New England Artists New England Artists: Charles Ives and E.E. Cummings Adrienne Brown Introduction It would be hard to find two centuries in greater contrast than the nineteenth and twentieth centuries in American life in terms of mores, manners, dress, customs, habits, philosophies, beliefs, and identities. The cusp of these changes occured towards the end of the nineteenth century; the post-civil war gilded age, with its mass democracy and industrialisation. Looking backwards, one saw freedom won on revolutionary battlefields, the rise of self-governance, frontier expansion; looking forwards one saw modernism, the jazz age, avant-garde, the golden age of Hollywood and two world wars. Münsterberg wrote in 1905 that American national feeling had stimulated literary and artistic life: The American feels that [he] has entered the exclusive circle of world powers and must like the best of them realise and express his own nature.1 This article will examine two of Americas foremost artists of that period, composer Charles Ives (1874-1954) and poet E.E. Cummings (1894-1962), and it will show how they gave expression to the changing artistic and cultural milieu of their time. The manner in which they effected changes will be explored, following a detailed analysis of a middle-phase work of each. A selection of works from both artists will be commented upon, to show methods of syntactical play, use of traditional forms to create works of increasing complexity, and ultimate control of form by taking elements of the old and the new. In order to highlight its comparison with written or spoken utterance, the music will be examined through a semiotic analysis.. This period of pivotal change in America, will be seen to have been spoken and sung into being. Both men were born into and imbued with the traditions of New England, including an Ivy League education. Each was influenced by their father, Ives father having highly original ideas about music; Cummings being influenced by his fathers religious and spiritual beliefs, against whom he rebelled. Transcendentalism was a 1 Hugo Münsterberg, The Americans (London: Williams & Norgate, 1905), p. 494. 65 The Musicology Review governing philosophy for each, Cummings through the Unitarian beliefs of his father, Ives through his reading of Emerson, Thoreau and Hawthorne. Early influences from popular culture found ways into their developing creative voices, from witty sloganisms to band-master and hymn tunes, considered low art but under these two innovators were integrated into high art forms. New England Puritanism was evident in the early training of each, and in their disciplined approach to the artists life. Ives, although he became a recluse in later years, claiming to have given up music, nevertheless composed avidly in isolation for thirty years. Cummings, who rebelled against his father and believed a poet should be fed by the ravens, maintained a lifelong habit of writing for hours each day in silence.2 Their classical training gave them a sense of history on which they would build. Respect for old forms generated new ones. Cummings travelled widely in Europe and Russia, and his interest in the ancient classical world gave him a world-view that was European in outlook, despite writing in an American accent. Ives, by contrast, stayed all his life in New England, yet in total isolation from all other influences, his musical discoveries exceeded those that were to follow in Europe. Language can be viewed as a paradigm for the development of art culture in America. The first colonists of New England came predominantly from south and south eastern counties of England. They determined the speech of the settlers, later accretions were made gradually, and were easily assimilated.3 Immigrants, who came to the new world, not only brought their homeland legacies and tendencies with them; but also, crucially, left them behind. While bringing traditions and practises in European art culture with them, they found an environment susceptible to new practises, with greater freedoms of invention and radicalisation. These freedoms allowed the American to seek new and novel ways of doing things. Although immigrants respected the traditions of the old country, somehow the new world demanded that things would be done in a different way. In fact, it was impossible to replicate modes of expression and behaviour of the old world. Thus, the American was on a path of discovery and reinvention that was to feed into all areas of life and notably the arts. 2 Richard S. Kennedy, Dreams in the Mirror: A Biography of E.E.Cummings (New York: Liveright Publishing Corporation, 1980), p. 5. 3 Albert C. Baugh, The American Dialects, in Elizabeth Kerr and Ralph M. Aderman, eds, Aspects of American English (New York, Chicago, San Francisco, Atlanta: Harcourt, Brace & World Inc., 1963), pp. 108-109. 66 New England Artists The influence of New England on America as a whole has been well documented, and in the case of culture, language and the arts, its dominant role can be seen in the life of its major cities. During the nineteenth century, there was a dramatic shift in the tone and rhetoric of popular social texts, merging the illustrative with the burlesque sermon of the Evangelical Reform Movement, along with novels and newspapers expounding sensational and metaphorical exposés of perversity and vice.4 Ralph Waldo Emerson spoke of there being a new consciousness, one where the nation was at the service of the individual.5 This was a declaration of the new American Idea, the literary voice of which would not be found in parlours or universities, but on the streets and frontiers.6 This influence was to give zest, fluidity and toughness to the American vernacular, and would find its way into the public voice, and ultimately to the nature of art expression.7 Emerson, Thoreau and the transcendentalists were intent on discovering a distinctly American literary voice, one that would give voice to the newly emerging identity of American selfhood. Yet, they had no real living American tradition on which to draw, and it was only later, at the end of the nineteenth and beginning of the twentieth centuries, that innovative artists like Ives and Cummings would articulate a mode of expression that gave voice to the new American Idea. Cummings, lower-case-i anti-hero Cummings was born into a family that espoused New England values to which he adhered in his childhood, but by the 1920s he was a leading public figure of the literary revolt, heaping scorn on American culture.8 While at Harvard he began to associate with lively free-thinking men of the new art movement of the twentieth century,9 writing satiric verse on subjects that outraged him; capitalism, communism, war, western technology, politics and authority.10 As was the case with Ives, Cummings relationship with his father, Edward, was central to his creative life. As a 4 David S. Reynolds, Beneath the American Renaissance: The Subversive Imagination in the Age of Emerson and Melville (Cambridge: Harvard University Press, 1988), p. 7. 