Clinical Psychology Review 30 (2010) 63–77 Contents lists available at ScienceDirect Clinical Psychology Review The role of therapist self-disclosure in psychotherapy: A qualitative review Jennifer R. Henretty ⁎, Heidi M. Levitt 1 University of Memphis, Department of Psychology, 202 Psychology Building, Memphis, Tennessee, 38152-6400, United States a r t i c l e i n f o Article history: Received 18 February 2009 Received in revised form 7 September 2009 Accepted 14 September 2009 Keywords: Self-disclosure Psychotherapy process Psychotherapy guidelines a b s t r a c t Over 90% of therapists self-disclose to clients (Mathews, 1989; Pope, Tabachnick, & Keith-Spiegel, 1987; Edwards & Murdock, 1994), however, the implications of therapist self-disclosure are unclear, with highly divergent results from one study to the next. The goal of this paper was to review the empirical literature relevant to therapist self-disclosure, and provide the reader with a comprehensive understanding of the factors that affect, and are affected by, therapist self-disclosure. Findings are organized into an integrated model examining the who, what, when, why, and how of therapist self-disclosure. In addition, training implications and suggestions for future research are provided. © 2009 Elsevier Ltd. All rights reserved. Contents 1. Review of the quantitative research . . . . . . . . . . . . . . . . . . . . . . . . . . 1.1. Independent variables in the therapist self-disclosure research . . . . . . . . . . 1.1.1. Independent variables related to the therapist . . . . . . . . . . . . . 1.1.2. Independent variables related to the client and/or therapeutic process . 1.1.3. Independent variables related to issues of diversity . . . . . . . . . . . 1.2. Dependent variables in the therapist self-disclosure research . . . . . . . . . . 1.2.1. Dependent variables related to the therapist . . . . . . . . . . . . . . 1.2.2. Dependent variables related to the client and/or the therapeutic process 1.2.3. Dependent variables related to client self-disclosure . . . . . . . . . . 1.3. Types of therapist self-disclosure . . . . . . . . . . . . . . . . . . . . . . . . 1.4. Self-disclosure versus nondisclosure . . . . . . . . . . . . . . . . . . . . . . 2. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.1. Research implications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.2. Training implications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.3. Clinical implications: Synthesizing the research and the theory . . . . . . . . . 2.3.1. Nondisclosure is no longer the easy answer . . . . . . . . . . . . . . 2.3.2. Therapists need to consider the issue now . . . . . . . . . . . . . . . References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Although Sidney Jourard was not credited with being the first to use the term ‘self-disclosure’ until 1958 (Gallucci, 2002), the debate about its use in psychotherapy had been ongoing for decades. Sigmund Freud conceived the first model of the ideal therapist stance, likening the ⁎ Corresponding author. E-mail addresses: [email protected] (J.R. Henretty), [email protected] (H.M. Levitt). 1 Tel.: +1 901 678 5489; fax: +1 901 678 4518. 0272-7358/$ – see front matter © 2009 Elsevier Ltd. All rights reserved. doi:10.1016/j.cpr.2009.09.004 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 64 64 65 65 65 66 66 68 68 68 69 69 70 71 71 71 74 therapist to a blank screen. “The [therapist] should be opaque to his patients and, like a mirror, should show them nothing but what is shown to him” (Freud, 1912/1958, p. 118). Thus, traditional psychoanalysts believed their goal as therapists was to remain a neutral and anonymous medium, upon which patients could project transference distortions for the purpose of interpretation. Conversely, the prodisclosure argument was developed within a humanistic framework. In the late 1950s, Rogerians were the first clinicians to adopt practices of therapist self-disclosure (Farber, 2006). Since then, client-centered therapists continually have argued 64 J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 that by cautiously modeling openness, strength, vulnerability, and the sharing of intense feelings, the therapist who uses therapy-relevant self-disclosure invites the client to follow the lead and cultivates trust, perceived similarity, credibility, and empathic understanding (Kottler, 2003; Knox, Hess, Petersen, & Hill, 1997). Furthermore, feminist and multicultural therapeutic approaches have since placed a premium on therapist self-disclosure (Brown & Walker, 1990; Mahalik, Van Ormer, & Simi, 2000). While the zeitgeist ever-changes and the debate continues, we know that therapists are self-disclosing. Although therapist selfdisclosure is one of the rarest techniques, comprising an estimated average of 3.5% of therapist interventions (Hill & Knox, 2002), over 90% of therapists report that they have self-disclosed in therapy (Edwards & Murdock, 1994; Mathews, 1989; Pope, Tabachnick, & Keith-Spiegel, 1987). However, contradictory empirical findings and theoretical conceptualizations, teamed with ambiguous ethical guidelines (Domenici, 2006) and little to no training as to the nature and use of therapist self-disclosure (Beutler, Crago, & Arizmendi, 1986), may leave therapists feeling vulnerable and anxious about self-disclosing (Hill & Knox, 2002; Knox & Hill, 2003). Practitioners need a more coherent understanding of therapist self-disclosure so that they can weigh the pros and cons of its use, and, when deemed therapeutically appropriate, use this technique with confidence. Therefore, this paper aims to review the quantitative research pertaining to therapist selfdisclosure and, in the Discussion section, synthesize those findings with the relevant theoretical literature into an integrated model examining the who, what, when, why, and how of therapist selfdisclosure. In addition, training implications and concrete suggestions on how to address gaps and inconsistencies in the literature with future research will be provided. 1. Review of the quantitative research A perusal of the relevant literature suggests that, despite the many writings supporting judicious therapist self-disclosure, some authors remain concerned with clinical ramifications of such disclosure; that is, they question whether therapist disclosure is a therapeutically helpful intervention (Peterson, 2002). This paper reviews quantitative results of published research on verbal therapist self-disclosure via summaries and, when the research body consists of five or more studies, via tables. Note that every study included in this review is examined in terms of variables (e.g., client perceptions, therapist orientation) and types of comparisons (e.g., disclosure vs. nondisclosure, positive self-disclosure vs. negative self-disclosure) that it utilizes, thus some studies are necessarily referenced in multiple summaries and tables. The empirical review will be divided into the following sections: (a) studies examining the relationship between various independent variables and therapist self-disclosure, (b) studies examining the relationship between various dependent variables and therapist self-disclosure, (c) studies comparing types of therapist self-disclosure, and (d) studies comparing disclosure to nondisclosure. 1.1. Independent variables in the therapist self-disclosure research This section is subdivided into independent variables associated with the therapist, which tend to be demographic (e.g., education, theoretical orientation, professional status, age), and independent variables associated with the client (such as client demographic or diagnostic variables) or with the therapeutic process (i.e., alliance, as it affects disclosure). A third subsection discusses independent variables associated with issues of diversity, consisting of gender, ethnicity, and sexual orientation. 1.1.1. Independent variables related to the therapist When examining the relationship between frequency, or use, of therapist self-disclosure and therapist-related independent variables, this review found no correlation with therapists' age (Berg-Cross, 1984) or with therapists' level of education (Andersen & Anderson, 1989; Simone, McCarthy, & Skay, 1998). Studies that attempted to discern, using analogue methodology (i.e., using non-client samples in situations designed to be similar to the therapy experience), whether and how therapists' professional status interacts with therapist self-disclosure on clients' perception and responses, had inconsistent results: One study found that professional status had no main or interaction effect on clients responses and perceptions (McCarthy, 1982); one study's findings implied that it may be more important for professional therapists to selfdisclose than non-professional therapists (Merluzzi, Banikiotes, & Missbach, 1978); and one study's finding implied that paraprofessional therapists should self-disclose intimately, whereas professional therapists should utilize non-intimate self-disclosures (Simonson & Bahr, 1974). Because each study examined different types of therapist selfdisclosure and only one used a no disclosure control, results cannot meaningfully be aggregated across studies. When the relationship between therapist self-disclosure and amount of clinical experience is examined (see Table 1), results across studies were inconsistent. However, it seems that early-career therapists may disclose less and for different reasons (e.g., to prevent client from questioning therapist's mental health; Simone et al., 1998) than more experienced therapists, but that the frequency of self-disclosure plateaus at some point for female therapists, showing little difference between therapists with an intermediate amount of experience and more. For male therapists, self-disclosure may decrease as experience is gained past an intermediate amount. Therapists of differing theoretical orientations have different views on the utility and