N at i o n a l C o n f e r e n c e o f S tat e L e g i s l at u r e s Improving Lifetime Oral Health: Policy Options and Innovations BY TAHRA JOHNSON AND KRISTINE GOODWIN Many Americans lack access to basic, affordable oral health speaking. Dental expenses for U.S. children ages 5 to 17 were care. Tooth decay is the most preventable unmet health need about $20 billion in 2009—almost 18 percent of all health care in the United States, yet one-quarter of children have tooth costs for this group.2 decay before they enter kindergarten and one-third of adults report having it.1 Growing evidence links oral disease to chronic In sum, tooth decay and unaddressed oral health problems health conditions such as diabetes, heart and lung disease add up to poor health outcomes and rising health care costs. and potential pregnancy complications. Costly for families, Emergency room (ER) visits for preventable dental conditions communities and states, untreated tooth decay can lead to pain cost $1.6 billion in 2012,3 and the cost of a procedure, such as a and infection, missed school days, and problems with eating and tooth extraction, can increase nearly 10 times when performed in POLICYMAKERS CONVENE TO SHARE CHALLENGES AND POLICY OPTIONS More than 50 legislators, legislative staff, providers and others convened at NCSL’s Legislative Summit in August 2015 to discuss state options for improving oral health care and reducing costs for all populations. The session, “Smart Investments in Oral Health: State Policy Options for Improving Care and Reducing Costs,” featured national expert Andrew Snyder from the National Academy for State Health Policy. Snyder highlighted initiatives that address oral health coverage, integration of oral health with primary care, innovations in oral health care delivery and public health strategies. According to Snyder, oral health is an important issue for state policymakers for the following reasons: • Oral disease is preventable, but is highly prevalent and chronic. • Significant disparities exist among groups in the U.S., and there are long-standing, persistent barriers to low-income people accessing care. • 108 million Americans lack dental coverage. • Poor oral health has potential negative effects on development, nutrition, education, employability and quality of life. • Oral disease has been linked to avoidable emergency room visits and has connections to systemic conditions like cardiovascular disease, stroke, and diabetes. IMPROVING ACCESS RESULTS IN BETTER, LESS COSTLY CARE Expand access Healthier patients and less-costly care Increase preventive care Fewer ED vists Source: Representative Susan Allen, “Missouri Oral Health Initiatives,” NCSL Legislative Summit, August 2015. Missouri Representative Susan Allen and Kentucky Representative Thomas Burch shared challenges and oral health initiatives in their states. In Missouri, for example, Representative Allen pointed to provider shortages, especially in certain geographic areas, and costly visits to the hospital emergency room for unaddressed oral health needs. In 2013, nearly 60,000 emergency department visits were due to tooth and jaw disorders and other dental problems. There, patients receive treatment that addresses the symptoms of pain, not the underlying causes, which could be better addressed in the dentist’s office, Allen said. The trend is costly to the state: Dental emergency department (ED) visits cost about $300 per visit and totaled $17.5 million in 2013. Expanding access to preventive services results in a positive return on investment, she concluded. Other speakers and attendees shared policy options that address unmet needs and improve oral health outcomes. Many of these examples are featured throughout this brief. NATIONAL CONFERENCE OF STATE LEGISLATURES 2 an emergency room instead of a dental office.4 These factors are costly for states and affect the quality of life for individuals and families. Concerned about these cost and health status trends, policymakers have adopted myriad strategies to improve oral health for children and adults. This report highlights targeted state policy options for improving oral health for children and adults, as well as system-level reforms to improve care and reduce costs for all populations. STATE OPTIONS FOR IMPROVING CHILDREN’S ORAL HEALTH Tooth decay is more prevalent among children from lower-income families and children of certain racial and ethnic groups, according to the Centers for Disease Control and Prevention (CDC). Total U.S. dental expenditures for children up to 21 years old exceeded $25 billion5 in 2012, placing a significant financial burden on state