5 Francis Otto Matthiessen, American Renaissance: Art and Expression in the Age of Emerson and Whitman (New York: Oxford University Press, 1941), pp. 6-7. 6 David S. Reynolds, Beneath the American Renaissance: The Subversive Imagination in the age of Emerson and Melville, p. 484. 7 Ibid., p. 484. 8 Barry A. Marks, E. E. Cummings (New York: Twayne Publishers Inc., 1964), p. 6. 9 Marks, E. E. Cummings, p. 74. 10 Bethany K. Dumas, E.E. Cummings A Remembrance of Miracles (London: Vision Press, 1974), p. 75. 67 The Musicology Review child he felt dwarfed by his fathers height and prowess, but later he made a virtue out of his smaller stature in an anti-heroic, lower-case-i persona.11 Over the years, Cummings defied and rebuked his father for interfering in his life, trying to solve the many personal and professional problems that he encountered. For his part, Edward manifested a tone of constant love, support and forgiveness towards his son. It was only ten years after his fathers death that Cummings gradually moved towards reconciliation with all that he had earlier rejected.12 He wrote: I finished a poem to my father: a poem of which one line doomed me to a moral life the line being No liar looked him in the head but this feeling of doom was vastly more than counterbalanced by a sense of freedom & exhilaration a feeling that I was developing a deeper dimension.13 Analysis Parsing and analysing this poem my father moved through dooms of love14 (1940) reveals Cummings middle-period syntactical play.15 The poem marked a psychological breakthrough for Cummings. Meditating on his father he reminisced: feeling that out of him came generosities like mountains and forgiveness like morning.16 He removed a restriction from his deepest self and felt that he had entered a new poetic period, speaking with a more concerned and responsible voice.17 Dumas comments: [i]t reflects the understanding and gratitude he felt towards his father for being the man he was.18 The poem consists of seventeen stanzas, each a quatrain. It is written in epic form, which implies an extended narrative of praise or commentary on a serious subject, upon the death of someone; or of some event that marks the right of passage or rebirth of the speaker, nation, or some other persona. The rhyme scheme follows an almost universal pattern: lines 1 and 2 rhyme, 3 and 4 also. Some rhyme is based on consonant sounds, for example willed/sold in stanza 14; and sea/joy in stanza 11 Dumas, E.E. Cummings A Remembrance of Miracles, pp. 100-101. Ibid., pp. 356-7. 13 Ibid., p. 385. 14 George J. Firmage, Complete Poems, 1904-1962 E.E. Cummings, (New York: W.W. Norton, c1991), p. 520. 15 See appendix I. 16 Kennedy, Dreams in the Mirror: A Biography of E.E.Cummings, p. 385. 17 Ibid., p. 385. 18 Dumas, E.E. Cummings A Remembrance of Miracles, p. 35. 12 68 New England Artists five (with emphasis on the y sound of both words). Rhyming of vowel sounds occurs in stanza 10 with wise/is and assonance occurs in stanza 1 with love/give.19 The tone of the poem alternates between exalted, childlike wonder juxtaposed against bitter, angry ripostes. It is achieved and maintained throughout, by a careful use of syntactical alteration, switching adjectives, pronouns and nouns; sometimes in the interests of metrical patterning, sometimes in the interests of allowing a clash of vocabulary: juxtaposition creating conflict and tension. Such grammatical and syntactical play is equivalent to disruption of tonality in music, in the case where composers ignored conventions of harmony governing resolution of dissonances, or cadential closure of phrases. Such convention breaking devolved into the new music practises of the twentieth century. The metric conformity of this poem is clearly enunciated throughout. It relies heavily on lines of equal length, though there are some exceptions. Equanimity of line length is due to the rigorous application of metric organisation, which uses iambic tetrameter, dactylic and trochaic meter, here indicated by / representing a stressed syllable, and x an unstressed syllable: Iambic meter: x/x/x/x/ Dactylic meter: /xx/xx Trochaic meter: /x/x/x/x Cummings frequently uses both dactylic and trochaic meter in a line, as in stanza 2, line 2: / x x / x / x / Turned at his glance to shining here;20 Some lines are altered to maintain Cummings metric sensitivity, for example, stanza 6, line 2 would make sense if written: x x / x / x x / he could steer the heart of a star 19 Margaret Ferguson, Mary Jo Salter and Jon Stallworthy, eds, Versification, in The Norton Anthology of Poetry, 4th edition (New York: W. W. Norton & Company, 1996), pp. xix-xxi. 20 Ibid., pp. xii-xix. 69 The Musicology Review This arrangement would result in metric alteration from the given iambic tetrameter, to anapaestic meter: two unstressed syllables followed by a stressed one. Cummings never uses anapaestic meter in this poem, instead the line reads: x / x / x / x / a heart of star by him could steer Cummings uses a strong structure to shape this poem. Its naïve tone derives from the use of underlying poetic technique, which discloses a crafted syntactical puzzle. His poetic craft reveals infrequent use of capital letters, the personal pronoun designated to the father, except in the penultimate line, and frequent alteration of verb, pronoun and adjective to nouns, exhibiting modernist tendencies towards disruption. Stanza 1 The first line sets the theme, which is stated as an affirmation that Cummings fathers life was animated by a love that had within its constitution an aspect of doom. The word doom was one that Cummings associated with transcendence and mysticism, yet, its association with hopelessness and pain must also be taken into consideration. This is the first theme to be developed throughout the poem, one that has equivalence in music, where the first theme is generally heard at or near the beginning of the piece of music. Two other themes have their exposition in stanzas 10 and 14 respectively, immediately forming an association with the common tripartite division of musical works. Stanza 1 presents an example of syntactical play in line 2, which may be paraphrased in prosody thus: through being the same, by having and giving, but Cummings writes it as follows: through sames of am through haves of give. This serves to contain end-of-line rhyme, but also shortening the active verbs to haves and gives to one stressed syllable instead of two, lending a crisper sound quality. Clashes of imagery and vocabulary are set up with the dichotomies between doom/love, have/give and depth/height. These dichotomies dictate an active type of reading, one that demands scrutiny and interrogation, not a passive or accepting approach. Indeed, such active participation in art experience is one of the factors that emerged in the new art movement in many disciplines, expressing the changing tides from the nineteenth to the twentieth centuries. Line 3 is in triple meter, echoing song 70 New England Artists and dance, as most dance music was traditionally set in triple meter. The momentary lull on the