Affirmative Action and Workforce Inclusion Plan June 2010 – July 2011 Prepared by: The Office of Workforce Diversity and Inclusion 160 Day Hall Ithaca, New York 14853 Office of Workforce Diversity and Inclusion Lynette Chappell-Williams, Associate Vice President 160 Day Hall Cornell University Ithaca, New York 14853 Telephone: (607) 255-3976 ~ TDD: (607) 255-7066 Fax: (607) 255-7481 Bias Response Fax Line: (607) 254-5436 http://www.ohr.cornell.edu/contactHR/worklifediversity/index.html Federal ID#15-0532082 TABLE OF CONTENTS Prologue: President’s Statement on Affirmative Action and Diversity in Employment ............ 1 Introduction .......................................................................................................................... 5 Overview of Cornell University ........................................................................................ 5 Components of the Affirmative Action and Workforce Inclusion Plan ........................... 8 Established Foundation for Diversity and Inclusiveness Efforts ............................................. 10 Equal Employment Opportunity Activity ....................................................................... 11 Responsibilities for Implementation ............................................................................. 12 President David J. Skorton. ................................................................................... 13 Provost Kent Fuchs................................................................................................ 13 Vice Provosts, Vice Presidents, Deans of Colleges and Schools. .......................... 13 Office of the Vice Provost for Research. ............................................................... 14 Associate Vice President, Office of Workforce Diversity and Inclusion. .............. 14 Director of the Office of Workforce Policy and Labor Relations. ......................... 16 Director of the Recruitment and Employment Center. ........................................ 17 Human resource directors and leads. ................................................................... 17 College and administrative unit representatives.................................................. 18 Faculty Senate Affirmative Action/ Minority Education Committee.................... 19 College diversity/affirmative action committees. ................................................ 19 Managers and supervisors. ................................................................................... 19 Academic search committees. .............................................................................. 20 Senior Director, Capital Projects and Planning, University Architect and Campus Manager. ................................................................................................... 21 Senior Director of Supply Channel Management and Business Services. ............ 21 Harassment advisors. ............................................................................................ 22 Cornell faculty and non-academic staff. ............................................................... 22 Analysis of Current Organizational Incumbents .................................................................... 23 Organizational Profile based on Race and Gender ........................................................ 23 Job Group Analysis Based on Race and Gender ............................................................ 23 Job group analysis for non-academic staff. .......................................................... 25 Analysis of progress toward affirmative action goals for non-academic staff. .... 33 Non-academic job groups with no placement goals for women or minorities. ................................................................................................. 34 Non-academic job groups with placement goals for women and minorities. ................................................................................................. 37 Non-academic job groups with placement goals for women (but not for minorities). ................................................................................................ 43 Affirmative Action and Workforce Inclusion Plan 2010-2011 Page i Non-academic job groups with placement goals for minorities (but not women). .................................................................................................... 44 Job group analysis for faculty. .............................................................................. 49 Analysis of progress toward affirmative action goals for faculty. ........................ 58 Faculty job groups with no placement goals for women or minorities.... 59 Faculty job groups with placement goals for women and minorities. ..... 60 Faculty Job Groups with Placement Goals for Women Only .................... 61 Faculty Job Groups with Placement Goals for Minorities Only ................ 61 Faculty job groups with five or fewer incumbents. .................................. 62 Review of Employment Activity ........................................................................................... 63 Affirmative Action Initiatives Specific to Veterans and Individuals with Disabilities .............. 64 Development and Implementation of Programs................................................................... 67 Campus-Wide Initiatives Supporting all Aspects of Diversity........................................ 68 The University Diversity Council ........................................................................... 68 The “Feedback” program ...................................................................................... 68 Bias Response Program......................................................................................... 68 Campus-Wide Initiatives Supporting Women and Minorities....................................... 69 Cook Awards ......................................................................................................... 69 First Fridays of Ithaca ............................................................................................ 69 Campus Wide Initiatives Supporting other Covered Populations ................................. 69 Supporting Cornell’s Veterans .............................................................................. 69 Individuals with Disabilities................................................................................... 70 Religious Accommodation in the Workplace........................................................ 70 Lesbian, Gay, Bisexual, and Transgender Communities ....................................... 70 Programs to Address Unique Subsets of the Cornell Community................................. 71 Cornell Faculty Institute for Diversity ................................................................... 71 CU-ADVANCE......................................................................................................... 71 Initiatives in the Skilled Trades ............................................................................. 72 UAW Diversity Committee .................................................................................... 72 Facilities Services Diversity and Inclusion Council ................................................ 73 College of Agriculture and Life Sciences Diversity Committee ............................. 73 Diversity Programs in (the College of) Engineering (DPE) .................................... 74 College of Human Ecology Diversity Committee .................................................. 75 College of Veterinary Medicine Affirmative Action Committee........................... 75 Holistic View of Cornell Community Members ..................................................................... 76 Upstate New York Higher Education Consortium (UNY-HERC) ..................................... 76 Cornell University Wellness Program ............................................................................ 77 Work-Life and Work-Family Programming .................................................................... 77 Page ii Affirmative Action and Workforce Inclusion Plan 2010-2011 Onsite and Community-based Childcare .............................................................. 77 Educational Training on Work-Life and Work-Family Issues ................................ 78 Child Care Grant Subsidy ...................................................................................... 78 Adoption Support.................................................................................................. 79 Support for Personal Needs .................................................................................. 79 Social Programming ....................................................................................................... 80 Bring a Child to Work Day 2010 ............................................................................ 80 Cornell Recreation Connection ............................................................................. 80 Employee Celebration........................................................................................... 80 Outreach/Communication ............................................................................................. 80 Flexible Work Arrangements ......................................................................................... 81 Cornell University Faculty and Staff Assistance Program .............................................. 81 Other Initiatives/Programs ............................................................................................ 81 General Organizational Culture and Processes ..................................................................... 82 Professional Development Opportunities ..................................................................... 82 Continuous Learning in Areas of Diversity and Inclusion .............................................. 83 Participatory Work and Learning Processes .................................................................. 83 Communications and Information Sharing.................................................................... 84 Collaborative conflict resolution ................................................................................... 85 Discrimination Complaint Procedures .................................................................. 85 Academic Grievance Procedures .......................................................................... 86 Staff Grievance Procedures .................................................................................. 86 University Unit Discrimination and Harassment Advisors .................................... 86 Other Campus Resources...................................................................................... 87 Commitment to Community Partnerships .................................................................... 87 Women-, Minority-, and Veteran-Owned Businesses ................................................... 87 Leadership in Diversity and Inclusion ............................................................................ 88 OFCCP Central/Western New York Industry Liaison Group ................................. 88 Central Western New York Business Leadership Network ................................... 88 Affirmative Action and Workforce Inclusion Plan 2010-2011 Page iii Prologue: President’s Statement on Affirmative Action and Diversity in Employment 1 September 2009 If even one [student of color] offered himself and passed the examinations, we should receive him even if all of our five hundred students were to ask for dismissal on that account. —Andrew D. White, Cornell's first president, in an 1874 letter The bold vision of Cornell's founders—that an institution of higher education should be a diverse community offering education, discovery, leadership, and service to the state, the nation, and the world—continues to guide our university today, even with the current economic difficulties. Then and now, Cornell recognizes that innovation comes through diversity, and therefore the university remains steadfast in its commitment to take affirmative steps in employment practices, in compliance with federal laws, and in student admissions to improve the statistical representation of diverse populations. The university also recognizes the importance of cultivating an inclusive culture and a welcoming climate, and continually reviews its policies, procedures, and programs to ensure that this culture and climate prevail. To continue the founder's vision, Cornell has established diversity goals—well worth reiterating here: 1. To ensure that the composition of our community and leadership reflects the composition of the broader society. 2. To ensure that faculty, staff, students, and administration have access to the knowledge and conceptual frameworks required lo think critically about human diversity. 3. To ensure that our community embraces and supports individuals from all racial, ethnic, religious, gender, sexual orientation, class, disability, and national groups in their chosen pursuits. 4. To ensure that individuals from all backgrounds achieve their full potential. Recognition as a Welcoming and Inclusive Place to Work and Study For the past ten years, Cornell has worked aggressively to diversify its workforce and to create an inclusive community. These efforts have received national recognition. Moreover, Cornell is the only university to appear simultaneously on all of the lists noted below, confirming the university's commitment to addressing the needs of diverse populations. 1 The President’s Statement on Affirmative Action and Diversity in Employment is also available as a separate document. See Appendix A. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 1 In 2008 the university was recognized as one of the top five universities for diversity by Diversitylnc magazine. In 2008 and 2009, Cornell was recognized as a great place to work by the Chronicle of Higher Education. For the past five years (2005-2009), Cornell has been recognized by the American Association of Retired Persons as one of the top 50 employers for workers over 50—and as the number one employer in 2008 and again in 2009. This recognition is based not only on the demographic representation of our workforce but on the broad range of programs and services provided to our older workers and retirees. For the past three years (2007-2009), Cornell has been listed as one of the top 100 companies for information technology workers by Computerworld magazine. As with AARP, Cornell is one of only a few universities to earn this accolade. Unlike AARP's constituents, IT workers tend to be relatively young, so Cornell's recognition on both ends of the age spectrum speaks to its commitment to diversity. Concern for the well-being of the university's faculty, staff, and their families is a critical component of the diversity effort, and the university has fared well in this area also. Cornell has been one of the top 100 adoption-friendly workplaces for the past three years (2007-2009) as recognized by the Dave Thomas Foundation for Adoption; one of the top 50 employers for prospective parents (2008 and 2009) by Conceive magazine; and one of the top 100 employers for working mothers (2006-2008) by Working Mother Media. Cornell has also demonstrated its ability to address the needs of traditionally underrepresented populations. In 2005 the university received an honorable mention in the top military-friendly employers recognition by GI Jobs. Cornell also participates in the Yellow Ribbon Program, enhancing financial aid for students who are former military personnel. In 2004, 2006, and 2008, the university received recognition for its programs for individuals with disabilities (New York State Office of Vocational and Educational Services for Individuals with Disabilities). And in 2008 the university was named one of the top nonprofit employers for women executives by the National Association for Female Executives. Recruiting and Retention Strategies Despite the global economic challenges, Cornell's intention to be an eminently supportive and rewarding place to work remains unchanged. The university provides services that benefit all faculty and staff as well as strategies specifically aimed at achieving robust diversity among employees. The ADVANCE program, funded by the National Science Foundation, has taken significant steps in improving the university's selection processes for faculty. Utilizing the services of the Cornell Interactive Theatre Ensemble, a theatrical diversity training troupe, ADVANCE created a video to assist search committees with reviewing the credentials of faculty and will be rolling out a second video on effectively interviewing faculty. Page 2 Affirmative Action and Workforce Inclusion Plan 2010-2011 The university has developed the framework for a comprehensive strategic plan related to disability access. The plan will focus on technology, communication, physical access, employment, emergency preparedness/evacuation, and educational opportunities for students and employees. Meanwhile, staff members involved in campus construction projects have been trained in disability access guidelines, and a web page provides essential information for faculty, staff, students, and visitors with disabilities (www.cornell.edu/disability/). Ongoing opportunities for personal and professional growth include a multifaceted Wellness Program for health and physical fitness, an employee degree program, a Faculty and Staff Assistance Program, online skill training, a robust program of services addressing the intersection between career and personal life, participation in university governance, and recognition programs for dedicated Cornell community service. Establishing a Climate of Inclusiveness Enhancing the campus climate of diversity and inclusion is one of Cornell's most important priorities. Since late 2006, the president and provost have co-chaired the University Diversity Council, which oversees diversity efforts across the campus. In an effort to educate the Cornell community about the university's commitment to diversity, in the spring of this year the University Diversity Council hosted events called "Day Hall Talks Diversity," through which the university shared information on its demographic composition. On the web, Cornell's home page includes a Diversity and Inclusiveness link, which opens up a wealth of information on our past and current diversity efforts, diversity-related accomplishments, and events that reflect the diversity of the campus. The site also provides contact information for university and college diversity offices and highlights opportunities for members of the Cornell community to become involved. In June 2009, approximately 19 Cornell faculty members participated in the second annual Faculty Institute for Diversity, in which they discussed ways to diversify Cornell's curriculum to encompass such issues as class, disability, ethnicity, gender, religion, and sexual orientation. Outreach The university has also engaged in programs designed both to assist others and to increase awareness about diversity issues beyond its campus. In addition to participating in a local radio program, All Things Equal, Cornell representatives work with local leaders to address issues related to diversity. Senior university leaders and I meet regularly with community leaders such as Marcia Fort of the Greater Ithaca Activities Center, Audrey Cooper of the Multicultural Resource Center, and clergy from minority churches in the area; and we actively participate in the diversity strategic planning efforts of the City of Ithaca and Tompkins County. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 3 In the spring, Cornell honored local members of Delta Company, Second Battalion, 108th Infantry Division—an Ithaca-area New York Army National Guard unit that deployed to a combat tour in Afghanistan in 2008—and their families at a special Freedom Salute. The event was an opportunity to highlight the services Cornell provides to faculty and staff who have served in the military, as well as to announce the university's participation in the Yellow Ribbon Program. Looking Forward I believe that a diverse work and educational environment benefits not only the individuals for whom opportunities are expanded but also the entire university community, and that our efforts have an impact locally, nationally, and internationally. I also believe that Cornell, as an institution of education and discovery, has a responsibility to engage with the public through public service, outreach, economic development, technology transfer, and cultural opportunities to realize the potential of all our people. Cornell has a proud record in the area of diversity and inclusion, and I am committed to building on that legacy of leadership. David J. Skorton Page 4 Affirmative Action and Workforce Inclusion Plan 2010-2011 Introduction The year 2010 marked ten years since the University’s Open Doors, Open Hearts, and Open Minds statement on diversity and inclusiveness was established. Since that time, the University has made significant progress in developing the infrastructure needed to carry out an effective diversity initiative: the establishment of a university-wide diversity council, implementation of an online application system for nonacademic staff, creation of diversity committees within colleges and administrative units, establishment of the Faculty Diversity Institute, and progress on a disability strategic plan, to name a few. These initiatives have set the foundation for us to address two critical issues over the next five years: increasing the diversity of our student body and workforce, and 2) aggressively renewing our efforts to create a respectful, civil, and inclusive environment. The diversity issue is particularly important as we face potential retirements of as much as half of our faculty and staff at a time when the nation is becoming more diverse. The workforce analysis completed through our affirmative action efforts, as well as the analysis completed by our NSF-funded ADVANCE program will be helpful as we develop strategies and implement programs designed to increase and retain a diverse faculty and staff. From these analyses we know we have some key areas of focus: The climate issue is also important as we compete in what has been described as a war for talent as universities and other employers across the country begin renewed hiring efforts after more than two years of addressing budget challenges. As the “new” workforce, particularly those included in the Generations X, Y and Z age groups (those born between 1965 and 2010) look for an employer who understands a) the desire for a flexible work structure; b) a commitment to “giving back” to the community through volunteerism and protecting the environment through sustainability, c) a willingness to encourage personal growth and development; and d) the ability to embrace difference in a respectful, civil way. Cornell needs to address these challenges aggressively to be competitive. This year provides an opportunity for reflection over the past ten years, more detail for which is outlined in the University’s Inclusion Report. In the 2010-2011 year, we need to build on what we have learned over the prior ten years to develop aggressive strategies to increase diversity in both short and long term futures and to create a climate that supports the retention and full engagement of this diverse workforce. Overview of Cornell University Cornell University is a privately endowed university, the federal land-grant institution of New York State, a member of the Ivy League, and a partner of the State University of New York. The university has fourteen colleges and schools: seven undergraduate units in Ithaca, New York; four graduate and professional units in Ithaca, New York; two medical graduate and professional units in New York City and one in Qatar. The extended Cornell campus includes sites throughout New York State, as well as Puerto Rico and the Appledore Island off the MaineNew Hampshire coast, and regional offices throughout the United States. The university maintains study programs and study abroad affiliations throughout the world. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 5 Cornell University has been the school of choice for a number of distinguished women and individuals of color, including Pearl Buck (M.A. ۥ25), winner of both a Pulitzer Prize in 1932, and Nobel Prize for Literature in 1938; Ruth Bader Ginsberg (A.B. ۥ54), U.S. Supreme Court justice; Jerome Holland (B.S. ۥ39 and MS ۥ41), businessman and president of both Delaware State College and Hampton Institute; Mae Jemison (M.D. ۥ81), former space shuttle astronaut; Flemmie Kittrell (Ph.D. ۥ36), early advocate of preschool education programs; Toni Morrison (A.M. ۥ55), author and winner of both the Pulitzer Prize in 1988 and Nobel Prize for Literature in 1993; Janet Reno (A.B. ۥ60), former U.S. attorney general; and Lee Teng-hui (Ph.D. ۥ68), former president of Taiwan. Cornell’s mission is as follows: BOX 1: Mission of Cornell University Cornell is a learning community that seeks to serve society by educating the leaders of tomorrow and extending the frontiers of knowledge. In keeping with the founding vision of Ezra Cornell, our community fosters personal discovery and growth, nurtures scholarship and creativity across a broad range of common knowledge, and engages men and women from every segment of society in this quest. We pursue understanding beyond the limitations of existing knowledge, ideology, and disciplinary structure. We affirm the value to individuals and society of the cultivation of the human mind and spirit. Our faculty, students, alumni, and staff strive toward these objectives in a context of freedom with responsibility. We foster initiative, integrity, and excellence in an environment of collegiality, civility, and responsible stewardship. As the land grant university for the State of New York, we apply the results of our endeavors in service to our alumni, the community, the state, the nation, and the world. Cornell University is an academic and research community committed to diversity and an inclusive environment for its faculty, staff, and students. Founded in 1865 and opened shortly after the U. S. Civil War, Cornell University has long advocated equal opportunity for women, racial minorities, individuals with disabilities, veterans, gay/lesbian/bisexual and transgender individuals, as well as other groups protected under federal, state and local law. Although the idea of admission of women to this new institution of higher education was controversial at the time, co-founder Ezra Cornell remained insistent that women be educated at his university. In a letter dated February 17, 1867, to his granddaughter Eunice, Ezra Cornell stated: “I want to have girls educated in the university as well as boys, so that they may have the same opportunity to become wise and useful to society that the boys have.” Cornell’s philosophy for the admission of minorities was also controversial for its time. Co-founder Andrew Dickson White's philosophy was that instruction should "be afforded to all regardless of sex or color." In 1874, in response to an inquiry about the presence of students of color at Cornell, Andrew Dickson White stated “… and if even one [student of color] offered himself and passed the examinations, we should receive him even if all our five hundred [white] students were to ask for dismissal on that account.” Since its founding, Cornell has continued to be in the forefront in creating diversity within the organization. Some of these “firsts” include: Page 6 Affirmative Action and Workforce Inclusion Plan 2010-2011 • • • • • • • • • • • • • • • in 1872, Cornell was one of the first co-educational institutions in the East; in 1873, Cornell’s Sage Chapel was the first voluntary chapel of a major American university; in 1885, Cornell University taught the first course in modern philanthropy to train students to shape public opinion and accept obligations of social service; in 1894, Cornell was the first university to teach modern Far Eastern languages; in 1906, Cornell became the founding institution for Alpha Phi Alpha, the first African American undergraduate fraternity; in 1916, Rho Psi, a club for males of Chinese descent was founded; in 1925, Cornell opened the Willard Straight Hall, one of the first student unions in the United States; in 1929, Cornell was the first university to have an interfaith department for religious affairs; in 1936, Cornell was the first university to award a Ph.D. to an African American women (Flemmie Kittrell); in 1958, the university was instrumental in the development of the Netter Seminar to bring management, labor, education, and government together to develop employment practices that embrace diversity and promote a fair workplace for all individuals; in 1965, the Committee on Special Education Projects (COSEP) was established by Cornell University with the primary goals of: 1) increasing the enrollment of African American, Latino/Hispanic American, Native American, and Asian American students at Cornell; and 2) providing support services to facilitate both their adjustment to Cornell and their graduation; in 1972, Cornell established a Women’s Studies program; in 1987, the university established its Hispanic American Studies Program (later renamed the Latino Studies Program) to examine the Hispanic/Latino population as a whole through courses, colloquia, and other research/academic activities; in 2000, Cornell was one of the first universities to establish a bias response program to address issues that impact its commitment to diversity and inclusiveness, three years before such a program was required by the State of New York; and, in 2003, Cornell University joined other leading private universities in submitting an amicus curiae brief to the U.S. Supreme Court in support of the University of Michigan and the University of Michigan Law School affirmative-action admissions policy, maintaining that diversity within a student body is essential to providing the highest quality educational experience for students. Cornell University’s commitment to diversity is also reflected in its student body. In the fall term of 2009, Cornell’s total undergraduate student population was 49.6% women and 32.9% multicultural students. This includes the 2009-2010 entering class, which is 49.7% women and 36.1% multicultural students one of Cornell’s most diverse classes. In the fall term Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 7 of 2009, the graduate/professional student population at the Ithaca campus was 42.7% female and 14.8% multicultural students, and at the Medical School in New York City, 54.6% of the students were women and 30.2% were multicultural students. Cornell University has long sought to couple its educational mission with an appreciation of the value of diversity and inclusiveness. In keeping with this tradition, in 1998, a group of Cornell faculty, staff and students convened to renew the intent of the university’s original founding fathers and crafted Open Doors, Open Hearts, and Open Minds: Cornell’s Statement on Diversity and Inclusiveness. (See Appendix B.) This statement, along with Cornell University’s longstanding commitment to diversity, provides the background for the university’s affirmative action programs and the basis for the development of diversity initiatives throughout the university. Additionally, in early 2010, the University developed a strategic planning document that will serve to guide its development in key areas. Throughout that document, diversity is identified as essential to maintaining the University’s reputation and quality. In particular, the concurrent diversity-related priorities are: • Faculty Renewal: Increase the size and quality of faculty to address generational diversity challenges. • Faculty Diversity: Increase the racial/ethnic and gender diversity within the faculty as new positions come open. • Undergraduate Student Diversity: Attract and educate a diverse body of undergraduate students. • Graduate and Professional Student Diversity: Recruit and educate a diverse body of graduate and professional students. • Staff Diversity: Attract and retain a diverse staff workforce. Additional information about specific strategies associated with these initiatives, and intended measures of success, can be found in Appendix C. Components of the Affirmative Action and Workforce Inclusion Plan This Comprehensive Affirmative and Workforce Inclusion Plan covers the Ithaca, New York campus of Cornell University and the New York State Agricultural Experiment Station, operated by Cornell University, in Geneva, New York for employment activity between July 1, 2009 and June 30, 2010. There are also plans for Cornell’s extension operations in the city of New York; the Arecibo Observatory, Puerto Rico (part of the National Astronomy and Ionosphere Center (NAIC), a national research center operated by Cornell University under a cooperative agreement with the National Science Foundation (NSF)); and, Weill Cornell Medical College, New York City. The plan has been developed to: 1) provide an analysis of the racial and gender demographics of Cornell’s non-academic/administrative staff and academic workforces, as required by law; and 2) highlight the university’s successes in addressing diversity and inclusiveness. The plan is based on the guidelines set forth by Executive Order 11246, as amended; Title 41 CFR §§ 60-300 (Vietnam Era Veterans Readjustment Assistance Act of 1974); Title 41 Page 8 Affirmative Action and Workforce Inclusion Plan 2010-2011 CFR §§ 60 – 741 (Section 503 of the Rehabilitation Act of 1973); federal and local antidiscrimination laws; and university policies. In addition, the plan incorporates the twelve attributes of diversity that were developed drawing on the work of the Workplace Diversity Network: a Joint Project of the National Conference for Community and Justice and the Cornell University School of Industrial and Labor Relations. Although the basis of this plan is formed by the University’s obligations under the regulations stated above, the intent of this plan is to provide additional “next practice” guidance above and beyond these obligations. Hence, the Cornell University Comprehensive Affirmative Action and Workforce Inclusion Plan includes information about: • • • shared accountability for the university's mission and its commitment to diversity; the affirmative action programs for women, minorities, and veterans, which provide the foundation for the university’s commitment to diversity and inclusiveness; and the affirmative action program for individuals with disabilities, including the accommodation of diverse physical and developmental abilities all of which are required by law. However, this plan also includes information about the University’s: • • • demonstrated commitment to diversity and inclusiveness and the development and implementation of programs to promote diversity and inclusiveness; including access to professional development opportunities for all academic and non-academic staff, regardless of their aspect of diversity; work/life and work/family initiatives that strive to retain a diverse workforce based on a holistic view of Cornell's community members; and overall recognition of the organizational culture and process, including the University’s commitments to community partnerships, continuous learning, participatory work and learning processes, communication and information sharing, and collaborative conflict resolution processes that provide an opportunity to address issues that impact our commitment to diversity and inclusiveness. The Comprehensive Affirmative Action and Workforce Inclusion Plan is designed to be a long-term framework for meeting our affirmative action obligations and for creating a sustained commitment to diversity and inclusiveness at Cornell University. According to §§602.10 of 41 CFR Chapter 60, “an affirmative action program is a management tool designed to ensure equal employment opportunity. A central premise underlying affirmative action is that, absent discrimination, over time a …workforce will generally reflect the gender, racial and ethnic profile of the labor pools from which the [employer] recruits and selects.” The Comprehensive Affirmative Action and Workforce Inclusion Plan is designed to produce this workforce. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 9 Established Foundation for Diversity and Inclusiveness Efforts Effective and successful diversity and inclusiveness initiatives begin with the establishment of equal opportunity and affirmative action programs to ensure equal access to opportunity in employment. These equal opportunity practices are based on obligations created under federal regulations, the New York State Human Rights Law, the Tompkins County anti-discrimination law, and the City of Ithaca Human Rights Protection Ordinance, which require us to employ effective principles in employment practices, including hiring and promoting women and minorities. 2 In 1991, the Board of Trustees established Cornell University’s Statement on Equal Education and Employment Opportunity, which was updated in April 2005. Pursuant to 41 CFR §§ 60-2.10(a)(3), 41 CFR §§ 60-300.44, and 41 CFR §§ 60-741.44, this policy is set forth below: BOX 2: Cornell University’s Equal Education and Employment Opportunity Statement Cornell University has an enduring commitment to support equality of education and employment opportunity by affirming the value of diversity and by promoting an environment free from discrimination. Association with Cornell, either as a student, faculty, or staff member, involves participation in a free community where all people are recognized and rewarded on the basis of individual performance rather than personal convictions, appearance, preferences (including sexual or affectional orientation), or happenstance of birth. Cornell University's history of diversity and inclusion encourages all students, faculty and staff to support a diverse and inclusive university in which to work, study, teach, research, and serve. No person shall be denied admission to any educational program or activity or be denied employment on the basis of any legally prohibited discrimination involving, but not limited to, such factors as race, color, creed, religion, national or ethnic origin, sex, sexual orientation, gender identity or expression, age, disability, or veteran status. Shared understanding of those activities which are appropriate and required by applicable laws is an important first step toward the realization of a successful EEO/AA program. To support the University’s general commitment to Equal Employment Opportunity and Affirmative Action, two broad-based training sessions were held in the 2009 Plan Year: In November 2009, the Office of Workforce Diversity and Inclusion hosted a meeting for Diversity and Affirmative Action Representatives (DAARs), human resources personnel and other interested managers and supervisors. Ninety-five individuals attended throughout the day, including Cornell University Vice President of Human Resources Mary G. Opperman and Dr. Pedro Caban, Vice Provost for Diversity and Educational Equity, SUNY. Attendees chose from sessions ranging in topic from reducing unconscious bias in the hiring process and building recruitment pipelines to understanding OFCCP regulations (led by OFCCP District Director Mary Ellen Bentivogli) to best practices in engagement and retention. See Appendix D for a complete listing of the sessions included. 2 The term “minority” is based on the language used by the federal government in its equal opportunity and affirmative action regulations. Page 10 Affirmative Action and Workforce Inclusion Plan 2010-2011 The annual Discrimination and Harassment Advisors Update meeting was held on December 10, 2009. More than 39 advisors, faculty co-investigators and guests attended the session with presentations by Lisa Niishi, Cornell University ILR, on Employer Best Practices in Employing People with Disabilities; Sarah von Schrader, Employment and Disability Institute, on Update on the EEOC Charge Data Research Project; Wendy Tarlow, University Counsel, on Recent laws that change how we consider discrimination claims, and Hannah Rudstam, Employment and Disability Institute, with a disability simulation exercise for the group. Equal Employment Opportunity Activity As part of its commitment to diversity and inclusiveness, pursuant to 41CFR §§ 60-2.17 (d), 41 CFR §§ 60-741.44(h), and §§ 60-300.44(h), Cornell University regularly audits the composition of its workforce and apprenticeship and training groups by minority group status and by sex and measures the effectiveness of the university’s affirmative action programs for individuals with disabilities and covered veterans. Results of these audits are shared with college and administrative unit representatives and faculty affirmative action committees. On an annual basis, the president, provost, deans, and vice presidents are advised of the program’s effectiveness, along with recommendations to address areas of challenge. In addition, the university ensures: 1) the presence of required EEO posters throughout the university facilities where both employees and applicants for employment can see them; 2) that union members are notified of Cornell’s non-discrimination and affirmative action policies; and 3) that purchase orders and contracts with subcontractors contain or reference the required EEO clause. Concerns and complaints related to equal opportunity in education and in employment based on aspects of diversity protected under federal, state, and local law, including sexual harassment complaints filed by any member of the Cornell community against a faculty member or an academic or non-academic staff member, as well as complaints arising under Title IX are directed to the Office of Workforce Policy and Labor Relations pursuant to University Policy 6.4 (see Appendix E). 3 During the 2009-2010 fiscal year, the Office of Workforce Policy and Labor Relations received 90 inquiries related to discrimination allegations. Of these inquiries, 20 resulted in intake and initial reviews, 14 of which were resolved through mediation and the remainder (6) became formal complaints . In addition, pursuant to the University’s bias response program, managed by the Office of Workforce Diversity and Inclusion, 47 reports of bias activity were received for the 2009-2010 academic year, although only 10 qualified as “bias” 4 under the program’s definition of “initiator unknown.” Of these 10, 3 391 Pine Tree Road, Ithaca, NY 14850 , Telephone:(607) 255-4652, Telecommunications Device for the Deaf, (607) 255–7066, [email protected], http://www.hr.cornell.edu/diversity/reporting/harassment_discrimination.html 4 A bias incident is “an act of bigotry, harassment, or intimidation by unknown perpetrators that occurs on the Cornell campus or within an area that impacts the Cornell community and that one could reasonably conclude is directed at a member or a group of the Cornell community because of that individual’s or group’s actual or perceived age, color, creed, disability, ethnicity, gender, gender identity or expression, marital status, national origin, race, religion, sexual orientation, veteran status or any combination of these or related factors.” See http://www.hr.cornell.edu/diversity/reporting/bias_response.html. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 11 5 reports of bias activity were filed based on gender identity or sexual orientation, 4 were based on race, and 3 were based on sex or gender. 5 Cornell University is committed to assisting those persons with disabilities who have special needs related to their educational pursuit or employment. Since 2004, the University has worked to create a comprehensive approach to addressing access fr faculty, staff, and students. As a result of these efforts, in January 2010, the University established its Commitment to Disability Access for Ithaca Campus Faculty, Staff, and Students, which is located at http://www.cornell.edu/disability/docs/disability-commitment-report.pdf. This document provides the University’s long term goals in addressing disability access. To assist the university community with addressing the needs of individuals with disabilities, the University has established two offices: Information on services provided to prospective and current Cornell students with disabilities can be obtained by contacting the Student Disability Services Office, 420 Computing and Information Center, Ithaca, New York 14853-2081; Telephone: (607) 254-4545, Fax: (607) 255-1562, Telecommunications Device for the Deaf, (607) 255-7665, http://www.cit.cornell.edu/. Prospective and current employees in need of a workplace accommodation pursuant to the Americans with Disabilities Act or New York state law should contact Medical Leaves Administration, located at 840 Hanshaw Road, Ithaca, New York, 14850; (607) 216-1400; fax (607) 216-1425. In the 2009-2010 academic year, 20 requests for disability accommodations were received from faculty and staff. As part of its compliance activities, the university provides anti-discrimination, sexual harassment and diversity training to its supervisors online. This is supplemented by training conducted by the Offices of Workforce Diversity and Inclusion and the Workforce Policy and Labor Relations as part of the New Supervisors Orientation Certificate Program. In 2009-2010, three such training sessions encompassing 64 new supervisors that focused on EEO, affirmative action, harassment, diversity and life quality initiatives at the university. Sexual harassment and discrimination training sessions were held with principal investigators at the NYS Agricultural Experiment Station in Geneva, NY and with the Building Trades Council’s (bargaining unit) Diversity Council. Responsibilities for Implementation Cornell University is bound by Executive Order 11246, the Rehabilitation Act, and the Vietnam Era Veterans Readjustment Act. Pursuant to these obligations, each year the university completes a written affirmative action plan as well as the Vets 100-A Report. Midyear, the University completes an analysis of its employment practices, including an adverse impact analysis of the selection activity. 5 160 Day Hall, Cornell University, Ithaca, NY 14853-2081. Telephone: (607) 255-3976, Fax: (607) 255-7481. Telecommunications Device for the Deaf, (607)255-7066, [email protected], http://hr.cornell.edu/diversity/ This program is designed to supplement existing discriminationrelated procedures and processes, and support the efforts of administrative units that address bias activity—such as the Cornell Police, the Office of the Judicial Administrator, and the Office of the University Ombudsman. The primary goal of this program is to respond to bias activity by advising the university community of the occurrence of bias incidents and crimes, providing support-related resources to individuals who have experienced bias activity, and by developing programs that will help to prevent or eliminate bias activity. Page 12 Affirmative Action and Workforce Inclusion Plan 2010-2011 To ensure that the affirmative action obligations are carried out, the following University officials perform the roles and carry out the responsibilities described below for each of them. President David J. Skorton. In principle and in practice, the diversity initiative, including the equal opportunity and affirmative action program, is a high priority area in the University's planning. As chief executive officer and university president, David Skorton has a leadership role and ultimate responsibility for the implementation of equal opportunity and affirmative action policies and for the extension of equal opportunity (through affirmative action where indicated) in the employment of women, persons from protected racial/ethnic groups, persons with disabilities, and protected veterans. The president issued a statement on Affirmative Action and Diversity in Employment in September 2009. The University Diversity Council, 6 which is co-chaired by the President and the Provost, meets periodically to set policy and coordinate across programs. A Working Group of the Council meets monthly to identify opportunities and implement strategies to achieve the university’s diversity goals. The president has established diversity as one of his top priorities; a commitment that was affirmed by the campus within the University’s 2010-2015 Strategic Plan. The president also has a leadership role in fostering the overall well-being and healthy work/life balance of Cornell University’s faculty, academic and administrative staff to promote good mental and physical health. The president has stated publicly that he is committed to a holistic approach of wellness and work/life in “A Vision: Optimizing the environment for our staff and faculty.” 7 Provost Kent Fuchs. Provost Kent Fuchs has executive authority over academic planning and budgeting. The Provost has established diversity as one of his top priorities, including service as the principal investigator Cornell University ADVANCE Initiative. 8 The NSF-funded program has the mission of increasing the recruitment, retention, and promotion into leadership positions of women in engineering and the sciences, and institutionalizing best practices, policies and programs across colleges as they pertain to women faculty. The Provost also has requested that progress in addressing diversity be described within the annual reports of the deans. The vice provosts, college deans, academic directors, and the university librarian are accountable to the provost for equal opportunity and affirmative action within their units. Vice Provosts, Vice Presidents, Deans of Colleges and Schools. 6 7 8 See http://www.cornell.edu/diversity/offices/council.cfm See http://www.ohr.cornell.edu/commitment/skortonWellness.html See http://www.cornell.edu/provost/priorities.cfm Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 13 These positions have the following common responsibilities for implementing equal opportunity and affirmative action in each of their units/divisions: • • • • annually reviewing the racial/gender composition of their workforce in comparison with the university’s affirmative action goals and utilization, and communicating to their unit/division their continued commitment to address affirmative action and diversity; assuring that all searches follow established university procedures, including that all nonacademic searches are consistent with the terms of the Filling Vacancies policy and that all academic searches comply with the process delineated by the Office of the Provost; encouraging all search committees and hiring managers to aggressively recruit candidates to ensure racial/ethnic and gender diversity in each search; and developing appropriate action steps to carry out a college diversity initiative, including allocating appropriate resources to carry out the initiative. For 2010-2011, the Office of Workforce Diversity and Inclusion will continue to review the university’s diversity efforts and to discuss progress towards meeting affirmative action goals based upon availability of candidates by race/ethnicity and gender for open positions versus university-wide utilization rates (demographic data by race/ethnicity and gender for incumbents in university-wide defined job groups) with the vice presidents and deans. Office of the Vice Provost for Research. Senior Vice Provost Robert Buhrman is responsible for administering awards for sponsored research, instruction, and extension projects at Cornell. As it relates to affirmative action, these individuals have responsibility to: • • • • ensure that all Office of Vice Provost for Research staff know and understand the affirmative action goals for vacant positions; ensure that principal investigators and project directors are aware of the university’s commitment to diversity and that they are advised to make good faith efforts to have a diverse applicant pool for each selection; work with the appropriate human resource representative to develop search recruitment plans with the goal of having representation of women and minorities in each applicant pool; and ensure that the department fully complies with the spirit and policies of the university’s affirmative action program. Associate Vice President, Office of Workforce Diversity and Inclusion. Associate Vice President Lynette Chappell-Williams reports to the vice president for human resources and develops all aspects of the university’s affirmative action programs, ensures compliance with affirmative action regulations, coordinates diversity efforts related to staff and faculty, and coordinates activities related to work/life and work/family for faculty and Page 14 Affirmative Action and Workforce Inclusion Plan 2010-2011 staff. The Associate Vice President of Workforce Diversity and Inclusion has specific responsibility to: • • • • • • develop the university’s non-academic and academic affirmative action programs and monitor the programs’ success as the foundation for the university’s diversity and inclusion effort; regularly communicate developments in the affirmative action area to the university leadership as well as to those with employment administration, management, and supervisory responsibilities; work with appropriate offices and individuals to make sure that supervisors carry out their responsibilities related to affirmative action; develop programming, including work/life integration issues, in conjunction with other offices, to create a welcoming and inclusive environment for the university community with a focus on underrepresented groups; coordinate the university’s Bias Response Program to ensure that action is taken to address bias activity that impacts the university’s commitment to diversity and inclusiveness; and submit the annual Vets 100-A report to the United States Department of Labor. For the 2009-2010 plan year, the Office of Workforce Diversity and Inclusion accomplished the following: • • • • • • Facilitated over 74 workshops, webinars, and group meetings for approximately 800 attendees in its Wellbeing Series. The series, intended to address diversity holistically, covers topics as wide-ranging as financial security, parenting, adult dependent care, emotional wellbeing, conflict management, and job search strategies for retirees. In addition, network meetings on family resources and support groups for caregivers met monthly. Conducted a campus-wide audit of all facilities to ensure that required employment law posters were in place and up to date. Used a grant from the New York Small Business Council to help establish a new lactation facility for hourly workers on North Campus. That, and the addition of a room in Clark Hall brought the total for on-campus lactation spaces to thirteen. Held a workshop on domestic violence in the workplace in conjunction with the Labor-Management Diversity Committee of the division of Campus Life and the local UAW. Supported monthly meetings of First Fridays of Ithaca, a networking program for employees of color, with an average attendance of approximately 35 local diverse professionals. Coordinated with the efforts of the UAW Diversity Committee, the University Diversity Council Working Group, and the Division of Facilities Diversity Committee. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 15 • • • • Provided guidance to recruiters and search committees on how better to increase diversity in applicant pools on a case-by-case basis. Developed procedures to assist in a cross-college effort to diversify applicant pools for technician roles. Sponsored a showing of “For Love of Liberty”, a documentary about African Americans serving in the military. Completed planning and ramped up implementation of the Disability Access Framework strategic plan. For the 2010-2011 plan year, the office has established the following goals: • • • • • Establish a work/family advisory committee to provide general guidance and to develop comprehensive child care initiative to address needs of faculty and staff. Increase awareness of university’s affirmative action compliance obligations in all academic hiring processes. Develop and implement diversity-focused recruitment and retention strategies for faculty and for staff in bands A-F. Design a new “flex” initiative that optimizes organizational effectiveness and efficiency, environmental and personal sustainability, and diversity, as well as utilization at all levels, promoting an agile organization. Increase partnerships with the broader community (city, county, region) to establish diversity/inclusiveness as a priority within local governments and agencies. Director of the Office of Workforce Policy and Labor Relations. Alan Mittman, director of the Office of Workforce Policy and Labor Relations, has general responsibility to: • • • Page 16 review all Cornell policies and procedures, in conjunction with the University Counsel’s office, and the Division of Human Resources Staff and the Office of Workforce Diversity and Inclusion, to ensure compliance with external employment regulations and with the university’s commitment to diversity and inclusiveness, and to make recommendations to develop and/or revise these policies and procedures to ensure compliance; regularly communicate developments in the equal opportunity area to the university leadership as well as to those with employment administration, management, and supervisory responsibilities; and work with appropriate offices and individuals to make sure that supervisors carry out their responsibilities related to equal opportunity. Affirmative Action and Workforce Inclusion Plan 2010-2011 Director of the Recruitment and Employment Center. Allan Bishop, director of the Recruitment and Employment Center, within the Division of Human Resources, is responsible for supporting and furthering the university’s efforts in attracting and retaining a highly qualified and diverse workforce. The office’s role is to promote the consideration of women, persons from protected racial/ethnic groups, persons with disabilities, and protected veterans from outside the current workforce, who can be recruited and hired as Cornell University employees. In regard to affirmative action, Allan Bishop and his office leadership have specific responsibility for: • • • • • • • managing the University’s Applicant Tracking System (ATS) and implementing system capabilities that will enhance the university’s ability to more proactively, strategically and effectively capture talent demographic data and measure the effectiveness of university outreach, recruitment marketing, and related recruitment and retention-focused initiatives; collaborating with colleges and units in the development of strategies to enhance underrepresented talent in applicant, interview, hire, and career development pipelines; creating and maintaining pipelines for underrepresented prospective applications, inclusive of talent communities, list-servs, and outreach partnerships; ensuring the university is taking proactive, good faith steps to attract, recruit, retain, and develop faculty and staff interested in pursuing opportunities with Cornell University, specifically underrepresented populations who identify as veterans, those with varying levels of ability, women, Native American or Alaskan Natives, Asian or Pacific Islanders, Hispanic, and African-Americans; ensuring that all personnel involved in the recruitment, screening, selection, promotion, and related processes are sufficiently trained to implement the university’s affirmative action programs for women, minorities, individuals with disabilities, and covered veterans; assisting spouses and partners of recruited faculty and staff to develop networks and conduct job searches; and providing direct human resources support to small administrative units. Human resource directors and leads. Throughout the university, there are more than 30 individuals with direct responsibility for human resource functions. In regards to managing the university’s commitment to affirmative action, these individuals are responsible for: • working with hiring managers to ensure that they are aware of the university’s commitment to diversity, the university’s affirmative action goals, and their responsibility to carry out this commitment and these goals; Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 17 • • • • • • ensuring that good faith efforts are made by supervisors in their units to establish a diverse applicant pool for every selection and to hire and retain employees at all levels in an effort to meet university affirmative action goals; reviewing the unit workforce analysis, in conjunction with the affirmative action unit representative and/or academic affirmative action committee members, as appropriate, and assisting with developing and implementing action-oriented programs designed to address areas in which workforce racial and gender demographics are not consistent with availability; monitoring temporary employee placements and term appointments to determine whether there are disparities based on race or gender; monitoring appointments, compensation, promotions, and terminations to ensure that there are no disparities based on race or gender and that these and other employment practices are carried out in a nondiscriminatory manner; working in conjunction with the Medical Leaves Administrative Office to resolve requests for disability-related employment accommodations; and working with the Office of Workforce Policy and Labor Relations when faculty or staff request accommodations based on religion. College and administrative unit representatives. Each college and administrative unit has responsibility for reviewing searches and appointments for equal opportunity and affirmative action compliance. Persons working to accomplish this goal will advise, implement, and monitor academic and/or nonacademic procedures and policies related to the university's Comprehensive Affirmative Action and Workforce Inclusion Plan. The college and administrative units have specific responsibility for: • • • • • Page 18 monitoring non-academic and, where appropriate, academic searches to ensure that good faith efforts have been made to include women and minorities in each applicant pool; assuring that each non-academic selection complies with the university’s Filling Vacancies Policy; monitoring the hiring of non-academic exempt and non-exempt employees within their respective colleges or administrative units to ensure that searches, placements, and promotions are carried out consistent with university policies and federal, state and local employment laws; reviewing the unit workforce analysis in the fall and spring, in conjunction with appropriate human resource staff and the Office of Workforce Diversity and Inclusion, and developing and implementing a written action-oriented program designed to correct deficiencies in the representation of women and minorities within the unit’s workforce; providing a written explanation of the unit’s good faith efforts to remove identified barriers, expand employment opportunities for women and minorities, and produce measurable results; Affirmative Action and Workforce Inclusion Plan 2010-2011 • • reviewing the university’s job group analysis, determining which job groups are relevant to his/her unit, and developing a written