REVIEWS REVIEWS REVIEWS Understory vegetation as a forest ecosystem driver: evidence from the northern Swedish boreal forest Marie-Charlotte Nilsson1* and David A Wardle1,2 Vegetation research in boreal forests has tended to focus on the tree component, while little attention has been paid to understory components such as dwarf shrubs, mosses, and reindeer lichens. However, the productivity of understory vegetation is probably comparable to that of the trees. We review recent research in the boreal forest of northern Sweden to highlight the ecological importance of understory vegetation, both in the short term by influencing tree seedling regeneration, and in the longer term by affecting belowground processes such as decomposition, nutrient flow, and buildup of soil nutrients. Wildfire resulting from lightning strike is a primary determinant of understory vegetation, and as such is a major driver of forest community and ecosystem properties. Forest management practices that alter the fire regime and the composition of understory vegetation may have long-term consequences for both conservation goals and commercial forest productivity. Front Ecol Environ 2005; 3(8): 421–428 T he forests of the boreal zone have a circumpolar distribution and dominate the landscape of much of Scandinavia, northern Russia, Alaska, northern and eastern Canada, and the Great Lakes region of the contiguous United States. Collectively, they comprise 11% of the Earth’s terrestrial surface (Bonan and Shugart 1989) and, on a global basis, contain a greater amount of stored carbon (C) than any other terrestrial biome (Anderson 1991). They also have a vital global role in serving as a sink or source of atmospheric CO2 (Goodale et al. 2002). Boreal forests have a characteristic vegetation structure, consisting of a tree layer and an understory of short woody ericaceous shrubs (dwarf shrubs) and, frequently, mosses and lichens. As such, they support a unique biota of plant species, fauna, and microflora (Kuuluvainen 2002). Although there has been a long history of human In a nutshell: • Traditionally, ecologists have paid little attention to the understory component of the boreal forest • Studies from northern Sweden show that key forest understory components can drive forest regeneration, belowground properties, and long-term forest succession • Wildfire is a major determinant of understory vegetation composition and therefore indirectly drives the ecological effects of this vegetation • Understanding understory vegetation ecology has important implications for both conservation and production-oriented forest management 1 Swedish University of Agricultural Sciences, Faculty of Forest Sciences, Department of Forest Vegetation Ecology, SE-901 83 Umeå, Sweden *([email protected]); 2Landcare Research, PO Box 69, Lincoln, New Zealand © The Ecological Society of America occupation of the boreal zone, this area has been increasingly affected by humans over the past 200 years; many of these forests have been subjected to wildfire suppression and heavily utilized for timber production. For example, in Sweden and Finland, 96% of all boreal forests have been harvested at least once for timber in the past two centuries (Östlund et al. 1997). Despite the global importance of boreal forests, they have attracted less attention from ecologists than have temperate and tropical forests, presumably because the boreal forest supports a much lower human population density. The vast majority of published ecological work from the boreal zone has focused on larger organisms, such as trees and vertebrates, while the understory dwarf shrubs, mosses, and lichens that characterize these forests, have usually been overlooked. Here we review recent work carried out in the Swedish boreal forest, and present this as a case study to show the importance of understory vegetation as a driver of the functioning of the boreal forest. We discuss the key role of this vegetation in influencing community and ecosystem properties, both aboveground (eg forest tree regeneration and productivity) and belowground (eg decomposer processes and nutrient cycling), and use this information to demonstrate the importance of understanding the ecology of understory vegetation for forest management. Swedish boreal understory vegetation There are three main components of understory vegetation in northern Swedish boreal forests (particularly those on well-drained humus): ericaceous dwarf shrubs, feather mosses, and reindeer lichens. The three most abundant dwarf shrub species are bilberry (Vaccinium www.frontiersinecology.org 421 Understory vegetation as a forest ecosystem driver 422 (a) M-C Nilsson and DA Wardle (c) Figure 1. The three most abundant ericaceous dwarf shrub species in the Swedish boreal forest: (a) bilberry (Vaccinium myrtillus); (b) lingonberry (Vaccinium vitis-idaea); and (c) black crowberry (Empetrum hermaphroditum). (b) increasing time since fire disturbance (or with increasing fire-return interval), the dwarf shrub layer changes from being dominated by lingonberry and