Journal of the Geological Society, London, Vol. 159, 2002, pp. 605–617. Printed in Great Britain. Mechanisms and controls on the formation of sand intrusions 1,2 1 1 R I C H A R D J. H . J O L LY & L I D I A L O N E R G A N Department of Earth Science and Engineering, Imperial College, Royal School of Mines, Prince Consort Road, London SW7 2BP, UK (e-mail: [email protected]. uk) 2 Present address: BP Exploration, Chertsey Road, Sunbury-on-Thames TW16 7LN, UK Abstract: Sandstone intrusions are found in all sedimentary environments but have been reported most commonly from deep-water settings. They also appear to be more frequently developed in tectonically active settings where applied tectonic stresses facilitate development of high fluid pressures within the sediments. A variety of mechanisms have been cited as triggers for clastic intrusions. These include seismicity induced liquefaction, application of tectonic stresses, excess pore fluid pressures generated by deposition-related processes and the influx of an overpressured fluid from deeper within the basin into a shallow sand body. The formation of sandstone dykes and sills is investigated here by considering them as natural hydraulic fractures. When the seal on an unconsolidated, overpressured sand body fails the resulting steep hydraulic gradient may cause the sand to fluidize. The fluidized slurry can then inject along pre-existing or new fractures to form clastic intrusions. The scale and the geometry of an intrusive complex is governed by the stress state, depth and pre-existing joints or faults within the sedimentary succession, as well as the nature of the host sediments. For the simplest tectonic setting, where the maximum stress in a basin is vertical (gravitational loading), small irregular intrusions commonly result in the formation of sills at shallow depths within a few metres of the surface, whereas at greater depth dykes and sills forming clastic intrusion networks are more typical. A simple relationship is derived to calculate the maximum burial depth at which a dyke–sill complex forms as a function of the source-bed to sill height, the bulk density of the surrounding sediments, and the ratio of the vertical to horizontal effective stresses, K0 . When applied to three examples of large-scale dyke–sill complexes developed within Paleocene and Eocene deep-water reservoir sand bodies of the North Sea, maximum burial depths in a range of 375 to c. 500 m, 450–700 m and 550–850 m are estimated for intrusion of each of the three complexes. Keywords: soft sediment deformation mechanism, sandstone dykes, sandstone sills, sand volcanoes. The forceful intrusion of remobilized clastic sediment, and its emplacement into the surrounding strata, forms sheets of sediment that are discordant to bedding (dykes) or concordant with bedding (sills) (Fig. 1). Dykes that form by the passive infilling of a fracture or karst feature that is open at the surface, or the sea bed, are generally referred to as Neptunean dykes. Such features are not considered further in this paper, because we restrict our discussion to intrusions that have formed by injection. Clastic dykes do not exclusively intrude sediments; they also intrude granitic rock and mafic sills and are associated with lava flows in volcanic environments (Walton & O’Sullivan 1950; Harms 1965; Sturt & Furnes 1976). More complex mechanisms are likely to be involved in the formation of these clastic intrusions because of the presence of hydrothermal fluids and the action of thermal stresses. These igneous-related clastic intrusions are also excluded from the following discussion. Although sandstone intrusions within sedimentary successions have long been known and documented (e.g. Diller 1889; Jenkins 1930; Peterson 1966; Truswell 1972; Archer 1984; among many others), in the past these structures have tended to be viewed as relatively localized phenomena indicative of sediment deformation during shallow burial. This view is now changing, particularly in areas such as the North Sea basin where the sediment deformation and intrusion processes directly affect the identification, definition and understanding of important hydrocarbon reservoirs in deep-water successions (Lonergan et al. 2000). The recent identification of volumetrically important (cubic kilometres in scale) intrusions in Tertiary sequences of the North Sea (e.g. Forth–Harding, Alba, Balder and Gryphon fields; Jenssen et al. 1993; Dixon et al. 1995; Lawrence et al. 1999; Lonergan & Cartwright 1999; Lonergan et al. 2000) has shown that sandstone intrusion may be a more common and widespread phenomenon that previously thought. There is therefore a growing need for a more rigorous understanding of the mechanisms of clastic intrusion and the controls on sandstone intrusion geometries if we are to predict and understand the nature and degree of modification of primary (depositional) sand body geometries. In this paper we review the conditions necessary for a deposited sand body to fluidize and intrude. We consider the influence of mechanics on the geometry of the intrusive system, and introduce a new relationship, which allows the maximum burial depth at which a dyke–sill complex formed to be estimated, for simple settings where the maximum stress in a basin is vertical. Our results are illustrated with field and subsurface examples. We conclude with a brief review of sandstone intrusion trigger mechanisms. Geological settings in which clastic intrusions are found Clastic dykes are found in a wide range of sedimentary environments. They have been documented in all sedimentary environments, in many basins world-wide: glacial (Johnston 1993); lacustrine (Aspler & Donaldson 1986; Martel & Gibling 1993); fluvial (Oomkens 1966; Plint 1985); deltaic, tidal and coastal (Gill & Kuenen 1958; Reimnitz & Marshall 1965; Dionne 1976; Hardie 1999); and offshore shallow marine (Johnson 1977) to deep-water marine fans and turbiditic successions (Truswell 1972; Hiscott 1979; Archer 1984; Parize 1988) (Fig. 2). The extensive literature documenting sandstone intrusion indicates 605 606 R . J. H . J O L LY & L . L O N E R G A N Fig. 2. Sedimentary environments in which clastic intrusions occur. Data sources used for this figure can be obtained from the Society Library or the British Library Document Supply Centre, Boston Spa, Wetherby, West Yorkshire LS23 7BQ, UK as Supplementary Publication No. SUP 18171 (7 pages). Only clastic intrusions that are well described in published papers are cited. Other occurrences of clastic intrusions documented in conference abstracts, or observed by us or others in the field are not included. Fig. 1. Schematic diagram illustrating principal features of clastic sills and dykes. (a) Intrusion in the subsurface; (b) intrusion associated with