Behavioural Brain Research, 58 (1993) 91-98 © 1993 Elsevier Science Publishers B.V. All rights reserved. 0166-4328/93/$06.00 91 BBR 1509 Memory processing by the limbic system: role of specific neurotransmitter systems Ivan Izquierdo ~'*, Jorge H. Medina b, Marino Bianchin a, Roger Walz a, Marilene S. Zanatta a, Ricardo C. Da Silva a, Marcia Bueno E Silva a, Anelise C. Ruschel a and Natalia Paczko a a Centro de Memoria, Departamento de Bioquimica, lnstituto de Biociencias, Universidade Federal do Rio Grande do Sul, 90046-900 Porto Alegre, R S (Brazil), b Laboratorio de Neurorreceptores, Instituto de Biologia Celular, Facultad de Medicina, Universidad de Buenos Aires, Paraguay 2155, 1121 Buenos Aires (Argentina) (Received 15 January 1993) (Accepted 11 October 1993) Key words: Long-term potentiation and memory; Glutamatergic mechanisms and memory; GABAergic mechanisms and memory; Amygdala and memory; Hippocampus and memory; Medial septum and memory; Entorhinal cortex and memory Experiments using localized infusions into selected brain structures of agonists and antagonists of various synaptic receptors, given before or after behavioral training, have led to the following conclusions: (1) Memory is processed shortly after training in the amygdala, medial septum and hippocampus by glutamatergic NMDA and AMPA receptors activated in that sequence. Cholinergic muscarinic receptors are activated concurrently with the former. GABAA receptors modulated by brain benzodiazepines and by beta-noradrenergic receptors inhibit the process. (2) The sequential involvement of NMDA and AMPA receptors suggests that long-term potentiation (LTP) of the synapses activated by the learning experiences in the hippocampus and/or amygdala and medial septum is the crucial event. Expression of this LTP at the time of testing is necessary for retrieval: AMPA receptor blockade in the hippocampus and amygdala at the time of testing hinders retrieval. This suggests that the LTP underlies the memory process itself. (3) The amygdala, medial septum and hippocampus mediate different types of memory and/or different components of memories. The entorhinal cortex, through mechanisms that require intact NMDA receptors and are inhibited by GABAA receptors, intervenes in post-training memory processing 90-180 rain after the other limbic regions. The entorhinal cortex integrates consecutively acquired memories; this role could be maintained by the LTP that is generated after training in the amygdala, hippocampus and medial septum. Post-training intervention of the entorhinal cortex does not occur if this region is inhibited at the time of training. INTRODUCTION Like long-term potentiation (LTP) 8'44'54'56,long-term memories are initially labile and after a few minutes become stable for very long p e r i o d s 25'33'46. The initial labile phase of LTP is called the induction phase. It is mediated by N-methyl-D-aspartate (NMDA) glutamatergic receptors 8, can be modulated by cholinergic muscarinic and beta-noradrenergic receptors (see refs. 30, 42) and is inhibited by gamma-amino-butyrate type A (GABAA) receptors (see ref. 8). The late, stable phase of LTP is expressed through 7-amino-3-hydroxy-5methyl-4-isoxazole propionate (AMPA) glutamatergic receptors and is called the maintenance phase 8'56. As * Corresponding author. Centro de Memoria, Departamento de Bioquimica, Instituto de Biociencias, UFRGS (centro), 90050 Porto Alegre, RS, Brazil. Fax: (55)(51)227-2343. is the case with long-term memories, the maintenance phase of LTP can persist for very long periods even if its expression is withheld or prevented 56. The early, labile phase of long-term memories is often called the consolidation phase, because it is believed that it involves a process of strengthening of the underlying neural processes 25"46. LTP, of course, consists of the strengthening of synaptic transmission 8'27'56. In LTP 56, as in long-term m e m o r y 25'61'67, re-iteration of the stimuli that brought them into being will trigger their expression. The expression of memories is called retrieval25,21,67. Indeed, the two most widely accepted current hypotheses of memory storage are that it involves L T P 1"54"55 and/or the operation of neural n e t w o r k s 39'43. These hypotheses are not mutually exclusive. The expression of LTP in the particular synapses that had been specifically activated during training could sub- 92 serve important functions in amplifying the signals that are to enter the neural networks 27'37. In addition, LTP