AP Civics Chapter 9 Notes Interest Groups: Organizing for Influence I. Introduction • • • • • • II. A political interest group is a set of individuals organized to promote shared political concerns Political parties are distinguished from interest groups by the breadth of the focus. Parties build coalitions by addressing a wide range of issues, while interest groups focus on a narrow set of issues of immediate concern to their membership Pluralist theory of American politics holds that society’s interests are most effectively represented through the efforts of groups -Society is “nothing other than the complex of groups that compose it” (Bentley 1908) Interests benefit from organized group activity The rise of single-issue politics with the decline of political parties has served to increase the power of interest groups Party Politics Building of coalitions and the balancing of needs of specific interests with the broader needs of society • Group Politics (single-issue politics) Organized around every conceivable policy issue, with each group pressing its demands and influence to the utmost, at whatever cost to the broader society The Interest Group System • • • • “Principle of association” was nowhere more evident than in America (Alexis de Tocqueville) Few nations have as many separate economic, ethnic, religious, social, and geographical interests as the United States Because of federalism and separation of powers, numerous political institutions at all levels of government are available for groups to lobby The success of any interest group is directly related to its ability to organize effectively A. Economic Groups 1. No interest are more fully or effectively organized than those that have economic activity as their primary purpose 2. Economic Groups a. organized primarily for economic reasons, but engage in political activity in order to seek favorable policies from government b. corporations, labor unions, farm groups, professional organizations 3. An organizational edge a. reason for abundance of economic groups is their access to financial resources (1) corporations use money from goods and services produced and sold b. economic groups offer members a powerful incentive for membership – private (individual) goods (1) benefits that a group can grant directly to the individual member c. economic groups also are highly organized because they serve the economic needs of potential members 4. Types of Economic Groups • • Business Groups More than one-half of all groups formally registered to lobby congress Concentrate on • • Labor Groups Promote policies that benefit workers in general and union members in particular AFL – CIO dominant Agricultural Groups • Consist of general and specialty farm associations • American Farm Bureau Organization 1 Professional Groups • Most professionals have lobbying associations • Most powerful – American Medical • business interests Size factor advantage – small groups are more cohesive – likely to recognize significance of their individual contributions to collective effort • labor group Today nations largest unions represent service and public employees rather than skilled and unskilled laborers is largest Associations (AMA) B. Citizens’ Groups (non economic) 1. Drawn together by emphasizing purposive incentives a. opportunities to promote a cause in which the members believe 2. Unlike the private or individual goods provided by many economic groups, most non economic groups offer collective goods (public goods) as an incentive for membership a. benefits that must be shared – cannot be allotted on an individual basis 3. The Free-Rider problem (with collective goods) a. individual can receive the good even when they do not contribute to the groups effort (1) incentive to join the group and promote its cause is reduced (2) to lure membership they try and create individual benefits such as organizational newsletters and social activities (3) web-sites and email have helped these groups b. economic groups have an organizational advantage over citizens’ groups 4. Types of Citizens’ Groups • • • • Public Interest Groups Attempt to act in the broad interests of society as a whole Seek benefits less tangible and more broadly shared League of Women Voters Common Cause – political reform • • • • Single-issue Groups Organized to influence policy in one area Pro Choice v. Pro Life Number of groups has increased Sierra Club – preservation of scenic areas • • • Ideological Groups Concerned with a broad range of policies from a general philosophical or moral stance Christian Moral Government Fund – restore “Christian values” Americans for Democratic Action (ADA- Liberalism) C. A Special Category of Interest Groups: Governments 1. A growing number of interest groups represent governments, both foreign and subnational a. foreign countries supplement political efforts made through their embassies with the services of paid lobbying agents in Washington b. states and cities within the United States also lobby heavily (1) intergovernmental lobby includes: Council of State Governments, National Governors Conference, National Association of Counties, and National League of Cities (2) they represent the broad interests of cities and states while still allowing individual member cities and states to lobby for their particular interests (3) organizations also represent concerns of bureaucratic specialists at subnational level – highway engineers, county welfare directors etc. III. Inside Lobbying: Seeking Influence Through Official Contacts • Interest groups promote public policies, encourage the participation of their members, support candidates for public office, and work to influence policy makers • Modern government provides a supportive environment for interest groups 2 -modern government is involved in so many issues that hardly any interest in society could fail to benefit significantly from having influence over federal policies or programs -modern government is oriented towards action • Lobbying – efforts of groups to influence public policy through contact with public officials • Inside Lobbying – based on group efforts to develop and maintain close (inside) contacts with policy makers A. Acquiring Access to Officials 1. Inside lobbying focuses on gaining access to public officials, providing them with vital information, and expressing group concerns in order to promote the group’s perspective a. success improves with effective lobbyists b. lobbyist include wealthy Washington lawyers and former members of congress 2. Inside lobbying directed at policy makers who are inclined to support the group rather than those who have opposed it in the past 3. Money is an essential ingredient of inside lobbying due to the high level of