CONTACT COMFORT OF CARETAKERS IN A HOSPITAL SETTING by Judith Ann Grimes A Thesis. Submitted to the Faculty of the COLLEGE OF NURSING In Partial Fulfillment of the Requirements For the Degree of MASTER OF SCIENCE In the Graduate College THE UNIVERSITY OF ARIZONA 1 9 7 4 STATEMENT BY AUTHOR This thesis has been submitted in partial fulfill ment of requirements for an advanced degree at The University of Arizona and is deposited in the University Library to be made available to borrowers under rules of the Library. Brief quotations from this thesis are allowable without special permission, provided that accurate acknowl edgment of source is made. Requests for permission for extended quotation from or reproduction of this manuscript in whole or in part may be granted by the head of the major department or the Dean of the Graduate College when in his judgment the proposed use of the material is in the inter ests of scholarship. In all other instances, however, permission must be obtained from the author. yf ' /<ryA^m£^ APPROVAL BY THESIS DIRECTOR This thesis has Been approved on the date shown below-; AGNES M. AAMODT Associate Professor of Nursing Date ACKNOWLEDGMENTS The author wishes to thank the members of her thesis committee. Dr. Agnes Aamodt, Chairman; Miss Cynthia Brown; and Dr. Margarita Kay, for their guidance and advice during this study. Many members of the pediatric staff at the Arizona Medical Center, The University of Arizona, deserve a special thanks, including the physicians, nurses, and administrators who permitted the study to be conducted. The nursing per sonnel were exceptionally helpful and understanding throughout the course of the study. A very special thanks to Barbara Domurad, a fellow classmate, for her drawings which contributed greatly to this work. Most of all, a special debt of gratitude is due to my parents for their confidence and support. iii TABLE OF CONTENTS Page LIST OF TABLES . . . . . . . . . . . . . . . . . . . . LIST OF ILLUSTRATIONS vi . . . . . . . . . . . . . . . . vii . . . . . . . . . . . . viii INTRODUCTION . . . . . . . . . . . . . . . . . . 1 ABSTRACT . . . . . CHAPTER 1. Development of the P r o b l e m .......... Statement of the Problem . . . . . . . Purpose of the study . . . . . . . . . Conceptual Framework . . . . . . . . . Assumptions .............. . . . . . Limitations .............. . . . . . Definition of Terms . . . . . . . . . 2. . . . . . . . . . . . . 3 3 4 4 6 6 7 . . . . . . REVIEW OF THE LITERATURE 8 Literature on Tactile Stimulation . . . . . The Literature on Animal Studies . . . . . . Literature on Maternal Activities . ; . , . Summary . . . . . . . . . . . . . . . . . . 3. METHODOLOGY . . . . . . . . . . . . . . . . . . 24 The Setting . . . . . . . . . . . . . . . . The Sample . , , Research Design . . . . . . . . . . . . . . Data Collection 4. PRESENTATION AND ANALYSIS OF THE FINDINGS Characteristics of the Sample . . . . . Categorization of the Data The Findings . . . . . . . . . . . . . . Caretaker Activities . . . . . . . . Behaviors Accompanying Touch . . . . . . Summary 8 14 18 22 24 24 25 26 ... 28 . . 28 29 30 32 62 65. . . . . . . . V TABLE OF CONTENTS— Continued Page 5. INTERPRETATION OF THE FINDINGS 66 Generalizations . . . . . . . . . . . . . . . Conclusions . . . . . . . . . . . . . . . . . Implications for Nursing . . . . . . . . . . Recommendations for Further Studies . . . . 6. SUMMARY . . . . . , . . . . . . . . , . . . 70 APPENDIX A. THE FACE SHEET APPENDIX B. SCHEDULE OF CARETAKING ACTIVITIES . . . . 75. APPENDIX C. CONVERSATION ACCOMPANYING TOUCH . . . . . 78 REFERENCES CITED ................ 66 67 67 68 . . . . . . . . . . . . . 74 81 LIST OF TABLES Table Page 1. Characteristics of the S a m p l e .......... 31 2. Frequencies of Contact According to Infant Body Area . . . . . . . . . . . . . . . 36 Holding Patterns: Relationship of Infant to Caretaker . 41 4. Pick Up Patterns of Caretakers . . . . . . . . . 53 5. Positions and Related Frequencies of the Burp . 55 6. The Diaper Change . . . . . . . . . . . . . . . 56 7. Summary of Content of Contact Behavior by Individual Caretakers . . . . . . . . . . . . 58 Behavior of Caretakers which Accompanied Touch . 64 3. 8. vi LIST OF ILLUSTRATIONS Figure Page 1. Functional Units of Caretaker Activities . . 2. Nonfunctional Units of Caretaker Activities 3. 4. 5. . .. 33 „ 34 Description of Holding Patterns of Caretakers , , . . 42 Description of Carrying Patterns of C ar etaker s . . ® « ... . « . . . . . . « « . Places Carried by Individual Caretakers vii .... . 47 51 ABSTRACT The purpose of this study was to observe and describe assigned caretaker activities rendered to newborns through six months of age. The investigator was concerned only with the behavior of the caretaker and desired to learn whether close body contact was being provided. A supporting framework for this investigation was taken from animal studies where contact comfort was a variable of extreme importance in the development of affectional responses in nonhuman primates. Ten caretaker-infant units constituted the sample. The investigator utilized direct observation with the con tinuous taking of notes to obtain the descriptive material. Categorization of the data yielded four areas of interest to nurses and those concerned with infant care. These included: content of caretaker activities, charac teristics of caretaker contact, holding and carrying patterns, and behaviors accompanying touch. Results indicated that nurses offer a wide variety of contact and movement stimulation as a byproduct of functional procedures. viii CHAPTER 1 INTRODUCTION During the first year of life and with gradual diminution thereafter, the human infant is totally depend-* ent on the mother or the mother surrogate. It is through body contact with the mother or mother object that the child makes its first contact with the world. This bodily contact provides the essential source of comfort, love, security, warmth, and increasing aptitude for new expe riences. Infants rely rather exclusively on touch as a vehicle for communicating with other human beings. Frank (1957) , Casler (1965)., and Montagu (1971) believe that the experience of being touched is a dominant factor in the development of how one sees oneself as a physical person and subsequently determines future learning and social relationships. During the first six months of life, body contact is especially important as it is not until six months that the average infant seems able to differentiate between its mother and other human beings. This critical period change in responsiveness usually occurs in humans between the ages i of five and seven months. Casler (1961:3-11) cites it is reasonable and generally acceptable to set the age of six 1 months as the cutoff point for this critical change period. Casler also notes that maternal separation and development of ill effects in infants after the age of six months result from the rupture of an already existing emotional bond with the mother, therefore, maternal separation after six months can provide no definitive information regarding the effects of deprivation per se; rather it gives insight into the effects of severing a learned affectional bond. Conse quently, only those separations beginning before the estab lishment of this bond, or before six months of age, can furnish data regarding the effects of intrinsic deprivation. Skard (1965:33 9) notes that during the first six month period one can separate mother and child if one takes care that the child gets necessary mothering; that is, experiences body warmth, rocking, patting, feeding, sucking, being carried, and hearing voices. It is not important who stimulates the child in this manner as the child may be said to be care oriented, not yet person oriented. Frank (1957:223) notes it is well recognized that the newborn mammal needs close body contact with its mother for survival. Harlow (1958) has demonstrated the signifi cance of physical contact between the monkey mother and her infant for the subsequent healthy development of the latter. Like all infant mammals who are licked, nuzzled, cuddled, .and kept close to the mother, the human infant likewise has a similar need for close bodily contacts, for tactual soothing which calms and restores equilibrium when hurt, frightened, or angry. In nursing practice, the pediatric caretaker must be cognizant of the fundamental importance of body contact in the growth and development of the infant-child. To be tender, loving and caring, human beings must be tenderly loved and cared for in their earliest years. Development of the Problem Initial interest in this study stemmed from the researcher's past experience in caring for infants and noticing how little close physical contact with infants was made by caretakers while performing the many nursing duties required in a day's work. It was the caretakers' inatten tion to this significant but non-prescribed nursing activity that focused this researcher toward investigating the area of contact comfort. Statement of the Problem There is need in nursing for a better understanding of the role caretakers play in giving contact comfort to young hospitalized infants. This inquiry was addressed to gaining insight into answers to the following questions. 1. How much bodily contact is provided a hospitalized infant by the caretakers? 2. What is the character of that contact? Purpose of, the Study This study was conducted in order to observe and describe the nature of an assigned caretaker's contact with a hospitalized infant. It will provide data which may later be utilized to address important questions related to the need for contact comfort of one human being by another. Conceptual Framework Man's closest phylogenetic relatives are the monkeys and apes. Harlow and Zimmerman (1959), working at the primate laboratory at the University of Wisconsin, have been trying to determine variables which make up the affectional system of Rhesus Macaque monkeys. They sought to understand more about the need for intimate physical contact in humans through controlled experimental studies of nonhuman primates. They believe the overwhelming importance of the contact variable has been clearly demonstrated in experiments with monkeys and see contact comfort as a variable of extreme importance in the development of affectional responses. Harlow (1961) and Harlow and Harlow (1965) have listed five relatively separable affectional systems; infant-mother, (2) infant-infant, (3) heterosexual, mother-infant, and (5) adult male-infant. (1) (4) The variable of contact comfort, as they call it, is a factor in all these systems and is essential in the first, third, and fourth systems. In the primate, the primary tie of the infant for the mother is achieved through the operation of two dominant systems: a system associated with breast and the act of nursing and a system developed around contact. Tests with wire and cloth surrogate mothers by Harlow and Zimmerman (1959) suggest that the primary function of ■ nursing may be that of insuring frequent and intimate con tact between mother and infant, thus facilitating the localization of the source of contact comfort. The experimental analysis of the development of the infant monkey's .attachment to an inanimate mother surrogate demonstrates the overwhelming importance of the variable of warm soft body contact. The results also indicate that without the factor of contact comfort only a weak attach ment is formed and feeding, in contrast to contact comfort, is neither necessary nor sufficient for affectional develop ment, Close bodily contact appears to be an important stimulus to elicit maternal affectional response. This study was focused around Harlow's (1961) mother-infant, infant-mother affectional systems in the form of caretaker-infant, infant-caretaker. In Harlow's studies, infant monkeys who had not experienced contact comfort would invariably exhibit deep distress character ized by crying rigid immobility, or peculiar type of con vulsive, rocking, jerking motions which mirrored the 6 rocking behavior frequently observed in neglected or de fective human children. Assumptions Assumptions that were made for this study consisted of the following: 1. 