fissures and sand volcanoes. In (a) W is dyke width, L is dyke length (strike length if exposed in outcrop) and T is sill thickness. Dykes associated with surface fissures and sand volcanoes that form as a result of earthquake shaking can have strike lengths up to several hundreds of metres long; sand volcanoes typically have a small height to diameter ratio, and maximum diameters reported of 40 m. that intrusive sand is more commonly encountered in deep-water marine settings than in any other sedimentary environment (Fig. 2). From a tectonic perspective large and extensive sandstone intrusion networks are more commonly reported in tectonically active environments with high sedimentation rates, mud-dominated sedimentary systems and where applied tectonic stresses facilitate development of high fluid pressures within the sediments. Examples of these include the extensive swarms of dykes and sill complexes described from fold and thrust belt settings (e.g. Dzulynski & Radomski 1957; Winslow 1983), and some of the largest known field examples of clastic intrusions, found in strike-slip basins along the San Andreas Fault system (Newsom 1903; Thompson et al. 1999). A variety of water-escape structures, which include dish and pillar structures, convolute lamination, load structures and mud flames, form in sediments during or very soon after deposition (Collinson 1994). The formation of these structures is attributed to both the rearrangement of grains by escaping fluids and the action of shear or gravitational stresses on fluidized or liquefied sediment (Anketell et al. 1970; Lowe 1975; Owen 1987; Collinson 1994). As clay-rich sediments become buried they consolidate and become more cohesive, with a corresponding increase in tensile strength. It is within this regime that clastic dykes and sills are able to intrude. A sandstone dyke can form at any depth provided there is a source of non-cemented sand that can be fluidized. If there is a sufficient reservoir of fluid and the fluidized sediment breaches the surface, sand volcanoes (also known as blows or vents) and craters form (e.g. Fuller 1912; Gill & Kuenen 1958; Obermeier 1996, and references therein). Sand volcanoes and craters can be fed by cylindrical pipes but are more commonly fed by largely tabular dyke swarms (Tuttle & Barstow 1996; Obermeier 1998) (Fig. 1b). Forceful injection of unconsolidated sand can occur in all directions. In the glacial environment dykes are typically injected downwards, as a result of the loading force exerted on poorly consolidated sediment beneath the glacier (Von Brunn & Talbot 1986). Within other sedimentary environments dykes are generally assumed to intrude upwards or laterally, following the hydraulic gradient. Often the location of the source sediment, which would confirm the intrusion direction, is unknown. This difficulty in identifying a clear and unequivocal source bed often remains one of the more puzzling features associated with some otherwise well-exposed classic clastic intrusions (Diller 1889; Peterson 1966; Parize 1988). Mechanics of clastic intrusion A clastic sill or dyke can be considered an example of a natural hydraulic fracture (Lorenz et al. 1991; Cosgrove 2001). Injection of a high-pressure fluid (with entrained sand grains) into the surrounding sediments requires a sustained pressure differential between the fluid in the propagating fracture or intrusion and the fluid in the pores of the sediment or sedimentary rock, so that C L A S T I C I N T RU S I O N S the fracture dilates and the sand–fluid mixture can flow through the fracture (Lorenz et al. 1991). Once the excess pressure dissipates, fracture propagation terminates, and the intrusion ‘freezes’. It is helpful to examine this process in three steps: (1) a build-up of an excess fluid pressure in a sand body; (2) failure of the seal; (3) subsequent fluidization of the unconsolidated sand and injection into host sediments. Overpressure An excess fluid pressure (known as overpressure) is generated by having a sealed bed or pocket of sediment in which the pore fluid pressure is greater than hydrostatic pressure (Maltman 1994). Overpressured sand bodies commonly occur in a depositional environment where they are enclosed in low-permeability mudstones. The mudstones immediately surrounding the sand body prevent the expulsion of pore fluids, and as a result, the overburden load is partially supported by the excess pore fluid pressure, causing the sand body to be underconsolidated. The remaining component of the overburden load is that sustained by the sediment grains and is called the effective stress, ó9 (Terzaghi 1936): ó 9 ¼ ó Lith Pf (1) where óLith is the overburden or lithostatic stress and Pf is the fluid pressure. The muds adjacent to the sand body are able to continue consolidating relative to the sand body, and so form a low-permeability seal. Excess fluid pressure generation is thought to occur most commonly as a result of a process referred to as disequilibrium compaction. During rapid burial of low-permeability sediments, the burial rate exceeds the ability of the fluid to escape from within the pore spaces between the sediment grains, and excess pore-fluid pressures build up. As a sand body is buried the pore fluid pressure initially follows the hydrostatic gradient when the system is unsealed (Fig. 3). When the sand body becomes sealed or partially sealed, the pore fluid pressure gradient deviates away from the hydrostatic gradient, and an excess fluid pressure begins 607 to build up. Pore fluids draining into the sand body from the surrounding compacting mud may increase the fluid pressure gradient (Magara 1981). Once any excess fluid has drained into the sand body and becomes trapped the overpressure gradient remains parallel to the lithostatic stress gradient with increasing burial (Fig. 3). In tectonically active areas horizontal stresses may also contribute to the generation of overpressure, and thus complicate the simple model of disequilibrium compaction (Berry 1973). The fluid responsible for a build-up of overpressure need not just be ‘local’ fluids; migrating hydrocarbons or fluids released during geochemical reactions may also cause an increase in pore pressure in porous sandstones if the sand bodies are sealed by lower-permeability lithologies (see Swarbrick & Osborne (1998) for a review of these processes). Seal failure A propagating dyke (whether of igneous or clastic origin) is an example of an opening mode (mode I) fracture that propagates as a tensile crack in a plane normal to the least compressive stress direction (Stevens 1911; Delaney et al. 1986). For mode I failure, the host sediment requires some tensile strength. Cohesion of the host sediment is, therefore, critical if clastic intrusions are to form. Close to the surface, muds