On Gothic wu-adjectives

On Gothic wu-adjectives
Author(s): Magnús Snædal
Reviewed work(s):
Source: Historische Sprachforschung / Historical Linguistics, 106. Bd., 1. H. (1993), pp. 137-143
Published by: Vandenhoeck & Ruprecht (GmbH & Co. KG)
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On Gothic wiz-adjectives1)
1. Amongthe u-stemadjectivesin Gothic,thereis a suspicious
groupof words,endingin -wusin thenom.sg. masc.These are the
plaqus,manwus,and, perhaps,glaggwus*and
adjectivesaggwus*,1)
hnasqus*.
The reasonforthissuspicionis thatit is unlikelythatIE roots
endingin a labiovelaror a '^-diphthongtook the suffix-u-. Also,
1986:
thereis hardlyanyevidenceof a suffix-wu- (cf.Heidermanns
«-stems,
278-279,300), thoughscholarshaveused it to reconstruct
and it has thusgainedsomepopularity
(see Snaedal1982: 126-128,
131-144).
-u- and -wo- had been
thatthesuffixes
Hirt(1927:281) suggested
-u- was usedwhenthe
distribution':
i.e.
in a sortof a 'complimentary
rootendedin a stopor an /s/,but -wo- whentherootendedin a
in variousIE languages,
vowelor a liquid.Despitesomeexceptions
in theWGmclanguageswe findthatiftherootof a wa-sttmadjectiveends in a consonantit is either/I/ or /r/.The onlyexceptions
is almostthe
are OHG zeso,OE basuand hasu.In Olcel thesituation
in -gv or -kv,like
thestemsending,synchronically,
same,excluding
and myrkr.
tryggr
1.1 The classicalsolutionto the problemof the ^«-adjectivesis
in theinflexion
betweenthestemforms
thattherewas an alternation
*angu-in nom.sg. masc.and neut.,and *angwija-in the oblique
cases and the whole feminine
paradigm(Heidermanns1986: 286was
form
extendedby analogyto produce
Then
the
287).
*angwPGmc masc. *angwuz,neut. *angwu.Similarly,an alternation
*punu- ~ *punw- > *punn-producedPGmc *punnuz(Olcel
punnr,OHG dunni,etc.),and wouldthusbe analogousto thealternation*kinu-~ *kinw-> *kinn-thatled to Gothickinnus*.
*) This paperis to someextentbased on mycand. mag. thesis(Snaedal1982).
I thankmy colleague,Jón Gunnarsson,forvaluablecommentsand for helping
withimproving
myEnglish.
2) All unattestedformscarryan asterixbehindthem.
Hist.Sprachforsch.
106,137-143,ISSN 0935-3518
& Ruprecht
1993
© Vandenhoeck
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138
MagnusSnaedal
The /w/ (and the -(i)ja-) is commonlyheld to originatein the
feminine,initiatedby an inflexionlike Skt. masc. svãdus,fern,svadvï.
In the case of the ^«-adjectives, this /w/ also shows up in derivatives,e.g. -aggwjan*,aggwipa,gaaggwei; manwjan,manwipa*, so in
fromthe wa-stems,cf. -skadwjan*,
thisrespecttheyare not different
skadus
from
(< *skadwaz), balwjan, bandwjan*.
gaskadweins*,
But in the other«-stemadjectives,this/w/ does not show up,
norin derivatives,
neitherin theirinflexion
tulgipa,-tulge.g. tulgus,
jan; hardus,-hardjan*.Heidermanns(1986: 284-285) explainsthe
lack of /w/in tulgusby itsbeingdeletedaftera velarwhentheroot
/Kw/ appearsas a labio-velaras in aggcontained/u/, otherwise
ad hoc. Words
wus* and plaqus.This rule,however,is completely
like bistugqand skuggwa*showthatit mustbe limitedto «-stems,
and thereit explainsonlytheformof tulgus(and Heidermanns
hyFor thisruleto be accepted,it shouldat
potheticalform*murgu-).
least be certainthat tulgusis an original«-stem,but thatmaybe
doubted(cf.1.2).