can underlie the function of components of the networks 1. Network theory explains the continued functioning of neural circuits through alternative pathways in spite of lesions 43, which may in turn explain the persistence of memories after extensive brain damage as is seen in the early stages of Alzheimer's disease or of other organic brain syndromes 21. Lesion and drug infusion studies have shown that the main areas involved in consolidation are the amygdala, the hippocampus, the medial septum and the entorhinal cortex, which are parts of the so-called limbic system 16'17"24'25"28"32-35'46. Evidence suggests that other regions of the brain are involved in parallel 25"64 or alternatively62 to the limbic areas of the temporal lobe. These parallel or alternative areas include the cerebellum 64, the caudate n u c l e u s 2"68 and various regions of the cerebral cortex 1'62. It is possible that these extralimbic circuits specialize in types of memory not handled by the limbic structures referred to a b o v e 2'62. The present article reviews recent data from our laboratories on the neurotransmitter mechanisms involved in memory processing by the amygdala, hippocampus and medial septum, and on the interaction of these structures with the entorhinal cortex in the formation of long-term memories. As will be seen, the data indicate that LTP in the amygdala, hippocampus and medial septum is at the core of the memory process. NEUROTRANSMITTERS SOLIDATION INVOLVED IN MEMORY CON- Previous work in several laboratories had shown that glutamatergic synapses play a key role in memory. This is not surprising since glutamatergic synapses are by far the most abundant excitatory synapses of the brain, and can generate LTP. The systemic administration of indirect (i.e. Ca 2+ channel) blockers of N M D A (Nmethyl-D-aspartate) receptors to glutamic acid causes amnesia for a variety of tasks in rats 59'65. Intracerebroventricular infusion of the indirect N M D A receptor antagonist, dizolcipine, or of the direct antagonist, D-2amino-5-phosphonopentanoic acid (AP5), hinders retention of spatial learning 54'55. AP5 and its heptanoic acid analogue, AP7, disrupt retention of a conditioned startle response when infused into the amygdala prior to training 51. D-cycloserine, a partial agonist at the glycine modulatory site of N M D A receptors 57, enhances memory in r a t s 53 and has been proposed as a useful drug in Alzheimer's disease TM. Sensitivity of the N M D A receptor complex to glycine is reduced in Alzheimer's disease s7. The agonist, glutamate has opposite effects to those of AP5 and the effects of both are not restricted to the amygdala. In fact, the two drugs affect memory retroactively when infused into the hippocampus and the medial septum as well, depending on the task. Posttraining infusion of AP5 into the amygdala, medial septurn or hippocampus blocks the consolidation of stepdown inhibitory avoidance 3235. The infusion of AP5 into the hippocampus but not into the amygdala or medial septum causes retrograde amnesia for habituation to a novel environment 32'35. The agonist, glutamate, has effects exactly opposite to those of AP5. Its immediate post-training infusion into the amygdala, medial septum or hippocampus causes retrograde facilitation of inhibitory avoidance; its intrahippocampal but not its intraseptal or intra-amygdala infusion causes retrograde facilitation of habituation 3~. Recent evidence suggests a role for cholinergic muscarinic receptors in consolidation processes in addition to glutamatergic receptors. A role for cholinergic mechanisms in memory had long been suspected mainly because of the fact that systemic administration of the cholinergic muscarinic receptor antagonist, scopolamine, causes amnesia in humans and animals (see refs. 26, 38). The comparative effect on memory consolidation of cholinergic muscarinic antagonists or agonists given into specific brain structures was studies for the :first time by our group. In a step-down inhibitory avoidance task, post-training intra-amygdala, intraseptal or intrahippocampal scopolamine administration causes retrograde amnesia, whereas that of the agonist, oxotremorine, causes instead retrograde facilitation 32"35. In the habituation task, the intrahippocampal infusion of scopolamine causes retrograde amnesia and that of oxotremorine causes retrograde facilitation; intraamygdala or intraseptal infusions of these substances was ineffective32"3s. It is possible that cholinergic muscarinic