Lyndon B. Johnson and the Vietnam War A research on how President Johnson made his decisions about Vietnam in 1964-1965 Name: Dick Salfischberger Teacher: R. Janssens Date: 01-02-2013 Course: Master Thesis Introduction One of the first things President Lyndon Baines Johnson said in 1965, after deciding to have marines land at the beaches of Da Nang was, “I guess we’ve got no choice, but it scares the death out of me. I think everybody’s going to think, ‘we’re landing the Marines, we’re off to battle.’” 1 Da Nang was a province of Vietnam, which had an important airbase. This base was to be defended because of the importance it had in the war the Americans were fighting in aid of the South Vietnamese against the North Vietnamese. Johnson became President in 1964 and the war in Vietnam became his major concern for the coming years. The quote was typical for Johnson during the years 1964-1965; he always believed he had no other option. Vietnam had been a colony of the French before World War II. During the war the Japanese and the French signed an agreement that limited the number of troops of the French in Vietnam and made the Japanese the actual rulers. After World War II, when the Japanese had been defeated, the French tried to reclaim Vietnam; this war became known as the first Indochina War. The French were defeated in 1954 at the battle of Dien Bien Phu. At the time they left the country, the Americans, afraid of the spread of Communism in Vietnam, started to help the South Vietnamese people in their fight against the North Vietnamese. The Americans didn’t want Vietnam as a colony like the French did, but wanted to try to prevent Vietnam from becoming Communist. Until 1964 the Americans had helped the South Vietnamese with economic and governmental support; the South became more an American vassal state. North Vietnam, with its leader Ho Chi Minh, was a Communist state. Vietnam had been divided at the conference of Geneva in 1954 and elections would be held in 1956 to reunite the country. These elections were never held and Vietnam remained divided until 1975. Tensions had grown since 1954 and President Johnson and his advisors were forced to take matters into their own hands and they needed to make harsh decisions. First they decided to help the South with its economy and help the government with controlling the country, but a few years later the Americans tried to fight the Communists with air strikes and even combat troops. The decision to use air strikes and to send combat troops was considered as a turning point in this war. It was a decision that could not be reversed. Lyndon B. Johnson, ‘Presidential recordings of Lyndon B. Johnson’, http://presidential recordings.edu (March 6 1965). 1 2 They underestimated the enemy and eventually, under the next President, Nixon, they had to withdraw from Vietnam. The war was considered to be lost to the Americans and the South would soon be taken over by the Northern Communists. The decision made by Johnson to escalate the war was one of the most important decisions made during the Vietnam War. The decisions he made weighed heavily on the President’s conscience and he chose not to run for President again in 1968. He was ‘destroyed’ by this war. Although Johnson had approved the air strikes and sending troops, he hadn’t thought of this strategy by himself. He was surrounded by a team of brilliant men who were supposed to advice Johnson the best they could. Johnson was often blamed for the disorder in Vietnam and in one way that was true; Johnson had made the final call. However on the other hand advisors like Robert McNamara and McGeorge Bundy were busy planning new strategies to win the war. It is often called ‘McNamara’s War’, because McNamara had a great influence on Johnson. How important was McNamara to Johnson? It is hard to precisely check who made the main decisions. I’ll refer to litarature on this war, written by historians and journalists. I use Master of the Senate 2 and The passage of power. 3 Although these books are about Johnson’s life before his Presidency, they provide a great insight into his personality. These books show a good notion of Johnson in his personal life, his habits and his view on politics. The author of the books, Robert Caro, is considered as the best biographer of Johnson because of his extensive research. The best and brightest 4 by journalist David Halberstam gives a complete overview of the decisions made during the Kennedy and Johnson administration. This book analyzes the decisions made especially by the advisors around Johnson. In The best and brightest Halberstam writes about how brilliant men made terrible mistakes regarding the Vietnam War. I’ll refer to this book to describe several advisors Johnson worked with at the time. I use America’s longest war 5 by George C. Herring as a standard work for the Vietnam War. I’ll refer to this book to discuss the overview of the Vietnam history. Robert A. Caro, The years of Lyndon Johnson: Master of the Senate (New York 2002). Robert A. Caro, The years of Lyndon Johnson: The passage of Power (New York 2012). 4 David Halberstam, The best and the brightest (New York 1992). 5 George C. Herring, America’s longest war: the United States and Vietnam, 1950-1975 (New York 2002). 2 3 3 I’ll use the models of Allison and Zelikow described in their book Essence of Decision: Explaining the Cuban Missile Crisis. 6 They use three models to describe the decisions John F. Kennedy, President before Johnson, had made during the Cuban missile crisis in 1962. These three models can be used separately for the decisions Johnson and his team had made as well. The models of Allison and Zelikow all assume a certain individual responsibility when making decisions. I’ll describe a different model as well; the model of Irving Janis called Groupthink. 7 This model assumes decisions are made because of the power of group pressure; the assumption that an individual prefers a harmonious group process instead of an endless discussion on certain topics. The last model I’ll refer to and research the decisions that were made, is Analogies at war 8 by Yuen Foong Khong. Professor Khong is specialized in international relations. He explains the analogies Johnson and his advisers used for their decisions in 1965. Khong explains crucial moments during war time periods that were being discussed during important meetings like the National Security Council meetings. His main question is which analogies were used and which advisers used them? My thesis will be about Johnson and his decisions. The literature shows a picture of an unpredictable Johnson. I’d like to find out by using the models of Allison, Zelikow, Janis and Khong whether Johnson’s decisions were that unpredictable. So I have chosen model III, the Governmental model, of Allison and Zelikow and analyse if Johnson’s decisions could be placed in this very model III; the Governmental Actor. This model shows the leader as important but in need of his underlings in order to pass important decisions. It will also show if McNamara was that important as noted before. I’ll have to choose certain events in the Vietnam War during the years 1964-1965. In this thesis I’ll study five events in Vietnam. I’ll analyze the sources from August 2, 1964 until May 1954. I think August 2nd, 1965, was a change of course in the Vietnam War. This was the month the Tonkin incident took place and Johnson openly started to fear for his position. I take May 1965 as the last month since that was the moment Johnson decided to stop bombing North Vietnamese targets and he had no idea what Graham Allison and Philip Zelikow, Essence of Decision: Explaining the Cuban Missile Crisis (Second edition 1999). 7 Irving L. Janis, Groupthink (2nd edition 1982). 8 Yuen Foong Khong, Analogies at War, Korea Munich, Dien Bien Phu, and the Vietnam decision of 1965 (New Jersey 1992). 6 4 would be the next step in Vietnam. In May 1965 there was no turning back for the Johnson administration. I’ll use multiple primary sources combined in the Foreign Relations of the United States. 910 In these sources prestigious historians combined several important documents regarding the foreign relations decisions of the United States. These documents contain memorandums to several advisors and Johnson, reports of National Security Council meetings and telegrams from South Vietnam. Some of these documents are straight copies of the originals and some of the documents are summaries by one of the advisors of Johnson. I’ll focus mainly on the documents that are written to Johnson or summaries of meetings that Johnson attended. In some cases I’ll also look into memorandums sent among important advisors of Johnson. Why is my thesis so interesting? The way I look at the decision making progress is different from other research. I used five different models to take a closer look at the decisions Johnson and his advisors made. Because of these models I take another viewpoint to show the final decisions. These decisions were so important because of their impact on American society, during and after the war. Although the conflict had been going on for over eleven years, in 1964-1965 the Americans were sucked into a war they were never able to win. I mentioned the air strikes and sending combat forces, these were the big decisions that Johnson made. There has been a lot of research on decision-making by Johnson during his presidency; I think my research adds a closer look focused on the years 1964-1965. In the first chapter I’ll describe the models of Allison and Zelikow, the Groupthink model used by Janis and analogies used by Khong. These three models will be described, how to use them, and differences will be explained. This is necessary to explain and examine the decisions Johnson made which will be examined in the last chapter. In the second chapter it is necessary to give an overview of the Vietnam War narrowed down towards 1965. This brief introduction on Vietnam History will give the reason why the Vietnamese were so determined to fight back against an imperial power like the United States. In the last part of this chapter I’ll also describe the troubles Johnson had, trying to get his domestic politics accomplished; like his Great Society. In the third chapter I’ll John P. Glennon, Edward C. Keefer and Charles S. Sampson, Foreign Relations of the United States, 1964-1968 Vol. I (Washington 1992). 10 Glenn W. LaFantasie, Louis J. Smith, Ronald D. Landa and David C. Humphrey, Foreign Relations of the United States, 1964-1968 Vol. II (Washington 1996). 9 5 introduce Johnson and his advisers. As I stated before, Johnson had a great but strange personality and because of this personality decisions sometimes were hard to understand for his advisors. In this chapter I’ll also introduce other key players during the years 1964-1965. Who were his advisors, why did Johnson pick them for his meetings and who did he like? According to several historians, advisors such as Robert McNamara and Dean Rusk played a key role in the decision-making during 1964-1965. But were people like McNamara so important for Johnson? It will be essential to see whom Johnson liked and those he couldn’t stand. Did these ‘special’ relationships as he had with Clark Clifford during his Senate years, influence Johnson? In the last part of this chapter I’ll introduce Khong’s Analogies at war and I’ll describe which advisor was influenced by which analogy during the war. In the last chapter I’ll present my results of my study used by researching the Foreign Relations of the United. In this chapter I’ll combine the primary sources with the analogies of Khong, the Groupthink of Janis and the decision-making models of Allison and Zelikow. Chapter I: Governmental Models In this thesis I’ll research several decisions made by Johnson in 1964-1965. Johnson did not make these decisions just by himself, and so it is interesting to research who were important to Johnson and why did they make the decisions they made. Did Johnson make them alone as is often said, or did his advisors play an important role? I’ll look into the person Johnson, his advisors and the decisions they made in the next chapter. In this chapter I’ll describe some models used to analyze modern governmental decision- making. With these models it will be easier to understand the decisions made and what specific historical event, leadership or knowledge were conclusive to make the decision. I’ll use the models of political scientists Graham Allison and Philip Zelikow that are used in Essence of Decision. This book explains the decision-making of President Kennedy during the Cuban Missile Crisis in 1962. The event itself is less interesting for the decision-making in 1965, although several of these decisions relate to each other. Johnson was Vice-President under Kennedy and he may have used this analogy for his own decisions. The models used in the book can be used on a broader scale: the Rational Actor model, the Organizational Process model and the Governmental Politics model. I’ll use this section to explain each model used by Allison and Zelikow. I use Allison and 6 Zelikow for a variety of reasons. First of all the book is used to describe top governmental decision-making up until today. Secondly, they were one of the first to portray a model that didn’t describe the government as a Rational Actor that takes all options into consideration before making a decision. Instead of the Rational Actor, they describe a broader model in which they explain there are more options and factors to take in consideration before understanding decisions leaders make. They see the government as an institute that is able to make mistakes as well and understand errors are made, sometimes at the cost of thousands of lives. Model I: Rational Actor model The first model, the Rational Actor model, is the simplest model. Allison’s and Zelikow’s summarized their model like this: “Each assumes that the actor is a national government. Each assumes that the action is chosen as a calculated solution to a strategic problem. For each, explanation consists of showing what goal the government was pursuing when it acted and how the action was a reasonable choice, given the nation’s objective.” 11 The government chooses between several options and will eventually select the one with the most preferred consequences. In this case we will talk about an agent in the broadest sense of everybody who needs to make important decisions. The authors illustrate the model with the following four points: 1. Goals and objectives: These are the interests and values of the agent(s), they are translated into payoff, utility or preference. What are the objectives of the agent? And what is its ultimate goal? 2. Alternatives: The agent needs to choose between several alternatives before he can make his decision. These alternatives can be as simple as ‘invade or not to invade Vietnam’? 3. Consequences: Each alternative has several consequences regarding its outcome. 4. Choice: This consists of selecting the alternative of which consequences rank highest in the agent’s payoff function. 12 Graham Allison and Philip Zelikow, Essence of Decision: Explaining the Cuban Missile Crisis (Second edition 1999) 15. 12 Allison, Essence of Decision 18. 11 7 This model is simple and most easiest to understand. It looks like every decision can be made with just this model. However, the model only covers the surface and won’t give any detail or background. Model II: Organizational Process model The second model, the Organizational Process model, focuses more on governmental bureaucracy. Allison summarized the model like this: “To perform complete tasks, the behaviour of large numbers of individuals must be coordinated. Coordination requires standard operating procedures: rules according to which things are done.” 13 And, “Rather, the subjects in model II explanations are organizations, and their behaviour is explained in terms of organizational purposes and practises common to the members of the organization, not those peculiar to one or another individual.” 14 Allison and Zelikow again have five points that are important when discussing model II: 1. When, like Johnson, the administration faces a crisis like Vietnam, they don’t look at it as a whole but every department is assigned to perform a specific task concerning Vietnam. In the end they will bring their findings together and look at the best alternative. 2. Organizations are trying to create capabilities. They try to specialize people according to their function in order to avoid them to do thousands of more complicated operations while looking for the solution. Every individual has his own specialization. 3. The next point is what Allison calls constrain behaviour: Individuals and organizations are pre-programmed by all the events they have happened to witness in their lives and other tasks alike they had to complete in the past. This can be the death of one’s mother but also a pre-existing war like the Korean War. Allison explains it with the analogy of a Chinese restaurant: as a consumer you know you can expect a lot of dishes on the menu, and probably all Chinese, in order to get a hamburger you need to go somewhere else. 4. The fourth point is called the organizational culture. The behaviour of individuals in an organization is shaped by the structure of how the organization operates, 13 14 whether this is formal or informal. The result is an entity of the organization. Ibidem 143. Ibidem 144. 8 5. The last point is called the bundle of technologies. In case of the Chinese restaurant Allison calls the wok and the stove important for the chefs to operate. In case of our example in Vietnam this would be the available amount of bombers. 15 We have now discussed two out of three models. What is the big difference between these first two models? Business and education professor James March and psychologist and sociologist Herbert Simon summarized their differences like this: “The first, and analytic rationality is a logic of consequences. Actions are chosen by evaluating their probable consequences for the preferences of the actor. The logic of consequences is linked to conceptions of anticipations, analysis and calculation. It operates principally through selective heuristic search among alternatives, evaluating them for their satisfactoriness as they are found. The second logic of action, a matching of rules to situations, rests on a logic of appropriateness. Actions are chosen by recognizing a situation as being of a familiar, frequently encountered, type and matching the recognized situation to a set of rules. (…) The logic of appropriateness is linked to conceptions of experience, roles, intuition, and expert knowledge. It deals with calculation mainly as a means of retrieving experience preserved in the organization’s files or individual memories.” 16 The first model deals with the simplest Actor in the human mind: the Rational Actor. The choice is being made based on several alternatives and the most rational will be picked. In the second model there is more room for individual experiences, intuitions and the role of the organization as a whole. Model III: Governmental Politics model The third and last model is the Governmental Politics model. Model III can be summarized according to Allison and Zelikow like this: “Model III analysis begins with the proposition that knowledge of the leader’s initial preferences is, by itself, rarely a sufficient guide for explanation or prediction. That proposition is grounded in appreciation of the fact that authoritative power is most often shared.” 