second and third beat allows for the swing and sway of physical movement. Stanza 2 The most striking element here is the use of this/where/here as nouns. Cummings uses these indirect objects as personal pronouns, throughout the rest of the poem as designators of Cummings the persona. Father is accorded his, him or my father to describe his persona. In Cummings case, altered verbs, adjectives, pronouns and the like, render him a construct of opposites and grammatically altered devices; reminiscent of the many angles and planes of cubism, another exemplar of the modernist palette. Stanza 3 Lines 1 and 2 read: newly as from unburied which/ floats the first who containing a double possible reading of the word which. On the one hand, if it is tied to who in the next line it can refer to an unburied and newly awakened Cummings. Alternatively, it can be read as a conjunction between unburied and floats, where the emphasis is on floats as an action related to the sleeping and dreaming self in lines 3 and 4, out of which Cummings awakes. Stanzas 4, 5, 6, 7 The mountains, sea and sky are invoked, with father as godlike and heroic. Stanza 4, line 5: singing desire into begin shows Cummings device of word alteration again. Singing is active and continuous, in motion at the present time, begin(ning) is proximate, immanent and not in motion at the present time. This conflict is somewhat resolved by the insertion of desire as a word that can draw immanence into being. Grief and joy are further clashing images which strengthen the love and joy dynamic in the poem, by placing them alongside their opposite designate. The griefs of joy motto is carried on and developed in the next stanza. Fathers grief and joy becomes joy, joy so pure, pure so now and now so yes. Pure becomes indicative of his state of activity in the ever-present now. Now becomes affirmative: his being is always affirmative in each moment. Somehow father is transcending the pull of oppositional force that was set up at the beginning: doom, depth and grief. This transformation is all the more remarkable since in stanza 7, it is revealed that 71 The Musicology Review Cummings fathers dream was strict: not free, or liberating. He won his freedom through adherence to some form of stricture, and this adherence is manifested in the potency of a word like desire, a word not associated with servitude, humility or the religious life. As his father was a Unitarian minister, and a public pacifist in the face of U.S. involvement in World War I, it is clear that the ongoing struggle to break free from his father, as earlier described, is being rebalanced here. Fathers greatness, which Cummings expresses as having a mind keener than the sun, came perhaps from adhering strict(ly) to his principles of loving and forgiving, even when rebuked by his erstwhile recalcitrant son. Stanzas 10, 11, 12 A new theme enters here; one that exposes the idea of fathers approaching death. September and October are invoked as metaphors in stanzas 10 and 11, and snow appears in stanza 12. This move from early autumn through to winter is an obvious metaphor for the dying year, and death itself. The tone deepens to show mortality and sorrow. Stanza 10 opens with the first three lines commencing on unstressed syllables, following iambic tetrameter or dactylic and trochaic meter, having eight or nine stressed syllables per line. This contrasts with the down-beat and heavy tread of line four: offered immeasurable is. This dactylic metered line has only seven stressed syllables, its effect being to halt the running meter of the previous three lines. If denotes finality, especially the fact that the line ends on the adverb is, a statement of finite existence. The second theme develops in stanza 11, with beckoning flame and naked immortal inserted to invoke images of the souls shedding of the body. Downward climb and against the dark of lines 2 and 4 are metaphors for the grave and burial. Only in stanza 12 is his sorrow presented as an unqualified statement: a negative without clashing positive counterpoint, indicating perhaps Cummings desire to highlight this point within the narrative. Yet, in line 4 the word laugh changes the darker imagery of liar and foe. This stanza reveals fathers humanity, his struggle with lifes everyday woes, he is now presented in more human and less godlike terms than at the outset in the first theme. This contrast is similar to the play of musical themes in sonata form, where the first theme is contrasted against a second, the purpose being to generate fresh material out of the interplay of both themes. Such new material tends to be reiterated in some way within a third theme. Stanza 13 is a reprise of earlier material, reverting back to the tone of childlike 72 New England Artists wonder and admiration that was evident in stanzas 1 to 6. This functions in the manner of a musical chorus, serving to remind the listener of the narrative thread, and its development. Stanzas 14, 15 The third theme appears here, and this one is in Cummings own adult voice; it is a statement about war, and betrays bitterness and anger at his countrys actions. The effect of direct speech here is achieved by the use of let in lines 1 and 2, as a statement of fact, not ambiguity. Lines 3 and 4 link the idea of imagination with scheming, and passion with will, implying an attack on human freedom that is elucidated in line 4. Cummings uses contrapuntal tension in stanza 15 with several dichotomous states being indicated: give/steal and cruel/kind the implication of which is revealed in fear, doubt and disease in lines 2 and 3, and further developed in same, conform, pinnacle and am. These contrapuntal oppositions mimic practises of musical composition as stated above. Here, the third theme contains elements of the first (father as pacifist), and the second (death), while engendering a new component: Cummings own voice, which is worked in with the first two themes. This can be seen to mimic the model of sonata form referred to earlier, indicating commonalities between these modes of expression. Stanza 16 The tone strengthens in this stanza, with bitterness and irony emanating in word use such as dull, bitter, maggoty, minus, dumb and death. Line 2 shows how Cummings word alteration preserves his metrical intentions. If it read for example: / x / x /x x / bitter all things utterly sweet the rhythm would be as above. However, Cummings wants two dactylic clauses followed by two successively stressed syllables for emphasis at the line end thus: / x x /x x / / bitter all utterly things sweet 73 The Musicology Review This rhythm is repeated in the following line in the same manner emphasising dumb death, which is the central point in this section: / xx / x x / / maggoty minus and dumb death21 Stanza 17 Line 2 is treated differently to the rest of the poem beginning and ending with a dash. The personal pronoun i is now Cummings own voice which he emphasises with i say even though men may breathe to hate, a turn occurs here into the last two lines, which are a reprise of the opening theme, the