have low cohesion, and failure in this regime is dominated by shear failure, plastic deformation and density inversions leading to local soft-sediment mixing (Lowe 1975; Nichols et al. 1994; Nichols 1995). Porosity reduction with increasing burial allows a closer packing of the grains, leading to a greater strength (mainly as a result of an increase in electrostatic charges between mineral grains). The depth at which the host sediments acquire enough tensile cohesive strength (T) to allow a fracture to form is a function of both porosity reduction and clay chemistry. Where the sediments do not have sufficient cohesive strength, injection of fluidized sand manifests itself in the form of pipes (with or without sand volcanoes at the sediment surface) rather than planar dykes or sills, and fluidized mixing between the overpressured sandy fluid and the fluid-rich surrounding muds and silts (Nichols 1995). Fluidization of the clastic horizon Fig. 3. Pressure v. depth for a sedimentary succession; relationship between overburden load (lithostatic pressure, óv ), pore fluid pressure (Pf ), overpressure and effective stress (ó9) shown. An idealized depth– pore fluid pressure path for a sand body that has become overpressured as a result of disequilibrium compaction is indicated (continuous fine black line). A fluid-saturated sand bed can liquefy in response to a sudden shock (e.g. earthquake, or loading by a slump), but such an event does not necessarily fluidize the bed. A simple increase of the pore pressure within a sealed system does not remobilize the sediment grains. For there to be movement of the grains, and hence flow, there must be a differential pressure gradient across the bed. The upward movement of the pore fluid in response to the pressure gradient imposes a drag force on the grains (Davidson & Harrison 1971; Nichols 1995). Grains become entrained in the flow when the drag forces exceed the effective weight of the grains. The velocity at which the upward drag force just balances the downward forces acting on the grains is known as the minimum fluidization velocity (Richardson 1971). Within a sealed unit there has to be a pressure release mechanism that imposes a pressure differential across the bed and allows loss of fluid from the body thereby generating fluid flow within the bed. This event must be relatively sudden: diffuse fluid seepage at low velocities from a sand body does not generate a large pressure gradient across the body, and the flow velocities never reach the minimum velocities required to entrain sand grains (Lowe 1975). In the absence of intergranular cohesive forces, Richardson (1971) has shown that the minimum fluidization velocity (Umf ) 608 R . J. H . J O L LY & L . L O N E R G A N of a particulate source bed of uniform spheres is dependent on the grain diameter (d), the densities of the fluid (rf ) and the grains (rs ), acceleration due to gravity (g), and the dynamic viscosity of the fluid (ì), and can be approximated by the equation Umf ¼ 0:00059d 2 (rs rf ) g : ì (2) In general, low-density sediments with a small grain size and size range, together with a spherical shape, are easiest to fluidize (Richardson 1971). As the grain size becomes smaller and clay content increases intergranular cohesive forces become stronger and sediments with grain sizes less than about 0.05 mm and high mud content are thus more resistant to fluidization (Lowe 1975). Well-sorted, fine-grained sand beds should therefore be most prone to fluidization. Typical minimum fluidization velocities for sand grains in this size range are 0.3–1 cm s1 where water is the fluidizing medium (Lowe 1975; Eichhubl & Boles 2000). Contrary to the predictions from theory, which suggest that fine-grained sand beds should be fluidized most easily, some natural examples of clastic intrusions show preferential remobilization of the coarsest grain-sized beds (coarse to granule-sized sand) present in the sedimentary succession (e.g. Ordovician clastic intrusions, in western Ireland; Archer 1984). It seems probable therefore that there are other factors associated with deposition and fluidization that may influence fluidization potential in sandy sediments. Alternatively, the coarser grain-sized intrusions seen at outcrop may be testimony to high flow velocities during fluidization and injection, with any finer-grained sand or silt having been elutriated from the system. Fluidization experiments (Nichols et al. 1994) show that as flow velocities increase small grains can be carried through fluidizing beds containing a mixture of coarse and fine grains. Determining the geometry of an intrusive system Brittle failure and dyke orientation We can, in some circumstances, predict the orientation of a clastic intrusion by considering the state of stress in the sedimentary section and the response of the sediments to brittle failure. We consider four ways in which the host sediment might fail, as follows. (1) When the pore pressure (Pf ) within the sand bodies exceeds the minimum principal stress (ó3 ) and the tensile strength (T) of the host material, brittle failure occurs (Fig. 4a): Pf . ó 3 þ T : (3) For a sedimentary basin without imposed tectonic stresses, the maximum principal stress is typically vertical (as a result of gravitational loading) and the minimum principal stress is in the horizontal plane. If such a sedimentary basin was filled with isotropic, homogeneous sediments then vertical dykes would form (Fig. 4a). (2) When there are faults or fractures within the host sediment with little or no tensile strength, the pore fluid pressure (Pf ) need only exceed the resolved normal stress (ón ) across the older fracture for dilation to occur (Fig. 3b): Pf . ó n : (4) As the fluid pressure increases a larger range in fracture orientations are able to dilate and be intruded by the injecting sand and fluid mixture (Delaney et al. 1986; Baer et al. 1994; Fig. 4. Mechanisms by which a seal fails, allowing unconsolidated sand to fluidize and then be injected into overlying sediments. (a) No preexisting fractures; dykes intrude in a plane perpendicular to the least principal stress. (b) Pre-existing fractures exist; for dilation to occur, the fluid pressure (Pf ) must exceed the normal stress on the fracture. (c) The stress fields surrounding an active fault and a sealed sand body (approximated as an elliptical crack exerting an outward fluid pressure) interact mechanically if within a distance equal to their dimension of each other. At favourable orientations (such as that shown) the slipping fault deflects towards the higher-pressure area, and intersects the seal as an opening mode fracture, because locally the minimum principal stress (ómin ) is orientated parallel to the boundary between the sediments and the sealed sand body. Jolly & Sanderson 1995, 1997). The photograph in Fig. 5a illustrates a steeply dipping segmented dyke intruding into the Miocene Santa Cruz siliceous mudstones. During its formation two orthogonal fracture set orientations were utilized. The dyke C L A S T I C I N T RU S I O N S 609 Fig. 5. Sandstone dykes and sills in the Miocene Santa Cruz mudstone, north of Santa Cruz, California. (a) Photograph of cliff section in flat-lying mudstones illustrating a steeply dipping segmented dyke (in section view). The fluidized sand was injected along a number of subparallel fractures (labelled A; dashed line) and used a second fracture set (B; continuous lines) to sidestep between segments. (b) Photograph of road section. The high fluid pressure of the injecting sand–fluid mixture caused the four linked fractures illustrated here to slip, and at the tip or overlap of the fractures, dilational jogs formed that were filled with short sills subparallel to bedding. intrudes along a fracture from one fracture set (less well developed in the photograph) and then sidesteps using a fracture from the orthogonal set of fractures, thus allowing the overall orientation of the dyke to be vertical. This process of sidestepping is repeated a number of times, resulting in a zigzag nature to the geometry of the dyke. (3) An increase in fluid pressure can cause pre-existing fractures to shear (Phillips 1972; Barton et al. 1995). The geometry of the pre-existing fractures can be such that areas of overlap between shearing fractures are dilated, forming jogs that are then infilled by the fluidized sand. This is illustrated in Fig. 5b, where four fracture segments have slipped with a normal sense of shear and in the dilational jogs, parallel or subparallel to the bedding, injected sandstone sills can be seen. It is likely that this mechanism for host sediment failure would occur in conjunction with the dilation of other fractures as described in (2). (4) The seal on an overpressured sand body can be breached by a fault that intersects the seal. If faults are propagating in the vicinity of the overpressured sand body, at distances of the order of the dimensions of the fault slip plane, or size of the overpressured sand body, then the stress fields of two structures interact mechanically (Pollard & Segall 1987). With favourable fault orientations a normal fault may be deflected such that it breaches the seal. In the example illustrated in Fig. 4c, the fault tends to be deflected towards the higher-pressure area, and forms 610 R . J. H . J O L LY & L . L O N E R G A N an opening mode crack, because locally the minimum principal stress (ómin ) is orientated parallel to the boundary between the sediments and the overpressured sand body (e.g. Segall & Pollard 1983). Sills or dykes and the effect of burial depth and bedding anisotropy In this section, using some simple mechanical principles, we illustrate that it is possible to predict the conditions that might favour the formation of dykes or sills within a compacting sedimentary section and gain some qualitative insights into a geologically complex problem. The stress state in the sediments depends on the material properties of the sediments and the boundary conditions. We consider the relatively simple boundary condition of sediments in a tectonically relaxed basin, that is, one in which the maximum principal stress is vertical and is due to overburden load (e.g. post-rift infill in an extensional basin– passive margin or intracratonic basin) and make the following simplifying assumptions: (1) because of the anisotropy of sediment layering and bedding, the sediments have different tensile strengths in orientations parallel and perpendicular to the bedding; in a well-laminated mud-dominated siliciclastic sequence the tensile strength in the direction normal to bedding (Tv ) is likely to be less than that parallel to it (Th ) (Cosgrove 1995); (2) the bedding is horizontal; (3) we neglect any viscous drag effects that tend to decrease the flow velocities at the margins of dykes or sills; (4) we consider only the first kilometre or so of burial before the onset of significant cementation. The fluid pressure (Pf ) must exceed the horizontal stress (óh ) and the tensile strength of the host sediment parallel to the bedding (Th ) for a dyke to propagate (Delaney et al. 1986; Chapter 3 of Price & Cosgrove 1990): Pf . ó h þ Th : (5) For a sill to form the fluid pressure must exceed the vertical stress (óv ) and the tensile strength perpendicular to the bedding (Tv ) (Price & Cosgrove 1990): Pf . ó v þ Tv (6) In most sedimentary basins the vertical stress is larger than the minimum horizontal stress and pressure data such as leak-off tests from boreholes and reservoirs show that sedimentary rocks fail before the fluid pressures exceed the lithostatic or overburden pressure (in this example óv ) (Gaarenstroom et al. 1993; Hillis 2001). Hence clastic intrusions will tend to be vertical, forming perpendicular to the direction of the minimum horizontal compressive stress, óh . At significant differential stresses, dykes tend to be preferentially formed because the differential stress is greater than the differential tensile strength (Cosgrove 1995): ó h þ Th , ó v þ TV and therefore ó v ó h . Th TV : (7a) Here failure occurs according to equation (5), before equation (6). Where the maximum principal compressive stress is vertical, dykes that form are vertical, or inclined if the excess fluid pressures cause existing fractures and faults to dilate or shear as discussed previously. Dyke strike is controlled by the difference in magnitude and orientation of the two horizontal stresses, maximum (óH ) and minimum (óh ). When significantly different, aligned suites of subparallel dykes form, as seen in the Cretaceous sequence in the Sacramento basin in California (Peterson 1966; Jolly et al. 1998). Another example of aligned dyke swarms is the Tertiary clastic dykes of the Chilean fold and thrust belt (Winslow 1983). They crop out along 150 km strike length of the southern Andean fold and thrust belt. They are concentrated near the toe of major thrust sheets and are oriented predominantly perpendicular to the strike of folds and thrusts (Winslow 1983). According to Winslow (1983), the structural features of the dykes, and their geometrical relationships to other structures, suggest rapid, single-phase injection, which she attributed to the arrival of the front edge of the thrust sheet on an already overpressured sedimentary sequence. The thrust sheet loading caused a near-instantaneous increase in overburden pressure, and a significant increase in the intermediate stress (ó2 ) in the direction of thrust propagation, leading to mobilization of the underlying overpressured sediments into a slurry and injection forming a swarm of