17 So even if the Ibidem 143-150. James G. March and Herbert A. Simon, Organizations (2nd edition Cambridge 1993) 8. 17 Allison, Essence of Decision 258. 15 16 9 leader (in this case Johnson) holds absolute power he needs to negotiate with his underlings in order to find the best alternative. This model has five phases as well: 1. Separated institutions sharing power: Each participant sits in a seat that confers separate responsibilities. All individuals will do their best to fulfil their responsibility as well as possible. Political tradition and governmental practice will accentuate the difference between those who are interested and will divide influence between them. In this case we see the different secretaries, for example: State (Rusk) and Defense (McNamara). 2. The power to persuade: One of the jobs of the leader is to get his underlings onboard. He needs their power as well in order to rule. Johnson needed to get his departments head and Congressmen to climb aboard in order to get what he wanted to achieve in Vietnam. 3. Bargaining according to the processes: The presidential persuasion is not played at random. The play is structured around certain processes. Johnson would have had to attend certain meetings and conferences in order to persuade his underlings. 4. Power equals impact on outcome: The influence of the leader is a balance between political, managerial, psychological, and personal feasibilities. The operation must be manageable, acceptable and supported in- and outside Washington. The timing of the president is everything in this phase. 5. Intranational (within one nation) and International relations: This is the relationship between two or more nations. “It is,” according to Allison, “the exceptional case, particularly in relations among close allies, when a national government allows another country to participate directly and meaningfully in its intranational decision-making.” 18 The authors give the example of the Iraq invasion in 1990. President Bush and Prime Minister Thatcher of England met about the crisis. They met before any decision had been made in their own government. After agreeing on what to do they discussed it with their governments. They both chose to share their national power and influence the intranational deliberations in their countries. The third model is complex and wide, and the five points mentioned above can be divided into five new models. The whole model has one thing in common: that several 18 Ibidem 261. 10 people in and around the government always share authoritative power of any government. Groupthink Although I focus mainly on Allison and Zelikow there are more models used to analyse political decision-making. I’ll describe two other models. This model is described in the book Group Think and was written by Irving Janis. The model is often called Groupthink and the main argument of the model is that groups of people have a desire for harmony in a decision making group. People in a group rather agree with each other than critically evaluate alternative ideas. In his book Group Think Janis examined the Japanese attack on Pearl Harbor, the Bay of Pigs invasion and the Vietnam years of 1964-1967. All these events were more or less a disaster for the United States and according to Janis the decisions made during these events were ‘Group Think’ choices. Janis thinks that several higher qualified Washington decision makers were rather scared or unqualified to go against the flow. This ‘Groupthink’ prevented contra dictionary views to be evaluated and analyzed as well. Especially the events in Vietnam Janis mentions are interesting for this thesis. I describe Janis’ model here as an opposite model for the model(s) of Allison and Zelikow, but I also describe his theory here since we will see in the next chapter I may share a different view than Janis does. 19 Analogies at war The other model I would like to describe is the model of Khong. He describes three important events in history that some of the advisors held onto while making their decisions. This is an expansion of Allison’s and Zelikow’s model II, point III; constrain behaviour. It explains that people are pre-programmed by all the events they have happened to witness in their lives and other tasks alike they had to complete in the past. It is important to know what different advisors used as their references while making decisions considering the war. The first analogy Khong is using is the Munich Analogy. The Munich analogy tells us that; “aggression unchecked leads to general war later.” 20 The Munich agreement was an agreement made by Nazi Germany, France, United Kingdom and Italy. This agreement Irving L. Janis, Groupthink (2nd edition 1982). 20 Khong, Analogies at war 64. 19 11 said that Nazi Germany could annex Sudetenland from Czechoslovakia. Adolf Hitler wanted this part of Czechoslovakia because many Germans lived in Sudetenland. Although France and the United Kingdom were actually against the annexation, they gave Hitler this part of Czechoslovakia with the hope his dreams were fulfilled and that he would no longer try to annex more areas around Germany. History showed that Hitler’s dreams were far from fulfilled and it was one of the starting reasons for the Second World War. Some policy makers said that because his aggression in 1938 was not held in check eventually lead to this new World War. The Munich analogy was often linked to the Domino theory. Just like in the 1930’s, advisors were afraid that if the aggression was not contained fast, it would spread like an oil leak on an open sea. After Czechoslovakia, domino’s kept falling after each other: Poland, Denmark, Netherlands, Belgium and France. Now the Americans were afraid that after South Vietnam more South East Asian countries would succumb to Communism. 21 The second analogy is the Korean analogy. This was the analogy based on the Korean War from 1950 until 1953. The main point of this analogy was the intervention of the Chinese in this war. The Chinese became Communist in 1949; some Americans blamed President Truman for letting China become Communist. North Korea acted aggressively towards the South about the upcoming elections that would be held in Korea after World War II. The Americans jumped in to help South Korea and China supported North Korea. The goal of the Americans was to show the North it would not be able to conquer the South. The Americans attacked the North and the Chinese started to help the North. In 1953 a line was drawn at the demilitarized zone to divide the North and the South. The lesson for Vietnam, according to Khong, used by some advisors, was that “if Vietnam was analogous to Korea in that Northern aggression was to blame, if the stakes were as vital, and if U.S. intervention was likely to work, then it could be argued that the United States was obligated to help South Vietnam. (…) The policy implication of these public lessons of Korea is not hard to deduce: if necessary, the United States would intervene to keep South Vietnam independent.” 22 This quote states the Americans were willing to do everything to keep the South non-communist. But on the other hand the Americans didn’t want to escalate the war. They wanted to try to keep the Chinese out of Vietnam. If the Chinese would see that the Americans helped the South, the Chinese 21 22 Ibidem, 175-185. Ibidem, 102. 12 might help the North; the Americans wanted to avoid intervention of the Chinese. This is what became known as the Korean analogy. 23 The last analogy Khong discusses the battle at Dien Bien Phu. This battle, fought in 1954 by the French, was the end of the First Indochina War. The French lost the battle and it influenced the negotiations concerning the future of Indochina in Geneva. The question was how a Western power, with better modern weapons and a better-trained army, could lose from a guerrilla-trained army. The morale in South Vietnam, which should be increased because of French (later American) help, would only increase the morale in the North, since, according to Khong, nationalism is on the side of the rebellion. The French and the Americans would not bring nationalism with their help and so the morale in the South would not increase, and instead of that, Khong thinks that the interventions only strengthened the North in their fight for independence. Dien Bien Phu was typical for this theory. In the first place, the French would retreat from Vietnam; the French were defeated. This defeat would only strengthen the North, they saw that they were able to defeat a modern Western power. Secondly, the North was convinced that a new Western power could be defeated as well; in this case the Americans. The French and the Americans overestimated the “effectiveness of our sophisticated weapons under jungle conditions,” 24 a North Vietnamese army general said. The lesson to be drawn from the defeat of he French at Dien Bien Phu was that it was almost unable to win the war against this kind of warfare in unfamiliar territory 25 The three models of Allison and Zelikow I described above give three views to examine several political events. Where the Rational Actor is the ‘lowest’ level of the political model, the ‘governmental’ model can be seen as the hardest to understand and most difficult model to apply to certain events. When the model is first observed it seems that the individual mind is central to these models; they are central to these models. Although these models can be used together on one event if needed, I’ll use them separately on several events. The three models can be seen as levels and sometimes the decision made won’t get past the Rational Actor simply because one individual is given three or four options and the one that sounds most reasonable is chosen. I may also use just one specific detail from one model, for example, the constrain Ibidem, 97-102. Ibidem, 152. 25 Ibidem, 148-151. 23 24 13 behaviour point seen in the ‘organizational’ process model. This point explains how someone’s past may influence decision making on several occasions. This point of ‘organizational’ process model can be linked to Khong’s analogies at work. The last model I use, Groupthink, can be regarded as an opposite model. The models of Allison and Zelikow focus on the individual advisor, while Groupthink focuses more on the harmonious co-operation of several individuals to make their decisions. Chapter II: Vietnam’s history A brief summary of the history of Vietnam is needed to understand the complicated situation Johnson got in the beginning of 1964. To understand the resistance of the North Vietnamese it is also necessary to depict their history. Describing their history will illustrate the background against which Johnson had to make his decisions. I’ll describe several eras of Vietnamese history. The occupation of Vietnam was the recurring story of this country. Vietnam has a long history of domination by foreign powers. The early Vietnamese history: 950-1859 Vietnam was a region inhabited since the Paleolithic times: prehistoric period of human history. Archeologists had linked the beginnings of Vietnamese civilization between 2000 and 1400 before Christ. Until 200 before Christ, the Vietnamese lived in relative peace. In 257 before Christ the last Hùng king of the Hùng dynasty was defeated and Vietnam was incorporated into the Chinese empire. Vietnam remained a part of the Chinese empire for almost a thousand years. In 938 a Vietnamese lord named Ngô Quyèn won a decisive battle and the Vietnamese regained their independence. The period 950-1859 was called the Vietnamese independence. This was the period in which the Buddhist religion became the main religion of Vietnam. In the eleventh century, at the expense of Cham territory, some rulers conquered territory and finally destroyed the Cham civilization. The notorious Mongols invaded Vietnam in the thirteenth century, but without a notable win of territory. In 1407 the Chinese conquered Vietnam again for fourteen years, they destroyed all libraries and archives. In 1428 Le Loi called himself the emperor of Vietnam when he defeated the Chinese. This dynasty would survive from 1428-1788, until the French colonization period. During the seventeenth and eighteenth 14 century Vietnam was divided in North Vietnam, ruled by Trinh lords under the titular kingdom of Later Le dynasty, and South Vietnam, ruled by Nguyen Lords who also ruled in the name of the Late Le dynasty. Both families built up their wealth but paid little attention to peasants and villagers. By 1739 there was no land left because of these wealthy families who had acquired all the land. Some peasants were set to work on these lands, others died of starvation. 26 As seen in this part, Vietnam had long been divided into different parts before the Geneva Accords in 1954. The separation of 1954 was copied from the seventeenth century along with the political and cultural line that divided Vietnam. The Tay Son rebellion The Tay Son rebellion started in 1772. Three brothers of the wealthy Ho family revolted against the Nguyen dynasty of the South. After they fought the Nguyen family in a war, they fought the Trinh family of the North. Both wars were won by the Ho family. In 1792 Quang Trung, of the Ho family, died and left Vietnam to his 10-year old son. The Nguyen family saw that this dynasty was weakened and asked the French for assistance to rebuild Vietnam. The old bureaucratic system, which existed before the rebellion, was introduced again. The same old problems with the food supply for peasants and villagers returned. The French were eager to help in Vietnam in hope to get some natural raw materials. With help of the French Nguyen Nha proclaimed himself emperor. Meanwhile the French conquered some Southern cities in Vietnam. 27 The last independent emperor of the Nguyen dynasty of Vietnam, Tu Duc, not only faced the escalation of the problems his predecessors had faced but also had to deal with another problem: the French. While Tu Doc was fighting peasants, the French had a new plan for Laos, Cambodia and Vietnam; later to be called Indochina. Some Vietnamese, who became Catholic, were willing to help the French. Some explorers started to investigate the area and looking for a trade network between Europe and Indochina. Tu Duc was forced to sign treaties in favor of the French. These treaties almost took away all his power. When Tu Duc died in 1883, the French took over power. Frances Fitzgerald, Fire in the lake: The Vietnamese and the Americans in Vietnam (New York: 1st edition Little, Brown and Company 1972, 1st paperback Back Pay 2002) 32-53. 27 Ibidem. 26 15 The French and Japanese occupation This was the beginning of a seven-decade period of French domination in Indochina (Laos was added a few years later). There were several opposition movements that tried to end French rule. None of these movements were so effective as the Viet Minh, which was founded in 1941. The Viet Minh, founded by the communist party, was funded by the Chinese Nationalist Party and paradoxically by the Americans. In 1940 the French were drawn into the Second World War; this made it especially difficult to defend France against the Germans and Vietnam against the Japanese. On the other side of the world, the Japanese, an ally of the Germans, had conquered large parts of Asia since the beginning of the 1930’s. During this period Vichy France, the part of France that collaborated with the Germans and the Japanese, maintained power in Indochina but the ultimate power resided in the hands of the Japanese. The Americans funded the Viet Minh in their fight against the Japanese. In March 1945, the Germans were defeated in France and the Free French, French who hadn’t collaborated with the Germans, struck up communications with the colonial authorities. The Japanese didn’t trust the French and interned them all. The Japanese ousted Vichy-French and continued to rule Vietnam as their puppet state: Empire of Vietnam under Bào Dai. During this period the Japanese exploited Northern Vietnam. When the Japanese surrendered in August 1945, Bào Dai stepped down as emperor of Vietnam as well. 28 The French occupation In August 1945, the Japanese were defeated and a new power vacuum arose. It was agreed that Vietnam belonged to France, and so the United Kingdom, the Soviet Union and China helped the French rearm themselves. To help the French, both the United Kingdom and China occupied a part of Vietnam, to hand it over to the French. Meanwhile Ho Chi Minh, leader of the Viet Minh, declared independence of the Democratic Republic of Vietnam using phrases of the United States Declaration of Independence. In March 1946 British troops left Vietnam and soon after they had left the Viet Minh began a guerilla war against the French. This war became known as the First Indochina war (1946-1954). Both Laos and Cambodia got their follower party of the Viet Minh. 29 28 29 Jonathan Neale, The American War: Vietnam 1960-1975 (London 2001) 3-20. Neale, The American War 23-26. 16 The first years, until 1949, the Viet Minh lacked weapons and were barely able to fight the French. By 1949 the Chinese communists had won the Civil War and were now able to rearm the Viet Minh. From 1950 on the People’s Republic of China gave weapons to the Viet Minh. China and the United States opposed each other after World War II in political and ideological theory in what came to be called the Cold War. The policymakers in Washington considered the war in Vietnam a communist takeover, just as the war in Korea. They were convinced that the United States needed to send advisors to help the French. In September 1950 the Americans sent their first Military Assistance and Advisory Group to Vietnam and at the end of 1954 the United States paid more than 80% of the French war effort. In 1954 the French were defeated at Dien Bien Phu. At the Geneva Conference Vietnam was temporarily partitioned in two parts: North and South Vietnam, along the seventeenth parallel. There would be new elections in 1956 to reunify the country. In 1954 Ngo Dinh Diem was appointed Prime Minister of South Vietnam and in 1955 he announced that the elections of 1956 would not be held. The Americans knew that the elections would be a devastating loss for the democracy they adhered; they made sure that the elections of 1956 did not take place. Diem wasn’t popular in Vietnam. He was a weak political leader and faced a couple of coups against his regime. Even with the help of the Americans he barely survived. The sect crisis during the mid 1950s was another problem for Diem. These sects, which were just like the French Catholics, got control of several areas in Vietnam. The French gave the sects these areas so the French were able to fight the Viet Minh. Now that Diem was in power he wanted to control all of South Vietnam and he started to fight the sects in the streets of Saigon. Diem and his advisors ignored the advice by the United States Embassy to handle the sects with caution. After a while even the Senate started to ask the President about the consequences for Diem if he didn’t listen to America. The sect crisis was an example of the bad relationship Diem had with America. American aid Meanwhile Diem and the Americans tried to build a strong South Vietnam. There were a couple of programs that were meant to increase the stability of South Vietnam: increase of Military Assistance and Advisory Group, commercial-import program and reeducation camps. The last were supposed to reeducate communists but also non-communists who did not agree with Diem’s policy. According to Herrings, instead of rebuilding South 17 Vietnam with the commercial-import program: “The massive infusion of American aid thus kept South Vietnam alive, but fostered dependency rather than laying the foundation for a genuine independence.” 