appropriateness of therapist self-disclosure (Peterson, 2002; Williams & Levitt, 2008). However, results of surveys that examined use of therapist self-disclosure and theoretical orientation (i.e., Andersen & Anderson, 1989; Berg-Cross, 1984; Edwards & Murdock, 1994; Simi & Mahalik, 1997) did not consistently show differences among the various orientations. Two surveys reported no relationship (Andersen & Anderson, 1989; Berg-Cross, 1984), whereas one survey (Edwards & Murdock, 1994) reported that psychoanalytic/ psychodynamic therapists utilized less therapist self-disclosure than Table 1 Does clinical experience affect amount of therapist self-disclosure (TSD)? (6). Possible Studies answers Yes (3) No (3) Andersen and Anderson (1989): SV — therapists with 1 year of experience or less reported disclosing significantly less than therapists with 2–5 years and 10+ years experience Robitschek and McCarthy (1991): SV — for male therapists, more experience correlated with less TSD Berg-Cross (1984): SV Summary Barrett and Berman (2001): EX — when therapists were instructed to increase their use of TSD, experienced therapist increased their TSD significantly more than less experienced therapists RESULTS MIXED but, if a relationship exists, it may be non-linear, with therapists with only the least (and, possibly, for male therapists, the most) amount of clinical experience disclosing less Simi and Mahalik (1997): EX Simone et al. (1998): SV Note. The numbers in parentheses indicate how many studies contributed to that question or possible answer. SV = survey; EX = experiment. J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 other therapists, and one survey (Simi & Mahalik, 1997) found differences between psychoanalytic/psychodynamic and therapists of other orientations use of different types of, and reasons for, therapist self-disclosures. Although results were mixed, if there is a difference among therapists from various theoretical orientations, it appears that therapists from psychoanalytic and psychodynamic theories may disclose less, but that the difference may not be as large as theorized. 1.1.2. Independent variables related to the client and/or therapeutic process The studies reviewed in this paper examined the following independent client-related variables as they relate to therapist selfdisclosure: age, diagnosis/type of disorder, symptomatology, and expectation of disclosure. Overall, results suggested that neither clients' age (Myers & Hayes, 2006; Simone et al., 1998), nor clients' expectation of therapist self-disclosure (Derlega, Lovell, & Chaikin, 1976; Peca-Baker & Friedlander, 1987; VandeCreek & Angstadt, 1985), had an interaction effect with therapist self-disclosure on clients' perceptions of, or responses to, the therapist. However, client diagnosis/type of disorder and therapist self-disclosure were shown to have a relationship, with therapists disclosing least to clients diagnosed with personality disorders (Mathews, 1989) or having weak ego-strength (Simone et al., 1998). Only one study examined clients' symptomatology in relation to therapist self-disclosure (Kelly & Rodriguez, 2007). It found that therapists self-disclosed more to clients with lower pre-therapy symptomatology. The only therapyrelated independent variable investigated was alliance. The one study that examined alliance as an independent variable found that analogue clients with a strong therapeutic alliance perceived a selfdisclosing therapist more favorably than clients with a weak alliance and a disclosing therapist (Myers & Hayes, 2006). 1.1.3. Independent variables related to issues of diversity Although few studies examined issues of diversity as they relate to therapist self-disclosure, this distinction seemed important, especially given that feminist and multicultural therapists tend to advocate the use of therapist self-disclosure to reduce the power imbalance between therapists and clients, to decrease clients' feelings of shame, and to transmit feminist values from therapists to clients (Brown, 1994; Mahalik et al., 2000). Therefore, this subsection examines issues of sexual orientation, ethnicity, and gender. Only two studies examined the topic of sexual orientation as it pertains to therapist self-disclosure. One survey found that therapists of a feminist theoretical orientation were more likely to disclose their sexual orientation to clients than therapists of all other theoretical orientations (Berg-Cross, 1984). An analogue experiment by Atkinson, Brady, and Casas (1981) found that gay men rated male therapists who self-disclosed a gay sexual orientation more favorably than male therapists who did not disclose or disclosed a heterosexual orienta- 65 tion, but that there was no difference between ratings of male therapists who did not disclose and those that disclosed heterosexual orientations. Due to diversity in research methodology, results across the two studies cannot be aggregated; however, it may be that selfdisclosing only makes a difference–that difference being positive– when the therapist and client are both of a minority sexual orientation (Atkinson et al., 1981). Two studies (Edwards & Murdock, 1994; Myers & Hayes, 2006) coded for ethnicity (see Table 2) and found no differences among ethnic groups on clients' perceptions and responses to therapist selfdisclosure. However, these studies had a relatively homogenous, mostly Caucasian sample. Six other studies specifically investigated ethnicity as it related to therapist self-disclosure with more varied samples, with three examining the effect of Mexican or MexicanAmerican culture, two examining the effect of African-American/Black culture, and one examining the effect of Asian-American culture. Although the number of studies is too few to be able to understand conclusively the particular effects each culture had on the impact of therapist self-disclosure, the results of the studies suggest that culture may interact with therapist self-disclosure. Studies that examined therapist self-disclosure and client gender, therapist gender, and/or gender pairing in the therapeutic dyad were compiled (see Table 3). Of all the diversity variables reviewed, it appears that only gender–of the client, therapist, and dyad–produced, in general, reliable results. Specifically, neither client gender, nor therapist gender, nor gender pairing, affected how much a therapist self-disclosed to a client. Additionally, gender did not reliably have an interaction effect with therapist self-disclosure on clients' perceptions of, and responses to, disclosing and nondisclosing therapists. 1.2. Dependent variables in the therapist self-disclosure research This section is subdivided into three parts. The first subsection discusses articles that examined dependent variables associated with therapists. The therapist-related dependent variables in the literature tend to be ratings of the therapist's demeanor and performance in therapy. The second subsection investigates dependent variables related to clients (such as clients' feelings toward the therapist) or the process of therapy (such as alliance, as it is affected by disclosure). The third subsection reviews studies that investigated variables related to client self-disclosure. The division of this section (dependent variables) into these three subsections (therapist-related dependent variables, client-related dependent variables, and dependent variables related to client self-disclosure) is indicative of the distinction among clients' perceptions–that is, client ratings of which the therapist is the subject (e.g., “my therapist is attractive”); clients' feelings–that is, client ratings of which the client is the subject (e.g., “I am attracted to my therapist”); and client disclosure measures–ratings which, except in the case of client willingness to disclose, are done by someone other Table 2 Is there a relationship between client ethnicity and therapist self-disclosure (TSD)? (8). Possible answers Studies Yes (4) Cashwell, Shcherbakova, and Cashwell (2003): ASV — clients indicated preference for TSD when therapist was of different ethnicity; African-American clients indicated higher preference for TSD than Caucasian clients about personal feelings, sexual and professional issues, and success/failure Cherbosque (1987a): ASV — American clients expected more TSD than Mexican clients Borrego, Chavez, and Titley (1982): AQEX — Mexican-American vs. Anglo-American Edwards and Murdock (1994): SV — Caucasian vs. non-Caucasian No (4) Summary Wetzel and Wright-Buckley (1988): AEX — Black clients paired with Black therapists showed preference to high TSD therapy condition; Black clients paired with White therapists showed preference to low TSD therapy condition Cherbosque (1987b): AEX — Mexicans showed preference for No TSD therapy; Americans did not Kim et al. (2003): AQEX — Asian values RESULTS MIXED, but, if a relationship exists, clients of Mexican cultures may prefer nondisclosure, whereas African-American/ Black clients may prefer TSD Myers and Hayes (2006): AEX — general ethnicity Note. The numbers in parentheses indicate how many studies contributed to that question or possible answer. SV = survey; ASV = analogue survey; AEX = analogue experiment; AQEX = analogue quasi-experiment. 