RESEARCH ARTICLE Neck Muscle Strength and Endurance in Fighter Pilots: Effects of a Supervised Training Program Marie Alricsson, Karin Harms-Ringdahl, Börje Larsson, Jan Linder, and Suzanne Werner ALRICSSON M, HARMS-RINGDAHL K, LARSSON B, LINDER J, WERNER S. Neck muscle strength and endurance in fighter pilots: effects of a supervised training program. Aviat Space Environ Med 2004; 75: 23– 8. Introduction: Cervical discomfort is common among pilots of high performance aircraft. An exercise program was introduced to increase the strength and endurance of the neck muscles. The purpose of this study was to analyze whether coaching or reinforcement strategies by a physical therapist was associated with improvement in neck muscle strength, endurance, and neck complaints in two cohorts of fighter pilots performing regular neck muscle exercises. Methods: A reinforced group (RG) of 20 pilots (24 – 40 yr) at an Air Force base received weekly encouragement to perform their standardized exercise program three times per week. A non-reinforced reference group (NRG) of 20 pilots (23–37 yr) from another Air Force base carried out the same program without any supervision. Both groups performed the training program for 6 – 8 mo. Before and after the training period, isometric measurements of the neck flexors and neck extensors were performed in both groups. Results: After the completion of the 6 – 8 mo training period, the RG pilots significantly increased their neck muscle strength (flexors: M ⫽ 3.9 nm, p ⫽ 0.000 and extensors: M ⫽ 5.0 nm, p ⫽ 0.001) as well as endurance in their neck extensors (M ⫽ 53 s, p ⫽ 0.000). The NRG pilots significantly decreased both strength (M ⫽ 11.5 nm, p ⫽ 0.0001) and endurance (M ⫽ 33 s, p ⫽ 0.003) of their neck extensors. Furthermore, the NRG pilots did not show any significant change of their neck flexor strength. No significant changes in the frequency of neck complaints were reported in either group throughout the entire study period. Conclusion: The reinforced training program increased the strength and endurance of the appropriate muscle groups. In order to draw any further conclusions concerning reducing neck complaints, a longer observation period with a larger group of pilots might be needed. However, it is likely that there is an individual correlation between strength and endurance of the neck muscles and neck pain, which means that any rehabilitation program should be tailored for each individual. Keywords: endurance tests, exertion, neck pain, strength tests, training effects. P AIN AND DISCOMFORT in the neck are common among pilots of high-performance aircraft. Several investigations have shown a high frequency of acute cervical discomfort in pilots exposed to high G-forces (1,2,7,14,15,19). The largest number of acute cervical discomfort cases was reported in a Japanese study, where 89% of Japanese Air Self-Defense Force F-15 pilots reported muscle pain related to flying (14). The frequency of neck complaints among Swedish highperformance fighter pilots has been reported to vary between 29 –37% (1). The cervical spine is extra sensitive when exposed to high G-forces. During flying the cervical spine is often exposed to high G-forces in a combination of rotation, Aviation, Space, and Environmental Medicine • Vol. 75, No. 1 • January 2004 lateral flexion, and extension (7,9,14,15) of the neck. Since the compressive force induced by the weight of the head, neck, and helmet is increased by the G-force, the load on the cervical spine should be reduced (3–5,7). The most common neck complaints have been of less severe muscular pain and strain. More severe injuries like fractures, ligament ruptures, nerve compression, and intervertebral disk injuries have also been reported (12,16 –18,23). Magnetic resonance imaging (MRI) studies of high-performance aircraft pilots show more frequent degenerative cervical disk changes than in controls (9,22). Electromyography (EMG) investigations show that pilots exposed to high G-forces over repeated, short periods use close to 100% of their neck extensor muscle strength (5,21). EMG recordings of cervical muscle strength and endurance while flying high-performance aircraft indicate higher demands on strength and endurance in pilots than in average persons (21). In a Swedish study on conscripts who had had no exposure to high G-forces while wearing a helmet and Air Force pilots, we found that the Air Force pilots were superior to the conscripts regarding strength of the neck flexors