bilberry to being dominated by black crowberry (Sirén 1955; Wardle et al. 1997) and increasing biomass of feather mosses (DeLuca et al. 2002a). In the absence of competition from dwarf shrubs and feather mosses, it is common for the ground to be covered by reindeer lichens; this often occurs in nutrient-poor conditions and sometimes in early succession. In the prolonged absence of fire disturbance, replacement of lingonberry and bilberry by black crowberry is accompanied by an ecosystem retrogression or decline phase (Wardle et al. 2004) that also involves reductions in tree biomass and productivity, and changes to several belowground properties (Table 1). Table 1. Retrogressive successional trends in aboveground and belowground properties that occur in the prolonged absence of fire in the Swedish boreal forest Response variable myrtillus), lingonberry (Vaccinium vitis-idaea), and black crowberry (Empetrum hermaphroditum; Figure 1). The moss layer is dominated by feather moss (Pleurozium schreberi) and stair-step moss (Hylocomium splendens), while the lichen component consists mostly of Cladina or Cladonia. The dominant tree species are Norway spruce (Picea abies), Scots pine (Pinus sylvestris), and birches (Betula pubescens and Betula pendula). The relative abundance of all of these species is determined by a range of abiotic and biotic factors that are in turn frequently driven by the successional stage of the ecosystem. The main ecological determinant of successional stage is wildfire induced by lightning strike, and the majority of these forests are affected by recurrent fires (Zackrisson 1977; Niklasson and Granström 2000). Typically, with www.frontiersinecology.org Trend Aboveground Abundance of bilberry and lingonberry properties Abundance of black crowberry Tree biomass and productivity Ratio of ericaceous shrub biomass to tree biomass Feather moss abundance Belowground Polyphenol concentration in soil properties Decomposer microbial biomass Litter decomposition rate Soil carbon sequestration N mineralization rate Mineral N concentration Ratio of mineral N to dissolved organic N Symbiotic N fixation in mosses I I I I I I ` ` I I I I I Sources of information are Zackrisson et al. 1996, 2004; Wardle et al. 1997, 2003a; and DeLuca et al. 2002a. Upward arrows indicate an increasing trend over time; downward arrows indicate a decreasing trend. © The Ecological Society of America M-C Nilsson and DA Wardle Relatively little research has been carried out on the effects of understory dwarf shrubs and mosses on tree seedlings in boreal forests, probably because these understory components represent a relatively small proportion of the total forest plant biomass (Figure 2). Although these components are unlikely to contribute much in terms of mass effects, their biomass turns over much more rapidly than does that of the trees with which they coexist; measurements of shrub productivity reveal that the proportion of standing shrub biomass that is replaced each year is around 62% for bilberry, 39% for lingonberry and 29% for black crowberry (Wardle and Zackrisson 2005). As such, the aboveground net primary productivity of these shrubs is over half that of the trees (Figure 2). In northern Sweden, the standing biomass of the moss component is comparable to that of the shrubs (Wardle et al. 1997). Although no estimates have been made of their net primary productivity (NPP) in northern Sweden, turnover rates of moss segments in Scandinavian boreal forests are rapid and probably comparable to that of the shrubs (Økland and Økland 1996). Work in Alaskan boreal forests also points to the high NPP of mosses relative to that of associated trees (Oechel and van Cleve 1986; Harden et al. 1997; Turetsky 2003). Therefore, despite the relatively low contribution of understory vegetation to total standing biomass, their high turnover rate suggests that they produce a substantial proportion of the annual litterfall that is returned to the soil, and contribute substantially to total annual ecosystem nutrient uptake. As such, they have the potential to exert important interference effects against tree establishment and growth. Of the understory components in northern Swedish boreal forests, the one that arguably has the strongest negative effect on tree seedling establishment and growth is black crowberry. Experimental field studies have shown that seed germination and seedling growth are vastly reduced under black crowberry as compared to other understory vegetation types (Zackrisson et al. 1995, 1997; Nilsson et al. 2000), and increasing densities of black crowberry across space and time are frequently associated with reduced forest tree stand productivity (Zackrisson et al. 1996; DeLuca et al. 2002a; Wardle et al. 2003a). This is likely to be the result of allelopathic rather than competitive effects of black crowberry. This species produces very high concentrations of a phenolic compound, batatasin-III (Odén et al. 1992), that has been shown to reduce germination and growth of seedlings when applied at the concentrations in