66 J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 Table 3 Gender and therapist self-disclosure (TSD). Possible answers Studies Summary Is there a relationship between client gender and TSD? (21) Yes (7) Hendrick (1988): ASV — male clients endorsed greater interest in TSD of sexual material than female clients Davis and Skinner (1974): AEX — in TSD group, male clients' disclosure imitation (of TSD) was greater than female clients' Feigenbaum (1977): AEX — male clients disclosed more intimately in TSD group; female clients in no TSD group Cherbosque (1987a): ASV — male clients expected more TSD No (14) Borrego et al. (1982): AQEX Cherbosque (1987b): AEX DeForest and Stone (1980): AEX Hoffman-Graff (1977): AEX Lundeen and Schuldt (1989): AEX Lundeen and Schuldt (1992): AEX Mallinckrodt and Helms (1986): AQEX Hendrick (1990): SV — male clients endorsed greater interest in TSD of sexual material than female clients Kelly and Rodriguez (2007): SV — therapists disclosed more to female clients than male clients Hoffman and Spencer (1977): AEX — female clients showed preference for negative TSDs, whereas male clients showed preference for positive TSDs McAllister and Kiesler (1975): AQEX Merluzzi et al. (1978): AEX Myers and Hayes (2006): AEX Nilsson et al. (1979): AQEX Perrin and Dowd (1986): AEX Remer, Roffey, and Buckholtz (1983): AEX Watkins and Schneider (1989): AEX No clear relationship Is there a relationship between therapist gender and TSD? (12) Yes (4) Hendrick (1988): ASV — clients desired TSD about sexual issues from female therapists more than male therapists Merluzzi et al. (1978): AEX — for female therapists only, clients preferred low TSD No (8) Andersen and Anderson (1989): SV DeForest and Stone (1980): AEX Edwards and Murdock (1994): SV Hoffman-Graff (1977): AEX Pope et al. (1987): SV — male therapists were more likely than female therapists to tell clients of their attraction to them Robitschek and McCarthy (1991): SV — more experienced male therapists used less TSD than female therapists Nilsson et al. (1979): AQEX Simone et al. (1998): SV Vondracek (1969): AQEX Watkins and Schneider (1989): AEX No clear relationship Is there a relationship between gender pairing and TSD? (5) Yes (1) Watkins and Schneider (1989): AEX — male clients preferred positive self-involving (emotions) TSDs from a male therapist and negative self-involving TSDs from a female therapist; female clients preferred negative self-involving and positive self-disclosing (experiences) TSDs from a female therapist, and preferred negative self-disclosing TSDs from a male therapist No (4) DeForest and Stone (1980): AEX Hoffman-Graff (1977): AEX Goodyear and Shumate (1996): AQEX McCarthy (1979): AEX No clear relationship Note. The numbers in parentheses indicate how many studies contributed to that question or possible answer. SV = survey; ASV = analogue survey; AEX = analogue experiment; AQEX = analogue quasi-experiment. than the client. Note, however, that each subsection pertains to the impact therapist self-disclosure has on clients. 1.2.1. Dependent variables related to the therapist The studies reviewed in this paper examined the following eight therapist-related, dependent variables (see Table 4): expertness, trustworthiness, attractiveness, level of regard, empathy, congruence, unconditionality, and warmth. Across studies, results point to therapist selfdisclosure having no reliable effect on how clients perceived their therapists on the five qualities of trustworthiness, level of regard, empathy, congruence, and unconditionality. However, clients reliably perceived therapists who self-disclosed as warmer. Although results were not as reliable for the effect therapist selfdisclosure had on ratings of therapist expertness and therapist attractiveness, trends were discerned with each variable. Related to client ratings of therapist expertness, the pattern of results suggested that therapist self-disclosure most likely has no significant effect on perceptions of expertness; however, if disclosure does have an effect on the variable of expertness, its effect may be negative, with disclosing therapists perceived as less expert than nondisclosing therapists. Related to client ratings of therapist attractiveness, the trend suggested that therapist self-disclosure had either no effect or a positive effect on therapists' attractiveness—results from only 1 of 20 studies suggested that therapists who self-disclosed were perceived by clients as less attractive than nondisclosing therapists. In summary of this amalgamated research, therapist self-disclosure reliably had no significant effect, either positive or negative, on five variables (trustworthiness, level of regard, empathy, congruence, and unconditionality), reliably had a positive effect on one variable (warmth), had either no effect or a positive effect on one variable (attractiveness), and had either no effect or a negative effect on one variable (expertness). 1.2.2. Dependent variables related to the client and/or the therapeutic process The studies reviewed in this paper examined the following dependent client-related variables: alliance/relationship; change in problems (or clients' perception of problems)/symptom distress; willingness to return/see a similar therapist/refer a friend; and clients' attraction to, and liking for, the therapist. Two studies examined the alliance/therapeutic relationship as it relates to therapist self-disclosure: One survey (Kelly & Rodriguez, 2007) found that therapist selfdisclosure was not significantly related to scores on the Working Alliance Inventory, as rated by both therapists and clients. One analogue quasi-experiment (i.e., an analogue experiment that did not utilize random assignment; VandeCreek & Angstadt, 1985) found that analogue clients rated their relationship higher with disclosing therapists than nondisclosing therapists, even when those clients had a low preference and low anticipation for therapist self-disclosure. Thus, across these two studies, results were inconsistent. Similarly, results across studies for the variable of change in clients' perception of their problems/symptom distress, as it relates to therapist self-disclosure, could not be meaningfully aggregated. Two analogue experiments examined the impact of valence of therapist self-disclosure (positive vs. negative therapist self-disclosures) on change in clients' problems/perception of problems: One study (Hoffman & Spencer, 1977) found that analogue clients in the positive therapist selfdisclosure condition experienced significantly more positive change in their problem (procrastination) than those in the negative disclosure condition, whereas the other study (Hoffman-Graff, 1977) found that analogue clients in the negative therapist self-disclosure condition experienced significantly more positive change in their perception of their problem (procrastination) than those in the positive disclosure condition. Furthermore, one survey (Kelly & Rodriguez, 2007) found that therapist self-disclosure was not significantly related to symptom J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 67 Table 4 Dependent variables related to the therapist: Clients' perceptions of therapists and therapist self-disclosure (TSD). Possible answers Studies Does TSD affect clients' perception of therapists' expertness? (18) Yes, positively (1) VandeCreek and Angstadt (1985): AQEX Yes, negatively (5) Carter and Motta (1988): AQEX Cherbosque (1987b): AEX Curtis (1982): AEX No clear effect or mixed Dowd and Boroto (1982): AEX results within study (9) Lundeen and Schuldt (1989): AEX Lundeen and Schuldt (1992): AEX Mallinckrodt and Helms (1986): AQEX Myers and Hayes (2006): AEX Other results (3) McCarthy (1979): AQEX — higher expertness ratings for self-involving (emotions) TSD condition than self-disclosing (experiences) TSD condition McCarthy (1982): AQEX — higher expertness ratings for TSD of/with feelings than TSD not related to feelings Does TSD affect clients' perception of therapists' trustworthiness? (19) Yes, positively (1) Lundeen and Schuldt (1989): AEX Yes, negatively (2) Cherbosque (1987b): AEX Carter and Motta (1988): AQEX No clear effect or mixed Doster and Brooks (1974): AEX results within study Dowd and Boroto (1982): AEX (13) Goodyear and Shumate (1996): AQEX Loeb and Curtis (1984): AEX Lundeen and Schuldt (1992): AEX Mallinckrodt and Helms (1986): AQEX Other results (3) McCarthy (1979): AQEX — higher trustworthiness ratings for self-involving TSDs than self-disclosing TSDs McCarthy (1982): AQEX — higher trustworthiness ratings for TSD of/with feelings than TSD not related to feelings Does TSD affect clients' perception of therapists' attractiveness? (20) Yes, positively (8) Dowd and Boroto (1982): AEX Fox, Strum, and Walters (1984): AQEX Goodyear and Shumate (1996): AQEX Lundeen and Schuldt (1989): AEX Yes, negatively (1) Carter and Motta (1988): AQEX No clear effect or mixed Cherbosque (1987b): AEX results within study (9) Hoffman-Graff (1977): AEX Klein and Friedlander (1987): AEX McCarthy (1982): AEX McCarthy and Betz (1978): AEX Other results (2) Watkins and Schneider (1989): AEX — positive self-involving TSD rated more attractive than negative self-involving Does TSD affect clients' perception of therapists' level of regard? (7) No clear effect or mixed Borrego et al. (1982): AQEX results within study (6) Giannandrea and Murphy (1973): AEX Hoffman and Spencer (1977): AEX Other results (1) Hoffman-Graff (1977): AEX — negative past TSDs got higher ratings for regard than positive TSDs Summary Goodyear and Shumate (1996): AQEX Merluzzi et al. (1978): AEX Peca-Baker and Friedlander (1987): AEX Peca-Baker and Friedlander (1989): AEX Perrin and Dowd (1986): AEX Watkins and Schneider (1989): AEX No clear effect, but, if a relationship exists, therapists who self-disclose may be perceived as less expert than therapists who do not; additionally, therapists who self-disclose about their intratherapy feelings may be perceived as more expert than therapists who disclose extratherapy facts McCarthy and Betz (1978): AEX — higher expertness ratings for self-involving TSD condition than self-disclosing TSD condition Merluzzi et al. (1978): AEX Myers and Hayes (2006): AEX Peca-Baker and Friedlander (1987): AEX Peca-Baker and Friedlander (1989): AEX Perrin and Dowd (1986): AEX Watkins and Schneider (1989): AEX Wetzel and Wright-Buckley (1988): AEX NO, TSD does not have a clear effect on clients' perception of the therapists' trustworthiness; however, therapists who self-disclose about their intratherapy feelings may be perceived as more trustworthy than therapists who self-disclose extratherapy facts McCarthy and Betz (1978): AEX — higher trustworthiness ratings for self-involving TSD condition than self-disclosing TSD condition Lundeen and Schuldt (1992): AEX Mallinckrodt and Helms (1986): AQEX Merluzzi et al. (1978): AEX Peca-Baker and Friedlander (1987): AEX RESULTS MIXED, but, if a relationship exists, therapists who self-disclose may be perceived as more attractive than therapists who do not Myers and Hayes (2006): AEX Peca-Baker and Friedlander (1989): AEX Perrin and Dowd 1986): AEX Reynolds and Fischer (1983): AEX McCarthy (1979): AQEX — self-involving therapist rated more attractive than self-disclosing therapist Klein and Friedlander (1987): AEX Mann and Murphy (1975): AEX Peca-Baker and Friedlander (1989): AEX Does TSD affect clients' perception of therapists' empathy? (14) Yes, positively (1) Murphy and Strong (1972): AEX Yes, negatively (2) Carter and Motta (1988): AQEX No clear effect or mixed Borrego et al. (1982): AQEX results within study (8) Giannandrea and Murphy (1973): AEX Hoffman and Spencer (1977): AEX Loeb and Curtis (1984): AEX Other results (3) Hoffman-Graff (1977): AEX —negative past TSDs got higher ratings for empathy than positive TSDs Klein and Friedlander (1987): AEX — negative TSDs were rated higher on empathy than positive TSDs Curtis (1982): AEX Mann and Murphy (1975): AEX Merluzzi et al. (1978): AEX Peca-Baker and Friedlander (1987): AEX Peca-Baker and Friedlander (1989): AEX Nilsson et al. (1979): AQEX — self-involving TSD therapists were rated higher on understanding than self-disclosing TSD therapists Does TSD affect clients' perception of therapists' congruence? (7) No clear effect or mixed Borrego et al. (1982): AQEX results within study (7) Giannandrea and Murphy (1973): AEX Hoffman and Spencer (1977): AEX Hoffman-Graff (1977): AEX Mann and Murphy (1975): analogue experiment Peca-Baker and Friedlander (1987): AEX Peca-Baker and Friedlander (1989): AEX NO, TSD does not have a clear effect on clients' perception of the therapists' level of regard NO, TSD does not have a clear effect on clients' perception of the therapists' empathy NO, TSD does not have a clear effect on clients' perception of the therapists' congruence (continued on next page) 68 J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 Table 4 (continued) Possible answers Studies Summary Does TSD affect clients' perception of therapists' unconditionality? (7) Yes, negatively (1) Curtis (1982): AEX No clear effect or mixed Borrego et al. (1982): AQEX results within study (5) Giannandrea and Murphy (1973): AEX Hoffman-Graff (1977): AEX Other results (1) Hoffman and Spencer (1977): AEX —negative TSD therapist received higher ratings on unconditionality of regard Mann and Murphy (1975): AEX Peca-Baker and Friedlander (1989): AEX Does TSD affect clients' perception of therapists' warmth? (5) Yes, positively (3) Fox et al. (1984): AQEX Nilsson et al. (1979): AQEX Murphy and Strong (1972): AEX No clear effect (1) Doster and Brooks (1974): AEX Other results (1) Reynolds and Fischer (1983): AEX — no differences or interactions were found for negative vs. positive or self-involving vs. self-disclosing TSD on warmth ratings NO, TSD does not have a clear effect on clients' perception of the therapists' unconditionality YES, TSD affects clients' perception of the therapists' warmth; therapists who SD were perceived as warmer Note. The numbers in parentheses indicate how many studies contributed to that question or possible answer. SV = survey; ASV = analogue survey; AEX = analogue experiment; AQEX = analogue quasi-experiment. change, whereas the results of one naturalistic experiment (Barrett & Berman, 2001) found that an increase in therapist self-disclosure caused a decrease in client symptomatology. Findings of studies that examined clients' willingness to return, see a similar therapist, or refer a friend to the therapist (see Table 5) were also mixed. However, it appears that if therapist self-disclosure affected analogue clients' willingness to see or refer the therapist, it affected it positively, with clients more willing to see or refer self-disclosing therapists. In other words, although it is hard to discern if self-disclosure had a positive effect or no effect, it is clear that self-disclosure did not have a negative effect—clients did not indicate less willingness to see or refer the disclosing therapist versus the nondisclosing therapist. Finally, results generally indicated that analogue clients tended to like therapists who self-disclosed more than those that did not and those that did less (see Table 5). 1.2.3. Dependent variables related to client self-disclosure Known as the dyadic effect (Jourard, 1964), research (e.g., Jourard, 1959; Jourard & Landsman, 1961; Jourard & Richman, 1963) has shown that disclosure from one person to another often begets reciprocal disclosure from the receiver. As one of Jourard's founding tenants of selfdisclosure, many studies examined variables related to the possible dyadic effect of therapist self-disclosure (see Table 6). These variables include client self-disclosure, willingness of clients to self-disclose, and intimacy of client self-disclosure. Examining actual client disclosure, results across studies suggested that clients exposed to therapist self- disclosure, especially when it was infrequent and of low to moderate intimacy, self-disclosed more than clients exposed to no therapist selfdisclosure. Results across studies were mixed for other variables related to client self-disclosure. 1.3. Types of therapist self-disclosure For the studies that examined different types of self-disclosure (positive vs. negative, self-involving vs. self-disclosing, more intimate vs. less intimate), the only distinction that reliably seemed to affect clients was that of self-involving versus self-disclosing therapists' disclosures (see Table 7). First posited by McCarthy and Betz (1978), a self-involving communication “requires the counselor to express his or her immediate feelings about or reactions to the client” (p. 255), whereas a self-disclosing communication often is about a therapist's personal experience and does not refer directly to the client. According to most of the studies reviewed here, self-involving statements elicited more positive responses from clients in action and in ratings of their perceptions of the therapist than self-disclosing statements. 1.4. Self-disclosure versus nondisclosure Thirty studies that examined nondisclosure or used a control group of no disclosure were compiled (see Table 8). Of those 30 studies, 20 had results that favored the use of therapist self-disclosure, whereas only 4 studies had results that suggested therapist self- Table 5 Dependent variables related to the client and/or the therapeutic process. Possible answers Studies Summary Does therapist self-disclosure (TSD) affect clients' willingness to return, see a similar therapist, or refer a friend to therapist? (7) Yes, positively (2) Fox et al. (1984): AQEX Merluzzi et al. (1978): AEX No clear effect or mixed results (4) Borrego et al. (1982): AQEX Mallinckrodt and Helms (1986): AQEX Giannandrea and Murphy (1973): AEX Nilsson et al. (1979): AQEX Other results (1) Watkins and Schneider (1989): AEX — clients were more willing to continue to see therapist that used positive self-involving TSD than all other types (negative self-involving and positive and negative selfdisclosing) Does TSD affect clients' attraction to or liking for the therapist? (5) Yes, positively (4) Barrett and Berman (2001): EX Merluzzi et al. (1978): AEX No clear effects (1) Hoffman and Spencer (1977): AEX Nilsson et al. (1979): AQEX Simonson and Bahr (1974): AQEX MIXED RESULTS; however, if there exists a relationship, it appears to be positive YES, TSD positively affects clients' attraction to, or liking for, therapists Note. The numbers in parentheses indicate how many studies contributed to that question or possible answer. EX = experiment; AEX = analogue experiment; AQEX = analogue quasi-experiment. J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 69 Table 6 Dependent variables related to client self-disclosure (CSD). Possible answers Studies Summary Does therapist self-disclosure (TSD) affect clients' (actual) self-disclosure? (11) Yes, positively (7) Davis and Skinner (1974): AEX Doster and Brooks (1974): AEX Jourard and Friedman (1970): AQEX Powell (1968): AEX Yes, negatively (1) Vondracek (1969): AQEX No clear effect (3) Barrett and Berman (2001): EX Lundeen and Schuldt (1992): AEX Does TSD affect clients' predicted willingness to self-disclosure? (7) Yes, positively (2) Bundza and Simonson (1973): AQEX Yes, negatively (1) Cherbosque (1987b): AEX No clear effect or mixed Borrego et al. (1982): AQEX results (4) Lundeen and Schuldt (1992): AEX Does TSD affect the intimacy of clients' self-disclosure? (5) Yes, positively (2) Derlega et al. (1976): AQEX No clear effect or mixed Barrett and Berman (2001): EX results (3) Feigenbaum (1977): AEX Mann and Murphy (1975): AEX — moderate frequency YES, moderate TSD elicited more TSD more than no TSD client self-disclosure Simonson (1976): AQEX — moderate intimacy TSD more than no TSD Truax and Carkhuff (1965): NOB Simonson and Bahr (1974): AQEX Nilsson et al. (1979): AQEX RESULTS MIXED Simonson (1976): AQEX Simonson and Bahr (1974): AQEX McAllister and Kiesler (1975): AQEX Vondracek (1969): AQEX RESULTS MIXED Note. The numbers in parentheses indicate how many studies contributed to that question or possible answer. EX = experiment; AEX = analogue experiment; AQEX = analogue quasi-experiment; NOB = naturalistic observation. disclosure did more harm than good. This ratio, 5:1, of studies that favored therapist self-disclosure to those that did not, suggested that self-disclosing therapists elicited more positive responses and perceptions from clients than therapists who did not disclose. In summary, a review of the published quantitative studies exploring verbal therapist self-disclosure suggested that (a) self-disclosure (vs. nondisclosure) had a positive effect on clients; (b) clients had a stronger liking for, or attraction to, therapists that self-disclosed; (c) clients perceived therapists who self-disclosed as warmer; (d) clients selfdisclosed more to therapists that self-disclosed; (e) clients had a more positive response to self-involving therapist disclosures (thoughts and feelings about the client) than to self-disclosing therapist selfdisclosures (extratherapy experiences); and (f) therapists were less likely to self-disclose to clients diagnosed with personality disorders. In addition, the review suggested that the following variables did not affect, or were not affected by, therapist self-disclosure: therapists' education; clients' age; therapists' gender, clients' gender, and gender pairing; clients' expectation of therapist self-disclosure; clients' perception of therapists' trustworthiness, level of regard, empathy, congruence, and unconditionality; and clients' use of affective words. All other variables reviewed in this empirical section either had mixed results across studies or were examined in too few studies for results to be aggregated meaningfully. 