INTERNATIONAL JOURNAL OF ORGANIZATION THEORY AND BEHAVIOR, 19 (1), 30-44 SPRING 2016 OF RHIZOMES AND POINTILLISM: DAVID JOHN FARMER’S INFLUENCE, METHOD AND ART IN THE FIELD Richard Huff, Cynthia Cors, Jinzhou Song, and Yali Pang* ABSTRACT. The work of David John Farmer has been recognized as critical to the Public Policy and Administration canon. Its impact has been farreaching both geographically because of its international application and theoretically because of the vast array of public administration challenges it can help resolve. This paper uses the concepts of rhizomatic thinking and reflexive interpretation to describe Farmer’s work. And because a critical piece of Farmer’s work is a bridging of the gap between theory and practice, it formally introduces Farmer’s research approach as Farmer’s Method. This article is intended to serve as a useful tool for students, practitioners, and theorists in understanding the vast contributions of David John Farmer and the practical application of his work. INTRODUCTION A good scholar publishes and adds to the existing body of knowledge while gently coaxing students to new ways of thinking. A great scholar challenges the status quo of the subject by interrogating the hallowed ground on which that subject stands. Dr. Farmer is a great scholar (Former graduate student). David John Farmer, Ph.D., joins a number of distinguished scholars, who over the past six decades or more have been prescient -----------------------* Richard Huff, Ph.D., is Assistant Professor, Department of Public Policy and Administration, Virginia Commonwealth University. His research interest is in government reform, transparency in government and organization theory. Cynthia Cors, Ph.D., is currently the Acting Director of Program Operations for the Virginia Department of Medical Assistance Services. Jinzhou Song, Ph.D., is a Associate Professor of Public Administration, East China Normal University, China, Yali Pang is a Ph.D. student at Virginia Commonwealth University. Copyright © 2016 by Pracademics Press DAVID JOHN FARMER’S INFLUENCE, METHOD AND ART IN THE FIELD 31 in their critique of public administration for its narrow focus on instrumentalism at the ultimate expense of its public purpose. Being conscious of this public purpose is critical but can be easily lost in the day-to-day routine of bureaucratic work. This is a long recognized dilemma, one that leaves the field vulnerable to accepting “the way things are” without question or criticism. Losing the context of a broad view of developments in other disciplines and in the world is risky, particularly in an action field committed to the public welfare. It is one thing to recognize this problem; it is quite another to offer a method for approaching it by broadening one’s thinking. This is precisely what David Farmer offers – a means of bridging the gap between the practical needs of daily professional administration and the robustness of human intellect and imagination across fields of thought. This paper addresses only a small, but what we believe to be critical, slice of his contribution; what we have termed Farmer’s Method. We explore rhizomatic thinking, which brings new insight and knowledge; and reflexive interpretation (artful deliberation), forerunners and critical parts of epistemic pluralism -- method and art. We believe Farmer’s broad thinking represents a robust way for stimulating public administration thinking and bringing about change by making space for outside ideas, techniques, and perspectives in the public administrator’s toolbox. Nearly 60 years ago, Frederick Mosher (1956) criticized the parochialism among disciplines in The Problem of Interdisciplinary Communication. Writing in a time of rapid growth, he drew on a number of new insights and interests which cut across disciplinary lines and were, in his view, of great importance to public administration as well as to other disciplines (pp. 173-174). Mosher saw other fields “…converging with public administration in respect to interests, research materials, and purposes” (p. 173), emphasizing public administration’s cross-interests with other social sciences. Foremost was the central ideal of public purpose in administration, which he saw as often over-looked; the elements of individual and organization responsibility, a conditioner of behavior in an organization; pluralism in the number of forces, pressures and interests focusing on administrative decision and activity; and complexity which entails understanding decisions and management in the context of environmental complexity as opposed to reducing 32 HUFF, CORS, SONG & PANG and eliminating important information (pp. 176-177). Mosher’s view of public administration was vast, requiring a crucial reliance on an expansive knowledge base. He argued that, more than simply improving the practice of professional