which it occurs in the soil (Nilsson et al. 2000; Wallstedt et al. 2005). While the issue of allelopathic effects in real ecosystems has generated controversy (Williamson 1990), it has been shown that negative effects of black crowberry on tree seedlings are largely mitigated in field plots when activated C (which adsorbs polyphenolic compounds through electrostatic charges) is added to them (Nilsson © The Ecological Society of America 423 (a) (b) Biomass (kg m–2 ) organisms 10 5 0 (c) Aboveground NPP (g m–2 yr–1) Understory vegetation effects on associated Understory vegetation as a forest ecosystem driver 200 trees shrubs mosses Unproductive system trees shrubs mosses Productive system trees shrubs Unproductive system trees shrubs Productive system 100 0 Figure 2. Productivity and biomass of understory components relative to that of trees. (a) Trees are the dominant biomass component of the Swedish boreal forest but shrubs and mosses densely cover the ground surface; (b) and (c) biomass and aboveground NPP of trees and understory components on productive and unproductive lake islands in Lapland, Sweden. Data from Wardle et al. 1997, 2003a. and Zackrisson 1992; Nilsson 1994; Nilsson et al. 2000). Charcoal produced during wildfires, which operates as a form of activated C, may also minimize the effects of batatasin-III on tree seedlings (Panel 1). Allelopathic effects, similar to those described here for black crowberry, might also occur in other forests in which ericaceous shrubs form a major part of the understory, such as has been shown for sheep laurel (Kalmia angustifolia) in Canadian temperate and boreal forests (Mallik 2003; Thiffault et al. 2004). The interference effects of black crowberry are not just restricted to tree seedlings. For example, ectomycorrhizal fungi may also be impaired by black crowberry (Nilsson et al. 1993), and humus under black crowberry supports considerably lower levels of decomposer microbes and fauna than humus under other understory types (Wardle et al. 1998a). Furthermore, because of its water-soluble nature and persistence (Wallstedt et al. 2005), batatasin-III www.frontiersinecology.org Understory vegetation as a forest ecosystem driver 424 Panel 1. Ecological impacts of charcoal from wildfire Activated carbon contains electrostatically charged surfaces that adsorb compounds with polar molecules such as phenolics. Addition of activated C to soil supporting plants that produce these compounds has been shown to reduce their negative effect on associated plant species (Nilsson and Zackrisson 1992; Nilsson 1994; Callaway and Aschehoug 2000).Wildfire produces charcoal, which is a form of activated C, and forest soils in northern Sweden typically contain between 900 and 2100 kg ha-1 of charcoal (Zackrisson et al. 1996). Charcoal collected from sites that have recently burnt has been shown to remove the phenolic batatasin-III (produced by black crowberry) from aqueous solutions, and to promote emergence and growth of tree seedlings treated with these solutions (Zackrisson et al. 1996). Charcoal from older fires does not have the same effects because there is increased physical obstruction over time of the charcoal surface. Furthermore, addition of charcoal to the soil surface at levels known to occur in the field has been shown to strongly stimulate birch seedling productivity and nutrient acquisition for soil collected from under black crowberry (presumably because of its adsorption of batatasin-III), but not for soil collected from under other ground-cover species (Wardle et al. 1998b).The surfaces of fresh charcoal also support high levels of microbial biomass and activity (Zackrisson et al. 1996; Pietikäinen et al. 2000) and can support greater rates of ecosystem level processes driven by components of the soil microflora, such as decomposition and nitrification (Zackrisson et al. 1996; Wardle et al. 1998b; Pietikäinen et al. 2000; DeLuca et al. 2002b). It has been suggested that the increased dominance of black crowberry, and associated diminished activity of charcoal with increasing time since burning, contributes to diminished forest tree productivity and biomass, as well as reducing the rates of those soil processes that promote nutrient supplies available to plants (Zackrisson et al. 1996). leaches into nearby waterways during snowmelt, and concentrates in small streams and ponds (Brännäs et al. 2004). Short-term experimental studies have shown that lethal effects on trout alevins and reduced mobility of water fleas (Daphnia spp) were caused by batatasin-III but not by a simpler phenolic compound (Brännäs et al. 2004), thus confirming the specific toxic effect of the bibenzyl structure of batatasin-III (cf. Nilsson et al. 2000). Other understory components in Swedish boreal forests also influence tree seedling regeneration and growth, although the effects are usually not as strong. For example, manipulative field experiments investigating exclusion of bilberry have shown this species to exert negative effects on Norway spruce seedlings, although belowground resource