2. Human infants are dependent. Infants rely on touch and body contact as signifi cant vehicles for communicating with other human beings. 3. The infant's bodily contact to the torso of the caretaker is a commonly used comforting type of contact comfort among human beings. Limitations This study was confined by the following factors: 1. The sample of selected children was small. 2. The sample of observations was confined to those caretaker activities given to newborns through six months of age with various medical problems. 3. The sample of observations was confined to a period • of time in which feeding took place. 4. The observations were made by only one observer for a limited period of time„ 5. The observer was unable to select and describe many significant aspects of the total activities. The cultural taboos of individual caretakers' touch and professional behavior were not considered. The study was carried out in only one inpatient, community health care setting. Definition of Terms Caretaker. The person specifically assigned to care for the subject. Contact comfort. a. The holding of the infant upright so that the body of the infant was in close physical contact with the torso or placed on the shoulder of the caretaker. b. The holding of the infant horizontal to the torso of the caretaker and cradled in the arms, as in the "nursing" position. Behavior episode. An easily discriminated part of the stream of activities associated with caretaking behaviors. CHAPTER 2 REVIEW OF THE LITERATURE This review of the literature focused on the following areas: tactile stimulation, animal studies, and maternal activities. Literature on Tactile Stimulation The tactile modality among the human species has not been fully explored due to difficulties in attempting to experiment with tactile stimulation and measure either the stimulus or the response. Researchers in child development' for more than a century have been seeking to learn the effects of the different forms and amounts of contact which a child at different developmental levels receives from the mother. In the search for enlightenment into the different factors involved in mother-child relationships and the effects of each of them, some investigators have sought to understand whether it is accurate to speak about "maternal" deprivation. The deprivation may be something which has nothing to do with the personal mother, but rather involves rocking, talking, or body contact per se. Darwin (1965:213) was one of the first to deal with the theory of emotion and emotional expression. In the Showing of love, "a strong desire to touch the beloved person is commonly felt; and love is expressed by this means more plainly than by any other. Hence we long to clasp in our arms those whom we tenderly love." Late in the nineteenth century Bain (1899:126-127) asserted that ". . . touch is the fundamental and generic sense . . . the combined power of soft contact and warmth amounts to a considerable pitch of passive pleasure . . . x our love pleasures begin and end in sensual contact." Frank (1957:221-223) emphasized the importance of tactilism and noted that communication begins much earlier \ than speech; tactile experiences are the first and most elementary mode of communication. It has influence upon whatever forms of communication that follow. Frank (1957: 226) posited that ". . . the child's reception of verbal messages is predicated in large measure upon his prior tactile experiences so that facial expressions and gestures become signs and symbols for certain kinds of tactile communications and interpersonal relations." Frank (1966) asserted that the human infant has need for tactile contacts and the soothing comforting and re assurance that comes from gentle tactile stimulation, especially rhythmic patting. Casler (1961:36) noted that the variable of bodily support had not received much attention from modern psy chologists. He observed that most bodily support given an 10 infant involved some combination of vestibular and tactile factors. Casler (1965) studied the effects of extra-tactile stimulation on a group of institutionalized infants, pre dicting that twenty minutes per day of added tactile stimula tion administered impersonally for a certain period, would result in improved functioning as measured by the Gesell Developmental Schedule„ hypothesis. His experiment did i support the The implications here were for institutional caretakers to provide opportunities for extra handling and rescheduling of nurses' assignments. He found the source of tactile stimulation was irrelevant. Any source, an imper sonal caretaker or even a machine would be satisfactory if the dosage of stimulation was approximately correct? that what was needed was tactile stimulation in proper dosages. Clay (1966:1-3) discussed the importance of the human need for intimacy and noted that one of the primary ways of meeting this need is through tactile communication. She pointed out that tactile messages are the first modality in communication for human beings. Until the infant can understand through words, touch is his main avenue for communicating with other people and with the world of material things. In Clay's (1966:5) study the human organism was thought of as "an active participant in his surroundings who seeks and in fact requires stimulation in order to become and to remain human." 11 Hallstrom (1968) investigated positioning an infant during immunization injections using "contact comfort" which she abstracted from nonhuman primate studies conducted by Harlow. The study substantiated the hypothesis that infants who were supported in their mothers1 arms during the injection showed less stress. This was evidenced by a decrease in the intensity and duration of crying. Recent neurobiological and neurobehavioral findings help explain why perceptual stimulation is so important for normal development. Prescott (1972) reported that sensory stimulation is like a nutrient and just as malnutrition adversely affects the developing brain so does sensory deprivation. He listed a number of studies which have clearly documented that sensory deprivation during the formative periods of development can result in the failure of the deprived sensory system to develop and function normally. Conversely, enriched sensory stimulation during these same periods can result in increased growth charac teristics of the sensory system. Prescott (1971: 357) also suggested that movement disorders such as rocking, head banging, and whirling, commonly reported as a consequence of maternal-social deprivation or sensory deprivation, reflect impaired neuro physio logical functioning. "... varied emotional be havioral disorders that are commonly reported as a con sequence of maternal-social deprivation are uniquely 12 attributable to deprivation of the somatosensory system and not to deprivation of the other sensory systems, particu larly the visual and auditory systems." Prescott (1971:358) states it has been well established that the sensory systems require sensory input for their normal growth and develop ment. He goes on to note that if such sensory input is deficient during the formative periods of development, loss of sensory capacity and function as measured behaviorally and heurophysiologically can ,be demonstrated. Prescott has proposed that the somatosensory system has two major divisions: somesthesis (non-movement senses) and kinesthesis (movement senses). The somesthetic division consists of the cutaneous and visceral afferences and the kinesthetic division consists of proprioceptive (muscles, tendons, joints) and vestibular-cerebellar afferences. From this behavioral point of view, the motor system may be con sidered as a sensory-feedback system so that movement restraint may be interpreted as a form of sensory depriva tion. Prescott sees somatosensory deprivation as the primary etiological factor in the development of socialemotional disorders, particularly pathologic violent be haviors. He believes that the cerebellum becomes super sensitive and hyperexcitable in function due to insufficient somatosensory stimulation during early development. Prescott and McKay Cl97 2; 15). state; 13 the somatosensory deprivation theory of human development which originated from animal depriva tion studies has found supportive evidence from national statistical studies and cross-cultural studies which have related early deprivation phenomena to a variety of asocial, drug abuse, and violent-aggressive behaviors. Korner and Thoman (1972) experimented with six interventions which replicated common maternal soothing techniques. These interventions entailed contact along with the forms of stimulation which attend contact and the expe rience of being moved. The latter invariably provides vestibular stimulation as well as the concomitant activation of the proprioceptive receptors. These receptors, particu larly those which are located in the neck muscles, become activated whenever the head is moved. Two of these inter ventions are strikingly similar to my definition of contact comfort which includes vestibular-proprioceptive movement combined with contact. The results suggest that the soothing effects usually attributed to contact comfort may be largely a function of the vestibular proprioceptive stimulation which attends most contacts between mother and child. These authors write that contact comfort has been described by Bowlby (1958), Harlow (1958), and Ribble (1943) but point out that several different forms of stimulation are in volved in contact comfort, including tactile, cutaneous, olfactory, thermal, kinesthetic, and vestibular 14 proprioceptive