and extensors, and in sub-maximal endurance of the neck extensors (1). However, the conscripts were superior to the Air Force pilots in sub-maximal endurance of the neck flexors (1). Whether high muscle strength and endurance can prevent acute cervical spine discomfort in conjunction with high G-forces is not yet shown (8). Many authors have suggested studying whether strength and endurance exercises could be a preventive measure for people From the Swedish Air Force Base F4, Östersund, Sweden (M. Alricsson); the Division of Physiotherapy, Department of Neurotec, Karolinska Institutet, Stockholm, Sweden (K. Harms-Ringdahl, S. Werner); the Swedish Air Force Base F21, Luleå, Sweden (B. Larsson); the Swedish Armed Forces Aeromedical Center, Stockholm, Sweden (J. Linder); and the Division of Sports Medicine, Department of Surgical Sciences, Karolinska Institutet, Stockholm, Sweden (S. Werner). This manuscript was received for review in October 2001. It was revised in April, August, and September 2003. It was accepted for publication in September 2003. Address reprint requests to: Marie Alricsson, Ph.D, R.P.T, Swedish Air Force Base, F4, Östersund Garnison, S-831 85 Östersund, Sweden; [email protected]. Reprint & Copyright © by Aerospace Medical Association, Alexandria, VA. 23 NECK STRENGTH & TRAINING EFFECTS—ALRICSSON ET AL. TABLE I. AGE, HEIGHT, WEIGHT, TOTAL FLYING HOURS, AND FLYING HOURS/MONTH (H/MO) OF THE GROUPS EXAMINED. N ⫽ 54. Age (years) Height (m) Weight (kg) Total flying time (h) Flying h/mo Group* n M SD M SD M SD M SD M SD RG NRG RG dr-o NRG dr-o 20 20 10 4 29.4 29.4 31.7 26.0 4.5 3.1 4.2 0.9 1.82 1.80 1.83 1.82 5.2 5.1 4.1 2.7 81.1 80.0 79.0 75.5 8.0 6.8 6.0 4.9 1125 1153 1210 686 615 420 617 272 14.2 12.6 14.2 11.1 4.0 2.2 2.6 1.3 Reinforced training group (RG), reference group (NRG), Rg drop-outs (dr-o) and NRG drop-outs (dr-o). n ⫽ 54 *RG ⫽ reinforced training group; NRG ⫽ reference group; RG dr-o ⫽ RG drop-outs; and NRG dr-o ⫽ NRG drop-outs. with cervical complaints (5,14,23,24). Good strength and endurance of the neck muscles might contribute to preventing neck complaints in Air Force pilots. Therefore, for some years, a standardized muscle training program has been developed and is available together with photos and written instructions for exercises at all Swedish Air Force bases. The present objective was to assess cervical muscle strength, endurance, and complaints as an indication of whether the exercises carried out really did give increased strength and endurance. The first study group was located at an Air Force base where the physical therapist took an active, supporting role in encouraging the pilots to perform the training program. The other study group was located at another Air Force base where only the training equipment, including written instructions, was provided. Our aim was to study whether active reinforcement in a group of fighter pilots improved neck muscular strength, endurance, and a reduction in neck complaints compared with a group of fighter pilots who were merely instructed to perform neck muscle exercises on a regular basis. age, height, and/or weight at the beginning of the study. Prior to the start of the present investigation, 10 out of 20 RG pilots and 7 out of 20 NRG pilots reported having had neck complaints within the past 3 mo. Among the drop-outs, 6 out of 10 pilots among the RG drop-outs and 1 out of 4 pilots among the NRG drop-outs complained of neck pain before the study started. An independent Chi squared test showed no significant difference regarding neck complaints among the four groups (RG, NRG, RG drop-outs, NRG drop-outs). Questionnaire The measurements used were approved by the Ethical Research Committee at the Karolinska Institutet, Stockholm, and the training program was regarded as a quality evaluation. The development stage was approved by the Regional Ethics Committee before routine testing among Air Force pilots. All subjects volunteered and gave their informed consent. In addition to the demographic data, the pilots were asked on a questionnaire whether they perceived discomfort/pain in the neck/cervical, thoracic/spine, and/or shoulder/shoulder joint. The frequency of complaints during the 3 mo prior to the start of the study was reported on a scale of 0 –3, where 0 ⫽ never, 1 ⫽ once/a few times over the previous 3 mo, 2 ⫽ once/a few times per month, and 3 ⫽ once/a few times per week. The questionnaire was answered on two occasions, before the investigation and 