management, the advancement of knowledge is a primary public administration objective. Thirty years later, Brack Brown (Brown & Henry, 1989), writing for a Public Administration Review Special Issue: Minnowbrook II, Changing Epochs of Public Administration, criticized public administration in a number of areas. Brown pointed out the need for a viable core of knowledge to provide an intellectual and professional anchor for the wide range of administrators working in education, social welfare, public health, federal and local government (p. 215). Brown saw specific needs – 1-to move away from the immediate and practical demands of current events and to lay out a philosophy and general theory; and 2-to search for foundational knowledge equal to the ongoing focus on better techniques, structures and methods (p. 216). In addition, Brown noted a lack of emphasis on international relations, viewed as important in order to adapt to ever-higher levels of complexity. These issues seem familiar today with a clear need to integrate the practical and ideal, the useful and ornamental, science and art (Brown & Henry, 1989). Dwight Waldo (1984) is often quoted for his claim in The Administrative State, “Administrative thought must establish a working relationship with every major province in the realm of human learning” (p. 203). Waldo (1980) also commented in The Enterprise of Public Administration: “I view administration as a number of more or less interrelated arts, sciences, attitudes and procedures that develop in history and flow through history” (p. 4-5). In this earlier volume Waldo was referring to the importance of viewing technology broadly as having physical, social, political and other aspects (Farmer, 1995, p. 87). These themes of seeking interdisciplinary knowledge, developing a philosophy of public administration and looking internationally for understanding are explored by David Farmer in his work. Farmer (2010) acknowledges the value of mainstream perspectives, which have produced a number of valuable insights and prescriptions. Yet, it is hard to escape the machine-like massive vertical structures dominating our daily lives (2005). Farmer DAVID JOHN FARMER’S INFLUENCE, METHOD AND ART IN THE FIELD 33 encourages ways of thinking which challenge the status quo. His approach to public administration includes multiple perspectives (epistemic pluralism) and thinking as play—acting without purpose, poetic imagining, associating randomly, dreaming administration as not hierarchical; or dominated by a symbolic system of the economy; or harboring an ethic of efficiency. This paper thinks playfully about the rhizome (Farmer 1995, 2005) and pointillism as an illustration of reflexive interpretation, or artful deliberation (Farmer, 1995). In contrast to mechanical bureaucratic structures emphasizing rigid vertical forms, Farmer advocates for organic, decentralized, rhizomatic development. His call for reflexive interpretation stems from the observation that our perspective frames and limits our understanding; it is explored here through the technique of pointillism. The paper also considers new avenues of collaborating with Chinese public administration scholars based on their interest in Farmer’s work. RHIZOMES AND POINTILLISM A tailored and ad hoc approach is needed where the better model for knowing (as Deleuze & Guattari, 1987, explain) is the rhizome rather than the tree (David John Farmer, 2005). Farmer (1995) encourages public administration to refocus its overspecialization and incorporate knowledge from a multitude of sources, bringing in fresh ideas, creativity and greater understanding to the field. If taken seriously, this will push us beyond the paradigms that dominate our thinking, and highlight the conditions that we take for granted, as well as those that we habitually cast aside or deny exist. Because there is no readily apparent anti-paradigm against which we can compare our reality, moving beyond our boundaries is a difficult task. Suffering Anton’s Blindness (Anton-Babinski Syndrome) - denying we are blind to our reality - is considerably more comfortable than making fundamental change. Our habits persist, even in the face of new realities. Even when, in our blindness, we stumble and cannot effectively navigate the physical world, we refuse to confront the underlying condition and affirm that everything is ‘normal’. To question our beliefs, and initiate action against tradition is hard work; particularly for a profession. It requires a new way of seeing, and radical thinking sometimes to encourage an actor to move off a comfortable mark. 34 HUFF, CORS, SONG & PANG Traditionally, the visualization of the world has been top down, classifying all things known to man into opposing categories and in hierarchical relationships, initially with God on top, followed by man and other creatures in order of perceived