transmission may act by facilitating the induction of LTP and neighboring glutamatergic synapses 42. The amnesia caused by scopolamine in humans can be alleviated by D-cycloserine, a modulator of the glycine site of N M D A receptors 38. THE ROLE OF GABA A RECEPTORS The immediate post-training infusion o f the indirect (C1- channel) blocker of GABAA receptors, picrotoxin, into the amygdala, medial septum or hippocampus causes retrograde memory facilitation of inhibitory avoidance behaviour and counteracts the amnesic ac- 93 tion of AP5 and/or scopolamine32'35. In the habitation task, similar effects are found but only in the hippocampus 32'35. The effect of systemic or intra-amygdala picrotoxin on inhibitory avoidance behavior is shared by another C1- channel blocker. R05-4864 (4'chlordiazepam) 11. Post-training systemic picrotoxin administration has long been known to cause memory facilitation 3'47. The GABA A receptor agonist, muscimol, causes retrograde amnesia when given systemically7 or when infused into the amygdala, medial septum or hippocampus in the case of inhibitory avoidance, or when infused into the hippocampus but not the amygdala or septum in the case of habituation to a novel environment32'35. Post-training infusion of the GABAA receptor antagonist, bicuculline, into the amygdala causes retrograde facilitation for aversive behaviors when given post-training either systemically4. The GABAA receptors involved in memory modulation in the medial septum, amygdala and hippocampus are in turn regulated by benzodiazepines or benzodiazepine-like molecules released in the same brain structures 33"7°. The benzodiazepines are released in relation to the degree of anxiety and/or stress associated with each task ~2. This topic has been recently reviewed in extenso 31"33'34. ROLE OF BETA-NORADRENERGIC RECEPTORS AND OTHER SUBSTANCES The systemic, intra-amygdala, intraseptal or intrahippocampal adminstration of beta-adrenoceptor antagonists usually has no effect on memory of its own but hinders the memory enhancing effect of picrotoxin 32. This suggests that beta-noradrenergic receptors modulate the influence of GABAergic synapses on memory consolidation 32'3~. Post-training intra-amygdala 32'41, intraseptal or intrahippocampa132'35 norepinephrine infusion causes memory facilitation, suggesting that, in addition to their influence on GABAergic terminals, noradrenergic receptors may also stimulate memory on their o w n 29. As mentioned above concerning cholinergic muscarinic receptors, it is possible that noradrenergic receptors may also act by promoting the generation of LTP at glutamatergic receptors (see ref. 30). Other neurotransmitter systems may also participate in memory consolidation. The systemic or intraamygdala administration of the GABAB receptor blocker, baclofen, impairs retention 6. This suggests an involvement of GABAB receptors in the amygdala in consolidation. Much evidence suggests a role of betaendorphin in post-training memory p r o c e s s e s 25'28'46. Its effects may be exerted in the medial septum and in the amygdala25'28 and, at least in the amygdala, are possibly mediated by beta-noradrenergic synapses 46. Recent data suggest an involvement of dopaminergic synapses in the caudate nucleus in post-training memory processes 68. It is not known whether dopaminergic synapses in the septum, amygdala or hippocampus are also involved in memory; there are dopaminergic (and serotonergic) terminals in these structures, and they have been implicated in a number of functions relevant to brain psychopathology9'19. THE MAJOR INTERACTIONS AMONG NEUROTRANSMITTERS INVOLVED IN MEMORY PROCESSING The major interactions among neurotransmitter mechanisms in the amygdala, medial septum and hippocampus commented upon above are: (1) GABA A receptors inhibit the cells that are activated by glutamatergic N M D A and cholinergic muscarinic r e c e p t o r s 3z'35. (2) The GABAergic synapses are positively modulated by beta-noradrenergic synapses 32'35 and by benzodiazepines, possibly of endogenous origin, released by the training experiences 29'33'34"49'7°. (3) Administered norepinephrine may excite the cells that are excited by glutamatergic and cholinergic muscarinic receptors 3~ and/or promote LTP at the glutamatergic receptors 3°. The postulation of these neurotransmitter interactions is supported by histochemical and electrophysiological studies on the three regions4°'5°; see ref. 29. Interestingly, the interactions are similar in the three structures