triumphant victory of love. The words soul, love, whole and all provide the necessary balm to overthrow the bitter irony of the previous three stanzas. The special qualities of this language use is the clash of vocabularies, achieved by the transformation of parts of speech into nouns, often paired to show conceptual opposites or contrasts.22 His techniques of typography, punctuation and capitalisation were used as patterns of linguistic signalling, the major significance of which is a kind of code labelling, where codes have a function other than carrying a message.23 Indeed, the message can be compared to musical counterpoint, which allows two musical devices to operate closely with each other, often in combative ways. The resulting texture is tight but multilayered, and in this poem, it can be seen that Cummings had overall control of form, while finding ways to reinterpret syntax. It is an example of Cummings mature voice, showing adherence to metric stability, yet encompassing a linguistic adaptability that marked him out as a true modernist. Visual Poetry America in the early-twentieth century saw an influx of new art from Europe: cubism, fauvism and futurism; as well as new tonal and rhythmic freedoms in music, encouraging a revolt against the idealised art forms of the nineteenth century, and encouraging a new way of looking at reality.24 Just as Picasso sought a way to 21 Ferguson, Salter and Stallworthy, Versification, pp. xiii-xiv. Norman Friedman, E.E. Cumming: The Art of His Poetry (Baltimore: Johns Hopkins Press, 1960), pp. 64-66. 23 Dumas, E.E. Cummings A Remembrance of Miracles, p. 144. 24 Kennedy, Dreams in the Mirror: A Biography of E.E.Cummings, p. 4. 22 74 New England Artists represent what he actually saw, from all angles and at one time, Cummings sought to fracture and recombine linguistic elements. This was evident in his experimentation in typographical layout of word placement, division and attachment, which led to poems that were visually arresting and seeming to flout the normal intelligibility of written language. In doing this, he investigated the full plastic possibilities of language itself.25 His talent for linguistic play in creating a new style of poetry26 with parentheses, commas, spaced-out or bunched-up words, used almost like stage directions, involved the simple device of displacement or disjunction.27 An element or word appearing parenthetically within another word, was a way of showing simultaneity of action or expression; ordinarily inexpressible by conventional syntax.28 An example of this can be seen in his poem, loneliness (a leaf falls)29 (1958), one of Cummings eye poems, it rises from a base of five letters upwards through a column of single and double letters to the top.30 It contains two related thoughts, one placed in parentheses. The use of parentheses normally adds explanatory comment to a sentence, which the writer wants to be held in mind while he completes his main idea. Dividing the word loneliness produces an insistent emphasis on the idea of oneness, shown in the letter l which mimics the number 1 on the typewriter, and also the three letters one as part of l[one]liness which appears in the third last line.31 This poem could be spoken (or sung) by two voices, the second voice retarding the beginning but accelerating the end of l oneliness. Musically it could be notated as: Soprano Alto a leaf falls l.... . ..oneliness Similarly, under fog (1938) a four stanza poem,32 is structured with each stanza containing a clause or part of a phrase.33 In between these clauses and removed to the left, the word slowliest is placed, to indicate a secondary idea to the main thought of 25 Kennedy, Dreams in the Mirror: A Biography of E.E.Cummings, p. 117. Ibid., p. 4. 27 Dumas, E.E. Cummings A Remembrance of Miracles, pp. 72-73. 28 Ibid., p. 73. 29 Firmage, Complete Poems, 1904-1962 E.E. Cummings, p. 673. 30 See appendix II. 31 Firmage, Complete Poems, 1904-1962 E.E. Cummings, p. 26. 32 Ibid., p. 463. 33 See appendix III. 26 75 The Musicology Review the poem. It is as though the word slowliest is parenthetical, although it is not placed in parentheses. The presence of the word slowliest at one remove from the body of the text, and its placement between each stanza, indicates that it is spoken at a separate tempo. There are two speeds here, and the first voice under fog moves more rapidly that the second s..l..o..w..l..i..e..s..t, but voice two complements the idea of voice one: the fog moves slowly to envelop the people beneath it. This device is analogous to a duet in music, or two notes played simultaneously, or indeed a sustained chord played under a melody. It allows the function of simultaneity, normally unachievable in language, owing to its sequential ordering. Rather than an example of clashing vocabulary, it takes on a contrapuntal texture, holding two separate but related ideas and tempi in play. Cummings poetic style incorporated lyric, mythic, satiric and later modernist poems.34 He said: The day of the spoken lyric is past. The poem which has taken its place does not sing itself; it builds itself, three dimensionally, gradually, subtly in the consciousness of the experiencer.35 The important part here is not the absence of singing quality, but Cummings stress on the building components in poetry. In fact, the principle of intelligibility, appropriateness or decorum, denoted a set of vocabulary used in certain circumstances to produce a tone of voice.36 Cummings incorporated a mixture of old and new methods in his writing. Some influences from the old school were metric control and precision, stanzaic form that served to hold complex ideas in play, and adherence to a thematic exposition of ideas. New innovations were noun displacement, re-ordering of syntax, and extremity in line reduction. The effect of these innovations was to create poetry that had equivalence in painting as well as music. The fracturing and recombination of elements, which skilfully rendered poetic meaning and experience in direct, sometimes confrontational ways, places Cummings at the centre of modernist practise in early twentieth-century America. 34 Firmage, Complete Poems, 1904-1962 E.E. Cummings, pp. 125-6. Ibid., p. 128. 36 Friedman, E.E. Cummings: The Art of his Poetry, p. 62. 