Heidermanns
(1986: 287-288) further
explainsthe lack of/w/in
as an additionalmarker
Gothichardusetc.,due to itslossof function
of the femininealreadyin PGmc. The form *hardwitherefore
*
to hardus*in Gothic).But the
changedto hardi(and thenfurther
evidencesforPGmc *hardwïare week (cf. 1.2), and if the PGmc
of the
forms*angwuzand *punnuzare theproductsof a transfer
stemformto themasculineand neuter,it can be said that
feminine
So whydoes thatrule
thestemformwith/w/has beengeneralized.
not applyto *hardw-as well?If it existed,it wouldmostlikelybe
*hardwjanappearto be perfectly
preserved.Formslike *hardwus,
in
cf.
acceptable Gothic, bandwjan*,-skadwjan*.
the formsof the
of explaining
1.2 Actually,thewholeenterprise
«-adjectivesin Gothic-and the otherGermaniclanguagesforthat
masculine*-uz and feminine
matter
*-wi,is question-by assuming
able.
in -i or -wi is notattestedin Gothicforthe «-adNorn.sg. fern,
The
form,
paursus,seemsto indicatethat
jectives.
onlynom.sg. fern,
This is usuallyexplainedby
masculine.
fromthe
it was notdifferent
of masculineand feminine
by the indifference
analogy,influenced
value
of theformpaursusfor
But
the
substantives.
«-stem
the
among
can be questioned.It is attestedonlyonce, in the
thenom.sg. fern,
is so taihswowaspaursus(Lk 6:6). Now, itcan notbe
context:'handus
for *paursi,influenced
excludedthatpaursusis a misspelling
by
handus.So, the otherattestedformsof thisword,paursja(Lk6:8),
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On Gothic^«-adjectives
139
paursjana (Mk 11:20), may suggestthatthe nom. sg. masc. was paurseis^) (cf. wopeis*, based on wopi, wopjai). Incidentally,the same
applies to the formtulgus.It is also attestedonlyonce, in the context:
'tulgusgrunduwaddjus(2TimB 2:19). The otherattestedformis tulgjai (lCor 15:58). So it can not be excludedthat tulgusis a misspelling
for *tulgeis.4)
Althoughthiscan not be taken as substantiveevidence,it seriously
underminesthe bearing of these forms.Whole theoriesor explanations can not be based on them(cf. Snaedal 1982: 87-92).
Further,it seemsunnecessaryto assume an «-stemforthe cognates
of tulgusthatSzemerényi(1979: 109-110) foundin Aryan.His reconstructionwith *-us, IE *dlghus,appears to be based on Gothic tulgus
alone.
1.3 It is often maintained,most recentlyby Heidermanns (1986:
280, 296-297), that remnantsof the old -uzl-wï inflexioncan be
foundin Olcel, i. e. the cognateof Gothic aggwus,Oleei çngr,is said
to have a variantongr (from *angwuRand *angwija- respectively).
The same is claimed to be true of prçngr,gleggr,sneggr,and dekkr,
i. e. the variantsare said to be prengr,glçggr,snçggr,and dçkkr.As
alreadypointed out by Leijström(1934: 321-322), thesevariantsare
not found in Larsson (1891), and Noreen's (1970: 82) referencesfor
glçggrand snçggrare useless, because the manuscriptshe refersto are
youngerthan the mergerof /ρ/ and /&/ (cf. Snaedal 1982: 131-132,
135). In Holtsmark(1955) thesevariantsare not foundeither.
So theredo not seem to be any reliable examples of the variants,
and theirexistence,therefore,can not be said to support a -uz/wï
inflexionin PGmc. Those who claim thatthesevariantsexisted,must
show where theyare attested.
3) A pair like *paurseisand paursjanwould be comparableto thepair airzeis*
and airzjan*. Also, *paurseiscould be derivedfromthe zero-gradeof the verb
*pairsan.This would explainwhythe adj. has paurs- insteadof expectedpaurz-.