despite their anatomical and functional differences. This suggests that similar synaptic mechanisms might develop ontogeneticaUy in structures that specialize in the processing of one or other kind of memory35. The amygdala processes alerting 5 or aversive 13 memories or components of memory. The medial septum and hippocampus process working memory and spatial and olfactory information52'54, but by virtue of their different input-output connections they probably process different data pertaining to these domains, or the same data differently 16. This specialization of the amygdala, medial septum and hippocampus explains their differential involvement in the consolidation of different behaviors mentioned above 29'32'33'35. Stress hormones (epinephrine, adrenocorticotropin, vasopressin) modulate memory consolidation possibly through influences on central beta-noradrenergic synapses 25'46. The mapping of the effect of the stress hormones, or of the opioid, dopaminergic and serotonergic systems onto the glutamatergic, cholinergic and 94 GABAergic synapses discussed above requires further investigation. Surely regional differences are to be expected. For example, beta-endorphin-containing terminals are found in the amygdala and medial septum but not in the hippocampus; the distribution of dopaminergic and serotonergic terminals in these areas is different (Ref. 25, 29; etc.). For a review of interactions among neurotransmitter systems involved in memory processing, see refs. 29, 35. THE ROLE OF LTP IN MEMORY PROCESSES If consolidation were to be defined in synaptic terms, it should be a process whereby responses at the synapses involved in each particular experience are strengthened while in a labile state 29. The best known process whereby synaptic responses are strengthened is LTP at glutamatergic synapses; LTP is indeed labile during its induction phase because of its susceptibility to inhibition by GABAA receptors 8. Units in the amygdala, medial septum and hippocampus respond to different sensory modalities, and each cell has a particular pattern of response 2°'45. Lesion studies by Mishkin and his coworkers indicate that information pertinent to learning experiences is relayed from sensory areas onto the amygdala and hippocampus via the perirhinal and the entorhinal cortex, during or very shortly after acquisition (see refs. 2, 29). Thus, each learning experience should elicit a pattern of unit response in the amygdala, medial septum and/or hippocampus that is conceivably unique for each experience 29,37. LTP induction is mediated by glutamatergic N M D A receptors and is therefore sensitive to blockade by AP5, and is maintained through A M P A receptors sensitive to the antagonist, 6-cyano-7-nitroquinoxaline-2,3-dione (CNQX) TM. A role of hippocampal LTP in memory has been suggested by Morris, LynchT M and others (e.g., refs. 1, 19, 27, 64). The retention of inhibitory avoidance is hindered by the infusion of AP5 into the amygdala, hippocampus 37 or the medial s e p t u m 66 immediately but not 90 min after training, and by C N Q X infused into any of these three structures 0, 90 or 180 but not 360 min after training 37'66. This strongly suggests that consolidation is mediated by LTP in synapses of the amygdala, medial septum and hippocampus specifically activated by each training experience, and that this LTP needs to be expressed during at least 180 min after training in order for consolidation to Occur 29'37'66. C N Q X specifically blocks the expression of LTP which is mediated by A M P A receptors 8'56. It is possible that the underlying mechanism of LTP may persist in the medial septum, amygdala and hippocampus beyond the initial 180 min after training during which it is expressed (see ref. 56), and that this persistence underlies memory storage. If this were so, memory would be the LTP, and its retrieval would depend merely on the reactivation (or the renewed expression) of the LTP at the time of testing. A case for the identity of consolidation and retrieval processes was made by Spear and Mueller 6~ and Izquierdo 2s with particular reference to the need to reiterate stimuli that had been crucial to consolidation, at the time of testing, in order that retrieval may occur > . Recent findings from the present authors support this idea. If retrieval depends on the reactivation of the expression of hippocampal or amygdala LTP by a reiteration of the stimuli that had caused in the first place, then blockade of AMPA receptors at the cells