2. Discussion 2.1. Research implications There are several problems with the research on therapist selfdisclosure to date. The first is that of a definition: Whereas some researchers have classified any self-revealing statement made by clinicians as therapist self-disclosure (e.g., Cozby, 1973; Weiner, 1983; Wheeless, 1976), others have defined various types of self-disclosure, breaking it into disclosures of low and high intimacy (e.g., Carter & Motta, 1988), positive and negative information (e.g., Hoffman-Graff, 1977), or intratherapy feelings and extratherapy experience (e.g., Reynolds & Fischer, 1983), just to name a few. Multiple definitions of therapist self-disclosure render meaningful analysis of findings across studies difficult, if not impossible. Several authors (e.g., Farber, 2006; Knox et al., 1997; McCarthy; 1979) see a general distinction between Table 7 Types of therapist self-disclosure. Possible answers Studies Summary Does the valence of therapist self-disclosure (positive vs. negative) have a differential impact on clients? (7) Yes, in favor of positive TSD (3) Berg-Cross (1984): SV Watkins and Schneider (1989): AEX Remer et al. (1983): AEX Yes, in favor of negative TSD (2) Hoffman-Graff (1977): AEX Klein and Friedlander (1987): AEX No differential effect or mixed results (2) Doster and Brooks (1974): AEX Hoffman and Spencer (1977): AEX Does the intimacy of the therapist self-disclosure have a differential impact on clients? (6) Yes, favoring more intimate TSD (3) DeForest and Stone (1980): AEX Derlega et al. (1976): AQEX Yes, favoring less intimate TSD (2) Loeb and Curtis (1984): AEX No differential effect (4) Carter and Motta (1988): AQEX Curtis (1982): AEX Simonson (1976): AQEX Merluzzi et al. (1978): AEX Simonson and Bahr (1974): AQEX Do self-disclosing and self-involving therapist self-disclosures have a differential impact on clients? (8) Yes, favoring self-involving TSDs (6) Cherbosque (1987b): AEX Hill et al. (1989): NOB McCarthy (1979): AQEX No differential effect or mixed results (2) Dowd and Boroto (1982): AEX McCarthy and Betz (1978): AEX Nilsson et al. (1979): AQEX Reynolds and Fischer (1983): AEX McCarthy (1982): AEX Wetzel and Wright-Buckley (1988): AEX RESULTS MIXED RESULTS MIXED YES, self-involving TSD elicited more positive effects than self-disclosing TSD Note. The numbers in parentheses indicate how many studies contributed to that question or possible answer. SV = survey; AEX = analogue experiment; AQEX = analogue quasiexperiment; NOB = naturalistic observation. 70 J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 Table 8 Does therapist self-disclosure (vs. nondisclosure) have an effect on clients? (30). Possible answers Studies Yes, positively (20) Bundza and Simonson (1973): AQEX Davis and Skinner (1974): AEX Donley, Horan, and DeShong (1989): AEX Doster and Brooks (1974): AEX Dowd and Boroto (1982): AEX Fox et al. (1984): AQEX Jourard and Friedman (1970): AQEX Loeb and Curtis (1984): AEX Lundeen and Schuldt (1989): AEX Lundeen and Schuldt (1992): AEX Carter and Motta (1988): AQEX Cherbosque (1987b): AEX Borrego et al. (1982): AQEX Feigenbaum (1977): AEX Giannandrea and Murphy (1973): AEX Yes, negatively (4) No clear effect or mixed results (6) Summary Mann and Murphy (1975): AEX McAllister and Kiesler (1975): AQEX Murphy and Strong (1972): AEX Nilsson et al. (1979): AQEX Peca-Baker and Friedlander (1987): AEX Powell (1968): AEX Robey (1980): AEX Simonson (1976): AQEX Simonson and Bahr (1974): AQEX VandeCreek and Angstadt (1985): AQEX Curtis (1982): AEX Vondracek (1969): AQEX Myers and Hayes (2006): AEX Peca-Baker and Friedlander (1989): AEX Perrin and Dowd (1986): AEX YES, therapists that self-disclosed elicited more positive responses from clients than therapists that did not self-disclose Note. The numbers in parentheses indicate how many studies contributed to that question or possible answer. AEX = analogue experiment; AQEX = analogue quasi-experiment. therapist self-disclosures of the external and of the internal, and future researchers could contribute to the growing knowledge base by clearly distinguishing therapist disclosures similarly. A second problem with the extant research on therapist selfdisclosure is that the variable is typically operationalized in terms of frequency (Hill & Knox, 2002). This line of thought assumes a linear relationship between disclosures and process and/or outcome, which is unlikely (Audet & Everall, 2003): “There is no compelling reason to believe that more disclosures should lead to better outcome. It may even be that therapist self-disclosure yields its positive effects because it occurs so infrequently” (Hill & Knox, 2001, p. 416). Qualitative research by Hill and Knox (2002) found that although clients generally rated therapist self-disclosures as helpful, there was not a consistent positive relationship between frequency of disclosure and treatment outcome. Therefore, it may be important for future researchers to take into account multiple factors of therapist disclosure, such as intimacy/depth, duration/breadth, timing, quality, client readiness, and content. A third, and major, problem with the extant research is the reliance on analogue methodology. “Analogue studies are problematic because they are not “experience-near” and thus have limited applicability to actual therapeutic situations. In essence they decontextualize a situation in which context exerts a great degree of influence” (Farber, 2006, p. 147). The contrived, single “session” with a non-client student volunteering for course credit, who reads a transcript or watches a recorded mock therapy interaction before rating the therapist does not “capture actual client internal experience of the dynamics of therapist self-disclosure in genuine therapy settings, nor does it give information about the perceived consequences, if any, of this intervention on clients in long-term psychotherapy” (Knox et al., 1997, p. 274). Although analogue research can provide heuristically useful information, future researchers may want to consider utilizing naturalistic experiments, with real clients, real therapists, and real therapeutic relationships (see Barrett & Berman, 2001, for an example). A fourth problem with the extant research is that many researchers failed to consider situational and contextual variables that may moderate and/or mediate the link between therapist self-disclosure and various measures of therapeutic process and outcome (Collins & Miller, 1994). These factors, to enumerate a few, include whether the disclosure was of positive versus negative information, whether the disclosure was similar versus dissimilar to the client's experience, whether it came before or after a client disclosure, whether it was volunteered or as a result of a client question, and the client's expectations and preferences: Although there were not enough data for us to investigate this fact more fully, different types of clients seemed to react differently to therapist self-disclosure. Some of these clients were voracious in their desire for therapist self-disclosure, wishing their therapists had disclosed more often or even arranging to meet with another client of the same therapist to share information about the therapist. These clients seemed to want to merge in some way with their therapists. Other clients, however, were less desirous of disclosures, worrying at times that the disclosures blurred the boundaries of the relationship or distinctly stating that self-disclosures were inappropriate because they removed the focus from the client and were unprofessional in their revelations about the therapist. (Knox et al., 1997, p. 282) Future researchers, therefore, should consider coding or controlling for various situational and context variables. The final major problem of previous research concerning therapist self-disclosure is that it is atheoretical (Hill & Knox, 2002). Most of the major theoretical positions have received less than adequate attention in the empirical literature. For example, although many position pieces advocate for therapist disclosure of GLBT (gay, lesbian, bisexual, transgender) orientation to GLBT clients (see Ball, 1996; Brooks, 1981; Cabaj, 1996; Cole, 2006; Domenici, 1997, 2006; Frommer, 1994, 1999; Frost, 1998; Gartrell, 1984, 1992; Herlands, 2006; Isay, 1991, 1996; Kooden, 1991; Lewes, 1988; Liddle, 1996; Malyon, 1982; Riddle & Sang, 1978; Rochlin, 1982; Satterly, 2006), only one empirical study (Atkinson et al., 1981) examined this issue directly. Thus, to enable comprehensible synthesis of the theoretical and empirical literature, future researchers must place greater emphasis on topics such as those relating to therapist disclosures of past struggles similar to the client, of extratherapy experiences that may affect therapy, and of values. Furthermore, although feminist and multicultural therapists have advocated use of therapist self-disclosure as a means of empowering minority clients, very little applicable research has been undertaken to bolster the argument. This area also is ripe for future researchers to begin to fuse practice and science. Though much research still is needed to be able to understand the full impact of therapist self-disclosure, this review has identified implications for training and practice. 