funding required to mount an effective lobbying effort in Washington 4. The medium of exchange for most inside lobbying is information a. lobbyists supply officials with information and indications of group strength that will persuade them to adopt the interest group’s perspective 5. Lobbying Congress a. benefits of a close relationship with members of Congress are substantial b. groups can obtain legislative help c. trusted lobbyists also help Congress by identifying bills that deserve their attention and support d. lobbyists effectiveness depends on fair play – they are expected to play it straight e. congressional action requires compromise among interests f. arm twisting is not excepted g. safe lobbying strategy (1) provide information, rely on longtime allies among Congress, and push steadily but not too aggressively for legislative goals 6. Lobbying Executive Agencies a. by working with government agencies, groups can influence policy decisions at the implementation and initiation stages b. link between groups and bureaucracy most evident with regulatory agencies that oversee the nations business sectors (1) FCC example of agency capture (a) regulatory agencies pass through a series of phases that constitute a “life cycle” (b) early – regulate industry on public’s behalf (c) as agency matures: protects status quo or falls captive to the very industry it is supposed to regulate (d) capture theory describes only some agencies – and then only some of the time 7. Lobbying the Courts a. influence the selection of federal judges b. amicus curiae (“friends of the court”) briefs (1) written document in which a group brings its position on a particular case to the courts attention c. groups also file lawsuits B. Webs of Influence: Groups in the Policy Process 1. Iron triangles and issue networks describe tow patterns of group influence through which most public policy is decided 2. Iron Triangles 3 a. consists of a small and informal but relatively stable set of bureaucrats, legislators, and lobbyists who seek to develop policies beneficial to a particular interest b. example Department of Veteran Affairs (Bureaucrats) American Legion Veterans of Foreign Wars (Lobbyists) Veteran Affairs committees in Congress (Legislators) 3. Issue Networks a. more common today than iron triangles b. informal grouping of officials, lobbyists, and policy specialists (the “network”) who are brought together by their shared interest and expertise in a particular area (the “issue”) • • • • IV. Iron Triangle One’s position is everything More stable More clearly defined Dominated by like minded groups • • • • • Issue Networks Result of the increasing complexity and interconnectiveness of policy problems Policy expertise Less stable Less clearly defined Involves opposing groups Outside Lobbying: Seeking Influence Through Public Pressure • Outside lobbying is designed to promote group goals through public pressures A. Constituency Advocacy: Grassroots Lobbying 1. Pressure designed to convince government officials that a group’s policy position has strong public support a. to mobilize constituents (1) advertising and public relations campaigns (2) write/call representatives b. Mothers Against Drunk Driving (MADD) B. Electoral Action: Votes and PAC Money 1. As part of an outside strategy, organized groups work to elect their supporters and keep their opponents out of office 2. Principal way in which interest groups try to gain influence through elections is by contributing money to candidates campaign 3. PAC spending a. vehicle for group contributions is the Political Action Committee (PAC) (1) through its PAC, a group can raise money for election campaigns by soliciting voluntary contributions from members or employees but cannot give organizational funds to candidates 4 (2) limits: 1998 $10,000 per candidate $5,000 primary $5,000 general b. Approx. 4000 PACs – account for one-third of contributions to congressional campaigns c. Number and percentage of PACs in 5 categories – pg. 283 4. The Incumbent advantage a. contribution records show that PAC funding practices tend to favor incumbents, reducing traditional partisan divisions that previously characterized campaign finance b. support incumbents who sit on congressional committees responsible for legislation directly affecting their interests 5. Should PACs be abolished? • V. PAC supporters A campaign finance system based on pooled contributions is superior to one dominated by a few wealthy contributors • Critics of PACs Gives interest groups excessive influence over elected officials The Group System: Indispensable But Biased • The pluralist argument that organized groups provide adequate representation of society’s many diverse interests has both strengths and weaknesses A. The Contribution of Groups to Self-government: Pluralism 1. Group activity is basic to democratic government a. means of representation and political expression especially representing organized minorities and raising issues neglected by the party system 2. Organized groups are an additional means of determining popular sentiment as they provide policy makers with a better picture of the policy concerns of various interests in society 3. Collective good arises out of the give-and take of society’s many and diverse interests B. Flaws in the Pluralism: Interest Group Liberalism and Economic Bias 1. Interest-group Liberalism (Theodore Lowi) a. describes the tendency of officials to support the policy demands of the interest group or groups that have a special stake in policy (1) it is the group, as much as the government, that decides public policy b. adverse effects (1) weakening of majoritarian institutions (2) inefficient use of society’s resources 2. Economic Bias a. one of the problems with pluralism is its claim that the group system is reasonably representative (1) organization is a political resource that is distributed unequally in society (2) certain interests are more powerful than others; primarily economic in nature, particularly business firms b. group activity is slanted toward the upper middle class c. group system is therefore colored by a class-bias and tends to favor business interests, a fact de-emphasized by pluralism C. A Madisonian Dilemma 1. Worried that government would fall under the control of a dominant interest, he also realized that a free society is obliged to permit the advocacy of self-interest 2. Madison’s constitutional system of checks and balances was designed to prevent special interests from gaining unwarranted control over public policy; today, however, this system makes it easier for small sets of officials and special interests to monopolize a particular policy area 5
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