budgets. According to a 2013 report from The Pew Charitable Trusts, annual Medicaid spending for dental services is expected to increase by 170 percent—from $8 billion in 2010 to $21 billion in 2020. State legislators have adopted numerous strategies to improve oral health practices and care for children. Bright Futures offers pediatric care providers Assess and Screen in Primary Care Settings and families tools for evidence-based care for children from birth to age 21. For example, oral health risk assessments are recommended at the Pediatricians are often the first medical providers to examine a baby or toddler’s mouth. By the age 6- and 9-month well-child visits with primary care of 6 months, oral health screenings should be- providers. A pediatrician can identify conditions gin and continue as a routine part of every doc- like plaque, cavities or inflammation of the gums, tor’s visit, according to the American Academy of and also refer a patient to a dental provider. Oral Pediatrics. The American Academy of Pediatric health risk assessments provide early tracking Dentistry (AAPD) recommends that a child go for a child’s oral health history that can be later to the dentist by age 1. The federal Health Re- referenced by his or her future dental provider. sources and Services Administration (HRSA) es- Early evaluation can help maintain good oral tablished the Bright Futures Guidelines in 1990 health and prevent or treat disease. to improve the standard of care for children and adolescents. Since 2002, the American Academy Applying fluoride varnish is another way pediatri- of Pediatrics (AAP) has overseen development cians and primary care providers can help with and dissemination of these guidelines. The preventive oral health procedures. States have majority of states use the recommendations in now begun reimbursing doctors through Med- Bright Futures to guide which services the state icaid. According to The Pew Charitable Trusts, Medicaid program covers. most Medicaid programs pay between $15 and 6 3 NATIONAL CONFERENCE OF STATE LEGISLATURES $30 for the procedure. Fluoride varnish can re- money by preventing the need for dental-related duce the rate of tooth decay by one-third, lead- emergency room visits and other costly den- ing to significant cost savings, such as avoiding tal care. Not all policymakers embrace sealant restorative dental care or hospital visits.7 programs, and some concern exists about the safety of sealants; however, one-time applica- School-based Prevention and Care tion of sealants has not been found to provide chronic exposure, and applying them properly re- Most dental disease can be prevented by early identification and intervention with care such duces exposure. Based on a review of evidence as dental sealants and fluoride treatments. about sealant safety and risks, the Association Sealants—plastic coatings applied to vulner- of State and Territorial Dental Directors recom- able molars—help prevent decay and may save mends sealants for all children. Dental sealants NATIONAL CONFERENCE OF STATE LEGISLATURES 4 ness about healthy oral hygiene for children who do not regularly visit a dentist.9 School sealant programs exist in most states and vary in scope, complexity, funding methods and other factors. According to a 2013 report by The Pew Charitable Trusts, successful sealant programs target high-need children, use a costefficient workforce, and eliminate reimbursement and regulatory barriers for providers. Some programs arrange to apply sealants at school-based clinics or in mobile vans, while others link schools to private dental practices where children can receive the services. Policymakers have taken steps to expand access to and reimburse for sealant services and providers. Laws in several states allow dental hygienists and assistants to apply sealants in schools or other public health settings. These policies expand access to preventive services, especially for underserved children and adolescents. • Arkansas lawmakers created a collaborative care program in 2011 that allows qualified dental hygienists—who collaborate with consulting dentists—to provide sealants and other procedures in public health settings. • Colorado lawmakers established a grant program in 2013 to support school-based dental sealant programs, community water fluoridation and other strategies. • A 2009 Massachusetts law authorized public health dental hygienists to provide sealants and certain other preventive services without a dentist’s prior examination. The law also allows reimbursement under Medicaid and the Children’s Health Insurance Program (CHIP). applied in school-based programs reduce