In Gothicthealternation
ofvoicedand voicelessspirants,causedbyVerner'slaw,
has (mostly)been levelledout in the strongverbalparadigmin favourof the
voicelessspirant(Krause 1968: 127). Interestingly,
in Lk6:6, 8 paursustranslates
Gk. ξηρός,and in Mk 11:20 theperf.part,έξηραμμένος,
butin Mk 3:1,3 thisperf.
withthepraet.part,eabaursans*of theverbzabairsan*.
part,is translated
4) It may be worthnotingthat the respectivetextsshow a relativelyhigh
of foreignnames and scribalvariants(cf.
frequencyof devianttranscriptions
D'Alquen 1974; 75, 142-144). NeitherMarchand(1973: 44-55) nor D'Alquen
for'ei' Butthatdoes not
(1974: 69-74, 135-140) mentionan exampleof u' written
thatsucha scribalerroris hiddenin theexamplementioned
excludethepossibility
above.
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Snaedal
Magnus
140
of theGothicwu2. But is theresomeotherpossibleexplanation
adjectives?
in Gothic,thereis onlyone
2.1 Amongthe «-stemsubstantives
It is usuallyconsidered
exampleof -wusinthenom.sing.,i.e.fairhus.
to Oleei fiçr,OE feorh,OSax, OHG ferah,all normal
to correspond
and nothingin theselanguagespointsto a former«-in(ze;)rt-stems,
flexion.
But is has notbeenexplainedhow Gothicfairhusdevelopedfrom
theformthatseemsto underlietheOlcel andWGmc
PGmc *ferhwa,
forms.At least it is obviousthatthe mostarchaicstateis not preshouldbecome*fairhin Gothic.If
servedin Gothic.PGmc *ferhwa
into the masculineit shouldbe *fairhs,5)
it was transformed
and,
theform*fairhus
overto the«-inflexion
ifitwas transferred
further,
appearsto be mostlikely,cf.skadus.
So, howdid Gothicfairhusarise?
PGmc
2.2 In Olcel we findthepluralnounfirar.It is an {/4-stem,
derivedfromthesamerootas fiçr,and has its cognates
*ferhwijõz,
OHG firihi.
in OE firas,OSax firihos,
in meaningbetweenOlcel firar'men and
Now the difference
Gothicfairhusworld'is byno meansgreaterthanthatbetweenOlcel
fiçr life and Gothicfairhus.Supposingthatfairhuscomes from
Olcel
i.e. the singularof the word underlying
PGmc *ferhwijaz,
the
of
nom.
the
to
is
it
-^«-adjectives,
by
sg.
firar,6) possible explain
least
in
as
-Kwus
Gothic
shows
PGmc
that
(at
*-Kwijaz
up
claiming
in nouns and adjectives),while PGmc *-Kwaz is represented
by
-Kws(cf.Snsedal1982:48-50). A closerlook showsthefollowing:7
PGmc *-kwaz >
*-hwaz >
*-gwaz >
*-kwijaz>
*-hwijaz>
*-gwijaz>
Gothic -qs E.g.: wraiqs*,saggqs*
None
-hs -riggws*,
triggws,
-gws Cglaggws)
saggws*,
plaqus,hnasqus*
-qus -hus fairhus
(*glaggwus)
aggwus*,
-gwus-
5) The cluster-hs is not attestedin Gothic,but seemsnot to be excluded,cf.
saht (Jh8: 57) and gasaht(Jh9: 37).
6) Stearns(1978: 135) suggeststhatthe CrimeanGothicwordJersman is the
butPGmc *ferhwijaz
same as Gothicfairhus.He derivesit fromPGmc *ferxwuz,
seemsto be evenbetter.
7) The change-ww- > -ggw~is ignoredin thetable.
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On Gothiczew-adjectives
141
There is no reason to doubt the nominativeformswraiqs*,saggqs*,
and saggws*,althoughthey are not attested.But it
unmanariggws*,
must be noted that saggws* inflectsas an /-stem,although it has
probablybeen an α-stemoriginally(Hirt 1932: 44).