subparallel dykes aligned perpendicular to the thrust front. In the case of isotropic principal horizontal stresses dykes formed have random strikes. When there is a faster rate of reduction of the vertical stress than fluid pressure for an upward propagating dyke a point is reached where the fluid pressure exceeds the vertical stress. At this point equation (6) is satisfied and the dyke can turn into a sill. There has to be a significant initial fluid pressure gradient (or large enough reservoir of fluid) to sustain the flow. If not, and the fluid pressure dissipates rapidly, the intrusion ‘freezes’ as a dyke before it ever becomes shallow enough to form a sill. At very shallow burial depths, within a few metres of the surface, differential stresses are typically low. In this case, the differential stress may not be less than the differential tensile strength and the bedding or fabric anisotropy favours the formation of sills, as it is more difficult for a dyke to propagate against the anisotropy, ó h þ Th . ó v þ Tv : (7b) Bedding or layering forms a closed planar discontinuity along which there is lower tensile and shear strength, making it easier for material to intrude along the discontinuity. Pollard (1973) conducted some analogue experiments of this process using grease and gelatin to show how a dyke turns into a sill when it encounters a discontinuity. He also investigated the effect of changing the elastic moduli for different layers of gelatin in his experiments to simulate the different mechanical properties of interbedded lithologies, and found that the change of material property at a layer interface also forced a dyke to turn into a sill. Burial depth and intrusion scale Making the assumption that the source of the fluidizing fluid in the sand body is the locally derived original pore fluid, then a sealed sand body that is breached at very shallow depths is likely to form a compact sill and dyke complex. The initial pressure differential is small and the dyke propagates only a small distance vertically before the fluid pressure equals the vertical pressure and a sill develops (see path a, a9, a0 in Fig. 6). The limiting case is where the source sand body is small with only a small amount of sealed fluid, restricting the amount of sand grains that can be mobilized before the pressure dissipates and fluid pressure drops. Next, let us consider the case where a sand body is sealed early on but the seal is not breached until greater burial depths are reached (path b, b9 in Fig. 6). In this instance a greater pressure differential is established, higher flow rates ensue, and a larger volume of sediment can be fluidized. Obviously, thicker and larger volume clastic intrusions can form. The dyke C L A S T I C I N T RU S I O N S 611 Fig. 6. A simple model for how the scale of clastic sill and dyke complexes is a function of the depth of seal onset and depth at which the seal ruptures, valid for the case of a basin where the maximum principal stress is vertical (gravitational loading). At very shallow depths the differential stresses (óv óh ) are small, and the bedding anisotropy favours the formation of sills in preference to dykes. If a sand body seals a little deeper (e.g. point a), the fluid pressure deviates from the hydrostatic gradient. In the simplest case where no further pore fluid enters the sand body, the fluid pressure increases with continued burial following the lithostatic gradient. When the fluid pressure reaches the minimum horizontal stress (óh ) seal failure ensues and a dyke forms (point a9). Assuming there is a large enough reservoir of overpressured fluid the dyke will propagate upwards until the fluid pressure exceeds the lithostatic pressure (óv ) and a sill forms (point a0). If the sand body is sealed at deeper depths (e.g. b) the distance to seal failure and sill formation (b9 and b0, respectively) are larger. Longer dykes must form between the source bed and sill formation depth. propagates further before the fluid pressure exceeds the maximum overburden pressure and a sill forms because of the greater depth of initiation (path b9– b0, Fig. 6). The depth of failure, therefore, produces distinctive styles of intrusion. The influence of depth and differential stress on intrusion scale: Rosroe Peninsula, Ireland, and Panoche Hills, California Two examples are now used to illustrate the control of burial depth and/or differential stress on geometry, scale and style of intrusion as discussed above. A dyke and sill complex exposed in the Panoche Hills in the San Joaquin Valley, northern California (Smyers & Peterson 1971) represents one end of the depth– differential stress spectrum as might be represented by a trajectory between those labelled a–a9– a0 and b–b9– b0 in Fig. 6, whereas the sill-dominated clastic intrusions of the Rosroe Peninsula, western Ireland represents a near-surface, sill-dominated example (Fig. 7). Sill-dominated clastic intrusion complexes occur within a well-exposed, Ordovician deep-marine, sand-dominated, channelized turbiditic succession on the Rosroe Peninsula, at the westernmost end of Killary harbour, western Ireland (Archer 1984). The Rosroe Formation is made up of two main facies associations: (1) medium- to granule-sized arkosic sandstones forming thick-bedded and channelized units, deposited by turbidity currents and debris flows; (2) laminated mudstones and siltstones interbedded with thin, fine- to medium-grained sandstones, forming packages up to a maximum of 7 m thick. The sill-dominated intrusive complexes occur exclusively within this latter facies. Source-bed to sill distances are never more than 50 cm and dykes are volumetrically a very minor component of the intrusion complexes. In the Panoche Hills, on the western side of the San Joaquin Valley, the intrusive complex is best viewed on the west-facing slopes (Fig. 7b). The host rock for the intrusion is a Cretaceous shale (Moreno Shale Formation) that dips gently to the east. The underlying Dosados sandstone member, 80 m below, is the source bed for the intrusions (Smyers & Peterson 1971). The clastic dykes are interpreted as intruding along a conjugated joint set, giving rise to two, distinct, steeply dipping clastic dyke orientations striking NE–SW and approximately north–south. Along with the dyke intrusion utilizing the joints, sills were also formed (Fig. 7b). The cliff illustrated in Fig. 7b is c. 80 m high and the scale of the intrusive complex is an order of magnitude larger than those found in the Rosroe Peninsula. The main sill is at least 80 m above the source bed, again much larger than the source-bed to sill distances observed in the Rosroe examples. The lack of ptygmatic folding suggests that significant compaction had already occurred before dyke intrusion. The intrusion occurred at