Geophys. J. Int. (2001) 147, 272–293 Aftershock zones of large shallow earthquakes: fault dimensions, aftershock area expansion and scaling relations C. Henry and S. Das Department of Earth Sciences, University of Oxford, Parks Road, Oxford, OX1 3PR, UK. E-mail: [email protected] Accepted 2001 May 22. Received 2001 May 5; in original form 2000 August 23 SUMMARY We determine the aftershock areas from relocated hypocentres for 64 dip-slip and eight strike-slip earthquakes in the period 1977–1996 together with those for three recent earthquakes, the 1998 Antarctic plate earthquake, the 1999 Izmit, Turkey earthquake and the 2000 Wharton Basin earthquake. We also include the data for 27 strike-slip earthquakes from Pegler & Das (1996). We find that the location of the hypocentre is essentially random along strike for both strike-slip and dip-slip earthquakes. Subduction zone earthquakes appear to initiate more frequently towards the down-dip edge of the fault, whereas the non-subduction zone dip-slip earthquakes do not have any preferred depth of initiation. The aftershock zones of subduction zone earthquakes often expand substantially along strike and up dip but far less in the down-dip direction, whereas those for non-subduction zone earthquakes do not expand significantly in either the up- or the down-dip direction. Subduction zone thrust earthquakes have larger and more numerous aftershocks than earthquakes in all other tectonic settings. For strikeslip earthquakes, we find that slip increases at least linearly with length. For dip-slip earthquakes, we find that the ratio of length to width increases systematically with length for lengths >40 km, indicating that there is some restriction on fault width; slip is found to be proportional to length over the moment range 1017 N m <M0<3r1021 N m, taking our data in conjunction with the data of Wells & Coppersmith (1994). Key words: aftershocks, earthquakes, fault dimensions, scaling relations. 1 INTRODUCTION The 1952 Kern County, California earthquake was the first one for which portable seismometers were set up in the field within hours of the main shock in order to record the aftershocks, with Gutenberg, Richter and Benioff all being involved in this project. Richter (1955) was the first to associate clearly the location of the aftershocks with the fault rupture area. Richter (1995) demonstrated the spatial complexity of the aftershock distribution and noted a slight expansion of the rupture area with time. Since then, one of the most widely used methods of obtaining the rupture dimensions is by using aftershocks. The expansion of the rupture area with time has been noted for many earthquakes, and it is considered that if a short time period after the main shock is selected, the aftershock area gives a good estimate of the rupture area of the main earthquake. Although the total moment of the aftershocks is usually only a few per cent of the main shock moment, aftershocks have been disproportionately well studied due to the possibility of deployment of arrays after the main earthquake. In fact, for several reasons, this method may be more reliable than trying to find the fault dimensions by 272 the fitting of seismograms. Locating aftershocks is relatively reliable and the methods to do this have been well established for several decades. On the other hand, the inverse problem for the earthquake source is intrinsically very unstable (Kostrov & Das 1988), and until very recently, sufficiently high-quality seismograms and with sufficiently good spatial coverage were not available for a reliable estimate of the fault dimensions of the main shock. Even for an Mw=8.0 earthquake as recently as 1989 (the Macquarie Ridge earthquake), Das (1993) showed that the teleseismic seismograms were unable to constrain the fault area, and aftershocks had to be used to constrain it a priori. The 1998 Antarctic earthquake is the first one for which the seismograms did constrain the fault rupture area (Henry et al. 2000), and hence this is a very promising tool for future global studies. Previously, only in land areas with a very dense local network had it been possible to constrain rupture areas by inverting seismograms. A recent study by Mai & Beroza (2000) using this latter method included mainly Californian earthquakes. The main purpose of this paper is to obtain the aftershock areas of many earthquakes worldwide using teleseismic data, # 2001 RAS Aftershock zones of large shallow earthquakes and to discuss the properties of the aftershock areas and the implications of the aftershock dimensions for the problem of earthquake scaling. 2 EARTHQUAKE SCALING How earthquakes scale with size is a problem of great importance. Without knowing the relationship between fault size and other source parameters, it would be impossible to make ground motion predictions, essential for the construction of earthquake-resistant structures, for large, infrequent earthquakes based on the recordings from smaller, more frequent ones in the same region. Scaling relations are also often used to estimate seismic moment from length or vice versa, a very recent example being Parsons et al. (2000). Finally, scaling relations provide insight into the mechanics of earthquake rupture. The problem was first considered by Aki (1967), and has been a subject of vigorous research since. The seismic moment M0 is mūA, where m is the rigidity, ū is the mean slip and A is the fault area. The rupture area on any planar fault can be approximated either by a rectangle or by an ellipse (a circle being a special case of this). For a rectangular fault of length L and width W, M0=mūLW. For an elliptical fault, M0=(p/4)mūLW, where L and W are now the lengths of the axes of the ellipse. Thus, in general, M0=CmūLW, where C is a geometrical factor lying between about 0.75 and 1. Empirical scaling relations found between M0 and fault dimensions can be used to make inferences regarding the factors that control mean slip. For small earthquakes, which may be defined as those with rupture dimensions smaller than the down-dip width of the seismogenic layer, LyW. Hanks (1977) compiled seismic moments and fault radii, r, for 390 earthquakes, mostly from southern California, in the range 1011 N m<M0<1020 N m, and found that M0 3 r3, indicating that ū 3 r. The scaling for large earthquakes is expected to be different. In a seminal paper, Scholz (1982) discussed scaling relationships for large earthquakes. If the base of the fault is clamped during the rupture, then slip is limited by the rupture width. Scholz (1982) called this the ‘W model’. It implies mean slip is constant for large earthquakes as long as the stress drop is constant, so that M0 3 L. In any such model, rupture takes the form of a travelling pulse of slip (Archuleta & Day 1980; Das 1981; Day 1982). If the base of the fault is free, then rupture width places no limit on fault slip. Scholz (1982) called such a model the ‘L model’ because slip in this case is controlled by fault length. Theoretical calculations (Das 1982) show that if the base of the fault is free, slip continues in the interior of an expanding rectangular earthquake fault until a healing phase arrives from the longer ends of the fault. Models that lead to narrow pulses propagating along the fault can also lead to the slip increasing with fault length (Cochard & Madariaga 1996), with a limit on slip being reached at very great lengths (L/W>10) in some models (Shaw & Scholz 2001). If slip 3 length, then M0 3 L2. Scholz (1982) showed that the parameters of large earthquakes, compiled by Sykes & Quittmeyer (1981), indicate that M0 3 L2, both for strike-slip earthquakes in the moment range 3r1018 N m<M0<7r1020 N m and for thrust earthquakes in the moment range 3r1020 N m<M0< 2r1023 N m, and interpreted this as supporting an L model. The empirical finding of Scholz (1982) for strike-slip earthquakes was challenged by Romanowicz (1992). She identified a transition from M0 3 L3 to M0 3 L at M0y0.7r1020 N m # 2001 RAS, GJI 147, 272–293 273 (Ly60), favouring a W model for large events. This was disputed by Scholz (1994a) and further discussed by Romanowicz (1994) and Scholz (1994b). There is more of a consensus, based on the limited available data, that at least the very largest strike-slip earthquakes (L>200 km) have some restriction on slip and tend towards M0 3 L scaling (Scholz 1994b; Bodin & Brune 1996; Fujii & Matsu’ura 2000). Most empirical studies of earthquake scaling, including all of those cited above, have been based on compilations of earthquake parameters from the literature, in some cases using measurements made using very different methodologies. Pegler & Das (1996) have argued that in the observational study of scaling relationships it is important to analyse all earthquakes in a uniform manner. They compared Harvard CMT (centroid moment tensor) moments to fault lengths measured from relocated aftershock distributions for large crustal strike-slip earthquakes from 1977–1992. They found that M0 3 L2 over the moment range 5r1017 N m to 1.4r1021 N m, with no indication of a break in slope at y7r1019 N m as observed by Romanowicz (1992), and thereby supporting the original finding of Scholz (1982). No study comparable to Pegler & Das (1996) has been carried out for dip-slip earthquakes. The recent compilation of earthquake data by Wells & Coppersmith (1994) uses subsurface length (primarily determined from aftershocks occurring from a few hours to a few days after the main shock) and the seismically determined scalar moment for 50 thrust and 24 normal earthquakes from 1952–1993 in the moment range 2r1016 N m<M0<3r1020N m. For this magnitude range they found that M0 3 L2.2 for thrust earthquakes and M0 3 L2.3 for normal earthquakes. The study by Wells & Coppersmith (1994) includes both intraplate and interplate earthquakes, but of the thrust earthquakes only two were clearly interplate subduction zone earthquakes. Many large dip-slip earthquakes have occurred since 1977, several of which have M0<1021 N m, and which to our knowledge have not been included in any similar compilation. The combination of the Harvard CMT catalogue and International Seismological Centre (ISC) hypocentre and phase data is a rich resource for studies of earthquake scaling that has not yet been fully utilized. 