tooth Raise Awareness About Healthy Behaviors decay by as much as 60 percent.8 They also can reduce dental health disparities and lead to follow-up care and enrollment in health insurance. Around 80 million Americans have limited health The U.S. Preventive Services Task Force rates literacy—the ability to understand and interpret school-based sealant programs as an evidence- health information—which puts them at greater based approach for reducing tooth decay. The risk for lacking access to care and having poor task force evaluated four sealant delivery pro- health.10 People with poor health literacy are grams in 2013 and found that sealants reduced more likely to have fewer preventive procedures, tooth decay up to 48 months after application. In- potentially leading to costly ER visits or chronic school sealant programs also help raise aware- health conditions. This group can include older 5 NATIONAL CONFERENCE OF STATE LEGISLATURES STATE MEDICAID COVERAGE OF ADULT DENTAL BENEFITS AK NH WA MT ND ID MA MN OR CA PA IA NV CO IL OH IN MO KS OK NC DC GA AL LA TX MD SC AR MS No dental benefits VA KY NM NJ DE WV TN AZ RI CT MI NE UT NY WI SD WY HI ME VT FL Emergency only Limited Extensive Source: Center for Health Care Strategies, Inc., “Medicaid Adult Dental Benefits: An Overview,” February 2016 No dental benefits adults, people with limited education and those Emergency only with limited English proficiency. Some states ple and employers. Employed adults lose more have launched oral health campaigns to spread Limited awareness like Delaware’s “Healthy Smile. oral health problems or dental visits, according Healthy You.” than 164 million work hours annually because of to the CDC.13 Extensive Expand Coverage for Low-Income Adults AS GU MP VI PR STATE OPTIONS FOR IMPROVING ADULT ORAL HEALTH The vast majority of adults who gained or will Poor access to dental services has economic do so through state Medicaid programs.14 An consequences for states. Visits to the emergen- estimated 800,000 will gain coverage through cy room for dental reasons cost $1.6 billion in the state or federal health insurance exchanges. 2012 and rarely addressed the underlying con- According to a February 2016 report from the dition. Estimates show that 79 percent of these Center for Health Care Strategies, 46 states patients could have been treated in a commu- and the District of Columbia currently cover at nity setting. least emergency dental services (e.g., relief for gain some dental coverage through the Affordable Care Act (ACA)—about 17.7 million—will 11 uncontrolled bleeding or trauma) for adults with Medicaid is a major payer of these costs. Case Medicaid; of those, 13 states cover emergency in point: A study of Maryland’s Medicaid costs care only, 18 states and the District of Columbia showed a potential savings of $4 million if dental cover certain limited services (such as preventive visits to the emergency room were diverted to and restorative procedures), and 15 states offer a more appropriate setting. extensive coverage to their base Medicaid adult 12 In addition, poor adult oral health is costly to both working peoNATIONAL CONFERENCE OF STATE LEGISLATURES population. 6 • Expand Oral Health Workforce Several states have restored adult dental coverage in recent years, after eliminat- States struggle to find an adequate number ing them during the economic recession. of oral health providers who accept Medicaid. A 2014 California law covers certain den- Dentists often decline to participate in Medic- tal benefits for all adults on Medi-Cal (the aid because of lower reimbursement rates than state’s Medicaid program). In 2014, Idaho in the commercial market. According to the lawmakers reinstated dental benefits for American Dental Association (ADA), 35 percent adults enrolled in Medicaid, including cover- of dentists accept Medicaid patients. For adult age for routine exams and preventive and services in states with at least limited benefits, other dental services. Washington restored the reimbursement rates averaged 40.7 percent dental coverage in 2013 for Medicaid-en- of commercial reimbursement in 2014. Alaska, rolled adults to include restorative and pre- Arkansas and North Dakota had the highest re- ventive services, emergency services, root imbursement rates, at around 60 percent of the canals, cavity care, and routine checkups • and cleanings. commercial rate.15 Some states are providing preventive den- Some states have adopted financial and other in- tal benefits to adults for the first time. In centives—including enhanced reimbursement or 2013, Colorado lawmakers passed Sen- reduced administrative burden (less time filling ate Bill 242, which provided dental benefits out forms)—to increase the number and avail- to all adult Medicaid enrollees, with up to ability of oral health providers who are willing to $1,000 in dental benefits each year. South provide care to Medicaid patients. States also Carolina will cover cleaning, fillings and ex- have taken steps to increase the capacity of the tractions for adults with very low incomes existing oral health workforce to meet demand or disabilities. by, for example, using telehealth (providing ser7 NATIONAL CONFERENCE OF STATE LEGISLATURES vices remotely) or changing provider roles and concerns about liability may cause dental profes- practice settings. California lawmakers passed sionals to delay treatment for pregnant women. legislation in 2014 to reimburse hygienists and In addition to the consequences of dental health dentists for telehealth dental services. problems during pregnancy, a woman’s oral health also can affect her children. Improve Oral Health Access for Pregnant Women Pregnant women and young children often are more likely to see a primary care provider than Dental disease in pregnant women is associated a dental professional, so other providers such with pre-term birth, low birthweight and gesta- as obstetricians, gynecologists and pediatricians tional diabetes, all of which can harm the baby may be engaged in their patients’ oral health and may result in a more costly pregnancy. Den- care. The New York State Department of Health tal care is safe throughout pregnancy, although created “Oral Healthcare During Pregnancy and misapprehension about treatment safety and Early Childhood: Practice Guidelines,” which pro- NATIONAL CONFERENCE OF STATE LEGISLATURES 8 vide screening and treatment recommendations Wisconsin19—are piloting another new type of for prenatal care providers, oral health profes- provider, Community Dental Health Coordinators sionals and child health professionals.16 (CDHC), who are trained by the American Dental Association. CDHCs are usually recruited from the same communities they serve and in addition STATE OPTIONS FOR IMPROVING ORAL HEALTH FOR ALL POPULATIONS to some basic, preventive services, may provide health education, connect patients with dental treatment, and arrange additional services such as transportation and child care. Although some state policies are focused on specific populations, many states are tak- Coordinate Primary Care and Oral Health ing steps to improve oral health for everyone through improved access to providers, im- The connection between oral health and physi- proved systems of care and other overarching cal health is well documented; for example, stud- strategies described here. ies show significant annual cost-savings for the medical treatment of diabetic patients when they Ensure an Adequate Oral Health Workforce receive regular periodontal care.20 And on the medical side, almost all state Medicaid programs Even with new professionals entering the field— reimburse primary care doctors and nurses for the number of dentists has slightly increased providing oral exams, screenings and preventive each year since 2001—some 49 million Ameri- services, such as fluoride treatments and parent cans live in a designated dentist shortage area. education. 17 The Health Resources and Services Administra- Several states have taken steps to integrate tion estimates that the country needs 7,300 new oral health into broader health system delivery dentists to fill the gaps. State legislatures have reforms and to coordinate physical, mental, be- explored creative ways to ensure access to oral havioral and oral health for individuals enrolled health care by addressing the workforce. in Medicaid. For example, Oregon lawmakers For example, many states expanded dental hy- passed House Bill 3650 in 2011 to create a new gienists’ licenses to allow greater scope of prac- payment and delivery system known as Coordi- tice or practice in community-based settings. nated Care Organizations (CCOs). The state’s In 2014, 37 states allowed dental hygienists to 16 CCOs deliver physical, behavioral and oral provide certain preventive services to patients, health services to Medicaid enrollees. often without direct supervision by a dentist, and Expand Access to Providers through Teledentistry 16 states allowed direct Medicaid reimbursement to hygienists, according to the American Dental Hygienists’ Association. Telehealth can help achieve the goals of the triple aim—improving care and health while States such as Alaska, Maine and Minnesota lowering costs—by improving access to ap- have created new provider types, such as dental