depths greater than a minimum of 120 m (a representative conservative estimate of the original decompacted section present today), and probably even deeper because of the lack of compaction observed in the dykes. These data suggest that there was a greater differential stress present at the time of intrusion at Panoche Hills than when the sill-dominated intrusions were formed at Rosroe. These two examples illustrate the influence of depth, and more specifically the influence of differential stress, on the scale of intrusions. Estimating intrusion depth With a knowledge of the state of stress in the sedimentary succession, and the appropriate lithostatic and hydrostatic gradients, we can quantify the distances a–a9 and a9– a0 in Fig. 6 and make estimates of the depth of seal failure and at what distance 612 R . J. H . J O L LY & L . L O N E R G A N Fig. 7. (a) Photograph and sketch interpretation of a hillside in the Panoche Hills, western margin of the Great Valley, northern California. Cliff is c. 80 m high. Both sills and dykes can be seen intruding the Moreno Shale Formation. The source bed is below the base of the cliff within the Dosados Member. (b) An example of a sill-dominated intrusion formed at shallow burial depths, Rosroe Peninsula, western Ireland. above the source bed a dyke can become a sill. The problem is formulated in Fig. 8. During continuing sedimentation and burial the maximum applied stress can be considered vertical (as a result of uniform gravitational loading) and the minimum principal stress horizon- tal. If the boundary conditions on the basin are such as to prevent lateral strain in the sediments, then the sediments are constrained to compact in one dimension, or uniaxially. This stress path has been investigated in soil mechanics and is known as the state of ‘earth at rest’, or K0 condition (Lambe & Whitman 1979; Jones 1994), defined as the ratio between the principal horizontal and vertical effective stresses. According to Jones (1994), in all sedimentary basins without significant surface relief, the sediments are likely to be under stress conditions close to K0 at shallow burial depths. With increasing depth, the presence of non-gravitational tectonic stresses moves the sediment away from the K0 stress path. Data from laboratory sediment consolidation experiments show that under K0 conditions the ratio of the horizontal and vertical stresses remains constant. The magnitude of K0 depends on the type of sediment. Generally the finer grained and more clay rich the sediment the larger the K0 value (Jones 1994). For mud and clays, K0 is typically c. 0.7 or higher, but it can be as low as 0.4 for sands (Lambe & Whitman 1979). Consolidation experiments conducted by Karig & Hou (1992) to stresses higher than those routinely achieved in soil mechanics tests showed that K0 remained remarkably constant at a value of 0.63 for a silty clay up to effective vertical stresses of 35 MPa (equivalent to depth of several kilometres). As a first-order approximation, we can assume that at the burial depths of interest for the formation of clastic intrusions in sedimentary sequences of a single lithology, the ratio of the vertical to horizontal effective stresses remains constant, and for a succession dominated by muddy sediment K0 is c. 0.6–0.7. Further discussion of the meaning of K0 in terms of poroelasticity, or the coefficient of friction, and alternative ways of estimating it, have been given by Hillis (2001). If we know an appropriate K0 value for the sedimentary succession and óv (the lithostatic pressure), using equation (1) we can calculate the principal horizontal stress, óh , as follows: K0 ¼ ó h 9 ó h Phydr ¼ ó v 9 ó v Phydr and therefore ó h ¼ K 0 (ó v Phydr ) þ Phydr (8) where Phydr is the fluid pressure (hydrostatic gradient in this case). We define K as the ratio of the principal vertical and horizontal stresses: Fig. 8. Method to determine depth of seal failure, distance from source bed to sill formation and initiation of injection as a function of original sealing depth of an isolated sand body, for a sedimentary succession of principally a single lithology (e.g. all muds) and assuming a constant lithostatic gradient (i.e. neglecting the changes in bulk sediment density as a result of porosity reduction over burial depth of interest). C L A S T I C I N T RU S I O N S K¼ óh : óv P2 ¼ rw H 1 g þ rs H 2 g Thus using equation (8) and knowing óv we can calculate K for a sedimentary section where the pore fluid is predominantly at hydrostatic pressures. At K 0 ¼ 0:6, K ¼ 0:8; and at K 0 ¼ 0:8, K ¼ 0:9 this brackets the range considered reasonable for silty clays and clays. Let H be the distance from the source bed to the point where a dyke becomes a sill, and z be the depth to seal failure (Fig. 8a). The pressure at point P1, where a dyke turns into a sill, can be calculated P1 ¼ rs (z H) g and P1 ¼ Krs zg rw Hg therefore z¼ H rs rw (1 K)rs or H¼z 613 (1 K)rs rs rw (9) where rs is the bulk density of the sediments and rw is the density of the pore fluid (water). In the case where the sedimentary section consists of muds, with a K0 value of 0.7 (equivalent to K ¼ 0:85) and assuming a bulk sediment density of 2000 kg m3 , the depth of failure, z, is 3.33H, the complex height. Or a dyke becomes a sill at a distance above the source bed of 0.3z. This relationship is illustrated graphically in Fig. 9b, for a range of K0 and rs values considered likely for a muddy sedimentary succession at burial depths up to c. 1.0 km. Assuming that pore fluid at a hydrostatic pressure is sealed into the sand body at a depth H1 and no other fluid enters the sand body before it fails, the depth at which the seal ruptures with respect to the seal formation depth (H2 ) can be calculated as a function of the seal formation depth (H1 ) (Fig. 8). At point P2, when the seal fails, the pressure can be estimated and P2 ¼ Krs ( H 1 þ H 2 ) g and therefore H2 ¼ H1 (Kr s r w ) : (1 K)r s (10) For a shale section, with a K0 value of 0.7 (K ¼ 0:85) and an average bulk sediment density of 2000 kg m3 , the seal ruptures at a depth of H1 þ 2.33H1 . Equation (9) (Fig. 9b) is likely to be a more useful relationship than equation (10), because it is independent of how the overpressure in the sealed sand body is achieved. It should be valid even if the sand body is overpressured by fluid migrating from greater depths within the basin and being trapped by a top seal in the sand body. Equation (10) assumes that the overpressure is entirely generated by disequilibrium compaction, and that there is no contribution to excess fluid pressures in the source sand body from diagenetic reactions or hydrocarbon generation, nor inflow of fluid from elsewhere in the basin. Overpressure development as a result of disequilibrium compaction is unlikely