3 DATA SELECTION AND METHODOLOGY We carry out an analysis similar to Pegler & Das (1996) to study 64 shallow dip-slip earthquakes from 1977–1996. We extend the data range for the dip-slip earthquakes covered by the Wells & Coppersmith (1994) study to earthquakes an order of magnitude greater in moment, using a uniform method of estimating aftershock areas and seismic moment. We also supplement the strike-slip data Pegler & Das (1996) with eight earthquakes from 1993–1996, the 1998 Antarctic earthquake, the largest strike-slip earthquake since 1977 (based on its Harvard CMT moment), the 1999 Izmit, Turkey earthquake and the 2000 Wharton Basin earthquake. Aftershocks are relocated using ISC phase arrival time data, which were available up to mid-1997 at the time this work was carried out. The seismic moments used in this study are taken from the Harvard CMT catalogue (Dziewonski et al. 1983–1998), which commences in 1977. Accordingly, we restrict our study to earthquakes in the period 1977–1996. We study all earthquakes with M0<1020 N m, except for five subduction zone earthquakes for which the close proximity in space and time of 274 C. Henry and S. Das another earthquake of similar or greater moment prevents the determination of the aftershock dimensions. For smaller earthquakes we include only those for which we have a sufficient number of aftershocks to be truly representative of the fault length, usually with a few mbj4.0 aftershocks reported by the ISC, so as not to underestimate the lengths of small earthquakes. Throughout this study, we shall always call L the fault dimension along the strike of the aftershock zone, even for the small number of cases for which the other dimension, W, is longer. Following Pegler & Das (1996), we use relocated 1 day aftershock lengths as our preferred measure of fault length. For almost all the earthquakes studied here, high aftershock activity continues for significantly longer than 1 day, and thus our measurements represent an early phase of the evolution of the aftershock distribution. Although for some earthquakes in this study there are sufficient early aftershocks to permit the determination of the length after a shorter time period, say a few hours, this is not possible for all earthquakes and we prefer to use a uniform time period of 1 day for all earthquakes. We determine also 7 day and 30 day lengths in order to examine the expansion of aftershock areas with time. We relocate aftershock sequences using primarily P arrivals, with some S arrivals, other reported phase types being too few to be useable. In particular, for the shallow earthquakes under consideration here, reliable depth phase arrival times are not available. For most earthquakes, we perform relocations using the method of joint hypocentre determination (JHD) (Douglas 1967; Dewey 1971, 1983), using the algorithm JHD89, with modifications to improve stability (discussed in the Appendix). We use the P-wave traveltime tables determined by Herrin (1968), and the Jeffreys–Bullen S-wave tables; we note that since the JHD method evaluates corrections to these tables, the exact choice of traveltime tables has little impact on the solutions, as any systematic errors within one traveltime table, or any inconsistencies between P and S tables are absorbed into the corrections (Dewey 1971, 1983). First we relocate a subset of the bestrecorded aftershocks, preferably using only those recorded by 30 or more stations, and typically using 20 such earthquakes, and then we use the station corrections determined for these earthquakes to relocate the smaller aftershocks. When 10 or fewer aftershocks are recorded by 20 or more stations each, the master event relocation method (Evernden 1969; Dewey 1971, 1983) is used instead. Fig. 1(a) shows a sample measurement of length. The strike used for measurements of length is determined from comparison of the CMT strike, the orientation of the aftershock distribution and the trend of features in the local marine gravity field (Sandwell & Smith 1997) or land topography (Gesch et al. 1999). The exact choice of strike does not significantly affect determinations of fault length. We select aftershocks by magnitude, using different selection criteria for the measurement of aftershock lengths of dip-slip and strike-slip earthquakes, as is explained below. For the determination of length, we use only aftershocks located with epicentral location errors of <25 km, and in addition exclude any single aftershock with a relatively large error if the end of the fault is well defined by better-located earthquakes. We determine errors in the 1 day length by finding the range of lengths consistent with the 90 per cent confidence ellipses of aftershocks near the edges of the faults. This takes into account the uncertainties in our relocations, but does not take into account the possibility of incomplete sampling of the underlying rupture area by aftershocks, and also assumes that we have correctly identified the aftershocks that are directly associated with the main fault. In the JHD relocations, the main shock is used as the calibration event and although it is fixed during the calculation of station corrections, it can later be relocated using the station corrections evaluated during the relocation process. In most cases the main shock hypocentre does not move significantly, which is expected since the station corrections are evaluated relative to the main shock hypocentre. This does not necessarily indicate that the original location is correct, but that a set of station corrections for the whole aftershock sequence was found that is consistent with the original location. In a few cases, the main shock location does change, indicating that no consistent set of station corrections exists using the original location, and we regard the relocated main shock hypocentre as an improvement on the original location. In every such case in this study, the relocated main shock hypocentre lies, within its 90 per cent confidence ellipsoid, on the plane of the relocated aftershocks, although often the unrelocated position does not, confirming that the relocated main shock hypocentre and the relocated aftershocks are self-consistent. Note that we will not use any absolute location information in this study, except in a single case where we shall discuss the seismogenic depth. We use seismic moments from the Harvard CMT catalogue. The formal errors in the Harvard moment tensors are small (typically 2 per cent error in the seismic moment), and systematic errors are likely to be much greater than this. However, we have no means of reliably estimating the magnitude of these errors and do not attempt to do so. 3.1 Dip-slip earthquakes Since a major goal of this study is to consider the scaling relations for dip-slip earthquakes, and since we also wish to consider differences in aftershock behaviour between dip-slip and strike-slip earthquakes, we consider only pure dip-slip earthquakes. Whilst it is clear that earthquakes with large strike-slip components should not be included as they are not directly comparable to pure dip-slip earthquakes, the selection of a criterion for inclusion is somewhat arbitrary. The large numbers of earthquakes for which ISC and Harvard CMT data are available allow us to adopt the fairly conservative criterion that the rakes of both fault planes must be within 15u of pure dip-slip. An increase in our tolerance to 20u would have resulted in the inclusion of about 15 additional earthquakes. Of the five shallow dip-slip earthquakes from 1997–1996 with M0i1021 N m that do not meet this strict criterion, we include four, for each of which the shallow-dipping nodal plane has an oblique component. These are the 1977 Sumba normal earthquake, and the 1979 Colombia, 1985 Chile and 1996 Biak subduction zone thrust earthquakes. The fifth is the 1994 Kurile Islands thrust earthquake, which has a large oblique component on both nodal planes. We consider only crustal and shallow subduction zone earthquakes with centroid depths from the Harvard CMT catalogue in the range 0–70 km. Many of the thrust earthquakes in this study are located in subduction zones with high levels of background seismicity, in some cases recorded by regional networks capable of detecting earthquakes of mb<3. At this magnitude level, the aftershock area is not clearly distinct from background seismicity for some earthquakes, particularly at longer time periods. For this # 2001 RAS, GJI 147, 272–293 Aftershock zones of large shallow earthquakes 275 Figure 1. Example of measurement of L and W for the 1995 December 3 Kurile Islands earthquake. (a) Map view. The epicentre is shown by an open star, with the Harvard CMT mechanism also shown. Aftershocks occurring within 1 day of the main shock are shown by solid circles with error ellipses, and aftershocks occurring between 1 and 30 days are shown by crosses without error ellipses. Only aftershocks with mb<4 and with 90 per cent epicentral confidence ellipses <25 km are shown. The 1 day aftershock length of 185 km is measured along an azimuth of 45u, the strike of the NW-dipping nodal plane of the Harvard CMT solution. This strike is confirmed by the good alignment of the aftershocks at the up-dip (SE) edge of the aftershock distribution. (b) Cross-section looking from the direction of the open arrow in (a). Same symbols as (a), but now showing only aftershocks with 90 per cent hypocentral confidence ellipsoid <20 km, with less well-located aftershocks being rejected for this earthquake, as they are not reliably associated with the fault plane. The 1 day aftershock width of 80 km is measured along the dip (12u) of the Harvard CMT solution, which is confirmed by the aftershocks. reason only aftershocks with mbi4.0 are used in the determination of fault length for dip-slip earthquakes. In addition we consider this common choice of cut-off magnitude to provide more consistent measurements of length between different # 2001 RAS, GJI 147, 272–293 geographical regions and time periods. For 1 day lengths, the aftershock region can usually be clearly distinguished from the background seismicity, and the length is usually insensitive to the precise choice of cut-off magnitude. 276 C. Henry and S. Das For dip-slip earthquakes we also estimate the fault width, as this allows the influences of length and width on mean slip to be examined separately. A sample measurement of width is shown in Fig. 1(b). To determine the down-dip width of the aftershock zone, the fault plane of the earthquake must be unambiguously identified. For many earthquakes, the bestlocated aftershocks are clearly aligned, when looked at in crosssection, with one of the nodal planes of the Harvard CMT solution. For a few cases, all but one dating from 1982 or earlier, the aftershocks are clearly aligned but differ by up to 20u in dip from the nearest CMT nodal plane; in these cases the dip of the aftershock zone is adopted in preference to the CMT nodal plane. For some other earthquakes, the aftershocks are not sufficiently well located or are too few in number for the dip to be accurately determined from the aftershocks alone, but are compatible with only one of the nodal planes of the CMT; in these cases the dip of that nodal plane is adopted. When the aftershocks cannot be used to distinguish between the two nodal planes no measurement of width is made. In some cases aftershocks occur on more than one plane; if one of these can be identified as the main shock fault plane, by the location of the hypocentre, by the extension of only one of the planes along the whole length of the earthquake or by the occurrence of early aftershocks, then the width of only this plane is measured. If the identification is not clear, no measurement of width is made. The different qualities of reliability are clearly indicated for each dip-slip earthquake in this study. Overall, the fault plane can be identified, and the width measured, for 48 of the 64 dip-slip earthquakes of this study. For the 16 earthquakes for which it is not possible to determine the fault plane, there is no ambiguity in the determination of the fault length. Once the fault plane has been identified, aftershocks with uncertainties in depth sufficiently great that it is not clear whether or not they lie on the fault plane are excluded from the measurement of fault width. We also use only earthquakes that have an uncertainty of <25 km in their location along the down-dip direction. We determine errors in the measured width from the uncertainties in the aftershock locations in the same way as for the aftershock lengths. The errors in aftershock width are in general greater than those for the aftershock length, because small subduction zone aftershocks are in general located better along strike than down dip, due to poor azimuthal distribution of stations. In addition, for earthquakes with few aftershocks, the measurement of width is more sensitive than the measurement of length to the selection of fault strike. The dip-slip earthquakes in this study are classified by ‘type’, based upon the moment tensor, a consideration of the aftershock distribution in relation to the historic seismicity and known tectonics of their location, and in some cases on studies of individual earthquakes taken from the literature. For subduction zone thrust earthquakes, we distinguish between ‘simple’ subduction interface earthquakes and those earthquakes that occur in regions of more complex tectonics or whose aftershock patterns are not well described by a single fault plane. The parameters of dip-slip earthquakes are listed in Table 1, with details on earthquake ‘type’ and quality of measured fault width. The greatest thrust earthquakes of this century have moments up to 2 orders of magnitude greater than those of the largest earthquakes since 1977, and where reliable determinations of their parameters are available, we compare them with the earthquakes of Table 1. The parameters of three such earthquakes are listed in Table 2, with references. For the 1957 Aleutian Islands, Alaska earthquake and the 1960 Chile earthquake, modern redeterminations of the moments are available. Dimensions of these two earthquakes are measured for this study from published aftershock relocations. For the 1964 Prince William Sound, Alaska earthquake, no recent redetermination of the moment is available, but two independent determinations from the early 1970s are in broad agreement, and the dimensions are determined from ISC aftershocks. Thus the parameters of these three earthquakes are obtained by methods similar to those used for the post-1977 earthquakes of this study. 