35 76 New England Artists Ives and Transcendent Americanism Ives contributions to modernism were fully developed between 1900 1906 a time so early that no European composer, not even Arnold Schönberg had done anything so radical not until the 1920s did Schönberg, Stravinsky and Hindemith shock European audiences with comparable innovative techniques.37 While both Ives and Cummings straddled the period of change from the end of the nineteenth to the beginning of the twentieth century, Cummings was more at home with the new artistic milieu, partaking in it publicly and more fully. Ives, the shy New Englander who spent thirty years composing in exile, nonetheless showed in his music a complete understanding of the art milieu of the time. Only in retrospect was it fully understood. He composed in several metric configurations, played simultaneously, using polymetric figures. His interest in physical space was evident in some of his writings, where he spoke of a melody heard at a distance over the woods or a horn heard across a lake.38 He seemed concerned with the specific type of space that fills this distance. He wrote in his memos that in climbing a mountain, ones eyes constantly have to shift focus, one moment on the sky, the next on the grass, with the sky receding, thus indicating how this multi-focused vision was part of the whole experience. This overall shifting focus can be heard in his music, where the ear is drawn to many places all at once, while differentiating between them at the same time.39 As with Cummings, Ives often fragmented his material, cutting off a musical idea before it is presented as a fleeting insert. He frequently crossed from one musical idea to another. His phrase structures could be abruptly broken off; this fracturing mimicked the broken poetic lines and phrases of Cummings, and is of course, a further reflection of the ideas that governed cubist paintings, placing Ives in dialogue with the visual arts. For Ives, the intention of fragmentation was disruption and layering many musical fragments in a manner that produced a multidirectional 37 H. Wiley Hitchcock and Vivian Perlis, eds, An Ives Celebration: Papers & Panels of the Charles Ives Centennial Festival Conference (Urbana, University of Illinois Press, 1977), p. 4. 38 H. Wiley Hitchcock, Ives: Oxford Studies of Composers (London: Oxford University Press, 1977), Vol. 14, pp. 47-56. 39 Ibid., p. 56. 77 The Musicology Review framework. All points of direction seem to be presented at once.40 An example of this is his Second Piano Sonata Concord, Mass., 1840 1860 (1911 1912). Each movement is written for ensembles of different size and composition. This eclecticism allowed for the primacy of sound as a governing philosophy, where overarching unity of form, that contains diversity and polarity within it, is both modernist, and also transcendentalist; both of which played their part in Ives style of writing. Symphonic Writing Münsterberg contended that by 1905, music composition had not yet reached a high point in the United States, the nineteenth century bringing forth little more than bandmaster music.41 He also claimed that America had no actual folk songs the Star Spangled Banner (1814) was written to an old, probably English melody, is the only true American folk-song.42 Yet, Dulles asserts that the isolated life of the cowboy allowed their songs to grow from sorrowful dirges and plaintive love-songs into a distinctive balladry of the plains: in time to become recognisable American folk-song, which Ives inserted into his works as tropes of Americana.43 His Fourth Symphony (1909 1916) draws heavily on recollections of childhood Memorial Day, with marching bands and revivalist camp meetings. The symphony features innovative aural effects achieved by separate orchestral sections placed at different distances from the audience.44 This feature can be compared to Cummings parenthetical eye poems, but on a much larger scale: aural effects contained in separate sound blocks, comprising the works totality. The Fourth Symphony has a densely layered texture, with three atonal movements and one tonal. Even within the dissonant atonal movements (one, two and four), Ives melodic ease is present, a reflection of his well remembered classicism. Musical cadences are disguised by overlapping phrases and unexpected entrances, here a match for Cummings abandonment of strict punctuation and infrequent use of capitals, they serve to weaken the impulse at the beginning of a 40 Hitchcock and Perlis, An Ives Celebration, p. 150. Münsterberg, The Americans, pp. 478-9. 42 Ibid., p. 479. 43 Foster Rhea Dulles, A History of Recreation: America Learns to Play (New York: Meredith Publishing Company, 1965), p. 175. 44 Frank Rossiter, Charles Ives and his America (London: Gollancz, 1975), p. 107. 41 78 New England Artists new musical statement. The work as a whole is a combination of vernacular religion and transcendental philosophy, remembering pre-civil war New England.45 Analysis Ives The Unanswered Question (1906) shows him to be a composer belonging to the early modernist period. Originally titled A Contemplation of a Serious Matter or the Unanswered Perennial Question, it was constructed on the idea that groups of instruments were playing as if unaware of each other, following two separate unsynchronised conductors. The background music is tonal, the foreground atonal.46 Isham refers to it as a polyphony of meaning-impregnated sounds, or sound blocks.47 Created for trumpet, string quartet, and four flutes, Ives own programme notes contain the thesis of the piece: the strings play softly throughout with no change in tempo representing The Silences of the Druids who Know, See and Hear Nothing, the trumpet intones the Perennial Question of Existence in the same tone of voice each time. A search for the Invisible Answer is undertaken by the flutes which become gradually faster and louder, eventually coming to mock the Question until at the end the Silences remain in Undisturbed Solitude.48 In a sense, the intended meaning of this piece is spelled out in these programmatic instructions, but the real question to ask is how this is achieved. Ives believed that music was beyond analogy to word language, but he was fascinated by the raw materials of music.49 His musical idiom was based on the refusal to accept any authority other than the sounds of nature, both heard and unheard.50 The question of what music is supposed to mean, or at least have as its effect, raises the assumption that any musical communication is an instance of what we recognise as musical communication. Thus, there must be some means by which we are able to decipher musical messages and to identify their codes. The following analysis will be based on the structure of the work, that is to say, the score. As has been said, Ives constructed this piece in a tripartite manner: the strings representing 45 Dulles, A History of Recreation: America Learns to Play, p. 108. John Kirkpatrick, Ives Charles E(dward), in Stanley Sadie, ed., The New Grove Dictionary of Music & Musicians, Vol. 9 (London: Macmillan Publishers Ltd., 1980), p. 417. 47 Howard Isham, The Musical Thinking of Charles Ives in The Journal of Ives, Aesthetics and Art Criticism, Vol. 31/iii, Spring (1973), pp. 395 404: 401. 48 Charles Ives, The Unanswered Question: for Trumpet, Flute Quartet & Strings, critical edition (1906), Paul C. Echols and Noel Zahler, eds (New York: Peer International Corporation, 1985), p. 10. 49 Isham, The Musical Thinking of Charles Ives, p. 398. 50 Ibid., p. 396. 