Public Sector Digest Inc. October 2004 ____________________________________________________________________________________________________________ Has 360° Feedback Been Given a Bad Wrap? From becoming standard ‘Best Practice’ as a tool for performance feedback in the 1990’s, 360’s are sometimes now being passed over as a ‘bad idea’. What happened in just a decade? And is it justified? Having experienced several 360’s over the past 10 years, along with having developed two myself, I have encountered and worked with enough different models in different situations to learn that we need to be more thoughtful than we have been about how we work with 360’s. I suggest that the problem is not so much to do with a 360° feedback process but the choices we have made around its use in organizations. Particularly, I think we have typically made three key errors since the introduction of this tool into the workplace. We have often failed to recognize the choices that need to be made around: 1. What we do with the instrument (Purpose); 2. How we decide on the instrument (Selection/design); and 3. How we implement it (Methodology/process/support). What is a 360 and how has it been used? 360° is jargon for the generic term Multi-rater Feedback, which is a type of assessment instrument that gathers feedback from all those you work with. It is a descriptive metaphor for how the feedback is gathered - literally in all directions (or 360º around you, as depicted in Figure 1). It became popular and has been widely used as a potentially objective method for evaluating performance. FIGURE #1 ____________________________________________________________________________________________________________ 1 of 7 © 2004, Public Sector Digest Inc. www.publicsectordigest.com. All rights reserved. © Julie Stockton. JMS Consulting. 2004 Public Sector Digest Inc. October 2004 ____________________________________________________________________________________________________________ As in the more traditional evaluation methods of Performance Review, the individual receives feedback from the person to whom s/he reports. In addition, however, s/he also receives feedback from those who report directly to him/her and from a number of peers and clients (invited from a list usually provided by the individual). It seems that to be identified as standard Best Practice can be the ‘kiss of death’ for a valid practice in that it is often then adopted by an organization without thought to its practicality, appropriateness, or usefulness within that specific environment. Until recently, our understanding and use of a 360° Feedback process has been influenced by common assumptions underlying Industrial Age institutions: • Management by measurement - where systems focus on measurement of tasks and devalue intangible factors • Compliance-based cultures – where we suppress conflict and achieve advancement by pleasing the boss; • Management by fear – where there are right answers and, by inference, wrong answers and mistakes should be hidden • Uniformity – where diversity (in its broadest definition) is a problem to be resolved • Predictability and controllability – where to manage is to control and we follow the ‘holy trinity of management’ – planning, organizing, controlling. 1 And so, the process has been used predominantly to gather evaluative data with which to measure an individual’s performance. Also, many organizations adopted a normative instrument, itemizing a set of competencies to which everyone in the organization is expected to comply and against which they are measured. The best of these instruments used behavioural indicators, however, the vast majority consisted of vague language associated with attributes and managerial objectives. The feedback gathered, under the guise of quantitative data, was then construed as objective information rather than the perceptions actually represented. On the other hand, I have observed a phenomenon, particularly in healthcare and higher education, where the feedback has been devalued and the validity questioned because it represented merely the perceptions of others. In these environments, so much value is 1 SoL-CLG Business-Education Dialogue (Society for Organizational Learning & Change Leadership Group, Harvard Graduate School of Education) Linda Booth Sweeny, Peter Senge, Tony Wagner. January, 2002 ____________________________________________________________________________________________________________ 2 of 7 © 2004, Public Sector Digest Inc. www.publicsectordigest.com. All rights reserved. © Julie Stockton. JMS Consulting. 2004 Public Sector Digest Inc. October 2004 ____________________________________________________________________________________________________________ given to the empirical data of scientific research, the intangible beliefs and unsubstantiated view of others are easily dismissed. In either situation, without sufficient support for both those providing and receiving the feedback in a 360, I have found that lack of trust, fear of failure, and of change itself has prevented participants from hearing and acting upon the feedback received. How does 360° Feedback work? A 360° feedback process is best employed within an organizational paradigm consisting of a different set of underlying assumptions about the quality of relationships, the nature of productive performance conversations, and the purpose of receiving the feedback. Most importantly, it needs to exist within a construct of multiple social realities, i.e. The acceptance that another person’s perception is their truth. “What a gift it would be to see ourselves as others see us!”2 Like the Johari Window model designed by Joseph Luft and Harry Ingham several decades ago, 360° Feedback can be seen as a communication window through which you can give and receive information about yourself and others. FIGURE #2 2 Robbie Burns ____________________________________________________________________________________________________________ 3 of 7 © 2004, Public Sector Digest Inc. www.publicsectordigest.com. All rights reserved. © Julie Stockton. JMS Consulting. 