3.2 Strike-slip earthquakes For strike-slip earthquakes we do not attempt to obtain the rupture areas, but only determine the lengths. This is because we are unable to obtain the earthquake depths accurately enough for the shallow earthquakes (with ISC main shock depth between 3 and 40 km) in this study. We determine L following the method of Pegler & Das (1996) to maintain comparability with that study. However, we note that several earthquakes were included that did not meet the mechanism selection criterion stated in the text of Pegler & Das (1996), so that this criterion had not been strictly adhered to. We use a revised criterion that the dip of both nodal planes must be greater than 60u, but only one nodal plane is required to have a rake within 15u of x180u, 0u or 180u. This criterion is chosen to include both earthquakes with strike-slip motion on steeply dipping planes and also strike-slip earthquakes on near-vertical fault planes with a small component of dip-slip motion, but to exclude oblique thrust or normal earthquakes. We discard earthquakes from Pegler & Das (1996) that do not meet this revised criterion. These are earthquakes 3, 8, 9, 10, 18, 23 and 27 of that study. We restrict the study to crustal earthquakes, mostly with depths reported by the ISC as less than 33 km. For the three earthquakes from 1998–2000, we use aftershocks reported by the National Earthquake Information Center (NEIC) and relocated by us using their phase data. Following Pegler & Das (1996), we use all well-located aftershocks reported by the ISC in the determination of length. For the 11 new strike-slip earthquakes studied here, the lengths obtained using all the aftershocks were in most cases not significantly greater than the lengths that would have been obtained using only the aftershocks with mbi4.0, as was used for the dip-slip earthquakes. The parameters of strike-slip earthquakes from 1993–2000 are tabulated in Table 3. We determine errors for the 1 day length measurements of Pegler & Das (1996) using the results of the original JHD relocations performed for that study. 4 AFTERSHOCK DIMENSIONS FOR DIP-SLIP EARTHQUAKES The aftershock extents of the dip-slip earthquakes along strike, dip and depth are shown in Fig. 2. The data summarized in Fig. 2(a) shows that the hypocentres are located on average 26 per cent of the 1 day length along strike from the nearest end of the 1 day aftershock zone; this number is 23 per cent for ‘simple’ subduction earthquakes and 22 per cent for ‘simple’ subduction earthquakes with L>W. If the hypocentre is equally # 2001 RAS, GJI 147, 272–293 # Date (mm/dd/yyyy) 03/21/1977 06/22/1977 08/19/1977 11/23/1977 03/23/1978 02/28/1979 10/23/1979 12/12/1979 02/23/1980 07/08/1980 07/17/1980 10/10/1980 10/25/1980 11/23/1980 04/24/1981 07/15/1981 03/21/1982 07/23/1982 05/26/1983 03/19/1984 03/03/1985 09/19/1985 10/05/1985 12/21/1985 12/23/1985 05/07/1986 10/23/1986 11/14/1986 03/02/1987 04/22/1987 10/16/1987 01/10/1989 02/10/1989 03/25/1990 03/08/1991 06/20/1991 11/19/1991 05/15/1992 07/10/1992 09/02/1992 12/12/1992 06/08/1993 07/12/1993 09/03/1993 09/10/1993 06/02/1994 01/19/1995 02/05/1995 05/13/1995 No. 01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 S. Iran S. of Tonga Isl. SW. of Sumba Is. San Juan, Argentina Kurile Isl. SE. Alaska Solomon Islands Off Colombia Kuril Isl. Santa Cruz Isl. Santa Cruz Isl. Algeria Loyalty Isl. S. Italy Vanuatu Isl. Vanuatu Isl. Hokkaido, Japan Off Honshu, Japan Off Honshu, Japan Uzbekistan Central Chile Michoacan, Mexico NW. Terr., Canada Vanuatu Isl. NW. Terr., Canada Andreanof Isl. Santa Cruz Isl. Off Taiwan N. Is. New Zealand Off Honshu, Japan Off New Britain Ceram Molucca Passage Costa Rica N. Kamchatka Off Minahassa Pen. Colombia Papua New Guinea Kuril Isl. Off Nicaragua Flores Is. Off S. Kamchatka Off Hokkaido, Japan Off Chiapas, Mexico Off Chiapas, Mexico Off Java Colombia Off N. Is., New Z. N. Greece Location T NIa NI* SI S Tb SIc S* Sxd S S T S N S S SI S SI TI S* S TI S TI Sxe Sxf SI NI S S S Sxg S TI Sxg S S S S SI S SI S S S T NI N Type Table 1. Parameters of dip-slip earthquakes 1977–1996. 27.59 x22.91 x11.16 x31.04 44.70 60.74 x10.68 1.62 43.47 x12.49 x12.48 36.16 x21.78 40.86 x13.40 x17.29 42.23 36.36 40.48 40.35 x33.08 18.54 62.22 x13.98 62.19 51.54 x11.04 23.95 x37.93 37.14 x6.21 x3.15 2.29 9.96 60.86 1.19 4.60 x6.09 44.62 11.75 x8.47 51.18 42.89 14.57 14.74 x10.41 5.09 x37.66 40.17 Lat. 56.38 x175.74 118.41 x67.76 148.17 x141.55 161.35 x79.34 146.59 166.37 166.06 1.40 169.60 15.33 166.44 167.59 142.46 141.63 139.09 63.36 x71.72 x102.32 x124.26 166.51 x124.27 x174.84 165.19 121.76 176.78 141.44 149.06 130.61 126.78 x84.78 167.02 122.82 x77.41 147.57 149.48 x87.37 121.90 157.82 139.23 x92.81 x92.69 112.93 x72.94 178.89 21.69 Long. 19 61 23 21 28 19 31 20 34 44 34 10 29 14 44 30 37 27 13 15 41 21 10 46 15 31 15 33 15 33 48 29 44 18 15 15 19 40 31 15 20 46 17 27 29 15 16 15 15 Depth (km) 21 2 38 47 69 54 16 20 13 19 17 19 43 48 13 43 66 61 160 21 49 18 20 15 29 96 20 28 373 13 14 9 39 4 26 9 5 15 9 75 66 3 246 13 33 35 5 286 177 1 048 017 115 164 231 089 024 069 040 036 029 038 117 122 021 080 131 094 319 041 254 045 047 033 066 181 031 052 585 026 022 019 052 009 045 011 016 033 018 149 100 017 900 022 066 137 014 678 446 7 0070 0031 0197 0263 0208 0138 0032 0111 0053 . 0051 0052 0140 0163 0023 0107 0174 0124 0509 0057 0679 0084 0065 0055 0091 0267 0033 0074 0661 0060 0027 0027 0069 0013 0050 0013 0029 0056 0027 0231 0133 0023 1608 . 0112 0228 0015 0808 0735 30 No. Aftershocks 33+10x4 75+10x10 160+14x14 70+13x4 100+10x10 85+5x2 37+8x8 260+23x16 25+10x10 50+20x4 150+23x14 40+9x5 95+10x8 65+8x5 75+23x19 100+16x10 21+7x3 38+11x11 130+9x5 36+18x18 174+25x15 140+15x13 34+17x7 30+15x9 40+12x8 4210+7x4 60+19x15 65+9x9 45+26x13 20+4x4 37+13x13 45+28x28 45+20x9 26+9x6 29+8x8 40+22x16 25+9x5 50+28x23 12+12x4 250+27x27 150+22x16 55+3x3 165+14x8 30+13x13 55+10x10 80+17x7 20+9x9 55+24x11 45+5x4 1 040 100 200 080 145 085 065 260 100 115 150 045 185 075 105 115 024 050 145 036 195 145 034 070 040 245 060 080 045 027 037 045 060 036 045 050 025 070 012 280 170 095 180 050 060 125 021 100 045 7 Length (km) 050 115 240 090 145 085 065 265 100 . 205 060 185 075 105 150 031 050 160 045 200 225 039 075 050 245 060 080 055 027 037 050 060 055 050 050 025 080 013 280 170 095 180 . 155 145 021 100 045 30 037 070 025 036 075 090 090 017 085 026 070 033 065 050 055 035 050 036 039 023 014 035 030 014 030 032 045 080 110 045 055 040 070 012 023 021 45+9x7 25+15x6 36+15x7 55+15x13 65+8x8 80+28x28 17+15x10 60+19x6 21+6x3 40+17x8 21+9x6 50+7x5 50+17x12 34+15x11 35+27x10 50+18x15 36+8x8 39+14x11 23+32x15 14+13x10 29+12x10 30+14x2 14+5x5 26+18x18 27+23x9 15+20x9 70+12x9 27+14x12 40+13x5 37+17x3 40+24x11 50+21x13 9+19x8 15+9x4 17+8x4 7 37+19x9 1 Width (km) 2001 RAS, GJI 147, 272–293 120 045 . 065 070 027 023 022 030 050 045 085 034 019 036 039 023 055 035 050 060 045 070 033 065 050 100 . 120 017 085 026 070 025 036 037 30 c c b c a b b c a a a b a b c a a a a cw a b c b c c b b b a b cw a a c c a b a a c a b a a a b b b Q 0.140 13.900 35.900 1.860 2.690 1.880 0.349 16.900 0.559 1.970 4.840 0.507 1.860 0.247 0.225 0.576 0.264 0.392 4.550 0.347 10.310 10.990 0.084 0.569 0.152 10.360 0.143 1.300 0.064 0.108 1.260 0.116 0.545 1.101 0.101 2.310 0.732 0.809 0.074 3.400 5.060 2.020 4.650 0.149 0.834 5.340 0.071 0.584 0.076 M0 (1020 N m) 6.7 8.0 8.3 7.4 7.6 7.5 7.0 8.1 7.1 7.5 7.7 7.1 7.4 6.9 6.8 7.1 6.9 7.0 7.7 7.0 7.9 8.0 6.6 7.1 6.7 7.9 6.7 7.3 6.5 6.6 7.3 6.6 7.1 7.3 6.6 7.5 7.2 7.2 6.5 7.6 7.7 7.5 7.7 6.7 7.2 7.8 6.5 7.1 6.5 Mw Aftershock zones of large shallow earthquakes 277 05/16/1995 06/15/1995 07/30/1995 08/16/1995 09/14/1995 10/09/1995 11/24/1995 12/02/1995 12/03/1995 02/17/1996 02/21/1996 04/29/1996 06/10/1996 06/21/1996 07/15/1996 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 Loyalty Isl. N. Greece N. Chile Solomon Isl. Guerrero, Mexico Jalisco, Mexico Kurile Isl. Kurile Isl. Kurile Isl. Biak Is. Off Peru Solomon Isl. Andreanof Isl. Off Kamchatka Guerrero, Mexico Location N N S Sxh S S S S S S* Sxi Sxj S S S Type Long. 169.89 22.27 x70.21 154.17 x98.60 x104.20 149.11 149.21 149.31 136.95 x79.77 155.04 x177.61 159.08 x101.05 Lat. x22.98 38.40 x23.30 x5.82 16.88 19.12 44.43 44.29 44.53 x0.94 x9.69 x6.54 51.55 51.55 17.57 25 15 29 46 22 15 34 16 26 15 15 54 29 24 22 Depth (km) 142 244 107 72 11 19 3 67 219 301 11 22 157 27 6 1 204 271 177 199 021 034 020 . 330 570 025 087 255 146 008 7 0232 0468 0204 0281 0035 0045 . . 0439 0682 0034 0129 0304 0200 0010 30 No. Aftershocks 135+32x13 9+4x4 205+23x23 135+22x12 32+16x10 140+12x5 18+5x5 31+14x5 185+15x8 290+20x20 125+20x20 39+20x13 150+12x8 30+7x5 13+5x5 1 160 012 240 135 032 145 030 . 185 315 125 095 160 060 013 7 Length (km) 185 020 240 135 040 160 . . 195 315 125 095 160 075 013 30 075 013 085 040 040 033 . 085 050 065 040 031 37+24x15 39+20x17 55+12x8 80+12x7 50+14x13 65+9x7 24+10x6 27+12x9 7 75+12x7 13+8x5 85+21x10 1 Width (km) 070 052 031 050 040 . . 085 050 075 013 085 30 a b b c a a a a a a c cw a a b Q 3.900 0.060 12.150 4.620 1.310 11.470 0.081 0.088 8.240 24.100 2.230 0.755 8.050 0.146 0.099 M0 (1020 N m) 7.7 6.5 8.0 7.7 7.3 8.0 6.5 6.6 7.9 8.2 7.5 7.2 7.9 6.7 6.6 Mw ‘Off’ in place name means ‘Off the coast of’. Earthquake types: S=simple interplate subduction zone thrust earthquake, defined here to be an earthquake that, based on its focal mechanism and aftershocks, occurs on a plane within, and parallel to, a Wadati–Benioff zone; Sx=complex interplate subduction earthquake, with the reason for its classification as complex given in a footnote; T=other interplate thrust earthquake; SI=subduction-related intraplate thrust earthquake; TI=other thrust intraplate earthquake; N=normal interplate earthquake (including regions of continuous deformation); NI=normal intraplate earthquake. Asterisks denote earthquakes that do not meet the strict rake criterion discussed in the text. Epicentral coordinates are from the ISC bulletin, centroid depths are from the Harvard CMT catalogue. Numbers of aftershocks and aftershock area dimensions are given after time periods of 1, 7 and 30 days, as indicated. Uncertainties in the 1 day dimensions are given as the maximum increase(+) followed by the maximum decrease(x) in the best value. Q is width quality: a=dipping zone clearly visible in aftershocks, b=correct nodal plane of CMT can be identified from aftershocks, c=fault plane could not be identified; cw indicates that the width of the aftershock zone is greater than its length. ‘ . ’ indicates that a measurement could not be made, either because a subsequent event of similar size precludes measurements at later times or because there are insufficient well-located early aftershocks. a Cuts across a subducting slab, with aftershocks mostly in the plane of the Wadati–Benioff zone. b Length is measured along the trend of the aftershocks, 40u from the CMT strike. c Cuts across a subducting slab. d Length is measured along the trend of the aftershocks, 30u from the CMT strike, which lie on a subducting feature of the ocean floor. e The hypocentre is at the upper limit of the Wadati–Benioff zone, and the aftershocks do not lie on a single plane. f At the junction of a subduction zone and a transform fault. g Both in complex regions with multiple subduction zones. h At the junction of two subduction zones. i 1 day aftershocks cut across subducting slab, which conflicts with other studies of this earthquake; see text for details. j Aftershocks lie on two intersecting planes, one of which, containing the hypocentre, coincides with the Wadati–Benioff Zone. Date (mm/dd/yyyy) No. Table 1. (Continued.) 