30 The Military Assistance and Advisory Groups said to have trained the South Vietnamese soldiers for the wrong war. The soldiers were trained for a conventional war and not for fighting against guerillas. With almost no results from the programs in South Vietnam the bill was extremely high; between 1955 and 1961 the Americans poured more than $1 billion in economic and military assistance. 31 It even got worse when in December 1960 the National Liberation Front was formed. This organization was designed to rally all those disaffected with Diem by promising reforms and independence. In 1960 alone 2500 South Vietnamese government officials had been killed. President Eisenhower saw the gradual escalation of the war during his presidency but he wouldn’t be affected by the war that much since a new law forbade a President to run for President three times. The new President, John F. Kennedy, was forced to solve the gradual escalation problem Eisenhower had got into. Some advisors of Kennedy said that the Americans should withdraw while still possible. 32 Kennedy entered a new era of the Cold War with more problems to solve during the Cold War than any other President. Kennedy faced the Cuban missile crisis, invasion of the Bay of Pigs, the Berlin Wall and above all, the Vietnam War. All this happened in less than three years. To show how little Eisenhower was influenced yet by the Vietnam War, Herring wrote: “Vietnam was not regarded as a major trouble spot in the administration’s first hundred days. Eisenhower had not even mentioned it in briefings, and it was only in January, after reading a gloomy report by Landsdale, that Kennedy learned of the steady growth of the insurgency and the increasing problems with Diem.” 33 During the summer of 1961 advisors of Kennedy pressed for escalation in Vietnam. Kennedy, who was not sure what to do, sent Walt Rostow and Maxwell Taylor to investigate the conditions of sending any troops to Vietnam. Rostow, an economic and political theorist, and Taylor, Rostow’s military advisor, recommended significant expansion of American aid to put the war to a quick end. A big discussion arose between the advisors of Kennedy in Washington. Kennedy, who was scared to lose face, chose the Herring, America’s longest war 75. Ibidem, 68-78. 32 Ibidem, 86-87. 33 Ibidem, 92. 30 31 18 direction Taylor recommended; gradual expansion of military advisors. Historian Michael Cannon thought that Kennedy, who knew from the beginning that gradual expansion wouldn’t be the solution for this war, refused to abandon the struggle for political reasons. In this case Kennedy was afraid of a full-scale escalation and for that reason he didn’t listen to his advisors. 34 Meanwhile, Diem adopted the ‘strategic hamlet’ program. This program was meant to gain active participation of the rural population against the National Liberation Front. The peasants were brought to strategic hamlets, which were defended by South Vietnamese soldiers. The Americans, who supported this effort, increased its military advisors from 3205 in December 1961 to over 9000 by the end of 1962. The program failed to achieve its goal: to defend the rural population. The soldiers had difficulty to separate the National Liberation Front fighters from their own people. Sometime even women and children were shot just to be sure that no National Liberation Front guerilla would pass the hamlet entrance. Herring said: “Throughout 1962, Vietnam remained an operational rather than a policy problem.” 35 The year 1963 was characterized by the lightly optimism about the war. In this atmosphere Secretary of Defense, McNamara, even insisted on withdrawing some United States forces on grounds of that their mission was done in Vietnam. Some advisors later said that Kennedy would have withdrawn the troops if he had survived another election in 1964. The year ended unstable in South Vietnam when both Diem and Kennedy were killed within a month of each other. Diem was killed because of the growing dissatisfaction with his policies, by a group of South Vietnamese generals. The Kennedy administration knew of the coup but didn’t do anything to save Diem from being killed. Lyndon B. Johnson, vice President to Kennedy, would become President for the remaining years until his election in 1964. 36 From this moment on Johnson would change the ‘little’ commitment the Americans had to the South Vietnamese into a major war on the Asian mainland. His Great Society 37 was said to be his main focus during his presidency, but Vietnam would Michael Cannon, “Raising the stakes: The Taylor-Rostow Mission, Journal of strategic studies 12 (June 1989) 153-158. 35 Herring, America’s longest war 109. 36 Herring, America’s longest war 109-126. 37 This program was initiated to educate, develop depressed regions and remove obstacles to the right to vote; to fight against poverty. 34 19 draw more and more of his attention. With Diem gone, the National Liberation Front stepped up their military operations in South Vietnam, hoping that the United States saw no other option but withdrawal. The twelve generals, who were now in charge, found little support among the various groups that opposed Diem. In January 1964 General Nguyen Khanh overthrew the generals who had good reasons to assume they were not able to rule the country. During this restless period in South Vietnam, Washington agreed that the chance to resist the insurgency by the National Liberation Front would be diminished every day. Johnson relied heavily on several of the advisors of Kennedy: Dean Rusk, Robert McNamara and McGeorge Bundy. Johnson, who was afraid of what the world would think about him and didn’t want to be the first President to withdraw from a war, made Vietnam his keystone. After the death of Diem more and more people in the United States started to think that this war was hopeless. Charles de Gaulle proposed a neutralization scheme; Johnson rejected it without serious consideration. Some key senators started to turn against the war; Johnson would not change a thing of his current course. 38 The American intervention On August 2, 1964 the course of the war changed dramatically for Johnson and his advisors with the Tonkin Gulf incident. The USS Maddox encountered a group of North Vietnamese torpedo boats. The torpedo boats attacked the island Hon Me, assuming that the USS Maddox supported the covert attacks and they closed in on the Maddox. The USS Maddox opened fire and drove the torpedo boats away. Johnson was enraged and afraid that the North Vietnamese would think lightly of the Americans, since they didn’t retaliate the attacks. Two days later on August 4, the sonar system of the USS Maddox indicated North Vietnamese boats. The USS Maddox immediately sent a signal saying they were under attack. An investigation later proved that the sonar system had perhaps not been working properly because of the bad weather. The second attack on the USS Maddox never took place. Nonetheless this incident was used to approve the retaliation attacks on North Vietnamese torpedo boats. These attacks also convinced Congress for a 38 Herring, America’s longest war 132-140. 20 Congressional resolution authorizing the President to take all necessary measures to deter any armed attacks. This resolution was called the Tonkin Resolution. 39 In November 1964 Johnson defeated Barry Goldwater with the biggest majority ever in the presidential elections. Later historians said he had won so easily because of his quick response to the August 4 ‘attacks’; for the people he proved to be the leader to deal with Vietnam. In 1965 two major events changed the Vietnam War forever: bombing several targets (operation Rolling Thunder) and the decision to send ground troops to Vietnam. South Vietnam was weakened. Khanh resigned, but the civilian government was not able to create a stable South Vietnam and the National Liberation Front increased pressure on the South. The military chiefs already pressed for months for military action; Johnson was forced to do something. On 7 February 1965 air strikes started under the name operation Flaming Dart. These air strikes were a retaliation for the attack in Pleiku on a United States army barrack. McGeorge Bundy and John McNaughton advocated a stronger program: Rolling Thunder. This operation would last until November 1968 and tried to force the enemy to his knees with gradual bombing attacks. On March 2, operation Rolling Thunder started just below the 19th parallel. Directly after the start ambassador Taylor complained that the first air attacks did little damage and the pressure rose to expand the bombing. Rolling Thunder was the pretext to the second major decision in 1965: ground troops. In late February, General Westmoreland asked for ground forces to protect the air base at Da Nang. Although Taylor objected because it would be difficult to withdraw, Johnson didn’t listen and sent the two marine divisions on March 8. Taylor would be right, as in mid-March Westmoreland asked for two army divisions. These divisions would be sent eventually, but not with the purposes Westmoreland had suggested. They were sent to protect American bases and allowed to attack only fifty miles from their bases. This strategy was called the so called ‘enclave strategy’. As Johnson, after a few years, was not able to keep his attacks secret, criticism rose. Especially students and teachers at universities gathered and protested against the bombing. At first, Johnson was able to justify the bombing by explaining that the air strikes were a retaliation of the Pleiku attacks by the National Liberation Front. Multiple 39 Herring, America’s longest war 141-145. 21 allies tried to arrange negotiations meetings; Johnson didn’t want to listen to any proposal. In May a new regime assumed power in South Vietnam. Khanh was not able to bring the country together and the so-called Young Turks took over: Vice Air Marshal Ky and General Nguyen Van Thieu. Taylor regarded Thieu as a reliable and reasonable man. According to Westmoreland this would be the time to intensify the war, both through bombing and by ground troops. In July McNamara visited Vietnam. When he came back he recommended a gradual deployment of additional 100.000 combat forces. In July, Johnson would only send 50.000 but told Westmoreland in private that he would send another 50.000 soldiers before the end of the year. He would also intensify the bombing from 3600 sorties in April to 4800 in June. Herring concluded that the Americans, in 1964 and 1965, had made some major ‘miscalculations’. Johnson thought that he could win the war by putting just enough effort to get the result he wanted. But what was just enough to get out of Vietnam with a victory? Alternative explanations We’ve seen the Vietnam War described up until 1965 and it seemed that Johnson had no other option but intervening in Vietnam. Although Herring agreed that external factors also played a role in Johnson’s decision-making, his main argument for Johnson’s decisions was his ‘miscalculation’ and one might even say that Herring argued that this war could never be won anyway. I would now like to focus on what Khong calls “alternative explanations of the Vietnam decisions of 1965.” 40 I explained the analogies of war from Khong in chapter I. In his book he also refers to some alternative explanations that are not so much related to an event. Several advisors can nonetheless use these explanations and that’s why I describe them here. It is important to illustrate the other (foreign threats) arguments that Johnson had to take into consideration. These arguments will also show the difficult position Johnson was in during his decision making process; he had many things to take into account before making a decision. With the history of Vietnam described above, these explanations are more understandable. First of all, there was the containment politics. The word containment was connected with President Harry Truman (1945-1953). The goal of containment politics Yuen Foong Khong, Analogies at war: Korea, Munich, Dien Bien Phu, and the Vietnam decisions of 1965 (New Jersey 1992) 190. 40 22 during the Cold War years was to prevent the spread of communism throughout the world. So it was feared that if South Vietnam would go communism other countries around Vietnam would become communist as well: the Domino theory. For Johnson it was unacceptable to let a country become communist during his presidency. 41 Secondly, the political-ideological theory described the hawkish and the dovish argument of the decision-making. This theory emphasizes that if a politician was a hawk, he will normally go for hawkish solutions. The same can be said about dovish politicians. In this case Khong took George Ball as an example; Ball chose Dien Bien Phu as his analogy to describe why intervention was a bad idea. Dien Bien Phu was a major defeat for the French, why would the Americans be able to defeat the Viet Minh guerilla tactics? Ball was dovish, so that explained his choice. Johnson was more a hawk and chose the Munich analogy. This analogy focuses on the theory that if Hitler had been stopped early on there wouldn’t have been a Second World War. The problem with this theory was that it was quite inflexible; there wasn’t any room for alternatives. If we believe this theory, the doves were outnumbered and the hawks would immediately go for a fullscale war; Washington chose not directly for a full-scale war but slow escalation. Therefore it was important to understand the difference and the value Johnson attached to his dovish advisors. 42 The third focused on the bureaucratic politics. This theory can best be understood by the organizational missions from each department within the United States. Thus the military staff emphasized that a war against Ho Chi Minh and his men would be the best way to contain communism. The Joint Chiefs of Staff agreed with General Westmoreland most of the time, who favored intervention. In this case the theory might be right. On the other hand the State Department would go for the slow escalation. The State Department which was needed for the foreign politics of America should also be in favor of intervention according to this theory. The last was all but true; Dean Rusk was one of Johnson’s main advisors and he was pro intervention. This example showed there were more parties than just plain dovish and hawkish. 43 The last alternative was about the domestic politics. This theory was more specifically focused on Johnson. The theory explained everything Johnson decided, Khong, Analogies at war 192-194. Ibidem, 196. 43 Ibidem, 198. 41 42 23 bearing in mind his Great Society. According to this theory Johnson was willing to do everything in Vietnam to save his Great Society. Khong used the example of the loss of China in 1949; China adopted communism as well. After the ‘loss’ of China a discussion followed how this could have happened. Johnson was afraid that if Vietnam fell, this decision would arouse as well and his plan of the Great Society would go down the drain. Especially during his first years in office, Johnson gave the American people and Congress the idea that the war would not consume inordinate human and financial sources. This theory thus explained every decision Johnson had made concerning his domestic policies as his own baby he had to take care of. Johnson later explained that his one true love was shot in Vietnam. With his true love he meant his Great Society. 44 In this chapter we have described the history of Vietnam. It is full of wars and occupation by foreign powers. It is actually the unknown alternative for the Americans Khong is not talking about. The Americans should have known that the Vietnamese had a long history of fighting foreign powers and that they would fight until they died. This should have been one of the main concerns of the Americans when they started to plan a war in Vietnam. The Americans did not look into the history of Vietnam. A lesson they paid the price for in the end. Chapter III: Johnson, his advisors and his policy To understand President Johnson’s decisions, it is needed to understand his way of communicating with other people. Firstly, his communication skills. What were his strengths and weaknesses when it came to dealing with his advisors? Did he tolerate contradictions from his advisors? How did he handle the press? Secondly, important for Johnson were his advisors. Who were his advisors, what was their background and what was their stance towards the Vietnam War? Did Johnson attach any value to their judgement? I’ll only address attention to the advisors that I think were substantially important to Johnson. Johnson’s way of dealing with other men is important because it will influence him on the decisions he makes. Besides his way of dealing with other men he had a weird personality that I’ll describe as well. I’ll use journalist David Halberstam’s book The best and the brightest to describe the advisors around Johnson. In this book Halberstam describes the advisors around 44 Ibidem, 200-202. 24 President Kennedy, the predecessor of Johnson. Johnson also chose most of these advisors for his government. Halberstam describes the background of these men, from their birth to the decisions they made in Vietnam. I use this source since Halberstam describes these advisors of Johnson as intelligent men. Halberstam is wondering why these brilliant men found it so hard to find the right decision. Most of them studied at Harvard were best of their class in their year or served in several prestigious societies. Halberstam tries to explain that even the most educated men weren’t able to find a solution for this war. He finds it incomprehensible that these people, with their knowledge, took these decisions. Together with the models I explained in chapter I, it will be made clear later in this thesis why these decisions were made. Lyndon Baines Johnson Lyndon Baines Johnson was the 36th President of the United States of America. As a President he was the Commander in Chief of the United States forces. He was the main decision maker in Washington, if he didn’t like anything his advisors said, he could stop it or not cooperate with their plans. It has to be pointed out that his biographer Robert Allen Caro said that Johnson was one of the hardest persons to describe because of his complicated personality. I will give a summary of the notable life of Johnson. Lyndon Johnson was born on August 27, 1908 in Stonewall, Texas. In his first school he was elected President in his eleventh class, a first sign of the leader to come. He graduated in 1924 at the Johnson City High School. In 1926 he enrolled in the Southwest Texas State Teachers’ College where he graduated in 1930. In the meantime he worked as a teacher for Mexican schoolchildren at a school in Cotulla. In the 1930’s he got his first real political experience when he campaigned for the Texas State Senator Welly Hopkins, running for Congress. In November 1934 he married Claudia Alta Taylor (nickname Lady Bird). Johnson had two daughters, Lynda Bird and Luci Baines Johnson. 