importance. The metaphor of a tree is a powerful one, helping us to make sense of systems of law, knowledge, genealogy, animal species, Darwin’s Tree of Life and even the organization chart. The tree is a convenient and powerful way for people to organize their world with order, unity, balance and symmetry, with branching metaphors so common as to not be noticed, such as “branches” of government, military, academic disciplines and sub-disciplines, and so on (Lima, 2015). This prevailing metaphor carries with it what is termed arboreal thought, where all knowledge is assumed to be in a linear arrangement: hierarchical, striated and tree-like, firmly rooted, springing forth from a common background, and subdivided into smaller and smaller categories. In opposition, Deleuze and Guattari (1987) offer a powerful philosophical concept using the metaphor of a rhizome as the antithesis of arboreal thinking in their book A Thousand Plateaus. Capitalism and Schizophrenia. A rhizome is a root-like horizontal stem that grows underground and sends out roots below and stems above the surface (e.g. ginger and crabgrass). There is no ‘center’ and the rhizome spreads continuously, without a beginning or end. The rhizome network becomes an assemblage of multiplicities, similar to the Internet. When blocked or broken, the rhizome merely reassembles and moves in other directions. In terms of knowledge it can be understood as a de-regulated flow of energy, ideas, and actions removing barriers and moving “radically horizontal” (Lechte, 1994). Traditional professions develop hierarchically. They build fences to defend territory and within which they develop ever more specialized, stratified knowledge. As a result of the rapid acceleration of knowledge and the complexity of over-specialization, knowledge can be lost in a linear system. Rhizomatic models can also be seen as networks permeating disciplinary boundaries (Farmer, 1995, p. 225). Forming a transdisciplinary science that cuts across a number of disciplinary sciences horizontally allows for a synthesis, integrating and helping to capture lost knowledge (Farmer, 1995, p. 222). DAVID JOHN FARMER’S INFLUENCE, METHOD AND ART IN THE FIELD 35 Playing with a rhizomatic model can offer opportunities for seeing differently: rethinking how things “really” work in organizations; recognizing the threat level of a rhizome model and what it might represent for some; and possibilities of becoming rather than being. For example, we impose artificial structures to bring about order over a naturally disorderly arrangement of people to fit the comfort of our familiar arboreal thinking, while knowing that the best work gets done horizontally among informal groups. We attempt to control what perhaps cannot be controlled. On another level, a rhizome model’s non-hierarchical opposition to centers of authority and privileged position undermines existing order and presents a threat to an established organization or government. Hence, the propensity exists to impose controls to meet any perceived threats of anarchy. Here, Farmer points to public administration being a tool for legitimate social power (Farmer, 2005, p. 150). Thoughts about public administration as a tool for bringing about fundamental change in the existing societal structure (possibly a rhizome model) can be avoided by privileging micro concerns of mid-level managers, which are technical and deal with mundane matters of day-to-day administration. On a more positive note, a rhizomatic model can also suggest infinite movement, change and a weaving together of an interconnected tapestry for becoming. This idea stands in stark contrast to the tree with the implied perfection of the human in the privileged superior position; being as static rather than becoming as growing. While the rhizomatic model can bring greater knowledge, pointillism helps to gain greater understanding. Farmer’s articulation of reflexive interpretation can be viewed as analogous to the art form of pointillism with the micro and macro illustrated reflexively as the distance between the viewed and viewer vary. Pointillism or “Divisionism” refers to a painting technique developed by Georges Seurat (1859-1891) a French artist who sought to find ways “…to create such retinal vibrations that enlivened the painted surface, using distinctive short, multi-directional strokes of almost pure color” (Stokstad & Cothren, 2014, p. 995). Thus, when perceived by the viewer’s eye at varying distance the artist’s strokes would appear more or less luminous and intense. For example, his painting A Sunday Afternoon on the island of La Grande 36 HUFF, CORS, SONG & PANG Jatte (1884-1886) when viewed at a distance shows clear figures in the park of varying colors and tones, but when viewed up close, individual marks of colors become more clear, while the forms dissolve into abstraction (p. 998). The