278 C. Henry and S. Das # 2001 RAS, GJI 147, 272–293 Aftershock zones of large shallow earthquakes 279 Table 2. Parameters of great pre-1977 thrust earthquakes. Date (mm/dd/yyyy) 03/09/1957 05/22/1960 03/28/1964 Location No. aftershocks Aleutian Isl., Alaska Chile Prince Wm. Sound, Alaska Length (km) Width (km) 1 7 30 1 7 30 1 7 30 023a 011c 195e 083 019 489 127 028 775 790 700 845 1000 0930 0855 1000 0930 0855 090 240 190 145 240 190 145 240 200 M0 (1020 N m) Mw 0088b 3200d 0750f 8.6 9.6 9.2 All aftershock lengths and widths were remeasured for this study, using the aftershock data from the sources indicated. a Aftershock data from Boyd et al. (1995). They estimate their magnitude of completeness as MS=5.5, although a small number of aftershocks have much lower magnitudes. Note that the length of the aftershock zone until 22 hr after the main shock is 590 km. b Johnson et al. (1994), from inversion of tsunami data. A seismological determination using the only available non-nodal surface wave seismogram gives 50r1020 N m. c Aftershock data from Cifuentes (1989). The smallest aftershocks for which magnitudes are given have MS=5.8 d Cifuentes & Silver (1989), from inversion of normal modes. This moment does not include the inferred slow precursor to this event. e Aftershock data from the ISC, with dimensions measured using only those aftershocks with mbi4. Aftershocks were not relocated, since the spatial extent of the aftershock zone is large in comparison to typical distances to stations, and the assumptions underlying JHD are therefore not valid. f Kanamori (1970), from inversion of surface waves. Ben-Menahem et al. (1972) obtain 1000r1020 N m from analysis of normal modes; this result is independent of their later choice of the vertical nodal plane as the rupture plane of the event. This difference in moment is not significant on the scale of Fig. 7(b). likely to occur at any position along strike, then the hypocentre has uniform probability of occurring at any distance between 0 and 50 per cent from the closest end; thus the mean distance from the closest end will be 25 per cent, very close to the values we observe. For the six great subduction earthquakes, with Mw<8.5, studied by Pérez & Scholz (1997), which include the three great earthquakes of Table 2, the hypocentres occur on average 20 per cent of the rupture length from the nearest end of the rupture zone defined by aftershocks. Pérez & Scholz (1997) comment that the hypocentres of these great earthquakes occur near the ends of the rupture. The data do support this, but the difference between this and the mean location predicted from an assumption of random hypocentre location is small. The patterns of aftershock area expansion of subduction and non-subduction zone earthquakes are found to be different. Since the numbers of earthquakes of each type of nonsubduction earthquake (SI, T, TI, N and NI) are too few to draw firm conclusions about each individual type, we shall discuss them collectively as non-subduction zone earthquakes. Some of the earthquakes classified as ‘complex’ may not be directly comparable to the ‘simple’ subduction zone earthquakes, but it is unclear whether they should be grouped with the other dip-slip earthquakes. The 7 day length of ‘simple’ subduction zone earthquakes is on average 31 per cent greater than the 1 day length, with the 30 day length being 43 per cent greater. For non-subduction zone earthquakes the length increases by an average of 20 and 37 per cent over the same time periods, respectively. Earthquakes in Fig. 2(a) are oriented so that the end of the 1 day aftershock zone that is furthest from the hypocentre along strike lies in the positive direction along the ordinate. This direction corresponds to the principal horizontal direction of propagation of each earthquake. We may consider earthquakes with L>W and with their hypocentres lying outside the central third of the 1 day aftershock zone to be earthquakes unilaterally propagating in the horizontal direction. The expansion of aftershock zones is seen to be strongly asymmetric for non-subduction zone unilateral earthquakes. For these earthquakes, between 1 and 30 days, the aftershock zone extends by an average 23 per cent of the 1 day length in the direction opposite to the propagation direction, but only 8 per cent in the propagation direction. This Table 3. Parameters of strike-slip earthquakes 1993–1996 No. 65 66 67 68 69 70 71 72 *73 *74 *75 Date (mm/dd/yyyy) 06/05/1994 12/15/1994 01/16/1995 03/19/1995 05/27/1995 10/23/1995 07/16/1996 07/23/1996 03/25/1998 08/17/1999 06/18/2000 Location Off Taiwan Off N. Is., New Z. Honshu, Japan W Irian Sakhalin Is. Szechwan, China Off Kamchatcka Off Kermadec Isl. NW of Balleny Is. Turkey Wharton Basin Lat. 24.46 x37.46 34.55 x4.16 52.60 25.99 56.05 x26.91 x62.88 40.75 13.80 Long. 121.86 177.59 135.04 135.09 142.85 102.24 165.00 x177.18 149.53 29.86 97.45 ISC Depth. (km) 20 11 19 39 8 3 37 44 10 17 10 No. Aftershocks Length (km) 1 7 30 1 7 30 21 104 394 34 20 16 12 8 25 59 11 41 190 596 49 40 33 13 11 43 84 19 60 239 721 55 48 42 15 15 54 122 20 17+12x8 34+14x7 55+6x3 80+11x11 65+12x10 28+11x8 40+18x6 30+25x18 315+5x5 90+9x3 100+25x25 17 34 55 80 65 28 40 30 315 105 105 20 34 60 80 70 29 40 30 325 105 105 M0 (1020 N m) Mw 0.038 0.033 0.243 0.225 0.432 0.022 0.072 0.059 17.000 2.880 7.910 6.3 6.3 6.9 6.8 7.0 6.2 6.5 6.5 8.1 7.6 7.9 Aftershock numbers and fault lengths are given as for Table 1. * For these earthquakes, no ISC data were available at the time the study was carried out. Hypocentre given is from NEIC, and lengths are measured from aftershocks relocated using NEIC phase data. # 2001 RAS, GJI 147, 272–293 280 C. Henry and S. Das Figure 2. Aftershock extents of dip-slip earthquakes, labelled along the abscissa with their index number from Table 1. Earthquakes are grouped according to the tectonic ‘types’ defined in Table 1, as indicated along the base of the figure. 1 day dimensions are shown by shaded bars and 30 day dimensions are shown by open bars. Hypocentre locations are shown by open circles. The three pre-1977 earthquakes are labelled with their year of occurrence, and the 22 hr aftershock dimensions of the 1957 earthquake are shown by a solid line. (a) Extent of aftershock zone along strike from hypocentre, with each earthquake oriented so that the end of the 1 day aftershock zone that is furthest from the hypocentre is in the positive distance direction. (b) Extent of aftershock zone up dip from hypocentre for those earthquakes for which width was determinable. (c) Absolute depth extent of aftershock zones, determined from up-dip extent of aftershock zone and fault dip. # 2001 RAS, GJI 147, 272–293 Aftershock zones of large shallow earthquakes asymmetry could reflect either differences in the pattern of stress change beyond the edges of the main shock rupture zone due to differing slip distributions at the two ends of a unilateral rupture, or different material properties, since the termination of the rupture in the forward direction has presumably been subjected to, and resisted, greater dynamic stresses than the termination in the reverse direction. For unilateral ‘simple’ subduction zone earthquakes the asymmetry has the opposite sense, but is very slight and may not be significant: between 1 and 30 days, aftershock zones expand by an average of 13 per cent in the direction opposite to propagation and 18 per cent in the direction of propagation. Fig. 2(b) shows that the ‘simple’ subduction earthquakes mostly initiate at or near the base of the aftershock zone, with some initiating in the middle of the depth range of the fault. No ‘simple’ subduction zone earthquakes initiate at the top edge of the fault, although a few initiate in the upper quarter of the depth range. This reconfirms the observation of Kelleher et al. (1973) that subduction earthquakes usually initiate on the landward side of their aftershock zones. Das & Scholz (1983) have explained this using the fact that both stress drop and fault strength increase with depth in the Earth. They showed, using numerical modelling, that ruptures can propagate up dip easily due to the greater release of strain energy at deeper regions but are inhibited from propagating into higher stress drop regions down dip, and thus small shallow earthquakes cannot generally develop into great earthquakes. Our results show that most of the subduction zone earthquakes do propagate upwards, but with some initiating at mid-range and propagating both up and down dip. Many of the largest subduction earthquakes fall in the latter category. The aftershock width is seen in most cases to expand significantly only in the up-dip direction (Fig. 2b), with a notable exception being earthquake 13. The aftershocks of several earthquakes with very small 1 day depth extents later expand significantly up dip. It is interesting to note that for the majority of the subduction earthquakes with 1 day widths >60 km, the width of the aftershock zone does not increase substantially in the time period 1–30 days. For earthquakes with lower 1 day widths, the width often increases substantially in this time period. For most non-subduction earthquakes, the aftershock zone does not expand in width between 1 and 30 days. This may indicate that most of these earthquakes extend across the whole of the local seismogenic zone. Other than type S, earthquakes initiate at a range of depths, with a few initiating at the up-dip edge of the aftershock zone. The latter include earthquake 27, a ‘complex’ subduction zone earthquake occurring in the ‘double subduction zone’ of the Molucca passage, and earthquake 7, the only thrust earthquake of this study identified as cutting across a subducting slab. In Fig. 2(c), depth extents are calculated from the down-dip widths of the aftershock zones and plotted at their absolute depths. These ranges represent the depth extent of the identified fault plane for each earthquake. This is preferable to making a direct measurement of the depth extent of the aftershock zone, especially for shallow-dipping subduction zone earthquakes, since vertical errors are large (on average t30 km at 90 per cent confidence) in comparison to the depth extents of most earthquakes. We plot the depth extents relative to the relocated main shock hypocentral depths in Fig. 2(c); this is the only use of absolute location information in this study, all other measurements being relative to the location of the main shock hypocentre. # 2001 RAS, GJI 147, 272–293 281 Most ‘simple’ subduction earthquakes are seen to have their lower edges at or above y50 km depth. Some exceptions are discussed next. For earthquake 38 the CMT depth is 40 km, it has a large depth extent, and two well-located aftershocks occur 20 km above the upper termination of the fault plane, so its lower edge must be at a depth of at least 50 km, and possibly more. For earthquake 42, the CMT depth of this earthquake is 46 km, and it has a depth extent of 60 km, providing additional evidence for a relatively deep initiation. For earthquake 5, the CMT depth is 28 km, suggesting that the ISC depth of 56 km, which was not significantly altered by relocation, is too large. For the three pre-1977 great subduction earthquakes of Table 2, neither the dip nor the depths of aftershocks are very well known; the extents shown in Fig. 2(c) are based, for the 1957 and 1960 earthquakes, on dips taken from the references to Table 2, which were assigned on the basis of the regional seismicity, and for the 1964 earthquake on a dip consistent with the ISC aftershocks. The absolute depths shown in Fig. 2(c) for these three earthquakes are consistent with the regional tectonics. The base of the rupture area for most nonsubduction earthquakes is significantly shallower than 50 km. Of those approaching or exceeding 50 km, earthquake 7 cuts across a subducting slab (as mentioned earlier), and initiates at its upper edge. For the normal earthquake 50 occurring at the junction between a subduction zone and a transform fault, the depth extent is clear from its relocated aftershocks. For earthquake 3, the 1977 Sumba earthquake, the ISC hypocentral depth is 78 km. Lynnes & Lay (1988) give a hypocentral depth of 25–30 km for this earthquake, and also presented evidence from body wave modelling for a rupture extending from the surface to a maximum depth of 30–50 km. The largest aftershocks have also been shown to have depths of less than 30 km (Fitch et al. 1981; Spence 1986). The earthquake generated a large tsunami and thus must have extended close to the surface. On the basis of these studies we consider the ISC hypocentral depth and our relocated hypocentral depth of 67 km to be too large. The observation in Fig. 2(c) that for most subduction earthquakes the maximum depth of rupture is at or shallower than 50 km may suggest that this limit is related to the subduction interface seismogenic depth. It is interesting to note that had we used a cut-off in centroid depth of 150 km rather than 70 km when choosing earthquakes for analysis, we would have obtained only two more earthquakes satisfying our other selection criteria (such as mechanism, number of aftershocks, etc.) in the 20 yr time period covered by this study; thus this depth limit is not an artefact of our event selection. Earthquake 60 (Mw=7.5), which occurred in 1996 off the coast of northern Peru, deserves special mention. Due to the location of this earthquake, the station distribution used in the relocations is much worse than most other earthquakes of this study. By analysing broad-band body waves, Ihmlé et al. (1998) obtained a centroid depth of 7t2 km for this earthquake. The earthquake generated a fairly large tsunami for its moment (Ihmlé et al. 1998; Heinrich et al. 1998), indicating significant slip at shallow depths. The ISC hypocentre is located at 13 km but the poor azimuthal distribution does not allow reliable relocation of it using the JHD method. Even though we do not know the absolute depth of the hypocentre, we can still consider its position relative to the aftershocks. The relocated 1 day aftershocks extend 70 km below the hypocentre, with depth errors of t20 km for the best-located aftershocks. The 282 C. Henry and S. Das 30 day aftershocks form a diffuse cloud, with all well-located aftershocks lying below the hypocentre. This strongly suggests mainly downward rupture propagation. According to our criterion of identifying the fault plane from the early aftershocks, we would select as the fault plane that nodal plane of the CMT solution that dips 76uE. This is opposite to the dip of the subduction zone. Ihmlé et al. (1998) used the nodal plane consistent with the subduction zone dip as the fault plane in their study. The surface wave fits to the data are not reported by them and the P waves are poorly modelled. Most importantly, no analysis attempting to use the vertically dipping nodal plane as the plane of faulting is reported by them. Our experience with the 1998 Antarctic earthquake (Henry et al. 2000) showed that reasonably good fits can be obtained mistakenly using the auxiliary plane as the fault plane. Moreover, Ihmlé et al. (1998) find mainly up-dip propagation, which contradicts our earlier suggestion based on the position of the hypocentre relative to the aftershocks that the rupture propagated mainly downwards. Further work on this earthquake is clearly beyond the scope of this study, and a more thorough analysis such as that carried out by Henry et al. (2000) for the 1998 Antarctic earthquake would be necessary to resolve this. 5 AFTERSHOCK LENGTHS FOR SHALLOW STRIKE-SLIP EARTHQUAKES The extents along strike of the strike-slip earthquakes from this (Table 3) and from Pegler & Das (1996) are shown in Fig. 3. On average, the hypocentre is 26 per cent of the 1 day aftershock length from the nearest end of the fault, which is the same result as that obtained above for dip-slip earthquakes. The difference between the three lengths determined after 1, 7 and 30 days is insignificant for most of these earthquakes. 6 NUMBER AND MAGNITUDE OF AFTERSHOCKS It has been noted before that the number and magnitude of aftershocks can be very variable for different earthquakes. Here we carry out a comprehensive study of the aftershock magnitude and number for the 102 post-1977 earthquakes in this study in order to determine if such differences depend on the tectonic regime in which the earthquake occurs. We only consider aftershocks with Mwi5.0, with Mw taken from the Harvard CMT catalogue. In particular, we do not use the body wave magnitudes assigned to aftershocks by the ISC as they are less reliable. Tables 4 and 5 give the number of aftershocks with Mwi5.0 for the 1, 7 and 30 day periods, as well as the number of aftershocks for the 30 day period in the magnitude ranges 5.0jMw<6.0, 6.0jMwj7.0 and Mwi7.0 for dip-slip and strike-slip earthquakes, respectively. However, we note that the annual number of shallow (<70 km) earthquakes in the magnitude range 5.0jMw<6.0 for which a Harvard CMT solution was obtainable has more than doubled between 1977 and 1999. For the other magnitude ranges the number has remained steady with time, indicating that the CMT catalogue is complete for Mwi6.0. The most rigorous comparison can therefore only be made for aftershocks with Mwi6.0. The number of aftershocks with Mwi6.0 for the 30 day period following the main shock is plotted against M0 in Fig. 4. We see that subduction zone earthquakes have larger and more numerous aftershocks than all other types of earthquakes. We see no distinction between non-subduction interplate and intraplate earthquakes, nor between non-subduction oceanic or continental earthquakes, nor between non-subduction dip-slip and strike-slip earthquakes. The same pattern is also seen when the aftershocks with 5.0jMw<6.0 are included (not shown). The largest subduction zone earthquakes have a large variability in numbers of Mwi6 aftershocks. A majority have one or two such aftershocks, but several have more. The 1985 Chile earthquake (earthquake 21 of Table 1) has seven Mwi6 aftershocks, the greatest number for any earthquake in this study, its largest aftershock having Mw=7.4. The 1977 Sumba normal intraplate earthquake (earthquake 3 of Table 1) has five aftershocks with Mw<6, all other non-subduction earthquakes having two or fewer. 7 IMPLICATIONS FOR EARTHQUAKE SCALING 7.1 Strike-slip earthquakes Figure 3. Same as Fig. 2(a) but for strike-slip earthquakes, labelled with their index number from Table 3. Selected data from Pegler & Das (1996), using hypocentral locations from Pegler (1995), are also shown. The 1 day length L is plotted against M0 for the strike-slip earthquakes of this study in Fig. 5(a), together with the data of Pegler & Das (1996). Since we have shown that aftershock lengths of strike-slip earthquakes do not expand substantially over time, the choice of time period has essentially no impact on our results. Fig. 5(b) shows the uncertainties in the data, together with the line of best fit, which has a slope of 0.37, close to 1/3. Lines of slope 1, 1/2 and 1/3 are shown for reference. Lines of slope 1 are clearly not consistent with the data, and there is no sign of a change in slope within the range of the data, ruling out the scaling M0 3 L, which has been proposed by Romanowicz (1992) on the basis of non-uniform data sets compiled from the literature. The data are probably not sufficient to distinguish slopes in the range 1/2–1/3, allowing an exponent # 2001 RAS, GJI 147, 272–293 Aftershock zones of large shallow earthquakes Table 4. Numbers of aftershocks of dip-slip earthquakes. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 Table 5. Numbers of aftershocks of strike-slip earthquakes. Date (mm/dd/yyyy) Mw n1 n7 n30 5 6 n 6 7 n 7 03/21/1977 06/22/1977 08/19/1977 11/23/1977 03/23/1978 02/28/1979 10/23/1979 12/12/1979 02/23/1980 07/08/1980 07/17/1980 10/10/1980 10/25/1980 11/23/1980 04/24/1981 07/15/1981 03/21/1982 07/23/1982 05/26/1983 03/19/1984 03/03/1985 09/19/1985 10/05/1985 12/21/1985 12/23/1985 05/07/1986 10/23/1986 11/14/1986 04/22/1987 10/16/1987 01/10/1989 02/10/1989 03/25/1990 03/08/1991 06/20/1991 11/19/1991 05/15/1992 07/10/1992 09/02/1992 12/12/1992 06/08/1993 07/12/1993 09/03/1993 09/10/1993 06/02/1994 01/19/1995 02/05/1995 05/13/1995 05/16/1995 06/15/1995 07/30/1995 08/16/1995 09/14/1995 10/09/1995 11/24/1995 12/02/1995 12/03/1995 02/17/1996 02/21/1996 04/29/1996 06/10/1996 06/21/1996 07/15/1996 6.7 8.0 8.3 7.4 7.6 7.5 7.0 8.1 7.1 7.5 7.7 7.1 7.4 6.9 6.8 7.1 6.9 7.0 7.7 7.0 7.9 8.0 6.6 7.1 6.7 7.9 6.7 7.3 6.6 7.3 6.6 7.1 7.3 6.6 7.5 7.2 7.2 6.5 7.6 7.7 7.5 7.7 6.7 7.2 7.8 6.5 7.1 6.5 7.7 6.5 8.0 7.7 7.3 8.0 6.5 6.6 7.9 8.2 7.5 7.2 7.9 6.7 6.6 2 0 2 0 2 0 0 1 1 3 0 1 3 0 1 1 1 1 0 1 5 0 0 3 1 1 4 1 0 0 0 5 1 0 0 0 0 0 2 1 0 0 1 0 2 1 4 0 2 0 1 4 0 0 0 2 0 4 0 1 1 0 0 3 2 9 2 5 1 1 1 2 3 2 2 9 1 1 2 3 2 1 1 7 2 0 5 1 8 4 1 0 1 0 7 1 0 2 0 2 1 5 2 3 2 1 2 13 2 10 2 8 0 9 12 0 1 2 04 03 14 04 05 01 01 03 03 . 03 03 09 01 01 02 03 04 05 01 14 03 00 06 01 09 04 01 01 01 00 09 01 00 02 01 03 01 11 02 04 02 . 06 19 02 14 02 08 00 12 16 00 02 . . 09 14 00 12 10 10 01 03 03 09 04 03 01 01 01 02 . 01 02 06 01 01 02 03 03 04 01 07 02 00 04 01 08 02 00 01 01 00 09 01 00 02 01 03 01 10 02 03 02 . 05 14 02 13 02 06 00 10 12 00 02 . . 07 10 00 08 09 08 01 1 0 5 0 1 0 0 2 1 . 2 1 3 0 0 0 0 1 1 0 6 0 0 2 0 1 2 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 . 1 5 0 1 0 2 0 2 3 0 0 . . 2 4 0 4 0 2 0 0 0 0 0 1 0 0 0 0 . 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 . 0 0 0 0 0 0 0 0 1 0 0 . . 0 0 0 0 1 0 0 . 6 9 0 10 9 8 1 n Numbers in the first column refer to Table 1 of this study. Mw is listed for the main shock. n1, n7 and n30 are the numbers of aftershocks with Mwi5 occurring in 1, 7 and 30 days, respectively. 