45 This was also the year he attended the Georgetown University Law Center for a couple of months. He was appointed head of the National Youth Administration, which was part of the New Deal program under President Roosevelt. This program was designed to create jobs and educate young people during the economic crisis of the 1930’s. Two years later he would quit the job to run for a position in the House of See how his wife and his daughters all got the initials LBJ; Johnson thought that might help them in their career in politics. He copied this of President Roosevelt; FDR. 45 25 Representatives. He would win the election and attain that position until 1949. He was notorious for his long working days and his working attitude during the weekends. In 1942, Johnson was sent on a mission to inspect the conditions in the Pacific during World War II. Johnson, not really critical of working conditions, reported back that the Pacific needed a greater share of the war supplies, since the war material they were using were unacceptable to use for the Americans. If even Johnson thought that the war material was bad, it was a sign for Washington to replace the old with some new materials. In 1948 he ran again, after running in 1941 as well, for Senator. This time he would win the election. He would become Senate Majority Whip in 1951; the assistant Democratic leader of the Senate. According to his biographer Robert Caro he got the position due to his good friend and fellow Senator Richard Russell: “No detail analysis of Johnson’s selection as Assistant Democratic Leader – at the age of forty-two and after just two years in the Senate – is necessary. He had gotten the job for the same reason he had gotten the chairmanship of the Preparedness Subcommittee: because of the support of one man.” 46 According to Caro, Russell was in control of the Senate during the 1950’s. Johnson listened to him, made sure he was around Russell all the time and eventually became friends with him. Johnson had a sensor for power and was attracted directly to it. In 1953 he became the Democratic minority Leader and a year later, when the Democrats won majority in the Senate, Majority Leader. Caro considered Johnson one of the greatest Senators ever for his ability to gather all information he wanted inside Washington. Johnson was great in discovering someone’s strengths and weaknesses, and with that ability he was able to break someone if necessary. He ‘passed’ the Civil Rights Act of 1957. Although first strongly opposed to the bill, he would later claim the much weaker version was his accomplishment to get past the Senate. Due to his success he would be selected as Vice-President during the presidency of Kennedy from 1960 until 1963. In this period Caro said he was stripped of his powers. The once so strong Johnson was bound to his office and unable to do anything remarkable. They were afraid that if they unleashed him, they wouldn’t be able to stop him. When in November 1963 President Kennedy was shot, he was unleashed; he became the 36th President of America up until 1968. 47 46 47 Robert Allen Caro, The years of Lyndon Johnson: Master of the Senate (May 2003) 366. Robert Allen Caro, The years of Lyndon Johnson: The passage of Power (May 2012). 26 The first remarkable thing about Johnson was his posture. Almost taller than any other person walking around in Washington, he was famous for his ‘treatment’. He would come a few inches close to your face and bent his body almost all over your body until one wasn’t able to move anymore. In this position he would have a conversation for several hours if needed, to convince somebody of his views. Most Senators familiar with the ‘treatment’ tried to avoid it or otherwise they would quickly agree with him. Secondly, during his entire career, Johnson was a workaholic and he expected his staff to be as well. He couldn’t sleep when something had gone wrong or hadn’t been finished. Short hours of sleep were as normal as his daily breakfast. This might be the reason he got a heart attack in 1955. 48 Loyalty was one of the character aspects of Johnson. He was loyal to his superior. Whether it was House of Representative Sam Rayburn, Senator Richard Russell or President Kennedy, he would remain loyal until death would separate them. So he expected loyalty from his staff as well. “If Johnson”, Caro said, “had a thought during the night that he wanted to communicate to a member of his staff, he simply picked up the telephone and called him or her at home, no matter what the hour.” 49 He also expected that his staff would keep his secrets to themselves. He would unleash a storm in the White House when someone of his staff had leaked something to the media. He would yell to his staff and sometimes he cursed them. The most striking part of his personality was his rudeness towards people. He would say or do anything he thought appropriate; almost everything was appropriate as long as they were lower in the hierarchy. His goal seemed to comfort people by trying to be as normal as possible but sometimes he got too close with people and then “he would also urinate in front of his own secretaries – and since some of them were attractive young women, this, too, was startling to those who witnessed it.” 50 The geniality in which he tried to comfort people was ‘lovely’ but confronting as well. People tried to get out of the awkward position as soon as possible and while trying they gave in to Johnson’s will. So it was the comfort zone that was important if one wished to speak to him. “It was”, journalist David Halberstam said, “one more sad aspect of Lyndon Johnson that there was the quality of the bully, and the reverse quality as well; he was, at his best, He smoked a lot as well until 1955. Caro, The years of Lyndon Johnson: Master of the Senate 129. 50 Ibidem, 121. 48 49 27 most open, most candid, most easy to reach, most accessible when things were going well, but when things poorly, as they were bound to on Vietnam, he became impossible to reach and talk to.” 51 The press was important to Johnson for two reasons. Firstly, the press was the perfect example of how Johnson treated other people; when needed them for political ends, he treated them nicely, when not needed he would treat them harshly. Secondly, in the important year 1965 the media was one of Johnson’s main enemies. He wanted to keep the policy of Vietnam from the media as well as possible. At the beginning of the year he would be quite good at keeping the media at a distance, but the more America got involved in the war, the more he was forced to tell the ‘truth’. He always had a love- hate relationship with the press. On the hand he knew that he needed the media to help him to get in favour with the people. He knew which journalists he could trust and so he would tell them more secret information. On the other hand he would enrage when something leaked towards the media he didn’t want them to know. Johnson had his own policy when it came down to the media. He, Halberstam said, “didn’t want any mishaps. He wanted to minimize the chance of controversy and confrontation – wanted to have publicity without, so far as possible, the danger of bad publicity.” 52 However Johnson, wanted to play as fair as possible, he wanted to say in the end that he said everything he knew but that the media wasn’t paying attention or misinterpreted the information, “Although he had approved the immediate deployment of 100.000 troops followed by another 100.000 in 1966, he revealed publicly only that he was sending 50.000 troops, and he made the move as painless as possible by refusing to call up the reserves and increase taxes. He announced his decision on July 28 at a noon press conference instead of at prime time and lumped it in with other items in a way that obscured its significance.” 53 Johnson, afraid of the consequences of sending more troops to Vietnam, was clever enough to bring the information at a time when it fitted Johnson best. In this quote he brings the information at noon, when he thinks fewer people pay attention to the news. His viewpoint on the Vietnam War brought on a huge debate. Why did he go to war? Did he even want to go to war? Did he want to prove something during the David Halberstam, The best and the brightest (New York 1992) 591. Ibidem, 323. 53 Herring, America’s Longest War 166. 51 52 28 Vietnam War? His main goal during the Vietnam War period was not the war itself but the legislation of his Great Society. The two main goals of the Great Society were to eliminate poverty and racial injustice. With more and more money going to the war he was afraid that Congress would deny several of his domestic legislatures. Because of all the money going to the war there would be less money for his Great Society. So that was one reason to get the war over quickly. Another reason not to think too lightly of the war for Johnson, was that he would be the first President to lose a war and Johnson not wanted to be the President to be remembered ‘as the one that lost Vietnam’, like Truman was remembered as the President who let China become Communist. Halberstam said that Johnson knew exactly what he was doing; he would only go to his staff meetings to give the impression that they had anything to contribute. According to Halberstam, “the men around Johnson served him poorly, but they served him poorly because he wanted them to.” 54 Halberstam seems to suggest that if everything remained vague about the war, Johnson would have an alibi when Vietnam would fail; it was done to hide that they were heading towards a real war. So Johnson was expanding the war gradually while trying to cover most of the differences within the administration or, “slicing the salami in pieces so thin that they were never able to pin him down.” 55 Johnson must have been desperate during the year 1965; late 1964 he didn’t dare to escalate, at the beginning of 1965 he didn’t see any other option but starting Operation Rolling Thunder and a few months later the first ground troops would go ashore in Vietnam. Robert McNamara Robert McNamara was the Secretary of Defense under President Kennedy and later under President Johnson. He would occupy the position from 1961 until 1968. As Secretary of Defense McNamara was responsible for the armed forces in Vietnam. It was his task to calculate and predict how many forces needed to be sent to Vietnam. But he had another important ‘role’ as Secretary of Defense as well; he needed to keep his generals in the army content. The generals in the army wanted to show their strength, some of the officers had never been to a war and Vietnam would be a good time to show off. The Chiefs of Staff are the highest ranking generals and have an advising role to their Secretary of Defense; Robert McNamara. 54 55 Halberstam, The best and the brightest 596. Ibidem, 593. 29 McNamara was born on June 9, 1916 in San Francisco, California. He graduated from Berkeley University in 1937 with a bachelor in economics and minors in mathematics and philosophy. He obtained his master at Harvard University. During these years he was in several prestigious associations like the Order of the Golden Bear at Berkeley. In 1940 he would return to Harvard to teach accounting in Business School. In 1943 he entered the United States Army Air Forces, serving most of World War II with its Office of Statistical Control. When he left in 1946 he joined the group of “Whiz Kids” 56 to help the Ford Company recover from its money-losing era. They managed to get the company back on track and in 1960 he became the first Ford President from outside the Ford family. 57 Halberstam said about McNamara: “The body was tense and driven, the mind was mathematical, analytical, bringing order and reason out of chaos. Always reason. And reason supported by facts, by statistics – he could prove his rationality with facts, intimidate others. He was marvellous [sic] with charts and statistics.” 58 A smart man who was admired in Washington, Kennedy called him the ‘star of my staff’. He was a rationalist, combined with his persuasive qualities; he was able to force any point of view on anyone. “It was what made him so effective: the total believe in what he was doing, the willingness to knock down anything that stood in his way, the relentless quality, so that other men, sometimes wiser, more restrained, would be pushed aside.” 59 These qualities and his loyalty was what made attracted Johnson to McNamara. Johnson and McNamara shared a lot of the same values. He was a man of the military and he didn’t believe in the stories of his civilian staff. Journalists were, according to McNamara, adversaries. They never believed or understood anything he said. So when the options for war were shown, McNamara picked, according to Halberstam, the moderate one: “There, that was reassuring: it was not final, not irreversible and it bought time.” 60 These were three very important aspects for Johnson to choose for the moderate way and for these three reasons Johnson was glad that McNamara was his Secretary of Defense. The last one was very important to Johnson; he Ten United State Army Forces veterans who became Ford Motor Company’s executives after WO II. 57 Halberstam, The best and the brightest 224-234. 58 Ibidem, 217. 59 Ibidem, 219. 60 Ibidem, 503. 56 30 didn’t want to make the decision that would lead to the war spiralling out of control. McNamara wanted to keep his Chiefs happy as well but at the same time wanted to give the civilians in office at least the impression that they could still control the war. Dean Rusk The United States Secretary of State under Johnson was Dean Rusk. Rusk occupied this position from 1961 until 1969. As Secretary of State he was involved in the foreign affairs of the United States. This made Rusk an important player in the discussion about the war in Vietnam. Rusk was born February 9, 1909 in a modest family in the rural district of Cherokee County, Georgia. He was one of twelve children. Halberstam describes Dean’s youth like: “Though Robert Hugh Rusk [his father] was a poor white, he was not trash; though they were of modest means, there was a sense of tradition in their house and a belief in what education could do, a passion.” 61 Especially Rusk’s humble background was a thing Johnson liked. As said before, Johnson grew up in a humble family himself. The young Rusk was very religiously. He attended church two times a week and until high school he was convinced he would become a minister one day. In 1927 he attended Davidson College and became a member of the social fraternity Kappa Alpha order. During his times in college he also became a Cadet Lieutenant Colonel commanding the Reserve Officers Training Corps battalion. His military training fascinated Rusk and he was always way more interested in foreign than in domestic politics. His most prestigious accomplishment was his Rhodes scholarship; an international postgraduate award for studying at the University of Oxford. Most interesting was his semester in Germany where he had a close look at the rise of Hitler in 1933. Halberstam describes the misunderstanding of some elite Oxford students in what Rusk believes was one of the mistakes for the Second World War: “The most lasting memory of those Oxford years was a belief that the best-educated and most elite young men of England would not fight; it was, he would tell friends later, the worst possible indication, and England might have been better served if the signal had reflected something closer to the heart and determination of the average workingman.” 62 This is interesting to what Khong is saying: “While admitting that he was very much attuned to the lessons of the 1930s, 61 62 Ibidem, 313. Ibidem, 317. 31 Rusk took pains to point out that these lessons played only a partial role in the United States’ decision to intervene in Vietnam.” 63 In this quote Khong explains that Rusk was very much attracted to the Munich analogy. Rusk believed that if Ho Chi Minh was appeased as well that it would result in the same way as in 1939: a (world) war. During the war Rusk first served in Washington, later in the China-Burma-India Theater in the New Delhi section where he worked with the British colonial regime. He opposed colonialism. Rusk worked together with General Stilwell. General Stilwill and Rusk couldn’t stand the British, but Rusk was said to be a better diplomat and was able to appease some fights between Stilwill and the British commanders in headquarters. These were good years for Rusk; he was promoted eventually from Captain Rusk to Colonel Rusk. Praised for his writings about military expertise, he was appointed to a special political-military group, which would determine the political divisions of the postwar world, which would eventually lead him to the post of director of the Special Political Affairs of the United Nations. In 1945 he joined the Department of State and in 1949 he became Deputy Undersecretary of State for Political Affairs. A few weeks later the Korean War broke out. It would be a painful experience for Rusk. He hadn’t predicted the Chinese intervention and he was in part responsible for the limits under which American troops had to fight. 64 In 1952, when Eisenhower became President, the Republicans took over the White House. John Foster Dulles became the new Secretary of State, but in need of new director for the Rockefeller Foundation, Dulles advised Rusk to take the position. 65 Rusk would occupy the office for eight years. While Rusk was not really a fighter, he waited for the Democrats to come back to the White House in peace. He hoped to get a position in the new government or even trying to run for President. In 1960 he would become the Secretary of State under President Kennedy and would remain so until 1969. Rusk was not one of the ‘Washington guys’, as he would later recall himself. He is described as a hardworking and disciplined man. He liked to sacrifice himself for the greater good; he admired some of the Calvinist ideals. Rusk didn’t show his feelings and humor was rare in Rusk. It was hard to understand if one was a ‘real’ friend of Rusk. According to George C. Marshall secretary of State, whom Rusk admired, Rusk was a Khong, Analogies at war 183. Halberstam, The best and the brightest 303-330. 65 Dulles was chairman of the board of the Rockefeller Foundation. 63 64 32 gentleman. According to Halberstam, Rusk was said to be a loyal Secretary: “For Rusk believed in protecting the President from difficult decisions in he wanted to be protected, he believed in containment, he believed in our morality, as opposed to the immorality of the Communist world, and he believed in the use of force, the primacy of military, and deep down that the war was a crucial test in Vietnam, and that it was essentially a military problem.” 