originally activated by the learning experience in the hippocampus and amygdala should block both the renewed expression of the LTP and, as a consequence, retrieval. In recent experiments from our laboratories, it was observed that the bilateral administration of CNQX (0.5 #g) into the amygdala and hippocampus 10 min prior to inhibitory avoidance testing, in rats, completely blocked expression of the memory of this task. Two hours later, when the effect of the drug had worn olT*~, retention test performance became fully normal again. Similar injections of 0.5 or 1.25 #g of CNQX into either the amygdala or hippocampus reduced retention test performance of this task only by approximately 40 or 500/o . It had been previously shown that memory of the inhibitory avoidance task depends both on the amygdala and the hippocampus (and medial septum) (see above and 32,33,3s). In the habituation task (free exploration of the training apparatus for 1 rain), which appears to depend on the hippocampus but not the amygdala or septum 32'33'3s, the bilateral intrahippocampal administration of CNQX (0.5 #g) 10 min prior to testing blocked the expression of memory completely; the intra-amygdala pre-training infusion of 0.5 or 1.25/~g of CNQX had no effect. Davis ~4 showed an amnestic effect of 0.375/~g of CNQX given bilaterally before testing in the amygdala, in a fear-potentiated startle task in which previous data had suggested that the amygdala was crucially involved in retention13. In both our and Davis's experiments on pre-test CNQX the training-test interval was 24 h. Thus, these findings support the hypothesis that memory is (a consequence of) LTP in limbic structures up to at least 24 h after training. They do not, however, provide any hint as to the mechanism of retention or of retrieval more than 24 h after training. Many data, in- 95 cluding the lack of retrograde amnesia seen in patient H.M. for memories stored weeks or years prior to bilateral temporal lobectomy, indicate that after some time temporal lobe structures are no longer important for the storage or retrieval of many if not most memories 25'62. Storage and retrieval elsewhere in the brain at long times after acquisition, may or may not involve LTP ~, but are believed to depend on the operation of neural n e t w o r k s 27'39"43. THE ROLE OF THE ENTORHINAL CORTEX The entorhinal cortex has two-way monosynaptic connections with the amygdala, hippocampus and medial septum, and is also interconnected, through the neighboring perirhinal region, with sensory and associative areas of the neocortex 23"36'69. Therefore, it is strategically located both to convey signals from these cortical areas to the amygdala, septum and hippocampus (see ref. 2), and to handle memory-relevant information after it has been processed by these structures 16'17. Entorhinal lesions disrupt various types of spatial and non-spatial learning in different species 60'63'71. The most prominent and most typical lesions of Alzheimer's disease are in the entorhinal cortex 23'36. The early appearance of such lesions signals the onset of the disintegration of memory and cognition typical of this disease 15. We have recently obtained evidence for a delayed post-training role of the entorhinal cortex in memory, secondary to amygdala, hippocampal or septal activation. AP5 or muscimol infused bilaterally into the entorhinal cortex 90 or 180, but not 0 or 360 min after training in habituation or in inhibitory avoidance cause full retrograde amnesia for both tasks. Thus, the entorhinal cortex is not only important as a relay station between the sensory cortex and the amygdala and hippocampus 2, but also essential for memory after the amygdala, medial septum and hippocampus had intervened in it, and for a limited period of time: 90 to 180min from training. Its intervention relies upon glutamatergic N M D A receptors and is inhibited by GABAA receptors: the intra-entorhinal infusion of AP5 or muscimol 90 or 180 (but not 0 or 60) min after training causes amnesia for inhibitory avoidance and for habituation to a novel environment ~6'17. The late role of the entorhinal cortex in post-training memory processing might be secondary to the LTP in the amygdala, hippocampus 37 and medial septum 66 which is expressed for up to 180 min after training. The late intervention of the entorhinal cortex in posttraining memory processing apparently plays an inte- grative role: the infusion of AP5 or muscimol into this region 90 min after inhibitory avoidance