ISO 20000- what it is and how it relates to ITIL V3

ISO20000: What it is and how it relates to ITIL v3
John DiMaria; Certified Six Sigma BB, HISP
BSI Product Manager; ICT (ISMS,ITSM,BCM)
© 2006 BSI Management Systems All Rights Reserved
Objectives and Agenda
To raise awareness, to inform and to enthuse
• ISO20000 – what is it?
• ISO20000 – how does it relate to ITIL3?
• ISO20000 – why do you need it?
• ISO20000 – how to achieve certification
• Summary
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ISO20000 – What is it?
ISO/IEC 20000
• Part 1 – Specification for Service Management
ISO/IEC 20000-1: 2005
• Part 2 – Code of practice for Service Management
ISO/IEC 20000-2:2005
‘To promote the adoption of an integrated process
approach to deliver managed services to meet the
business and customer requirements’
ISO/IEC 20000-1:2005
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Part 1 and Part 2
Audit is against part 1. Assess and Aim initially for minimum
requirements – part 1; Use Part 2 for guidance and
continuous improvement
Part 1 – Specification
Part 2 – Code of Practice
• Management with appropriate
authority shall approve an
information security policy that
shall be communicated to all
relevant personnel and
customers where appropriate.
• The service providers staff with
information security roles
should be conversant with
BS7799 (ISO17799/
ISO27001).
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History
• UK Government launches IT Infrastructure Library (ITIL)
in 1989
• ITIL defines ‘best practice’ processes and procedures
• ITSMF formed in 1991 to further develop best practice
• BSI Service Management committee develops a code of
practice book and then a standard aligned to ITIL
• BS 15000 first published in 2000 as a specification
• Early adopters programme led to revised edition in 2002
• Certification scheme available from November 2003
• Adopted as ISO 20000 in December 2005
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Product Fit
ISO 20000
ISO 27001
ISO 9001:2000
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Process mapped to organizational unit
Organization
Operations and
Network Management
Print
and Mail
IT
Manager
Office Automation
and Telematics
Software
Department
Project
Organization
Process
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Service
Desk
Software Maintenance
and Application
Management
The world’s first IT service management process
standard …
that provides the industry with a standard that can be used for auditing
and assessing internal service providers and external suppliers across
the supply chain
To help organizations provide a quality service and be cost effective via
professional service management
Supplier
A
Service
Provider
Supplier B
(Lead
Supplier)
Supplier12
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Scope of ISO 20000
Supplier23
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Customer
ISO20000 Process Framework
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Plan, Do, Check, Act Management System
Manage Services
Management
Management Responsibility
Responsibility
Business
Business
requirements
requirements
PLAN
PLAN
Plan
Plan service
service
management
management
Customer
Customer
requirements
requirements
Request
Request for
for new
new
or
changed
services
or changed services
Other
Other process,
process,
business,
business,
supplier,
supplier, customer
customer
Customer
Customer
Satisfaction
Satisfaction
DO
DO
Implement
Implement
Service
Service
Management
Management
ACT
ACT
Continuous
Continuous
Improvement
Improvement
CHECK
CHECK
Business
Business
Results
Results
New
New or
or changed
changed
service
service
Other
Other process,
process,
business,
business,
supplier,
supplier, customer
customer
Monitor,
Monitor, Measure
Measure
Other
Other Teams,
Teams,
e.g.