66 He was stable in a sense that he wouldn’t change his viewpoints if these harmed the President. That is why the relationship between Johnson and Rusk was so stable. Rusk was afraid of a split between State and Defense and so he went with McNamara on almost everything he said about Vietnam. Rusk was pro-intervention in Vietnam especially with the history in Korea in the back of his head. According to Halberstam, Rusk “had learned his lesson and learned them well. Munich. Mutual security. Containment. The necessity of a democracy to show dictatorships that it should not be bluffed. And a belief that American force could do anything that its leaders sets their minds to.” 67 His ‘mistakes’ made during the Korean War should have been a warning for Rusk not to underestimate the Chinese; the opposite was the case. Rusk thought that if the Americans had used more force during that war they might have defeated the Chinese as well. So Rusk liked to believe that a quick intervention might help them win the war in Vietnam. George Ball The Under Secretary of State for Economic Affairs and Agricultural Affairs was George Ball. He occupied this position during the Kennedy and Johnson administration. Ball was born on December 21, 1909 in Des Moines, Iowa. Ball was a smart and well-read person. Ball was one of the most traveled persons in Washington and most eloquent. He was seen as an Europeanist. He wanted to have good contacts with the Europeans. Vietnam might destroy that friendship since the Europeans warned America not to get involved in the war in Vietnam. Especially President de Gaulle warned the Americans not to get involved; Ball couldn’t agree more. During the Kennedy administration he was an outsider; as he considered himself wiser than the others of the Kennedy administration. He was more an, as Halberstam called him, iconoclastic man. 66 67 Halberstam, The best and the brightest 346. Ibidem, 581. 33 He didn’t like the whole communist hunt during the McCarthy era. Ball wasn’t afraid of Africa going communist; in fact he hoped they went communist. If several countries in Africa became communist, countries like the Sovjet-Union would have major problems to maintain themselves and their African protégés. Halbertstam described Ball as the man who had his doubts about Vietnam: “Only one man was left at the top level who had open doubts on Vietnam, and that was George Ball.” 68 He describes him as ‘prophetic’, he was one of a few men who dared to say that intervention in Vietnam wouldn’t help bringing the National Liberation Front to its knees. Ball was especially against bombing and this had something to do with his World War II past. He was more worried about the economic future of America. His goal as the Under Secretary of State for Economic Affairs and Agricultural Affairs was to protect the economy in America and not so much the economy in Vietnam. So in that sense it was quite logical that Ball didn’t want to hear anything about bombing or sending ground forces to Vietnam. Ball had another reason not to support the escalation of the war. He had served in the Strategic Survey team during World War II studying the bombing on Germany. It turned out that it inspired the German morale and spurred the industrial production in Germany; the conclusion was that it had had little effect. Hanoi would not be able to respond by air power, so Ball thought that they would respond by sending more ground forces to the South. His doubts and the memos he sent to the President, slowed down the decision making process. Johnson, who was not able and didn’t dare to make a decision to bomb or commit forces to Vietnam, started to doubt the situation over and over because of people like Ball. 69 George McBundy George McBundy is maybe the most consulted advisor of President Johnson in the period November 1964 until July 1965. Bundy was the National Security Advisor of President Johnson between 1961 and 1966. The Senate, together with the President, chooses the Secretaries of State and Defense and as the National Security Advisor is not a Senate confirmed official, he therefore has an individual role in advising the President. 68 69 Ibidem, 491. Ibidem, 491-500. 34 The role of the National Security Advisor may vary and during Johnson’s Presidency Bundy was important to Johnson for his confidence to escalate the war properly. George McBundy was born on March 30, 1919 Boston, Massachusetts. According to Halberstam he attended Groton School, “the greatest prep school in the nation, where the American upper class sends its sons to instil the classic values: discipline, honor, a belief in the existing values and the rightness of them.” 70 In this school he became first of his class and was the editor in chief of the student newspaper. After Groton he attended Yale University. He was a great speaker and became a columnist for the Yale Daily News paper. It is during this period of his life that Halberstam called him a committed internationalist and interventionist. After Yale, Bundy went to Harvard. He wasn’t a real student at Harvard but a Junior Fellow; member of the select Society of Fellows. This prestigious society was founded for extraordinary scholarly and talented students; Bundy was one of them. In 1949 Bundy took the position at the Council of Foreign Relations: a think tank, which is specialized in United States foreign policy. At the Council he studied the Marshall Plan’s aid to Europe. In 1953 he was appointed at the Faculty of Arts and Sciences at Harvard at the age of 34. In 1961 he became the National Security Advisor of President Kennedy. Kennedy called him one of his “Wise Men”. He had an important role in decisions made during the Bay of Pigs (1961) and the Cuba Crisis (1962). Like Halberstam said, these years during the Kennedy period were ‘golden years’ for Bundy. 71 Bundy, a real Republican, was “functional and operational”, he was “not considering the proper long-range perspective, instead he was too much the problem solver, the man who did not want to wait, who believed in action. He always had a single pragmatic answer to a single question, and he was wary of philosophies, almost too wary.” 72 George seemed to be a doer. He wanted to move things around and do it the fast way. Bundy didn’t want to wait too long for a solution. Bundy was convinced that a policy of naval and air action against the North was justified. He believed that there was no short cut to success, but that the Americans had to do everything they could, so they Ibidem, 51. Ibidem, 40-63. 72 Ibidem, 63. 70 71 35 could say that they did everything within their power to free Vietnam from Communism. 73 William Westmoreland The first person who was important for Johnson and his administration and who didn’t reside in Washington was General William Westmoreland. This is important because he almost had no contact with Johnson directly but still I think he had a major impact on the decision-making process. He was the Army Chief of Staff from 1964 until 1968. His first job was to lead the Military Advice Command group, later, when the war escalated, he would become the main leader of the United States forces. Westmoreland would become an especially important information resource for McNamara. McNamara would be influenced by the requests of Westmoreland for additional ground forces several times. William Childs Westmoreland was born on March 26, 1914 Spartanburg County, South Carolina. He went to Spartanburg High and was considered a model boy for his class. He went to The Citadel and ranked number 33 of the 169 students. Although he didn’t end up in the top 10, like most other men in Washington did, he was famous for his leadership. After The Citadel he went to West Point Military Academy. Westmoreland liked the discipline he encountered at the Citadel and West Point. The ordered world was the best world according to William. He graduated in 1936, becoming an artillery officer. During World War II he saw combat in Tunisia, France, Sicily and Germany, reached the rank of Colonel and was appointed Chief of Staff of the 9th Infantry Division in 1944. After the war was over he took a three-month during Business program at Havard. William was an Army officer and he thought that the war could be solved with the so-called attrition strategy. This was a strategy in which one side tries to win the war by trying to let the enemy collapse through continuing losses in material and personnel. This was exactly the reason Westmoreland continued to ask for more forces during the years 1964-1967. 74 73 74 Ibidem, 525-526. Ibidem, 545-562 36 Maxwell Taylor The second person that didn’t reside in Washington and was of importance was Maxwell Taylor. Every country has an ambassador in most foreign countries. The ambassador is important for foreign decision making of the home country. During 1964 up until July 1965 it was Maxwell Taylor who served as an ambassador in Saigon. Taylor was born on August 26, 1901 in Keytesville, Missouri. He studied at United States Military Academy at West Point as one of the best students of his class. Although he was not the best student, it soon became clear that he was a special person in many ways. He was ambitious, disciplined, could be as cold as ice (most other generals didn’t like him) and he spoke several languages: French, Chinese, Japanese, Spanish, German and Italian. He was said to be a general whom civilians related to. He brought peace with him when he walked through a village, local people would say. Because of his diplomatic and language skills he was dropped behind enemy lines on a secret mission in Rome in 1943. Although the mission was partly cancelled, it got Taylor noticed at the highest Allied Command. Later he was assigned to lead the 101st airborne division, which jumped in Normandy on D-Day. After World War II he was superintendent, the commanding officer at the academy, at West Point. In 1949 he was assigned first commander in Berlin. Both were highly political positions. In 1953 he was sent to Korea and he was given the command of the Eight Army. When in 1955 President Eisenhower asked Taylor to come home to become Chief of Staff of the Army, he couldn’t refuse such a prestigious job. After the failure of the Bay of Pigs invasion, he was appointed head of the investigation group, which researched the failure. President Kennedy, who was very impressed by Taylor, gave him the highest military function in America: Chairman of the Joint Chiefs of Staff. In 1964 he became Ambassador in Saigon under President Johnson. He left this post again on July 30, 1965. When Taylor went to Vietnam as Ambassador in 1964, he was a member of the ‘Never Again Club’. This was a club of United States officers who vowed never to fight a land war on Asian mainland without the use of nuclear weapons. He was not in favour of bombing or sending troops. Later in 1964, he had changed his mind. Several reasons made him change his mind. First reason was the awareness of the failure of the projects in South Vietnam. The South-Vietnamese government got worse and the army was far from able to take over the mission themselves. A second reason was the prestige of the men in Washington themselves. Taylor, with such a prestigious career, couldn’t let South 37 Vietnam slip through his fingers while he was Ambassador. Johnson had another reason to escalate the war and start with operation Rolling Thunder. At the end of July when he came home he had changed his mind, but Halberstam said: “when his word carried weight, he had approved the escalation.” 75 Taylor who, again, was against the war, became a nobody and no one would listen to his advice. Lodge would become Ambassador again and the role of Taylor was done. These are a few men whom Halberstam described as the ‘Best and Brightest’. He explained that even people who came from all the best positions in the world and had a great intellectual capacity were not able to solve the problems in Vietnam. He explained their past and with that he was able to explain their decisions concerning Vietnam. Khong’s main focus in his book Analogies at war is, that these ‘Best and Brightest’ were acting with in the back of their mind specific historical foreign policy analogies. To understand the decisions that were made it is important to understand the historical background these men were using. I’ll first shortly describe the specific events Khong is using and after that I’ll explain who uses which analogy. Analogies at work In chapter I we have seen the different models and one them were the analogies of Khong. In this chapter I described several advisors, now it is time to put them together and see who used which analogy. Some of the decision makers used several analogies to explain their viewpoints. These analogies are important in this thesis; they serve as the background for the actual decisions made. First, the Munich Analogy. It was used by Dean Rusk, Robert McNamara, George McBundy and President Johnson. Johnson explained his view about Munich in a bulletin to the Department of State: “Three times in my lifetime, in two world wars and in Korea, Americans have gone to far lands to fight for freedom. We have learned at a terrible and brutal cost that retreat does not bring safety and weakness does not bring peace, because we learned from Hitler at Munich that success only feeds appetite of aggression.” 76 This analogy was only used in 1965. During the Kennedy administration, Rusk and Johnson were not considered as relevant to the administration, so their 75 76 Ibidem, 467. Ibidem, 179. 38 opinions didn’t matter. After the death of Kennedy the use of the Munich analogy slowly returned and after the decision of bombing Vietnam, the citizens of America needed to know why they were asked to risk their lives for a country they had no interest in. Although Rusk agreed with Johnson, he was more careful with the analogy of Munich. He explained to a journalist that analogies can only play a small part in the decision making process. The analogies can be inaccurate when applied to new situations. For McNamara and Bundy it was the aggressor that needed to be oppressed, they were the most hardcore hawks found in Washington. In this sense we could also place Taylor and Westmoreland in this tradition, but there was no evidence that one of them used this analogy to justify their actions. 77 Johnson and Rusk supported the analogy of Korea as well. As seen before, Johnson tried to keep the escalation in Vietnam from the press as much as possible. One of the reasons to keep the information out of the press was because of China. If China heard of the intervening plans of America, they might help out the North Vietnamese. Johnson was afraid that China would intervene in Vietnam; if China intervened in Vietnam there would be no stopping the events happening in Vietnam. So besides the difficulty in warfare the Americans would face if the Chinese soldiers intervened, the American people would also be more drawn into the war. If the Chinese intervened, people thought, there must be something at stake in Vietnam. The citizens of America would start asking questions about the war and eventually Johnson would lose his popularity among Americans. Rusk, like Johnson, saw that if the Chinese intervened, the war would become much harder to win. He had another reason as well to fear the Chinese; as Deputy Undersecretary of State for Political Affairs he was part of a mistake not forecasting the intervention of the Chinese during the Korean War during the 1950’s. Rusk, still haunted by the prospect of the intervening Chinese, was the last person in Washington who didn’t want to be careful with the northern neighbors of Vietnam. 78 The loner George Ball occupied the last analogy. Ball was one of the few people in Washington who openly agitated against the war. Although the battle at Dien Bien Phu was a ground battle and had nothing to do with the air strikes discussion that started in October 1964, Ball tried to use the battle as a metaphor. He explained that once the 77 78 Ibidem, 174-190. Ibidem, 102-138. 39 United States was on the back of the tiger it would not know when it would be able to dismount. He meant that if the bombing started the Americans would not know when it would be sufficient enough to bring the North to its knees and how much bombing was needed to succeed. A few months later in June 1965, when it was clear that bombing alone was not enough, Ball started to write memos to everyone in Washington who was willing to listen to him. In these memos he would use the Dien Bien Phu analogy to explain the French position in 1954 and he tried to explain that the Americans in 1965 were in the exact same position. Most advisors didn’t listen to Ball; Bundy even sent a memo of his own to the President pointing out that the Dien Bien Phu analogy was not a correct comparison with the decision-making in 1965. 79 In this chapter we have seen two things: the main advisors around President Johnson and their analogies used to make decisions. The advisors of Johnson will be of importance when studying the cases around the decisions made in 1964-1965. The analogies they use explain their own history a little bit; what did they experience in their lives, but also in some cases it is a good prediction of their advice to Johnson. Some of the advisors used their experience, either for good or bad, to explain decisions they had made. Often a decision is made and an analogy is searched for to strengthen the reason for the decision. Chapter IV: Decision making in Vietnam: 1964-1965 I’ll start analyzing the sources from August 2, 1964 until May 1965. I think August 2, 1965, was a change of course in the Vietnam War. This was the month the Tonkin incident took place and Johnson openly started to fear for his position. I take May 1965 as the last month since that was the moment Johnson decided to stop bombing North Vietnamese targets and he had no idea what should be the next step in Vietnam. From this moment on there would be no turning back to what President Nixon would later call “Peace with Honor”. 1964: The Tonkin incident I analyse two major events in 1964: the Tokin Gulf incident and the visit of Ambassador Taylor to Washington. The first event, I have just explained, as I think this was the start 79 Ibidem, 148-154. 