2004 Public Sector Digest Inc. October 2004 ____________________________________________________________________________________________________________ The process of giving and receiving feedback can be one of the most effective mechanisms for behavioural change. It provides the opportunity “to see ourselves as others see us.” In the model above, the information contained in the four quadrants is not static but moves from one pane to another as a level of mutual trust and the exchange of feedback varies. The Public Arena, characterized by open feedback and free exchange of information, expands as the level of trust increases. The goal of a 360° feedback process is to initiate an exchange of information about what lies in each of the other three quadrants so that the internal boundaries shift horizontally and vertically allowing more information to expand the Public Arena of dialogue.3 How can you implement a successful 360° Feedback process? • Clarify the purpose and underlying assumptions • Choose the right instrument • Administer the process well • Debrief the results and provide organizational support – e.g. ongoing coaching and facilitation Clarifying the Purpose Understand the underlying philosophical assumptions of your environment. What is the management model within which you work? Is it more characteristic of a ‘command and control’ or a ‘participative and engaging’ environment? Are you introducing 360° feedback as part of a Performance Appraisal/Evaluation system or as a developmental tool that can assist in determining learning and growth goals? Be certain about what you want to measure and how you intend to use the results. Are you trying to develop awareness about expectations to align to a new organizational vision, or to establish expectations with respect to leadership, job competencies or a change in organizational culture? Do you wish to identify learning styles, measure interpersonal communication, or perhaps determine career fit and conduct gap analysis? Will you need to roll up your individual results into organization performance indicators 3 The Johari Window: a model for soliciting and giving feedback. Philip Hanson. The 1973 Annual Handbook for Group Facilitators. San Diego: Pfeiffer & Company. 1973 ____________________________________________________________________________________________________________ 4 of 7 © 2004, Public Sector Digest Inc. www.publicsectordigest.com. All rights reserved. © Julie Stockton. JMS Consulting. 2004 Public Sector Digest Inc. October 2004 ____________________________________________________________________________________________________________ (KPI’s) and/or benchmark the data? Each of these intents should result in a different choice with respect to the tool you eventually adopt. 4 Choosing the Right Instrument Assess organizational readiness. Is there executive or upper level management support? Is there a sufficient level of trust among members of the organization? Is there commitment for coaching or facilitation support? “The effectiveness of the feedback is directly linked to the integrity of the process, and the integrity of the process is measured in terms of commitment, clarity of purpose, and follow up”.5 Shop for the right tool – choosing between an off-the-shelf or custom design instrument. Is client/customer or peer feedback required? Are language or reading level an issue? Beware of off-the-shelf- competency-based (normative) instruments. They seldom transfer across organizational boundaries successfully. If you are planning to design a customized tool, please do so with caution. Remember, the design of any 360° feedback instrument should allow an individual to identify where to focus change efforts. Administering the Process Communicate, communicate, communicate with anyone in the organization who is likely to be impacted, throughout the entire process, from initial selection or design of the tool, through distributing the instruments, gathering and analyzing the data, to reporting results. Discuss issues of confidentiality and outline the resources that are being committed to the process. Explain how and why you have selected the instrument of choice – discuss the value of feedback; its purpose and the results you hope to see organizationally, relating it to other organizational initiatives. Prepare everyone involved in giving or receiving the feedback. Discuss with them the benefits of the process and ask them to voice their concerns. Clarify and agree on roles. Provide them with any background reading you want them to do in preparation. Talk about potential reactions to the feedback and seek their commitment to engage in the full process, which includes meeting to debrief the feedback. It will be very important that 4 An excellent resource for the selection or design of a 360 tool can be found at http://human resources.about.com/od/360feedback. This website lists the following characteristics as factors in instrument selection: design focus, tolerance for data collection and distribution, question development, reporting capabilities, system requirements, security, technical support, and user friendliness. 