This explanation predicts the nominativeform hnasqus* for the
attesteddat. pl. formhnasqjaim.It can not, on the otherhand, settle
the disputewhetherwe should assume *glaggwusor *glaggws.It may
be argued thatthe adv. glaggwopointsto *glaggws,because, if it was
an ija-stem, *glaggwjoseems to be more likely (cf. Heidermanns
1986: 281-282).8)
All this agrees prettywell with the correspondingadjectives in
WGmc: OHG engi,OE enge,hnesce(i/d-stems),and OHG ghu, OE
gleaw (wd-stems).In Olcel on the otherhand, both çngrand gleggr
inflectas wa-stems,but the formermust have been an d-stem,and
the latter an {/i-stem,originally.Therefore we must reconstruct
PGmc *angwaz and *angwijaz,*glawwaz and *glawwijaz.If Gothic
aggwus*,Olcel çngretc. go back to IE *anghu-,thenthis IE «-stem
has been transformedinto an a- or ija-stem in Germanic. Perhaps
this may be linked to the reorganizationof the adjectival inflexion,
i.e. introductionof the pronominalendings and the week inflexion.
For Olcel gleggrHeidermanns(1986: 300-302) suggestsa development *glawwaz > *glaggwaR> *glagguRthat led to an analogical
-j- in the oblique cases (i.e. *glaggwja-),influencedby the «-stems
(like *angUR,*angwja-). But his hypothesisis based on the dubious
variantsdiscussed in 1.3.
No ja- or ija-stem adjectives or substantivesin Gothic end in
-Kwjis or -Kweis. In fact -(C)weis is not attestedeither.So, therefore,the explanationproposed herecan be extendedto cover manwus
as well. But if we accept Heidermanns'(1986: 289-294) explanation
of its form,it would be secondaryin this class anyway.
3. Possible counterexampleswould be 2. p. sg. of verbs such as
bandwjan*. Accidentally,these formsare not attestedin the Gothic
Bible, but there is no reason to doubt that they were bandweis*,
-skadweis*,manweis* etc., cf. 3. p. sg. bandweip (Mt 26:73), ufarskadweid (Lkl:35), 2. p. pl. manweip (Mkl:3), etc. These forms
could be analogical, influencedby otherverbs of the same class, but
8) In fact,it maybe doubtedthatthisadjectivestillexistedin Wulfila'sGothic,
cf.the adverbsOSax tulgo,OE tulge,wherethecorresponding
adjectivesare not
preserved.
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MagnusSnaedal
142
is notnecessary.
The nounsand adjectives
couldhave
thatassumption
the
verbs
did
-wus
from
not.
*-wijaz,although
developed
Ifwe assumethatGothic*q'was /kw/it followsfromtheexplanaa ja-stem.Thenwe would
tionsuggestedthatplaqus was originally
in
nom.
form
derivedfrom*plaqisby
the
masc,
*plaqjis
sg.
expect
if
But
instead
became
*plaqis
plaqus, it could have inanalogy.9)
of aggwus*and hnasqus*.
fluencedthedevelopment
of Gothictulgusandpaur3.1 A finalnote:In 1.2 theauthenticity
sus as u-stemswas questioned.In additionto thedoubtsexpressed
theseare theonlyadjecthere,it is fairto add that,besidemanwus,
in -us and obliquecases with -ja-.
tivesshowingboth nominative
Suchformsare notattestedforaglus*,hardus,
qairrus,(and seipus*),
thatit is notabsolutely
certainthattheinflexso it mustbe admitted
ion was hardus,hardjana*etc. The same appliesto aggwus*and
like manwus.
plaqus thoughtheymostprobablyinflected
Magnus Snaedal
of Iceland
University
v/Suôurgotu
Árnagaròi
101 Reykjavik
ICELAND
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9) It is generallyassumedthatnom. sg. masc. oî ja-stemsis analogical.I.e.,
formslikeharjis,midjishavetakentheformof thegen.sg. insteadof theexpected
forms*haris,*midis,in accordancewith the i/d-stems,
nom./gen.sg. hairdeis,
wilpeis(cf. Krause 1968: 152).
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143
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í germönskum
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of Iceland,Reykjavik.
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