importance of context revealed by distance and a macro view is illustrated below (Farmer, 1995, p. 59): If the eye looks too closely and too directly at, say, the petals on a flower, the close perspective can limit understanding of the object observed. It can be helpful to move the head further back and to notice the context, the sets of interrelationships, within which the petal is a petal. It can help to see the relationship of the petal to the flower, then to the plant, then to the other plants, then to the entire garden of plants and associated insects, and so on. Several perspectives can help to expand the understanding. Parochialism, the close look that sees nothing but the object under analysis has its own limits. Distance can determine what we see and how we interpret what we see. Considering the process of how we learn new information or knowledge, if we focus on specific points (the micro) it will be difficult for us to see the relations between these points (the macro). Our perspective governs the degree of understanding we may reach. The transformation between macro and micro perspectives influences the way we define problems and think about solutions. Resolving problems based on a micro view leaves out important relationships between variables and results in privileging “technique over purpose” (Sayre, 1948). A billiards game further illustrates this idea. The experienced player after the breaking of balls looks at the entire table for relationships and may or may not position balls through a number of strategic shots before knocking the ball(s) into the pocket. The inexperienced player will take the micro shots of knocking the ball(s) as they can be seen to line up with a pocket, ignoring the broader landscape of relationships between balls, which changes each time their arrangement is disturbed by a player’s shot. The knowledge of the game is limited by “winning” the battle using individual shots, when from a more macro view the game is won by anticipating and understanding changes in relationships. The metaphors and examples discussed here point us toward discovering new ideas. The rhizome draws us to radical horizontal DAVID JOHN FARMER’S INFLUENCE, METHOD AND ART IN THE FIELD 37 thinking and pointillism to deliberation. We can see more clearly what is possible, beyond the assumptions of the “tried and true.” Public administration theory and practice are seen through multiple lenses. Practice deepens our understanding, stimulates fresh ideas, and triggers imaginative creativity. This analytic approach is what Farmer (2010) terms epistemic pluralism. Epistemic pluralism provides an approach to, what Farmer refers to as, the “action subject of public administration,” with potential to challenge students as well as practitioners in new ways of thinking. Hence the commonly heard phrase among his students, “Dr. Farmer challenged and changed my way of thinking about the world.” CHINA Most would acknowledge China as one of few ancient countries that developed a civil service nearly 2,000 years ago. Therefore, the intellectual history of Chinese public administration has deep roots (Holzer & Zhang, 2002). Evidence of government bureaucracy in China may date back to the Xia Dynasty in 2033 BC or the Yin Dynasty in 1766 BC. The civil service system which arose was founded on the principles of merit-based appointment, rank or salary compensation, promotion systems, without differentiation between the municipal and central governments. The field of public administration did not fare well in the 20th century with its systematic study suspended in 1952 for ideological reasons. Reinstated in the 1980’s in universities, public administration grew during the1990’s with now approximately 40 universities offering undergraduate and graduate programs, with extensions beyond the study of exclusive state administration, into a third sector and non-profits (Holzer & Zhang, 2002). China represents approximately 20% of the world population (Holzer & Zhang, 2002). Their technological advances, economic growth, and global influence are spectacular. Global relationships are requisite to solving social problems and ensuring social welfare, and achieving a deeper understanding of China is a critical need for in the rest of the world. Ancient Chinese wisdom, culture and history of government and civil service systems, as well as their tremendous progress in all areas should pique the imaginations of public administration scholars worldwide. 