Security
e.g. Security
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Source: ISO 20000
and
and Review
Review
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Team
Team &
& People
People
Satisfaction
Satisfaction
ISO20000 – How does it relate
to ITIL
IT Service Management Framework
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ITIL® v3 Lifecycle Framework
Governance Methods
&
Continual Service
Improvement
Al
ig
nm
en
t
Spe
cialt
y To
pics
s
die
Stu
se
Ca
Service
Design
Service
Strategies
ITIL
ITIL
ice
erv
l S nt
ua eme
in
nt rov
Co Imp
Service
Transition
Co
n
Im tinu
pr al
ov Se
em rv
en ice
t
on
cti
du
ro
Int
ve
uti
ec
Ex
St
ud
y
Templates
Service
Operation
s
in
W
ick
Qu
Ai
ds
Qualifications
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Sc
ala
bil
ity
e
dg
e
l
w
no
K
St
an
da
rd
s
s
ill
k
S
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(c) Crown Copyright 2007
Reproduced under
Licence from OGC
ITIL ® is a Registered Trade Mark, and a Registered Community Trade Mark of the Office of Government Commerce, and is Registered in the U.S. Patent and Trademark Office
Common processes across ISO20000 and ITIL v3
• Incident Management
• Problem Management
• Service Level Management
• Service Reporting
• Supplier Management
• Capacity Management
• Information Security Management
• Change Management
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Similar processes across ISO20000 and ITIL v3
• Release Management
ƒ
Release and Deployment Management in ITIL v3
ƒ
It additionally covers deployment approaches and knowledge transfer in
more detail, and early life support
• Configuration Management
ƒ
Service Asset and Configuration Management in ITIL v3
•
Manages service assets from acquisition to disposal
•
Provides a configuration model of services, assets and infrastructure, and their
relationships
• Service Continuity and Availability Management
ƒ
Two separate processes in ITIL v3
• Budgeting and Accounting for IT Services
ƒ
Financial Management in ITIL v3
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Processes within ISO20000 but not ITIL v3
• Business Relationship Management
ƒ
This is mentioned briefly in the ITIL v3 Service Strategy
book but is not expanded to be a process
ƒ
Some elements such as Customer Satisfaction Survey
and addressing complaints are covered in the ITIL3 SLM
process
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Functions
ISO20000
ITIL v3
• None – ISO20000 is
process based and does not
cover functions
• Service Desk
• IT Operations Management
• Application Management
• Technical Management
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Roles
ISO20000
ITIL v3
Top/Executive Management
not defined
Senior Responsible Owner
not defined
not defined
Service Owners
Process Owners
Process Owners/Managers
not defined
Functional Group Managers
Contract Managers
Contract Managers
Individual(s) responsible for customer
satisfaction and the whole business
Business Relationship Manager
relationship process
not defined
Product Manager
not defined
Service Design Manager
not defined
Chief Sourcing officer
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Key Corresponding Documents
ISO20000
ITIL v3
Service Improvement Policy
Continual Service Improvement Policy
Configuration Management Policy
Service Asset and Configuration Management Policies
Release Policy
Release Policy
Financial Policy
Financial Plans and Budgets
Information Security Policy
Information Security Policy
Service Level Agreements, Supporting
Service Agreements and Contracts
Service Level Agreements, Operating Level Agreements
and Contracts
Emergency Change Policy
Change Management Plans
Service Improvement Policy
Plan for improving the service
Service Improvement Plans
Availability, Service Continuity, Capacity,
Roll Out and Release Plans
Availability, IT Service Continuity, IT Recovery, Capacity
and Release Plans
Documented Processes and Procedures
Appropriate Process Documentation
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Other Key Documents
ISO20000
ITIL v3
• Service Management Policy
• Stakeholder Management Strategy
• Service Management Plan
• Service Portfolio
• Definitions of Service Management Roles,
Responsibilities and their competencies
• Service Design Package
• Framework of Management Roles and
Responsibilities
• Test Strategy
• Plans for New and Changed Services
• Service Catalogue
• Document Management Procedures
• Reporting Policy
• Risk Management Approach
• Knowledge Management Strategy
• Methods for Monitoring and Measuring
Processes
• Projected Service Outage
• Service Level Package
• Change Schedule
• Audit Procedure and Audit Plan
• Complaints process
• Security Controls
• List of Stakeholders and Customers
• Service Report Descriptions
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Mapping Summary
ISO20000
ITIL v3
Standard and Code of Practice
Best Practice
Certification for a service provider
Qualifications for individuals
Definitive high-level requirements
for processes and management
system
Detailed Best Practice guidance,
description and implementation
aids
Organisational structure
independent
Defines many function and process
roles and responsibilities
13 processes; no functions,
lifecycle not explicitly specified
26 processes and four functions
documented in five lifecycle stages
Definitive set of required
documents
Descriptions of key documentation
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ISO20000 – Why do you need it?