40 of the quagmire dragging Johnson down. It was the first real decision Johnson needed to make and he was afraid to make the wrong choice. The second event was important because Taylor was of great importance during this period because of the weakness of the government in South Vietnam. During the period August 11 and September 5, Taylor almost sent a telegram to Washington about the new developments daily. Taylor was close to the fire and had the best view of all decision makers on the problems going on in Vietnam. His advice to Johnson, when he came to Washington, was of great importance for Johnson’s future decisions. The days after the Tonkin incident, the Embassy in Vietnam was on high alert, and decision-makers in Washington were discussing the next step to take in Vietnam. The second attack on the USS Maddox, the one that probably never happened, triggered a meeting at the Pentagon with McNamara, Deputy Secretary of Defense Vance and director of the Joint Staff of the JCS, Burchinal. The meeting started at 9:25 AM and after a while McNamara called Johnson to tell him that they were preparing several options in retaliation to the attacks to be presented to Johnson. McNamara and the others prepared four options all starting with “Air strikes (…)”. All the options that were given to the President were air strikes; there was no other option of choice for Johnson. Options to wait for another attack, to send combat troops or to send Bundy over for negotiations, were not mentioned. Around 11:00 AM McNamara summoned Rusk, Bundy and the rest of the JCS to tell them of their ‘plan’. At 12:40 PM they all arrived at the White House and they joined the National Security Council and Johnson. They informed them as well and around 1 o’clock they went for lunch. At 3 o’clock they separated again and convinced the President to go for retaliation attacks. Rusk sent a telegram to Vietnam that they should prepare for airstrikes. McNamara and his Joint Chiefs of Staff meanwhile prepared how the airstrikes should take place, but Johnson had already made the most important decision; the decision to bomb Vietnam. In less than a day he had made the bombing decision. 80 Model II, Organizational Process model, is not a match to this event. According to this model, “Coordination requires standard operating procedures: rules according to which things are done.” 81 There need to be rules for individuals in order to fulfil their John P. Glennon, Edward C. Keefer and Charles S. Sampson, Foreign Relations of the United States, 1964-1968 Vol. I (Washington 1992) 602-611. 81 Allison, Essence of Decision 143. 80 41 job and each apartment is assigned a specific task. There was almost no research after this incident. The major players were McNamara, Bundy and Rusk. They convinced Johnson within a day to take actions against this attack. McNamara, Bundy and Rusk did not research something in their own department but convinced each other of their own opinion. Model III explains the power of persuasion and takes a longer time period to reach a well-considered decision. McNamara, Bundy and Rusk used their power to persuade but not all options were looked into to give a well thought-out decision for Johnson. Model III in this case is too difficult for this event. The group is, compared to all the people they needed to convince in Washington, too small to even think of groupthink. Allison and Zelikow see this event in the ‘Rational Actor’ model; model I. The goals and objectives are clear: McNamara at his meeting, proposed an air strike on Vietnam and Johnson agreed as long as it was not told to the media (yet). There were hardly any alternatives to choose from for Johnson, it would be an air strike and McNamara would find out which one would be the best at the time. Although the consequences were not clear then, it was intended to scare the Vietnamese and keep the peace. The rational mind of Johnson spoke in this case and reading these sources it becomes clear that Johnson wanted to get it over quickly but carefully. He carefully asked Congress that same night for approval of his plans. They agreed and gave him the so-called Joint Resolution on Southeast Asia (Tonkin Resolution) on August 7. On the same day Johnson replied to Chairman Khrushchev about the Tonkin incident. Johnson said, “I repeat that we seek no military base or special position in this area and that our sole purpose is to enable the nations there to maintain their independence without outside intervention.” 82 He made clear that he didn’t want to escalate the situation and that a military base was not an option, but he was not saying a word about the upcoming air strikes. Model I stands out best in this case. The goal was to show the North Vietnamese that aggression would be met with aggression and that the Americans would not be deterred. The objective was an air strike. There were almost no reasonable alternatives and the consequences were far from clear. 1964: Taylor’s visit in Washington 82 Glennon, Foreign Relations of the United States 648. 42 In September 1964 Ambassador Maxwell Taylor visited Washington. He was to report about the situation in Vietnam, especially the South. The last few days, still in Vietnam, Taylor got advice of all leaders in Vietnam trying to ‘influence’ Taylor before he visited Washington. The situation in South Vietnam was getting worse, exemplary was the way General Westmorland was trying to describe the training program set up for the South Vietnamese to defend their country: “I also describe military problem areas. These, as you know, are many; but all are susceptible to solution assuming that political stability can be achieved, and that the Armed Forces, particularly the Army, remains intact and unified in its purpose. Under the present circumstances, however, the continued solidarity of the Armed Forces is in doubt.” 83 Westmoreland was already in doubt about the political stability in Vietnam being achieved, between the lines you can read his doubts about the program, but as a man made of steel, he never admitted that. Taylor at that moment knew there was some trouble with the government of General Khanh; the situation as Taylor described was unstable and the future far from secure. On September 8 Johnson got a document called ‘Courses of action for South Vietnam’ 84 drafted by George McBundy, John McNaughton (assistant Secretary of Defense) and Taylor. This document contained four major recommendations for South Vietnam for the next few months. Packed with his knowledge Taylor went to the White House to meet up with the President and his staff on September 9. Since all attendees had read the document, the discussion was mainly about the document but the general opinion can be summarized with Rusk’s saying that “He thought we should take the four recommended actions and play of the breaks;” 85 they all thought the same. For Johnson there was not really a chance to think differently, all his advisors, military or not, were on the same level. Taylor’s opinion was often asked in this discussion and most noticeable was his pronouncement about the armed forces: “The President asked what would happen if our proposed efforts did not strengthen the government and if instead it got weaker and weaker. Ambassador Taylor replied that as long as the armed forces are solid, the real power is secure. It was vital to be sure of the Ibidem, 736. See enclosure for this memorandum, document 342. 85 Glennon, Foreign Relations of the United States 751. 83 84 43 armed forces.” 86 A statement Johnson might have thought of when he sent in 50.000 troops to Vietnam in 1965; ‘troops are needed to keep Vietnam safe.’ During the conversation Johnson expressed his doubts about the team now working in Vietnam, “we had our best team out there for 60 days and had lost ground.” 87 Taylor thought the President was having the wrong impression and explained that in half of the provinces the program was going well. In all these examples there seems to be no room for an alternative opinion, not even from the President himself. The last few days in Washington, Taylor and Johnson wrote a document that was to be the guideline for the upcoming months in South Vietnam. It is remarkable how the authors of this document were mentioned: “The President has now reviewed the situation in South Vietnam with Ambassador Taylor and with other advisers and has approved the following actions,” as if to say that Taylor was most important and there were some other ‘advisors’ who helped as well but they didn’t really matter. Normally in every official document of the Foreign Relations of the United States everybody’s name is noted but this document seemed to be written by Johnson and Taylor only. I wrote down the important measures of the decisions made by Taylor, Johnson and the other advisors on September 10 1964: “1. U.S. naval patrols in the Gulf of Tonkin will be resumed promptly after Ambassador Taylor's return. (…) 2. 34A operations 88 by the GVN (Government of Vietnam) will be resumed after completion of a first DeSoto patrol. The maritime operations are by far the most important. North Vietnam has already publicized them, and is likely to publicize them even more, and at this point we should have the GVN ready to admit that they are taking place and to justify and legitimize them on the basis of the facts of VC infiltration by sea. (…) 3. We should promptly discuss with the Government of Laos plans for limited GVN air and ground operations into the corridor areas of Laos, (…) 4. We should be prepared to respond as appropriate against the DRV (Democratic Republic Vietnam) in the event of any attack on U.S. units or any special DRV/VC action against SVN. Ibidem, 752. Ibidem, 754. 88 This was a United States program of covert actions against North Vietnam. 86 87 44 5. The results of these decisions will be kept under constant review, and recommendations for changes or modifications or additions will be promptly considered. 6. The President reemphasizes the importance of economic and political actions having immediate impact in South Vietnam, such as pay raises for civilian personnel and spot projects in the cities and selected rural areas. The President emphasizes again that no activity of this kind should be delayed in any way by any feeling that our resources for these purposes are restricted. We can find the money that is needed for all worthwhile projects in this field. He expects that Ambassador Taylor and the country team will take most prompt and energetic action in this field. 7. These decisions are governed by a prevailing judgment that the first order of business at present is to take actions which will help to strengthen the fabric of the Government of South Vietnam; to the extent that the situation permits, such action should precede larger decisions. (…).” 89 The first four actions were almost literally taken from the ‘Courses of action for South Vietnam’ document. A few words were changed, like tit-for-tat was changed to respond as appropriate; the rudeness removed from the document, the rest stayed the same. Three more points, points five, six and seven, were added to the final document but they were abstract and hard to check. The main points drafted and devised by Bundy, McNaughton and Taylor were passed. This means they were pulling the strings in Vietnam at that moment. Johnson fully agreed with these advisors and didn’t change a thing; it was not his decision but the decision of Taylor, McNaughton and Bundy. Taylor who, after the failure of the build up programs in the South became a hawk, and Bundy, who, like Halberstam said, didn’t look at the long-range perspective, were the main architects of this document. Johnson and the rest of his advisors seemed to agree and hoped for the best. Most of the advisors were already pro action against the North so the new document was a first step in that direction. The Rational Actor, model I, is too simple for this event. Model I assumes a simple goal and a rather easy way to achieve that goal. The Rational Actor explains the calculated solution for a strategic problem. The men working on this ‘problem’ had a greater challenge than a simple goal and a strategic problem. In the end he might have agreed with his advisors but not 89 Glennon, Foreign Relations of the United States 758-760. 45 before he had asked everything he wanted to know; he was not the man to give in because he wanted a harmonious conversation. Allison and Zelikow call this case the power to persuade in model III. They explain it the other way around; normally Johnson would need to persuade his advisors. In this case, his advisors needed to persuade Johnson. In the meeting it seemed all advisors were already convinced, except for Johnson who, understandably, kept asking questions. All questions in the end led to that one document. It seemed to be a so-called tunnel vision. It has to be noted that George Ball, the dove among Johnson advisors and the only one against a war in Vietnam, was not attending, invited or welcome at these meetings yet. Ball would start attending these meetings in 1965, but the advisors had already entered the quagmire of the war and turning back was no longer an option. The same situation can be applied to model II, point two: specialize people according to their capabilities. The one who was specialized, in this case, Ambassador Taylor, was needed to give advice and his opinion on the situation; this was needed so not everybody needed to do thousands of complicated operations to find a solution. It made sense that Taylor was asked to write this document. The event can be seen as a combination of model II and model III. The real airstrikes didn’t take place before 1965. Johnson was afraid of not being re-elected if he started bombing right away in 1964. In 1964 Johnson still had the option to withdraw from Vietnam, but all his advisors pointed towards the other direction. It was the upcoming year, when Johnson was officially elected as President, that Johnson would be sucked into the quagmire. 1965: The air strikes 1964 was the year when Johnson was re-elected as President and Vietnam was still ‘quiet’. The real war hadn’t started yet, it was the decisions Johnson and his advisors made in 1965 that would lead them into the nightmare called the Vietnam War. In this chapter I’ll look into three different decisions that were being made: the retaliatory air strikes against Vietnam, the beginning of the United States ground combat forces in Vietnam and the first bombing pause. The situation in Vietnam in January 1965 was terrible, the government was still unstable and the government in Washington didn’t know what to do. In January nothing really happened. A lot of telegrams came in from Saigon about the current situation in 46 the South and Taylor and McNamara made some recommendations about the next step for the Americans, but no decision was made about whatsoever. Bundy sent a memo on January 4 to the President about his concerns in Vietnam: “My own view is that, whatever we may decide to do on particular matters in the coming months, it is absolutely essential to maintain a posture of firmness today. I believe that without firm U.S. language, the danger of further erosion in Saigon is bound to grow.” 90 Bundy was a great proponent during this time period for intervention. He wanted everything to make the North Vietnamese realize that the Americans were not going to run away. Taylor, who by now was sending telegrams to Washington daily, shared a similar opinion to that of Bundy: “A. That we adhere to the advisory system improving and expanding it as necessary. Additional district advisors will be required if the GVN presses on with the war. B. That the U.S. continue to provide only operational support along current lines augmented and reinforced as the situation requires.” 91 ‘Operational support’ as Taylor called it was also a marine base near Da Nang defended by both South Vietnamese and American troops. Once there, the step to take matters into their own hands was easy, Taylor must have thought. If American troops were in Vietnam, the decision to let them fight as well, would be easy to make. However throughout the document you can still read his doubt about sending troops. He didn’t dare to say that he believed combat troops would be needed; he didn’t want to be the first to say so. Bundy, a few days later on January 6, was trying to explain to Rusk the positive and the negative sides of sending troops: “Introduction of limited US ground forces into the northern area of South Vietnam still has great appeal to many of us, concurrently with the first air attacks into the DRV. It would have a real stiffening effect in Saigon, and a strong signal effect to Hanoi. On the disadvantage side, such forces would be possible attrition targets for the Viet Cong.” That same day Johnson was informed by his advisors on an eventual next step. Johnson, in the next quote, seemed all but sure what to do next: “LBJ: 1) Never have thought reprisals would help stabilize the government. 2) They're not sufficiently effective to bring you to conference table—because escalation is dangerous & pulling Glenn W. LaFantasie, Louis J. Smith, Ronald D. Landa and David C. Humphrey, Foreign Relations of the United States, 1964-1968 Vol. II (Washington 1996) 7-8. 91 LaFantasie, Foreign Relations of the United States, 1964-1968 Vol. II 28. 90 47 out is dangerous.” 92 On January 7, Johnson sent a memo to McNamara, in which he explained that he agreed on not sending troops but would like to know a new alternative: “Much of the trouble may be here in Washington which sets the policy on rotation and reporting and other forms of paper work. I expect you and Max are right in opposing larger U.S. Forces, but let's develop some alternatives.” 93 Later on in the same document Johnson explained that Washington could be a mess sometimes when it came to making decisions regarding Vietnam. Johnson was complaining that he would like to have everyone facing the same direction and that his advisors made it hard for him to make a decent decision. In the quote written down here he would have liked more alternatives, but what he exactly wanted was one decent decision all advisors agreed on so he had a big support for decisions he made. It seems that Johnson felt comfortable with a broader support. Bundy described the feeling Johnson had; he and McNamara understood the feeling of Johnson but neither of them could give the President a decent advise on what to do next. Bundy said, “What we want to say to you is that both of us are now pretty well convinced that our current policy can lead only to disastrous defeat. What we are doing now, essentially, is to wait and hope for a stable government. Our December directives make it very plain that wider action against the Communists will not take place unless we can get such a government.” 94 He openly stated to the President that he understood the feelings of Johnson but at this moment didn’t know what to do yet. From all these documents two things come to the surface during the ‘silent month’ in January 1965: the first thing was that Johnson and his advisors didn’t know what to do and the second thing was the waiting for something to go wrong. A lot had been said in Vietnam in the month of January about Vietnam but all these documents were lacking a real advice on what to do next to get a stable government in South Vietnam. Johnson kept asking for more details and more alternatives to make his decision, but he had to wait until the Pleiku attacks before he could make a decision. It was exactly what they were waiting for: something to go wrong. They all agreed that if Washington was not doing something in Vietnam, horrible things would happen in the near future. Ibidem, 37-38. Ibidem, 42. 94 Ibidem, 95. 