46 79 The Musicology Review Undisturbed Solitude; the trumpet representing the Question and the flutes representing the search for an answer. It is immediately obvious upon looking at the score that these three fields of action operate disjunctly, and indeed Ives first choice was to have the strings offstage.51 Separation of the three musical operatives and illustration of the spatial distance between them, are evident in the score, which shows large empty spaces between the staves. This might be analogous to what Craig Ayrey refers to as the play of the structure: a centre, or fixed origin, serving to balance or contain the entire structure.52 The centre in this piece is perhaps an invisible point which is indicated by modes of opposition: between parts and the whole; continuity and discontinuity; similarity and dissimilarity.53 Separating planes of activity is a modernist convention, used also by Cummings in his typographical poems, as well as leading painters in early twentieth-century America. My analysis is based on Jean-Jacques Nattiez method of semiology54 in order to illustrate some meaning indicators.55 The first sound that is heard is the sustained, slowly descending scale in G major, played by the strings. This is taken as paradigm I. Along with the trumpet motive, it is the most extensively used motive in the piece. The pattern of this original paradigm, (which I have labelled motive Ia)56 shows the following degrees of the scale, 8, 7, 6, 5, 4, with a further extension of 5 and 4 at the end. Its ending on degree four of the scale gives the motive a sense of incompletion, passing the dominant but failing to come to rest on the mediant or tonic. Although the effect is peaceful and serene, it is nevertheless incomplete for that reason. Variant Ib in the musical examples shows the pattern extending further to encompass G A, the scale now coming to rest on the supertonic. This increases the expectation of moving to completion on the tonic, but again this resolution is denied. Variant Ic with its descent A C omitting the F sharp could be seen as an extension to Ib, a continuation of the scale descent from G major and modulating to C major. This C major implication is continued in variant Id with a G to C descending scale. These scalar 51 Ives, The Unanswered Question, p. 10. Craig Ayrey, Debussys Significant Connection: Metaphor and Metonymy in Analytical Method, in Anthony Pople, ed., Theory, Analysis and Meaning in Music (Cambridge: Cambridge University Press, 1994), p. 131. 53 Ibid., p. 129. 54 Robert Samuels, Mahlers Sixth Symphony: A Study in Musical Semiotics (Cambridge: Cambridge University Press, 1995), pp. 8-9. 55 See appendix IV. 56 For the purposes of this article I will address only a representative proportion of the motives in this work. 52 80 New England Artists patterns can be read as a background canvas, on which the contrapuntal flute and trumpet dialogue are superimposed. Motive IIa with its tied semibreves and minims forms the pattern G D E D, with the ascending interval of a fifth (G D) establishing the G major tonic and dominant. This seems to evoke a response to Motive Ia: 8, 7, 6, 5, 4, 8, 5, 6, 5, establishing the sought for tonic and stressing the dominant, thus, bringing to a conclusion the open-ended scale descent earlier described. Variant IIb with its 8, 4, 6, 4, pattern likewise refers back to IIa: 1, 5, 6, 5, 8, 4, 6, 4, alternating a strong tonic/dominant phrase with a phrase based on imperfect consonances, which in themselves demand resolution under the scheme of tonal music; and furthermore it refers also to Ia: 8, 7, 6, 5, 4, 8, 4, 6, 4; hereby reinforcing the imperfect consonances which underlie the suspended incompletion of the opening motive. All of these motives circumscribe Ives contention that the strings illustrate silent, contemplative unseeing and unhearing forces. Both serenity and suspension is achieved through these tonal structures, a fitting interplay of signifiers that point towards a sense of the unknown: which contains resolution, rest, incompletion and dissolution; in other words, a balance of opposites. Motive IIIa establishes degree eight of the scale as a centre of a pinnacle formed by a row of crochets flanked by minims, and variant IIIb establishes degree three of the scale in a similar fashion. Both degrees form part of the stable tonic triad, the basis of tonal music. These variants serve the tonal nature of the music sections they occupy, and add weight to Motives I and II as part of a background tonal canvas. This canvas is subverted in true Ivesian fashion by layering subtle dissonances in the flute and trumpet parts, as an example of an Ives idiolect; a manner in which he uses his preferred compositional method of upsetting harmonic balance to destabilise a norm. The trumpet call is the subject of Motive Va. Claiming that Ives revisited and revised previous musical choices, Alex Ross comments: [i]n Paul Echols and Noel Zahlers distressing edition of The Unanswered Question the trumpet tone row that forms the works motto no longer drifts untethered but instead returns to its starting B flat.57 Ives was well known for his interest in the exploration of quarter tones, echoes and their distortion, and the juxtaposition of tonality with atonality. That he chose to 57 Frank R. Rossiter, Charles Ives and his America (London: Gollancz, 1976), p. 33. 81 The Musicology Review place the trumpet call as always beginning on B flat, may be owing to the complex tonal layering of the flutes over strings, and the emphatically dissonant nature of the trumpet tone row itself. Added to this is the narrative insistence achieved by reiterating over and over, the same perennial question, in the same voice. The trumpet call can be seen in the score as a middle layer, running stratumlike through the blocks of music allocated to flute and strings. In this manner, the repeated insistence of its interrogation can be seen as a feature of the early modernist condition of late nineteenth- and early twentieth-century artistic palette. It affirms the value of pure opposition to the neighbouring blocks of music, yet shows the momentto-moment continuity of the music, via a stable motive running through an increasingly complex contrapuntal score. Such visual signification had its counterpoint in Cummings poetry, of course. Music theory recognises that opposition is a relation, a mode of connection between disparate units.58 The tone row, Motive Va, is constructed on juxtaposing dissonant and consonant intervals: diminished seventh; minor third; diminished octave and perfect fourth. B flat and E flat in the row, may suggest the key of B flat major, with C sharp creating an augmented second. It is well known that Ives father George used to make the young Charles sing a tune in E flat major while accompanying himself in C major, which would sound off key (being a minor third lower). This was in order to train young Ives ear in holding and maintaining dissonance, and arguably Ives great contribution to music was his ability to create dissonant and atonal music that sounded as intentional and complete as any tonal masterpiece. If in The Unanswered Question this trumpet row is set in B flat major against a predominantly C major/G major tonal background (strings), it could be a reference to his early training. Alternatively, C sharp and E flat in the phrase may suggest the key of D major (as both neighbour D by a semi-tone), the dominant of G major as exemplified in the opening Motive Ia. Perhaps he is implying two tonal centres and not one, in a similar way to Cummings parenthetical simultaneity of language clauses, discussed already. The phrase moves with a triplet-feel rhythm, the dissonant intervals interrupting the smooth C major/G major tonalities of the background canvas, and the flutes as they enter with increasing frequency. The dissonant and plaintive tones of the trumpet call, is a fitting signifier for a question designed to disrupt and interrogate. 