6 – 8 mo later. The analysis of the frequency of complaints was dichotomized to either never (i.e., “0”), or once/a few times over the previous 3 mo, the past month, or per week (i.e.,“1” ⫹ “2” ⫹ “3” combined). Both groups of pilots, RG and NRG, were physically active and were training for an average of 6.5 hours per week all year. However, very few pilots in either group performed any specific exercise for the neck muscles. Subjects Measurements of Muscle Strength and Endurance There were 54 fighter pilots who were divided geographically into a reinforced training group (RG) from one Air Force base and a non-reinforced reference group (NRG) from another Air Force base, both with similar environments. However, before the first test occasion, 10 pilots in the RG dropped out due to aircraft accidents, change of duty, or absence from training, and 4 pilots in the NRG dropped out for similar reasons. This left 40 male fighter pilots from the 2 bases to participate in the study. Each group consisted of 20 pilots. Age, height, weight, and hours of flying are presented in Table I, including the study groups as well as the drop-outs. Analysis of variance (ANOVA) revealed no significant group differences with regards to Isometric strength measurements of the flexors and extensors of the neck muscles and sub-maximum measurement of the endurance of the neck extensors were evaluated. These tests were carried out in the order described, and are reported in detail elsewhere (1). Testing muscular strength and endurance in this way is part of a larger Swedish Air Force project (5) and is performed regularly, blinded to previous results. A test-retest in order to evaluate the instruments used for measuring strength and endurance was performed earlier, showing very good reliability (1). Cervical spine isometric flexor muscle strength: The subject sat on a bench with a firm foam pillow (Scandinavian Mobility Physiotherapy, Spånga, Sweden) be- METHODS 24 Aviation, Space, and Environmental Medicine • Vol. 75, No. 1 • January 2004 NECK STRENGTH & TRAINING EFFECTS—ALRICSSON ET AL. tween his back and the gymnasium wall-bars (Fig. 1). The arms hung loosely. The knees were bent so that only the tip of the toes touched the floor. The chin was slightly retracted and vision fixed forward and downward. A dynamometer (Salter 235, PIAB, Täby, Sweden) was secured to the wall-bars and fastened to a horizontal sling around the subject’s helmet. The length of the moment arm from the bilateral motion axis of cervico-thoracic motion segment C7-T1 was measured from a point on the neck at the level of C7 to the middle of the sling (3). The subject performed two maximum trials, of which the best result was used in the analyses (13). Cervical spine isometric extensor muscle strength: The subject sat in the same way as for the neck flexors but now facing the gymnasium wall-bars. The contraction was performed as a neck backward extension (Fig. 2). Cervical spine isometric extensor endurance: Cervical spine extensor isometric endurance was also tested in a sitting position (Fig. 2). With the neck extensors, the subject pulled a load equivalent to 196 Newton (N) on the dynamometer for as long as he possibly could. The level of exertion was assessed every 15 s with the Borg CR-10 scale. The test was discontinued when the subject could no longer maintain the stipulated force. Both groups carried out the strength and endurance measurements at the start of the study and after the training period was completed 6 – 8 mo later. When recording the measurements, the test leader did not have access to previous results. Fig. 2. Test position for measuring cervical spine isometric extensor muscle strength. Design of the Training Program Fig. 1. Test position for measuring cervical spine isometric flexor muscle strength. Aviation, Space, and Environmental Medicine • Vol. 75, No. 1 • January 2004 The program was comprised of strength and endurance exercises for the neck and shoulder muscles using weights attached directly on the head or on a training helmet in order to give an increased resistance. The weights consisted of 1, 2, and 4 k, and could be combined for additional training resistance. Based on improvements of strength, the weights were increased progressively during the entire training period using 4 ⫻ 10 repetitions each training session. Since many neck muscles are attached to the upper thoracic spine, this region was also exercised for strength and endurance using a rubber tube as