5 “Are you ready for 360?” Genene Koebelin. Suffolk University. 1999. www.work911.com/performance/particles/360.htm ____________________________________________________________________________________________________________ 5 of 7 © 2004, Public Sector Digest Inc. www.publicsectordigest.com. All rights reserved. © Julie Stockton. JMS Consulting. 2004 Public Sector Digest Inc. October 2004 ____________________________________________________________________________________________________________ feedback providers are guided to offer the kind of feedback that is actionable and that they understand the responsibility that goes with providing this feedback. It is essential that all participants, (including feedback providers) fully understand the instrument and its framework; that all accept that the feedback is valuable information and worthy of exploration and action; and that all agree to seek ways to incorporate the feedback into their future actions. Debriefing the Results and Ongoing Support Provide support to Interpret, share results and take action. “Would you put an air traffic controller in front of a radar screen without training and tell him/her, ‘good luck’? Yet we are often willing to put a 360 in front of a manager and walk away!”6 The core of an effective 360° feedback process is coaching to guide individuals in interpreting the feedback, listening to their respondents, deciding on those pieces which are most critical to explore, accepting accountability for action and developing specific action plans. Regardless of the instrument eventually chosen, the key to the success of this kind of tool is not so much the quantitative data collected, as the translation of that data, (with coaching support) into developmental action plans, along with the dialogue that occurs with those who have provided the feedback. The purpose of these dialogues should be to clarify the meaning of the data, to identify strengths which can help the individual to move forward, as well as those issue which are perceived by others to most impede progress of the relationship and success of the individual. Those who have provided the feedback should also understand that they are expected to become part of the supportive environment that will be needed by the individual trying to change behaviour. It has been my experience that when an organization is purposeful in its use, thoughtful in its selection or design, and provides the infrastructure and coaching support to prepare everyone to create meaningful dialogue about performance, that a 360 is one of the most powerful and enlightening instruments for cultural change and organizational success. About the Author 6 DecisionWise Inc. www.decwise.com ____________________________________________________________________________________________________________ 6 of 7 © 2004, Public Sector Digest Inc. www.publicsectordigest.com. All rights reserved. © Julie Stockton. JMS Consulting. 2004 Public Sector Digest Inc. October 2004 ____________________________________________________________________________________________________________ J.M.S. Consulting was formed in 1995 by Julie Stockton to provide consultative and facilitation support to organizations striving to effect positive change. Working primarily in the public service sector, Julie has assisted organizations to approach change from an integrated, relationship-based and systems-oriented perspective. She draws from her diverse experience in theatre, literature, research, organization development and adult education to explore the dynamics of organizational change, leadership and community building. Julie has been working in the field of Organization and Staff Development since 1989, and has designed and facilitated strategic planning, team building, process mapping, instructional skills, conflict resolution and role clarification sessions/workshops, for organizations such as B.C. Rehab Paraplegic Society, B.C. Centre for Disease Control Society (Provincial Laboratory), B.C. Women's and Children's Hospitals, University Hospital and Vancouver Hospital. Following several years at York University and subsequently at Vancouver Hospital and Health Sciences Centre, she has joined UBC as the Director of Human Resources, Organizational Training & Development. Her current work focuses on aspects of Social Architecture such as building learning community networks using the workplace as a learning lab. She holds a Masters degree in Literature from York University as well as Graduate Certificates in both Creative Leadership and Adult Education. Julie is currently writing her dissertation in completion of her Doctorate in Educational Leadership at Simon Fraser University. ____________________________________________________________________________________________________________ 7 of 7 © 2004, Public Sector Digest Inc. www.publicsectordigest.com. All rights reserved. © Julie Stockton. JMS Consulting. 2004
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