action-oriented program designed to achieve the affirmative action goals in each job group; attending scheduled affirmative action update meetings, hosted by the Office of Workforce Diversity and Inclusion, to discuss challenges in addressing affirmative action goals and to learn about “best practice” strategies to address them. Faculty Senate Affirmative Action/ Minority Education Committee The Faculty Senate Affirmative Action/Minority Education Committee has specific responsibility to: • • review the work of each college faculty affirmative action committee and each college’s progress toward achieving the university's faculty affirmative action goals in employing women and minorities; and report to the Faculty Senate at the first meeting in the fall on the progress or shortcomings in increasing the pool for and employing minority and women faculty. College diversity/affirmative action committees. The college diversity/affirmative action committees, where established, have specific responsibility to: • • • • • review academic searches to ensure that good faith efforts have been made to include women and minorities in each applicant pool; review the academic job group analysis, in conjunction with the Vice Provost for Equity and Inclusion, to identify problem areas in creating a diverse faculty; ensure that all faculty search committees are aware of the university’s affirmative action goals and efforts to achieve these goals; monitor routine personnel activities, such as hiring procedures, to make sure that minorities and women receive fair consideration and treatment; and compile a report on progress made in the employment of minority and women faculty and recruitment of minority graduate students and submit this report to the Faculty Senate Committee on Affirmative Action in April of each academic year. Managers and supervisors. Managers and supervisors in all units who have employment responsibilities, including authority to recruit, hire and promote applicants for vacant positions or to make other human resource decisions, are responsible for implementing the university's equal opportunity and affirmative action programs within their work areas. These responsibilities include: • actively addressing challenges to hiring and promoting a diverse workforce that have been identified by the human resource representative; Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 19 • • • • • • • • • assessing all applicants based on objective criteria and basing hiring decisions on the qualifications of the applicant and the affirmative action goals of the unit; complying with the Filling Vacancies policy when conducting non-academic staff searches; considering employees without bias for salary improvement, promotion, internal transfer and development opportunities based on objective criteria with a focus on the university’s commitment to diversity; being alert to training and development opportunities for all employees; creating and maintaining a work environment that is free from bias or harassment based on protected status; ensuring that their department fully complies with the spirit and policies of the affirmative action program; ensuring that all qualified applicants are considered for vacancies, including staff members on university layoff status and non-regular staff who would contribute to the unit's diversity efforts; immediately notifying their appropriate human resources representative of any employee disability accommodation request brought to their attention and working in conjunction with Medical Leaves Administration Services in implementing recommended reasonable accommodations; and immediately notifying their appropriate human resources representative of any employee religious accommodation request brought to their attention and making good faith efforts to implement such requests with the assistance of appropriate offices. Academic search committees. Academic search committees have a significant role in carrying out the university’s commitment to diversity by: • • • • Page 20 preparing an affirmative action search plan for all vacant academic positions, including all professorial ranks; senior research and research associate; senior extension and extension associate; senior lecturer and lecturer; instructor; the several academic levels of professional librarian and teaching associates; posting each academic opening with the position title, brief job description, department and contact, for at least one week in Cornell’s on-line listing of current positions, at www.hr.cornell.edu/jobs/index.html engaging in national recruiting efforts to fill faculty positions, including implementing special procedures to reach potential candidates who are women or members of protected racial/ethnic groups; and ensuring that all applicants have been notified to complete applicant data information, completing a search completion form, and forwarding this form, after appropriate approvals, to the Office of the Provost and the Office of Workforce Diversity and Inclusion. Affirmative Action and Workforce Inclusion Plan 2010-2011 Senior Director, Capital Projects and Planning, University Architect and Campus Manager. As it relates to affirmative action, the Director of Capital Projects and Planning within the Office of Facilities Services, has specific responsibility to: • • • • • • • encourage project managers to use minority-owned and women-owned business concerns for construction services; serve as a contact for minority-owned and women-owned business concerns that are seeking construction-related university business; ensure that reference to the equal opportunity provisions of Executive Order 11246, and related regulations, and the statement “Cornell University is an Equal Opportunity Affirmative Action Employer ” are incorporated in all university contracts; attend meetings, seminars, trade fairs, and other programs sponsored by organizations that are dedicated to the identification and introduction of minority-owned and women-owned business concerns as potential contractors; require that contractors certify, at the time of bid, that they have completed an affirmative action plan that includes information on the use of Minority-Owned Business Enterprise (MBE) and Women-Owned Business Enterprise (WBE) subcontractors and a summary of bid activity with MBE and WBE subcontractors. The affirmative action program will be reviewed by and filed with the Office of Workforce Diversity and Inclusion; require each contractor to designate a compliance officer who shall be responsible for implementing the affirmative action program of the contractor and his subcontractors; and require each contractor to submit periodic, but not less than quarterly, reports on their diversity efforts and on the number of women and minority workers employed on their project. Senior Director of Supply Channel Management and Business Services. As related to affirmative action, the Senior Director of Supply Chain Management and Business Services has specific responsibility to: • • serve as a central contact for minority-owned and women-owned business concerns that are seeking university business, but are not familiar with the university and the location of its purchasing offices; disseminate information to purchasing offices and university departments on the products and services that are available from minority-owned and womenowned business concerns that are new to the university; Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 21 • • • • encourage managers and buying agents of the university’s purchasing offices to use minority-owned and women-owned business concerns for university procurement; ensure that the equal opportunity provisions of Executive Order 11246 are referenced and the statement “Cornell University is an Equal Opportunity Affirmative Action Employer” is incorporated in all university purchase orders; annually review accomplishments in the utilization of minority-owned and women-owned business concerns as university suppliers, in conjunction with the development of the university’s affirmative action plan, and provide this information to the Office of Workforce Diversity and Inclusion; the University Controller; and the Vice President for Finance; and attend meetings, seminars, trade fairs, and other programs sponsored by organizations that are dedicated to the identification and introduction of minority-owned and women-owned business concerns as potential suppliers. Harassment advisors. As it relates to equal opportunity and affirmative action, the harassment advisors have specific responsibility to: • • • be initial points of contact for individuals who want to discuss concerns of protected status discrimination or harassment; refer individuals to appropriate university resources to address such concerns and provide notification of inquiries to the Office of Workforce Policy and Labor Relations; and attend scheduled harassment update meetings, hosted by the Office of Workforce Policy and Labor Relations, to discuss challenges in addressing harassment issues and to learn about “best practice” strategies to resolve them. Cornell faculty and non-academic staff. All Cornell employees, including faculty and non-academic staff, are expected to support and abide by the policies of the university, including the AA/EEO policies. No one may use their lack of knowledge about these policies as an excuse for inappropriate behavior or decisions. In addition, Cornell University has formalized a set of skills, the Skills for Success, that it believes will be essential for all Cornell staff and faculty to have in addition to the skills and knowledge they bring to their areas of expertise. Using the Skills for Success as guideposts, employees can more clearly know what is expected of them and supervisors can better know the kind of workplace environment that is important to Cornell. One of the skills identified by the university as essential to the success of the individual and the organization is “inclusiveness,” or an individual’s ability to show respect for differences in backgrounds, lifestyles, viewpoints, and needs in reference to areas such as ethnicity, race, gender, creed, and sexual orientation; promote cooperation and a welcoming environment; and pursue knowledge of diversity and inclusiveness. Page 22 Affirmative Action and Workforce Inclusion Plan 2010-2011 Analysis of Current Organizational Incumbents Organizational Profile based on Race and Gender Cornell University is committed to a diverse workforce. Of the 11,119 university employees included in this plan, 13.3% are designated as minorities and 49.5% are women. Based on available data, 65.3% of employees are individuals over age 40; and approximately 2.78% have identified as veterans.9 In planning to foster a diverse, inclusive and welcoming environment, college and unit leaders need to assess the demographic composition of the university’s workforce. Pursuant to 41 CFR §§ 60-2.11, Cornell has created an organizational profile of its entire workforce, by college or administrative unit, to determine whether barriers to equal employment opportunity exist and to identify organizational units wherein women or minorities are underrepresented or concentrated (see Appendix F). These organizational profiles are based on federal regulatory requirements and do not reflect Cornell reporting relationships or job family structures. Pursuant to 41 CFR §§ 60-2.17, wherever there is a lack of minority or female representation within an organizational unit, that unit, through its human resource representative, and/or academic affirmative action committee, will develop and implement action-oriented programs designed to address the deficiencies and to demonstrate the organizational unit’s good faith efforts in removing identified barriers to diversity, expanding employment opportunities for women and minorities, and producing measurable results in diversifying its workforce. Job Group Analysis Based on Race and Gender To foster a diverse environment and to ensure that the equal opportunity and affirmative action programs are carried out, assessing the demographic composition of the organization includes comparing the representation of minorities and women in the workforce with the estimated availability of minorities and women qualified to be employed at the university. Pursuant to 41 CFR §§ 60-2.12, §§ 60-2.13, §§ 60-2.14, §§ 60-2.15, and §§ 60-2.16, an analysis of the full- and part- time non-academic workforce, by federally required affirmative action job group, has been completed; the minority and women representation within each job group has been calculated; an estimate of qualified women and minorities available for employment in each job group has been determined; and where appropriate and pursuant to 41 CFR §§ 60-2.14 (c)(1), placement goals have been established for each job group.10 A similar analysis has been completed for the academic workforce. The number of qualified women and minorities available for employment in each academic job group has been determined and placement goals have been established, where appropriate. 9 In 2009, of 11,119 employees covered by this plan, 4,782 or approximately 43% responded to an invitation to self-identify with regard to veteran status under 41 CFR 60-300. Of these, 309 employees or 6.4% identified as veterans. Thus, of the total number of employees, 2.78% are identified as veterans. 10 Goals have been developed only for those job groups that have incumbents. Goals are set when availability exceeds utilization by one whole person. Job groups for which goals are established are highlighted. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 23 Job group placement goals for academic and non-academic positions are established based on the percentage of minorities or women with requisite skills in the reasonable recruitment area for each job group and, where relevant, the percentage of minorities or women among those promotable, transferable and trainable at Cornell. 11 The recruiting area for non-academic positions consists of the counties surrounding Tompkins County, New York (where the Ithaca campus is located) 12. The home addresses of current employees are monitored to make any changes to the appropriate counties as necessary to reflect the most accurate primary recruiting area possible. Because positions that are posted pursuant to the Filling Vacancies policy are listed on the web, national census data is also considered in establishing affirmative action goals of all non-academic positions. The addresses of applicants are monitored to determine the appropriate weights for national availability. The recruiting area for academic positions is at the national level. Availability has been established based on the representation of faculty in the various disciplines at Cornell University and the percentage of women and minorities who have received Ph.D.s in the various disciplines throughout the academy. External availability has been obtained from the the Integrated Postsecondary Education Data System (IPEDS) Survey of Completed Degrees. Pursuant to 41 CFR §§ 60-2.17, whenever there are problems of utilization of women or minorities within job groups, action-oriented steps designed to correct the deficiencies have been established, with the understanding that good faith efforts will be made to remove identified barriers to diversity. The following tables summarize the composition, within each job group, of Cornell’s non-academic and academic employee population, comparing the availability and utilization percentages of women, minorities in general, and each minority group, where available. For information regarding specific job titles associated with each job group, see Appendix G. 11 The exception is that “availability” data for academic positions has been established based only on external data, or the percentage of minorities and women with the requisite training for each academic discipline. Counties included in the recruiting area vary depending on position type, but generally include Tompkins, Tioga and Onondaga Counties 12 Page 24 Affirmative Action and Workforce Inclusion Plan 2010-2011 Job group analysis for non-academic staff. Table 1: Job Group Analysis for Nonacademic Staff 2010-2011 Job Group Women All Minorities Black, NonHispanic Hispanic Asian and Pacific Islander American Indian & Alaska Native 1A1 University Executives Availability 40.38 12.71 5.93 3.06 2.91 0.47 University (21) Utilization 42.86 14.29 9.52 0.00 4.76 0.00 1B1 Academic University Officers Availability 49.49 13.32 7.23 2.95 2.38 0.45 University (27) Utilization 25.93 7.41 3.70 0.00 3.70 0.00 1C1 Administrative University Officers Availability 50.15 7.55 2.60 2.21 2.26 0.29 University (158) Utilization 53.80 5.06 1.90 0.63 2.53 0.00 1D1 Financial Administrators Availability 64.07 8.71 3.64 1.91 2.77 0.17 University (36) Utilization 44.44 8.33 2.78 0.00 5.56 0.00 1E1 Communications & Government Affairs Admins Availability 57.74 9.12 3.37 2.45 2.62 0.42 University (41) Utilization 58.54 12.20 7.32 0.00 4.88 0.00 1F1 Information Technology Administrators Availability 28.85 11.25 3.32 2.37 4.79 0.27 University (73) Utilization 23.29 4.11 1.37 1.37 1.37 0.00 1G1 Public Affairs Administrators Availability 62.50 12.27 5.81 4.01 1.71 0.40 University (73) Utilization 56.16 2.74 1.37 0.00 1.37 0.00 1H1 Human Resources Administrators Availability 68.29 16.50 7.57 4.68 3.14 0.35 University (21) Utilization 57.14 4.76 4.76 0.00 0.00 0.00 1I1 Service and Facilities Administrators Availability 40.16 11.56 4.88 3.19 2.61 0.50 University (47) Utilization 12.77 8.51 0.00 2.13 6.38 0.00 Highlighted cells indicate that availability exceeds utilization by one or more persons, and so, that a goal exists. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 25 Table 1, Continued: Job Group Analysis for Nonacademic Staff 2010-2011 Job Group Women All Minorities Black, NonHispanic Hispanic Asian and Pacific Islander American Indian & Alaska Native 1J1 Student Service Administrators Availability 65.13 17.77 11.10 3.53 2.22 0.62 University (67) Utilization 55.22 11.94 5.97 2.99 2.99 0.00 2A1 Student Service Senior Specialists Availability 65.42 19.69 11.18 3.82 3.08 0.58 University (201) Utilization 79.60 17.41 10.45 1.99 4.48 0.50 2A2 Student Service Specialists Availability 69.73 18.08 10.40 3.25 2.96 0.35 University (56) Utilization 75.00 19.64 7.14 5.36 5.36 1.79 2B1 Counselors & Therapists Availability 59.64 21.36 12.03 3.83 2.80 0.73 University (23) Utilization 73.91 21.74 17.39 0.00 4.35 0.00 2C1 Health Professionals Availability 37.87 20.97 2.41 4.52 9.99 1.30 University (96) Utilization 67.71 11.46 2.08 2.08 7.29 0.00 2D1 Health & Safety Professionals Availability 56.09 13.92 5.32 1.81 4.39 0.32 University (41) Utilization 63.41 7.32 4.88 0.00 2.44 0.00 2E1 Nurse & Physician Assistants Availability 87.19 14.32 8.58 1.96 1.70 1.36 University (34) Utilization 100.00 5.88 2.94 0.00 2.94 0.00 2F1 Physical Education & Athletic Professionals Availability 45.82 14.90 9.97 3.38 0.94 0.22 University (92) Utilization 32.61 7.61 6.52 0.00 1.09 0.00 2G1 Communications Professionals Availability 50.16 13.00 7.82 2.51 1.40 1.12 University (82) Utilization 68.29 2.44 1.22 0.00 1.22 0.00 2H1 Restaurateurs Availability 48.07 29.33 10.42 6.16 10.63 0.94 University (49) Utilization 32.65 4.08 2.04 2.04 0.00 0.00 Page 26 Affirmative Action and Workforce Inclusion Plan 2010-2011 Table 1, Continued: Job Group Analysis for Nonacademic Staff 2010-2011 Job Group Women All Minorities Black, NonHispanic Hispanic Asian and Pacific Islander American Indian & Alaska Native 2I1 Editors/Writers Availability 60.07 13.12 4.39 2.46 4.00 1.53 University (65) Utilization 69.23 7.69 3.08 1.54 3.08 0.00 2J1 Public Affairs Availability 69.95 11.58 8.76 1.36 0.98 0.27 University (97) Utilization 83.51 11.34 5.15 3.09 3.09 0.00 2K1 Human Resources Professionals Availability 79.65 8.14 3.69 2.08 1.92 0.16 University (68) Utilization 88.24 16.18 7.35 2.94 5.88 0.00 2L1 Senior Administration Professionals Availability 67.59 7.05 2.56 0.77 1.00 0.18 University (64) Utilization 79.69 10.94 4.69 1.56 4.69 0.00 2L2 Administration Professionals Availability 80.20 10.03 3.87 2.79 2.47 0.63 University (73) Utilization 83.56 5.48 1.37 1.37 2.74 0.00 2L3 Executive Staff Assistants Availability 89.26 7.71 3.13 2.23 1.80 0.30 University (61) Utilization 98.36 6.56 1.64 1.64 3.28 0.00 2M1 Architectural Projects Availability 26.51 8.10 1.07 1.60 4.69 0.15 University (111) Utilization 36.94 2.70 1.80 0.00 0.90 0.00 2N1 Finance Professionals Availability 77.68 8.43 3.19 1.21 3.02 0.65 University (157) Utilization 73.25 3.18 1.27 0.64 1.27 0.00 2O1 Museum/Library/Archival Availability 52.02 13.47 3.65 1.36 5.83 1.55 University (49) Utilization 75.51 10.20 2.04 2.04 6.12 0.00 Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 27 Table 1, Continued: Job Group Analysis for Nonacademic Staff 2010-2011 Job Group Women All Minorities Black, NonHispanic Hispanic Asian and Pacific Islander American Indian & Alaska Native 2P1 Grants & Contracts Availability 71.55 12.63 3.69 2.04 3.94 1.79 University (19) Utilization 84.21 0.00 0.00 0.00 0.00 0.00 2Q1 Senior Research Support Availability 50.13 13.84 2.80 2.77 7.00 0.20 University (73) Utilization 16.44 2.74 0.00 1.37 1.37 0.00 2Q2 Mid-level Research Support Availability 55.84 15.56 3.38 3.34 7.33 0.26 University (99) Utilization 41.41 4.04 0.00 1.01 3.03 0.00 2Q3 Research Support Availability 59.25 16.04 3.59 3.55 7.41 0.24 University (151) Utilization 58.28 5.96 0.00 1.32 4.64 0.00 2Q4 Extension Support Availability 62.15 18.33 3.87 3.61 10.31 0.34 University (90) Utilization 66.67 5.56 2.22 1.11 2.22 0.00 2Q5 Data Analysis Availability 34.96 15.43 5.10 2.36 4.66 0.24 University (16) Utilization 75.00 0.00 0.00 0.00 0.00 0.00 2Q6 Teaching Support Availability 59.28 16.63 3.67 3.21 9.17 0.41 University (69) Utilization 42.03 4.35 1.45 2.90 0.00 0.00 2R1 Agricultural Professionals Availability 27.41 4.34 0.94 2.09 0.21 1.56 University (15) Utilization 13.33 0.00 0.00 0.00 0.00 0.00 2S1 System Engineering & Operations Availability 32.62 11.76 2.51 1.11 7.30 0.20 University (120) Utilization 17.50 2.50 0.83 0.83 0.83 0.00 2T1 Senior Consultant/Advisor Availability 32.01 9.02 2.38 1.97 4.21 0.08 University (80) Utilization 32.50 11.25 5.00 0.00 5.00 1.25 Page 28 Affirmative Action and Workforce Inclusion Plan 2010-2011 Table 1, Continued: Job Group Analysis for Nonacademic Staff 2010-2011 Job Group Women All Minorities Black, NonHispanic Hispanic Asian and Pacific Islander American Indian & Alaska Native 2T2 Consultant/Advisor Availability 34.63 11.81 2.51 2.66 5.72 0.31 University (96) Utilization 38.54 3.13 1.04 0.00 2.08 0.00 2U1 Senior Prog/Analyst Availability 26.76 12.31 2.25 2.07 7.59 0.11 University (189) Utilization 28.04 7.41 1.06 0.00 5.82 0.53 2U2 Prog/Analyst Availability 27.10 12.80 2.08 2.80 7.37 0.12 University (133) Utilization 27.07 12.03 1.50 0.00 10.53 0.00 2V1 Facilities Professionals Availability 37.25 9.82 4.03 3.06 1.23 0.18 University (64) Utilization 23.44 3.13 3.13 0.00 0.00 0.00 3A1 Computer Operators Availability 56.78 17.29 6.39 5.30 3.17 0.06 University (137) Utilization 30.66 10.22 2.92 2.92 3.65 0.73 3B1 Publication/Media Assistants Availability 62.09 12.40 5.59 0.69 3.01 0.23 University (35) Utilization 22.86 17.14 5.71 2.86 5.71 2.86 3C1 Drafters Availability 57.61 23.75 0.50 0.88 22.17 0.12 University (8) Utilization 37.50 0.00 0.00 0.00 0.00 0.00 3D1 Animal Techs Availability 31.72 7.39 0.62 4.78 2.27 0.24 University (134) Utilization 71.64 0.75 0.00 0.75 0.00 0.00 3E1 Research Aides Availability 60.38 15.65 3.03 3.70 7.18 0.47 University (30) Utilization 76.67 6.67 0.00 3.33 3.33 0.00 Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 29 Table 1, Continued: Job Group Analysis for Nonacademic Staff 2010-2011 Job Group Women All Minorities Black, NonHispanic Hispanic Asian and Pacific Islander American Indian & Alaska Native 3F1 Environmental Safety Technicians Availability 27.46 6.51 2.08 0.81 1.58 0.12 University (20) Utilization 5.00 5.00 5.00 0.00 0.00 0.00 3G1 Health Technicians Availability 78.15 13.38 2.86 4.25 6.06 0.15 University (88) Utilization 88.64 9.09 1.14 0.00 6.82 1.14 3H1 Program Aides Availability 48.42 6.84 1.32 0.78 0.56 0.11 University (44) Utilization 81.82 2.27 0.00 2.27 0.00 0.00 3I1 Lab Technician Availability 57.82 17.34 3.59 3.81 7.95 0.14 University (298) Utilization 66.44 10.40 1.01 1.01 8.39 0.00 4A1 Purchasing Availability 34.88 2.01 0.87 0.58 0.35 0.12 University (30) Utilization 40.00 0.00 0.00 0.00 0.00 0.00 4B1 Retail Assistants Availability 75.67 12.62 4.46 2.75 4.44 0.32 University (37) Utilization 75.68 0.00 0.00 0.00 0.00 0.00 5A1 Library Assistants Availability 67.72 27.33 4.71 3.21 16.93 2.67 University (175) Utilization 66.86 15.43 2.86 1.71 10.86 0.00 5B1 Financial Assistants Availability 87.39 5.19 1.19 2.45 1.28 0.09 University (284) Utilization 91.90 3.52 0.70 1.06 1.76 0.00 5C1 Human Resources Assistants Availability 95.49 2.78 1.06 0.77 0.69 0.14 University (49) Utilization 93.88 4.08 0.00 2.04 2.04 0.00 5D1 Administrative Assistants, Entry Availability 87.70 12.36 4.69 3.91 2.59 0.62 University (145) Utilization 91.72 6.90 2.07 2.07 2.76 0.00 Page 30 Affirmative Action and Workforce Inclusion Plan 2010-2011 Table 1, Continued: Job Group Analysis for Nonacademic Staff 2010-2011 Job Group Women All Minorities Black, NonHispanic Hispanic Asian and Pacific Islander American Indian & Alaska Native 5E1 Administrative Assistants Availability 86.01 11.69 4.54 3.65 2.65 0.44 University (414) Utilization 92.51 6.04 3.14 1.45 1.21 0.24 5F1 Senior Administrative Assistant Availability 83.89 8.75 3.53 2.22 2.07 0.63 University (490) Utilization 94.69 4.69 1.84 1.22 1.22 0.41 5G1 Communications Assistants Availability 87.79 3.11 0.74 0.69 0.51 0.33 University (26) Utilization 92.31 0.00 0.00 0.00 0.00 0.00 5H1 Building Coordinators Availability 51.12 3.54 1.41 1.19 0.79 0.10 University (47) Utilization 23.40 0.00 0.00 0.00 0.00 0.00 5I1 Stockkeepers Availability 57.28 5.64 3.02 1.72 1.14 0.32 University (8) Utilization 25.00 12.50 12.50 0.00 0.00 0.00 5J1 Transportation, Mail & Travel Services Availability 58.77 12.84 7.55 0.62 3.97 0.04 University (26) Utilization 42.31 3.85 3.85 0.00 0.00 0.00 6A1 Maintenance & Repair Availability 19.57 6.55 2.70 0.63 2.00 0.35 University (99) Utilization 2.02 2.02 1.01 1.01 0.00 0.00 6B1 Plumbers Availability 13.69 5.22 2.84 1.20 1.15 0.03 University (49) Utilization 6.12 6.12 4.08 2.04 0.00 0.00 6C1 Electricians Availability 8.58 7.22 2.60 0.55 0.37 0.05 University (55) Utilization 12.73 7.27 5.45 0.00 0.00 1.82 Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 31 Table 1, Continued: Job Group Analysis for Nonacademic Staff 2010-2011 Job Group Women All Minorities Black, NonHispanic Hispanic Asian and Pacific Islander American Indian & Alaska Native 6D1 Masons Availability 6.66 1.94 0.65 1.18 0.04 0.08 University (3) Utilization 0.00 0.00 0.00 0.00 0.00 0.00 6E1 Carpenters Availability 8.03 5.56 4.24 1.18 0.05 0.55 University (13) Utilization 15.38 0.00 0.00 0.00 0.00 0.00 6F1 Plant Operators/Technicians Availability 3.31 4.29 0.41 0.65 3.06 0.06 University (45) Utilization 4.44 0.00 0.00 0.00 0.00 0.00 6G1 Equipment Technicians Availability 9.05 1.91 0.51 0.46 0.86 0.05 University (73) Utilization 13.70 4.11 1.37 0.00 0.00 2.74 6H1 Vehicle Maintenance Availability 3.76 1.87 0.59 0.97 0.12 0.05 University (16) Utilization 0.00 0.00 0.00 0.00 0.00 0.00 7A1 Bakers Availability 32.00 6.00 0.00 0.00 0.00 0.00 University (5) Utilization 60.00 0.00 0.00 0.00 0.00 0.00 7B1 Drivers Availability 45.43 2.81 0.92 0.07 0.05 1.65 University (27) Utilization 37.04 7.41 7.41 0.00 0.00 0.00 7C1 Painters Availability 41.76 2.20 0.00 0.00 2.20 0.00 University (6) Utilization 33.33 0.00 0.00 0.00 0.00 0.00 8A1 Grounds & Maintenance Availability 10.46 12.18 3.32 7.21 0.30 1.77 University (41) Utilization 19.51 0.00 0.00 0.00 0.00 0.00 8B1 Agricultural Workers Availability 29.70 5.91 0.60 4.37 0.77 0.11 University (102) Utilization 18.63 1.96 0.98 0.98 0.00 0.00 Page 32 Affirmative Action and Workforce Inclusion Plan 2010-2011 Table 1, Continued: Job Group Analysis for Nonacademic Staff 2010-2011 Job Group Women All Minorities Black, NonHispanic Hispanic Asian and Pacific Islander American Indian & Alaska Native 8C1 Material Handlers Availability 22.22 12.20 6.19 2.48 3.51 0.28 University (50) Utilization 10.00 2.00 2.00 0.00 0.00 0.00 9A1 Security/Police Officers Availability 17.26 19.81 12.13 0.12 0.08 7.31 University (47) Utilization 12.77 10.64 6.38 4.26 0.00 0.00 9B1 Cooks Availability 44.12 14.59 7.05 2.13 4.18 0.71 University (97) Utilization 39.18 24.74 10.31 2.06 12.37 0.00 9C1 Dish Machine Operators Availability 15.32 21.57 10.20 4.59 4.83 1.17 University (62) Utilization 22.58 38.71 11.29 6.45 20.97 0.00 9D1 Food Service and Kitchen Workers Availability 66.47 20.76 19.25 0.41 2.06 0.03 University (213) Utilization 76.53 20.66 7.51 1.41 11.74 0.00 9E1 Custodians Availability 35.34 14.41 5.76 4.97 2.72 0.75 University (405) Utilization 49.38 10.86 3.21 1.98 5.68 0.00 9F1 Head Custodians Availability 49.36 7.59 1.66 1.22 4.52 0.19 University (45) Utilization 42.22 2.22 0.00 2.22 0.00 0.00 9G1 Semi-Skilled Assistants Availability 78.77 8.57 5.15 0.11 0.64 2.74 University (11) Utilization 63.64 0.00 0.00 0.00 0.00 0.00 Utilization 58.39 7.85 2.80 1.25 3.62 0.18 Grand Total University (7186) Analysis of progress toward affirmative action goals for non-academic staff. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 33 Pursuant to 41 CFR §§ 60-2.12, as illustrated in the chart above, a utilization analysis, or determination of the percentage of women and minorities in job groups as compared with availability, has been completed for all 84 non-academic job groups for which there were incumbents. Of the 84 job groups with incumbents, the university met or exceeded availability for women in 51, or approximately 63% of the job groups, and met or exceeded availability for minorities in 32, or approximately 38%, of the job groups. Two, or approximately 2.4%, of the job groups had no women and no minority employees; none of the job groups had minority but no women employees; and 13, or approximately 15.5%, of the job groups had women but no minority employees. 