resistance. Mobilizing exercises (stretching) for the neck and the thoracic spine region were also included in the program. The training program for the RG was performed with the help of a pilot who was familiar with the exercises. Thus, this group was coached by him and the local physiotherapist together. They coached the pilots every week via discussions, presence in the training room, and checks of the exercise diaries. The pilots were strongly encouraged to perform the exercises three times per week, and were followed during the whole study period of 6– 8 mo. The NRG was left without such coaching support. The training equipment with written instructions was available, but personal training instructions, encouragement to 25 NECK STRENGTH & TRAINING EFFECTS—ALRICSSON ET AL. strength (M ⫽ ⫺11.5 nm, p ⫽ 0.0001) after 6 – 8 mo (Table III). Isometric neck extensor endurance: The pilots of the combined RG (RG1 and RG2) increased the endurance of their neck extensors to 53 s (p ⫽ 0.000) after 6 – 8 mo. The pilots of the NRG decreased the endurance of their neck extensors to 33 s (p ⫽ 0.003) when the training period was completed (Table III). Frequency of neck complaints: The number of pilots with neck complaints during the last 3 mo of the investigation was unchanged in both groups (Table IV, Table V). There was no statistically significant difference between the groups in this respect. There was no statistically significant difference either in neck muscle strength or in endurance of the neck extensors between those pilots who seldom or never reported neck complaints and those who frequently reported neck complaints. TABLE II. MUSCLE STRENGTH OF BOTH NECK FLEXORS AND EXTENSORS AND ENDURANCE OF NECK EXTENSORS AT THE FIRST TEST OCCASIONS IN BOTH THE REINFORCED TRAINING GROUP (RG) AND THE NON-REINFORCED TRAINING GROUP (NRG). N ⫽ 40. Strength (Nm) Flexors Endurance (s) Extensors Group n M SD M RG NRG Sign. 20 20 38 45 7.6 10.6 56 13.9 70 14.3 p ⫽ 0.001 n.s SD Extensors M SD 68 36.5 118 49.6 p ⫽ 0.000 perform the program, and exercise diary checks by a physical therapist were not available for the NRG unless requested, i.e., “as usual.” Statistics DISCUSSION ANOVA was used to study whether the groups investigated differed in personal data, number of flying hours, or strength and endurance of the neck muscles prior to the start of the investigation. Differences between the results of the first and the last test occasion were analyzed using the paired t-test. Possible group differences with regards to frequency of complaints during the study period were analyzed with an independent Chi-squared test. The significance level was set at 5%. Good neck muscle strength and endurance in Air Force pilots might act as a preventive measure against perceived neck discomfort. Previous authors maintain the importance of neck muscle training in order to prevent neck injuries (11,14,20). The present study shows that completing an assigned training program of three times a week over a 6 – 8 mo period to improve neck muscle strength and endurance is consistent with physiological training principles (6,25). Both the RG and NRG pilots were physically active, i.e., exercised on average 6.5 hwk⫺1 throughout the whole year. However, only a few pilots performed specific exercises for the neck muscles. Other similar studies have usually involved patients with neck pain, but with little or no training experience. Thus, comparing the results of strength and endurance training in fit pilots to non-fit patients with pain is not appropriate. Untrained patients probably have a larger potential for improvements of both muscle strength and endurance and also for a reduction in the frequency of complaints. (6,14,25). In the present study it was not possible to evaluate whether reducing or increasing the number of flying hours would have influenced the results during the training period. However, earlier EMG studies have shown that the neck extensors are activated to nearly their maximum capacity for repeated short periods during high-performance flight (5,21). The present investi- RESULTS Baseline data with regards to neck muscle strength (Nm) and endurance (s) from the first test occasion, prior to the start of the study, is presented in Table II. Group differences were found regarding both isometric neck extensor strength (p ⫽ 0.001) and isometric endurance of the neck extensors (p ⫽ 0.000), the NRG being somewhat more fit than the RG. Among the 20 RG pilots (reinforced