to build up in as simple and predictable a fashion as we have shown in the scenarios illustrated in Figs. 6 and 8 (where the pore fluids seal at one depth and then the fluid pressure increases, with a gradient parallel to the lithostatic gradient). However, with the approach outlined above, some simple, order of magnitude constraints can be placed on scaling relationships for the formation of clastic sill and dyke complexes. The above approach is, however, a considerable oversimplification, because we do not consider the effect of coupling fluid pressure and stress (Lorenz et al. 1991; Hillis 2001). When the stress state and fluid pressures are considered in a coupled system, an increase in fluid pressure is accompanied by a corresponding decrease in effective differential stress. The decrease in effective differential stress means that the height above Fig. 9. (a) Line drawings from seismic data of cross-sections through low-angle clastic dykes feeding a shallower sill, Tertiary sequence, North Sea. The examples are from the Harding field reservoir, quadrant 9, UK sector; Block 24/9 of the Norwegian sector (both in the Viking Graben) and Alba field reservoir, Block 16/29, UK Central Graben. (b) Source-bed to sill distance plotted v. depth of seal failure for an isolated, overpressured sand body in a hydrostatically pressured sedimentary succession. Solutions shown for bulk sediment densities of 2200–1500 kg m3 and K 0 ¼ 0:65–0:8. These values are representative of a clay-dominated succession. This simple relationship can be considered appropriate only for conditions of shallow burial in a basin (e.g. ,1.0 km), where the sediments undergo 1D consolidation with no lateral strain, and no other compaction processes (such as cementation or pressure solution) operate. Intrusion depth ranges for clastic intrusions illustrated in (a) are also plotted. 614 R . J. H . J O L LY & L . L O N E R G A N the source bed, H, where a dyke changes to a sill will be reduced. The equations derived here are still of some use because they give the upper limit, or maximum dimension that an intrusive complex might reach. Estimating intrusion depth in Tertiary deep-water deposits in the North Sea As an illustration of the practical use of the relationships derived in the previous section we now apply equation (9) to three large-scale clastic intrusions occurring within Paleocene– Mid-Eocene deep-water sediments in the Central and Viking grabens in the North Sea basin. The three examples, shown in Fig. 9a, are from the Harding field in Quadrant 9, UK northern North Sea, Block 24/9 in the Norwegian sector of the northern North Sea and from the Alba field in Block 16/26 in the UK Central Graben. Fluidized sand has intruded up low-angle dykes (probably along faults) feeding sills that are now located between 130 and 200 m above the source bed. Their geological context and setting have been discussed further by Dixon et al. (1995), Lonergan et al. (2000) and Molyneux (2001). During Paleogene time the North Sea basin was in its post-rift infill phase. The absence of inversion or extensional structures of this age in the central and northern North Sea implies that there were no significant horizontal stresses acting on the basin at this time and it would appear reasonable to conclude that the maximum principal stress (owing to the overburden) acted vertically on shallowly buried mud-dominated sediments in the Alba, Harding and 24/9 areas. Cuttings and well-log data from wells drilled through these sand bodies demonstrate that the overlying Eocene and Oligocene successions were mud dominated. The sand bodies were deposited in flat-lying, base-ofslope or basin-floor settings. This relatively simple geological setting and the inferred stress boundary conditions are consistent with the assumptions made at the start of this discussion suggesting that it is appropriate to apply equation (9) to obtain an upper limit for the depth at which the source sand bed seal failed and the intrusions formed. Assuming a K0 value of 0.7 (consistent with the mud-dominated section overlying the source sand bed) suggests burial depths in a range of 375–500 m, 450– 700 m and 550–850 m for intrusion of the Alba, Harding and 24/9 dyke–sill complexes, respectively (Fig. 9b). We cite a range of plausible intrusion depths because the bulk host sediment density at the time of intrusion is difficult to estimate as it depends on the rate of porosity loss during burial. Using an exponential decay porosity–depth relationship for mudstone, its density varies from 1500 kg m3 at the depositional surface to c. 2200 kg m3 at 1 km burial. Intrusion triggers Lastly we briefly consider clastic intrusion triggering mechanisms. An understanding of sand intrusion triggers has a bearing on how the mechanical relationships derived in the previous sections might be applied to other studies. A century of research has identified four principal triggers for the fluidization and injection of unconsolidated sand to form sandstone dykes and sills: (1) seismicity-induced liquefaction (e.g. Fuller 1912; Reimnitz & Marshall 1965; Hesse & Reading 1978; Obermeier 1989; Saucier 1989; Sims & Garvin 1995; Galli 2000); (2) tectonic stress (Peterson 1966; Winslow 1983; Huang 1988); (3) localized excess pore fluid pressures generated by depositionrelated processes such as slumping (Truswell 1972), the passage of storm waves (Allen 1985; Martel & Gibling 1993) or channel switching (Hiscott 1979); (4) the influx of an overpressured fluid from deeper within the basin into a shallow sand body (Jenkins 1930; Brooke et al. 1995). A trend that emerges from previous work is that seismicity and localized excess pore fluid pressures resulting from depositional processes are the most commonly cited triggers for clastic intrusion (Fig. 10). In general, the smaller, centimetre- to metre-scale clastic intrusions that appear to have formed close to the depositional surface are attributed to depositional triggers (Truswell 1972; Hiscott 1979; Archer 1984; Collinson 1994). It is useful to consider the relationship between earthquakeinduced liquefaction and sandstone dykes and sills a little further, particularly because seismicity is so often considered a trigger for the generation of clastic intrusions and the presence of clastic intrusions is often used to infer palaeoseismicity (Obermeier 1996). Studies of ground deformation associated with historical earthquakes have shown that near-surface, water-saturated sands become liquefied as a result of cyclical shear stresses during earthquake shaking and produce dykes, sills, volcanoes and craters at distances up to several hundred kilometres from the epicentre (Allen 1985; Obermeier 1996; Galli 2000). Worldwide data on historical shallow earthquakes show that features having a