stimulation as well. Korner and Thoman (1972:450) state that while continuous vestibular-proprioceptive stimula tion (as provided during rocking) has long been known to calm infants, the soothing effect of brief vestibular-proprioceptive stimulation provided by changes in body position has not been sufficiently stressed in the literature. Their study showed that body contact without move ment had a significant effect in calming infants but this effect was not as potent as that of body contact and move ment combined. The Literature on Animal Studies To facilitate a more focused approach to the problem of experimenting with different factors involved in motherchild relationships and the effects of each of them, animals of different kinds have been used. During the last sixty years birds such as hens, ducks, and geese and mammals such as monkeys and apes have provided increased insight into mother-child relationships in these animals. Since similar factors operate in human infants, studies of animals and their behavior can be helpful in understanding human tactile communication. There are certain areas of animal research which particularly apply to this study. The effect of touch on infra-human behavior was demonstrated by Hammett (1922), Harlow (1958), Melzack and Thompson (1956), and Melzack and Scott (1957). The imprinting process of animals was heralded by Lorenz (1956). Mason (1968) documented that 15 movement as a source of stimulation was indispensable for proper animal development. Hammett (1922) discovered that albino rats which had been petted and gentled were less timid, less apprehensive, and less high strung than those which had received only incidental and infrequent handling. In 193 5 Konrad Lorenz published a pioneered paper on a phenomenon he called imprinting. Lorenz (1956) reported experiments with different kinds of birds and the process of imprinting. a According to Skard (1965:335) "imprinting is process whereby some impressions of early life have' a lasting effect on the individual marking the whole of his total social development." Lorenz pointed out that im printing must happen at a critical period, at a certain developmental stage in each kind of animal. The question arises whether there are such critical periods for imprint ing in all animal species where there are parent-young relationships including the human child. Also there are times when children are particularly approachable and sensitive to human ties which enable them to develop love for an adult. Gray (1958) placed the critical period for human imprinting to the human species in general from about six weeks to six months. Harlow (1958, 1961) noticing the young monkey will hang onto its mother's fur until it gets hold of the nipples to suck and receive milk, thought there must be two 16 different characteristics in the mother that the young would seek, the fur and the milk. important? But, which was more Were the infants tied to and grew to love the mother because she gave them food or because she had fur to snuggle into? Harlow started his experiments by isolating the maternal characteristics in artificial mothers with which monkeys could grow up from birth. His studies with rhesus monkeys have established that body contact in mammals is necessary for species survival as well as development of an affectional system. The studies of Harlow (1958, 1971) have amply documented the self clutching, rocking behaviors, thumb, toe, and penis sucking in monkeys isolation-reared. Prescott (1972) interpreted these behaviors as a conse^ quence of somatosensory deprivation where somesthetic and vestibular mechanisms are rendered dysfunctional Melzack and Thompson (1956) and Melzack and Scott (1957) have documented the hyperexcitability behavior of dogs reared in isolation where body contact, touching, and movement stimulation from other animals and humans were non-existent. Schaller (1963) studied gorilla behavior and noted the comfort and security which the infant derives from close contact with the female even after she has ceased to provide food. He concluded it is probably essential to its bodily and mental well-being as well as the infant's later successful integration into the group as a whole, Schaller 17 came to the same conclusion observationally as Harlow did experimentally. Rheingold (1963a;5) noted that in mammals, the first or neonatal stage of maternal attachment is primarily a stage of very close mother-infant contact. When comparing mammalian neonates with human babies she noted that the competence of the infrahuman mammalian infant is remarkable in its persistent effort at getting close to and sucking the mother. The human neonate is much less able to move itself into contact with the mother and to cling to her than other mammal young. The anthropologist Montagu (1971) has reviewed the importance of tactile experience and the kind of skin stimulation necessary for healthy physical and behavioral development of the human and infrahuman organism. His interest in touch and the significance of the skin reflects a concern for this underappreciated aspect of communication. Mason (1968) documented that movement and rocking stereotypes in particular are a consequence of somatosensoryvestibular deprivation. He reared isolated infant rhesus monkeys on a moving surrogate mother and demonstrated that these animals did not develop rocking behaviors, as did monkeys reared under identical conditions except that the surrogate mother did not move. More succinctly, monkeys reared on the mobile surrogate mother did not manifest the typical maternal-social deprivation syndrome; in particular, 18 the rocking and movement stereotypes were prevented. The rhesus monkeys reared on the stationary surrogate mother developed the classical symptoms associated with the ■maternal-social deprivation syndrome. This work indicates that stimulation other than tactile is also indispensable for proper development. Literature on Maternal Activities Ribble (1943). was the first pediatrician to state that the physiological needs of an infant include not only ; the need for food and sucking but being held, carried about, and fondled by the mother. The first systematic observa tions in the field of mother-infant interactions were carried out by Brody (1956). She recorded the frequency of touch in her observations of patterns of mothering and stressed that physical handling was the infant's first pleasurable response and the best single index of a mother's total relationship to the infant, Bowlby (1958) stressed the innate need for prolonged physical contact and clinging which are important in producing a strong mother-infant tie. Fromm-Reichmann (1959) talked about the need for physical contact which is innate and consistent from birth. She attributed physical and emotional disturbances to con sistent lack of physical contact, Rheingold (1960) studied ten infants, five at home and five in an institution. She found that significant 19 maternal differences tended to be differences in amount, not in kind, of caretaking activities. Rheingold (1963b) investigated effects of environmental stimulation upon responsiveness to persons and objects among three month infants (1) in an institution and (2) others reared in their own homes of high economic status. She found the institu tionalized infants to be more attentive and responsive. Her explanation was that they received stimulation by more care takers in more varied ways and learned more ways to hold the attention of an observer. This implied that the quantity and variety of institutional care might be regarded as providing an adequate alternative to home care by the mother at least up to the age of three months. These findings are surprising only if one simply takes for granted mothers' care at home is generally superior to that of institutionalized caretakers. Research described by Brody and Axelrad (1970) was planned to replicate the early investigation (Brody 1956) with a larger sample, longitudinally rather than crosssectionally and in an urban setting. She studied maternal stimulation and responsiveness of the infant spanning the whole first year. These studies showed that there was a significant relationship between high and low degrees of social stimulation by the mother and corresponding high and low degrees of social responsiveness of the infant at six months. 20 - Montagu (1971:110) viewed the mothering activity of touch as an act of feeling something with the body, the operative word being feeling. He noted that "although touch is not itself an emotion, its sensory elements induce those neural, glandular, muscular, and mental changes which in combination we call emotion. Hence, touch is not experienced as a simply physical modality, as sensation, but affectively as emotion." He discussed throughout his book the mothering activities provided by close contact. Among them are patting, stroking, caressing, and rhythmic motions of the mother's body. Montagu believed that by being stroked, caressed, carried, cuddled, and cooed to, the infant develops a feeling of being loved and thus learns to stroke, caress, cuddle, coo to, and love others. Evidence that may be interpreted as supporting the singular importance of somatosensory deprivation in con tributing to developmental deficits is the study of Ainsworth (1967) who reported precocious motor development in African infants when contrasted to Caucasian infants. Close physical contact with the mother during infancy was considered an important social factor for this precocity. In a recent study on African precocity Liederman et al. (1973) found that Kikuya infants surpassed United States test performance on thirty-eight mental test items and twenty motor test items. The Kikuya lagged behind on seven mental test items and two motor items. Liederman suggested 21 that the reason for this difference involved more physical contact given the Kikuya infants during the first six months of life by the maternal caretakers. Pedersen, Yarrow, and Rubenstein (197 2) studied mother-inf ant sensory interactions and related these inter actions to scores of mental and psychomotor development obtained from the Bayley Scales of Infant Development plus four additional measures derived from Bayley, namely, social responsiveness, goal orientation, secondary circular reac tions (perseverative play), and object permanence. The results indicated that kinesthetic stimulation was the most important sensory modality variable. Thus as Prescott (1972:14) stated: ' . . » vestibular stimulation (physical holding and carrying) were significantly related to the infants1 mental and psychomotor developmental states as well as to the specific social and cognitive-motivational variables. Particularly interesting was the finding that passive and active somesthetic (tactile) stimulation were significantly related to only two of the dependent variables, viz„, goal orientation and secondary