5n6, 6n7 and 7n are the numbers of aftershocks occurring in 30 days with 5jMw<6, 6jMw<7 and 7jMw, respectively. ‘ . ’ indicates that a subsequent event of similar size precludes counting the aftershocks at later times. # 2001 RAS, GJI 147, 272–293 283 65 66 67 68 69 70 71 72 73 74 75 1 2 4 5 6 7 11 12 13 14 15 16 17 19 20 21 22 24 25 26 28 29 30 31 32 33 34 Date (mm/dd/yyyy) Mw 06/05/1994 12/15/1994 01/16/1995 03/19/1995 05/27/1995 10/23/1995 07/16/1996 07/23/1996 03/25/1998 M73 08/17/1999 06/18/2000 6.3 6.3 6.9 6.8 7.0 6.2 6.5 6.5 8.1 08/06/1979 09/12/1979 M2 06/09/1980 11/08/1980 05/25/1981 12/19/1981 08/06/1983 04/24/1984 09/10/1984 03/09/1985 05/10/1985 11/17/1985 02/08/1987 11/30/1987 03/06/1988 11/06/1988 05/23/1989 M22 03/03/1990 05/20/1990 06/14/1990 07/16/1990 08/17/1991 03/13/1992 04/06/1992 06/28/1992 M32 08/07/1992 11/06/1992 5.7 7.5 7.6 7.9 6.3 7.3 7.6 6.8 6.6 6.2 6.6 6.1 7.2 7.1 7.3 7.8 7.7 7.0 8.0 7.6 7.1 7.1 7.7 7.0 6.6 6.7 7.3 6.8 6.0 n7 n30 5 6 1993–2000 0 0 0 0 0 0 1 3 1 1 0 0 0 0 2 2 1 4 0 2 0 1 0 2 0 0 0 4 3 0 0 3 5 2 3 2 1977–1992 0 0 0 1 0 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 1 1 0 1 1 1 4 6 1 3 0 1 1 1 0 7 0 3 0 0 0 2 1 1 2 9 0 0 0 1 2 2 1 4 0 3 0 0 0 0 0 1 0 0 0 3 2 1 0 0 1 2 2 11 4 1 4 9 3 1 2 2 12 0 1 3 5 3 0 0 n1 n 7 0 0 0 4 3 0 0 2 4 2 3 2 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3 1 1 0 0 1 2 1 10 4 1 3 9 3 1 0 2 10 0 1 3 4 3 0 0 0 1 0 0 0 0 1 0 0 0 0 0 1 1 0 0 1 0 0 0 1 0 2 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 n 6 7 n Numbers in the first column refer to Table 3 of this study for the period 1993–1996 and to Table 1 of Pegler & Das (1996) for 1977–1992. Other columns are the same as in Table 4. For earthquakes that have many aftershocks on a feature that is clearly distinct from the main fault plane, the aftershocks on the main plane only are also counted and listed separately with an ‘M’ prefixed to the index number. of 2–3 in the scaling relation of L to M0. For the large strikeslip earthquakes, the saturation of fault width at 10–15 km allows inferences about slip to be made directly from the observed scaling of length with moment. Then, our rejection of M0 3 L implies a rejection of fault models where slip is independent of length. If M0 3 L2, this would imply that slip is proportional to length. If the exponent in the scaling relation is in fact greater than 2, as indicated by the best fit to the data, then this may indicate that the increase of slip with length is faster than linear, or a slight increase in fault width for the largest strike-slip earthquakes, beyond the 10–15 km widths observed for smaller earthquakes (Scholz 1982; Wells & Coppersmith 1994). We do not favour the latter explanation due to the fact 284 C. Henry and S. Das Figure 4. Plot of number of Mwi6 aftershocks occurring in a 30 day time period against main shock Mw for both strike-slip and dip-slip earthquakes. Symbols refer to different types of earthquakes, as shown in the key. Earthquakes with one or more aftershocks of this magnitude are numbered: for dip-slip earthquakes, bold numbers refer to Tables 1 and 4; for strike-slip earthquakes after 1993, bold numbers refer to Tables 3 and 5; for strike-slip earthquakes before 1993, italic numbers refer to Table 5 and to Table 1 of Pegler & Das (1996). that recent well-studied earthquakes do not appear to exceed the normal seismogenic width. For the 1998 Antarctic intraplate earthquake (earthquake 73 of this study), no perceptible slip occurred below 15 km (Henry et al. 2000). A width greater than the depth of the Moho has been inferred for the 1989 Macquarie ridge earthquake (earthquake 22 of Pegler & Das 1996) by Anderson & Zhang (1991) from a centroid depth of 15–28 km obtained from surface waves, but Das (1993) has shown that the body waves of this earthquake could be explained without the requirement of any moment release below the Moho. Finally, the range of lengths of strike-slip earthquakes since 1977 is not sufficient to address the possibility of saturation of slip for L>200 km as proposed by Scholz (1994b). We have identified in Fig. 5 intraplate earthquakes that are not associated with regions of continuous deformation. It can be seen that these generally have short lengths for their seismic moments, corresponding to higher stress drops. The one exception to this is the 1998 Antarctic earthquake, which has a comparatively great length. However, Henry et al. (2000) showed that this earthquake consisted of two high-stress-drop subevents separated by a 70–100 km unbroken region, so that its relatively greater length does not imply a lower stress drop. We note also the very short length (and hence high stress drop) of the 2000 Wharton Basin earthquake (earthquake 75 of this study), occurring within the region of continuous deformation separating the Indian and Australian plates (Robinson et al. 2001). 7.2 Dip-slip earthquakes The 1 day width W is plotted against the 1 day length L for the dip-slip earthquakes of this study in Fig. 6(a). Fig. 6(b) shows the uncertainties in the data, with lines of constant L/W superimposed; a systematic increase in L/W with L is seen. Subduction earthquakes with L<50 km have L=2W, with some having L<W (these being mostly subduction earthquakes that occur at the ends of larger ones). Subduction earthquakes with L>70 km have L>2W, and the three great earthquakes with L>500 km all have large L/W. This last result agrees with Purcaru & Berckhemer (1982), who find large L/W for the very great subduction earthquakes, but our results contradict their finding that L/W has a constant value of y2 up to fault lengths of y250 km. We are also in disagreement with Geller (1976), who found lower L/W for longer intraplate earthquakes than for shorter ones. The factors controlling the scaling of earthquakes with LjW may be different from those with L>W, and these two groups cannot be considered jointly. We shall consider the scaling properties of L with M0 for the latter group only; we have too few earthquakes with LjW to make a separate study of these. For the 16 earthquakes for which we are unable to determine the fault width reliably, we can still determine whether L>W, and 13 of these are retained. Fig. 7(a) shows the 1 day length L plotted against M0 for all earthquakes with L>W, with Fig. 7(b) showing the uncertainties in the data. There is more scatter than for strike-slip earthquakes, and a general trend of increasing L with M0 is seen. The line of best fit for the post-1977 thrust earthquakes of this study has a slope of 0.46, close to 1/2. However, this line does not adequately represent the complexity of the data. The data below 0.8r1020 N m mostly fall on or above this line, and there is an apparent step change by a factor of 1.5–2 in the trend at M0 of 0.8–1.0r 1020 N m, above which many, but not all, earthquakes fall on the slope-1/2 line of best fit shown, with a significant minority lying well below the line. This line describes the larger earthquakes better than the smaller ones, because larger earthquakes have smaller relative errors in their lengths. A regression that does not take account of the uncertainties produces a slightly lesser slope of 0.40, but this line also fails to # 2001 RAS, GJI 147, 272–293 Aftershock zones of large shallow earthquakes 285 Figure 5. (a) Plot of 1 day aftershock length against moment for strike-slip earthquakes. Squares show data from this study, with bold numbers referring to Table 3. Circles show selected data from Pegler & Das (1996), with numbers in italics referring to Table 1 of that study. Interplate earthquakes, including earthquakes in regions of continuous deformation, are shown by solid symbols. Intraplate earthquakes are shown by open symbols. (b) Same data, with uncertainties (discussed in the text) shown by solid lines. The line of best fit to all the data, determined using the uncertainties in the lengths to weight the data (Press et al. 1992), is shown. Lines of slope 1, 1/2 and 1/3 are also shown separately for reference. describe the data over the whole magnitude range, lying below most of the earthquakes with M0i3r1020 N m. As discussed above, dip-slip earthquakes often undergo substantial expansion of aftershock area with time. When the 7 and 30 day lengths are plotted against M0 (not shown), they are found to have greater scatter than the 1 day lengths, suggesting that they are less closely related to the rupture length, and we regard the 1 day aftershock dimensions as the best estimate of the rupture length. After 7 and 30 days, the step change in length at M0 of 0.8–1.0r 1020 N m is preserved, but lower-magnitude earthquakes expand on average by a greater fraction of their 1 day lengths than larger earthquakes, leading to lesser slopes for the lines of best fit. Since we have shown that, for large dip-slip earthquakes, W is neither constant nor proportional to L, and since W may be # 2001 RAS, GJI 147, 272–293 different for different tectonic environments, it is not surprising that the data are not described well by a single power law. We argue that W must be taken into account in any discussion of the scaling of L with M0. Examination of Table 1 shows that earthquakes with M0<1020 N m, including most of the subduction earthquakes of this study, have widths in the range 30–80 km, but that below this magnitude, widths are in the range 10–40 km. Since L=M0/(CmūW), this can account for the observed change in length. Since, for reasons mentioned earlier, the errors in the determination of fault width are greater than those for fault length, we shall adopt two approaches for the consideration of the effect of fault width. For subduction zone earthquakes, by far the largest group of earthquakes of a single type in this study, we shall first discuss the observed scaling of moment 286 C. Henry and S. Das Figure 6. Plot of 1 day aftershock width W (km) against 1 day aftershock length for dip-slip earthquakes. Symbols refer to different types of earthquake, as shown in key. (a) Numbers refer to Table 1, with asterisks indicating the earthquakes that do not meet the strict rake criterion discussed in the text. The 22 hr dimensions of the 1957 Aleutian earthquake are indicated by an open square. (b) Same data, with uncertainties shown by lines. The three large subduction earthquakes of Table 2 are also shown, labelled by their year of occurrence. Diagonal lines show L/W values of 1, 2, 4 and 8. with length, interpreted using the estimated widths, but without direct inclusion of these width values in the comparison. For non-subduction earthquakes we have too few examples of each type to draw individual conclusions. We shall then determine Cmū for all earthquakes for which we have been able to obtain the fault width, and examine its variation with width and with length. The latter will allow comparison of earthquakes of different types and over a wide range of length scales. # 2001 RAS, GJI 147, 272–293 Aftershock zones of large shallow earthquakes 287 Figure 7. Plot of 1 day aftershock length L (km) against moment M0 for dip-slip earthquakes. Only earthquakes with L>W are plotted. (a) Symbols same as in Fig. 6(a). (b) Symbols same as Fig. 6(b). The line of best fit to the post-1977 thrust earthquake data, determined using the uncertainties in the lengths to weight the data, is shown. Lines of slope 1, 1/2 and 1/3 are shown for reference. 