Why do we need Service Management?
• The Business is more and more dependent on IT
• Complexity of Technology constantly Increases
• Customers are demanding more for less
• Global competitiveness growing at rapid rate requiring a more flexible
approach to integration
• Stronger focus on controlling costs of IT
• Low customer satisfaction levels (Not surveys)
• Information Governance Regulations
• Customers have become services focused with a strong orientation
related to service levels and costs.
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Drivers
• Move from investing in tools to develop software to
managing the quality of these systems and linked
processes once they are “live”
• The need to deliver cost effective service delivery
• Lack of guidance and accepted standards
• Raising the profile of the IT department
• Government / ITIL / ISO20000
II
nn
vv
ee
ss
tt
m
m
ee
nn
tt
Revenue
Revenue
growth
growth
Employee
Employee
retention
retention
Internal
Internal
Services
Services
Quality
Quality
Employee
Employee
satisfaction
satisfaction
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Value
Value
for
for
customers
customers
Employee
Employee
productivity
productivity
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Customer
Customer
satisfaction
satisfaction
Customer
Customer
loyalty
loyalty
Profitability
Profitability
Drivers to achieving certification to ISO20000
External service providers
Generic drivers for all
• ISO20000 is becoming a basic bid
requirement especially for IT Service
Providers, in the same way as ISO9000
ten years ago
• Hard evidence that Quality of ITSM
is taken seriously
• Gives confidence to customers in
selecting an external service provider
who is ISO20000 certified
• Enforces a method of review and
assessment linked to continuous
improvement
• Provides a competitive edge
• Staff morale boosted by working in
a controlled environment
Internal service providers
• Enforces process compliance by
turning the “shoulds” into “shalls”
so that all the benefits of best
practice ITSM will be gained
• Significant milestone for an IT
department demonstrating
professionalism that has been
independently certified
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• Supports the business to operate
more effectively
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Certification to ISO 20000
• ISO 20000 is increasingly seen as the quality
standard for IT Service Management
• Many companies striving to adopt for its benefits to
them and to also help qualify and choose suppliers
and partner organizations
• Only a formal certification scheme provides
independent verification of compliance
• Raises internal profile
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Gartner view of ISO20000 - 2006
By 2008 ITIL Compliance will be a buying
criteria in 75% of relevant IT sourcing
decisions (0.8 probability)
By year end 2008 at least 60% public
sector and at least 30% private sector
relevant IT sourcing deals in mature ICT
economies will demand ISO/IEC 20000
certification in their RFPs (0.6
probability)
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Samsung Case Study
Benefits
• Verification of IT services delivery meeting the
needs of our topnotch customers
• 37.5% reduction in operational problems through
proactive problem management
• Paradigm shift on IT service management from
the technology-centered to the customeroriented
• Demonstrating strengths as a strategic partner in
IT outsourcing market both internally and
externally
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ISO20000 – How to achieve
certification
Implementing Service Management
Some of the biggest challenges IT teams face when
implementing Service Management include:
1) getting the attention and commitment of senior
management and
2) ensuring acceptance and adoption of managed
change throughout the organization.
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Implementing Service Management
Service Improvement Program
Preparation
What is the vision?
What are our objectives?
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Assessment
Implementation
Are we there?
Where are we now?
Where do we want to be? How do we get there?