circular reaction. . . . v.isual and auditory stimulation were related to only one dependent variable, viz., social responsiveness. Prescott believed that the study of Pedersen et al, (.1972) clearly supported the greater potency of somatosensory stimulation, particularly vestibular stimulation in infant development. The findings of easier (1965), Korner and Thoman '(.1972), and Ainsworth (1967) are consistent with this point of view. Summary The literature of touch and physical contact was briefly reviewed. The survey of tactile stimulation in animals and humans revealed that physical contact does have positive effects on the young infant. noted Prescott (1972:4) that isolation-reared monkeys and institutionalized ^ children are in social-environmental conditions where neither infant monkeys nor children receive sufficient body contact and movement by being picked up, handled, and carried. Thus, both somesthetic (touch) and vestibular (movement) sensory receptors and their projections to other brain structures do not receive sufficient sensory stimula tion for normal development and function. Emotional, physical, and intellectual malfunctioning is known to occur among children in many institutions„ Some authors, Bowlby (1958) among the foremost, have alleged that this malfunctioning is attributable to the deprivation of maternal love. It is more likely however, the depriva tion of maternal love can have ill effects only after specific affective responsiveness has been achieved by the child, usually at about six months of age. Ill effects found in children maternally deprived before this age probably have some other cause. Evidence is accumulating both on the human and animal level that this other cause is perceptual deprivation, that is, vestibular and other forms of stimulation. Recent neuro-physiological findings as reviewed by Prescott (1971) from animal deprivation studies explain why perceptual stimulation in the form of contact and movement is so important for normal development. It is therefore important to discover if adequate contact and movement forms are actually given to infants by caretakers. This was the thrust of this study. CHAPTER 3 METHODOLOGY The research design is presented in this chapter. The Setting' The infants in this study were hospitalized patients on a pediatric ward at a local medical center. The care takers were employees in the hospital's pediatric unit. The hospital is located in a southwestern city of approxi mately 415,000 population. The center is a resource for a variety of students in the health professions. The Sample Ten children were selected. The following criteria were used in sample selection: 1. That the child was between newborn and six months of age. 2. That the child be free of serious medical problems which required intensive care status or use of numerous pieces of equipment. 3. That the child be on oral feedings. Permission for the study was granted by the Director and the Assistant Director of the pediatric unit. 24 25 The chart and nursing care plan were utilized to obtain background information. Samples were selected after personal observation of each child and review of records. Research Design This study involved direct observation. collected in February, 1974. Data were Individual caretakers, assigned by routine hospital procedure, were observed caring for infants. This method was chosen because it allows recording while the behavior is taking place. The focus of the observation was on the behavior of the caretaker and the quantity and quality of contact made with the infant. This researcher wished to observe and describe only the behavior of the caretaker and learn, how much close bodily contact is provided a small infant and the character of that contact. A subject was selected and the researcher then viewed the assignment sheet to learn the infant's caretaker. The caretaker was approached by the researcher. The in vestigator introduced herself and the purpose and plan of the study were explained to insure uninterrupted observa tions. if a mother was present in the room, similar ex planation was given before the session began. The explana tion stated the project was to observe and describe the variety of activities provided a small infant during hospitalization. 26 The observer remained as unobtrusive as possible by placing herself in a corner of the. room with visual access to the child and caretaker. Continuous notes were taken beginning when the caretaker entered the room and ending when she left the room without the infant. If the caretaker carried the infant out of the room the researcher followed. The period of observation chosen was approximately two hours. The hours were at times when feeding would be included in the activity of the caretaker. The time was recorded at the beginning of each session; the time the caretaker entered and left the room; the beginning and end of each behavior episode; and the end of each session. This was done so that the hours could be divided into natural units of behavior for later study. Data Collection Information gathered about the caretaker included: the nursing status, ethnic identity, and sex. Nursing status referred to Registered Nurse, Licensed Practical Nurse, and Nursing Assistant. Ethnic categories were Caucasian, Mexican-American, Black, Indian, and Oriental. Infant information included only birthdate and sex (Appendix A). A schedule for caretaker activities was adapted from Chamorro et al. (1973). These touching behavior categories were used to facilitate observation of common caretaker 27 behavior and to facilitate notations regarding what occurred during behavior episodes (Appendix B). CHAPTER 4 PRESENTATION AND ANALYSIS OF THE FINDINGS This chapter presents the characteristics of the sample, categorization of the data, and analysis and dis cussion of the findings as related to the statement of the problem. Characteristics of the Sample The sample population was composed of ten infantcaretaker units (the infant-caretaker combination). The infants ranged in age from three weeks to six months. of the infants were female and six were male. Four Two had intravenous feedings and a third had a recent cleft lip repair with a Logan bow across the mouth. Seven infants were free of equipment. A total of seven different caretaker-persons were observed. All were female. Mexican-American. Six were Caucasian and one There were two licensed practical nurses and five registered nurses. Whether the registered nurses were from diploma, associate, or baccalaureate degree programs was not ascertained as it was not considered an important aspect of the study. Three of the ten caretakers were observed twice; one LPN and two RN's. 28 29 Categorization of the Data The raw data included thirty-six pages of copious notes with some drawings showing position alignment. Times were noted to divide session length, caretaker entrance and exit from the room, and behavior episodes. Accurate timing of some behavior episodes was not accomplished as the researcher was kept so occupied describing position and activities there was failure to look at the watch. Those times that were noted are listed in the tables. The schedule of caretaking activities (Appendix B) was used in ordering the data into functional and non functional units and categories related to the quantity and quality of contact. the data: The following categories emerged from content of caretaker activities, characteristics of caretaker contact, area and frequency of infant body contact, distinguishing features of holding and carrying patterns, places carried by individual caretakers, pick up patterns of caretakers, positions and related frequencies of the burp, diaper change, summary of the content of con tact behavior by individual caretakers and behavior which accompanied touch. The information in these categories focused on the caretaker. The nature of the contact was not analyzed for cultural differences, as the sample of ethnic identities was small. Individual differences were noted but whether these were cultural was not the concern of the present 30 study. Contact differences between female-male infants and whether caretaker personnel status had any bearing on the character of the contact was also not determined, as this was not the thrust of this study. The Findings The two questions proposed in this study asked how much bodily contact was provided a hospitalized infant by the caretaker and what was the character or quality of that contact. Contact comfort was defined as the infant's bodily contact to the torso of the caretaker. Data pertaining to the characteristics of the sample and findings related to quality and quantity of contact are summarized in Table 1. The data presented in the first table do not reflect the total time the child received adult contact, In ob servation number one, the infant was given to its mother by the caretaker. The mother held the child close to her body with torso contact for twenty more minutes» Observation number two was the only subject fed in an infant seat and therefore had the least torso contact time by the assigned caretaker. When that same infant was handed to a fellow nurse, the child received twenty more minutes of close torso contact as the nurse held the infant cradled in her arms close to her torso as for the nursing position. The infant in observation three was held in close torso con tact by the unit clerk for ten minutes before the assigned Table 1. Caretaker Nursing Status Ethnic Identity 1 LPN Cauc . I '4, '. Characteristics of the Sample - Assigned Caretaker Torso Contact-' Timek Assigned Caretaker Total Time wit h Child 20 m i n . '• _ '. . .5 m m ... 56 m i n ; •• ’ Subject Sex 2-1/2 hours . 1 Fe 6 mo. 0 Logan Bow Age Equipment 41 min 2 hours 2 Male 3 mo. . • 2 5 min 25" m in 1^1/2 hours 3 Fe 3 wks. Cauc 25 m i n "• /26 m i n 2 hours. 4 Fe 2 mo. RN Cauc 3 9 min 1-1/2 hours 5 Male 1--1/2 mo. 0 . 6 RN . Cauc 15 min •3 5 m i n • 1-1/2 hours 6 Male 1 mo. IV 7a RN Cauc 20 mi n 50 m i n 1-1/2 hours 7 Fe 2 mo. 0. 8a RN Cauc 25 m i n . 2 hours 8 Male 5 mo. IV 9a LPN M-A 20 m i n 3 9 min 1-1/2 hours 9 Male 3 mo. 0 ioa LPN M-rA • 15 m i n 22 m i n 10 Male 1 mo. 0 2a RN Cauc 3 RN ■Cauc ,4a RN 5 ■ ; Researcher Observation • Time 52 mi n . x‘ 48 m i n . 1 hour. ■o ■ 2, 7 indicate one caretaker; •;! 1 Consisted of: 1. Horizontal placement of the infant to the torso of the caretaker and cradled in the arms as in the nursing position.. 