2.2. Training implications During many practitioners' training, therapist self-disclosure is either taboo or portrayed as a mistake (Pope, Keith-Spiegel, & Tabachnick, 1986). It is no surprise then that many therapists have received little to no training on the nature of therapist self-disclosure (Beutler et al., 1986; Burkard, Knox, Groen, Perez, & Hess, 2006; Knox & Hill, 2003). However, appropriate and effective therapist self-disclosure requires “interpersonal skills such as tact, timing, patience, humility, perseverance, and sensitivity. These soft skills cannot be learned from a manual. What can be taught are the precepts, rules, criteria, and cognitive processes that guide effective clinical decision making [relevant to therapist self- J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 disclosure]” (Geller, 2003, p. 543). Graduate programs, where therapistsin-training can role-play and practice these skills under the aid of a supervisor, make for a safe environment to learn about the technique of therapist self-disclosure. Furthermore, experts on the subject (e.g., Hill, in Goode, 2002) have speculated that beginning therapists may selfdisclose too much. Because frequent therapist self-disclosure can have detrimental therapeutic effects (Giannandrea & Murphy, 1973), training programs that ignore the issue of therapist self-disclosure inadvertently may be doing a disservice to clients. Instead, training programs need to acknowledge that therapists do self-disclose (Mathews, 1989; Pope et al., 1987; Edwards & Murdock, 1994) and that the technique has both merits and risks. Student-therapists should be educated as to how to think through the who, what, why, when, and how of appropriate selfdisclosure. 2.3. Clinical implications: Synthesizing the research and the theory Therapists will be faced with self-disclosure decisions throughout their careers. Whether they are asked, at the onset of therapy, questions pertaining to their theoretical orientation or their beliefs and values; whether they are faced with an issue in their personal life that may impact their professional life; whether they realize they have a history similar or relevant to their client; or whether they hit an emotional impasse with a client, therapists will have to make decisions on, not only if they should disclose, but also to whom, what, when, why, and how. These quandaries lead to the first clinical implication of this review: 2.3.1. Nondisclosure is no longer the easy answer Although for decades therapists have sat quietly and comfortably behind a mask of anonymity, the theoretical and empirical research suggests that nondisclosure has risks and benefits that need to be weighed (as does disclosure). Furthermore, although the latest version of The American Psychological Association's Ethics Code (2002) offers no explicit guidance on therapist self-disclosure, several of its codes apply, with the message that therapists can no longer choose nondisclosure without having considered the issue carefully. (For example, in the passage concerning informed consent to therapy, the codes require that psychotherapists inform clients as early as is feasible in the therapeutic relationship about the nature and anticipated course of therapy, and provide sufficient opportunity for the client to ask questions and receive answers [APA, 2002]). Thus, avoiding all therapist selfdisclosure, in the hope of reducing possible risks, may do a disservice to clients (Hanson, 2005). By choosing nondisclosure, therapists can “model attending to safety, personal limits, and the existence of rules” (Sweezy, 2005, p. 88). By making explicit their concern and/or discomfort about how a disclosure might affect their client, therapists are able to engage in an open dialogue with the client that remains focused on the client, rather than the therapist (Mallow, 1998). In addition, therapists, in choosing nondisclosure, maintain safety over their personal information in an environment that does not offer them the protection of confidentiality (Maroda, 1991; Sweezy). However, nondisclosure can be “experienced as rude, hostile, uncaring, sadistic, retaliatory, evasive, or tantalizing, among an infinite number of other possibilities, positive as well as negative. From my perspective, therefore, remaining silent here is as potentially problematic and as potentially toxic as any other response” (Ehrenberg, 1995, p. 225). Hanson (2005) cautions that the single most detrimental effect of nondisclosure is to the alliance, and research supports the conclusion that the therapeutic relationship is crucial to therapy outcomes (Gatson, 1990; Gelso & Carter, 1985; Orlinsky & Howard, 1986; Truax & Mitchell, 1971; Wolfe & Goldfried, 1988). Furthermore, in Hanson's qualitative research on the topic, clients indicated that their therapist's nondisclosure had inhibited their own disclosure, felt hurtful and destructive to trust, and/or resulted in their managing of the therapeutic relationship. As an 71 example, one client mentioned that her therapist's unwillingness to answer questions had triggered feelings of being unloved, evoking traumatic feelings similar to those she had experienced in childhood. However, she never mentioned these feelings in therapy because she felt that, due to her therapist being reserved and distant, there was no opening to do so (Hanson). On the other hand, therapist self-disclosure is not an easy answer either. Although, when asked, clients often indicate they like therapist self-disclosure and find it helpful (Hill & Knox, 2002), results across studies are inconsistent (Kelly & Rodriguez, 2007). Though these discrepancies may be due to problems in method designs, they also highlight that the impact of therapist disclosure is “highly contextual, non-linear, and contingent on multiple delivery factors that cannot be considered in isolation” (Audet & Everall, 2003, p. 229). In addition, it is important that therapists feel comfortable with their decision to self-disclose, which leads to the second clinical implication. 2.3.2. Therapists need to consider the issue now Although many self-disclosure judgments have to be made in the moment, it is important for therapists to reflect on how they will formulate their decisions before that moment arises. Peterson (2002) observed that the opportunity for therapist self-disclosure often occurs unexpectedly during a session, and that, therefore, it is important for therapists to give thought to the issue prior to finding themselves in a position to self-disclose. Davis (2002), echoing this sentiment, noted that “although reflecting on [self-disclosure] can be very useful in the moment of contemplating a disclosure or contemplating withholding a disclosure, it is often impossible to do. In many instances the therapist is simply too caught up in the [interaction] to become fully aware of it” (p. 451). In respect to this issue, the following sections will offer guidelines for therapists to utilize when considering the who, what, when, why, and how of therapist self-disclosure. These guidelines are based upon both empirical and theoretical articles, which are cited after each guideline, and are meant to facilitate consideration and decision making rather than provide direct answers to questions about therapist disclosure. 2.3.2.1. To whom. Although there is not always agreement on who are the better client candidates for therapist self-disclosure, there seems to be consensus among the theoretical and empirical literature that some are better than others. These guidelines refer to the types of client upon which most authors agree. The first guideline is that therapists should consider using self-disclosure with clients with whom they have a strong alliance and/or positive relationship (Bishop & Lane, 2001; Gallucci, 2002; Myers & Hayes, 2006; Rachman, 1998). Additionally, therapists may want to consider self-disclosing to clients with whom they are members of the same small community–for example, a GLBT community or small town–information that clients may be likely to learn about their therapist outside of therapy (for further discussion, see Anthony, 1982; Frost, 1998; Kranzberg, 1998; Miller & Stiver, 1997; Satterly, 2006; Solomon, 1994). The second guideline is that therapist self-disclosure, generally, is best avoided with clients with poor boundaries (Epstein, 1994; Goldstein, 1994), clients that tend to focus on the needs of others rather than their own needs (Epstein; Goldstein), clients diagnosed with personality disorders (Mathews, 1988; Simone et al., 1998), and clients with a weak ego-strength or self-identity (Raines, 1996; Simone et al.). Additionally, there are clients who simply feel uncomfortable with their therapist disclosing: It is important to identify early on those patients who feel burdened by the responsibilities that accompany knowing about their therapist's private life. In my experience, they tend to be the same patients who cannot take in positive feedback about their impact on people, including therapists, without feeling “intruded upon,” “invaded,” “penetrated,” or engulfed.” (Geller, 2003, p. 547) 72 J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 Geller also pointed out that there are other reasons why clients may not express interest in their therapists; for example, clients may be afraid that their curiosity will be experienced as an invasion of their therapist's privacy or an act of disrespect, and others may have an unformulated assumption that there are prohibitions or taboos about asking therapists personal questions. In the face of client differences, these preceding guidelines may aid therapists in making decisions concerning to whom to disclose. 