training), 11 pilots carried out the exercises less than twice per week (RG1), while 9 carried out the exercises twice per week or more (RG2) (Table III). Isometric muscle strength of neck flexors and extensors: The pilots of the combined RG (RG1 and RG2) showed increases in muscle strength of the neck flexors (M ⫽ 3.9 nm, p ⫽ 0.000) and extensors (M ⫽ 5.0 nm, p ⫽ 0.001) when the training period was completed. The pilots of the NRG showed no significant difference regarding neck flexor strength, but a decrease of neck extensor TABLE III. MUSCLE STRENGTH OF BOTH NECK FLEXORS AND EXTENSORS AND ENDURANCE OF NECK EXTENSORS PRIOR TO THE START OF THE STUDY AND AFTER 6 – 8 MONTHS IN THE REINFORCED TRAINING GROUPS (RG) AND THE REFERENCE GROUP (NRG), RESPECTIVELY. N ⫽ 40. Strength (Nm) Flexors Endurance (s) Extensors Extensors Group n M SD p M SD p M SD p RG1 RG2 RG1 ⫹ 2 NRG 11 9 20 20 4.0 3.8 3.9 ⫺0.6 3.4 3.2 3.3 6.1 0.003 0.008 0.000 0.7 4.4 5.7 5.0 ⫺11.5 6.7 4.8 5.8 10.9 0.05 0.007 0.001 0.0001 55 52 53 ⫺33 39.0 27.7 33.6 43.5 0.001 0.000 0.000 0.003 26 Aviation, Space, and Environmental Medicine • Vol. 75, No. 1 • January 2004 NECK STRENGTH & TRAINING EFFECTS—ALRICSSON ET AL. TABLE IV. FREQUENCY OF COMPLAINTS IN THE STUDIED GROUPS, WITH REGARDS TO MUSCLE STRENGTH OF NECK FLEXORS AND EXTENSORS BEFORE AND DIRECTLY AFTER THE STUDY PERIOD. N ⫽ 40. Flexors (Nm) Before Extensors (Nm) After Before After Group n Md range Md range Md range Md range RG c 0* RG c1–3 NRG c 0 NRG c1–3 10 10 13 7 36 39 45 40 35 14 38 35 41 41 48 38 36 9 39 33 53 53 74 71 62 18 44 45 55 59 58 55 53 17 25 30 *C 0 ⫽ No complaints; C 1–3 ⫽ frequent complaints at start and during last 3 mo of the study. gation showed that the training program was possible to accomplish. Pilots who exercised their neck muscles regularly for 6 – 8 mo under supervision increased their strength and endurance compared with those pilots who were instructed to perform these exercises on a regular basis without supervision. Statistically significant differences were found between the RG and the NRG in maximum strength and sub-maximal isometric endurance of the neck extensors in favor of the RG pilots, who showed improvements to a higher extent. Due to communication between the pilots, we could not randomize the pilots in each base to two different exercise strategies. For this reason, stronger reinforcement and individual discussions were given to all the subjects at one Air Force base rather than to some pilots and not others at each Air Force base. One weakness of the present investigation was that the NRG was, for some reason, stronger and showed higher endurance levels at the beginning of the study. However, the two Air Force bases involved were almost 1000 km apart and to be able to perform this kind of investigation, we had to have the RG at one Air Force base and the NRG at the other. Furthermore, prior to the study, we did not know about any group differences. This was revealed when we made the statistical calculations and analyses after the study period was completed. An earlier study at an Air Force base in the same geographical area as the RG showed strength and endurance at the same level as in the present NRG at the beginning of the study (1). The present RG had less strength than the NRG, but on the other hand, this group was more homogeneous. The standard deviation in the present study was less than in the earlier study, which means that pilots with extreme values were, for various reaTABLE V. FREQUENCY OF COMPLAINTS IN THE STUDIED GROUPS, WITH REGARDS TO ENDURANCE OF NECK EXTENSORS BEFORE AND DIRECTLY AFTER THE STUDY PERIOD. N ⫽ 40. ‘ Extensor endurance (s) Before After Group n Md range Md range RG c 0 RG c1–3 NRG c 0 NRG c1–3 10 10 13 7 64 67 123 99 139 98 148 115 108 116 74 94 165 164 121 70 See tables I and III for legend. Aviation, Space, and Environmental Medicine • Vol. 75, No. 1 • January 2004 sons, absent from the base during the study. During the training period, the strength and endurance increased in the RG by almost 10%, but despite this, the average values were not equivalent to the pilots from the NRG. The RG pilots were instructed to carry out the program three times a week, but this became much less, due to Air Force drills and in-service training. At the end of the study, the groups were classified regarding training frequency. However, it was difficult to establish an exact group classification since some weeks the pilots exercised more regularly than other weeks. Therefore, the