propriate, lower-cost services, such as timely therapists and community dental providers. Den- primary or specialty care, or through lower-cost tal therapists typically are trained to perform ba- settings, including clinics, homes or workplaces. sic restorative services, such as fillings and root Telehealth adoption and expansion across the canals on baby teeth, and non-surgical extrac- nation bring various challenges, some of which tions. Data show the addition of a mid-level pro- present policy questions for state leaders. For vider allows participating clinics to see more pa- example, lack of broadband and cellular con- tients and adds revenue, in part by allowing the dentist to work at the top of his or her license.18 nectivity, and availability and affordability of Eight states—Arizona, California, Montana, Min- der telehealth. The telehealth field is changing nesota, Oklahoma, Pennsylvania, Texas and rapidly, and in some cases, technology may be devices for consumers and providers can hin- 9 NATIONAL CONFERENCE OF STATE LEGISLATURES getting ahead of policy. Policymakers are work- The decision to fluoridate the water supply is ing to craft frameworks that capitalize on the ad- typically made at the local level and has met vancements and potential for telehealth, while with resistance in some communities. A few maintaining an appropriate level of oversight to states mandate fluoridation or regulate how the safeguard state investments and ensure effec- system functions. Twenty-six states and Wash- tive health care delivery. ington, D.C., meet or exceed the average national percentage (74.6 percent) of citizens who Teledentistry can leverage and expand the reach get their drinking water from a fluoridated sys- of the existing workforce. For example, a 2010 tem.23 These rates vary and in 13 states at least California demonstration project called Virtual 60 percent of the adult population does not have Dental Home showed that telehealth-enabled access to fluoridated water systems.24 dental teams could provide comprehensive care for people who were inadequately served in a tra- Maximize Current Data ditional dental setting.21 The project’s success led to a 2014 law including teledentistry as a specialty Policymakers have enacted data and surveil- for Medicaid reimbursement. Arizona, California, lance strategies that help them understand oral Florida and New York all have some form of cov- health challenges and unmet needs and develop erage of teledentistry in Medicaid. targeted responses. For example, Colorado and Wisconsin use data to evaluate the effectiveness Understand the State Role with Community Water Fluoridation and efficiency of their school sealant programs as well as to allocate funding. Community water fluoridation has proven to be CONCLUSION a cost-effective public health measure to prevent tooth decay. For 70 years, adjusting the As the examples provided in this report suggest, level of this naturally occurring mineral in public water supplies has helped prevent tooth decay there is not one singular strategy for improving for residents of all ages, but especially for chil- oral health for children and adults. Instead, leg- dren whose adult teeth are still forming. The islators are adopting a wide range of strategies CDC estimates that every $1 invested in water aimed at addressing specific problems and re- fluoridation saves $38 in dental treatment. moving barriers to good oral health care. NATIONAL CONFERENCE OF STATE LEGISLATURES 22 10 13. Centers for Disease Control and Prevention, Division of Oral Health, “Adult Oral Health” (Atlanta, Ga.: CDC, 2013), http://www. cdc.gov/oralhealth/children_adults/adults.htm. NOTES 1. Centers for Disease Control and Prevention, Division of Oral Health, “Adult Oral Health” (Atlanta, Ga.: CDC, 2013), http:// www.cdc.gov/oralhealth/children_adults/adults.htm. 14. M. Vujicic and K. Nasseh, “Reconnecting Mouth and Body: ACA Fails to Meet Dental Care Needs but States Can Pick up Slack,” Health Affairs Blog (Aug. 26, 2013), http://healthaffairs. org/blog/2013/08/26/reconnecting-mouth-and-body-aca-fails-tomeet-dental-care-needs-but-states-can-pick-up-slack/. 