38 HUFF, CORS, SONG & PANG In Spring 2014, Jinzhou Song found 54 published articles referencing David Farmer’s work in Chinese academic journals.. Jinzhou Song, from East China Normal University (ECNU) spent a year (2008 and 2009) at Virginia Commonwealth University and at SPEA, Indiana University as a visiting professor. As part of his visit he asked to attend a number of graduate classes, and ended up attending the classes for the entire semester. He was not only present in the classrooms but read the materials and participated actively. Song was especially captivated by the theory course he attended with David Farmer and maintained correspondence with Farmer after his return to China. Farmer’s The Language of Public Administration (1995), was translated into Chinese in 2005. Judging from the number of published articles Jinzhou Song found in which Farmer’s name appears, Farmer’s ideas have generated substantial interest among Chinese scholars in less than ten years. To ensure that the scholars were addressing or responding to Farmer’s ideas rather than simply citing his name, a Chinese doctoral student, Yali Pang, conducted extensive reviews to determine which articles most substantively engaged Farmer’s ideas. The first task was to determine how many of these publications were substantive works, book reviews or citations as they were all written in Chinese. Unfortunately, complete translations were not possible given resource constraints so Pang agreed to read the articles, sort them and write short summaries of substantial works so we could review them. As a result, 28 articles were seen as closely related to exploring or examining aspects of Farmer’s ideas. A listing of these articles is at Appendix A. Applying the rhizome metaphor once again, we can perhaps gain an appreciation for the movement of new knowledge and ideas horizontally where artificial boundaries are made more permeable. In the case of China, the human constructions of political and national boundaries can be made permeable through interaction in the movement of ideas. Parochialism becomes less important and common problems may be examined through a Chinese perspective with perhaps new insight and ideas generated for all concerned. Farmer’s ideas and perspectives clearly activated creative and critical thinking among Chinese scholars, and lead them to further explore problems in Chinese public administration. The Chinese scholars are DAVID JOHN FARMER’S INFLUENCE, METHOD AND ART IN THE FIELD 39 impressed by Farmer’s ideas of a language paradigm, imagination and limitations in modern public administration. These ideas help scholars increase their own creativity and methods of analysis when studying Chinese public administration. Once we have full translations and analysis, we hope to explore conditions existing in China that, judging from the article topics, would generate this level of interest. Maybe an answer can be found in the more dynamic atmosphere of change in China, or looking more deeply, perhaps at its culture. Using Geert Hofstede’s cultural schemata as a quick reference, there are stark differences when comparing China and the US on the individualism/collectivism scale. On a scale of 100 the Chinese culture ranks at 20 in individualism, while the US ranks 91 (http://geert-hofstede.com/china.html). That the Chinese are a collectivist culture is no surprise, but one could speculate they may be more open to exploring multiple perspectives in general. The analysis based on the Hofstede scale describes the Chinese as more likely to act in the interest of a group; commitment to an organization alone is low but to the people in an organization it is high. Personal relationships with colleagues are cooperative and prevail over task and organization. Based on these characteristics, one could infer that the Chinese are likely less arboreal in their orientation and more receptive to rhizome thought; among public administration scholars perhaps more readily receptive to new ideas than their counterparts in the US. In studies on innovation diffusion, early acceptance of new ideas is found in collectivist societies (where in-groups are influential); individualistic societies tend to mediate and delay acceptance of innovation (where out-groups are more influential) (Dwyer, Mesak, & Hsu, 2005). This question is, along with a full comparative analysis along the lines of arboreal and rhizomic thought, topics for other projects. However, the implications of the arboreal thinking of US public administration are far reaching considering our domination of the field. IMPLICATIONS FOR PUBLIC ADMINISTRATION PRACTICE David John Farmer’s influence on public administration has been profound. This paper explained a small part of his influence using the 40 HUFF, CORS, SONG & PANG metaphor of rhizomes and the art of pointillism, suggested a robust methodology known as Farmer’s Method. This paper also showed the international impact of Farmer’s work through a cursory analysis of articles from Chinese scholars and commentaries by Farmer’s students at Virginia Commonwealth University. What then are the implications for PA practice? To quote most current and former students, “Dr. Farmer made me think in new and different ways.” Farmer’s method enables