58 Ayrey, Debussys Significant Connection: Metaphor and Metonymy in Analytical Method, p. 129. 82 New England Artists The many variants of this row appear both with the trumpet, and also the flutes, as indicated in the programme notes.59 Variants based on the diminished seventh and diminished octave intervals feature in the flute quartet, played increasingly faster (bars 52 to 54). Allied to this, the frequent insertion of trumpet row tones of E flat, B flat and C sharp prior to that in bars 34 36; 40 41; and 45 46; as well as in the final 52 to 54 crescendo of the quartet, illustrates Ives planting of these tones in the flute parts, to indicate perhaps an idea of grappling with these elements prior to imitating them fully. This feature could signify the flutes toying with responses to the question before reiterating it fully, albeit in mocking tones.60 Ives uses further musical signifiers to amplify the accelerating crescendo of mocking tones in the flute quartet. Motive Xa illustrates a high upward-reaching motive. It begins with a minor seventh, then a major seventh, followed by step-up and down semi-tonal vibrato-like figures played in triplet rhythm. This is followed and ended by a glissando slide down first by a perfect fifth then and major third. Juxtaposition of elements implied by intervals of a seventh, which Deryk Cooke describes as one of the flaws in natures harmony, sounding at times lost or melancholy unless able to resolve onto the tonic; along with stable intervals such as the fifth and third, is one example of how musical signifiers can operate within a system that governs meaning.61 Variant Xb shows an augmented intervallic variation. The motive is played out on a lower register by the second flute, juxtaposing Es against the Fs of variant Xa, thus accenting dissonance between these neighbouring semitones and signifying disturbance and discomfort. This is perhaps equivalent to the verbal clash that created oppositional tension in Cummings my father moved. Variant Xb ends with an augmented octave leap upward, and then a compound major third leap down, this cadence pushing against the glissando of variant Xa, which are sounded simultaneously. The vibrato-like figures suggest agitation and irritation, signifiers perhaps of the narrative content of the flutes at this point: attempting to search for an answer; but later in bars 52 53 this vibrato-like figure appears a third higher and in unison between flutes one and two. This is played over a G major triad in the strings, suggesting perhaps the desire to escape or defy the quiet insistence of a tonic triadic stability; or in a narrative sense, a desire to escape the quiet insistence of 59 Ives, The Unanswered Question, p. 10. Ibid., p. 10. 61 Deryk Cooke, The Language of Music (London: Oxford University Press, 1959), pp. 72-75. 60 83 The Musicology Review the unseeing and unhearing signifiers, which after all end as they began: undisturbed and unchanged by the cacophony around them. These features exemplify Ives confident use of oppositional tensions to generate movement. As Ayrey suggests, if two statements or musical events are stated as equivalent or opposed, similar or different, it is left to the receiver to decide which is more important: [a]s the two things put together are more remote, the tension created is, of course, greater.62 These oppositional tensions generate movement between the disparate elements. As aforementioned, there are three fields of action at play: a sonorous background; a recurrent middle ground; and, an accelerating foreground, each having its own musical style, intervallic and tonal home-ground, rhythmic pattern and sound dynamic. The interplay between these sites operates on a three-fold pattern: a theme (background) is established to which a second theme (middleground) interposes. A third element (foreground) takes on aspects of the second theme and engages with it in a way that transmutes some of the second themes form. The resulting altered third element holds within it, parts of the second theme, and rests on the unchanged first element. This tripartite operational matrix in some way represents the archetype behind sonata form: where idea meets opposition, causing interaction, and resulting in transmutation or change, and indicated earlier as a possible governing scheme for my father moved. Ives uses this dramaturgic three-fold enactment of compositional procedure to evoke quite simply: call and response; chaos and repose. Theodor Adorno believed there were three characteristic devices in music: breakthrough, suspension and fulfilment, which is another way of viewing this tripartite structure. Breakthrough happens where material is introduced from outside in a utopian image of integration. Suspension is achieved when passages of musical prose abandon metre to give the illusion of arrested progress in time, and fulfilment is a culmination which does not give in to the false representation of wholeness not justified by the course of the music.63 Ives can clearly be seen to have operated fully within the changing practises of the late nineteenth and early twentieth centuries, fully in dialogue with the other expressive art forms, albeit unconsciously. Reminiscences of the old school were: the use of scalar patterns, tripartite structural forms and programmatic theme exposition. His innovative techniques, realised by the control he exerted over any possible 62 63 Ayrey, Debussys Significant Connection: Metaphor and Metonymy in Analytical Method, p. 135. Samuels, Mahlers Sixth Symphony, p. 16. 