2. Upright placement of the infant to the torso or shoulder of , : • . /• • ! ■ the caretaker. ■ : . , • .v.' '■ ! ^Caretakers observed t w i c e . Numbers 9, 10 indicate one caretaker; 8 indicate one" c a r e t a k e r , , 0 ' b : to H 32 caretaker assumed holding the baby. Observation numbers one, six, and nine had less torso contact because the care takers fed the infants in a holding position in which the head, was leaning against an extended elbow some distance from the torso of the caretaker. Observation numbers one and seven were the only infants who received a bath in the sink. Bathing was not considered close body contact because the infants were held away from the body and supported with only the arms and hands of the caretakers. The infant in observation number eight was in acute respiratory distress with hyperventilation and the caretaker spent twenty-three minutes in and out of the room, observing the child without touching him and using some of that time to contact the doctor and report the infant's condition. Caretaker Activities Most caretaker activities began in the infant's room. At the beginning of the observation sessions five subjects were located in the crib in the room; two were in isolettes in the room; two in bassinettes; one in a playpen in the hall. Of the ten infants observed three were seated in an infant seat (two in their cribs and one in the play pen). Three were lying on their stomachs in the cribs and four on their backs. A taxonomy of caretaker activities is summarized in Figures 1 and 2. The activities were divided into 33 bathes burps carries changes linen cleans combs hair diapers dresses dries feeds --- r L by bottle by spoon . . . . , ,, /holding in arms in bed gives med t _ . P in bed gives postural drainage — [ Qn neck head groin chest-abdomen inspects positions rinses shampoos slides suctions nose mouth .takes rectal temp with bulb syringe lying on stomach L lying on back mother _ r- transfers child to another person fellow nurse unit assistant undresses undiapers wraps Figure 1. with baby blanket with bath towel Functional Units of Caretaker Activities 34 blows hair on head bounces knee caresses face gazes holds kisses rtongue makes sounds with ---- - lips - rattle talks taps touches pats rubs strokes supports swivels baby 1 r in chair r o c k 3 ----------- — { w i t h b o a y ■ picks child up plays puts child down Figure 2. Nonfunctional Units of Caretaker Activities functional and nonfunctional units. The nonfunctional units were a part of the functional activities. This researcher perceived that every action made by the caretakers toward the infants began as a functional task; the other activities occurred during these functional procedures. Play was seen during feeding times but was not observed to be initiated per se. The caretakers always began a functional task first and incorporated the nonfunctional units into their functional pursuits. Most of the touching, movement, sound, and other behaviors were also initiated during a functional procedure. Characteristics of Caretaker Contact. Caretaker contact was noted to occur in a variety of forms. episodes of caretaker behavior were identified. include: Nine . These pats, strokes, rubs, kisses, taps, caresses, percussion, touch, and support. This variety of charac teristics of contact was divided into areas and frequency of infant body contact and summarized in Table 2. Each of the nine episodes present distinctive features and are defined as follows: Pats were noted as motions used to burp an infant by gently slapping with the hand. Pats were also observed as motions of comfort used when the infant was crying and for spontaneous reasons unknown to the researcher when the child was being held or carried. Strokes were viewed as motions of sliding the hand or fingers in one Table .2, Frequencies of Contact According to Infant Body Area Rubbed Body Area Caressed Body Area f Patted Body Area f Kissed Body Area f SuoDorted Body Area f Tapped Body Area f Percussed Body Area Face 1 Abdomen 1 Cheek 2 Buttocks 2 Cheek 1 Chest 3 min. Head 1 Back Forehead 2 Under chin 4 Chin 1 Back 8 min. Top of Head 5 Back of 21 head & neck Lower lip 1 8 Chest & Abd. 15 Head 1 4 Entire body 83 Nose 1 a. horizontal 42 Touched Body Area f Stroked Body Area Ana 2 Arm Buttocks 5 Back 8 plus bath Buttocks 1 Back 5 Buttocks bath & Desitin Chest 1. Buttocks 1 Cheek 7 Cheek 4 Groin 1 Chest Chin 5 Chin 4 Head shampoo Thigh Ear 2 Ear 1 Legs lotioned Finger 1 Feet 1 b. Upright 41 Hand 2 Forehead 1 Ankles and 12 lower legs Head 1 Groin Desitin Under arms 59 Lip 1 Hand & .finger Nose 1 Knees Shoulders 4 Lip 1 Testes 1 Meek 3 Thigh of leg. 8 Top of head Whole leg 2 1 2 lotioned 19 Back 9 plus bath 60 Hand 1 Feet 1 Thigh 4 f direction along the baby's body or part thereof, with light pressure. Strokes accompanied rubs during burping and were used alone during the bath and application of lotion or ointment to parts of the infant's body. One caretaker used strokes in between episodes of feeding and burping when she stroked the infant's cheek and head several times. Rubs consisted of constant hand motion with friction of faster and shorter duration than strokes. The direction for rubs was either circular, up and down, back and forth, or any combination of the above, Kisses occurred occasionally and consisted of the infant being touched with the lips of the caretaker. Taps were demonstrated by one caretaker in particular, and consisted of light, brief blows applied to the infant's body or parts thereof, with the fingertips. Caresses occurred occasionally and were noted as a light touch of the caretaker's face to areas of the infant's body Percussion, the motion of rhythmically beating the chest or back for the purpose of postural drainage was observed in two instances. Here, the hand or an infant-sized rubber face mask was used„ Touches were noted when the hand of the caretaker was resting on any part of the infant's body. Supports occurred when the infant's body or various parts thereof were touched in order to hold or maintain a grasp. In deciding the frequencies the number of separate strokes were not counted during bath time nor during application of Desitin ointment and baby lotion, as this 38 was a different order of information than in what the researcher was interested. The exact number of strokes were counted when they occurred at times other than the above because they occurred infrequently and could be noted with out difficulty. Rubs and pats were considered as cumulative epi sodes. Each episode counted contained an unknown number of individual pats or rubs. During the shampoo, as well as during burping episodes, the individual number of rubs that occurred were not counted. Other frequencies like kisses, caresses, taps, touches, could be counted exactly as they occurred so infrequently. Areas percussed are noted in minutes because the number of individual pats percussed are unknown. Caretaker number six percussed the infant while on her lap for three minutes on his chest and four minutes on his back. Care taker number nine percussed her infant, who was lying on his stomach in the crib, for four minutes on his back only. In areas supported, the buttocks were lifted up and supported to bring a nightshirt down to the infant's feet and to lift up and hold a position on the side while a blanket roll could be placed to sustain that position. The category chin support was observed mainly during burping as the child was sitting on the lap of the caretaker and was leaned forward to pat on the back. The back of the head and neck support occurred when the infant was either picked 39 up and carried or when feeding the infant to maintain a sitting position on the lap. Chest and abdomen support occurred when maintaining the infant in a sitting postion on the lap and when holding the infant against the abdomen of the caretaker. The back and entire body was supported mainly when holding the child upright over the shoulder or against the chest and when cradled horizontally next to the torso. The provision ,of the latter was the type of contact comfort in which this study was most interested. Ankles and lower legs were held or supported for diapering and carrying to the sink for a bath. supported when the infant The under arms were was picked up and put down. The hand and feet were held for brief moments for unknown reasons when a caretaker was standing near and looking at the child. The thigh was grasped and supported with the caretaker's hand when holding the child on the lap and during the bath. Taxonomy of Holding Patterns. Holding patterns are classified according to the relationship of the infant's body to parts of the caretaker's body. accordingly: (1) recumbent lap, (2) horizontal torso, horizontal underarm, torso, (4) upright shoulder, (6) sedentary lap, sedentary lap, They are labeled (5) upright (7) supine or prone (9) flexed abdomen, (3) (10) prone lap, (8) semi- abdomen, (11) 40 upright reclining torso. Table 3 summarizes these posi tional patterns. The manner in which the infants were carried, and the ways they were held, were overlapping categories. Figures 3 and 4 summarize distinguishing features of care taker holding and carrying patterns. In numbers 9 and 10 of Figure 3 the child was three weeks old and quite small. Thus he could be safely and comfortably held in this posi tion. bed. Infants were held in the arms, on the lap, and on the Two infants were held seated on the bed and a third was held standing on the bed. The infant was carried to numerous places. include: These to the sink for a bath, to bed, to a chair so the caretaker could sit down, to the nurses' station. the infant was carried to the nurses' station were: Reasons to fetch the charge nurse; to fetch jellow water, formula, or a nipple; to sit at the nurses' station and feed.the infant; to show a doctor where otoscopes were kept; to talk to fellow nurses; to obtain a medicine from the med cart. Infants were also carried to another room while the care taker went to check on another patient, an IV, or search for an infant seat. One caretaker carried her infant to the diaper pail a few feet away, then to turn on the TV and to fetch a chair from across the room. Another carried the infant from a playpen in the hall to the room and back to bed. Table 3. Holding Patterns; Relationship of Infant to Caretaker Infanta Caretaker Horizontal Recumbent Knees Flexed Vertical Horizontal Prone Position 6.1 Lap Position 1 Position 8 Position 6,2 Position 7 Torso front Position 2a Position 9 Position 5 Positon 10 Torso side Position 3 Arm Position 2b Shoulder Vertical Reclining Position 4 ^Position numbers are related to numbered pictures in Figure 3. Position 11 42 Recumbent lap 1. The infant was placed on his stomach across the caretaker's thighs. One of her hands supported the chin and one hand rested on the back. Horizontal torso 2. The infant was held horizontal to the torso of the caretaker a, with torso contact, that is, cradled in the arms, as in the nursing posi tion . b. without torso contact, leaning against the arm and away from the torso, Figure 3, Description of Holding Patterns of Caretakers 43 Horizontal underarm 3, The infant's body was held horizontally under an arm like a football for shampoo, Upright shoulder 4. The infant was held upright over the shoulder or upright against the chest, Upright torso 5. The hands of the caretaker were under the arms of the infant. Figure 3.