13 Although availability and utilization information has been provided above for women, minorities, and each minority job group, affirmative action goals have been established for women and for minorities as a whole for those job groups that do not meet availability and for which there is not currently over-utilization. In 25, or 29.7%, of the job groups, placement goals have been established for both women and minorities. Only nine, or 10.7%, of the job groups have goals for only women while 29, or 34.5%, of the job groups, have goals for minorities, but not women. Non-academic job groups with no placement goals for women or minorities. There are seventeen non-academic job groups for which goals have not been established because the representation of women and minorities meets or exceeds availability. For job group 1A1 University Executives, both women and minority representation meets availability. This group includes positions with broad institutional and decision-making responsibility for the administration of the university, including the president, vice presidents, and similar titles with university-wide responsibilities. This job group had a goal for minorities in 2008 and a goal for both women and minorities in 2009. A decrease in the number of incumbents in the job group due to a combination of departures and organizational reorganization has resulted in goals being met. For job group 1E1 Communications and Government Affairs Administrators, women make up 57.78% of the positions in this job group, (24 of 41 employees) for which availability is 58.54%. Utilization of women has increased from last year, where representation accounted for 56.82% of positions in this job group. Minority representation, 12.2%, also exceeds availability of 9%. This job group consists of university executives with primary responsibility in the area of university communications and government relations. For job group 2A2 Student Service Specialists, the representation of women and minority employees exceeds availability. During the past year, minority utilization decreased from 14 to 11 employees, but an overall reduction in the size of the job group resulted in an increase of minorities as a percentage of all incumbents from 18.92% in 2009 to 19.64% in 13 Job Group 2P1 Grants and Contracts, 2Q5 Data Analysis, 2R1 Agricultural Professionals, 3C1 Drafters, 4A1 Purchasing, 4B1 Retail Assistants, 5G1 Communications Assistants, 5H1 Building Coordinators, 6E1 Carpenters, 6F1 Plant Operators/Technicians, 7A1 Bakers, 8A1 Grounds and Maintenance, 9G1 Semi-skilled Assistants. Of these, only five (4A1 Purchasing, 4B1 Retail Assistants, 5H1 Building Coordinators, 6F1 Plant Operators/Technicians, 8A1 Grounds and Maintenance) had more than 30 incumbents. Page 34 Affirmative Action and Workforce Inclusion Plan 2010-2011 2010. As a result, for a second year, no goal for minorities is established. This job group consists of professional employees in student service or program coordination roles, mapped to assistant or level I titles. Approximately 80% of the time, positions in this job group have been filled by external applicants. Internal placements come primarily from the administrative assistant job groups. For job group 2B1 Counselors & Therapists, women represent approximately 74% of the positions (compared with availability of 60%); therefore, there is no goal for women. However, the percentage of women in the job group has decreased from 2009 (77%) to 2010. Minority incumbents represent approximately 22% of the positions (5 incumbents). Availability is 21.36%, and therefore, no goal has been established for minorities. There has been no increase in the number of minority incumbents in the last year, although a reduction in the total number of employees in this job group resulted in an increase of the percentage of minorities in this group: from 19.23% in 2009 to 21.74% in 2010. For job group 2J1 Alumni Affairs/Public Affairs Professionals, minority incumbents now represent 11.34% of employees. In 2009, minority incumbents represented only 10.58% of incumbents. Since the availability has remained constant at an estimated 11.58%, this means that an extant goal from established at the beginning of the 2009 plan year was met and does not continue into 2010. For women, the estimated availability of 69.95% has been exceeded consistently from 2009 to 2010 with a utilization of 85.58% and 83.51% for 2009 and 2010, respectively. For job group 2K1 Human Resources Professionals, women make up 88.24% of the positions in this job group, for which availability is 79.69%; therefore, there is no goal for women. For minorities, utilization of 16.18% exceeds availability of 8.14%. Therefore, no goal has been established, despite the loss of one minority employee in this category. Last year, this job group also met availability for women and minorities, and the overall job group size decreased from 73 in 2009 to 68 in 2010. For job group 2L1 Senior Administration Professionals, the availability is 67.59% for women with a utilization of 79.69%, so there is no goal for women. The availability is 7.05% for minorities, compared to a current representation of 10.94% (7 of 64 employees). This job group consists of upper-middle bands of the “Administrator” job title. There has not been a goal in this job group since 2007, when utilization of minorities was 4.03% (compared to availability of 7.05%). For job group 2L3 Executive Staff Assistants, utilization of women and minorities currently exceeds availability. Women make up 98.36% of the positions in this job group, for which availability is 89.26%. Availability for minorities is 7.71%, and current representation is 6.56% 14. The job group consists of all levels of the executive staff assistant job title throughout the university. Vacancies within this group are filled internally almost 50% of the 14 Since the job group size is 61, meeting the goal would require less than one whole person. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 35 time, and primarily from job groups’ 5D1, Administrative Assistants, Entry, 5E1 Administrative Assistants, and 5F1, Senior Administrative Assistants. In job group 2T1 Senior Consultant/Advisors the number of female incumbents decreased since 2009 (27 vs. 26 in 2010) but the number of minority incumbents increased (8 in 2009 and 9 in 2010) with no net change in the number of incumbents in the job group as a whole. For minorities, this means a second consecutive year without a goal in the job group, and despite the decrease in women, a second consecutive year without a goal, as utilization has exceeded availability in both 2009 and 2010. For job group 4A1 Purchasing, women make up 40% of positions in this job group, for which availability is 34.88%. Although representation of minorities in this job group is 0%, the estimated availability and job group size combine to result in a determination of “no goal” under the “whole-person rule.” Availability is estimated at 2.01% and there are only 30 individuals in the job group. For there to be a goal, availability would have to be at least 5.34% or the job group would have to contain 50 individuals. Vacancies in this job group have been filled externally approximately 76% of the time. For job group 5C1 Human Resource Assistants, the availability is 95.49% for women and the current representation is 93.88% (46 of 49 employees). Because there is over-utilization of women in this job category, no goal will be established for women, but to focus on the commitment to diversity, efforts will be made to increase the number of men in this group. Representation for minorities is 4.08%, which exceeds availability, presently set at 2.78%. Last year, this job group also met availability for women and minorities. This job group consists of human resources assistant positions in both the local and central Human Resources offices. For job group 5G1 Communications Assistants, women represent 92.31% of positions. Availability is set at 87.79%, and therefore, no goal has been established. Availability for minorities is 3.11%, and the current representation is 0%. Under the “whole-person” rule, there is no goal for minorities. However, as there are no minority incumbents in the job group, local human resources representatives, recruiters, and hiring managers are encouraged to develop enhanced recruitment efforts for minority applicants should positions become vacant. For job group 6C1 Electricians, representation of women, currently at 12.73%, exceeds availability. Minority availability, presently set at 7.22%, is also exceeded, with current representation at 7.27%. This job group separates all electrician job titles from the previous Union Crafts category. Since that distinction was made (2004-2005), there has not been a goal for either women or minorities in this job group. For job group 6D1 Masons, a goal of 6.66% has been established for women and a goal of 1.94% has been established for minorities. Currently, representation of women within this job group is zero and the representation of minorities is zero. Representation in this job group reflects no change from 2009. This is a small job group with little staff movement; however, should an opening become available, the hiring department should work with the Recruitment and Employment Center to aggressively recruit minority applicants. Page 36 Affirmative Action and Workforce Inclusion Plan 2010-2011 For job group 6E1, Carpenters, women make up 15.38% of the positions in this job group, for which availability is 8.03. The minority availability is 5.56% and the current representation is zero. This job group contains carpenter job titles, and has been filled externally 75% of the time in the past five years. For job group 6G1 Equipment Technicians, availability for women is 9.06% and the current representation is 13.7%. Minority representation is 4.11%, and the current availability is 1.91%. No goal has been established for either category in this job group. This job group consists of equipment technician job titles throughout the university. For job group 6H1 Vehicle Maintenance, a goal of 3.76% has been established for women and a goal of 1.87% has been established for minorities. Currently, representation of women within this job group is zero and the representation of minorities is also zero (of 16 employees). This is a small job group with little staff movement; however, should an opening become available, the hiring department should work with the Recruitment and Employment Center to aggressively recruit minority applicants. In addition, departments with vehicle maintenance positions should explore pipeline programs to increase opportunities for women and minorities. For job group 7A1 Bakers, availability is 6% for minorities, and current representation is zero. Last year minority representation was also zero. For women, availability is 32% while current representation is 60%. This is a small job group with little staff movement. For job group 7C1 Painters, a goal has been established for minorities of 2.2%. The current representation is zero. Last year minority representation was also zero. For women, availability is 41.76% while current representation is 33.33% (although no goal is established under the “whole-person” rule). This is a small job group with little staff movement. For job group 9C1 Dish Machine Operators, the availability for women is 15.32% and current representation is 22.58%; therefore no goal has been established for women. For minorities, availability is 21.57% and current representation is 38.71%, also exceeding availability. This represents an increase of six minority employees from 2009. This job group consists of all dish machines operator positions. For job group 9D1 Food Service and Kitchen Workers, minority representation is 20.66% (44 of 213 employees). Women represent 76.53% of positions, exceeding availability, currently set at 66.47%. External applicants primarily fill positions in this job group. Non-academic job groups with placement goals for women and minorities. Twenty-five of the 84 non-academic job groups (30%) have goals for both women and minorities. Of these 25 job groups, only 20 had hiring activity during the year. In those 20 job groups with hiring activity, 93 positions were posted and then filled during the year with an average applicant pool size of 30. Of the 93 positions filled, 30 were filled by women and 14 by Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 37 minorities. 15 Departments with vacancies in these job groups should actively recruit women and minority internal applicants as well as work closely with the Recruitment and Employment Center to identify women and minority applicants from outside the university. For job group 1B1 Academic University Officers, a goal of 49.49% has been established for women. Currently, representation of women within this job group is 25.93% (7 of 27 employees). This represents a decrease of one female employee from 2009. Minority availability for this job group is 13.32%, whereas utilization is just 7.41%. This represents a decrease of 3 minorities in this job group vs. 2009. This group includes the provost, vice provosts, deans, and academic directors with university-wide responsibilities. Most often, the university will look to an outside recruiting agent when conducting searches in this job group. For future hires, there should be an aggressive effort to identify qualified women and minority applicants from internal and external sources. For job group 1F1 Information Technology Administrators positions, based on availability, a goal of 28.85% has been established for women and a goal of 11.25% has been established for minorities. Currently, the representation within the job group is 23.29% (17 of 73 employees) and 4.11% (3 of 73 employees), respectively. This job group consists of administrators in the area of information technology. In this job group, only one position was posted and then filled during the year. The successful candidate was a white male. Departments with vacancies in this job group should work with the Recruitment and Employment Center to identify minority applicants for future openings. For job group 1G1 Alumni Affairs/Public Affairs Administrators positions, based on availability, a goal of 62.50% has been established for women, and a goal of 12.27% has been established for minorities. Currently, this job group consists of 56.16% women (41 of 73 employees) and 2.74% minorities (2 of 73 employees). This represents a decrease in the total number and proportion of women in the job group vs. 2009, when there were 52 of 82 women and utilization met availability. However, it represents an increase for minorities over 2009, when there was just one minority out of 82 individuals. In 2009-2010, three positions were filled in this job group through posting, and at least one was filled via internal transfer. For job group 1H1 Human Resources Administrators, women make up 57.14% of the positions in this job group, for which availability is 68.29%. Representation of minorities is 4.76%, compared to availability, which is presently 16.5%. Departments with openings in this job group are encouraged to continue to aggressively recruit women and minorities for vacancies in this job group, and to consult with Career Development Services, in Organizational Effectiveness, and to identify transferable female and minority employees in job group 2K1 Human Resources Professionals that have, or can develop, the necessary skills to move into human resource administrator positions. For job group 1I1 Service and Facilities Administrators, a goal of 40.16% has been established for women and a goal of 11.56% has been established for minorities. This job group 15 As some of the individuals hired may be both female and minority, one cannot assume that 44 positions were filled toward meeting affirmative action goals. Page 38 Affirmative Action and Workforce Inclusion Plan 2010-2011 consists of university executives with primary responsibility in the area of facilities. Currently, representation of women within this job group is 12.77% (6 of 47 employees); an increase of 1 vs. 2009 and the representation of minorities is 8.51% (4 of 47 employees); also an increase of 1 over 2009. In both cases the increase is due to promotion or organizationally-initiated job reclassification or transfer, and not due to hiring. For job group 1J1 Student Service Administrators positions, based on availability, a goal of 65.13% has been established for women and a goal of 17.77% has been established for minorities. Currently, the representation of women is 55.22% (37 of 67 employees), and for minorities, representation in this job group is 11.94% (8 of 67 employees). This represents no change in the number of minorities from last year, and a decrease in female representation, from 39 to 37 employees. The job group consists of executive positions and directors with responsibilities in athletics, health, residence life, or judicial administration. These positions are filled from external sources as well as with internal candidates. In this job group, three positions were filled during the year, including the selection of two females and one minority applicant. For job group 2F1 Physical Education & Athletic Professionals, a goal of 45.82% has been established for women and a goal of 14.9% has been established for minorities. This job group consists of professional employees with primary responsibility in the area of physical education, such as coaches and athletic trainers in Student and Academic Services. Currently, representation of women within this job group is 32.61% (30 of 92 employees) and the representation of minorities is 7.61% (7 of 92 employees). This represents no increase in women but an increase of three minorities from last year. Since 97% of vacancies in this job group have been filled by external applicants, departments with vacancies in this job group should work closely with the Recruitment and Employment Center to identify women and minority applicants from outside the university. In this job group, fifteen positions were posted and then filled during the year; of those successful candidates, there were three were women and three minority candidates. For job group 2H1 Restaurateurs, a goal of 48.07% has been established for women and a goal of 29.33% has been established for minorities. This job group consists of dining associates in Statler Hotel and Campus Life, chefs at Statler and Campus Life, and restaurant service coordinators, primarily at the Statler Hotel. Currently, representation of women within this job group is 32.65% (16 of 49 employees) and the representation of minorities is 4.08% (2 of 49 employees). This represents a loss of two women but no change among minorities vs. 2009. In this job group, five positions were posted and then filled during the year; of those successful candidates, two were women and one was a minority candidate. For job group 2N1 Finance Professionals positions, a goal of 8.43% has been established for minorities. The current representation of minorities is 3.18% (5 of 157 employees). Representation decreased by one minority employee vs. 2009. A goal of 77.68% has been established for women, where representation is currently 73.25%. The job group includes finance specialists, finance managers, auditors, and financial analysts throughout the university. Approximately 66% of the positions are filled from internal applicants; primarily from job group Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 39 5B1 Financial Assistants. To increase minority representation of positions in this job group, departments with vacancies should work with the Recruitment and Employment Center to identify applicants. In addition, the Office of Workforce Diversity and Inclusion recommends working with career development within Organizational Effectiveness to develop strategies to assist current, high-performing, minority employees in feeder job group 5B1 Financial Assistants to develop the necessary skills to move into professional finance positions. For job group 2Q1 Senior Research Support, which consists of Research Support Specialist III’s, a goal of 50.13% has been established for women and a goal of 13.84% has been established for minorities. Currently, representation of women within this job group is 16.44% (12 of 73 employees) and the representation of minorities is 2.74% (2 of 73 employees). This reflects a decrease of two women, and a decrease of three minorities in the past year. The incumbency total was the same for 2009-2010, so all changes are due to internal transfers or promotions, primarily from the 2Q2 and 2Q3 job groups, which are in turn fed by the Lab Technician (3I1) job group. A new effort to increase diversity in that job group should impact the 2Q job groups over time. For job group 2Q2 Mid-level Research Support, which consists of Research Support Specialist II’s, a goal of 55.84% has been established for women and a goal of 15.56% has been established for minorities. Currently, representation of women within this job group is 41.41% (41 of 99 employees) and the representation of minorities is 4.04% (4 of 99 employees). From the 2009-2010 plan year, representation has decreased for women by one employee, but experienced no change for minority employees. In this job group, five positions were posted and then filled during the year; of those successful candidates, none were women and one was minority. For job group 2Q3 Research Support, availability for women is 59.25%, and current representation for women is 58.28% (88 of 151 employees). For minorities, availability is 16.04%, and the current representation is 5.96% (9 of 151 employees). Compared to last year, representation reflects a decrease of two minorities and a decrease of seven women employees. Of note, there was no goal for women in this job group in the 2009-2010 plan year. In this job group, 24 positions were posted and then filled during the year; of those successful candidates, six were women and two were minorities. For job group 2Q6 Teaching Support, consisting of teaching support specialist positions throughout the colleges, a goal of 59.28% has been established for women and a goal of 16.63% has been established for minorities. Currently, representation of women within this job group is 42.03% (29 of 69 employees) and the representation of minorities is 4.35% (3 of 69 employees). This represents a decrease of six women and a decrease of two minority employees from 2009-2010. In this job group, one position was posted and then filled during the year. The successful candidate was a white woman. For job group 2S1 System Engineering & Operations, a goal of 32.62% has been established for women and a goal of 11.76% has been established for minorities. Currently, representation of women within this job group is 17.5% (21 of 120 employees) and the Page 40 Affirmative Action and Workforce Inclusion Plan 2010-2011 representation of minorities is 2.5% (3 of 120 employees). Representation of women in this job group decreased by three women employees, but there was no change for minority individuals. In this job group, one position was posted and then filled during the year. The successful candidate was a minority male. For job group 2V1 Facilities Professionals, a goal of 37.25% has been established for women and a goal of 9.82% has been established for minorities. Currently, representation of women within this job group is 23.44% (15 of 64 employees) and the representation of minorities is 3.13% (2 of 64 employees). This represents a decrease in female incumbency by two and no change in minority incumbency from last year. This job group consists of facilities supervisors in various departments and units throughout the university. Departments with vacancies in this job group should work closely with the Recruitment and Employment Center to identify women and minority applicants from outside the university. In addition, the Office of Workforce Diversity and Inclusion recommends that career development with the applicable unions to assist current, high-performing, minority employees in feeder job groups 9E1 Custodians, and 9F1 Head Custodians, to develop the necessary skills to move into professional facilities positions. In this job group, two positions were posted and then filled during the year. Of the successful candidates, there were no women or minorities. For job group 3A1 Computer Operators, a goal of 56.78% has been established for women and a goal of 17.29% has been established for minorities. Currently, representation of women within this job group is 30.66% (42 of 137 employees) and the representation of minorities is 10.22% (14 of 137 employees). Of note, this represents a net increase of four women and a net increase of one minority employee since 2009. Vacancies in this job group are filled externally approximately 70% of the time. In this job group, seven positions were posted and then filled during the year. Of the successful candidates, three were women and two were minority individuals. For job group 3C1 Drafters, a goal of 57.61% has been established for women and a goal of 23.75% has been established for minorities. Currently, representation of women within this job group is 37.5% (3 of 8 employees) and the representation of minorities is zero. Representation of women and minorities has remained essentially the same for the past five years. Historically, positions within this group have been filled with internal applicants 36% of the time, and with external applicants 64% of the time. However, this job group consists of only 9 employees. No jobs were filled in this job group in 2009-2010. For job group 5A1 Library Assistants, the availability of women is 67.72% and current representation is 66.86%. As there are 175 incumbents in this job group, female incumbency trails expectation by just one individual. For minorities, a goal of 27.33% has been established. Current representation for minorities is 15.43% (27 of 175 employees). This represents a decrease of minority employees by four over 2009, and a disproportionate decrease in minority employees vs. the reduction in job group size which was 20. For job group 5H1 Building Coordinators, a goal of 51.12% has been established for women and a goal of 3.54% has been established for minorities. Currently, representation of Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 41 women within this job group is 23.4% (11 of 47 employees) and the representation of minorities is zero. Representation of women increased by one individual from last year, while representation of minorities remained the same. This is a small job group with little staff movement; however, should an opening become available, the hiring department should work with the Recruitment and Employment Center to aggressively recruit minority applicants. In this job group, two positions were posted and then filled during the year; of those successful candidates, both were white males. However, the applicant pools for both positions did exceed the established goal. For job group 5J1 Transportation, Mail and Travel Services, a goal of 58.77% has been established for women and a goal of 12.84% has been established for minorities. Currently, representation of women within this job group is 42.31% (11 of 26 employees) and the representation of minorities is 3.85% (one employee). This represents no change for either category over 2009. In this job group, two positions were posted and then filled during the year; of those successful candidates, both were white males. For job group 6A1 Maintenance & Repair, a goal of 19.57% has been established for women and a goal of 6.55% has been established for minorities. Currently, representation of women within this job group is 2.02% (2 of 99 employees) and the representation of minorities is 2.02% (2 of 99 employees). This represents no change in representation of women from 2009, and a decrease of minority incumbents by two. To increase the minority representation of positions in this job group, departments with vacancies should work with the Recruitment and Employment Center to identify women and minority candidates. In addition, departments should consult with Career Development Services, in Organizational Effectiveness to identify transferable women and minority employees in feeder job groups 6H1 Vehicle Maintenance, 8A1 Grounds & Maintenance, 8C1 Material Handlers, and 9E1 Custodians, that have, or can develop, the necessary skills to move into maintenance and repair positions. In this job group, four positions were posted and then filled during the year; of those successful candidates, none were women and none were minority. For job group 8B1 Agricultural Workers, a goal of 29.7% has been established for women and a goal of 5.91% has been established for minorities. Currently, representation of women within this job group is 18.63% (19 of 102 employees) and the representation of minorities is 1.96% (2 of 102 employees). Representation of women has decreased by two employees in the last year. Minority representation remained the same. In this job group, seven positions were posted and then filled during the year; of those successful candidates, two were women and none was minority. For job group 8C1 Material Handlers, a goal of 22.22% has been established for women and a goal of 12.2% has been established for minorities. Currently, representation of women within this job group is 10% (five of 50 employees) and the representation of minorities is 2% (one of 50 employees). In 2009, representation of women within this job group was 7.02% (five employees) and the representation of minorities was 3.51% (two employees). For openings that become available in this job group, the hiring departments should work with the Recruitment and Employment Center to aggressively recruit external women and minority Page 42 Affirmative Action and Workforce Inclusion Plan 2010-2011 applicants. In addition, because vacancies in this job group have also been filled internally in the past, departments with vacancies should actively recruit women and minority internal applicants from feeder job groups 9E1 Custodians, and 9D1 Food Service and Kitchen Workers, through both Career Development Services, in Organizational Effectiveness. In this job group, one position was posted and then filled during the year. The successful candidate was a white male. For job group 9A1 Security and Police Officers, a goal of 17.226% has been established for women and a goal of 19.81% has been established for minorities. Currently, representation within this job group is 12.77% women (6 of 47 employees), and 10.64% (5 of 47 employees). Although minority representation in this job group has remained constant since 2009, the number of women in this group has decreased by two. In this job group, five positions were posted and then filled during the year. In all cases, the successful candidate was a white male. For job group 9F1 Head Custodians, the availability for women is 49.36%, and the current representation of women is 42.22% (19 of 45 employees). For minorities, availability is 7.59% and current representation is 2.22% (one of 45 employees). This represents a decrease of four women in the last year. Minority representation remained the same, at one employee. In this job group, two positions were posted and then filled during the year. Both successful candidates were white males. Non-academic job groups with placement goals for women (but not for minorities). Of eighty-four total job groups, there are nine (11%) with placement goals for women but not minorities. Of these job groups, one (7B1 Drivers) increased in total incumbency since 2009, two (9G1 Semi-skilled Assistants and 5I1 Stockkeepers) remained constant in size, and the remainder (six) decreased in overall total employees. For job group 1D1 Financial Administrators positions, which consists of executive officers responsible for financial administration, a goal of 64.07% has been established for women. Currently, this job group consists of 36 employees, 16 (44.44%) of whom are women. This represents no change in the total number of women despite a decrease in the total incumbency of three. For job group 2R1 Agricultural Professionals, which consists of managers and supervisors of farms, a goal of 27.41% has been established for women. Currently, representation of women within this job group is 13.33% (two of 15 employees). This represents a decrease of one woman from 2009. In this job group, two positions were posted and then filled during the year. One successful candidate was female. For job group 3B1 Publication/Media Assistants, a goal of 62.09% has been established for women. Currently, representation of women within this job group is 22.86%, or 8 of 35 employees. This represents an increase of three female employees since 2009 when women were just 13.51% of the incumbents (or 5 of 37 employees). This job group category is composed of Graphics Assistants, Illustrators, Media Assistants, and Photographers. Historically, external applicants have filled 75% of open positions in this job group. In this job group three positions were posted then filled in 2009. Of the successful candidates, two were Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 43 women and the overall pool for this job group met expected availability for both