competition rather than allelopathy was probably the mechanism involved (Jäderlund et al. 1997). Reindeer lichens do not show negative effects on tree seedlings, and seedlings planted into ground dominated by lichens show vastly superior growth to those planted within other ground-layer vegetation (Steijlen et al. 1995; Zackrisson et al. 1995). Meanwhile, seedlings planted into dense feather moss layers typically establish and grow very poorly, despite the ability of mosses to retain moisture (Steijlen et al. 1995). There is evidence that this adverse effect of mosses is because they are very effective in absorbing available nutrients (Oechel and www.frontiersinecology.org M-C Nilsson and DA Wardle van Cleve 1986; Zackrisson et al. 1999) and because mycorrhizal hyphae produced by ericaceous shrubs directly take up nutrients from recently dead moss tissue, before the tree seedlings are able to access them (Zackrisson et al. 1997). This mechanism may also interfere to a lesser extent with the growth of previously established, larger seedlings and trees, because although their root systems can access nutrients below the depth of mosses and shrub roots, the moss–shrub layer is able to increasingly immobilize available nutrients over time (Wardle et al. 1997; Zackrisson et al. 1999; DeLuca et al. 2002a). Note that the above mechanisms differ from that described by Carleton and Read (1991) for Canadian boreal forest species, in which tree seedling mycorrhizae were able to directly access nutrients from mosses. Belowground effects of understory vegetation The three dominant dwarf shrub species in the Swedish boreal forest differ markedly in their ecophysiological attributes. Bilberry has short-lived leaves, grows relatively rapidly, and has poorly defended tissues (ie with low levels of active secondary metabolites), while black crowberry produces long-lived leaves, usually grows slowly, and has well defended tissues. The attributes of lingonberry are intermediate between these two. Consistent with these species-specific differences, black crowberry produces poorquality litter compared to that produced by the other species. Litterbag studies have shown that black crowberry litter decomposes more slowly and releases less nitrogen (N) during decomposition than co-existing ericaceous shrub species (Wardle et al. 2003a,b) and most tree species (Wardle et al. 2003a). Furthermore, a litter-mixing study, in which litter from ten over- and understory boreal forest species were mixed in all two-way combinations, generally pointed to black crowberry litter as having the strongest negative effects out of all species on litter decomposition rates of associated litter (Wardle et al. 2003b). These belowground effects of black crowberry may impair nutrient supply rates from the soil and contribute to the adverse effects of this species on seedling growth (Nilsson et al. 1999). The likely ecosystem-level consequences of dwarf shrub species are apparent from a study that has been operating for the past 10 years on a series of forested lake islands in northern Sweden (Wardle et al. 1997, 2003a; Wardle and Zackrisson 2005). These islands represent a retrogressive succession, with different islands representing different periods of time since last burning. With increasing time since the most recent fire disturbance, early successional species such as bilberry and Scots pine are replaced by later successional species such as black crowberry and Norway spruce. Domination by black crowberry on these islands is associated with high concentrations of polyphenolic compounds in the humus, and this in turn appears to contribute to reduced soil microbial activity, lower decomposition rates, reduced availability of soil N, increased soil C sequestration and, ultimately, reduced © The Ecological Society of America Understory vegetation as a forest ecosystem driver (b) aboveground tree and shrub productivity (a) (Wardle et al. 1997, 2003a). Ongoing manipulative experiments, established in 1996, have involved repeated experimental removals of all possible components of the three dwarf shrub species on plots across each of 30 islands, representing a wide gradient of time since burning (Wardle and Zackrisson 2005). These show that the bilberry and lingonberry have strong positive effects on litter decomposition, soil microbial activity, and depletion of soil mineral N, while black crowberry does not. Bilberry and lingonberry dominate the understory on early successional rather than late successional islands, and when they are experimentally removed from plots, the relationship between island successional stage and decomposer properties disappears. This suggests that the relationship between successional stage and decomposer activity is driven entirely by the types of ericaceous dwarf shrubs that are present. Feather mosses produce litter that decomposes slowly, and it has been shown that the rate of mass loss and N release from this litter is usually slower than that of the trees and dwarf shrubs with which they co-exist (Wardle et al. 