2.3.2.2. What. Based on this literature review, the following guidelines have been designed to assist therapists in considering what types of information may be most appropriate to be disclosed to clients. Therapists should consider self-disclosing (a) demographic information, such as education, theoretical orientation, and professional and marital status (Edwards & Murdock, 1994; Gallucci, 2002; Hill & Knox, 2001; Knox & Hill, 2003; Simonson, 1976); (b) feelings and thoughts about the client and/or the therapeutic relationship (Basescu, 1990; Bridges, 2001; Broucek & Ricci, 1998; Kiesler & Van Denburg, 1993; Knox & Hill, 2003; Kohlenberg & Tsai, 1991; Linehan, 1993; Mathews, 1988; McCarthy, 1979; McCarthy & Betz, 1978; McCullough, 2000; Rachman, 1998; Raines, 1996; Reynolds & Fischer, 1983); (c) therapy mistakes (Geller, 2003; Geller & Farber, 1997; Hanson, 2005); (d) relevant past struggles that have been successfully resolved (Cabaj, 1996; Knox & Hill; Mathy, 2006; Mulcahy, 1998; Riddle & Sang, 1978); and (e) similarities between the client and therapist (Atkinson et al., 1981; Audet & Everall, 2003; Berg-Cross, 1984; Hill & Knox, 2001). However, relevant to the last two points, therapists may want to practice caution when considering disclosing about their past struggles with addictions or disorders, even if those struggles are similar to those of their client, and even if those struggles are successfully resolved. Such disclosures may produce results that interfere with treatment, such as clients censoring themselves out of fear they might negatively affect their therapist (Mallow, 1998) or a sense of competition between client and therapist (Dilts, Clark, & Harmon, 1997). One final area where therapists should consider self-disclosing is that of values. Although authors are not unanimously in agreement (e.g., Chung & Bemak, 2002), authors increasingly are advocating for value explicitness (e.g., Client Rights Project, 1998; Doherty, 1995; Hawkins & Bullock, 1995; Mahalik et al., 2000; Slife, 2003; Slife, Smith, & Burchfield, 2003; Williams, 2004; Williams & Levitt, 2007a, 2007b), especially when the therapist's and client's values are in conflict, to combat the inevitable conversion of the client's values to that of the therapist's (Bergin, 1991; Beutler, 1979; Beutler & Bergan, 1991; Kelly, 1990; Kelly & Strupp, 1992; Martinez, 1991; Rosenthal, 1955; Tjeltveit, 1986, 1999). Though therapists may come to different conclusions on whether or not to disclose their values, and the other types of information mentioned in this subsection, it is important for therapists to weigh the positions for themselves. 2.3.2.3. When. Many authors indicated that a client's stage in therapy is an important factor in therapists' self-disclosure decisions; however, opinions and practices across authors are inconsistent. For example, some authors (e.g., Hawkins & Bullock, 1995; Raines, 1996) are inclined to answer questions about their orientation and values in a first session because they feel that providing this information is an ethical obligation that allows the client to be an informed consumer. Guthrie (2006) noted that clients, especially those belonging to a minority group, often seek out a therapist with a similar minority group membership and/or values “in the hope that the pairing will provide a greater sense of comfort and understanding around issues of oppression and self-acceptance” (p. 64). With this understanding, Tan (1996) and Powell and Craig (2006) encouraged therapists to include value disclosure statements in their consent forms (see Powell & Craig for examples). Other reasons therapists self-disclose in the early stages of therapy include relieving clients' apprehensions (Simon, 1988), building alliance and rapport (Simon), and being courteous: “Until the therapeutic alliance and agreements [are] set, the usual social manners [are] necessary” (Simon, p. 408). Although many authors agreed that therapist self-disclosure is a useful tool in the early stages of therapy, some authors (e.g., Audet & Everall, 2003; Geller, 2003) cautioned that therapist disclosures during the beginning stages of therapy, while clients are still acclimating to the therapist and to the process of therapy, should be limited to those of low intimacy. Several authors (e.g., Bishop & Lane, 2001; Geller; Mitchell & Black, 1995) suggested that, when paired with therapists who may utilize self-disclosure at some point in therapy, clients should be given that expectation explicitly or through one or more minor therapist disclosures early in treatment. “Patients [should] be informed from the beginning that the therapist or analyst may at times reveal his or her own thoughts and feelings for the purpose of advancing the analytic work. In this way patients are prepared for what could be a potential shock” (Bishop & Lane, p. 252). This notion is in line with Derlega and colleagues' (1976) stance that negative reactions to therapist self-disclosure are a result of therapists failing to meet client expectations for appropriate therapist behavior. However, it should be noted that studies by Peca-Baker and Friedlander (1987) and VandeCreek and Angstadt (1985) did not find that client expectation of therapist self-disclosure affected the responses or perceptions of analogue clients. After the initial stage of therapy, some authors report using less frequent and/or less intimate self-disclosure (e.g., Dewald, 1982; Grunebaum, 1993), whereas other report using more (e.g., Audet & Everall, 2003). During the termination stage of therapy, many therapists increase their use of self-disclosure to encourage separateness by showing their realness as a person (Geller, 2003; Knox & Hill, 2003; Mathews, 1988); to debrief, discuss, and demystify the process of therapy (Greene & Geller, 1981; Hill, Mahalik, & Thompson, 1989; Knox & Hill); and to “celebrate the achievement of these goals, to reciprocate the tender feelings expressed by an appreciative patient, and to say good-bye” (Geller, p. 552). For these reasons, therapist selfdisclosure may facilitate termination. 2.3.2.4. Why. When therapists choose to self-disclose, it is crucial that they do so with a clear rationale. This subsection will present various empirically and/or theoretically supported rationales for therapist self-disclosure. However, the major guideline as to the why of therapist self-disclosure is simply that the therapist have appropriate reasons to do so—such as those mentioned in this subsection. One rationale for therapist disclosure is the belief that it is an ethical obligation (see When section). Other appropriate reasons for therapists to self-disclose are (a) to promote client disclosure (Bundza & Simonson, 1973; Jourard, 1964, 1971; Mann & Murphy, 1975; Miller, 1983; Nilsson, Strassberg, & Bannon, 1979; Simonson, 1976); (b) to foster the therapeutic relationship/alliance (Andersen & Anderson, 1989; Anderson & Mandell, 1989; Berg-Cross, 1984; Curtis, 1981; Hanson, 2005; Hill & Knox, 2001; Mahalik et al., 2000; Miller; Simon, 1988; Vamos, 1993; VandeCreek & Angstadt, 1985); (c) to model for clients (Cabaj, 1996; Curtis; Hill & Knox, 2001; Mathy, 2006; Riddle & Sang, 1978; Simon; Vamos); (d) to encourage clients' autonomy (Simon; Vamos); (e) to facilitate client self-exploration and selfrevelation (Bundza & Simonson; Jourard 1971; Powell, 1968; Truax & Carkhuff, 1965), especially around interpersonal patterns (Bridges, 2001; Kohlenberg & Tsai, 1991; Linehan, 1993; McCullough, 2000); (f) to validate reality (Hill & Knox, 2001; Mathews, 1988; Simon; Vamos); (g) to normalize and promote feelings of universality (Hill & Knox, 2001; Mathews); (h) to equalize power (Brown & Walker, 1990; Doster & Brooks, 1974; Enns, 1997; Hill et al., 1988; Mahalik et al.); (i) to repair an impasse or alliance rupture (Hanson; Simon; Weiner, 2002); (j) to correct misconceptions (Greenson, 1978; Jourard, 1971), such as tendencies to perceive therapists as omnipotent and omniscient (Greenson; Rosenthal, 1990); (k) to assist clients in identifying and labeling their emotions (Bridges); (l) to show similarities (Atkinson J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 et al., 1981; Audet & Everall, 2003; Berg-Cross; Hill & Knox, 2001); (m) to reassure (Hill et al., 1989); (n) to build client self-esteem (Andersen & Anderson); (o) to demystify therapy (Greene & Geller, 1981; Hill et al., 1989; Knox & Hill, 2003); (p) to reinforce and/or shape for desirable client behavior (Andersen & Anderson); (q) to offer alternative ways to think or act (Hill & Knox, 2001); (r) to help clients recognize boundaries between what they think and feel and what others think and feel (Mathews); and (s) to provide clients with authentic, human-to-human communication (Counselman, 1997; Geller, 2003; Hanson; Hill et al., 1988; Knox & Hill; Mathews; Rachman, 1998; Weiner). Although the empirical, analogue data did not support the disclosure rationale of increasing client trust, the theoretical and anecdotal literature suggested that it is an appropriate motive (Andersen & Anderson; Berg-Cross; Miller), especially with clients from nontraditional lifestyles and/or sociocultural backgrounds that differ from that of their therapist (Curtis; Goldstein, 1994; Jenkins, 1990; Sue & Sue, 1999). In addition to these reasons, for therapists disclosing their GLBT orientation to clients with GLBT orientations, appropriate rationales may include (a) to create a safe environment where clients know they will not be judged negatively (Hanson, 2005); (b) to counter internalized hatred and shame (Satterly, 2006); (c) to be viewed as a more credible source of help than therapists without a GLBT identity (Cass, 1979; Atkinson et al., 1981); and (d) increasing positive qualities related to outcome, such