2. Susan O. Griffin, et al., “Use of Dental Care and Effective Preventive Services in Preventing Tooth Decay Among U.S. Children and Adolescents — Medical Expenditure Panel Survey, United States, 2003–2009 and National Health and Nutrition Examination Survey, United States, 2005–2010,” Morbidity and Mortality Weekly Report 63, no. 2 (Sept. 12, 2014): 54-60, http:// www.cdc.gov/mmwr/preview/mmwrhtml/su6302a9.htm. 15. K. Nassah, M. Vujicic, and C. Yarbrough, A Ten-Year, Stateby-State Analysis of Medicaid Fee-For-Service Reimbursement Rates for Dental Care Services (Health Policy Institute Research Brief) (Chicago III.: American Dental Association, October 2014), http://www.ada.org/~/media/ADA/Science%20and%20 Research/HPI/Files/HPIBrief_1014_3.ashx. 3. T. Wall and M. Vujicic, Emergency Department Use for Dental Conditions Continues to Increase (Health Policy Institute Research Brief) (Chicago, Ill.: American Dental Association, April 2015). http://www.ada.org/~/media/ADA/Science%20and%20 Research/HPI/Files/HPIBrief_0415_2.ashx. 16. “Oral Health Care during Pregnancy and Early Childhood Practice Guidelines” (Albany, NY: New York State Department of Health, 2006), https://www.health.ny.gov/publications/0824.pdf. 4. Dianne Sefo, “Seeking Treatment for Oral Care Problems in Emergency Rooms” (New York, N.Y.: Colgate Palmolive Company, Colgate Oral Care Center, 2016). http://www.colgate. com/en/us/oc/oral-health/conditions/dental-emergencies-andsports-safety/article/sw-281474979192045. 17. Health Policy Institute, “Supply of Dentists” (Chicago, Ill.: American Dental Association, February 2016), http://www.ada. org/en/science-research/health-policy-institute/data-center/ supply-of-dentists. 18. The Pew Charitable Trusts, Expanding the Dental Team: Increasing Access to Care in Public Settings (Washington, D.C.: The Pew Charitable Trusts, June 2014), http://www.pewtrusts. org/~/media/Assets/2014/06/27/Expanding_Dental_Case_ Studies_Report.pdf. 5. Centers for Disease Control and Prevention, Division of Oral Health, “Preventing Tooth Decay,” (Atlanta, Ga.: CDC, 2015), http://www.cdc.gov/policy/hst/statestrategies/oralhealth/. 6. National Conference of State Legislatures, The Bright Futures Guidelines: Improving Children’s Health (Denver: NCSL, 2015), http://www.ncsl.org/research/health/the-bright-futuresguidelines-improving-children-s-health.aspx. 19. Stacie Crozier, “CDHC program is nearly complete,” ADA News, (Oct. 21, 2013), http://www.ada.org/en/publications/adanews/2013-archive/october/cdhc-program-is-nearly-complete. 7. Pew Centers on the States, “Reimbursing Physicians for Fluoride Varnish” (Washington, D.C.: The Pew Charitable Trusts, 2011), http://www.pewtrusts.org/en/research-and-analysis/ analysis/2011/08/29/reimbursing-physicians-for-fluoride-varnish. 20. A. Snyder, Oral Health and the Triple Aim: Evidence and Strategies to Improve Care and Reduce Costs (Washington, D.C.: National Academy for State Health Policy, April 2015), http://www.nashp.org/wp-content/uploads/2015/04/Oral-TripleAim.pdf. 8. The Guide to Community Preventive Services, “Preventing Dental Caries: School-Based Dental Sealant Delivery Programs,” (Atlanta, Ga.: The Community Guide, 2014), http://www.thecommunityguide.org/oral/supportingmaterials/ RRschoolsealant.html. 21. Paul Glassman, Maureen Harrington, Elizabeth Mertz, and Maysa Namakian “The Virtual Dental Home: Implications for Policy and Strategy” (Bethesda, Md.: HHS Public Access, July 2012), http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3477859/. 9. Ibid. 22. Centers for Disease Control and Prevention, “Cost Savings of Community Water Fluoridation” (Atlanta, Ga.: CDC, updated July 10, 2013), http://www.cdc.gov/fluoridation/factsheets/cost. htm. 10. Nancy D. Berkman, et al., “Low Health Literacy and Health Outcomes: An Updated Systematic Review,” Annals of Internal Medicine 155, no. 2 (July 19, 2011): 97, http://citeseerx.ist.psu.edu/ viewdoc/download?doi=10.1.1.673.4819&rep=rep1&type=pdf. 23. Centers for Disease Control and Prevention,. “2012 Water Fluoridation Statistics” (Atlanta, Ga.: CDC, updated Nov. 22, 2013), http://www.cdc.gov/fluoridation/statistics/2012stats.htm. 11. T. Wall and M. Vujicic, Emergency Department Use for Dental Conditions Continues to Increase (Health Policy Institute Research Brief) (Chicago, Ill.: American Dental Association, April 24. Oral Health America, “Are Older Americans Coming of Age Without Oral Healthcare?” (Chicago, Ill.: OHA, 2014), http:// b.3cdn.net/teeth/1a112ba122b6192a9d_1dm6bks67.pdf. 2015). 12 Ibid. 11 NATIONAL CONFERENCE OF STATE LEGISLATURES Acknowledgments Support for publication was provided by a grant from the DentaQuest Foundation. See more at: http://dentaquestfoundation.org. NCSL Contact Tahra Johnson, MPH Policy Specialist 303-856-1389 [email protected] William T. Pound, Executive Director 7700 East First Place, Denver, Colorado 80230, 303-364-7700 | 444 North Capitol Street, N.W., Suite 515, Washington, D.C. 20001, 202-624-5400 www.ncsl.org © 2016 by the National Conference of State Legislatures. All rights reserved. ISBN 978-1-58024-852-5
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