— Continued Description of Holding Patterns of Caretakers Sedentary lap 6. The infant was seated on the lap 6.1 away from the care taker's torso with (6.1a) knee lean and (6.1b) without knee lean. 6.2 with torso contact. Supine or Prone lap 7. 7 The infant was placed lying on the caretaker's lap on his back or stomach; slanted downward or on a straight plane. Figure 3.— -Continued Description of Holding Patterns of Caretakers 45 Semi-sedentary lap 8. The infant was held in a semi-sitting position by the hands of the caretaker on her lap. Flexed abdomen 9. The infant was placed against the caretaker's abdomen with the head hanging forward and the caretaker's arm across the infant's chest. Figure 3.— Continued Description of Holding Patterns of Caretakers 46 Prone abdomen 10 10. The infant was placed in horizontal position on the stomach over the care taker's left arm which was against her body. Later the caretaker placed her right arm over the infant. Upright reclining torso 11 11. The infant was lying on the abdomen and chest of the caretaker as she leaned back in a chair. Figure 3.--Continued Description of Holding Patterns of Caretakers 47 1. The infant's ankles were grabbed with one hand and the back of the head was supported with the other hand. 2. The infant was carried horizontal to and in contact with the torso of the care taker and cradled in the arms, as in the nursing position. 3. The infant was carried upright over the shoulder or upright against the chest. Figure 4. Description of Carrying Patterns of Caretakers 48 4. The infant was carried against the caretaker's abdomen with the child's head hanging forward and the caretaker's arm across the infant's chest. 5. The infant was placed and carried in a horizontal position on the stomach over the caretaker's arm which was against her body. One hand was over the back and buttocks 6, The infant was carried with the right hand over the buttocks and under the groin through the crotch. The left hand and arm was placed across the infant's chest with the child facing the floor. 4 .6 Figure 4.— Continued Description of Carrying Patterns of Caretakers 49 7. The infant was carried horizontally across the abdomen of the caretaker with one hand under the shoulder and one under the buttock. The child was facing upward. Figure 4.— Continued Description of Carrying Patterns of Caretakers 50 Figure 5 presents places where infants were carried by their caretakers. Caretaker number two and number seven is the same individual; four and eight is the same person and nine and ten indicates one individual. Number two care taker transferred her infant from the bed to a chair then gave the infant to another nurse who carried the child to the nurses station and back to bed. That same person as care taker number seven carried subject seven to eight different places. In observation number three, the infant was given to the caretaker by the unit clerk at the nurses? station. and the caretaker carried the child to the room for a diaper change and then back to the nurses station to feed. The individual numbered four and eight carried each subject four times with slight variation. The individual numbered nine and ten diverged much more, with subject nine. The sequence of variation among caretakers was dependent upon the need or want of the moment. There were numerous position changes which supplied the infant with brief vestibular-proprioceptive stimulation. These changes in infant body position were most noticeable when the infant was picked up or burped during feeding. Caretakers were noted to pick up infants in several ways. Table 4 summarizes these patterns and gives the frequency related to each example. The child was noted to be picked up when the caretaker transferred the infant from some surface area to her arms, usually the bed or infant seat. 51 Caretaker #1 : Caretaker #2 ; Caretaker #3 : Caretaker #4: to sink for bath to bed to chair to nurses station to fetch charge nurse to room to see another patient to med cart at nurses station back to room to nurses station to fetch jello water •to chair to room to nurses station to corner of station to show otoscopes to doctor ■ ' to another area of nurses station to talk to nurses to to to to nurses station for formula room, to rocking chair nurses station for nipple bed Caretaker #5: to to to to to Caretaker #6 : •to chair -to bed Caretaker #7 Figure 5. nurses station for formula chair room to check IV bed nurses station to sit and resume feeding back to room where held while changed blanket on bed to rocking chair to bed to sink for bath to rocking chair to bed out of room to find infant seat back to room to bed Places Carried by Individual Caretakers 52 Caretaker #8 : to to to to Caretaker #9:.. to diaper pail to bed to turn on TV to get chair to bed to chair . out of room to find infant seat back to room to bed Caretaker #10: chair bed chair bed from playpen in hall to room to bed to chair to bed Figure 5.— Continued 53 Table 4. Pick Up Patterns of Caretakers Frequency 1. 2, 3. 4. 5, 6, The hands of the caretaker are placed under the arms of the infant. 59 One hand was placed under the infant's head . while the other hand was under the buttocks. 4 One hand was around both feet and the other hand supported the back of the infants head. 3 When the infant was lying on the right side, the caretaker placed her right hand over the buttocks and under the groin, through the crotch. The left hand and arm was across the chest, 1 The right arm of the caretaker was placed under the infant's shoulder and the left arm .under the buttocks. .6 The hands of the caretaker were placed over and behind the infant's shoulders. 1 54 The frequencies are approximate and were counted every time the researcher noted the position specifically in her notes. In pick up pattern number six, the infant was a small one month old and the caretaker's hands were large enough to cover the infant from the shoulders to the back. An intrinsic part of the feeding pattern included a the burp. «A burp is help given a baby to expell air from the stomach. The pattern consisted of strokes on the back, pats on the back or chest, rubs on the back, or a combina tion of pats and rubs on the back. The rub and pat combina tions included a rhythm of three pats and three rubs by one caretaker and circular rubs plus pats by another. The positions for burps are summarized in Table 5. In the case of position number four (the child in the infant seat) the movement of the seat was rapid and in a period of ten minutes the infant had been moved up and down seven times. Another procedure performed in caring for infants was the diaper change, an action which removes the used diaper and replaces it with a clean one. the steps observed during this change. Table 6 summarizes There are numerous variations of this task, depending on what type of cleansing is required. served, Only one stool-filled diaper change was ob The others were quick and easy changes in that there was no leaving the bedside for a quick dose of water. The diaper changes observed followed the touching patterns 55 Table 5. Positions and Related Frequencies of the Burp Frequency 1. 3. Seated on the lap with the neck supported under the chin. Placed upright over the shoulder 11 Seated on the lap, with the body of the infant leaning forward. One hand of the caretaker supported the chest and abdomen» 15 4. Seated in an infant seat. Here, the whole seat was moved upward and forward and after the burp downward and backward. 5. Seated with one of the caretaker's arms across the chest of the infant and under his arms. 56 Table 6. The Diaper Change 1. The diaper was unfastened. 2. The buttocks and/or groins were wiped. These areas were wiped without water when only urine was present. When stool was present, the clean top part of the diaper was placed Over the stool and water was used to wipe clean. 3. The ankles of both feet were! grasped and held, while the feet and legs were lifted into the air. » 4. The infant's used diaper was removed. 5. A clean diaper was slipped under the buttocks. 6, The feet and legs were lowered onto the clean diaper. 7, The diaper was fastened with safety pins or adhesive tapes. 57 described in Table 6, All caretakers grasped the ankles and lifted the feet and legs into the air. Some altered the order of touching patterns„ Various patterns for cleaning the child were also osbserved. Cleaning consisted of actions which freed the head, trunk, and extremities or parts thereof, from stains of liquid or solid. Cleaning was performed by immersing the infant’s body into a sink with water during bath time; by wiping the buttocks and groin area during a diaper change; by wiping the infant's mouth with Kleenex, a corner of the baby blanket, or washcloth during feeding time; by a shampoo of the head. The descriptive material presented in this study shows that certain individual caretakers offered more body movement in the form of rocking, swiveling, and bouncing than others. Some were more prone to rubbing, patting, stroking, and kissing. Popular forms of contact were the upright over the shoulder and the horizontal against the torso placement of the infant. These positions were the ones which interested this researcher. variety of reasons. They were used for a In order to encapsulate individual style a summary of the content of contact behavior by indi vidual caretakers is presented in Table 7. Caretaker number two was the only person who patted the chest of the infant and this was done for burping purposes. During the course of feeding, position changes 58 Table 7. Summary of Content of Contact Behavior by Individual Caretakers Caretaker #1: Patted infant's back four times. Stroked during the bath, application of desitin to groin and buttocks, and during application of lotion to neck, Rubbed to bathe and to dry after the bath. The back was rubbed twice, accompanied by a patting sequence of three pats to three rubs„ The infant was placed upright over the shoulder to burp and to hold once, to carry, three times. The horizontal nursing position with torso contact was used three times in feeding, once to carry, and once to give medication. Caretaker #2: Patted infant's back five times and chest eight times. No strokes or rubs were noted. The infant was placed upright over the shoulder once to burp and once to carry. Caretaker #3: Patted infant's back five times. No strokes or rubs were noted. The caretaker rocked her body forward and backward mostly? occasionally she moved from side to side for a total of seventeen minutes of almost continuous body motion. The infant was placed in the horizontal nursing position with! torso contact for a total of twenty minutes, seventeen of those minutes with, body rocking. Caretaker #4: Patted back six times. No strokes or rubs were noted. Sat in rocking chair and rocked thirteen minutes continuously. The infant was placed upright over the shoulder once to wrap, once to carry, four times to burp, and twice to hold. The upright position against the chest was used once to carry. The horizontal nursing position with torso contact was used six times during feeding, once to hold, and twice to carry the infant. 