2003b). This often results in a thick layer of moss litter forming below the live moss portions and above the humus surface. This layer of litter is important in retaining moisture and, unlike Figure 3. Micrograph of a section of moss leaf (x 200). (a) Under the litter of black crowberry, it accelerates the ultraviolet-fluorescence micrograph with a green filter; and (b) under light decomposition rates of associated litters from microscope. Coiled chains of the cyanobacterium Nostoc are hidden in the vascular plant species (Wardle et al. 2003b). In leaf under light microscopy, but are readily observed as the red cells under North American boreal forests, the understory ultraviolet-fluorescence microscopy. From DeLuca et al. (2002b), by permosses have also been found to have important mission of The Nature Publishing Group. effects, buffering soils against temperature changes by increasing surface insulation and reducing from field plots in a northern Finnish boreal forest were incident sunlight, thereby potentially retarding litter found to impair decomposition of bilberry litter in litdecomposition rates (Oechel and Van Cleve 1986; terbags, presumably because the litter was subjected to a Bonan 1991). It has also recently been shown that less favorable microclimate (Stark et al. 2000). The feather mosses play a fundamental role in regulating adverse effect of grazing of reindeer lichens by reindeer on ecosystem N input, because the live segments contain the soil microbial biomass and C flow in the soil is probahigh densities of cyanobacteria that fix atmospheric N bly attributable to alterations in soil microclimate and into forms available to plants (DeLuca et al. 2002b; Figure reduced moisture availability caused by lichen removal 3). The quantities of N fixed are sufficient to account for (Väre et al. 1996; Stark et al. 2000). Succession is characterized by predictable changes in build up of organic N in the soil during succession (DeLuca et al. 2002b), and this fixation is greater in late vegetation composition (Walker and del Moral 2003) successional than in early successional boreal forests and, in the Swedish boreal forest, vegetation community (Zackrisson et al. 2004). Although this mechanism is structure generally follows a predictable trajectory in the undoubtedly important in maintaining the N capital of prolonged absence of fire (Table 1). As succession prothe ecosystem, how and when this N is transferred to co- ceeds through to a retrogressive phase, there is increasing domination by black crowberry and feather mosses in the existing dwarf shrubs and trees has yet to be elucidated. Reindeer lichens produce litter that decomposes more understory, which creates an unsuitable environment for slowly than that of most of the vascular plant species with tree seedling establishment. Species such as Scots pine which they co-exist (Wardle et al. 2003b), and like the and birch, that rely on establishment from seeds, fail to mosses they form a dense ground cover that impedes soil regenerate in sufficient numbers to maintain those moisture loss. Experimental removals of reindeer lichens species, and Norway spruce becomes increasingly abun© The Ecological Society of America www.frontiersinecology.org 425 (a) Courtesy of P Lundgren. (b) Courtesy of U Rasmussen. M-C Nilsson and DA Wardle Understory vegetation as a forest ecosystem driver 426 M-C Nilsson and DA Wardle conservation and restoration perspective have been debated in many regions that have a natural fire ecology, including Scandinavia (Niklasson and Granström 2004). The recent work on boreal understory vegetation effects described above provides strong reasons for instituting or retaining forest management practices that allow and promote fire in the natural landscape. Maintaining diversity in species and ecosystem types at the landscape scale is probably best encouraged by maintaining a mosaic of forest stands of varying times since most recent fire. Forestry is a primary export industry of Sweden, and contributes 13% of its total export earnings (Skogs-styrelsen 2005). Evidence is emerging that understory Figure 4. A regenerating forest stand in an area that was clearcut and subsequently vegetation is a major driver of forest scarified. Ericaceous dwarf shrubs (eg black crowberry) have dominated the condition, both in the short term, by understory and are likely contributors to the poor regeneration of this forest. affecting tree seedling regeneration, and Successful regeneration and superior tree growth would require reinstatement of the in the long term, by driving soil natural fire regime. processes that regulate nutrient supply for trees. It would therefore appear that dant because it can regenerate vegetatively and is better the type of understory vegetation present has important able to tolerate late succesional conditions. During this economic implications. Since fire is a major driver of underretrogressive succession, polyphenolic compounds story vegetation composition in the boreal forest it is likely (largely produced by black