Statements of reasons for decision - Institute of Public Administration

Statements of
reasons for decision
Legal Eagle Series – Presentation to
Institute of Public Administration
Australia
Greg Wrobel
26 July 2016
1
© HoldingRedlich2016
Overview
• Why give reasons?
• What is the purpose of reasons?
• Matters to be covered:
• The duty to give reasons (at common law and under statute, including Rule 59.9
UCPR)
• Construing statutory requirements to give reasons – HCA decision in Wingfoot
Australia Partners Pty Ltd v Kocak (2013)
• Practical tips for preparing statements of reason
2
© HoldingRedlich2016
The duty to give reasons
• Common Law position
• Public Service Board of NSW v Osmond (1986)
• General Rule –no common law duty to give reasons where decision-maker exercises
discretionary statutory powers to make a decision
• There may be “special circumstances” where general rule does not apply and
reasons must be given
• E.g. see Attorney-General v Kennedy Miller Television (1988)
• Wingfoot Australia Partners Pty Ltd v Kocack (2013)
• HCA reaffirmed general rule in Osmond
3
© HoldingRedlich2016
The duty to give reasons
• Commonwealth
• s28(1) Administrative Appeals Tribunal Act 1975
• s13 Administrative Decisions (Judicial Review) Act 1977
• Specific legislation
• s29 Freedom of Information Act 1982
• s 25D Acts Interpretation Act 1901
• s15 Ombudsman Act 1976
• Policies
4
© HoldingRedlich2016
The duty to give reasons
• New South Wales
•
•
•
•
5
ss49-52 Administrative Decisions Review Act 1997
Specific legislation
Rule 59.9 Uniform Civil Procedure Rules 2005 (UCPR)
Policies
© HoldingRedlich2016
Part 59 UCPR
• Overview
• Part 59 UCPR
• Commenced on 13 March 2013
• Applies to judicial review cases in SCNSW (Common Law Division) & L&EC
• Covers wide range of matters
• Rule 59.9 UCPR
• Statement of reasons
6
© HoldingRedlich2016
Rule 59.9 UCPR
• Specific Requirements
• Plaintiff has 21 days from commencing proceedings to send a notice requiring a
statement of reasons to be provided
• The statement or reasons must:
• set out findings on material questions of fact;
• refer to evidence or other material on which those findings are based; and
• Explain why the decision was made
• If not provided, plaintiff can apply to the court for an order (discretionary)
7
© HoldingRedlich2016
Construing statutory requirements to give reasons
• Wingfoot Australia Partners Pty Ltd v Kocak (2013)
• Principles:
• There is no free-standing common law duty to give reasons for making a statutory
decision – restatement of rule in Osmond
• Duty to give reasons and the context of that duty is ‘no more or less’ than that
imposed by the statute
• The content of the statutory duty defines statutory standard that a written
statement of reasons must meet to fulfil it
8
© HoldingRedlich2016
Construing statutory requirements to give reasons
• Principles (continued):
• Standard required of a statement of reasons (to satisfy the statutory duty) is
determined as an exercise of statutory construction
• If no express requirements are set out in the statute, the standard may be
determined only by a process of implication
• As this involves construing a particular statutory provision, general observations
about the functions served by the provision of reasons are of limited utility
• Focus on the standard required of a particular decision-maker, in a particular
statutory context
9
© HoldingRedlich2016
Practical tips for preparing statements of reason
• Language
• Audience
• Plain English
• Clear, unambiguous
10
© HoldingRedlich2016
Practical tips for preparing statements of reason
• Content
•
•
•
•
11
Decision
Process
Main facts and finding
Reasons
© HoldingRedlich2016
Practical tips for preparing statements of reason
• Communication
•
•
•
•
12
Formal and procedural matters
Decision
Reasons for the decision (i.e. the “content”)
Any rights of the person affected
© HoldingRedlich2016
Key Contacts
Greg Wrobel
Partner
T +61 2 8083 0411
E [email protected]
13
© HoldingRedlich2016
Thank you
Disclaimer
The information in this publication is of a general nature and is not intended to address the circumstances of any particular individual or entity. Although we
endeavour to provide accurate and timely information, we do not guarantee that the information in this publication is accurate at the date it is received or
that it will continue to be accurate in the future. We are not responsible for the information of any source to which a link is provided or reference is made
and exclude all liability in connection with use of these sources.
14
© HoldingRedlich2016