7.3 Scaling relations for subduction earthquakes without explicit consideration of W For the subduction earthquakes with 70 km<L<300 km, W is seen to be broadly independent of length (Fig. 6). Whether or not this has a physical basis in the mechanics of subduction zones, the empirical constancy of width means that for these earthquakes the scaling of L with M0 provides direct information on fault slip, analogous to the case for strike-slip earthquakes. In Fig. 8, length is plotted against moment for all subduction earthquakes with M0<1020 N m. This includes all ‘simple’ subduction earthquakes with L>70 km except earthquakes 15 and 16, at the New Hebrides (Vanuatu) trench. For both of these earthquakes the relocated aftershocks commence in a region much smaller than the 1 day area, and # 2001 RAS, GJI 147, 272–293 expand progressively over the first 24 hr, suggesting that the 1 day aftershock lengths are significantly greater than the true rupture lengths. This is confirmed for earthquake 16 by Chatelain et al. (1983), who found the same expansion in aftershock area using locally recorded aftershocks for earthquake 16, and that a smaller rupture area was supported by local tiltmeter measurements. A majority of the ‘simple’ subduction earthquakes with L>70 km lie on a fairly narrow band, with a few earthquakes lying far from the band, which will be discussed later. Linear regressions of this small data set were found to be highly sensitive to the exclusion or inclusion of data points far from the band, and hence we do not report a preferred line of best fit. Lines of slope 1, 1/2 and 1/3 are superimposed upon the data of Fig. 8, and we discuss their compatibility with the data. The 288 C. Henry and S. Das during the rupture of shallow-dipping earthquakes which break the Earth’s surface can lead to a breakdown of the relation M0=mūA, and propose a corrected relationship M0=mūA/c, where c>1. The four earthquakes of Fig. 8 with L<70 km are worth consideration here. Earthquake 31 and the ‘complex’ subduction earthquake 36 have sufficient aftershocks that the 1 day lengths are likely to be a good estimate of the true rupture length. It is interesting to note that earthquakes 22 and 31 have the lowest measured widths of the earthquakes of Fig. 8. This would lead us to expect them to have high lengths for their moments, the opposite of the observed anomaly, indicating that they have very high slips. Earthquakes 34 and 42 have very few 1 day aftershocks, and the 1 day lengths are probably an underestimate of their true rupture lengths. 7.4 Scaling relations taking W explicitly into account Figure 8. Same as Fig. 7(b), showing only the post-1977 subduction zone thrust earthquakes with M0<1020 N m of this study. The earthquakes individually discussed in the text are numbered. Lines of slope 1 (dotted), 1/2 (solid) and 1/3 (dashed) are superimposed. main band of data is best described by lines with slope 1/2, with lines of slope 1/3 describing the data across the full range of moments slightly less well, although the difference rests on relatively few earthquakes. The lines of slope 1 are clearly not compatible with the earthquakes of L>70 km, with the lines of slope 1/2 or 1/3 clearly providing a much better fit to the data. Since the widths of these longest earthquakes are independent of length, this indicates that for these earthquakes we can reject categorically the possibility that ū is independent of length. The good fit of the lines of slope 1/2 indicates that ū 3 L, with a greater than linear increase also being consistent with the data. Earthquakes 22 and 55, the 1985 and 1995 Mexican earthquakes, respectively, fall just below the main band of data, and earthquake 46 falls substantially below the band. All three have sufficient 1 day aftershocks that the 1 day aftershock lengths may be considered reliable estimates of the true rupture length. The only earthquake significantly above the general trend of the data is earthquake 40, the 1992 Nicaragua earthquake, with a length three times that of other earthquakes of its magnitude. This was a slow earthquake with a source duration of y100 s (Kanamori & Kikuchi 1993) associated with the subduction of sediments, and a natural explanation for its position in Fig. 8 would be a low rigidity associated with these sediments. This is supported by Satake (1994), who found that a low rigidity was required to reconcile seismological models of this earthquake with the large observed tsunami. An alternative explanation for the anomalously low moments of tsunami earthquakes has recently been advanced by Brune & Anooshehpoor (2000), who suggest that dynamic separation of the two faces of the fault We now consider the subduction earthquakes discussed above together with the three great subduction earthquakes of Table 2, and with earthquakes of other types. To extend the range of our data to lower moments we combine our data with data for pure dip-slip earthquakes given by Wells & Coppersmith (1994). For the eight dip-slip earthquakes in common between the two studies, we use the values of Table 1. Comparing the two data sets, in general the moments are in very good agreement, and the lengths agree within 25 per cent for six out of eight earthquakes, with the worst disagreement being 50 per cent. For the four of these eight for which we have been able to measure widths, they agree within 50 per cent. Fig. 9 shows L against M0 for the earthquakes of the combined data set with L>W; the line of best fit for the thrust earthquakes of the combined data set is shown, and has slope y1/3. The line of best fit to only the thrust earthquakes with M0<1020 N m is shown by a dashed line, and the step change in length at this magnitude and the deviation of the largest post-1977 earthquakes from M0 3 L3 scaling are clearly seen. Fig. 10 shows the relationship of L to W for the combined data set. For L<40 km, L/W is fairly constant in the range 0.7–3. Above this length, L/W is seen to increase systematically with length. This reconfirms the necessity of taking fault width into account in the analysis of these data. Again selecting only those earthquakes with L>W, we calculate M0/LW, here denoted Ū, for those earthquakes for which width could be determined. Since M0/LW=Cmū, the range of C is small, and rigidity is nearly constant across the range of hypocentral depths of the earthquakes of this study, Ū may be treated as a direct measure of fault slip. In Fig. 11(a), Ū is plotted against length, with lines of slope 1 superimposed. We see that the majority of earthquakes of the combined data set lie within a broad band of slope 1. The post1977 earthquakes with the greatest lengths are seen also to have the greatest values of Ū. Thus we conclude that ū 3 L over the range 1017 N m<M0<3r1022 N m. The slow earthquake 40 is seen to have an anomalously low value of Ū, reflecting the previously discussed anomalously low rigidity. Of the other post-1977 earthquakes of our study that fall outside the main band, the ‘complex’ subduction zone earthquake 27, and the intraplate normal earthquake 3, with the largest value of Ū of any post-1977 earthquake, both have sufficient numbers of well-recorded aftershocks that their fault dimensions can be regarded as reliable. The uncertainties in the width of earthquake # 2001 RAS, GJI 147, 272–293 Aftershock zones of large shallow earthquakes 289 Figure 9. Plot of length against moment for the same earthquakes as Fig. 7. Symbols refer to different types of earthquakes and to data source, as indicated in the key. Also shown are those dip-slip earthquakes of Wells & Coppersmith (1994) that have L>W, which have no strike-slip component of slip, and for which there were no measurements in our data set (Table 1), marked by W&C. The line of best fit to the thrust earthquakes of the combined data set with M0<5r1021 N m is shown by a solid line. The best fit to only the thrust earthquakes with 1020 N m<M0<5r1021 N m is shown by a dashed line. Lines of slope 1, 1/2 and 1/3 are also shown separately for reference. 29 are large; aftershock locations using local data (Anderson et al. 1990) give a width of 12 km, which should be regarded as a more reliable value. We have previously discussed reasons for considering the 1 day aftershock dimensions of earthquakes 16 and 34 unrepresentative of the corresponding ruptures. The value of Ū for the 1957 Aleutian earthquake is seen to be below the extrapolated bounds for smaller earthquakes, or just within the bounds if its 22 hr length of 590 km is taken as more representative of the true rupture length. The 1964 Alaskan earthquake has Ū in the middle of the extrapolated bounds. Ū for the 1960 Chile earthquake lies above the extrapolated bounds. The low detection threshold of the time could have caused the length to be underestimated, and if the 30 day Figure 10. Plot of width against length for the same earthquakes as Fig. 9 as well as those for which LjW. Solid lines show L/W values of 1, 2, 4 and 8. # 2001 RAS, GJI 147, 272–293 aftershock length were to be used instead the earthquake would fall at the upper edge of the extrapolated band (not shown). These three large earthquakes, with fairly similar lengths, have values of Ū that span an order of magnitude and broadly agree with the band extrapolated from smaller earthquakes. Ū is plotted against aftershock width in Fig. 11(b) for the same earthquakes. For widths up to y30 km, the data are seen to be well described by a broad band with slope 1. This reflects the well-known M0 3 L3 scaling of small earthquakes (Hanks 1977). Above this width, earthquakes still occur across the whole of the marked band, but several subduction thrust earthquakes occur at the very top of the band, or just above it, with slip being independent of width for the subduction earthquakes of this study. The earthquakes with greatest Ū are not those with the greatest width, and there are a sufficient number of earthquakes with high Ū to be confident that this is not an artefact of the inverse relationship between errors in W and errors in M0/LW. The 1957 Aleutian earthquake plots in the centre of the marked band, and the 1964 Alaskan earthquake plots in the upper part. The 1960 Chile earthquake plots clearly above the band, even if the 30 day length is used instead (not shown), and if the width used is reliable, this implies that the slip is not limited by its fault width. Thus both our study of subduction zone earthquakes with 1020 N m<M0<25r1020 N m and L>70 km, for which aftershock width has been shown to be constant, and our analysis of a combined data set covering four decades of seismic moment (excluding the three great earthquakes of Table 2) and taking into account variations in aftershock width have indicated that fault slip is proportional to fault length for dip-slip earthquakes. Romanowicz (1992) has stated that the broad pattern of L3 scaling for dip-slip earthquakes continues up to the magnitude of the largest known events, with possibly some fine structure. We have shown that there is indeed a definite structure to the observed relationship, and that although L3 scaling operates 290 C. Henry and S. Das Figure 11. Plot of Ū against (a) length and (b) width for the same earthquakes as Fig. 9. The 22 hr parameters of the 1957 Aleutian earthquake are indicated by an open square. Solid lines of slope 1, chosen to delimit the majority of the data, are shown. up to 1020 N m, above this magnitude there is a step change in length (Fig. 9). This may be due to a change in the tectonic environments represented in the available data. This step change is followed by a change to slope 1/2 over the magnitude range 2r1020 N m<M0<25r1020 N m, caused by a limitation on the widths of subduction zone earthquakes of this moment range. These features can also be seen in Fig. 2 of Romanowicz (1992) once it is realized that the data from Shimazaki (1986), shown by diamonds in that figure, are strike-slip earthquakes for moments below 1020 N m, and thrust-type above this moment. Although the slope 1/2 trend definitely does not continue up to the magnitude of the 1960 Chile earthquake, the exact relationship above 40r1020 N m is unclear, as we hesitate to make general inferences from only three earthquakes. It is also possible that the scaling of island arc and continental arc subduction zone earthquakes may differ above this moment (Fujii & Matsu’ura 2000), although their finding is based on data for a very limited number of earthquakes. Thus we advise extreme caution in the use of scaling relationships for predictive purposes above this magnitude. Romanowicz (1992) also infers that there is no evidence for saturation of W. Fig. 10 clearly shows a systematic increase in L/W with length, although no absolute saturation of W is observed. If the largest subduction zone earthquakes do fall systematically on the extrapolated band with slope 1/3, then their slip must increase above the amount predicted by an extrapolation of the proportionality of slip to length. 