minority and women employees. Departments should continue to ensure that recruitment pools for open positions reflect the external availability for women. For job group 3F1 Environmental Safety Technicians, a goal of 27.46% has been established for women. Currently, representation of women within this job group is 5.0% (1 of 20 employees). The utilization of women has decreased by one since 2009. Of note, however, is that four positions were posted and then filled in 2009, and two of the successful candidates were women. Subsequent job classification changes or an internal transfer or promotion resulted in the final incumbency. For job group 5I1 Stock Keepers, a goal of 57.28% has been established for women. Currently, representation of women is 25%. This represents no change from last year. This is a small job group with little staff movement; however, should an opening become available, the hiring department should work with the Recruitment and Employment Center to aggressively recruit external female applicants. In addition, because internal candidates have primarily filled vacancies in this job group, departments should also work with Career Development Services, in Organizational Effectiveness to actively recruit women and minority internal applicants from lower grades in feeder job group 5D1 Administrative Assistants, Entry. For job group 6B1, Plumbers, the utilization of women, 6.12%, falls below availability, 13.69%. Representation of women in this job group has decreased by two since last year. This job group separates plumber job titles from the previous 6F, Union Crafts job group. No positions were filled in this job group in 2009, and the total number of incumbents has decreased by seven. For job group 7B1 Drivers, availability for women is 45.43%, and current representation is 37.04%. This represents an increase of one woman since last year (through transfer or promotion). This job group has received approximately 70% of its hires from external applicants. In this job group, there were four positions filled in 2009, all by men. For job group 9B1 Cooks, a goal of 44.12% has been established for women. Current representation of women is 39.18% (38 of 97 employees). This represents an increase of two women compared to 2009. This job group consists of cook job titles primarily in Student and Academic Services, and Hotel, and positions in this group have been filled approximately 77% of the time by external applicants. For job group 9G1 Semi-Skilled Service Workers, availability is 78.77%, and current representation of women is 63.64% (7 of 11 employees). For the last five years, the representation of women has remained the same. This is a small job group with little staff movement. Non-academic job groups with placement goals for minorities (but not women). There are 35 job groups with placement goals for minorities but not women. For all but two of these job groups, this represents the same status as 2009. For 2O1, Page 44 Affirmative Action and Workforce Inclusion Plan 2010-2011 Museum/Library/Archival professionals and 3H1, Program Aides, new goals have been established. For job group 1C1 Administrative University Officers, minority representation is 5.06%, or 8 of 158 employees. However, a goal of 7.55% has been established based on availability. This job group includes directors with university-wide responsibilities in the area of administration. In 2009, this job group had 11 minority incumbents (of 168 total employees). In this job group, six positions were posted and then filled in 2009. Of the successful candidates, two were minority, and the aggregated pools for these positions exceeded the goal and the average applicant pool size was approximately 13. For job group 2A1 Student Service Senior Specialists, minorities represent 17.41% of the positions. Availability is 19.69%, which would dictate having 39 minority employees. Because there are 35 minority employees a goal has been established. This is the same number of minority employees as last year. This job group consists of professional employees in student service or program coordination roles, mapped to levels II or III. Approximately 80% of the time, positions in this job group have been filled by external applicants. For job group 2C1 Health Professionals, minorities make up 11.46% of the positions in this job group, for which availability is 20.97%. This represents a net decrease of five minority individuals vs. a total decrease of the job group of seven incumbents. In this job group, one position was posted and then filled in 2009. The successful candidate was a white woman. For job group 2D1 Health & Safety Professionals, a goal of 13.92% has been established for minorities. Currently, representation of minorities is 7.32% (3 of 41 employees). Representation of minorities within this job group has decreased by one from last year. This job group consists of professional employees with primary responsibility in the area of health and safety. External candidates represent 97% of the applicants filling positions in this job group. For job group 2E1 Nurse & Physician Assistants, the availability for minorities is 14.32% compared to a current representation of 5.88% for minorities (2 of 34 employees). This number has remained essentially the same for the last five years (although increased by one since 2009). Position vacancies in this job group are primarily filled externally. In this job group, 12 positions were posted and filled. Of the successful candidates, one was minority. Hiring managers seeking to fill positions in this job group should work closely with the Recruitment and Employment Center to identify and recruit qualified minority candidates. For job group 2G1 Communications Professionals positions, a goal has been established for minorities of 13.0%. The current representation of minorities is 2.44% (2 of 82 employees). Representation of minorities has decreased by three employees since 2009 (but a net loss of four, as one position (of six) posted and filled in the last year was filled by a minority applicant). Hiring managers seeking to fill positions in this job group should work closely with the Recruitment and Employment Center to identify and recruit qualified minority candidates, particularly since the applicant pools for the six positions, in aggregate, did not achieve the recruitment goal. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 45 For job group 2I1 Editors/Writers, the availability for minority employees is 13.12%. The current minority representation is 7.69% (5 of 65 employees). This number has remained essentially the same for the last three years. For job group 2L2 Administration Professionals positions, a goal of 10.03% has been established for minorities. Currently, this job group consists of 73 employees with four minority employees, or 5.48% representation. This represents no change since 2009; however, the total job group has decreased in size by five incumbents. This job group consists of administrators and conference coordinators mapped to levels I and II. Vacancies within this department are filled externally over 50% of the time. For job group 2M1 Architectural Projects Professionals, a goal of 8.10% has been established for minorities. The current representation is 2.70% (3 of 111 employees). This reflects a decrease of two minority employees in the last year, vs. a total decrease in job group incumbency of 26. Vacancies within this department are filled externally over 50% of the time. For job group 2O1 Museum/Library/Archival, availability for minorities is 13.47%, although there are only five of 49 incumbents who are minority (10.2%). An additional minority employee, assuming a constant job group size, will bring utilization in line with availability. In 2009, there were seven minority incumbents in this job group (of 57 total employees). Since that resulted in less than one whole person difference, no goal was established. No positions in this job group were filled in the last year. For job group 2P1 Grants and Contract Professionals, availability for minority employees is 12.63% and the current representation is zero. This represents no change in utilization for four years. In 2007-2008, this job group was identified as a focus area for the university, and the Office of Workforce Diversity and Inclusion will continue to target this job group. Vacancies within this department are filled internally almost 50% of the time, and primarily from job groups 5D1 Administrative Assistants, Entry, 5E1 Administrative Assistants, and 5F1 Senior Administrative Assistants. For job group 2Q4 Extension Support positions, a goal has been established for minorities. Availability for minorities is 18.33%, and current representation is 5.56% (5 of 90 employees). This represents an increase since 2009-2010, however, when representation of minorities was at three (of 86) employees. In this job group, 20 positions were posted and then filled in 2009. Of the successful candidates, four were minority applicants and the aggregate pools for hiring in this job group met availability. Hence, while a goal remains, substantial progress is being made. For job group 2Q5 Data Analysis, the availability is 15.43%. Present minority representation is 0% (of 16 employees). This represents no change since 2009 for this job group, for which there is little movement. For job group 2T2 Consultant/Advisors, availability for minorities is 11.81%, and current representation is 3.13%, or 3 of 96 employees. This represents an increase of one minority employee from last year. Page 46 Affirmative Action and Workforce Inclusion Plan 2010-2011 For job group 2U1 Senior Programmer/Analysts, with 189 employees, utilization for minorities, currently at 7.41%, falls below the established availability of 12.31%. This represents a decrease of three minority employees vs. 2009. This despite the posting, and then filling, of three positions in this job group in 2009. One of the successful candidates was minority, and aggregate applicant pool (for which the average number of applicants for the positions was over 8) far exceeded expected availability. This job group consists of Programmer Analyst Senior and Programmer Analyst Specialist titles in the Office of Information Technology, and throughout the university. For job group 2U2 Programmer/Analysts, the availability for minorities is 12.8%, and current representation is 12.03% (16 of 133 employees). Meeting availability is accomplished by the addition of one minority employee in this job group, assuming no change in total incumbency. This job group consists of Program/Analyst titles, level II and III, throughout the university. For job group 3D1 Animal Technicians, a goal of 7.39% has been established for minorities. Current representation is 0.75% (1 of 134 employees). This has been unchanged for three years. This job group consists of Animal and Veterinary Technician titles in the Veterinary Medicine unit, and is filled externally approximately 92% of the time. In this job group, five positions were posted and then filled in 2009. Of the successful candidates, one was a minority. Recruitment efforts have produced applicant pools that, in aggregate, meet availability. For job group 3E1 Research Aides positions, based on availability, a goal of 15.65% has been established for minorities. Currently, representation within the job group is 6.67% (two employees out of 30). Last year, representation of minorities was one employee. Eighty-four percent of the time vacancies are filled with external applicants. In 2009, four positions in this job group were posted and then filled. Two of the positions were filled by minority applicants and applicant pools, aggregated across this job group, far exceed availability. For job group 3G1 Health Technicians, availability is 13.38% and current representation is 9.09% (8 of 88 employees). This represents an increase of one minority employee since last year. This job group consists of Medical Technologist, Licensed Practical Nurse, and Pharmacy Technician job titles. Vacancies in this job group are filled by both internal and external candidates, with external candidates hired 75% of the time, however, the increase since 2009 is due to internal transfer or promotion. In 2009, five positions in this job group were posted and then filled. All five successful candidates were nonminority candidates. For job group 3H1 Program Aides positions, representation of minorities is currently 2.27% compared to an availability of 6.84%. The addition of a goal in this job group since 2009 is due to a combination of increase in job group size and the loss of three minority employees. Between 2007 and 2009, this job group exceeded availability for women and minorities. For job group 3I1 Laboratory and Research Technicians, availability is 17.34% for minorities. Current minority representation is 10.4% (31 of 298 employees). In 2007, this job group consisted of 29 minority individuals which was a 107% increase over the 2000 Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 47 incumbency of 14 (when the job group was first tracked separately). A few losses brought the incumbency to a low of 25 in 2009, but a rebound has occurred in the last year due to a crosscollege recruitment effort. This job group consists of technician positions in departments such as Horticulture, Molecular Biology and Genetics, Cornell University Hospital for Animals, Animal Breeding, Biomedical Sciences, and Food Science. These positions are primarily filled by external applicants. For job group 4B1 Retail Assistants, availability for minorities is 12.62%, and current utilization is zero. This represents no change since 2009, and a loss of one minority employee since 2008. In 2007, there were two minority individuals in this job group. Approximately twothirds of these positions are filled by external applicants. For job group 5B1 Financial Assistants positions, a goal of 5.19% has been established for minorities. The current representation is 3.52% (10 of 284 employees). Utilization decreased from twelve to ten minority employees in the last year. Positions within this job group are filled by external applicants as well as internal applicants from the administrative assistant job groups: 5D1, Administrative Assistants, Entry, 5E1 Administrative Assistants, and 5F1, Senior Administrative Assistants. For job group 5D1, Entry-level Administrative Assistants positions, a goal of 12.36% has been established for minorities. The current representation is 6.9% (10 of 145 employees). This represents an increase of one from last year, but not the four-year high of 13. As has been previously noted, this job group serves as a large feeder group for many of the other categories, providing internal candidates for filling vacancies. Thus, the placement of six minority candidates (of eleven positions filled) in this job group in 2009 should be considered a success. For job group 5E1, Administrative Assistants, availability is 11.69%, and current representation is 6.04% (25 of 414 employees). In the last year, this job group has seen a decrease of seven minority employees, but an overall decrease in job group size of eighty-four. Similar to job group 5D1, Entry-level Administrative Assistants, and as has been previously noted, this job group serves as a large feeder group for many of the other categories, providing internal candidates for filling vacancies. Thus, the placement of eight minority candidates (of thirty positions filled) is an indication of success and efforts to continue this trend should continue. For job group 5F1, Senior Administrative Assistants, a goal has been established for minorities of 8.75%. The current representation is 4.69% (23 of 490 employees). Representation has increased in this job group from 22 employees last year. Again, this job title will be emphasized as important, primarily because of its role as a feeder group to many other categories. In 2009, 39 positions were posted and then filled in this job group. In only six instances, the successful candidate was a minority. For job group 6F1 Plant Operators/Technicians, availability is 4.29% and current representation is zero of forty-five employees. This represents no change since 2007. The Although there is little movement in this category, Office of Workforce Diversity and Inclusion recommends that the human resource representatives with vacancies in this job group work Page 48 Affirmative Action and Workforce Inclusion Plan 2010-2011 closely with the Recruitment and Employment Center and with the union recruitment representative in particular to develop strategies for increasing the minority representation within this job group. For job group 8A1 Grounds and Maintenance, a goal has been established for minorities. Availability for minorities is 12.18%, and the current representation is zero. For the four years prior, there has been only one minority employee in this category. For job group 9E1 Custodians, availability is 14.41%, and current representation is 10.86% (44 of 405 employees). Of note, representation increased from 42 during the past (2009-2010) year, 40 during 2008-2009, and 36 during 2007-2008, marking consistent improvement. This despite recent decrease in overall job group size (from 429 in 2009 to 405 in 2010). This job group consists of custodians within Building Care, the Dean of Students Administration, the dining facilities throughout the campus, Facilities/Housekeeping, Gannett, and the Statler Hotel. These positions are primarily filled from outside the university. The majority of these positions are located in Building Care and Facilities/Housekeeping. Job group analysis for faculty. For this plan year, a utilization analysis was completed for each job group and goals were established for women and minorities for those job groups that did not meet availability. The following chart summarizes the demographic composition, within each job group, of Cornell’s faculty population, comparing the availability and utilization percentages of women, minorities in general, and in each minority group. Availability is calculated using data available from the National Center for Education Statistics, Integrated Postsecondary Data System and reflects the population of Ph.D.s (or in rare instances, other applicable terminal degrees) granted in the period 2004-2009 from all nonprofit educational institutions in the United States. Although Cornell recruits globally for its faculty positions, there is no comparable data at the country (e.g. France) or region (e.g. Europe) level from which a global availability target could be calculated, particularly with regard to race and ethnicity. Also, since this report tracks incumbency by discipline or research area, as identified by faculty, and not solely by department, the table here should not be taken to reflect goals for academic departments, but for specific research areas relevant to a particular open position. Finally, since availability is based on all degrees granted without regard to the perceived reputation of the program granting the degree (in keeping with Federal Affirmative Action guidelines), availability in comparable disciplines may differ from pipeline calculations provided by the Cornell University ADVANCE program 16. However, disciplines which fall under the definitional scope of the ADVANCE program are identified (*) in the table. 16 Information is available here: http://www.advance.cornell.edu/Pipeline-Data.html Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 49 Discipline Total Incumbents Table 2: Job Group Analysis for Faculty 2010-2011* Accounting 12 African Literature 2 Agricultural Economics* 12 Agronomy & Crop Mgmt* 3 Anatomy* 5 Animal Science* 18 Anthropology* 20 Apparel Design* (Clothing & Textiles) 4 Applied & Engineering Physics* 13 Architecture 23 Asian Studies 15 Astronomy* 18 Atmospheric Science & Meteorology* 8 American Indian/ Alaskan Native Women All Minority Black (nonHispanic) Asian/ Pacific Islander Availability 38.58 29.13 15.75 7.09 5.51 0.79 Utilization 8.33 16.67 0.00 0.00 16.67 0.00 Availability 50.00 25.00 25.00 0.00 0.00 0.00 Utilization 50.00 100.00 100.00 0.00 0.00 0.00 Availability 29.15 17.94 4.93 8.07 4.48 0.45 Utilization 16.67 0.00 0.00 0.00 0.00 0.00 Availability 29.49 9.22 2.76 2.30 3.23 0.92 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 47.14 60.00 21.43 0.00 3.81 0.00 11.43 0.00 6.19 0.00 0.00 0.00 33.89 22.22 8.11 16.67 2.15 5.56 2.15 0.00 3.58 11.11 0.24 0.00 58.24 40.00 19.05 15.00 5.65 0.00 5.50 5.00 6.63 10.00 1.28 0.00 86.67 75.00 30.00 25.00 13.33 25.00 13.33 0.00 3.33 0.00 0.00 0.00 13.33 7.69 11.67 15.38 3.33 0.00 3.33 7.69 5.00 7.69 0.00 0.00 47.85 26.09 28.83 13.04 1.84 8.70 22.09 0.00 4.91 4.35 0.00 0.00 42.59 40.00 31.94 26.67 0.00 0.00 31.02 0.00 0.93 26.67 0.00 0.00 36.82 11.11 12.97 5.56 0.84 0.00 9.21 0.00 2.93 5.56 0.00 0.00 30.00 12.50 17.50 0.00 3.50 0.00 10.00 0.00 3.00 0.00 1.00 0.00 Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Hispanic * Highlighted cells indicate that availability exceeds utilization by one or more persons, and so, that a goal exists. Information about the institutional “home” for faculty identified as incumbents in each discipline can be found in Appendix H. Page 50 Affirmative Action and Workforce Inclusion Plan 2010-2011 Discipline Total Incumbents Table 2, Continued: Job Group Analysis for Faculty 2010-2011 Bio and Envir Engineering* 7 Bioengineering* 9 Biogeochemistry* 3 Biological Sciences* 3 BioMathematics* 1 Biomedical Engineering* 12 Business 10 Cell Biology* 14 Chemical & Biomolecular Eng.* 17 Chemistry* 27 Civil & Environmental Engineering* 24 Classics 12 Communication* 15 American Indian/ Alaskan Native Women All Minority Black (nonHispanic) Asian/ Pacific Islander Availability 34.74 24.59 5.39 15.54 3.33 0.33 Utilization 0.00 14.29 14.29 0.00 0.00 0.00 Availability 22.00 24.67 9.33 8.00 6.67 0.67 Utilization 22.22 33.33 11.11 0.00 22.22 0.00 Availability 11.52 17.89 6.37 4.66 6.37 0.49 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 50.39 22.49 6.85 9.46 5.79 0.39 Utilization 66.67 33.33 0.00 0.00 33.33 0.00 Availability 52.69 25.09 3.58 19.00 2.15 0.36 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 32.96 25.78 4.84 17.82 2.85 0.26 Utilization 16.67 16.67 0.00 0.00 16.67 0.00 Availability 37.41 25.85 11.43 9.66 4.08 0.68 Utilization 20.00 10.00 0.00 10.00 0.00 0.00 Availability 46.48 30.99 3.22 22.74 4.83 0.20 Utilization 35.71 14.29 0.00 0.00 14.29 0.00 Availability 25.17 24.98 3.33 16.82 4.58 0.25 Utilization 11.76 17.65 5.88 5.88 5.88 0.00 Availability 34.99 19.06 3.86 10.16 4.56 0.48 Utilization 7.41 22.22 3.70 0.00 18.52 0.00 Availability 29.68 23.72 3.55 13.14 6.72 0.31 Utilization 12.50 12.50 0.00 4.17 8.33 0.00 Availability 39.15 6.59 0.39 3.88 1.94 0.39 Utilization 8.33 0.00 0.00 0.00 0.00 0.00 Availability 61.76 17.89 8.90 4.90 3.18 0.91 Utilization 46.67 13.33 6.67 0.00 6.67 0.00 Affirmative Action and Workforce Inclusion Plan 2010-2011 Hispanic Page 51 Discipline Total Incumbents Table 2, Continued: Job Group Analysis for Faculty 2010-2011 Community & Economic Development 7 Comparative Literature 8 Computer Science* 34 Demography* 1 Earth Sciences* 15 Ecology* 3 Ecology & Evolutionary Biology* 13 Economics* 66 Education 12 Electrical and Computer Engineering* 38 English 43 Entomology* 26 Entrepreneurship 1 Page 52 American Indian/ Alaskan Native Women All Minority Black (nonHispanic) Asian/ Pacific Islander Availability 53.90 22.64 7.72 7.35 6.67 0.90 Utilization 42.86 28.57 0.00 14.29 14.29 0.00 Availability 59.47 19.38 3.52 9.91 5.51 0.44 Utilization 25.00 37.50 12.50 0.00 25.00 0.00 Availability 17.99 23.13 1.87 18.69 2.34 0.23 Utilization 14.71 11.76 2.94 0.00 8.82 0.00 Availability 92.86 100.00 14.29 0.00 7.14 0.00 7.14 0.00 0.00 0.00 0.00 0.00 37.70 26.67 8.37 13.33 1.08 0.00 2.95 0.00 3.74 6.67 0.59 6.67 50.64 0.00 8.62 0.00 1.47 0.00 3.67 0.00 2.75 0.00 0.73 0.00 50.47 30.77 17.71 7.69 5.00 0.00 7.46 0.00 4.74 7.69 0.51 0.00 32.67 15.15 25.09 21.21 4.57 4.55 13.44 1.52 6.65 15.15 0.43 0.00 68.82 50.00 24.57 25.00 12.22 8.33 5.40 8.33 6.07 0.00 0.87 8.33 13.85 7.89 34.50 39.47 4.98 2.63 25.03 2.63 4.07 34.21 0.41 0.00 59.65 51.16 15.14 23.26 6.63 9.30 4.42 6.98 3.30 4.65 0.79 2.33 35.33 15.38 11.00 3.85 1.33 0.00 4.67 0.00 4.67 3.85 0.33 0.00 37.28 0.00 25.79 0.00 12.31 0.00 8.91 0.00 3.99 0.00 0.59 0.00 Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Availability Utilization Hispanic Affirmative Action and Workforce Inclusion Plan 2010-2011 Discipline Total Incumbents Table 2, Continued: Job Group Analysis for Faculty 2010-2011 Environmental & Resource Economics* 4 Environmental Engineering* 10 Environmental Law & Land Use 2 Environmental Policy 1 Environmental Sciences* 3 Epidemiology* 7 Evolutionary Biology* 5 Facilities Management, Planning & Design 7 Fiber Science* 5 Fine and Studio Arts 8 Finance 14 Food and Beverage Management 3 Food Science* 21 American Indian/ Alaskan Native Women All Minority Black (nonHispanic) Asian/ Pacific Islander Availability 29.15 17.94 4.93 8.07 4.48 0.45 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 38.81 19.63 4.57 8.22 6.39 0.46 Utilization 10.00 0.00 0.00 0.00 0.00 0.00 Availability 43.90 12.20 2.44 7.32 0.00 2.44 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 43.82 13.64 3.09 5.45 4.55 0.55 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 43.92 22.35 11.76 7.45 2.35 0.78 Utilization 66.67 0.00 0.00 0.00 0.00 0.00 Availability 43.92 22.35 11.76 7.45 2.35 0.78 Utilization 57.14 14.29 14.29 0.00 0.00 0.00 Availability 50.00 8.70 0.00 4.35 4.35 0.00 Utilization 20.00 0.00 0.00 0.00 0.00 0.00 Availability 57.50 20.00 2.50 12.50 5.00 0.00 Utilization 28.57 14.29 0.00 0.00 14.29 0.00 Availability 83.33 16.67 5.56 11.11 0.00 0.00 Utilization 40.00 60.00 0.00 40.00 20.00 0.00 Availability 85.00 10.00 1.67 5.00 3.33 0.00 Utilization 25.00 25.00 12.50 0.00 12.50 0.00 Availability 16.42 19.40 4.48 8.96 5.97 0.00 Utilization 21.43 21.43 0.00 0.00 21.43 0.00 Availability 33.33 33.33 8.33 25.00 0.00 0.00 Utilization 33.33 0.00 0.00 0.00 0.00 0.00 Availability 59.28 25.79 8.60 11.76 4.52 0.90 Utilization 19.05 19.05 0.00 4.76 14.29 0.00 Affirmative Action and Workforce Inclusion Plan 2010-2011 Hispanic Page 53 Discipline Total Incumbents Table 2, Continued: Job Group Analysis for Faculty 2010-2011 Genomics* 2 German Studies 7 Government 31 Historic Preservation Planning (HPP) 2 History 44 History of Architecture 4 History of Art 12 Horticulture* 31 Human Development 9 Human Resource Management 14 Hydrology* 1 Industrial Relations 6 Information Systems* 2 Page 54 American Indian/ Alaskan Native Women All Minority Black (nonHispanic) Asian/ Pacific Islander Availability 53.56 21.88 4.30 11.68 5.10 0.81 Utilization 0.00 100.00 0.00 0.00 100.00 0.00 Availability 54.34 7.51 1.73 4.05 1.16 0.58 Utilization 42.86 0.00 0.00 0.00 0.00 0.00 Availability 39.65 18.37 7.77 5.43 4.86 0.31 Utilization 32.26 3.23 3.23 0.00 0.00 0.00 Availability 100.00 0.00 0.00 0.00 0.00 0.00 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 40.45 15.78 6.65 3.75 4.63 0.76 Utilization 34.09 27.27 11.36 2.27 13.64 0.00 Availability 72.31 13.45 2.19 7.57 3.29 0.40 Utilization 75.00 0.00 0.00 0.00 0.00 0.00 Availability 77.05 10.46 2.26 4.76 2.97 0.48 Utilization 75.00 50.00 16.67 8.33 16.67 8.33 Availability 34.74 14.74 1.05 9.47 4.21 0.00 Utilization 16.13 6.45 0.00 0.00 6.45 0.00 Availability 76.68 16.84 9.84 3.63 3.11 0.26 Utilization 55.56 0.00 0.00 0.00 0.00 0.00 Availability 65.00 26.88 15.00 4.38 7.50 0.00 Utilization 35.71 0.00 0.00 0.00 0.00 0.00 Availability 11.11 11.11 5.56 0.00 5.56 0.00 Utilization 100.00 0.00 0.00 0.00 0.00 0.00 Availability 48.00 28.00 0.00 12.00 16.00 0.00 Utilization 33.33 0.00 0.00 0.00 0.00 0.00 Availability 22.09 28.63 6.54 18.10 3.43 0.56 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Hispanic Affirmative Action and Workforce Inclusion Plan 2010-2011 Discipline Total Incumbents Table 2, Continued: Job Group Analysis for Faculty 2010-2011 Interior Design 5 International Studies 4 Land Use/Theory/Reg. Science 1 Law 56 Library 48 Linguistics 12 Management & Organizational Behavior 11 Managerial Communication 1 Marketing 14 Materials Science and Engineering* 15 Mathematics* 47 Mechanical Engineering* 26 Microbiology* 44 American Indian/ Alaskan Native Women All Minority Black (nonHispanic) Asian/ Pacific Islander Availability 88.97 25.18 7.72 11.95 5.51 0.00 Utilization 60.00 0.00 0.00 0.00 0.00 0.00 Availability 38.89 20.20 7.07 4.55 8.59 0.00 Utilization 50.00 75.00 0.00 25.00 50.00 0.00 Availability 57.50 20.00 2.50 12.50 5.00 0.00 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 48.97 23.36 7.16 7.76 7.61 0.82 Utilization 37.50 14.29 5.36 7.14 1.79 0.00 Availability 80.97 13.92 4.88 3.36 5.06 0.63 Utilization 56.25 6.25 0.00 4.17 2.08 0.00 Availability 62.50 20.63 2.29 15.00 2.92 0.42 Utilization 41.67 0.00 0.00 0.00 0.00 0.00 Availability 47.93 28.73 17.05 5.07 5.22 1.38 Utilization 45.45 9.09 0.00 9.09 0.00 0.00 Availability 80.00 80.00 60.00 20.00 0.00 0.00 Utilization 100.00 0.00 0.00 0.00 0.00 0.00 Availability 51.40 28.04 14.95 8.41 4.67 0.00 Utilization 21.43 50.00 0.00 0.00 50.00 0.00 Availability 24.05 24.05 4.13 15.07 4.75 0.10 Utilization 20.00 13.33 13.33 0.00 0.00 0.00 Availability 26.00 17.28 3.10 9.99 4.08 0.11 Utilization 8.51 10.64 0.00 0.00 10.64 0.00 Availability 14.24 24.20 4.47 15.39 3.90 0.45 Utilization 15.38 15.38 3.85 3.85 7.69 0.00 Availability 49.33 21.41 3.63 10.52 6.88 0.38 Utilization 25.00 4.55 2.27 0.00 2.27 0.00 Affirmative Action and Workforce Inclusion Plan 2010-2011 Hispanic Page 55 Discipline Total Incumbents Table 2, Continued: Job Group Analysis for Faculty 2010-2011 Molecular Biology and Genetics* 35 Music 17 Natural Resources* 10 Near Eastern Studies 8 Neurobiology & Behavior* 17 Nutritionist 7 Nutritionist Biochemist* 8 Operations Management 13 Operations Research & Industrial Engineering* 21 Pathology* 9 Pharmacology* 8 Philosophy 14 Photography 2 Page 56 American Indian/ Alaskan Native Women All Minority Black (nonHispanic) Asian/ Pacific Islander Availability 50.34 25.57 2.41 16.40 6.19 0.57 Utilization 22.86 17.14 0.00 2.86 14.29 0.00 Availability 40.43 14.39 2.41 7.71 3.93 0.34 Utilization 29.41 17.65 0.00 5.88 11.76 0.00 Availability 34.76 15.45 3.43 5.15 6.44 0.43 Utilization 30.00 20.00 10.00 0.00 10.00 0.00 Availability 37.89 14.74 3.16 8.42 3.16 0.00 Utilization 37.50 12.50 0.00 0.00 12.50 0.00 Availability 46.75 27.24 4.47 15.04 7.32 0.41 Utilization 17.65 17.65 5.88 0.00 5.88 5.88 Availability 82.47 23.85 6.61 10.63 5.75 0.86 Utilization 100.00 0.00 0.00 0.00 0.00 0.00 Availability 50.28 20.93 3.64 12.47 4.46 0.36 Utilization 50.00 25.00 0.00 12.50 12.50 0.00 Availability 35.71 0.00 0.00 0.00 0.00 0.00 Utilization 23.08 46.15 0.00 0.00 46.15 0.00 Availability 29.20 28.28 7.59 14.25 6.44 0.00 Utilization 4.76 9.52 4.76 0.00 4.76 0.00 Availability 49.21 29.92 3.35 19.69 6.10 0.79 Utilization 55.56 0.00 0.00 0.00 0.00 0.00 Availability 51.11 27.10 7.05 14.23 5.32 0.50 Utilization 25.00 0.00 0.00 0.00 0.00 0.00 Availability 27.31 10.38 2.69 3.85 3.56 0.29 Utilization 28.57 0.00 0.00 0.00 0.00 0.00 Availability 58.90 15.95 3.37 5.67 6.13 0.77 Utilization 50.00 0.00 0.00 0.00 0.00 0.00 Hispanic Affirmative Action and Workforce Inclusion Plan 2010-2011 Discipline Total Incumbents Table 2, Continued: Job Group Analysis for Faculty 2010-2011 Physics* 42 Physiology* 7 Plant Biology* 17 Plant Breeding * 12 Plant Pathology * 28 Policy Analysis 6 Political Science 4 Psychology * 37 Real Estate Development 5 Romance Studies 18 Russian Literature 4 Science & Technology Studies 10 Sociology* 40 American Indian/ Alaskan Native Women All Minority Black (nonHispanic) Asian/ Pacific Islander Availability 16.16 15.36 2.29 9.73 2.94 0.40 Utilization 9.52 16.67 0.00 2.38 14.29 0.00 Availability 48.39 19.35 1.94 10.97 5.16 1.29 Utilization 14.29 0.00 0.00 0.00 0.00 0.00 Availability 49.31 20.02 1.82 12.74 4.85 0.61 Utilization 17.65 11.76 0.00 5.88 5.88 0.00 Availability 34.74 14.74 1.05 9.47 4.21 0.00 Utilization 33.33 0.00 0.00 0.00 0.00 0.00 Availability 48.32 11.41 1.34 3.36 6.04 0.67 Utilization 32.14 3.57 3.57 0.00 0.00 0.00 Availability 53.33 26.04 13.54 7.08 4.58 0.83 Utilization 33.33 16.67 0.00 0.00 16.67 0.00 Availability 39.65 18.37 7.77 5.43 4.86 0.31 Utilization 25.00 75.00 50.00 25.00 0.00 0.00 Availability 67.36 20.08 6.43 5.58 7.10 0.97 Utilization 37.84 13.51 2.70 5.41 5.41 0.00 Availability 21.09 18.18 5.88 6.31 5.50 0.49 Utilization 0.00 60.00 0.00 0.00 60.00 0.00 Availability 73.33 26.25 2.50 2.08 21.67 0.00 Utilization 50.00 16.67 5.56 11.11 0.00 0.00 Availability 78.57 7.14 0.00 7.14 0.00 0.00 Utilization 50.00 0.00 0.00 0.00 0.00 0.00 Availability 40.00 13.33 2.22 8.89 2.22 0.00 Utilization 60.00 10.00 0.00 0.00 10.00 0.00 Availability 64.11 23.53 10.43 5.47 6.89 0.74 Utilization 32.50 22.50 12.50 2.50 5.00 2.50 Affirmative Action and Workforce Inclusion Plan 2010-2011 Hispanic Page 57 Discipline Total Incumbents Table 2, Continued: Job Group Analysis for Faculty 2010-2011 Soil Science* 13 Statistics* 11 Strategic Management 5 Technology Studies 2 Theatre, Film & Dance 14 Theoretical and Applied Mechanics* 14 Theory & Negotiation 1 Veterinary Medicine 46 Wildlife Ecology * 1 American Indian/ Alaskan Native Women All Minority Black (nonHispanic) Asian/ Pacific Islander Availability 40.58 11.59 2.90 2.90 5.07 0.72 Utilization 23.08 7.69 0.00 0.00 0.00 7.69 Availability 43.89 23.34 2.78 17.77 2.63 0.15 Utilization 0.00 18.18 0.00 0.00 9.09 9.09 Availability 37.88 26.32 11.66 10.24 3.80 0.61 Utilization 60.00 20.00 0.00 0.00 20.00 0.00 Availability 37.89 19.47 3.03 8.12 7.88 0.44 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 60.75 17.16 7.10 3.55 6.31 0.20 Utilization 57.14 7.14 0.00 0.00 7.14 0.00 Availability 16.82 24.00 4.72 14.31 4.62 0.35 Utilization 7.14 21.43 0.00 0.00 21.43 0.00 Availability 44.74 31.05 8.95 12.11 10.00 0.00 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Availability 54.36 14.63 4.53 4.18 5.57 0.35 Utilization 26.09 8.70 0.00 8.70 0.00 0.00 Availability 41.73 5.76 2.16 2.88 0.72 0.00 Utilization 0.00 0.00 0.00 0.00 0.00 0.00 Hispanic Analysis of progress toward affirmative action goals for faculty. Pursuant to 41 CFR §§ 60-2.12, as illustrated in the previous chart, a utilization analysis, or determination of the percentage of women and minorities in job groups as compared with availability, has been completed for all academic groups for which there were incumbents. This year, out of the 113 job groups that have incumbents, the university met or exceeded availability for women in 45 or 39.8% of the job groups, and met or exceeded availability for minorities in 67 or 59.3% of the job groups. This includes job groups where there are no women or no minority incumbents, but that, because there are very few incumbents overall, no goal exists. Of the 113 job groups, 23, or approximately 20.4%, had no women faculty, while 33, or Page 58 Affirmative Action and Workforce Inclusion Plan 2010-2011 approximately 29.2%, had no minority faculty. Of the thirteen job groups that had neither female nor minority incumbents, none had five or more incumbents overall. 