training prevents the summation of the trace left by this training with that of a subsequent training session carried out 30 mi later 16'17. Such a role could be of great importance for the formation of memory files25 or complex memories and, if lacking, could conceivably lead to a severe disintegration of cognitive processes, such as is seen in Alzheimer's disease (see refs. 21, 23, 36). Recent data from our laboratories, obtained in collaboration with Paul Willner of the University of Swansea, show that if the entorhinal cortex is inhibited during and immediately after training, it does not participate in the memory processing 90 for 100 min after training. The infusion of muscimol into discrete brain regions produces a localized inhibition measurable by a reduction of 2-deoxyglucose uptake extending for about 30 mm 3 and lasting for about 60 min 48. In rats that received a bilateral infusion of muscimol into the entorhinal cortex, a second infusion of muscimol 100 min after training has no amnestic effect on inhibitory avoidance in animals trained with a high footshock level (0.5 mA). Further, in animals trained with a low intensity footshock (0.2 mA) in which two training sessions with a 120 min interval between sessions are needed in order to obtain good memory (see above), the pre-training infusion of muscimol into the entorhinal cortex prevents the summation of the two training sessions. Thus, in the absence of a normally functioning entorhinal cortex at the time of training or in the immediate post-training period, animals can learn, presumably using other brain areas29; they are, however, incapable of integrating consecutive memories. These findings argue in favor of an early role of the entorhinal cortex in memory, during or very shortly after training, in addition to its delayed post-training role referred to above. It is reasonable to think that this early role consists of conveying learning-related signals to the hippocampus, amygdala and medial septum from sensory and polysensory regions of the cortex 2. These signals could be those that trigger the LTP in the cells of those limbic structures that had been specifically activated by each training experience35'37'66, which in turn maintains the entorhinal cortex active late after training 16,17. In addition, these findings on the effect ofpre-training muscimol given into the entorhinal cortex indicate that a form of memory (inhibitory avoidance) that is normally processed after training by the entorhinal cortex, and for which this processing is normally indispensable ~6'17, can be also processed, although defectively, by other structures when the entorhinal cortex is not operative during and very shortly after training. This 96 point may be relevant to the observations of Thompson 6 4 that eye-blink conditioning, although normally processed or modulated by the hippocampus can occur in the absence of this structure, and to the more general issue of the formation of memories in the absence of the temporal lobe, which is limited, defective, and/or restricted to the more simple, primitive and/or gradually acquired forms of memories 2"62. Mishkin and his group 2 have argued in favor of the position that procedural memories or 'habits' are processed by cortico-striatal systems, whereas the temporal lobe structures discussed above are involved rather in the processing of declarative or explicit memories. Squire and his coworkers 6~'71 support a similar dichotomy, but suggest a diencephalic locus for the processing of procedural or implicit memories. These authors have restricted their analysis mostly to the type of memories (or components of memories) that humans or animals with temporal lobe lesions can acquire, however, and neural regeneration and reorganization, and the entry into play of vicarious circuits are problems intrinsic to lesion studies 25'58. In fact, entorhinal lesions are followed after a few days by a reactive synaptogenesis in all surviving afferent systems to the dentate gyrus 1°'58, which complicates the interpretation of the behavioral effects of such lesions. Further research on the role in memory of circuits parallel and/or alternative to the temporal lobe structures and the medial septum is desirable, if possible using temporary inhibition of restricted brain regions by drugs, (e.g., refs. 16, 17, 32, 35, 37, 48, 66) or correlational studies measuring electrical activity concomitantly with behavior (e.g., ref. 55). 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