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Implementing Service Management
Preparation
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Assessment
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Implementation
Preparing for ISO20000
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Planning and Business case
• Use gap analysis to plan way forward including quick wins
• Costs:
ƒ
Auditors
ƒ
Internal staff involvement
ƒ
External consultancy
ƒ
Training
ƒ
Tools
• Benefits:
ƒ
Quantifiable – service improvements, staff savings, cost savings and
control, holding onto contracts, winning contracts if requirement of bids,
taking on more services with same staff numbers etc
ƒ
Non-quantifiable – quality improvements, competitive edge, staff morale,
customer satisfaction etc
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Establish Management System and Processes
• Use a process approach to
implementation
• Examine each key component
in the process
• Examine issues
• Compare current status VS
requirements
• Take action on the differences
and improve
Process ownership
• R esponsibility
• A uthority
• S kills
• A ccountability
• R ecognition
The RASAR’s edge
• Organizational skills
assessment and training plan
• Use a specified case study as
guidance
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Certification Assessment Stages
• Pre- audit assessment
(optional)
• Documentation Assessment
• Compliance Assessment
Pre-certification
Certification Body Issues Certificate
• Continuing Assessment
• Triennial Re-assessment
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Post-certification
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Common Pit Falls to implementation
1.
Existing processes & procedures did not always align
2.
Some processes did NOT exist, others not being used
3.
Some staff did not really understand the difference between
process & procedure
4.
Implementation resource – staff still had to do their “day job”
5.
Staff reluctant to admit if they don’t know or understand
requirements
6.
Scope creep
7.
Not EVERYTHING recorded or measured, especially
performance of identified improvements
8.
Concentration on tools rather than process implementation
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How long will it take?
• For a company who has not yet implemented ITIL
ƒ
Approx. 18 months
• For a company who has implemented ITIL well
ƒ
Approx. 9 months
• Remember that once the processes are designed and
documented, they need to be rolled out and run for about
3 months before being audited to prove compliance
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Summary
Qualifications
• ISO20000 consultant (ITSMF)
ƒ
3 day course examining part 1, part 2 and the certification process
ƒ
Pre-requisite is ITIL Foundation + 5 years relevant IT experience
• ISO20000 auditor (ITSMF)
ƒ
2 day course examining part 1 in detail with an overview of part 2 and the
certification process
ƒ
Pre-requisite is ISO9000/ISO27001/TickIT certified auditor or certified internal
auditor
• Service Quality Management Foundation (EXIN)
ƒ
3 day course examining part 1, part 2 and the quality management systems in
ISO9000
ƒ
Pre-requisite is IT Service Management experience, preferably the ITIL
Foundation
• Many training providers offer non-accredited courses including awareness,
planning to implement ISO20000
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ISO 20000 Publicly AvaliableTraining
• Understanding ISO 20000:2005
1 Day
• ISO 20000:2005 - Internal Auditor course
3 Days
• Implementing ISO 20000:2005
2 Days
• Lead Auditor ISO 20000:2005
• 5 Days – Expected Launch October 2007
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ISO20000 Certified Organizations
• 161 Certified Organizations
at April 2007
• External:Internal service
provider ratio is approx. 2:1
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ISO 20000 – The Future
• Businesses are beginning to demonstrate increasing
demand for ISO 20000-1:2005 certification
• Certification will become a key market differentiator
and pivotal in the selection of supplier and partner
organizations.
• Because of it’s strong structure and ability to show
ROI, ISO 20000 will be THE frame work of choice for IT
Service Management.
• The standard itself will evolve to aid clarity, respond to
feedback and align with ITIL3
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References
• ISO/IEC 20000
ƒ
www.iso.org
ƒ
www.bsi-global.com
ƒ
www.ansi.org
• ISO20000 pocket guide
ƒ
www.itsmf.com
• BSI: Achieving ISO20000 series
• BSI: A managers guide to service management
• BSI: Self assessment workbook
ƒ
www.bsi-global.com
• ITSMF Certification scheme
ƒ
www.isoiec20000certification.com
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Thank You
[email protected]
314-831-7835
[email protected]
www.bsiamericas.com
703-437-9000
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