students, researchers, practitioners, and others to gain new understandings using a mosaic created by viewing through multiple lenses. The mundane becomes interesting and the black and white becomes Technicolor. The process itself is creative and stimulating. Each lens can be appreciated anew. Then the practical application, with options otherwise not considered, is available to be developed and implemented. CONCLUSION Public administration in 2015 has not changed substantively from public administration in the 1960s and 1970s when Frederick Mosher and his peers were developing the field (Mosher, 1968). It is still caught in a web, a web in which the forces of economics and business exert a push and pull that hinders development. PA needs to settle what part of market economics it wants to shed. From a macro-level, should PA continue to contract services to the lowest bidder and accept the work of those interested in a profitable bottomline that does not meet the needs of the client? From a micro-level, should PA continue to tolerate the silo-ing within agencies and its attendant costs of redundancy, mistakes, and poor customer service? Will PA acknowledge that for-profit models and efficiency have high costs for agencies, even if the private sector profits, and that silo-ing is a thing of the past? The work of David John Farmer has brought the field forward to the present and beyond and provided Farmer’s method as a tool for getting all levels of PA theorists and practitioners beyond Mosher’s submarining (Mosher, 1968, p. 108). Not just in the US, but in China, Korea, and other countries, the method of David John Farmer is a catalyst for change. Simple in complexity and profound in effect, Farmer’s work can help PA awaken to the future. DAVID JOHN FARMER’S INFLUENCE, METHOD AND ART IN THE FIELD 41 REFERENCES Brown, B., & Henry, B. (1989). “The Search for Public Administration: Roads Not Followed.” Public Administration Review, 49 (2): 215217. 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(2011). “Postmodern Public Administration: A Discourse Way of Highlighling Administrative Publicity.” East China Economic Management, 25 (3): 133-137. Hu, B. (2007). “Can the Theory of Postmodern Public Administration Help Us Get Out of Ethical Dilemma in Public Administration?” Practice and Theory of Seas, 4: 73-76. Huang, X. Z. (2012). “Public Nature of Administration in Postmodern Discourse.” Social Sciences in Ningxia, 170 (1): 17-22. Liu, X. (2009). “Reflection and Deconstruction—Public Administration in the Postmodern Context.” Theory Observation, 2: 36-38. Ma, J. (2006). “Reflection on Chinese Public Administration Research The Courage to Face Difficulties.” Journal of Sun Yatsen University 46(3): 73-83. Song, J. Z. (2008). “Interview with David John Farmer.” Journal of Public Administration, 2: 182-197. Tang, H. C. (2009). “Reconstruction of the Value System of Chinese Policy in the Postmodern Context.” Learning Monthly, 440 (11): 34-35. Wang, L. S. (2009). “Research Status of ‘Paradigm Transition’ in Public Administration and Reflection.” Tribune of Study, 25 (5): 50-52. Xie, X. & Zhang, L. (2007). “Essentials of the Theory of Postmodern Public Administration.” Chinese Public Administration, 267(9): 95-98. Yan, J. & Wang, J. (2012). Study on the Narrative Mode of Public Administration. Jounal of Henan Normal University, 39 (4), 32-38. 44 HUFF, CORS, SONG & PANG Yao, M. X. (2008). “Theory of Postmodern Public Administration and the Public Administration in Contemporary China.” Academic Search for Truth and Reality, 180(5): 23-28. Zeng, H. (2009). “Analysis and Assessment of the Theory of Postmodern Public Administration.” Learning Monthly, 436 (9): 57. Zhang, F. (2006). “Postmodern Public Administration—A Critical Study.” Journal of Renmin University of China, 4: 32-37. Zhang, K. Z. (2007). “Exploration of the Democratization of Public Administration---after Reading the Postmodern Public Administration: Toward Discourse.” Journal of China National School of Administration, 33(4): 33-36. Zhang, K. Z. (2008). Technologism in the Research on Public Administration. Theory and Reform, 2: 5-9. Zhang, K. Z. & Zhang, Q. Y. (2013). “The Concept of Public Administration in the Context of Postmodernism.” Journal of Beijing Administrative College, 39(8): 39-46. Zhang, K. (2009). “Problems Need to be Attached Importance to in the Research on Public Administration.” Journal of School of Administration in Zhuhai City, 1: 49-54. Zhang, K. Z. (2014). “Discussion on the ‘Imagination’ in Postmodern Public Administration—Based on the Reading of Language of Public Administration by Farmer.” Journal of Ningxia Communist Party Institute, 3: 51-59. Zhang, K. Z. (2008). “Study on Participatory Governance, Social Autonomy and Cooperative Governance.” Administrative Tribune, 90(6): 1-6.
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