frequency of performing the training program was estimated as a mean value per week over the entire study period. The test occasions at 6 – 8 mo were adjusted according to the availability of the pilots. The results of the muscle strength of both neck flexors and extensors after 6 – 8 mo of training showed statistically significant improvements in all supervised training groups irrespective of low training frequency. The NRG had a statistically significant reduction in muscle strength and endurance of their neck extensors after 6 – 8 mo which, to some extent, might be explained by one pilot experiencing pain after the first test. This information spread among all the subjects in the NRG, and they may have avoided exerting their maximum force in the second strength and endurance test. Another issue to consider is that the standardized measuring methods are limited regarding the test positions, which makes it difficult to compare different studies of strength and endurance (4,6,25). Our strongest pilots were not the ones with the longest endurance time, and there was a high individual variation. No significant correlation between muscle strength and endurance was found, which might have been expected, as the endurance test was performed at an absolute resistance force level and not related to individual extensor strength. However, the results from the 6 – 8 mo of endurance training showed a clear improvement in neck extensor endurance in all pilots of the RG. The neck extensors show the greatest isometric endurance of the major neck muscle groups. However, we have not found any study on prevention of neck pain by performing endurance training of the neck extensors. During the 3 mo immediately prior to the start of the study, 10 pilots in the RG and 7 pilots in the NRG reported complaints in the neck region. The same number of pilots had neck complaints at the end of the investigation. This number may have been too small and the observation period too short to show any pos27 NECK STRENGTH & TRAINING EFFECTS—ALRICSSON ET AL. sible effects with regards to the frequency of complaints due to increased exercise. Another reason could be that all pilots in the present investigation were well-trained individuals exercising, on average, 6.5 hwk⫺1. Their general good physical condition might mean that they already had relatively good neck muscle strength at the start of the study despite not having carried out any specific neck muscle exercises. It has been previously reported that neck complaints can be reduced after training periods with intensive strength and endurance exercises between 3– 8 wk (6,16,25). However, it should be pointed out that these three studies did not include any control groups. Furthermore, these subjects might have had less neck muscle strength than the pilots in the present study. It is also most likely that the correlation between neck muscle strength and neck pain is individual, which means that any rehabilitation program should be tailored to each individual. Whether maximum muscular contractions were truly “maximum” may be questioned, at least if some of our symptomatic pilots had neck muscle pain. However, it cannot be excluded that RG pilots carried out the training by using their neck muscles more appropriately, i.e., in a way tailored for pilots. This might, to some extent, explain why they improved when performing the measurements. Whether this helps when flying, however, remains to be studied. We conclude that the continuous contact between the physiotherapist and the pilots throughout the entire study, with repeated reinforcement of the neck muscle training program, encouraged the pilots to carry out the exercises, which led to increased neck muscle strength and endurance. In order to find out whether a reduction of complaints is possible, the frequency of complaints may need to be followed in a larger group of pilots over a longer period with, possibly, more intensive and more specific training. However, the correlation between neck muscle strength and endurance, respectively, and neck complaints might be individual, meaning that any rehabilitation program for neck complaints should be tailored for each individual. ACKNOWLEDGMENTS The authors would like to thank Ulla Romild for help with the statistics. Financial support was given by the Swedish Defense Research Establishment (FOI). 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. REFERENCES 1. 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