59 Table 7.— Continued Summary of Content of Contact Behavior by Individual Caretakers Caretaker #5: Patted back thirteen times, buttocks once, and thigh four times. Stroked buttocks with a moist cloth to clean, several times„ The head, neck, and back of the infant were each stroked twice, and an unknown number of strokes were used.to apply lotion to the knees. The back was rubbed with a circular motion four times and once with an up and . down motion. The cheek was kissed twice and the head five times. The face was caressed once as was the head of the infant. The child was placed upright against the chest once to hold and once to carry. The upright over the shoulder position was used three times to burp, twice to carry, and once to wrap the infant. The horizontal nursing position with torso contact was used four times during the feeding, once to carry and once to hold. The caretaker rocked her body forward and backward for a nine minute inter val, then she swiveled her body from right to left. The first swivel episode contained approximately four swivels, the second about six. She then reverted back to body rocking for three more minutes and bounced the infant on her knee three times. She swiveled her body with the infant on her knee from right to left twice and resumed body rocking for two minutes. The infant was then given five more body swivels. Swivel movements totaled nineteen and knee bounces, three. The body rocking totaled approximately fourteen minutes with an on and off sequence ? Caretaker #6: Patted back four times. Head was stroked four times„ No rubs were noted. The infant's back was percussed for four minutes and chest for three minutes« Body rocking was begun from side to side after percussion which was accomplished on the lap. After one minute of body rocking the movement stopped and was not resumed. The infant was placed upright over the shoulder once to burp and twice to carry. The horizontal position with, the infant leaning against the arm with no ■torso contact was used during feeding, 60 Table 7.--Continued Summary of Content of Contact Behavior by Individual Caretakers Caretaker #7; Patted back nine times and abdomen once. Stroked back with up and down motion twice and twice with a back and forth movement. The body was stroked during the bath. The infant was stroked twice under the chin and once on the head. The back was rubbed with a circular motion three .times, The body was rubbed an unknown number of times during the bath and during the drying period. The head was rubbed vigorously an unknown number of times during the shampoo and head drying period. Lotion was rubbed on both legs, chest r groin, and buttocks after the bath. The caretaker sat in a rocking chair and rocked continuously for fifteen minutes during feeding. The infant was not placed upright over the shoulder during the time the caretaker was with the infant. The upright position against the chest was used twice to carry and the horizontal nursing position with torso contact was used three times during feeding, twice to carry, and twice to hold» Caretaker'#8■: Stroked the infant's hand twice. No pats or rubs were noted, The infant's head was touched twice, the arm and fingers once, The upright over the shoulder position was not . used. The horizontal nursing position with torso contact was used twice to carry and once during bottle feeding. The infant was seated upright on the lap against the torso to feed baby foods by spoon, Caretaker #9; Patted infant's back ten times. Stroked once under the chin, once the chin and lip, once the ear. The top of the head was stroked five times, the cheek four and the back of the head, three. No rubs were noted. The forehead, cheek, and chest were tapped once with a small Baby rattle. The forehead was kissed once. The infant's cheek was touched with a finger and the buttocks with a hand while the back was being percussed. The back was percussed for four minutes while the child was lying on the stomach in the crib, 61 Table 7.— Continued Summary of Content of Contact Behavior by Individual Caretakers The infant was placed upright over the shoulder twice to carry and once to burp. The horizontal nursing position with torso contact was used five times during feeding, four times to carry, three times to hold, once to wrap in a baby blanket. Caretaker #10: Patted back four times. Stroked head four times. The neck and forehead each were stroked one time. Thre were no rubs noted. The lower lip was tapped once with a finger as was the cheek, chin and head. The right outer ear was lifted with the finger twice during inspection of the scalp. This care taker twice blew on the infant's head and hair as she combed the hair. The forehead was kissed one time. Body movement was initiated for a few seconds from side to side and ceased. The infant was placed upright over the shoulder twice to carry. The horizontal nursing position with torso contact was used three times during the feeding and once to hold. 62 were numerous. When deciding how often the upright over shoulder and horizontal torso positions were used during feeding, every position which began in the upright or horizontal torso contact position was counted as one, as was every reversion back to that position. Also noted were the number of times these positions were used for reasons other than feeding. It was observed that the upright and horizontal positions were also used to burp, hold, wrap, and carry. The horizontal torso position was used to give medication by caretaker number one. Infant number eight was the only child observed who was fed baby food by spoon. Two other caretakers giving infants baby food, fed the solids before the researcher arrived and therefore only bottle feedings were observed except in the above mentioned case. In Table 7 a pattern of behavior can be discerned in which some people seem to "specialize." We observed patters, rubbers, sbrokers, tappers, body rockers, swivelers, bouncers, and body blowers. Blowing on the skin was per ceived as an extension of the idea of touch. Back and chest patters were observed with back patters being the most common. Behaviors Accompanying Touch In the statement of the problem, the question posed concerned the character of contact provided. occur in isolation. Touch does not An interesting array of behavior 63 accompanied touch. content. Table 8 summarizes the behavior and its The primary modes consisted of sound and body movement. Sound was divided into three categories: articulate, inarticulate, and sonic. Some sounds were words, others were noises made with the tongue or lips, while another was made with a rattle. Sonic was used to describe the noises made from sources other than the care taker. Talk sounds were divided into baby talk and conver sation talk. Baby sounds heard were "goo,'" do," and "ba ba do do da." "di di do do Utterances were further sub divided into phrases and sentences said in a normal tone of voice and those said in a high-pitched sing-song tone (Appendix C). The inarticulate tongue and lip sounds were made very close to the infant's ear. Another category was gaze. in four caretakers. Gaze was most noticeable Observer notes mentioned "gazing at child" twice as often in observations four, five, nine, and ten than any others. individual. The caretaker for nine and ten is one Gazing time was not noted because the re searcher was more occupied with observing contact positions. The items listed under play were so designated because they were done in a light, sportive manner as if to amuse. Dangling the stethoscope in front of the infant's eyes, shaking the rattle, and the bobbing of the caretaker's head toward the infant's chest along with bringing the face Table 8. Sound Behavior of Caretakers which Accompanied Touch Body Movement Play Gaze A, Rock A. Dangled. A. Articulate A prolonged, 1, in rocking stethoscope fixed, intent 1, Baby talk chair in front of 2. Conversa look at the 2, with body, infant's eyes infant's face. tion talka a, forward and moved it a, normal side to side. & back tone ward b. Sing song b. Side to B. Shook a tone side rattle in the air and tapped infant B, Inarticulate B, Swivel 1, Use of 1„ A right to on the nose tongue left swing with rattle. a , soft of body in a chair, C. Bobbed head click toward infant 's b. dull chest, coming cluk C, Bounce c . soft 1, of knee close but no contact, tkftkf 2, Use of lips D, Brought face a, soft close to infant's face P^P-P without con C f Sonic tact. 1. Use of small toy .rattle Blow A current of air sent from the mouth to infant's head & hair. aAppendix C notes all the phrases or sentences categorized in this manner. 65 close to the infant's face were noted as play for that reason. Only one caretaker, number ten, was observed blowing the head and hair of her infant. The child had a yellow scaling on the scalp and was given a shampoo earlier. The caretaker inspected the head to check if the cradle cap had been removed. It was at this time she blew on the head and hair, combed the hair, blew, and again combed, apparently satisfied the child's scalp was clean. Summary A large volume of raw data was collected in ten observations lasting approximately one and one-half to two hours each for a total of seventeen hours. A wide variety of individual patterns were observed and categorized. Common behaviors such as carrying, holding, diapering, burping, patting, and rocking were analyzed according to individual patterns and quantity and quality of contact was summarized. Touch was the main vehicle by which caretakers in this institution communicated with infants. The descriptive material shows that the hospitalized infant is provided with a variety of contact and movement along with a number of other behaviors that accompany touch. \ CHAPTER 5 INTERPRETATION OF THE FINDINGS Presented in this chapter are the generalizations, conclusions, implications for nursing, and recommendations of this study. Generalizations Touch is an essential form of communication to the neonate and young child. Loving and affectionate feelings are expressed through the sense of touch. Almost simul taneous with the feeling of liking something is the urge to reach out, to touch and experience it directly. In this study almost all contact between the care taker and infant involved movement. Brief position changes during the course of feeding were numerous. A variety of contact and movement patterns were observed because of indi vidual differences in caretaker performance. The various behaviors were seen as byproducts of procedures performed. It would seem there are several forms of stimulation involved in contact comfort, including tactile, cutaneous, thermal, auditory, and kinesthetic. The most popular form of contact involved physical contact with the upright and horizontal positioning of the infant against the caretaker's I torso. Touching mannerisms, sound, cutaneous blowing, and 67 rocking were perceived as an integral part,of individual caretaking style. Conclusions From the data presented in the preceding pages and considered in the perspective of the review of literature, the following conclusions were derived: 1. Individual caretakers offer a variety of touchmovement forms. 