92 93 48 On February 6, the North Vietnamese attacked the Pleiku barracks. Not many Americans were hurt, nevertheless, it was seen as an act of aggression and a reason to start operation Flaming Dart and later on operation Rolling Thunder. It was only a few hours after the actual attack had taken place that Johnson and his advisors knew for sure that they were going to attack some strategic points of the North Vietnamese. This was the moment they had all been waiting for. Johnson said, “In summary, we have decided to make the air strikes. Our strikes should be arranged so as to hit in daylight hours (…) A final decision is needed within the hour.” 95 The final decision was about specific strategic targets in North Vietnam. The decision was made within the hour and would not be withdrawn. From now on withdrawal of the bombers was not an option anymore, because withdrawal would be a sign to the communists that they were winning and the results in negotiations would be negative for the Americans. Operation Flaming Dart was just the beginning, soon Operation Rolling Thunder would follow and the bombing would continue under Nixon until the end of the war. The first step in the quagmire had been taken. First lets take a look at the analogy of Khong. In this case the Munich analogy, that taught some of the decision makers in Washington that aggression should be met with aggression. Hitler tried to take some new pieces of land, which in this case could be compared to the attacks of the North Vietnamese on the Pleiku barracks; both were acts of aggression. In the case of the Munich analogy it was said that they had made a wrong decision by not stopping Hitler from his goal to annex Czechoslovakia. In order to avoid the same mistake as the French and English had made in 1938, in 1965 they decided to answer the attacks on the Pleiku barracks with operation Flaming Dart. They had ‘learned’ from history and all were sure how to react when the Vietnamese attacked. Second question is how to evaluate this decision? All three models of Allison and Zelikow focus on the individual or departments of individuals. The Rational Actor could be the second best option, although there was not a certain concrete goal besides letting the North Vietnamese know the American were not afraid. Model II and model III are not applicable to this case because of the research factor that is important in these models. Everybody agrees that bombing Vietnam was the best option and some ‘learned’ from Munich, but no further research was done. This time the model of Irving Janis Groupthink is the best for this case. In the Foreign Relations of the United States 95 Ibidem, 156-157. 49 documents there were almost no briefings of people around Washington agitated against the plan of the eventual bombing plan made by Rusk, Taylor, McNamara and Bundy. George Ball who might have been against this proposal, can’t be found in the Foreign Relations of the United States documents as well. In this case I believe the Munich analogy was very much alive during the months of January and February. With the important key players believing in the Munich analogy, Groupthink is easy to understand. All faced the same direction and like Janis explained there was hardly any room for dissenters when the vast majority had made up their minds. They reinforced each other thoughts; talking to each other they found out they all thought the same which made the decision to execute operation Flaming Dart and Rolling Thunder even stronger. Other minded thinking was not welcome and people probably would not have dared to question the high ranked men around Johnson. The fact that operation Flaming Dart was approved so fast after the Pleiku attacks also makes the analogy of Groupthink stronger. 1965: Sending troops The next step into the quagmire would be made soon as well. However on February 18 it was still crystal clear that Johnson was not going to send any troops to Vietnam, he said that, “he would rather talk than fight, but nonetheless it was terribly important that the GVN not get the wrong impression that the U.S is seeking negotiations prematurely.” 96 The months of January and February were bad months for the administration of Johnson, as his Great Society was not working out as planned and terrain was slowly lost in Vietnam. Above all they didn’t know if the bombing increased the morale of the South Vietnamese. So the three main architects of 1964, McNamara, Rusk and Bundy, kept looking for new alternatives. In a long letter to the President, they recommended two important things. The first was the ‘firing’ of Maxwell Taylor in Vietnam as ambassador. Bundy said, “McNamara and I, if the decision were ours to make, would bring Taylor back and put Alex Johnson in charge (…) Max has been gallant, determined, and honorable to a fault, but he has also been rigid, remote and sometimes abrupt.” 97 The last sentence was the most concrete thing they could say about Taylor, for bringing him back to Washington. They didn’t show any real examples why Taylor needed to come 96 97 Ibidem, 327. Ibidem, 403. 50 back home. Although a few pages later Bundy seemed to give the actual reason why they wanted to get rid of Taylor: “A closely related question on escalation is whether it would be useful right now to get a substantial allied ground force in place in the central and northern part of Vietnam. Max Taylor is doubtful about this, but in the heat of discussion last night Rusk, McNamara and I all thought it worth serious further exploration.” 98 Taylor was against escalation in Vietnam and remained against until his resignation in July. To get what they needed, Bundy and McNamara needed to get rid of Taylor so they could introduce combat troops to Johnson as a real option; they needed to get rid of someone who disagreed. This was also one of the first times combat troops were introduced as an option. Knowing the risks of introducing combat troops to the public, Bundy wisely added: “So our current plan is that there should be no paper work on this subject at all, but simply some intensive discussion limited completely to the three of us and one subordinate each.” 99 They knew Johnson was afraid of public opinion and so it seemed a few months later, he had had good reasons to fear public opinion. On March 8, the first 3500 combat forces went ashore at Da Nang to protect an air base nearby. As it was made possible by his advisors to send in some marines, their task was to protect the base and nothing else. From now there would be some pressure on sending more troops who were allowed to leave their base and eventually look for the enemy: search and destroy actions. On March 26, during the National Security Council meeting, General Westmoreland and Ambassador Taylor asked for another 10.000 troops. It seems that this was foremost a request from Westmoreland since Taylor was already having his question marks about the war at this time. During this meeting, like most of the time, Johnson wasn’t concerned with the troop deployment but more with public opinion. Only a few days later, on April 1 during a National Security Council meeting, Johnson announced 20.000 more troops to be sent to Vietnam. Bundy added that, “Under no circumstances should there be any reference to the movement of U.S. forces or other future courses of action.” 100 This was a policy Johnson was familiar with and he agreed with Bundy saying that during the 50’s there was no consent of Congress as well when Ibidem, 404-405. Ibidem. 100 Ibidem, 516. 98 99 51 troops were sent to Europe. 101 Johnson and his team made up their mind pretty quickly if they decided to send another 20.000 more troops to Vietnam within less than a week. On March 26, in the described National Security Council, General Wheeler told Johnson that the demand for extra troops would be looked into as soon as Ambassador Taylor was there: “The proposal to introduce U.S. combat troops will be looked at when General Taylor arrives here next week.” 102 Bundy in his, what now seems a daily briefing, told Johnson that one of his recommendations was, “An 18,000–20,000-man increase in US military support forces to fill out existing units and supply needed logistic personnel.” 103 This action in Vietnam was called action number ‘D’ by Bundy, it seemed that action number ‘B’, the Rowan recommendations, was more important. The Rowan recommendations included the advice to start psychological warfare. Number ‘B’ didn’t work out as planned while ‘D’ seemed later to be the more important decision of this document. The way of presenting things to people is also an important to how people will react to decisions made. The first thing you read will the most important one most of the time, by mixing the important ones with the less essential ones, so it will be hard to tell what is important to complete first. There were no notes of Johnson meeting Taylor in what so ever kind of setting except for the National Security Council held on April 1. Nevertheless, during this meeting Johnson announced that he would send an additional 20.000 troops to Vietnam. The discussion of sending more troops to Vietnam was no new discussion when General Westmoreland asked for them, but there are no written documents in the Foreign Relations of the United States papers that clear the air about the sudden decision by Johnson to send these troops. I think the letter of Bundy gave the decisive blow for Johnson. By now there was no turning back for Johnson and his team of advisors; it was do or die. Returning the troops home with no real demonstrable result in Vietnam would probably mean no second term for Johnson in 1968 and Vietnam would become communist within weeks. The trained South-Vietnamese troops were weaker in morale than the Vietcong. If Johnson didn’t want to lose, he needed to send more troops every month or so; he would do so until his resignation in 1968. Only one hope remained for Ibidem, 515. Ibidem, 484 103 Ibidem, 509. 101 102 52 Johnson in Vietnam: the hope for a quick peace settlement in favour of Johnson and his team. So in sending troops to Vietnam, Johnson entered the quagmire for good with no option to return peacefully and full support of his home front. Indeed, it was Johnson’s call to send troops to Vietnam and a few months later, expand the number. It was also the Secretary of Defense McNamara who liked to demonstrate with statistics that the Americans were winning in Vietnam. McNamara also fully agreed to send more troops to Vietnam when Johnson asked for advice. When it came to the policy towards Vietnam, Bundy and McNamara understood each other; they agreed on most cases. There was only one difference when reading the Foreign Relations of the United States and that was the number of times they took the time to write the President a memorandum. Bundy, on the crucial moments, wrote Johnson a memorandum with his opinion almost daily. If Bundy was writing to Johnson for someone else, he couldn’t resist the temptation to write down his own opinion as well. For example, this was the case when he needed to arrange a meeting between Taylor and Johnson. A few things were remarkable. The first was a change of thinking; when Washington needed to arrange the air strikes they all agreed; after the Pleiku attacks the airstrikes had to be arranged. Sending troops seemed more difficult. Fewer congressmen, secretaries and close friends around Johnson, advised to send troops to Vietnam. Fewer people supported Johnson in his decision to send troops to Vietnam. The way people thought about the War in Vietnam had changed. The second remarkable thing was the position of McNamara and Bundy, and more or less Rusk. I’m not so sure what Rusk really thought since he wanted to remain ‘friends’ with McNamara and in the documents he joined most meetings but you can’t really find his specific ideas. Especially Bundy and McNamara became more important to Johnson, it seemed he had put his faith in their hands. I’m not calling three men a group because the big meetings were often attended by more than ten men. These three men first convinced each other, and they were important, but they were not even half way done convincing all the other advisors at the National Security Councils. In that sense Rusk, Bundy and McNamara are not a group. Model I, the Rational Actor, is applicable here since these meetings gave Johnson hardly any alternatives, as Allison and Zelikow call it. Johnson kept asking but he never got more information besides from Rusk, McNamara and Bundy. 53 I think this case can be placed in model II and model III. It can be placed in model II since every individual had his own task; they tried to specialize people in certain areas. The organizational culture was pre-programmed that important men like McNamara and Bundy were always able to inform Johnson first before ‘lower’ standing men were able to; they started with a lead. For example, Bundy sent memos to Johnson daily and this influenced Johnson while discussing things about Vietnam in the National Security Council. The organizational culture was structured thus that these men had an important role and they knew it. I think they can also be placed within Allison’s earlier mentioned quote of “Model III analysis”, which “begins with the proposition that knowledge of the leader’s initial preferences is, by itself, rarely a sufficient guide for explanation or prediction.” 104 Johnson was in doubt of sending troops, he kept asking for risks rates and he feared for his Great Society, so he wanted to do everything as long as his Great Society remained doable. In this case the first point of earlier explained Separated institutions sharing power was the matter. In this scenario Johnson wasn’t trying to negotiate between different secretaries to get the result he wanted but he preferred to let the secretaries negotiate themselves. In this case, as seen earlier, they managed to get Rusk along and down rated Taylor, so they were the only two major players left behind who had already agreed with each other. It was a more complicated game of what Allison called ‘sharing power’ and they played it well. As Secretary of Defense and National Security Advisor they owned important positions to eventually persuade other people with their perspectives about the war. It is important to notice that they were not the only ones to think that sending troops would solve the problem in Vietnam, as I explained they were important players to persuade Johnson in the end to sign for their ideas; and so he did. 1965: The bombing pause In April the decisions took another direction; a new option was added to the list of getting to the negotiation table: the bombing pause. The Americans, South Vietnam and North Vietnam tried to get a negotiable settlement for all parties. All three had good reasons to stop this war immediately. Several countries had already tried to get these parties to their table to solve the conflict; so far it hadn’t worked. Bundy was also busy trying to figure out how negotiations would be completed most positively for the United 104 Allison, Essence of Decision 258. 54 States and so he summarized their options (cards): “We have three cards of some value: our bombing of North Vietnam, our military presence in South Vietnam, and the political and economic carrots that can be offered to Hanoi.” 105 Military presence was important for the United States and it would be difficult to withdraw troops from Vietnam. If the troops were to be withdrawn and negotiations would fail, all troops might have to return again and that was not an option. The last option, the carrot as Bundy called it, would only be an option if the negotiations succeeded; negotiations were first needed to help Hanoi in the future. The middle option, the bombing of North Vietnam, needed to be aborted before negotiations would start. The bombardments would be easily to abort from day to day and also easily to be continued if the negotiations failed. On April 6, the Joint Chief of Staff Wheeler explained to McNamara the effects of operation Rolling Thunder so far: “The air strikes have not reduced in any major way the over-all military capabilities of the DRV. Damage inflicted on the Army supply depots and ammunition depots has, of course, reduced available supplies of certain military items, but these losses should not be critical to North Vietnamese military operations.” 106 It is remarkable that Wheeler, head of the military chiefs, saw the ‘negative’ effects of their bombings and indirectly he was wondering if continuation of operation Rolling Thunder was clever. It was on the same day that Bundy had written down the ideas of Johnson after their meeting with the National Security Council: “ We should continue roughly the present slowly ascending tempo of Rolling Thunder operations, being prepared to add strikes in response to a higher rate of VC operations, or conceivably to slow the pace in the unlikely event VC slacked off sharply for what appeared to be more than a temporary operational lull.” 107 McNamara in a letter to Johnson seemed to agree with that position: “None of them expects the DRV/VC to capitulate, or come to a position acceptable to us, in less than six months. This is because they believe that a settlement will come as much or more from VC failure in the South as from DRV pain in the North, and that it will take more than six months, perhaps a year or two, to demonstrate VC failure in the South.” 108 McNamara understood the difficult position America was already in and understood that the VC would not accept an easy win for the Americans but he remained silent about an eventual bombing pause. LaFantasie, Foreign Relations of the United States, 1964-1968 Vol. II 508. Ibidem, 535. 107 Ibidem, 538. 108 Ibidem, 574. 105 106 55 On the same day, one of the first times we see Ball in action, he wrote Johnson a memorandum about Vietnam. The memorandum was one of longest that can be found in the Foreign Relations of the United States documents. He was, up until this moment, April 21, the first to have told to the President that a bombing pause might lead to a peaceful and acceptable agreement for both the United States and Vietnam. Ball suggested how this settlement could be achieved: “The kind of settlement that we may have reason to hope for at the end of the road could contain the following elements: 1. All hostilities would be terminated. Hanoi would stop infiltrating men and equipment and the Viet Cong would stop their guerrilla activities. 2. The United States would halt its bombing and both the South Vietnamese and the United States would stop attacking the Viet Cong.” 109 On April 23, it was Bundy who concluded that after talks with several decision makers in Washington (read McNamara and Rusk), he believed that “we should slow down our bombing. We should do this without announcing it simply by suspending raids for two or three days a week in some sort of pattern. We should also let Hanoi know that we are doing this in order to improve the atmosphere for talks.” 