concentration can account for only about 10% of the growth. [47] From a number of theoretical [this study; Pirjola et al., 2002] and analytical [Dal Maso et al., 2002] approaches, it is clear that while sulphuric acid is very likely to form stable sulphate clusters, it is incapable of producing new detectable 3 nm particles and an additional source of condensable vapor is required. This is further corroborated through experimental measurements of hygroscopic growth on 8 nm particles (it was not possible to conduct hygroscopic growth experiments on smaller particles). Väkevä et al. [2002] demonstrate that the hygroscopic growth factors of these 8 nm particles are characteristic of insoluble material, although during periods of peak sulphuric acid production, sulphuric acid can increase their solubility. Furthermore, xray dispersive analysis of 6 nm particles indicate the pres- PAR 15 - 10 KULMALA ET AL.: PARFORCE—TERNARY NUCLEATION ence of predominantly iodine, a derivative of biogenic halocarbon emissions, in all particles, with some presence of sulphur [Mäkelä et al., 2002]. [48] With the given experimental and theoretical results from studies in these coastal nucleation evens, it appears that particle production requires first the production of stable clusters via ternary nucleation of sulphuric acid, ammonia and water, and secondly, biogenic iodine to condense and grow the clusters into detectable particle sizes. The biogenic iodine is thought to result from the photolysis of CH2I2, emitted from the coastal biota [Carpenter et al., 1999], in the presence of ozone. This reaction produces IO which, along with CH2I2, is observed to posses a tidal cycle in concentration [Alicke et al., 1999]. It should be noted, however, that subsequent laboratory studies [Hoffmann et al., 2001] illustrated that massive amounts of particles could be produced from the photolysis of CH2I2 in the presence of ozone and it is suggested that iodine oxides could also participate in nucleation, as well as condensation. Further theoretical development is required to explore whether or not iodine oxides contribute to the nucleation process or whether the current estimate that ternary nucleation of sulphuric acid, water and ammonia is the most likely nucleation mechanism for coastal particle cluster production. 6. Conclusions [49] In the present study, we have developed a new temperature dependent model for ternary nucleation. In the model calculations, we have shown that ternary nucleation is highly probable for very minor sulphuric acid concentrations (of less than 105 – 106 cm3) and ammonia mixing ratios of around 1 pptv. The model itself, however, contains several problems: Besides those known for classical nucleation theory, the ternary system has additional extremely complex thermodynamics, therefore the development and improvement of ternary nucleation theory will continue in the future. [50] During the PARFORCE campaign, coastal particle formation events are not correlated with peak sulphuric acid concentrations and are more connected to low tide conditions, and presumably biogenic emissions from these tidal regions [O’Dowd et al., 2002; Berresheim et al., 2002]. Nevertheless, it is possible that the coastal particle formation events are still driven by sulphuric acid nucleation since the ternary nucleation model indicates that new particle formation will occur almost continuously for the given conditions, but there is never enough sulphuric acid to grow the particles to observable sizes. [51] The growth to observable sizes occurs then via condensation of other vapors emitted from open seashore. This finding supports the idea of decoupling between nucleation and condensation growth [see Kulmala et al., 2000]. Nevertheless, we do not have a direct proof of this phenomenon since by using the present state-of-art instrumentation it is impossible to determine the composition of particles with diameters between 1 and 5 nm. On the other hand, binary nucleation of sulphuric acid and water could be ruled out as an explanation as it is not able to replicate observed particle production events, or approach near the required nucleation rates. Although it was recently hypothe- sized that iodine oxides could also be implicated in these coastal particle formation events, there is insufficient understanding or knowledge of that system to evaluate whether or not it is more probable than the ternary sulphuric-acid-water nucleation system, which, on the basis of the current theory given here, is viewed as the system we have most confidence in with respect to particle nucleation. 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