84 New England Artists excesses, included: dissonant notes layered over tonal harmony, rhythmic flexibility and the splitting of the orchestra into sound blocks. Like Cummings, he was using the old to create the new. Conclusion The changes between the nineteenth and early twentieth centuries in America wrought social, cultural and artistic fracture, resulting in radicalisation of forms and structures in the expressive arts. The founding Puritan ethic read that [n]o work of culture has any value in itself; it becomes ethically significant only in relation to the individual will to serve the highest development of the individual.64 This statement seems to indict art culture as a deterrent in following Gods law, according to the precepts of Puritanism; yet its proposition that culture is significant if it serves the development of the individuals self-determining will, underlines the nature of the American Idea which grew in prominence from the middle of the nineteenth century through to the twentieth century. It would seem then, that to be truly American, both in the Puritan and the modernist sense, meant that art-culture would have to exalt the individual. Thus, the works of art of both Ives and Cummings, though far removed from Puritanism, succeeded in advancing the Puritan ethic of serving God, by strengthening the individual will through its expression. As such, they can be seen as artists that truly exemplified the spirit of New England, Transcendentalism and later Modernism. This marks them both as exemplars of the idea of the American Self. The study of music has led to questions being asked about its inherent meaning, and whether it can be compared to written or spoken language. This article has sought to show meaning indicators that exist quite naturally in each discipline, and to find some way of speaking about both. Indeed, Dunsby and Whittall argue: Faced with an unknown language, we have to discover the meaning of messages in that language by analysing them in a language we know.65 Samuels asserts that pieces of music are texts as is literature. Both have authors and audiences, both are transmitted in printed media, but a musical text is no more a sequence of sounds, as a literary text is not a sequence of words.66 Every text has, in principle, a beginning, 64 Münsterberg, The Americans, p. 354. Jonathan Dunsby and Arnold Whittall, Music Analysis in Theory & Practise (London: Faber Music Ltd., 1988), p. 213. 66 Samuels, Mahlers Sixth Symphony, pp. 152-4. 65 85 The Musicology Review middle and an end. Musical texts however, have a more continuous sonic reality than those of written texts, with the exception of poetry of course.67 A poem does not need to be long. Every word was once a poem. Every new relation is a word, Emerson wrote in The Poet.68 For Saussure, vocal sounds and perceived phenomena were undifferentiated before the advent of language. It is this perceived lack of differentiation that leads to the theory of universality of expression in the arts. The linguistic sign simultaneously entered planes of sound and perceived phenomena to create meaning, creating oppositions and relations in each.69 With this in mind, it is possible to say of the previous study, that there is evidence to state that the plastic arts of poetry and music govern the initial impulse towards expression, marking the individual and the society from which it originates. In that context, it serves both music and poetry to be analysed in an article such as this, as each can be better understood as idiolects of the age in which they were generated, when placed alongside the other. The changing social and cultural milieu of America in the late nineteenth and early twentieth centuries, produced documents of expression from the pen of two men of New England origin, whose ancestors could be traced back to the early Puritans. From that vantage point, of respect for tradition and aspiration to the highest moral good, came manipulation of tonal and linguistic edifices that had been in place for centuries. The art that resulted was of worldwide significance, opening up pathways that others would follow. Its confident and assertive richness came from the conviction of these two lifelong creatives, to remain true to their craft, even when there was little obvious return. Assiduous, disciplined and grafting, they were true New England men. 67 Kofi Agawu, The Challenge of Semiotics in Nicholas Cook and Mark Everist, eds, Rethinking Music (Oxford: Oxford University Press, 1999), pp. 142-3. 68 Ralph Waldo Emerson, The Poet, (1844), in John Carlos Rowe, ed., Selected Works by Ralph Waldo Emerson & Margaret Fuller (Boston: Houghton Mifflin Company, 2003), pp. 194-5. 69 Samuels, Mahlers Sixth Symphony, pp. 2-3. 86 New England Artists Appendix I my father moved through dooms of love through sames of am through haves of give, singing each morning out of each night my father moved through depths of height this motionless forgetful where turned at his glance to shining here; the if(so timid air is firm) under his eyes would stir and squirm newly as from unburied which floats the first who, his april touch drove sleeping selves to swarm their fates woke dreamers to their ghostly roots and should some why completely weep my fathers fingers brought her sleep: vainly no smallest voice might cry for he could feel the mountains grow. Lifting the valleys of the sea my father moved through griefs of joy; praising a forehead called the moon singing desire into begin joy was his song and joy so pure a heart of star by him could steer and pure so now and now so yes the wrists of twilight would rejoice keen as midsummers keen beyond conceiving mind of sun will stand, so strictly(over utmost him so hugely)stood my fathers dream his flesh was flesh his blood was blood: no hungry man but wished him food; no cripple wouldnt creep one mile uphill to only see him smile. Scorning the pomp of must and shall my father moved through dooms of feel; his anger was as right as rain his pity was as green as grain 87 The Musicology Review septembering arms of year extend less humbly wealth to foe and friend than he to foolish and to wise offered immeasurable is proudly and(by octobering flame beckoned)as earth will downward climb, so naked for immortal work his shoulders marched against the dark his sorrow was as true as bread not; no liar looked him in the head; if every friend became his foe hed laugh and build a world with snow. My father moved through theys of we, singing each new leaf out of each tree (and every child was sure that spring danced when she heard my father sing) then let men kill which cannot share, let blood and flesh be mud and mire, scheming imagine, passion willed, freedom a drug thats bough and sold giving to steal and cruel kind, a heart to fear, to doubt a mind, to differ a disease of same, conform the pinnacle of am though dull were all we taste as bright, bitter all utterly things sweet, maggoty minus and dumb death all we inherit, all bequeath and nothing quite so least as truth -i say though hate were why men breathebecause my father lived his soul love is the whole and more than all E.E. Cummings 88 New England Artists Appendix II l(a le af fa ll s) one l iness Appendix III un der fog s touch slo ings fin gering s wli whichs turn in to whos est people be come un E.E. Cummings 89 The Musicology Review Appendix IV Charles Ives: The Unanswered Question Motive I (a) Violin 1; Bar: 1-12 (b) Violin 1; Bar: 26-42 (c) Cello; Bar: 45-48 (d) Viola; Bar: 48-52 Motive II (a) Violin 2; Bar: 5-18 (b) Violin 2; Bar: 33-45 Motive III (a) Cello; Bar: 7-16 (b) Viola; Bar: 11-18 90 Paradigmatic Analysis New England Artists Motive V (a) Trumpet or Oboe; Bar: 16-17 (b)Flutes 1 and 2; Bar: 52 (c) Flutes 1 and 2; Bar: 52 (d) Flutes 1 and 2; Bar: 52 (e) Flutes 1 and 2; Bar: 53-54 (f) Flute 1; Bar: 54 (g) Flute 2; Bar: 54 Motive X (a) Flute 1; Bar: 45-46 91 The Musicology Review (b) Flute 2; Bar: 45-46 92
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