110 Bundy didn’t say a word about stopping the bombing; he only wanted to slow down the bombing to show the good intentions of the United States. Nevertheless, it is clear that he read the recommendations of Ball and tried to make them his own. On May 13, 1965 the first bombing pause was a fact. It lasted for only six days and gave the North-Vietnamese time to rebuild their important structures. It was the first of six other bombing pauses. The bombing pause can be attributed to George Ball. Up until April Ball wasn’t so much involved in Vietnam. However, with the longest memorandum written to Johnson in months, he seemed to be (back) in the game. Ball, normally a loner in Washington, was this time backed up by Bundy and McNamara who stated to believe that a bombing pause might work. It remains a question whether Johnson would have taken the advice as well if Bundy and McNamara hadn’t taken the advice of Ball. In this case I think it was Ball who triggered the discussion for the bombing pause. It is clear that model I won’t go along with this scenario. There is no clear goal before the bombing pause. This bombing pause seems to have come from nowhere and 109 110 Ibidem, 590. Ibidem, 604. 56 an idea to change the course they were heading. Ball put some more effort in the idea and tried to make it a realistic idea; eventually it would work out. However with no real purpose and alternatives set before the bombing pause, model I is not applicable in this case. Model II, with its different departments, is also not the right model. The different departments that researched the scenario and then came up with their advice, was not the case here. It was only Ball who put effort in the idea to research it, afterwards the rest simply followed. It was Ball’s power to persuade to get everybody onboard and so we place this scenario in model III. By trying to get the President onboard he had an important player with him. I don’t think Bundy and McNamara were persuaded by Ball’s memorandum but they knew they needed to do something differently in Vietnam in order to change the war. With everybody thinking the same and almost no friction between the men in Washington it can also be placed within the model of Groupthink. Although Groupthink assumes that some people don’t agree but prefer a harmonious solution. In this case simply most of the important men had already agreed with each other and so Groupthink was already there but in an other way Janis explains. They must have thought the plan for a bombing pause might be a practical one. Ball wasn’t the person to lobby around in Washington, trying to get support for his plan; he hoped that key players would take his advice. Later, when Ball got more involved and he turned against the war, he wouldn’t be so successful with his plans of retreat. This was one of the first and last times, people in Washington would listen to Ball regarding Vietnam. Conclusion The Vietnam War was a disastrous war on every front, for the Americans. The economic help didn’t work as planned, the political help to stabilize the government didn’t work either and the last option, bombing the North and sending troops, eventually didn’t work as well. The last option, to bomb North Vietnamese strategic points, was the most catastrophic for many people: both Vietnamese and Americans. Thousands of people died because of the War in Vietnam. The Vietnamese people were used to fighting foreign powers for centuries and in that light, the American soldiers were not new to the Vietnamese. The people of Vietnam had fought several foreign powers over many 57 centuries like the Chinese, the French, the Japanese and the Americans; they knew what it was like fighting foreign powers. They also fought each other in horrific civil wars, the last with the help for the Americans. The Vietnamese were used to fighting a much stronger opponent. Advisors like Robert McNamara, Dean Rusk and McGeorge Bundy were more concerned with the lessons to be learned from their own history; the Munich and the Korean War analogy. The conference of Munich taught that aggressors like Adolf Hitler should be suppressed with aggression and the Korean war learned that if the Americans sent troops to Vietnam, the Chinese might help the North; the last thing was to be avoided at all costs. The Americans sent troops to Korea to show the North they were not able the take over the Southern part of Korea. The advisors in Washington didn’t care about the history of Vietnam and they especially didn’t care about their way of fighting foreign powers. They were focused on their own Western war history. We’ve encountered several men in these Vietnamese war years, all with their own roles. I focused on the men in Washington with as main player, President Johnson. With his remarkable posture, his loud voice and his unconventional way to communicate with people, a nightmare for some men to pass the hall of his office. He wanted to have everything researched before he made a decision and some decisions took months, but we have seen that at the right moments, it would be crystal clear for him to start operations like Rolling Thunder. His love for his Great Society and his hate of the press were both worlds apart and summarize Johnson in one sentence. He had a team of brilliant men around him. One of them was Robert McNamara who studied at Harvard, who became the first Ford President from outside the Ford family and was ‘the star of the staff’ during Kennedy period. Another man, Dean Rusk, who was more relaxed and less visible than McNamara, was also counted among these brilliant men. Rusk studied at Oxford and liked to sacrifice himself for the greater good. Just three important men who helped Johnson make his decisions. With model III, the Governmental Actor, I tried to research whether Johnson made most of the decisions on his own whatever his advisors said, or that he listened to their advice. In model III, the Governmental Politics model, the most important point for this thesis was the power to persuade. For example, it could be that Johnson, in need of his advisors, but with his own opinion, would persuade his advisors in order to get support for his plans if needed. Model II focuses on the coordination of different individuals and their departments. This coordination required standard operating 58 procedures in order to succeed. Model I was the simplest one and assumes that each national government looks for the best option to research their goal. I placed Groupthink by Janis as an opposite model for the other three models. In Groupthink Janis assumes that each individual prefers a harmonious solution instead of a discussion that might place one person outside the group. During this thesis I found out that in some scenarios more models were reliable. For example, model III includes the power to persuade. If the person is good at persuading people, everybody might get on board and perform the task as discussed. However you can also say that this is a typical example of Groupthink since the people who were persuaded were more in favour of a harmonious solution and agreed with the man who had a solution for a certain case. In this scenario they all think the same because they prefer a harmonious atmosphere and so it can be named Groupthink as well. The question was whether Johnson’s decisions can be placed in Allison’s and Zelikow’s model III or not; the Governmental Politics model. I don’t think the decisions made by Johnson can overall be placed within model III. Of the five scenarios I looked into, only two are examples of model III. Too often another model is the outcome of a scenario and, if it is a model III, it was not Johnson who was trying to get in favour with his advisors but the other way around. It was Ball for example, who persuaded men in Washington to start a bombing pause. It sometimes looked as if Johnson was indifferent to what his decision makers were planning as long as it didn’t bother his Great Society. Only the sending of American combat forces to Vietnam can be found in model III. There are some more examples but this scenario was most clear. Bundy and McNamara, as well as specific departments, were busy calculating the risks and options about sending troops to Vietnam on a daily basis. The discussion received the most criticism of all scenarios discussed and therefore it needed a decent research and a good persuasive team: Bundy and McNamara. The decision to send combat troops was made quickly and seems to be out of the blue. This can be counted within the unpredictable character of Johnson. Of all the models I have discussed model III does come closest but not close enough to fit in Johnson’s decision making pattern. Johnson was certainly not a person for Groupthink, he was not afraid to say what he thought even if that meant that he would stand alone in a discussion. Model I doesn’t fit the decision making process as well since the solutions were not calculated solutions to strategic problems most of the 59 time. Model II, that looks a bit like model III, assumes the power of the individual departments inside Washington. Although each individual has his own department it is more chaotic than structured like model II describes. The planned structure model II describes can’t be found within Washington because decisions can be made out of the blue and only a few departments operated like Johnson would have liked them to operate; advising him on everything every day. I think advisors around Johnson were the great architects of his decisions, specifically McGeorge Bundy and Robert McNamara. McNamara was always portrayed as one of the most important advisors of Johnson; I think he was portrayed as the most important advisor in literature references. I acknowledge the importance of McNamara on the decision making process during the Vietnam War. Although another man, McGeorge Bundy, hasn’t received enough credit in my opinion. Bundy, who can’t be left out, is also often named in references, although he doesn’t get enough attention in my opinion. In the Foreign Relations of the United States he is the most important man for Johnson. Especially in the first six months of 1965 he is of great importance to Johnson. At certain moments he was sending a memo almost daily while McNamara was sending a memo on an average of once a week. Most of the time, when Bundy wanted something to happen in Vietnam, Johnson would agree. In all scenarios in this thesis Johnson and Bundy agreed on what they had decided. McNamara also agreed with them but it was harder to find his opinion in these documents. If I studied just these document, Bundy, not McNamara, would be the most important man besides to Johnson. The constrain behaviour (model II) of Johnson and Bundy was the same. They were both preprogrammed by all the events they happened to have witnessed. The unreliability of Johnson makes it hard to place his government in one model. As I said before, Johnson did exactly what he wanted. Although I have to say that he had great trust in his advisors and listened to them most of the time. His unreliability is to be found in his timing. Sometimes he could make a decision based on just one report and sometimes he would have several meetings before taking action. Especially when he got sucked more into the war, decisions seem to become more random and out of the blue. Although I didn’t look into the whole story of McGeorge Bundy I think there is ground for a new research. Bundy seems to have been one of the main architects of the war in my opinion and doesn’t get enough attention he deserves concerning this war. I think Bundy deserves more attention in literature than he has perceived so far. A new 60 research might show the role of Bundy during the Vietnam years in a broader perspective. 61 Bibliography Primary sources Glennon, John P., Edward C. Keefer and Charles S. Sampson, Foreign Relations of the United States, 1964-1968 Vol. I, Washington 1992. LaFantasie, Glenn W., Louis J. Smith, Ronald D. Landa and David C. Humphrey, Foreign Relations of the United States, 1964-1968 Vol. II, Washington 1996. Literature Allison, Graham and Zelikow, Philip, Essence of Decision: Explaining the Cuban Missile Crisis, 1st edition Addison-Wesley Educational Publishers 1971, 2nd edition (with Philip Zelikow) 1999. Cannon, Michael “Raising the stakes: The Taylor-Rostow Mission, Journal of strategic studies 12, June 1989. Caro, Robert A., The years of Lyndon Johnson: Master of the Senate, New York: 1st edition Knopf Doubleday Publishing Group 2002, 1st vintage book edition 2003. Caro, Robert A., The years of Lyndon Johnson: The passage of Power, New York: 1st edition Knopf Doubleday Publishing Group 2012. Fitzgerald, Frances, Fire in the lake: The Vietnamese and the Americans in Vietnam, New York: 1st edition Little, Brown and Company 1972, 1st paperback Back Pay 2002. Halberstam, David, The best and the brightest, New York: 1st edition Random House Publishing Group 1969, 1st Ballantine books edition 1992. Herring, George C., America’s longest war: the United States and Vietnam, 1950-1975, New York: 1st edition McGraw-Hill Companies 1979, 4th edition 2002. 62 Janis, Irving L., Groupthink, Boston: 1ste edition Houghton Mifflin 1982, 2nd edition June 1982. Johnson, Lyndon B. ‘Presidential recordings of Lyndon B. Johnson’, http://presidential recordings.edu, March 6 1965. Khong, Yuen Foong Analogies at War, Korea Munich, Dien Bien Phu, and the Vietnam decision of 1965, New Jersey: 1st edition Princeton University Press 1992. March, James G. and Simon, Herbert A., Organizations, 1st edition Wiley 1958, 2nd edition Cambridge 1993. Neale, Jonathan The American War: Vietnam 1960-1975, London: 1st edition Bookmarks 2001. 63 Document 342 1964 SUBJECT Courses of action for South Vietnam The attached memorandum (Tab A) records briefly the consensus which has been worked out with Max Taylor in recent days.2 This course of action is the best we can design for the central purpose of thickening the thin fabric of the Khanh government in the next two months. Everyone regards this as the first priority task, and the American actions are all framed with this as their primary purpose. Our consensus now runs against any plan to force substantial escalation before October, at the earliest. My own guess is that unless there is a very marked change in Saigon, we will still be cautious a month from now, although Bob McNamara is a little more aggressive than the rest of us. This paper does not discuss long-range actions, but you should know that in the longer perspective nearly all of us are agreed that substantially increased pressure against North Vietnam will be necessary if we are not to face the prospect of a gradual but increasingly inevitable break-up of our side in South Vietnam. I also attach at Tab B a Special National Intelligence Estimate which was approved today.3 McG. B. Tab A COURSES OF ACTION FOR SOUTH VIETNAM4 Bundy's paper, “Possible Courses of Action for South Viet-Nam,” initially drafted on September 3 and revised on September 5, was similar to McNaughton's but had only five sections: Analysis of the Present Situation, Actions To Be Taken in Any Event, Major Additional Action We Might Consider Within South Viet-Nam, Major Additional Courses of Action Outside South Viet-Nam, and Summary and Conclusions. (Johnson Library, National Security File, Vietnam Country File, Vol. XVII, Memos) Both papers were pessimistic about the situation in Vietnam and presented a range of possible U.S. actions to improve it. The text printed here represents the consolidation and revision of the Bundy and McNaughton drafts in light of the discussions on September 7 and 8. The Situation 1. Khanh will probably stay in control and may make some headway in the next 2–3 months in strengthening the government (GVN). The best we can expect is that he and the GVN will be able to maintain order, keep the pacification program ticking over (but not progressing markedly), and give the appearance of a valid government. 2. Khanh and the GVN leaders are temporarily too exhausted to be thinking much about 64 moves against the North. However, they do need to be reassured that the US continues to mean business, and as Khanh goes along in his government efforts, he will probably want more visible US effort, and some GVN role in external actions. 3. The GVN over the next 2–3 months will be too weak for us to take any major deliberate risks of escalation that would involve a major role for, or threat to, South Vietnam, However, escalation arising from and directed against US action would tend to lift GVN morale at least temporarily. 4. The Communist side will probably avoid provocative action against the US, and it is uncertain how much they will step up VC activity. They do need to be shown that we and the GVN are not simply sitting back after the Gulf of Tonkin. Courses of Action We recommend in any event: 1. US naval patrols in the Gulf of Tonkin should be resumed immediately (about September 12). They should operate initially beyond the 12-mile limit and be clearly dissociated from 34A maritime operations. The patrols would comprise 2–3 destroyers and would have air cover from carriers; the destroyers would have their own ASW capability. 2. 34A operations by the GVN should be resumed immediately thereafter (next week). The maritime operations are by far the most important. North Vietnam is likely to publicize them, and at this point we should have the GVN ready to admit that they are taking place and to justify and legitimize them on the basis of the facts on VC infiltration by sea. 34A air drop and leaflet operations should also be resumed but are secondary in importance. We should not consider air strikes under 34A for the present. 3. Limited GVN air and ground operations into the corridor areas of Laos should be undertaken in the near future, together with Lao air strikes as soon as we can get Souvanna's permission. These operations will have only limited effect, however. 4. We should be prepared to respond on a tit-for-tat basis against the DRV in the event of any attack on US units or any special DRV/VC action against SVN. The response for an attack on US units should be along the lines of the Gulf of Tonkin attacks, against specific and related targets. The response to special action against SVN should likewise be aimed at specific and comparable targets. The main further question is the extent to which we should add elements to the above actions that would tend deliberately to provoke a DRV reaction, and consequent retaliation by us. Examples of actions to be considered would be running US naval patrols increasingly close to the North Vietnamese coast and/or associating them with 34A operations. We believe such deliberately provocative elements should not be added 65 in the immediate future while the GVN is still struggling to its feet. By early October, however, we may recommend such actions depending on GVN progress and Communist reaction in the meantime, especially to US naval patrols. The aim of the above actions, external to South Vietnam, would be to assist morale in SVN and show the Communists we still mean business, while at the same time seeking to keep the risks low and under our control at each stage. Further actions within South Vietnam are not covered in this memorandum. We believe that there are a number of immediate impact actions we can take, such as pay raises for the police and civil administrators and spot projects in the cities and selected rural areas. These actions would be within current policy and will be refined for decision during Ambassador Taylor's visit. We are also considering minor changes in the US air role within South Vietnam, but these would not involve decisions until November. 66
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