2. The touch pattern of patting was common to all care takers. . 3. Caretakers were commonly observed to pick up, handle,fand carry infants. 4. Body position changes were frequently observed to occur during feeding time. 5. The most popular forms of contact were the upright over the shoulder and horizontal against the torso placement of the infant. i 6. Behaviors such as sound, gazing, blowing, body movement, and play accompanied contact. Implications for Nursing In dealing with infants and small children, the nurse should be aware of the need for contact comfort. The infant requires close body contact accompanied by a variety of body movement, to insure healthy neurophysiological and psychosocial development. The findings of Casler (1965), Ainsworth et al. (1967), Korner and Thoman (1972), and Pedersen (1972) document that somatosensory stimulation, particularly physical holding and carrying, is necessary for infant development. Sharing the care of an infant among members of the pediatric staff can offer individual varia tion in touch'-movement forms. An atmosphere conducive to fulfilling the touch-movement needs of infants and small children seems to be one where there is freedom to carry the child out of the confines of his room to varied per sonnel and places of activity. In instances where this is not possible, such as isolation cases, the nurse needs to bring activity and varied personnel to the confines of the infant's room for frequent short holding and movement periods. Recommendations for Further Studies Recommendations arising from this study are: 1. Replication of this study in other hospital settings to compare differences of caretaker contact comfort patterns. 2. A study comparing amount of nursing experience and education and quantity of contact of the caretaker. 3. A study investigating play forms between infant and caretaker in a hospital setting. A study investigating various cultural groups and infant contact comfort patterns for cross-cultural comparisons. A study investigating the number and type of brief position changes, during feeding time. CHAPTER 6 SUMMARY The questions which led to the inception of this study were twofold. they touch them? Do caretakers touch babies? How do The purpose of this study was to observe and describe an assigned caretaker's contact with a hospi talized infant. The setting comprised an inpatient pediatric ward at a local medical center in a large metropolitan community in the southwestern United States. The conceptual framework was based on the idea that there is a need for intimate physical contact in human infants and that this contact plays a role in the develop ment of affectional responses. This theory was derived from controlled experimental studies of nonhuman primates and has serious implications for the infant's psychosocial development. Review of the literature focused on three areas: tactile stimulation, animal studies, and maternal activities. Neurophysiological development requires stimulation. The research indicated that contact comfort involved a variety of stimulation of which movement was most important. 70 71 Movement was found to be essential for the infant's neurophysiological development. The investigator utilized direct observation with continuous notes. Times were noted at the beginning and end of each session, caretaker's entrance and exit from the room, and beginning and end of behavior episodes. infant-caretaker units constituted the sample. ranged in age from three weeks to six months. The infants A total of seven different caretaker-persons were observed. female. Ten All were Five were registered nurses and two were licensed practical nurses. (There was one male on the personnel roster; he was not observed.) Six caretakers who were observed worked on the day shift. One worked nights. Most observations were taken on the day shift between eight and three o'clock in the afternoon. There were no observations between three and eleven in the evening. One observation occurred between two-thirty and four o'clock in the morning. It was this observation that most impressed me with the variety of contact"movement forms. The data for this study were categorized by care taker activities; characteristics of caretaker contact; area and frequency of infant body contact; holding, carrying, and pick up patterns of caretakers; places carried by indi vidual caretakers; position and related frequency of the burp; positions of the diaper change; summary of the content 72 of contact behavior by individual caretakers; and behavior content which accompanied touch. The limitations of the study were: of selected children was small, (1) the sample (2) the sample of observa tions was confined to those caretaker activities given to newborns through six months of age with various medical problems, (3) the observations were made by only one ob server for a limited period of time, (4) the observer was unable to select and describe many significant aspects of the total activities, (5) the possible cultural taboos present in individual caretakers regarding touch and pro fessional behavior, and (6) the study was carried out in only one community hospital inpatient health care setting. The nature of the contact was not analyzed for cultural differences but for individual differences. Whether these individual differences were based on culture was not determined. Neither were differences of contact analyzed between female-male infants nor professional status of the caretaker for any bearing on the character of contact. The results of this study indicate that nurses offer a wide variety of cpntact-movement stimulation in a setting where personnel seem free to carry infants to areas outside the confines of the assigned room. Caretakers offered a variety of pick up, holding, and carrying patterns with movement to different spatial areas. Certain individual caretakers offered more body movement in the form of rocking. 73 swiveling, and bouncing than others. talking, gazing, and playing. patting, stroking, and kissing. Some offered more Others were more prone to This investigation revealed there was more contact and movement given the infants that I had thought would be provided. The most popular forms of contact were the upright over the shoulder and horizontal against the torso placement of the infant. These data indicate that the tender inti macies which define this study's concept of contact comfort were bestowed on infants in a hospital setting. APPENDIX A THE FACE SHEET Appendix A contains the information gathered about the caretaker and the infant. Caretaker A: \ _____ RN; _____LPN; NA. White Mexican-American Black _Indian _0r iental Male Subject A: Female Birthdate ; Male 74 Female_ APPENDIX B SCHEDULE OF CARETAKING ACTIVITIES Appendix B contains the schedule of observations used in the study. al. This list is adapted from Chamorro et (1973). 1. Holds— supporting the infant's entire body in arms or lap. 2. Supports— in crib or isolette. Occurs when the back and neck of the subject are held as for a s-itting position. 3. Caresses face— gentle stroking of infant's face with the caretaker's hand or fingers. Kissing or snuggling of the caretaker's face against the infant's face. 4. Pats— includes motions of burping the baby and any body caresses. not. Pats can occur whether the child is held or Consists of stroking of any part of the child's body with the apparent intent of soothing or burping. 5. Touches— noted when the hands of the caretaker rest on any part of the infant's body. 6. Picks child up—-transfers the child from some surface to arms. 75 76 7. Picks child up and holds upright— so that the body of the infant is in physical contact with the torso or shoulder of the caretaker. 8 . Picks child up and holds horizontally— to the torso of the caretaker and cradled in the arms as in the nursing position. 9. Puts child down— transfers child from her arms to another surface. 10 . Bathes— cleansing any part of the body other than the head. 11 . Shampoo— cleansing the head. 12 . Feeds by bottle— direct contact with the nipple. 13. Diapers. 14. Dresses. 15. Wraps in blanket— includes both wrapping and unwrapping the infant. • Noted if any part of the act takes place during the period of observation. 16. Adjusts position— manipulation or rearranging of the child's body to make him more comfortable, for better oxygenation, or other therapeutic reasons. Position may be adjusted whether the child is in the caretaker's arms, lap, or in the crib or isolette. 17. Rocks— in rocking chair or with motion of caretaker's body. 18. Other— specify. Example: takes temp or gives med. 77 19. Location of the subect— whether in the crib, .arms, seated in an infant seat, in or out of the room. If out of the room, specify. 20. Position of the subject— whether lateral, on stomach, back, or seated. APPENDIX C CONVERSATION ACCOMPANYING TOUCH Appendix C contains direct quotes made to the infant the assigned caretaker. Part A. Phrases and Sentences Spoken in a Normal Tone' "That's what you wanted isn't it?" The child had just been removed from an infant seat and placed on the stomach. "Momma's here." This was stated as mother entered the room. "Here we go." ' A formula feeding from a syringe was about to be given the infant with the cleft lip repair. "Ok, ok, take it easy, we're almost done." This pertains to the syringe feeding for the cleft lip repair. "Are you wet and dirty?" Said as caretaker approached the crib. "Don't wave that hand around." The hand had an IV. "Now don't you have a stool, you're all clean." Said after a diaper change. "You want to watch Sesame Street?" taker went to turn on the TV. Said as the care 79 9. "You sure are funny." Said as the caretaker was looking at the child. 10, "That just scared you." The child had burped and began to cry immediately afterward. 11. "You're not eating well, what am I going to do with you?" 12 . "Don't go away. I'll be right back with my stetho scope. " 13. "Guess I'll have to call the doctor and tell her you're having difficulty in breathing." 14. "I called the doctor to come and look at you." 15. "That feels good, huh?" Said as the caretaker per cussed the infant's back. 16. "Guess I'll put this on you" (shirt). 17. "I'll be right back." The caretaker forgot to bring in a nipple and left to get one, 18. "Have you had enough?" 19. "You like that?" (formula). 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