8 CONCLUSIONS We have estimated the rupture dimensions of 64 dip-slip earthquakes from 1977–1997 by relocating their aftershocks, and the strike-slip earthquake data of Pegler & Das (1996) with 11 earthquakes from 1992–2000. We have used these dimensions to investigate properties of aftershock zones and earthquake scaling relations. We find that the hypocentres for both dip-slip and strike-slip earthquakes occur on average y25 per cent of the fault length from the nearest end of the fault. This is consistent with the hypocentre having a uniform probability of occurring anywhere along strike. Although it is generally believed that earthquakes often nucleate at barriers, substantiating this from aftershock areas requires the demonstration of a difference from this null hypothesis (namely, that the hypocentre has a uniform probability of occurring anywhere along strike). Subduction zone earthquakes nucleate more frequently near the base of the fault than near the top, with no ‘simple’ subduction earthquakes of this study nucleating at the top edge of the fault. Only a small number of subduction zone earthquakes propagate a significant distance down dip. This is in agreement with the observation of Kelleher et al. (1973). Das & Scholz (1983) suggested that it was more difficult for rupture to propagate into stronger regions down dip. The aftershock zones of large subduction zone earthquakes rarely exceed a depth of 50 km, indicating that this is the maximum depth of the # 2001 RAS, GJI 147, 272–293 Aftershock zones of large shallow earthquakes seismogenic part of the subduction zone plate interface. The aftershock zones of subduction zone earthquakes often expand substantially up dip, but not down dip, which again could be explained in terms of increasing strength with depth. Subduction zone earthquakes show no asymmetry in along-strike expansion. Most non-subduction dip-slip earthquakes occur at depths significantly less than 50 km, and show no preferred nucleation position along the dip direction. The aftershock zones of these earthquakes do not expand significantly up or down dip, which may suggest that many of the earthquakes in this study have ruptured the entire seismogenic thickness of the region in which they occurred. For unilateral non-subduction dip-slip earthquakes, a strong preference is seen for expansion along strike in the direction opposite to the direction of rupture propagation. Subduction zone thrust earthquakes have larger and more numerous aftershocks than earthquakes in all other tectonic settings. For dip-slip earthquakes, the M0–L relationship for M0<1020 N m is not adequately described by a single power law. We show that to explain the observed relationship, fault width must be taken into account explicitly. By consideration of only subduction zone earthquakes with 1020 N m<M0< 3r1021 N m, which are empirically shown to have broadly constant width, we find that slip is proportional to length, or possibly increases more than linearly with length, and so is clearly not restricted by the limited fault width. By combining dip-slip earthquakes of all types from our study with the data of Wells & Coppersmith (1994), we have shown that L/W for dip-slip earthquakes increases systematically with length above a length of 40 km, and this trend persists up to the largest subduction zone events. When the width of each earthquake is explicitly taken into account, we find that slip is proportional to length (M0 3 L2W) for dip-slip earthquakes for 1017 N m< M0<3r1021 N m. The three great subduction zone earthquakes with M0<8r1021 N m span the range of slips that would be predicted by an extrapolation of the scaling at lower magnitudes, with the 1960 Chile earthquake having a slip at or above the maximum slip predicted by this extrapolation. For large (L&W) strike-slip earthquakes, M0 may scale as L2 or L3, implying that slip increases at least linearly with length. We find that neither the saturation of fault width for strikeslip earthquakes, nor the weak impediment on fault width for dip-slip earthquakes, which is indicated by the increase in L/W with length, appears to place any limit on fault slip, which continues to increase with length up to the largest dip-slip and strike-slip earthquakes of this study. ACKNOWLEDGMENTS CH was supported by a UK NERC studentship (GT04/97/ ES/217) and a Schlumberger CASE award. 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Monogr., 37, 209–216. Spence, W., 1986. The 1977 Sumba earthquake series; evidence for slab pull force acting at a subduction, J. geophys. Res., 91, 7225–7239. Sykes, L.R. & Quittmeyer, R.C., 1981. Repeat times of great earthquakes along simple plate boundaries, Earthquake Prediction; an International Review, Maurice Ewing Ser. 4, pp. 217–247, eds Simpson, D.W. & Richards, P.G., AGU, Washington, DC. Wells, D.L. & Coppersmith, K.J., 1994. New empirical relationships among magnitude, rupture length, rupture width, rupture area, and surface displacement, Bull. seism. Soc. Am., 84, 974–1002. APPENDIX A: STABILITY OF JOINT HYPOCENTRE DETERMINATION ALGORITHMS For several of the aftershock sequences relocated for this study, the joint hypocentre determination algorithm JHD89 diverged. This indicates that either the data could not adequately constrain the aftershock locations, or the starting locations were insufficiently close to the solution, or that there were numerical problems with the algorithm. In this appendix we investigate the latter possibility. Here we briefly describe the method of joint hypocentre (JHD), following Douglas (1967). The equation of condition for the location of a single earthquake is LT LT LT dtzdh {dx cos aj {dy sin aj ~dTj , Lh j L* j L* j (A1) where dt, dx, dy and dh are corrections to initial estimates of the time, latitude, longitude and depth of the earthquake, Dj and aj are the distance and azimuth of the jth station from the epicentre, Tj is the traveltime to the jth station, and dTj is the traveltime residual at the jth station. In JHD, eq. (A1) is generalized to the case of multiple earthquakes from a small physical region and includes, for each station, a correction to the traveltime table used, which is assumed to be the same for all earthquakes, and which is determined as part of the solution. This may be expressed as a matrix equation: Ax&b , (A2) where x is the vector of changes to the hypocentres and station corrections, b is the vector of traveltime residuals and A is the matrix of traveltime derivatives. This equation is solved for x in the least-squares sense, and the new hypocentres are used to recalculate A and b for the iteration. In the algorithm JHD89 (Dewey 1971, 1983) the equation is first solved n1 times with depth constrained, to obtain initial estimates of the epicentres and station corrections, and then solved a further n2 times with depth free. In this study # 2001 RAS, GJI 147, 272–293 Aftershock zones of large shallow earthquakes 293 } Figure A1. (a) Relocation of an aftershock (1996 February 22, 10:58:46) of earthquake 56 of Table 1. Cross shows ISC location of aftershock, used as the initial location. The solid line shows the path taken by the aftershock during relocation using JHD89-SVD, the solid circle shows the relocated position obtained, and the 90 per cent confidence ellipse is shown. Dashed line shows the path taken by the aftershock during unsuccessful relocation using JHD89, for which division by zero occurred on the seventh iteration. The location of the aftershock after each iteration is indicated by a number corresponding to the iteration. (b) Same as (a) for the aftershock (1995 February 15, 23:36:12) of earthquake 45 of Table 1. Symbols same as (a), except that dashed line shows path taken by aftershock during successful relocation using JHD89, the open circle shows the relocated position obtained, and the 90 per cent confidence ellipse obtained using JHD89 is shown dashed. we use n1=4 and n2=6. In the algorithm JHD89, eq. (A2) is solved by forming the matrix of normal equations (Press et al. 1992), and using Gaussian elimination for the first n1+n2x1 iterations. In the last iteration, Gauss–Jordan elimination is used, which simultaneously determines both x and the inverse of the matrix of normal equations, which is used in the determination of error ellipses. In this study, the algorithm is implemented at 32-bit precision. To assess the stability of JHD89, a we used a modified algorithm JHD89-SVD, which solved eq. (A2) directly using the method of singular value decomposition (SVD) (Press et al. 1992), implemented at 64-bit precision. Direct solution of eq. (A2) is intrinsically more stable than solution of the normal equations, and SVD allows the identification of null and nearnull vectors in the solution space, which can then be excluded from the solution if necessary. Its only drawback is that it is significantly slower than Gaussian elimination or Gauss–Jordan elimination. It was found that all cases that had diverged when solved using JHD89 converged when solved using JHD89SVD, without the need to exclude any near-null vectors from the solution, indicating that the source of the divergence was a numerical instability in JHD89. Fig. A1(a) shows an example of the behaviour of one aftershock during the relocation of the aftershock sequence of earthquake 56 of Table 1. JHD89 and JHD89-SVD give identical results for the first four iterations. However, when the depths are allowed to vary in the subsequent iterations, the solutions differ, and on the seventh iteration, division by zero occurs in JHD89. Similar behaviour was shown for all cases that diverged under JHD89. We also # 2001 RAS, GJI 147, 272–293 compared the results of JHD89 and JHD89-SVD for aftershock sequences that had not diverged under JHD89. In most cases, the two solutions followed identical or near-identical paths. However, for a few cases such as the aftershocks of earthquake 45 of Table 1, of which an example is shown in Fig. A1(b), the two solutions do differ after the fourth iteration, but the numerical error is sufficiently small that JHD89 remains convergent, and regains numerical stability as it approaches the solution. The two algorithms JHD89 and JHD89-SVD arrive at the same solution by two different paths, and the small difference seen between the locations, representing incomplete convergence, is insignificant in comparison to the formal location errors. The greater stability of Gauss–Jordan elimination in comparison to Gaussian elimination (e.g. Press et al. 1992) motivates us to investigate a third algorithm, JHD89-M, which solved the normal equations using Gaussian elimination for the first n1 inversions, with depth fixed, and Gauss–Jordan elimination for all subsequent inversions, implemented at 32-bit precision. This produces identical solutions to JHD89-SVD for all cases that we tested, indicating that the greater precision and stability of JHD89-SVD is not required by the present problem. We used JHD89-M for all inversions in this study. We recommend that authors using the method of joint hypocentre determination should compare their algorithms against a high-precision alternative, preferably based on direct solution of eq. (A2) using SVD, for a few cases that have not converged using their algorithms. It is possible that in such cases the divergence may be due to numerical instabilities, rather than being entirely due to poor data quality.
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