17 This compares to the 2009-2010 plan year when out of the 114 job groups that had incumbents, the university met or exceeded availability for women in 46 or 40.4% of the job groups, and met or exceeded availability for minorities in 69 or 60.5% of the job groups. This includes job groups where there are no women or no minority incumbents, but that, because there are very few incumbents overall, no goal exists. Of the 114 job groups, 16, or approximately 14%, had no women faculty, while 36, or approximately 31.6%, had no minority faculty. Of the ten job groups that had neither female nor minority incumbents, none had five or more incumbents overall. Five years ago, in 2006-2007, out of the 118 job groups that had incumbents, the university met or exceeded availability for women in 46, or approximately 39% of the job groups, and met or exceeded availability for minorities in 75, or approximately 63.6% of the job groups. This includes job groups where there are no women or no minority incumbents, but that, because there are very few incumbents overall, no goal existed. Of the 118 job groups, 21, or approximately 17.8% had no women faculty, while 50, or approximately 42.4% had no minority faculty. Of the fifteen job groups that had neither female nor minority incumbents, only one had more than five incumbents overall. In that year Biomedical Engineering had eight incumbents, with no female or minorities. In this plan, Biomedical Engineering has twelve incumbents, including two white females and two minority males, reflecting improvement from five years ago. Although availability and utilization information has been provided above for women, minorities, and each minority job group, affirmative action goals/guidelines have been established for women and for minorities as a whole for those job groups that do not meet availability and for which there is not over-utilization. Faculty job groups with no placement goals for women or minorities. Women and minority representation exceeded availability in 12 of the 79 job groups with more than five incumbents (15.2%; 10.6% of the total 113 job groups) 18. These job groups include: • • • • Applied and Engineering Physics Asian Studies Bioengineering Community and Economic Development 17 The job groups with neither female nor minority incumbents are: Agronomy and Crop Management (3 incumbents), Biogeochemistry (3), Biomathematics (1), Ecology (3), Entrepreneurship (1), Environmental and Resource Economics (4), Environmental Law and Land use (2), Historic Preservation and Planning (2), Information Systems (2), Land Use/Theory/Reg. Science (1), Technology Studies (2), Theory & Negotiation (1), and Wildlife Ecology (1). 18 Since job group size is a factor in determining the presence (or absence) of an affirmative action goal, job groups with five or fewer incumbents – where goals may not exist due to job group size and not due to utilization – are considered separately. Since availability would have to exceed 20% (or more) for there to be a goal with five incumbents (or fewer) and none from within the protected class, five total incumbents provides the cutoff in determining “small” job groups. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 59 • • • • • • • • Epidemiology Finance German Studies History of Art Natural Resources Near Eastern Studies Nutritionist Biochemist Science & Technology Studies Faculty job groups with placement goals for women and minorities. Both women and minority representation fell below availability and resulted in goals being established in the following 36 of the 79 job groups with more than five incumbents (45.6% ; 31.9% of the 113 job groups overall). The following table provides specific targets for applicant pools for positions in the listed disciplines: Table 3: Summary of Goals for Faculty Job Groups / Goals for Women and Minority Discipline Accounting Agricultural Economics Architecture Astronomy Atmospheric Science and Meteorology Bio and Environmental Engineering Biomedical Engineering Business Cell Biology Chemical and Biomolecular Engineering Civil and Environmental Engineering Computer Science Ecology and Evolutionary Biology Economics Entomology Environmental Engineering Food Science Government Horticulture Human Development Human Resource Management Law Library Linguistics Mathematics Microbiology Molecular Biology and Genetics Neurology and Behavior Operations Research and Industrial Engineering Page 60 Goal for Women (%) 38.58 29.15 47.85 36.82 30.00 34.74 32.96 37.41 46.48 25.17 29.68 17.99 50.47 32.67 35.33 38.81 59.28 39.65 34.74 76.68 65.00 48.97 80.97 62.50 26.00 49.33 50.34 46.75 29.20 Goal for Minority (%) 29.13 17.94 28.83 12.97 17.50 24.59 25.78 25.85 30.99 24.98 23.72 23.13 17.71 25.09 11.00 19.63 25.79 18.37 14.74 16.84 26.88 23.36 13.92 20.63 17.28 21.41 25.57 27.74 28.28 Affirmative Action and Workforce Inclusion Plan 2010-2011 Table 3, Continued: Summary of Goals for Faculty Job Groups / Goals for Women and Minority Discipline Goal for Women (%) 51.11 48.39 49.31 48.32 67.36 73.33 54.36 Pharmacology Physiology Plant Biology Plant Pathology Psychology Romance Studies Veterinary Medicine Goal for Minority (%) 27.10 19.35 20.02 11.41 20.08 26.65 14.63 Faculty Job Groups with Placement Goals for Women Only Female representation fell below availability and resulted in goals being established in the following 22 of the 79 job groups with more than five incumbents (27.8% ; 19.5% of the 113 job groups overall). The following table provides specific targets for applicant pools for positions in the listed disciplines: Table 4: Summary of Goals for Faculty Job Groups / Goals for Women Discipline Goal for Women (%) Animal Science Anthropology Chemistry Classics Communication Comparative Literature Earth Sciences Education Electrical and Computer Engineering English Facilities Management, Planning, and Design Fine and Studio Arts History Marketing Music Operations Management Physics Policy Analysis Sociology Soil Science Statistics Theoretical and Applied Mechanics 33.89 58.24 34.99 39.15 61.76 59.47 37.70 68.82 13.85 59.65 57.50 85.00 40.45 51.40 40.43 35.71 16.16 53.33 64.11 40.58 43.89 16.42 Faculty Job Groups with Placement Goals for Minorities Only Minority representation fell below availability and resulted in goals being established in the following 10 of the 79 job groups with more than five incumbents (12.7%; 8.8% of the 113 Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 61 job groups overall). The following table provides specific targets for applicant pools for positions in the listed disciplines: Table 5: Summary of Goals for Faculty Job Groups / Goals for Minority Discipline Goal for Minority (%) Industrial Relations Management and Organizational Behavior Materials Science and Engineering Mechanical Engineering Nutritionist Pathology Philosophy Plant Breeding Theater, Film and Dance Veterinary Medicine 28.00 28.73 13.33 24.20 23.85 29.92 10.38 14.74 17.16 14.63 Faculty job groups with five or fewer incumbents. The following 34 job groups (30% of the total 113 job groups) have five or fewer incumbents. In some cases, goals exist because although job group size is small, the availability is substantial. Goal data are provided here for primarily informational purposes, since these job groups have few incumbents. Table 6: Summary of Goals for Faculty Job Groups with few Incumbents Discipline African Literature (NG) Agronomy and Crop Management (NG) Apparel Design (NG) Biogeochemistry (NG) Biological Sciences (NG) Biomathematics (NG) Demography (NG) Ecology Entrepreneurship (NG) Environmental and Resource Economics Environmental Law and Land Use (NG) Environmental Policy (NG) Environmental Sciences (NG) Evolutionary Biology Fiber Science Food and Beverage Management (NG) Genomics 19 Historic Preservation and Planning History of Architecture (NG) Goal for Women (%) 50.00 29.49 86.67 11.52 50.39 52.69 92.86 50.64 37.28 29.15 43.90 43.82 43.92 50.00 83.33 33.33 53.56 100.00 72.31 Goal for Minority (%) 25.00 9.22 30.00 17.89 22.49 25.09 14.29 8.62 25.79 17.94 12.20 13.64 22.35 8.70 16.67 33.33 21.88 0.00 13.45 19 Only two degrees were reported for this field in the 2004-2008 time-frame, all granted to white women. Availability may be therefore misleading. Page 62 Affirmative Action and Workforce Inclusion Plan 2010-2011 Table 6: Summary of Goals for Faculty Job Groups with few Incumbents Discipline Hydrology (NG) Information Systems (NG) Interior Design International Studies (NG) Land Use/Theory/Reg. Science (NG) Managerial Communication (NG) Photography (NG) Political Science (NG) Real Estate Development Russian Literature Strategic Management (NG) Technology Studies (NG) Theory & Negotiation (NG) Wildlife Ecology (NG) Goal for Women (%) 11.11 22.09 88.97 38.89 57.50 80.00 58.90 39.65 21.09 78.57 37.88 37.89 44.74 41.73 Goal for Minority (%) 11.11 28.63 25.18 20.20 20.00 80.00 15.95 18.37 18.18 7.14 26.32 19.47 31.05 5.76 Review of Employment Activity To carry out the University’s demonstrated commitment to diversity and inclusiveness, continuous efforts are necessary to increase the diversity of the non-academic staff, academic staff, and faculty. Taleo, the university’s online application system, has provided greater access to a wide range of applicants for non-academic positions. Moreover, colleges and administrative units have been advised to develop strategic recruitment plans to: 1) aggressively increase the overall representation of Asian/Pacific Islander, Black, Hispanic and Native American faculty and staff; 2) increase the representation of women in faculty, senior professional, and management positions; and 3) provide employment opportunities for covered veterans and individuals with disabilities. To assist in this effort, Cornell University provides central funding for the sourcing of open positions through Diversity, Inc., Diverse: Issues in Higher Education, and the NYS Job Bank. In addition, partner sites for Veterans (Army Career and Alumni Program athttp://www.acap.army.mil/transitioner/jobs/employers/search_occupation_update.cfm?pag e=17&caller=transitioner) and individuals with disabilities (Ticket To Work, at http://www.cessi.net/ttw/employer/partners.html) have links to our employment site and we actively promote employment opportunities with these organizations. In addition, the University is committed to a climate free of bias, the provision of opportunities for meaningful work, and possibilities for advancement of all individuals, regardless of race, color, creed, religion, national or ethnic origin, sex, sexual orientation, gender identity or expression, age, disability, or veteran status. Efforts to provide training, access to educational offerings, participation in decision making, and, where necessary, assistance in mediating the supervisor-supervisee relationship result in an overall commitment to the long term retention of qualified employees. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 63 To evaluate the effectiveness of these efforts, at the end of each affirmative action plan year, an in-depth analysis of the total employment process is completed to determine whether and where impediments to recruiting exist. Therefore, pursuant to 41 CFR §§ 60-2.17 (b), (2), (3), and (4), the Office of Workforce Diversity and Inclusion will be expected to annually evaluate: • • • Personnel activity (applicant flow, hires, terminations, promotions and training opportunities) to determine whether there are disparities based on race or gender; Compensation systems to determine whether there are gender, race, or ethnicity-based disparities; Selection processes and recruitment and referral systems to determine whether they result in disparities in the employment or advancement of minorities or women; and Pursuant to 41 CFR §§ 60-2.17(a), the extent to which these units achieve equal opportunity and to which unit leaders and supervisors implement action toward affirmative action goals will be used as a measure in performance appraisals. For staff employees, this will be considered as part of the inclusiveness dimension of the Skills for Success model, along with other criteria, including quality, effectiveness and efficiency of their operations, personnel development and morale, and contribution to the achievement of university-wide objectives. Affirmative Action Initiatives Specific to Veterans and Individuals with Disabilities Effective diversity and inclusiveness initiatives are based on established equal opportunity and affirmative action programs to ensure equal access to employment opportunities for individuals with disabilities and for covered veterans. The university welcomes staff and faculty with diverse physical and developmental abilities, and recognizes that neither disability status nor covered veteran statuses are to be a factor in the denial of employment. Pursuant to 41CFR §§ 60-300.44 (a), employment decisions are based on merit, qualifications and valid job requirements. Cornell University is committed to ensuring that employees and applicants will not be subjected to harassment, intimidation, threats, coercion or discrimination because they have filed a discrimination complaint, assisted or participated in a discrimination complaint or investigation, or opposed an act or practice made unlawful by the Vietnam Era Veterans Readjustment Act (VEVRA). Pursuant to 41 CFR §§ 60-741.44(b) and 41 CFR §§ 60-300.4(c), Cornell University ensures that its personnel processes provide for careful, thorough, and systematic consideration of the job qualifications of applicants and employees who are covered veterans or who have known disabilities for job vacancies filled by hiring or promotion, and for all training opportunities offered or available. Cornell University also ensures that its personnel processes do not stereotype persons with disabilities or covered veterans in manners that limit their access to jobs for which they Page 64 Affirmative Action and Workforce Inclusion Plan 2010-2011 are qualified. Cornell University periodically reviews its personnel processes and makes any necessary modifications to ensure that these obligations are carried out. Pursuant to 41 C. F. R. §§ 60-741.44(c) and 41 CFR §§ 60-300.44 (4)(c), Cornell periodically reviews all physical and mental job qualification requirements with line management and supervisors to ensure that, to the extent that qualification requirements screen out or tend to screen out qualified individuals with disabilities or covered veterans, they are job-related and consistent with business necessity and the safe performance of the job. Also, to the extent that physical or mental job qualification requirements screen out or tend to screen out qualified individuals with disabilities or covered veterans in the employment selection process, Cornell assures that the requirements are related to the specific job(s) for which the individual is being considered and consistent with business necessity by having human resources generalists review the staff position descriptions and having local human resources unit representatives manage them. The university is committed to providing opportunities for individuals with diverse physical and developmental abilities by offering effective adaptations in the workplace to eliminate barriers to work participation. Therefore, pursuant to 41 CFR §§ 300.44 (4)(d), 41 CFR. §§ 60-741.44(d) and 41 CFR §§ 60-300.6(d), the university makes reasonable accommodation to the known physical or mental limitations of all otherwise qualified individuals with a disability unless it can demonstrate that the accommodation would impose an undue hardship on the operation of the business. These adaptations are provided to faculty and staff through university policy 6.13: Disability Accommodation Process (See Appendix I). Employees are responsible for initiating requests for any desired disability-related workplace accommodation by contacting, either orally or in writing, their local human resources representative or Medical Leaves Administration. In accordance with the Americans with Disabilities Act and the New York State Human Rights Law, Cornell University takes such requests seriously. Requests regarding Family Medical Leave Act, return-to-work situations, or short-term disability are also referred to Disability Case Management. Supervisors are responsible for immediately notifying their appropriate local human resources representative of any employee accommodation request brought to their attention. Supervisors are also responsible for implementing reasonable accommodations recommended by Medical Leaves Administration; for keeping the employee's disability accommodation request confidential; and for monitoring any interactions with the requesting individual to ensure that actions are not legitimately construed as retaliatory. During the 2009-2010 plan year, a total of 20 formal accommodation requests were received and processed through the office of Medical Leaves Administration. (There are other informal accommodations that are granted within the university at local levels.) Three requests were received from faculty, seventeen from staff. Among the formal workplace accommodations requested, five requests were either withdrawn or not pursued and fifteen received accommodations, which included flex time, flex place, equipment purchased, mobility Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 65 assistance, acoustical alterations, and ergonomic improvements. One individual received an accommodation that was not implemented (by the individual’s choice), and one accommodation was unable to be implemented due to the impact on the department. The individual subsequently went on short-term disability. In addition, 283 disability requests, in the form of requests for handicap parking for faculty and staff, have been satisfied since the program has gone into effect. Pursuant to 41 CFR §§ 60-300.44(4)(e), the university also has processes in place to ensure that its employees with disabilities and covered veterans are not harassed because of their disability or covered veteran status. Employees who feel that they have experienced such harassment are advised to contact the Office of Workforce Diversity and Inclusion or the Office of Workforce Policy and Labor Relations for information on the appropriate procedure to use. Pursuant to 41 C.F. R. §§ 60-741.44(f) and 41 CFR §§ 60-300.6(f), Cornell University’s Recruitment and Employment Center enlists the assistance and support of recruiting sources (including state employment agencies, state vocational rehabilitation agencies or facilities, college placement officers, state education agencies, labor organizations, and organizations for individuals with disabilities) to provide meaningful employment opportunities to qualified individuals with disabilities and covered veterans. Cornell University’s Recruitment and Employment Center has established meaningful contacts with appropriate social service agencies, organizations of and for individuals with disabilities and covered veterans, and vocational rehabilitation agencies or facilities, for such purposes as advice, technical assistance and referral of potential employees. 20 Cornell University recognizes that even a strong outreach program will be ineffective without adequate internal support from supervisory and management personnel and other employees, who may have had limited contact with individuals with disabilities or with covered veterans in the past. To assure greater employee cooperation and participation in the university's efforts with respect to individuals with disabilities and covered veterans, pursuant to 41 CFR §§ 60-741.44(g) and §§ 60-300.6(g), the university has developed internal procedures to communicate its obligation to engage in affirmative action efforts to employ and advance in employment qualified individuals with disabilities and covered veterans. These procedures are designed to foster understanding, acceptance and support among the university's executives, management, supervisory and other employees and to encourage such persons to take the necessary actions to aid the university to meet its obligations. These procedures consist of: • • including its equal employment and anti-harassment policies in its listing of university policies on-line at http://www.policy.cornell.edu/ publicizing in university media its anti-discrimination and anti-harassment policies and conducting meetings with supervisory personnel to explain the 20 Within the four-county area from which most non-academic employees are hired, the university collaborates with the following organizations/agencies serving persons with disabilities and/or who are covered veterans: Challenge Industries, Finger Lakes Independence Center, Workforce New York (Veterans’ employment services), and Employer Support of the Guard and Reserve (Southern NY branch). Page 66 Affirmative Action and Workforce Inclusion Plan 2010-2011 • • intent of the university's anti-discrimination and anti-harassment policies and individual employee responsibility for effective implementation of these policies; providing union officials and/or employee representatives with information about the university's anti-discrimination and anti-harassment policies, and requesting their cooperation; including individuals with disabilities and covered veterans in staff handbooks and similar employee publications, when employees are featured in the same. Development and Implementation of Programs Pursuant to 41 CFR § 60-2.17 (c), Cornell University endeavors to “develop and execute action-oriented programs designed to correct any problem areas pursuant to § 60-2.17 (b) and to attain established goals and objectives.” A combination of recruitment-, retention-, and climate-focused initiatives enable the University to correct deficiencies in representation. While recruitment-oriented programs have been identified in conjunction with specific job groups (see Part I, above), broadly focused recruitment, as well as retention and climatefocused initiatives, are discussed in this section. Retention focused initiatives provide direct interpersonal and structural support for individuals who because of their race, sex/gender, age, national origin, religion, sexual orientation, disability status, and/or veteran status are underrepresented in their specific job type (e.g., Administrative Assistants) or College/Unit (e.g. Facilities Services). Climate-focused initiatives aim to create an organizational culture where multiple, diverse perspectives, personal needs, and career goals are valued and supported, enabling fuller participation by all members of the Cornell community in the University’s pursuit of its mission and goals. Part II of this document provides information about both retentionfocused and climate-focused efforts. Both retention and climate-focused initiatives are grounded in Cornell University’s “Open Doors, Open Hearts, and Open Minds: Statement on Diversity and Inclusiveness” which incorporates a desire to have a community that reflects a wide representation of attribute diversity 21 (different personal characteristics such as race, sex/gender, age, national origin, religion, sexual orientation, disability status, veteran status, and ex-offender status) throughout all departments, colleges, and academic programs, and at all levels of the university. Staff and faculty share responsibility for upholding Cornell’s organizational values and achieving clear organizational goals and objectives in a mutually respectful work and educational environment. All new supervisors are encouraged to enroll in the New Supervisor Development Certificate Program (NSDCP), which includes the session, “Creating a Climate for Diversity and Inclusion at Cornell University,” conducted by the Office of Workforce Diversity, Equity and Life Quality. Instructor-led workshops are offered through the Guide to Workshops that help participants learn how to promote diversity and inclusion, such as “Coming Out in the Workplace,” “Learning about the Accommodation Process (Religious and Disability),” and “Transitioning to the Civilian Workforce: Strategies for Veterans.” In addition, all new 21 The term “attribute diversity” is used by Roosevelt Thomas in his book, Building a House for Diversity, to distinguish between the demographic aspects of individuals and the processes that are developed and implemented to create an inclusive environment. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 67 employees attend the “Welcome to Cornell” new staff and faculty orientation program. During this presentation, staff and faculty learn about Cornell’s mission as well as the history of the university’s commitment to diversity and inclusiveness. Campus-Wide Initiatives Supporting all Aspects of Diversity The University Diversity Council In November of 2001, Provost Biddy Martin appointed the University Diversity Council University announced significant changes to the University Diversity Council. An Executive Committee of the Council was created, and is co-chaired by the President and the Provost. It meets several times each year to review and revise diversity goals and strategies for the campus. A Working Group of the Council meets monthly. It is responsible for identifying opportunities and implementing strategies. The council’s mission is to identify barriers to achieving greater diversity and inclusiveness at Cornell, identify and support programs that can have the greatest impact on campus, recommend how resources can be utilized and coordinated to achieve campus diversity goals, provide forums for discussion of diversityrelated issues and ideas, maintain a university diversity web page, and coordinate diversity programming efforts with constituents to avoid overlap and to maximize utilization of financial resources. The “Feedback” program The “Feedback” program encourages students, staff, and faculty to share experiences anonymously that either made them feel welcome or unwelcome on campus. Select submissions are published periodically in the Cornell Daily Sun under the heading “What’s Your Story?” The goal of the program is to stimulate a concrete and ongoing conversation about diversity and to improve the campus climate. Bias Response Program In addition to the procedures available through the Office of Workforce Policy and Labor Relations, the Judicial Administrator, and the University Ombudsman, members of the university community can utilize the university’s Bias Response Protocol to address issues that impact the university’s commitment to diversity and inclusiveness. In November of 2000, the university’s Bias Response Protocol was developed to supplement existing discrimination procedures and processes and to support the efforts of administrative units who address bias activity, such as the Cornell University Police, the Judicial Administrator, the University Ombudsman, and (what was then) the Office of Workforce Diversity, Equity and Life Quality. In 2006, this protocol was made part of Cornell University’s Policy 6.4, Prohibited Discrimination, Protected Status (including Sexual) Harassment and Bias Activity22. Under this program, the university defined a special category of bias activity in which the perpetrators are not known as “bias incidents,” to distinguish them from other types of bias activity such as bias/hate crimes or bias/discrimination complaints. The goal of this protocol is to respond to bias activity by educating the university community on the occurrence of bias incidents and crimes, providing 22 http://www.policy.cornell.edu/vol6_4.cfm Page 68 Affirmative Action and Workforce Inclusion Plan 2010-2011 support-related resources to individuals who have experienced bias activity, and developing programs to assist with eliminating future bias activity. Information about the bias protocol can be found at http://hr.cornell.edu/diversity/reporting/bias_response.html. Campus-Wide Initiatives Supporting Women and Minorities Cook Awards The Cook Award program is sponsored by the ACSW. Each spring, the Constance E. Cook and Alice H. Cook Awards honor individuals for their commitment to women's issues and for improving the climate for women at Cornell. The awards are named in honor of Constance E. Cook, Cornell's first woman vice president, and the late Professor Emerita Alice H. Cook. Nominations are accepted through March and reviewed by the Cook Awards Committee. Women and men students, faculty, and staff may receive awards. In 2010, four women were honored for their commitment: Rhea M. Fernandes a sophomore Policy Analysis and Management major in the college of Human Ecology; Dr. Yael Levitte, Executive Director of the CU-ADVANCE program; Dr. Wendy M. Williams, Professor, Department of Human Development, and founder and co-director of the Cornell Institute for Women in Science (CIWS), a National Institutes of Health-funded research and outreach center that studies and promotes the careers of women scientists; and Patricia A. Stark, Coordinator of Diversity Initiatives Academic Affairs and in conjunction with Associate Vice President of Workforce Diversity and Inclusion. Stark has been a central figure of the University’s diversity initiative for over 10 years, coordinating numerous programs on campus, including the University Diversity Council’s Working Group and Faculty Institute for Diversity. Her passion for supporting and celebrating women’s contributions at Cornell has kept the Cook Awards vibrant and alive for the past decade. First Fridays of Ithaca First Fridays of Ithaca, a local chapter of the national First Fridays organization, is supported by the Cornell University Office of Workforce Diversity and Inclusion. First Fridays is a monthly social networking event for local, diverse professionals. First Fridays is a great opportunity to network, socialize with colleagues in a relaxed setting and meet new colleagues. First Fridays events have been held worldwide on the first Friday of every month since the late 1980s, and in Ithaca since 2008. Campus Wide Initiatives Supporting other Covered Populations Supporting Cornell’s Veterans Throughout 2010, Cornell’s Office of Workforce Diversity and Inclusion endeavored to develop strategies for better supporting Cornell’s many former service members and Reservists. In particular, Cornell became a founding member of the Southern Tier of NY’s chapter of the ESGR (Employer Support for Guard and Reserves), a network of employers committed to flexible policies and supportive programming for integrating work, service, and family. In addition, WDI sponsored events such as a luncheon and screening of the Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 69 documentary For the Love of Liberty, a history of the role of African Americans in the Army. Finally, at a joint meeting of members of the Central and Western New York Industry Liaison Group (ILG) and the Business Leaders Network (BLN), Cornell Human Resource professionals were briefed on the many services and financial support resources available through the USDOL/VETS programs, and the role of USERRA maintaining gainful employment for America’s troops. Individuals with Disabilities Throughout the 2009-2010 plan year, the University continued progress toward fulfilling the strategic objectives of its Disability Strategic Plan. The plan is built upon five areas in which “accessibility” is defined: physical access, access to educational opportunity, access to employment opportunity, accessible communications and technologies, and emergency preparedness. In the 2009-2010 plan year, strategic goals included: creating resources to assist the University in fulfilling its obligations to individuals with disabilities, enhancing physical accessibility to public events, and changing communication strategies around disability, access, and accommodation. Toward achieving those goals, Irene Bowen, former Deputy Chief of the Disability Rights Section of the U.S. Department of Justice led an on on-campus training program for facilities personnel and other University groups on ADA compliance and implementation responsibilities. Religious Accommodation in the Workplace One of Cornell’s policies that promotes diversity is its Religious Accommodation Policy, Policy 6.13.8 (see Appendix J), which applies to faculty, academic and nonacademic staff, and student employees, and sets forth a process for the university to provide reasonable workplace accommodations for an employee’s religious beliefs. Over the last year, the Office of Workforce Policy and Labor Relations received notification of three such requests and related accommodations, although many more such requests are accommodated without formal notification under the policy. Such accommodations include leave for religious observance, time and/or place to pray; changes in work schedules; and job reassignments, among many others. Lesbian, Gay, Bisexual, and Transgender Communities Cornell University is committed to the creation of an affirming environment for lesbian, gay, bisexual and transgender (LGBT) people. As such, the university pro-actively assures inclusiveness in its policies, programs, benefits and dedicated staff positions. In 1994, the university created an LGBT Resource Center to coordinate the efforts of the entire university community to ensure the inclusion of all lesbian, gay, bisexual, and transgender people, and to eliminate heterosexism and gender identity oppression. That office is located on campus and is staffed by a dedicated full-time professional who is assisted by a full-time support staff member. The Office of the Dean of Students also provides .75 of a full time LGBT student support staff member. In addition to numerous events, the center provides opportunities for LGBT student, staff and faculty networking via a vibrant email list-service. Page 70 Affirmative Action and Workforce Inclusion Plan 2010-2011 The University’s policies, including University Policy 6.4, “Prohibited Discrimination, Protected Status (Including Sexual) Harassment,” also prohibit discrimination or harassment based on sexual orientation or gender identity/expression and the university implemented a Bias Response Program in 2000 that addresses incidents of bias based on, among other things, sexual orientation and gender identity/expression, and provides support to those who experience or witness such incidents. To further support the LGBT community, the Cornell University Gay–Straight Alliance (CUGSA), supported by the university’s Office of the Dean of Students, and in cooperation with the LGBT Resource Center, initiated the Safe Place Project. This program helps members of the LGBT community feel more accepted and appreciated at Cornell by asking individuals to display Safe Place cards as their personal statement of support for LGBT members of the Cornell community. Importantly, the university’s benefits programs include same-sex couple-headed families under health and life insurance and child-care and adoption assistance grants. Also, parental leave is available for the instance when the same-sex partner is the birth parent or when either partner is the primary adoptive parent. In addition, WDI sponsors workshops for the LGBT community through its Wellbeing series. The university has also provided social networking opportunities for the LGBT community as part of its retention effort. Welcome receptions and monthly Pizza Nights are offered by the LGBT Resource Center and by the LGBT employee social group Out & About. The university has also created a transgender web page within the Human Resources website, listing campus and community information and resources for transgender staff, and faculty.23 Further, the university’s health services center provides tailored healthcare information to LGBT students, staff and faculty24 including resources specific to transgender and intersex individuals. Programs to Address Unique Subsets of the Cornell Community Cornell Faculty Institute for Diversity The third annual Cornell Faculty Institute for Diversity took place June 13-16, 2010, at the ILR conference center on the Ithaca campus. The purpose of the institute is to help faculty members incorporate diverse perspectives and experiences into their courses, across the disciplines, in the arts and humanities as well as the biological, physical and social sciences. In all 19 faculty members participated in 11 session during the three day event. CU-ADVANCE The CU-Advance office, a program funded by the National Science Foundation, has offered programs on leadership development for women department chairs and emerging leaders. Network lunches have addressed effective mentoring, communication strategies, grant 23 24 http://www.hr.cornell.edu/diversity/communities/transgender_resources.html http://www.gannett.cornell.edu/for/lgbt/index.cfm Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 71 writing, managing difficult people, tenure and promotion process, and managing projects. Advancement in Science lectures have contributed to discussion about gender issues in academia and provided a forum for faculty and graduate students. The Advance office has provided research initiation grants for six mid-career women faculty for research that will support promotion to full professor. Professional development grants provide support for pretenure women faculty and help to heighten their professional visibility and provide networking opportunities with senior researchers in their fields. Faculty development grants support nontenure track women faculty to become competitive for tenure track appointments at Cornell and funds post-doc positions for outstanding female candidates. Initiatives in the Skilled Trades The Skilled Trades Diversity Council held the Sixth Annual Career Days for high school and alternative schools. The event is part of an effort to create a pipeline of individuals interested in becoming apprentices, and attracted 460 school-aged students from 11 different school districts. Of the 460 participants: approximately 25% were minorities and 12% of the participants were female. The grant funding for the year was awarded by The Federal Highway Commission and State of New York for improving labor-management relationships. The committee also received funding, for the sixth consecutive year, from the New York State Department of Transportation, to help support the Careers in Construction Program. TC3 Tech Prep provided some funding for Careers in Construction as well. The Skilled Trades Diversity Council held its Fifth Annual Pre-Construction Preparedness Program with a graduation date in April of 2010. The program was held for 10 consecutive weeks and included visits to 9 training centers throughout the upstate New York region, with an additional week held at the Union Hall in Ithaca. There were 2.5 days dedicated to green building technology, which was very well received by attendees. The Pre-construction Program began with 15 students, 9 of whom graduated. Three participant graduates were subsequently employed through the Trades Unions. Of the 15 participants, 3 were female. All participants were low income, unemployed or under-employed individuals. UAW Diversity Committee The University’s agreement with the United Auto Workers Local 2300 provides that the University and the Union will establish a Diversity Advocate Committee. The committee consists of three (3) members of management, three (3) members of the bargaining unit, a representative of Cornell’s Workforce Diversity and Inclusion, and a member of the Cornell community jointly selected by the University and the Union. The Committee meets quarterly to uphold the principles outlined in the statement on Diversity included in the contract. In furtherance of this, the Committee is empowered to review problems in hiring and promotion that depart from the spirit and letter of the collective bargaining agreement with a view to making recommendations for their rectification; and is empowered to inventory minority and underrepresented employees to create a list of promotional opportunities. The committee provides reports periodically to the Director of Workforce Diversity and Inclusion and the Vice President for Human Resources who review any recommendations and respond in writing. In Page 72 Affirmative Action and Workforce Inclusion Plan 2010-2011 the 2009-2010 plan year, the UAW committee worked with the Office of Workforce Diversity and Inclusion and the Office of Organizational Effectiveness (Career Services division) to develop and implement a job rotation program that provided training for individuals seeking future opportunities for advancement. Facilities Services Diversity and Inclusion Council The mission of the Facility Services (FS) Diversity & Inclusion Council is to create and maintain a culture of inclusion where differences are valued in the workplace. The FS Diversity & Inclusion Council will serve as leaders and advocates within the division. Their goals support and align with Cornell University’s Commitment to Diversity. The role of the council includes: (1) serving as a staff ally by resolving issues related to diversity and inclusion by utilizing appropriate resources; (2) acting as an advocate to managers and supervisors to develop plans of action in response to areas of concern resulting from the FS Climate Survey: (3) participating in search teams and provide input about recruitment strategies or referrals regarding diversity-related issues, laws, guidelines, policies and procedures; (4) monitoring department-wide progress on diversity issues; (5) maintaining up to date awareness of diversity-related laws, procedures and guidelines so as to be able to advise and refer individuals as appropriate and; (6) maintaining awareness of and communicating diversity initiatives within the department, division, and Cornell. The Council hosts a series of events and brown bag lunches with representatives from various areas of campus, including faculty, other staff, and retirees. These events engage and raise awareness for FS staff about diversity-related topics such as adjusting to the civilian workforce after military service and integrating mental and physical wellbeing. These events are open to all staff, including tradespeople and custodians. The Council also developed a workplace climate survey to facilitate its ability to identify future needs. Finally, the Facility Services Diversity Council also awards the Steve Wright Bridge Award to a facility service employee who has demonstrated significant ongoing commitment to fostering diversity within facilities services. The 2010 recipient was Andrea Haenlin-Mott, ADA Coordinator for Facilties Services. College of Agriculture and Life Sciences Diversity Committee 25 The College of Agriculture and Life Sciences (CALS) Academic Human Diversity and Resources Committee is a standing committee of the CALS Faculty Senate. Membership includes faculty members, undergraduate students, a graduate student, and the College’s Director of Multicultural and Diversity Programs (a student-oriented role). Specifically, the committee focuses its work on diversity issues pertaining to students, faculty, and academic employees of the college and where necessary, nonacademic staff support. The Committee endeavors to: 25 College-level diversity committees are included here if their mission or scope includes faculty, academic staff, and/or nonacademic staff as target populations for service. Colleges with diversity resources restricted to the benefit of the student experience are not included, but are present on the campus. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 73 • Gather information related to diversity issues of concern to students, faculty and academic employees in the college. • Develop and oversee programs to address these concerns. • Report findings to the administration and to provide information regarding these issues to the CALS Faculty Senate so that appropriate policies concerning the issues may be developed. • Suggest areas which the CALS Faculty Senate may want to examine to determine if new or modified policies concerning academic human diversity and resources are needed. In addition, the Committee publishes a “Diversity Handbook” that includes resources for students, faculty, and academic staff, including a directory of diversity grants and awards and faculty recruitment resources. Diversity Programs in (the College of) Engineering (DPE) The stated mission is as follows: “[DPE] operates programs at the undergraduate, graduate, and faculty levels to facilitate the outreach, recruitment, retention, and overall success of underrepresented minorities, women, and other underrepresented groups in Engineering.” In addition, DPE professionals, in concert with College leadership, have established the following goals: • • • • • • • • Page 74 Increase the undergraduate and graduate student recruitment, enrollment, retention, and graduation rates for underrepresented minorities (URM), women, and other underrepresented groups. Recruit and retain a diverse Engineering faculty. Provide URM and women undergraduate and graduate students with community, academic, professional, leadership, and personal development opportunities at and external to Cornell. Enhance existing efforts and develop new plans to improve the climate for URM and women undergraduate and graduate students and faculty. This includes hosting workshops, seminars, conferences, and community events as well as building partnerships and alliances with other departments, universities, and external organizations committed to diversity. Implement outreach programs for gifted students in grades 9-12 to attract URM, women, first generation, and other underserved students to Engineering and Cornell University. Develop and enhance mentoring programs for undergraduate and graduate students and junior faculty. Involve alumni and families of URM and women students in our college, campus, and community-based diversity efforts. Develop and enhance relationships with industry, foundation, non-profit, and government partners to increase and strengthen available resources to support Affirmative Action and Workforce Inclusion Plan 2010-2011 outreach, recruitment, and retention efforts at the pre-college, undergraduate, graduate, and faculty levels. College of Human Ecology Diversity Committee The College of Human Ecology, through its Diversity Committee, has set specific goals in two broad areas: recruitment and retention of faculty, staff, and students (both undergraduate and graduate), and engagement of a culture of diversity. Both guiding principles and specific action steps are provided in the College’s Diversity Plan, for example: • • • • Faculty candidates should be provided an opportunity to coordinate a visit with a representative of Human Resources at which time questions about family responsibilities and community resources can be addressed. Partnerships with community and professional organizations should be utilized “aggressively” to recruit diverse applicant pools for staff positions. Departments are encouraged to invite post doctoral associates or other outside lecturers to visit the campus, and dedicated funds are available to support visits by individuals who represent diversity or whose research contributes to our understanding of diversity. One such lecture, by Professor Dan Kahan, the Elizabeth K. Dollard Professor of Law, was held in March 2010 on the topic, “The Laws of Cultural Cognition and the Cultural Cognition of Law”. College-wide activities should contribute to a sense of belonging for all members of the Human Ecology community. In April 2010, an Art Collage “Our Stories, Our Lives” depicting the personal histories of College faculty, staff, and students was installed and a slideshow demonstrating the variety of human experience was displayed. College of Veterinary Medicine Affirmative Action Committee The College of Veterinary Medicine has a Faculty Affirmative Action Committee whose charge and membership is specified as a Standing Committee of the College’s governance documents. As of the close of the 2009-2010 plan year, the Committee endeavored to • • • • • Review at least annually the appointment, reappointment, and promotion of minority and women faculty in each department of the College. Monitor efforts made by each department to recruit minority and women faculty, and assess these in relationship to the availability of minority and women scholars in the various major academic disciplines of the College. Review annually and assess the efforts made by the College to recruit, admit, and support minority and women graduate students, interns, and residents. Review annually and assess the efforts made by the College to recruit, admit, and support minority students in the professional DVM program. Report the findings of the Committee to the Faculty of the College and to the FCR Affirmative Action Committee in April of each year. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 75 • Take up any additional activities pertaining to affirmative action and minority groups which the Committee thinks is appropriate. In the fall of 2009, the committee sought the advice and counsel of the Office of Workforce Diversity and Inclusion in determining how best to ensure alignment between its activities and Federal guidance on the topic. Resulting clarification and internal changes within the College led the Committee to propose changes to its governing legislation (forthcoming). Holistic View of Cornell Community Members Cornell’s tradition is to attract, retain, and advance the best faculty and staff in the world by providing various forms of support to the diverse individuals who comprise its community, and does so by taking a holistic approach to employee well-being. Departments, units and academic programs recognize the need for flexibility within their organizational culture and are encouraged to make a commitment to address work/life and work/family issues for staff and faculty. This commitment continues the work of the Family Services Committee (formerly the Task Force on Working Families) that was convened in the spring of 1988.26 Cornell has long been recognized for its constant effort to improve the climate for work/life balance. In 2006, 2007, 2008, and 2009 Working Mothers magazine placed Cornell on its prestigious list of “100 Best Companies.” Since 2005, the AARP has listed Cornell among its “50 Best Employers for Workers over 50” for programs that address the needs of older workers but also appeal to working families, awarding top honors to Cornell in both 2008 and 2009. From 2007-2010, the university was named one of the “100 Best Adoption Friendly Workplaces” by the Dave Thomas Foundation for Adoption. Perhaps Cornell’s most notable recognition was that it was one of only five organizations nationwide in 2007 to receive the U.S. Department of Labor’s prestigious Exemplary Voluntary Efforts (EVE) Award, which recognized the university’s “outstanding efforts to develop and maintain exemplary equal opportunity programs.” This recognition was based on the university’s commitment to diversity by addressing the work/life issues of the workforce. Other recognitions received in 2009-2010 include being one of the “50 Best Companies for Prospective Parents” (Conceive Magazine), “100 Best Companies for IT Professionals” and a “Great College to Work For” (Chronicle of Higher Education). Upstate New York Higher Education Consortium (UNY-HERC) The Upstate New York Higher Education Consortium (HERC) was developed in 2006 as a collaborative response of member institutions to the many challenges of academic recruitment and retention. Of particular interest to the Upstate New York HERC is finding effective ways to assist the spouses and partners of faculty and staff to secure area employment and ways to address issues of faculty and staff diversity. The Upstate New York HERC is composed of a diverse group of public and independent schools, colleges, and universities. Member 26 The Task Force met to define “family care” as it related to the Cornell community, to explore and identify the needs of employees responsible for the care of others and how this responsibility impacts their duties at work, and to review existing university policies and community resources that are relevant to family care issues. Page 76 Affirmative Action and Workforce Inclusion Plan 2010-2011 representatives include faculty, staff, human resources professionals, institutional leaders, and faculty relations experts from 25 member institutions. Cornell was involved in its creation and has been a member since its inception. Cornell University Wellness Program The Cornell University Wellness Program helps individuals achieve their fitness and nutrition goals. With nearly 2,900 members – including retirees, Trustees, and Professors Emeritus in addition to eligible employees – the Wellness program serves a broad range of needs. The program offers access to five fitness centers, an ice skating rink, and several swimming pools, along with group fitness and nutrition classes for employees of the university. The success of the Wellness Program led the university to develop a unique health insurance plan: the Cornell Program for Healthy Living (CHLP) which pays participating doctors to provide preventive health services rather only treating illnesses. Support groups for those concerned about diabetes, cancer, and weight loss surgery meet monthly. In addition, food and nutrition offerings such as “Smart Eating for Busy Families” and “Vegetarian Cooking” were attended (in person or via webinar format) by nearly 200 individuals. Health and Safety workshops on AED, Back Care, Irritable Bowel Syndrome, Women and Heart Disease, and an innovative 8-week program titled “I Can Run a 5K – Now What” reach a broad range of Cornell constituencies. Finally, stress-reduction series on personal well-being and meditation have both been filled to capacity with as many as 25 participants each offering. Work-Life and Work-Family Programming Cornell University has a number of programs and departments that address work/life and work/family issues for employees by offering workshops, an annual life quality meeting, social networking opportunities, counseling, fitness/physical health training, Bring a Child to Work Day, lactation support, adoption assistance, support networks, child care grant subsidy programs, and referrals on child care and eldercare resources. Onsite and Community-based Childcare Cornell University This facility accommodates 158 children of faculty, staff, and students and opened in advance of the 2008-2009 academic year. The demand for the center was great, with 435 children entered into the lottery for spaces. The lottery was completely open with no preference or assigned slots to faculty, staff, or students. Since its opening, the Office of Human Resources, through its Child Care Center Liaison, has maintained an active role in the development of programs and services catered to the Cornell community. A Parents Advisory Committee (PAC), coordinated by the liaison, provides regular feedback to Center management. In 2009-2010, the Center began the process for accreditation through the National Association for the Education of Young Children, two years earlier than the industry standard for new centers. Cornell University also provides support for the University Cooperative Nursery School, which serves the children of staff, faculty, and students as well as members of the local Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 77 community. The University Cooperative Nursery School offers a high-quality cooperative preschool for three to five year old children of Cornell students, staff, and faculty, as well as for local Ithaca families. The school is also accredited by the National Academy of Early Childhood Programs. The University Assembly Childcare Services Sub-Committee and the Office of Human Resources will continue to assess the need for quality childcare and determine what measures may be taken in the future to address the demands of working parents. Educational Training on Work-Life and Work-Family Issues Since January of 2000, Cornell University, through the Office of Workforce Diversity and Inclusion, Cornell has established a number of workshops to address the interests of the university’s diverse community in an effort to retain its diversity. Formerly the Life Cycles Workshop Series, the Cornell Wellbeing Series is designed to assist staff and faculty with addressing issues related to quality of life such as elder care, parenting (including raising teenagers, preparing for parenthood, raising multi-ethnic children, single parenting), work-life integration (flexible work arrangements; coming out in the workplace), and developing effective relationships (grandparents raising grandchildren, understanding pet behavior). Presenters include a variety of campus and community professionals. Information about the Wellbeing Series workshops is included as part of the Office of Human Resources Caring Community web portal at http://www.hr.cornell.edu/life/support/worklife_workshops.html For the 2009-2010 year, 43 workshops were held in both in-person and online formats. Of these workshops, seven were dedicated to financial wellbeing and were created in partnership between the Office of Workforce Diversity and Inclusion (the main sponsor of all Wellbeing Series offerings) and the Office of Benefits Services (another division with the Office of Human Resources). Topics such as the Changing World of Consumer Credit, Money & Relationships, Budgeting, The First-Time Homebuyer, Avoiding Identity Theft, and Planning for Retirement garnered attendance by over 250 individuals. Online recordings of the original webinars can be accessed at: http://www.hr.cornell.edu/life/support/recorded_programs.html Parenting-focused workshops were also offered, including topics such as Parenting School-Age Children with Special Needs, International Adoptions, Fantastic Fathers, and Cyber Bullying. Support for discussing diversity as a family, addressing the needs of work-family needs of workers with disabilities, and developing flexible work arrangements were also topics included in the wellbeing series during the year, reaching over 140 attendees. Through networks to support families with special needs children and adult dependent caregivers an additional 23 sessions were offered. Child Care Grant Subsidy On December 13, 2000, then President Rawlings announced in his “Annual Address to Employees” the establishment of a childcare grant subsidy program. This program is designed to assist Cornell University faculty, staff, postdoctoral associates, students and Arecibo Page 78 Affirmative Action and Workforce Inclusion Plan 2010-2011 employees with covering the costs of child care, including infant and toddler day care, preschool/pre-k programs, school holiday care, summer camps/programs, and before/after school care. This program supplements the university’s comprehensive array of other benefits and programs and enables the university to better recruit and retain a diverse faculty and staff population. For the 2010 calendar year, 846 faculty and staff from the Ithaca and Arecibo campuses received a childcare grant, a slight decrease (-3%) over the 2009 grant year when 881 faculty and staff received grants. However, for the 2010 grant year program, and at the request of the Child Care subcommittee of the Family Services Committee (University Assembly), the subsidy formula for the grant was changed to promote higher subsidies and lower out-out-of-pocket costs as a percentage of overall family income. Toward that end, the percent of total family income allocated to child care costs after subsidies were awarded went from an estimated 22.3% in 2009 to just over 18% in 2010 for the lowest incomes (under $25,000 per year) after accounting for the tax-code required cap in subsidies that the University can provide. Adoption Support The Adoption Assistance Program was implemented January 1, 2005, offering benefitseligible employees, including post-doctoral associates, adoption assistance that reimburses up to $5,000 per adoption and $6000 per adoption if the child has special needs, with a maximum of three adoptions per family. Information regarding this program is available via the following website: http://www.hr.cornell.edu/life/support/adoption_assistance.html Since the program was implemented, over 52 adoptions have taken place with the assistance of this program. An e-list has been created to foster communication on adoption concerns among the Cornell community. Support for Personal Needs The Lactation Time Away From Work section was added to University Policy 6.9, Time Away From Work on June 26, 2008 (see Appendix K). This policy provides time away from work for lactation purposes and the requirement of supervisors to provide a private location for the purpose of lactation. Education on this policy has been done through the Cornell Chronicle, outreach to HR, Building Coordinators, via the New Supervisors Orientation Program, staff meetings, and individual outreach/consultations. There are a total of 14 rooms across the University campus in Ithaca that have been designated as “mothers rooms” (up from just 8 in 2008). A $500 mini-grant from the New York Small Business Council helped to establish the most recent room in Clark Hall. In addition, the Breastfeeding Series was offered twice in 2009-2010, with a total of 32 participants. Diaper Changing Stations have been installed throughout campus since 2005. Eventually, the university seeks to install stations across the campus. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 79 The University also has established 12 universal restrooms throughout the campus to provide for gender free facilities. In many cases, these facilities are also handicap accessible and have diaper-changing stations and toddler seats. A Lifestyle Accommodations Map 27 that notes lactation rooms, universal/accessible restrooms, and diaper changes stations has been designed for circulation. Social Programming Bring a Child to Work Day 2010 Bring a Child to Work Day 2010 was held on April 22 in conjunction with the Ms. Foundation’s National “Bring Our Daughters and Sons to Work”, and the theme was "1 Youth, 1 Dream, 2Morrrow's Leader." This was the 14th anniversary of the program and attendance was outstanding with over 260 children in attendance. Evaluations were very positive. More than 60 career interest sessions were held, representing Animal Science, Food Science, Engineering, Computer Science, Hotel and Restaurant Management, Astronomy, Design, Art, Architecture, Communications, Theater, Music, Military and Police Careers, Environmental Safety, and Athletics and Wellness. 250 employees plus 262 children attended this event. Cornell Recreation Connection The Cornell Recreation Connection program provided employees with amazing opportunities to travel with their family members for a nominal fee over the 2009-2010 year, including eight “A Day in New York City” trips, where employees and family members traveled by bus to New York City. Three events – a Bowling Tournament, an employee talent show and a “Halloween Happenings” party – were held, with 340 individuals participating. In addition to the NYC trips 6 additional trips were held; four to baseball/basketball games, one shopping trip (to a local outlet mall) and one casino trip with a total of 779 people participating in trips. Employee Celebration One Saturday each semester features Cornell football or basketball, various activities, and dinner. These family-oriented events are open to Cornell faculty, staff, retirees, and their families. 2300 tickets were sold for the October 2009 event, and 1580 tickets were sold for the January 2010 event. Outreach/Communication Cornell Chronicle. A series of articles written by Associate Vice President ChappellWilliams and various campus partners appeared in the Cornell Chronicle for the 2009-2010 year. Aimed at providing indirect training on diversity issues through the dissemination of information, these articles focused on such issues as the history of the diversity effort at Cornell, generational diversity in the workplace, and accommodations of those with disabilities. Worklife Digest. A weekly electronic publication distributed to the campus through Human Resources partners, the Worklife Digest features stories of interest to families and 27 http://hr.cornell.edu/life/accommodation_map.pdf Page 80 Affirmative Action and Workforce Inclusion Plan 2010-2011 working couples (published in the Cornell Chronicle), upcoming events in the Wellbeing series, and a list of free and for-a-fee educational opportunities for staff and faculty. E-Lists. E-Lists. A variety of e-lists have been created and are maintained by the Office of Workforce Diversity and Inclusion (parents, eldercare, adoption, lbgt families, families with children that have special needs, lactation, etc.). Adoption-L currently has 43 members, Elder-L has 165, Lactation-L has 98, LGBTfamilies-L has 47, Parents-L has 536, the School-Closing-L has 2550, the Special Needs-L has 43, and Students-with-kids-L has 220. These interactive lists provide announcements to the members on campus/community activities, events, and educational offerings on the given topic. For the parents and elder listservs specifically, a biweekly/monthly e-newsletter is sent, summarizing these activities and events. Flexible Work Arrangements Continued education on flexible work arrangements took place throughout the 20092010 year via New Supervisors Orientation Program, Wellbeing Series, staff trainings, and individual consultations. In addition, Ms. Chappell-Williams presented on the topic for members of the Tompkins County PPI with special guest Gillian Gutierrez from the U.S. Department of Labor. Cornell University Faculty and Staff Assistance Program The Faculty Assistance Program provides both prevention and help when difficulties arise by individual counseling appointments for as well as educational development programs. Help with work-related concerns is provided by on-campus counselors who can work with individuals or groups. Help with personal and life challenges is available through a network of providers and the University’s partnership with ENI, a 24/7 telephone counseling service. Representatives from the Faculty Staff Assistance Program offered nineteen in-person and webinar-format informational sessions on topics such as Surviving the Winter Blues, Resolving Conflicts, Overcoming Stress, the Importance of Sleep, and Civility in the Workplace. These workshops reached nearly 250 individuals. Other Initiatives/Programs Dependent Care Consultations. Office of Workforce Diversity and Inclusion’s Dependent Care Consultant was hired August 2007 to provide consultations on elder (and child) care to members of the Cornell Community that have care giving concerns (either local, regional, or national). In 2009-2010, 88 consultations were provided for elder care, 161 consultations for child care, and 13 consultations for other dependent care needs. As a result of information gathered from campus partners, the Dependent Care Consultant has begun development of a care support network, called, so individuals can reach out beyond family and friends in getting assistance with basic activities during times of illness or incapacity. Pet Support. Cornell University made pet insurance available to Cornell University benefits-eligible employees in the spring of 2008. The Cornell University Animal Hospital provides a discount to employees of the university on routine pet care. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 81 CU Family Helper List. The Cornell University Babysitter’s List was renamed to the Family Helper List in the fall of 2007. Currently over 20 individuals are on this list as willing to provide the following services: babysitting, elder care giving, tutoring, pet/house sitting, running errands, house cleaning, yard care, and swimming/sport/music lessons. Crisis Managers. In February 2010, a group of volunteer Human Resources employees formed a crisis management team to respond to emergencies and other significant events that occur outside University business hours. Cornell Police, responding to events that involve employees, will alert the HR Crisis Manager on call who will then alert appropriate parties so that follow-up can be provided. General Organizational Culture and Processes Providing direct support to employees who are underrepresented in the workplace as well as supporting the overall personal wellbeing of individuals are just two components of Cornell’s efforts to build a culture of inclusion. A truly inclusive culture supports all employees in aspects of both their career and personal development. Toward that end, Cornell supports continued professional development, partnerships with the broader community, continuous learning on the topic of inclusion, collaborative engagement, open communication, and participatory conflict management processes. Professional Development Opportunities Cornell University is committed to creating a professionally nurturing environment in which staff and faculty have access to opportunities for personal and professional growth. As a result, a number of services are available to employees. The Division of Human Resources offers many programs for professional and personal development to its regular full- and part-time employees. These development opportunities are introduced to employees at staff and faculty orientations as well as communicated to employees in campus publications. They also can be found at the Division of Human Resources website and through other employee communications and events. Every year the Division of Human Resources, along with the School of Continuing Education and Summer Session, and the Employee Assembly, sponsors the Staff Educational Exploration Day (S.E.E.D.), during which personal development programs are clearly defined and explained. The 2009 SEED program was held on July 15; the event typically draws exhibitors from around the region. Organizational Effectiveness, a specialized unit within the Division of Human Resources, produces an annual Guide to Workshops, which contains all the workshops sponsored by the Division of Human Resources. These workshops and seminars are supplemented by our Skillsoft on-line educational programs, a vast repository of technical, managerial, and professional development courses available to all staff, as well as relevant links to development opportunities offered by Tompkins Cortland Community College (TC3) and eCornell. Other resources for support of staff development include the Tuition Assistance Program, the Employee Degree Program, and the Extramural Program. As of June 30, 2010, there were 156 individuals in the Employee Degree Program of which 58% were women and Page 82 Affirmative Action and Workforce Inclusion Plan 2010-2011 13.5% were minority. Over three hundred (319) employees participated in the Extramural Program, of which 56.7% were women and 22.9% were minority. Finally, 84 participated in Tuition Aid, of which 79% were women and 10% were minority employees. Training and development opportunities for employees who wish to move on to progressively more responsible positions are provided through specialized programs like the office professionals certification program for administrative assistants, accounting assistants, and other clerical staff; a Project Management Program; a customer service program; a communication certificate program; and various levels of supervisory, management, and leadership development opportunities. The emphasis of these programs is on the development of professional, personal, and leadership skills. Cornell also makes available a range of career development-related services which provides individualized assistance for employees exploring both other opportunities at Cornell or other career/life options (career counseling and assessment, job search help). The university-wide performance dialogue system and our Skills for Success guidelines are tools designed to improve job understanding, promote effective performance, enhance employee development, and encourage the flow of communication between supervisors and employees. Continuous Learning in Areas of Diversity and Inclusion Cornell University benefits from a flexible organizational culture that prioritizes continuous, collaborative, cross-organizational learning through effective and ongoing formal and informal educational programs for faculty and staff on issues of diversity and inclusiveness, discrimination, harassment, and conflict resolution. The educational programs generally include skills development workshops, mentoring, newsletters, networking, and community service. Cornell employees may take advantage of the university's academic facilities to broaden their education under the Extramural Program or to pursue a career-related degree program at minimal expense. If employees wish to enroll in job-related college or professional courses at other universities or training institutes, tuition expenses may be subsidized through the Tuition Aid Program. Employees are granted release time for job-related courses taken during normal working hours, with their supervisor's approval. Through the Division of Human Resources, Cornell also provides employees an opportunity for on-line learning. Skillsoft courses are web-based tutorials on a variety of topics available free of charge to employees and other members of the Cornell community. These courses are intended to help staff and faculty enhance their critical business and software skills, as well as to allow the Division of Human Resources to offer targeted training in many more topics than could ever be covered in a classroom setting, while meeting individual scheduling needs. Specific courses such as: Stakeholder Interests and Cultural Diversity; Diversity in the Workplace; What is Sexual Harassment?; Hostile Work Environment Harassment, and over 50 other training courses address diversity and inclusiveness or harassment issues. Participatory Work and Learning Processes Cornell University strives to provide an environment in which all members who desire to contribute to improving the environment can actively participate in the work and learning Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 83 processes. To carry out this commitment, Cornell University has four constituent assemblies, one each for staff, undergraduates, graduate students, and faculty. The University Assembly serves as an “umbrella” organization, consisting of seven faculty members, five staff members, six undergraduate students, and three graduate/professional students elected by the respective representatives in each of the four constituent assembly bodies. Since 1980, the Employee Assembly has deliberated on issues of concern to all staff and has made recommendations to the administration on ways to improve the work environment at Cornell. This organization also supports an Emergency Grant Fund for employees suffering catastrophic losses, the George Peter Award for Dedicated Service, and co-sponsors the two annual Employee Celebration Days, both held in the fall and winter. The Employee Assembly keeps staff advised of activities through its website, http://www.assembly.cornell.edu/EA. No dinner, just insightful food for thought, is the product of the Feedback Program, which invites Cornell students, faculty, and staff members to share personal experiences that made them feel either “welcome” or “unwelcome” in the campus community. The goal of the program is to stimulate ongoing conversation about diversity and improve the campus climate. Communications and Information Sharing Cornell University is committed to creating, supporting and utilizing formal and informal systems of communication to ensure that information is shared equitably and that information flow is in all directions and across all levels of responsibility. In addition to its official weekly publication, the Cornell Chronicle, which includes a special section on “Worklife at Cornell”, Cornell also publishes Paw Print, a biweekly paper written and produced by volunteer employees. E-mail lists, memoranda to senior administration and managers and supervisors, and an expansive web site also provide ongoing information on events and programs related to diversity and work-life balance, as well as direct links from the Division of Human Resources home page to the child care grant subsidy program, and the bias response protocol. “Town meetings” and lunchtime workshops also ensure active dialogue among faculty, staff, and administration. These communication methods also inform staff and faculty of organizational goals, operating environments, and expected performance outcomes. In 2010, the Chronicle of Higher Education recognized Cornell among its “Great Colleges to Work For” as a exemplar for internal communications processes. As it relates to diversity and affirmative action, there are multiple ways to access important information, including information on training, resources, and this plan. In January 2007, a new Web gateway on diversity and inclusion, "Discovery and Action: Cornell's Commitment to Diversity," was launched. The site, which highlights the university's various initiatives and diversity plans, studies, programs, courses, publications, reports, events and resources, is intended to foster and monitor progress toward developing an inclusive environment and a truly diverse student body, staff and faculty. The University’s Office of Human Resources also has a dedicated Diversity and Inclusion page, redesigned in 2010 to provide clearer structure to the EEO and Affirmative Action responsibilities of the University. One of only six main sections, the area dedicated to diversity and inclusion provides information on Cornell’s overall commitment; links for reporting bias, discrimination, and Page 84 Affirmative Action and Workforce Inclusion Plan 2010-2011 harassment; information about the University’s Affirmative Action program; support for diverse communities; and educational information for Cornell’s Human Resource practitioners. Collaborative conflict resolution Cornell University has established progressive conflict resolution procedures that include: • support services to encourage conflict resolution techniques for students, faculty, and staff at all levels, such as the ombudsman for neutral consultation, peer coaching, and third-party facilitation/mediation assistance; • an established system for addressing bias activity on the campus that has been experienced by students, faculty, staff, and authorized visitors; and • effective, periodic instruction for students and staff in collaborative conflictresolution techniques. Any regular, temporary or casual employee or Cornell student can file a complaint with the Office of Workforce Policy and Labor Relations and request that an investigation be conducted on the basis of alleged discrimination because of his/her EEO-protected group/class status. Employees and students are made aware of other avenues within the university to address their concerns either concurrent with or subsequent to the office's investigation. This is accomplished through programs at freshman orientation, unit training, and by setting up tables with information at campus events. Discrimination Complaint Procedures Those persons who want to file a complaint with the Office of Workforce Policy and Labor Relations may do so, in general, up to six (6) months from the date of the last alleged discriminatory act of which the person complains. With the exception of claims arising within the Faculty Tenure Process, the Office of Workforce Policy and Labor Relations handles concerns and complaints of harassment and discrimination in a confidential manner, and resolves these concerns through both informal methods of intervention, including mediation, and formal investigation. In addition, the office has the responsibility for accepting and processing complaints of sexual harassment and other forms of harassment and discrimination brought against faculty members or staff employees in the course of their employment. The university’s procedures for investigating and resolving claims of harassment and discrimination may be found in University Policy 6.4 Retaliation or adverse action by an agent of Cornell University against any individual for using these procedures is prohibited.28 Individuals who file a complaint with the Office of Workforce Policy and Labor Relations are informed that retaliation is prohibited by individuals acting on behalf of Cornell University. Breaches of confidentiality by the parties and witnesses during a fact-finding investigation may be considered retaliation as well. The Office of 28 It is unlawful to retaliate against any individual because s/he has opposed any act or practice made unlawful under equal opportunity or nondiscrimination law or regulation. Also, it is unlawful to retaliate against any individual who has made a charge, testified, assisted, or participated in any manner in an investigation into alleged discriminatory conduct. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 85 Workforce Policy and Labor Relations treats complaints of retaliation as a separate form of discrimination. Academic Grievance Procedures Each college has its own academic grievance procedure that falls within the guidelines of Policy 6.2.10 Establishment of College Level Academic Employee Grievance Procedures, the general academic grievance procedures adopted by the Faculty Council of Representatives in 1974, modified by the Board of Trustees in March 1975 and revised in May 1995. University guidelines for academic grievance procedures may be found in departmental offices, deans' offices, the Office of the University Ombudsman and on-line at http://www.dfa.cornell.edu/dfa/treasurer/policyoffice/policies/volumes/humanresources/grie vance.cfm Academic appeals procedures were adopted by the Faculty Council of Representatives and approved by the Board of Trustees in May 1981. These procedures were subsequently revised in January 1985 and are applicable to complaints with respect to re-appointment, promotion or tenure decisions for academic personnel. Staff Grievance Procedures The Division of Human Resources’ grievance procedure (Human Resources Policy 6.11.4: Employee Complaint and Grievance Procedure) is applicable to all nonacademic staff except members of a collective bargaining unit, unclassified employees, and employees in Puerto Rico and the Cornell Medical School. This procedure, found on-line at http://www.hr.cornell.edu/policies/nonacademic/grievance.html is the mechanism for hearing alleged violations of university employment policies and procedures and is independent of the rights afforded by local, state, or federal law. All employees represented by collective bargaining units are covered by grievance procedures contained in their respective labor contracts. Descriptions of these grievance procedures may be obtained from the Division of Human Resources, human resource professionals within the colleges and administrative units, the university libraries, the Office of Workforce Policy and Labor Relations, and the Office of the University Ombudsman. University Unit Discrimination and Harassment Advisors The university has placed unit discrimination and harassment advisors within colleges and administrative units to help students, staff and faculty members who have concerns or questions specifically relating to sexual and other forms of harassment based upon, but not limited to, sexual orientation, religion, race, ethnicity, gender, or disability. The harassment advisor provides information about university policy and prohibited conduct and recommends a variety of approaches and resources to help address the alleged harassing conduct, including self-help measures, informal intervention strategies, mediation, investigation, counseling, and other related support services. Also, according to Policy 6.4, harassment advisors may be asked by the concerned party and may agree to assist that party through any and all phases of the complaint investigation process. Page 86 Affirmative Action and Workforce Inclusion Plan 2010-2011 Other Campus Resources Judicial Administrator. The Office of the Judicial Administrator hears complaints of student-student sexual harassment incidents and complaints of harassment brought against students and visitors under the Campus Code of Conduct. University Ombudsman. The Office of the University Ombudsman provides advice on formal and informal resolution of harassment concerns brought by any member of the university community. Cornell Police. The Cornell University Police department is responsible for handling reports, investigations, and convictions of bias or hate crimes – criminal offenses committed against a person or property which is motivated, in whole or in part, by the offender's bias against an individual’s actual or perceived age, ancestry or ethnicity, color, creed, disability, gender, gender identity or expression, height, immigration or citizenship status, marital status, national origin, race religion, religious practice, sexual orientation, socioeconomic status, or weight. Commitment to Community Partnerships Cornell University’s commitment to public service by faculty and staff represents a priority that the university has incorporated into its goals. Not counting contributions to the City of Ithaca or the Ithaca City School District, Cornell made voluntary contributions of $886,749 to 40 local not-for-profit organizations this year. This does not include what individual colleges and departments contribute on their own. In addition, Cornell recognizes the need to function as a responsible local and global citizen and neighbor by forging constructive alliances with local governments, schools, and community-based associations, expanding outreach to diverse communities, enhancing access and promoting understanding to overcome bias and discrimination, and fostering principles of diversity and inclusion. In 2009-2010, Lynette Chappell-Williams, Associate Vice President of Workforce Diversity and Inclusion led the University’s engagement with leaders in Tompkins and Broome counties around the topic of enhancing the businesses’ and municipal services’ support for diverse workforce. In preparation for the 2010-2011 plan-year, Ms. Williams identified 5 strategic partnerships – based on employee commuting patterns29 and other identified organizational partners. In addition to Tompkins County (including the City and Town of Ithaca and the Town of Dryden), partnerships with Tioga (Town of Candor) and Cortland Counties (City of Cortland) and the Ithaca School District were planned. Women-, Minority-, and Veteran-Owned Businesses The University’s Department of Supply Channel Management and Business Services manages all University purchase contracts with vendors. It provides clear instruction and information about the process of certifying as a Women-owned, Minority-Owned, and Veteran (including special disabled veteran)-owned business enterprise. The questionnaires are 29 As of December 2009, approximately 8% of the total population of Tompkins County was regular or temporary Cornell employees; between 1% and 2% of the populations of Tioga, Cortland, and Schuyler counties were. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 87 available here: http://www.dfa.cornell.edu/dfa/supply/forsuppliers/questionnaire/index.cfm. All qualifying vendors are identified in the University’s “eShop” system with applicable icons (for example, or ). As of the close of FY10, 673 vendors (of 31,738 total) were designated within one or more of the qualifying categories. In addition, a new vendor report was created specifically to track usage of qualifying businesses across all purchases (not including pCard purchases). In 2009-2010, new formal agreements were entered into with Daniel Paint and Decorating, CompleteBook, and Chemglass (all qualified vendors) for eShop precertification status. Leadership in Diversity and Inclusion OFCCP Central/Western New York Industry Liaison Group In November of 1999, the director of Cornell University’s (then) Office of Workforce Diversity, Equity and Life Quality worked with the Office of Federal Contract Compliance Programs to establish the first Industry Liaison Group (ILG) for employers in Central and Western New York (CWNYILG). For 2009-2010, the university continued its role as chair of the Central/Western New York Industry Liaison Group 30. Three meetings occurred between June 2009 and July 2010. In June, 2009, the group met at HRWorks in Fairport, NY. Nineteen individuals representing 15 organizations were in attendance. The day’s events included a welcome introduction by HRWorks Sr. Affirmative Action Project Manager and President Candy Walters; a presentation on Cornell University’s Yellow Ribbon Project by the Assistant Vice President, Student and Academic Services, David Yeh; an update from our Regional Office of OFCCP; and excellent presentation by Matt Camardella, Jackson Lewis, LLP on recent trends in OFCCP’s enforcement strategy. In November of 2009, the group met at Lockheed Martin in Owego, NY. Twenty-one individuals representing 13 organizations were in attendance. In addition to presentations on Lockheed Martin’s corporate diversity effort, the meeting included information regarding employer’s responsibilities under USERRA, updates from both the Buffalo Regional OFCCP Office director, and the Ticket to Work program. In March of 2010, the group met at Carestream Health in Rochester, NY. Twenty-one individuals representing 16 organizations were in attendance. With the presentation of Carestream Health Inc.’s Training Manager, the update from OFCCP’s Buffalo Regional office, and a general Roundtable Discussion (on general best practices, current challenges in your organization, best practices related to outreach programs, and sharing of how each organization has been successful in areas of Diversity and Affirmative Action) the meeting was considered a success. Cornell continues to maintain the CWNYILG website at: http://www.hr.cornell.edu/ilg/ Central Western New York Business Leadership Network In July of 2008, the director of Cornell University’s (then) Office of Workforce Diversity, Equity and Life Quality worked with Antonio Ruiz and Wendy Strobel to create a local chapter 30 The Central/Western Industry Liaison Group was formed in November 1999 by Cornell University in conjunction with the Buffalo District Office of the Office of Federal Contract Compliance Programs. The goal of the ILG is to provide an opportunity for federal contractors to discuss strategies for compliance with affirmative action regulations. Page 88 Affirmative Action and Workforce Inclusion Plan 2010-2011 of the USBLN called Central Western New York Business Leadership Network (CWNYBLN). In July 2009, Barbara Selinger, VP and General Counsel of Kamine Development Corp and GettingHired in Bedminster, NJ provided the group with a teleconference on the “Introduction to GettingHired.” Nineteen individuals attended, representing 14 organizations. October 2009, Cornell University hosted the meeting and partnered with Student Disabilities office to have Ken Kunken ’72 present “A unique perspective on interacting with people with disabilities.” A follow-up business meeting was held where 10 individuals attended representing 6 organizations. In January 2010, Nadine Vogel, President of Springboard Consulting LLC. presented on an “Organization Readiness for Recruiting Individuals with Disabilities as well as Recruiting Strategies for IWD.” Fourteen individuals representing 8 organizations were in attendance. In May of 2010 University of Buffalo hosted the meeting with Sukyeong Pi, Ph.D. with EDI Employment and Disability Institute at Cornell University, presenting on her research on Disability and Employment as well as a business meeting following. The meeting was attended by 10 individuals representing 6 organizations. Affirmative Action and Workforce Inclusion Plan 2010-2011 Page 89
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