crowberry) appear to accumu- that restoration of natural fire regimes in production late in the soil, retarding microbial activity, decomposi- forestry would be commercially advantageous in the long tion, and N mineralization (Wardle et al. 1998; DeLuca et term, as well as being beneficial for conservation. The al. 2002a). This in turn reduces the rate of supply of plant debate about the benefits of fire for Swedish boreal forests available N from the soil. Carbon accumulates in these has tended to focus on conservation issues rather than comsoils because decomposition rates decline faster than NPP mercial forest productivity, but there is an increasing awareduring retrogressive succession (Wardle et al. 2003a). ness of the probable long-term benefits of prescribed burnMeanwhile, N accumulates in the soil because of increas- ing for production (Niklasson and Granström 2004). Fire ing N lock-up by polyphenols and greater rates of biolog- disturbance is likely to benefit production forestry simply ical N fixation by cyanobacteria over time (DeLuca et al. because it prevents forest ecosystems from entering a long2002b; Zackrisson et al. 2004). This pattern of ecosystem term retrogressive succession. Scarification (or shallow culdecline can only be reversed through rejuvenation of the tivation) of the soil surface has often been the management system by wildfire (Zackrisson et al. 1996). tool of choice over prescribed fire in Scandinavian production forests, but this may not confer the same benefits to the ecosystem as fire does. In particular, it is less successful than Management implications fire in preventing long-term dominance by those understory Wildfire is the primary natural disturbance regime in species that suppress seedling regeneration and tree growth, boreal forests, in both Scandinavia (Niklasson and often leading to reduced forest productivity (Figure 4). Granström 2000) and elsewhere (Bonan and Shugart 1989). The work described above provides compelling Conclusions evidence that this disturbance drives the functioning of the ecosystem, mainly by determining the composition of Recent studies in the Swedish boreal forest have shown the understory vegetation. In Scandinavia, the natural fire that understory components such as ericaceous dwarf regime has been suppressed in recent times, and the prob- shrubs, mosses, and lichens are major community and able long-term consequence of this is increasing domina- ecosystem drivers. In the short term, they operate as filters tion of the understory by ericaceous dwarf shrubs and by helping to determine future forest tree species composifeather mosses, and corresponding declines in forest tree tion. In the longer term, they serve as major drivers of soil regeneration and aboveground and belowground ecosys- fertility and thus influence nutrient availability and plant tem process rates. The use and management of fire from a growth. Their net effect is to drive ecosystem succession, www.frontiersinecology.org © The Ecological Society of America M-C Nilsson and DA Wardle including retrogressive succession. They also interact with the fire regime to influence vegetation composition and ecosystem functioning in the longer term. From an applied perspective, production forestry and conservation are not necessarily incompatible, and we suggest that management for appropriate fire regimes may be beneficial for achieving goals associated with both of these land uses. Although relatively few studies have investigated the ecological role of understory vegetation in other boreal forests (but see Oechel and Van Cleve 1986; Carlton and Read 1991; Mallik 2003), it is likely that the role that this vegetation plays in Swedish boreal forests also operates elsewhere. Understanding these interactions in other boreal forests could contribute to the debate over the role of fire and its management in the boreal zone in general. Nevertheless, much remains to be learned regarding the ecological role of understory vegetation, both in northern Sweden and elsewhere. For example, there is little understanding of the extent to which interactions involving understory species at small spatial scales (characteristic of most studies to date) are important at large spatial scales (eg landscape scale or whole watersheds). Finally, little is known about how major global change drivers such as nitrogen deposition, global warming, and increases in atmospheric CO2 may influence the composition of understory vegetation, and how this will affect the functioning of the boreal forest ecosystem in the long term. However, since several studies have shown potentially large responses of ground layer vegetation to some of these global change drivers in tundra ecosystems (Hobbie et al. 1999; van Wijk et al. 2004), it is likely that important effects would also occur for similar understory vegetation types in boreal forests. Acknowledgements We thank our colleagues O Zackrisson, G Hörnberg, and T DeLuca for commenting on an earlier version of this manuscript. 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