liquefaction origin are confined to shallow, saturated, Holocene sediments, poorly compacted artificial sand fills and, more rarely, Pleistocene sands (Ambraseys 1988). These data also show that liquefaction structures form for earthquakes with magnitudes as low as five (Kuribayashi & Tasuoka 1975; Ambraseys 1988; Tani & Nakashima 1999; Galli 2000) but that a magnitude of 5.5–6 is the lower limit at which liquefaction becomes common (Fig. 11). If one then considers the global distribution and magnitude of recent earthquakes to be representative of the geological record, only basins in very active tectonic settings or at plate boundaries are likely to have experienced earthquakes of magnitude greater than five. Trenching across Holocene and latest Pleistocene sand volcanoes and their associated clastic intrusion structures shows that dykes travel a maximum of c. 10 m vertically from their source bed during earthquake-induced liquefaction (Obermeier 1996; Tuttle & Barstow 1996). At greater depths it is increasingly difficult to liquefy sediment by the application of cyclical shearing stresses because the higher overburden pressure greatly increases the resistance of sediment to shearing. Earthquake liquefaction dykes can be up to 2 m thick (although most appear to be ,30 cm thick) and several hundreds of metres long in plan view; sills are typically several centimetres thick, but after severe earthquakes thicknesses up to 0.5 m have been documented (Obermeier 1996). When appealing to seismicity as a trigger for clastic intrusion or remobilization it is important to consider (1) the depth and scale of the intrusion (only near-surface watersaturated unconsolidated sands have been observed to deform by liquefaction) and (2) the likelihood that earthquakes greater than magnitude five may have occurred in the past, at the time of intrusion. However, it is important to acknowledge a significant observational bias in the datasets used to construct the empirical relationships between earthquake magnitudes and liquefaction such as that in Fig. 11. The sedimentary environments in which recent or historic earthquake-induced clastic intrusions have been observed are exclusively terrestrial and coastal (which includes the emergent parts of deltas; such as the study of the effects of the 1964 Alaskan earthquake on the Copper River delta by Reimnitz & Marshall (1965)). There have been few, if any, published studies of liquefaction effects in offshore parts of deltas and deep marine slope and basinal settings. More rarely considered as a possible trigger for clastic C L A S T I C I N T RU S I O N S 615 Fig. 10. Literature citations of intrusion trigger mechanisms. Points not located within the cluster at apices of the triangle either specify more than one mechanism operating or indicate the possibility that more than one mechanism was responsible for the clastic intrusion in question, according to the original workers. Examples that specifically mention earthquakeinduced liquefaction are identified with an asterisk. References for this figure not cited elsewhere in the text are listed in the Supplementary Publication. intrusions is the additional influx of a remote fluid such as oil or gas at higher pressures migrating up dip from deeper within a basin. Jenkins (1930) recognized that the migration of hydrocarbon fluids may have played an important role in the formation of the large number of dykes known in the oil-producing basins of California. More recently, Brooke et al. (1995) have identified gas-bearing circular mounded sand bodies at 500 m depth in the Plio-Pleistocene sequences of the North Sea, associated with gas conduits. Those workers attributed the formation of the gas mounds to upward migration of gas (along faults?) causing liquefaction of the sand body. It is possible that the migration of overpressured hydrocarbons from deeper within the North Sea basin has also played an important role in the formation of the large-scale lower Tertiary sandstone intrusions such as those illustrated in Fig. 9 as postulated by Lonergan et al. (2000). The migration of overpressured hydrocarbon-charged fluid into shallow sand bodies would certainly be an effective way of remobilizing large volumes of sand grains, with enough reservoir of fluid to generate extensive, large-scale clastic dyke and sill networks. Conclusions Previous work has tended to examine clastic intrusions in isolation with little consideration of the mechanics involved in their formation. Many factors have a role to play in the formation of clastic intrusions: these include the presence of fine-grained facies within the depositional environment to form a seal, processes that may contribute to the build-up of overpressures ranging from shear-liquefaction in the depositional realm to seismic activity in tectonic settings, cementation processes within the source bed, and any significant fluid fluxes within the basin under consideration. Using simple mechanical concepts and drawing on the existing, more rigorous analysis of the formation of tabular igneous intrusions (e.g. Delaney & Pollard 1981; Delaney et al. 1986; Pollard & Segall 1987) useful insights can be gained about the formation of clastic intrusions. This paper has used theory to propose the following key factors that contribute to the formation and geometry of clastic intrusions, and illustrated these results with natural examples. (1) Burial depth and the ratio of maximum to minimum 616 R . J. H . J O L LY & L . L O N E R G A N Fig. 11. Earthquake moment magnitudes for shallow focus earthquakes v. maximum distance from epicentre at which surface liquefaction has been observed. Data from Ambraseys (1988). Liquefaction occurs only for earthquake events larger than magnitude five. principal stresses, plus their respective orientations, play a fundamental role in controlling intrusion geometry and scale. (2) In cases of a horizontal minimum principal stress within a basin, dykes should form in preference to sills. However, at shallow levels (10–20 m?) bedding anisotropy and very low differential stresses are predicted to favour the formation of sills. (3) For a mechanically simple system of a tectonically unstressed basin, a relationship has been derived that allows the depth of intrusion to be calculated as a function of K0 and sediment density, when the height between the source bed and a sill is known. We thank T. Bai, J. Cosgrove, D. Dewhurst, P. Eichhubl, H. D. Johnson, N. Lee, D. Pollard and J. Wilkinson for fruitful discussions. Valuable suggestions were made by H. Reading, J. Lorenz and K. Pogue on an early version of the text. R. Hillis and A. Hurst are thanked for their constructive reviews of the manuscript. R.J.H.J. was funded by an NERC Ropa award. 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