as empathy, understanding, positive regard, genuineness, spontaneity, confidence, intensity, openness, and commitment (Liljestrand, Gerling, & Saliba, 1978; Rochlin, 1982). For therapists who are experiencing illness and/or grief in their personal life that may affect therapy, additional appropriate rationales may include (a) reducing fears of abandonment by providing reasons for therapists' absence (Rosner, 1986); (b) allaying clients' anger over the interruption (Rosner); (c) eliciting important emotions of compassion, sympathy, and concern (Guy & Souder, 1986; Mendelsohn, 1996; Rosner); and (d) providing clients an opportunity to work with issues around past losses (Philip, 1993). Therapists need to ensure that they are not self-disclosing for any of the following reasons: (a) to control or manipulate clients (Rachman, 1998); (b) to attack or assault clients (Rachman); (c) to gratify clients when not therapeutically appropriate (Tillman, 1998); (d) to emphasize dissimilarities between therapist and client unless therapeutically indicated (Berg-Cross, 1984); and (e) to satisfy therapists' needs (Anderson & Mandell; 1989; Hill & Knox, 2001, Knox & Hill, 2003; Mahalik et al., 2000; Welt & Herron, 1990), such as working on personal problems (Rachman), seeking validation and approval (Wells, 1994), or expressing emotions–like anger–when not therapeutically indicated (Bishop & Lane, 2001; Hanson, 2005; Geller, 2003). Furthermore, results from Collins and Miller's (1994) meta-analysis on liking and disclosure showed that liking others lead us to disclose more to them, so it is important that therapists not fall prey to this tendency but ensure that the disclosure is therapeutically indicated. 2.3.2.5. How. When it comes to clients requesting self-disclosure, there is an unwritten rule that therapists must explore the reasons and meaning of possible answers with clients before answering the question. Geller (2003) points out that “insisting on this sequence is not technically correct. It is rigid. There are clearly patients with whom one should first answer a question, and then if possible, try to understand its associated meanings” (p. 548). Just as therapists should not rigidly enforce this principle, the following guidelines on how to self-disclose also are not meant to be adhered to rigidly. The first guideline is that therapists should self-disclose infrequently (Gabbard & Nadelson, 1995; Hill & Knox, 2001, Knox & Hill, 2003; Mann & Murphy, 1975; Simonson, 1976). Wzontek, Geller, and Farber (1995) found that therapist self-disclosures were one of the few remarks clients could remember after termination. Knox and Hill (2003) conjectured that the power of therapist self-disclosure is due at least in part to the fact that it is one of the rarest therapeutic techniques 73 utilized. Frequent therapist self-disclosures may dilute this potency, so it is important to choose disclosures wisely. Thus, the second guideline is to use therapist self-disclosure with deliberation. Begin the deliberation by identifying what the client is communicating (Mulcahy, 1998), especially with requests for disclosure. Tillman (1998) points out that some client questions are really statements, whereas some are means for testing the therapist, and others are requests with aim for gratification, such as reassurance. For these three types of questions, it may be more important to explore the meaning than to provide an answer (Tillman). When therapists are considering sharing an unsolicited personal association, it is important to consider its relevancy to what the client is saying and its fit with the flow of conversation (Mulcahy). Identify whether the association, or client question, pertains to information that may be necessary to protect the client's informed consent (Peterson, 2002). For those disclosures that do not fall under the client's right to know (i.e., information related to the “nature and anticipated course of therapy” [APA, 2002]), therapists should ensure that disclosures correspond with therapeutic goals for the client or with therapeutic ambitions the therapist has for all clients (e.g., the capability to be vulnerable; Morrison, 1997). It is important that therapists assess their own feelings and level of comfort with the disclosure (Mulcahy; Peterson). Therapists may want to ask themselves, ‘Is my purpose in disclosing this information to benefit the client or to benefit myself?’ (Peterson). ‘What are my intentions?’ (Mulcahy; Peterson). ‘Are my reasons for self-disclosing appropriate?’ (Knox & Hill; 2003; see Why subsection). ‘Might disclosing this information interfere with the therapeutic progress?’ (Peterson). And, ‘Is there another way I can communicate this information?’ (Peterson). Because therapist selfdisclosure has risks, it is important to consider utilizing alternative means for conveying the information. Therapists also should take into account the client's possible reactions and realize that the self-disclosure may not have the intended impact (Peterson, 2002). For example, whereas clients who want to feel close and connected to their therapists may perceive a therapist disclosure as rewarding, clients who value separateness and/or traditional therapy roles may perceive the disclosure as intrusive or burdensome (Collins & Miller, 1994). Although a divorced therapist may intend to highlight his similarity to a separated client by self-disclosing his marital status, among any number of responses, the client may assume that the therapist is well equipped to understand her situation; that the therapist is struggling with his own issues, thus is ill equipped to help her; or, as in the case of a client interviewed by Hanson (2005), that the therapist wants to date her. Brenner (1979) points out that even seemingly benign and reflexive self-disclosures may be inhibitive: “As an example, for the [therapist] to express sympathy for a patient who has just lost a close relative may make it more difficult than it would otherwise be for the patient to express pleasure, or spite, or exhibitionistic satisfaction over the loss” (p. 153). As is apparent, therapists will have a lot to consider in a short amount of time. However, once therapists have deliberated and decided to self-disclose there are several other guidelines to consider. The third guideline encourages therapists to choose their wording carefully when self-disclosing (Mulcahy, 1998). How emphatic and emotionally laden the disclosure is should relate to the client's need (i.e., a need for information vs. a need for connectedness; Knox & Hill, 2003; Rachman, 1998). Knox and Hill, citing Watkins' (1990) research, note that intimacy level of the disclosure is important as well: Therapists who disclosed in a non-intimate way received more favorable reviews and stimulated more client disclosure than those who disclosed intimate and personal material…. Contrastingly, although therapists should be mindful not to be too intimate in their disclosures, they also may need to ensure that their selfdisclosures do indeed contain some degree of intimacy. Part of the beneficial impact of therapist self-disclosures may arise from 74 J.R. Henretty, H.M. Levitt / Clinical Psychology Review 30 (2010) 63–77 clients' sense of therapists becoming more real and more human, of therapists trusting clients with information about therapists, and of being given a verbal gift of some part of therapists' lives. (Knox & Hill, p. 534) In addition, therapist self-disclosures should contain only the information necessary to further therapeutic process (Rachman); details need not be shared (Balint, 1968). The fourth guideline refers to therapists being responsive to their clients before, during, and after a self-disclosure (Rachman, 1998). Although this step includes the deliberation mentioned previously, it also includes therapists checking in with clients to see how they feel about their therapist sharing, possibly asking clients' permission. It may be important for therapists to make explicit their reasons for disclosing. In addition, therapists “should observe carefully how clients respond to their disclosures, ask about client reactions, and use the information to conceptualize the clients and decide how to intervene next” (Hill & Knox, 2001, p. 416). Such a feedback loop may allow therapists to further shape the impact of the disclosure (Mulcahy, 1998). Furthermore, if therapists and clients can dialogue openly about a disclosure, even negative effects may ultimately be very valuable in deepening the understanding of clients' experience, thoughts, and feelings (Bridges, 2001). However, because the impact of the disclosure may not be apparent to the client immediately (Guthrie, 2006), and because the meaning of the disclosure for the client may shift over time (Bridges), therapists should consider reexamining, with the client, the impact of the disclosure later in the course of therapy (Knox & Hill, 2003)—particularly if the therapist senses that the disclosure has changed the therapy. In Audet and Everall's (2003) research, participants indicated that unsuccessful use of therapist self-disclosure arose from a lack of responsiveness. The researchers concluded the value of disclosure is largely dependent on the responsiveness of the therapist (Audet & Everall). The fifth and final consideration on how therapists should selfdisclose is that it is likely to be beneficial for therapists to return the focus to the client immediately after a disclosure. “In this way, [therapists] follow their revelation with the implicit message that the proper focus of the therapeutic work is on the client, not the therapist” (Knox & Hill, 2003, p. 536). Although this shifting of focus often is done through requesting client feedback on the impact of the disclosure, some clients may try to return the attention to their therapist. The therapist must remain vigilant in keeping the focus on the client. 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