Emergency Operations Center Liaison Self-Study Participant Guide Disaster Services June 2013 Emergency Operations Center (EOC) An EOC is a physical site where community response and recovery operations are coordinated by emergency management and agency partners. Purpose: interagency coordination, resource management, executive decision making, coordination and communication with other emergency operations centers and incident command posts. Copyright © June 2013 The American National Red Cross Disaster Services Dear Colleague, This Self Study was designed for experienced Red Cross workers who have a good understanding of Red Cross disaster services and mass care operations. This document should be used with the Government Operations Handbook and is provided to assist in orienting you to your responsibilities as a Red Cross representative in an emergency operations center. Red Cross liaison support at all activated emergency operations centers is a key activity that all chapters are expected to accomplish. Core Services Every Red Cross chapter, regardless of the size of the chapter or the size of a disaster, must be prepared to initiate the following activities: Sheltering Feeding Disaster Assessment and Information Management Emergency operations center coverage Public Affairs & Fundraising The purpose of this self study is to help prepare Red Cross workers assigned to a local emergency operations center (EOC) or other local coordination center, and to engage collaboratively with Red Cross government partners. Integrated response planning ensures a coordinated disaster response and effective service delivery to our constituency. The Red Cross Government Liaisons are the primary means of facilitating this critical engagement. This Self Study is not intended to replace any of the basic training requirements for government liaisons. Its intended use is for those occasions where an emerging disaster does not allow time for you to complete all of the required training (listed in the Activity Position Competencies) before being assigned to a local EOC. As such, it is impossible to cover all the possible situations you may encounter in your new responsibilities. The Red Cross recognizes this may happen, and when it does, your assigned Government Operations supervisor or Emergency Services Program Manager is directly responsible for appropriately supporting you through any situation you might encounter. Relationship management is one of the most critical elements that a government liaison will face on any response and recovery operation. Relationships are built on trust and communication, so it is important that you feel comfortable and empowered to respond to any request in an EOC by saying, “I don’t know the answer to your question, but I will check with my supervisor and get back to you as quickly as possible.” It will then be up to you and your support team at the chapter or on the operation to find the answer in question and follow up in a timely fashion. As you read through this Self Study guide and the Government Operations Handbook, please make note of all items, points, or theories that you do not understand. After you have looked at all of the materials, your notations should provide the baseline for further discussion with your Government Operations supervisor or Emergency Services Program Manager. Revised June 2013 In addition to the Self Study and Government Operations Handbook, the forms, tools, and job aids you will use or may need are located on the Government Operations Network Neighborhood which you should visit frequently. Additional guidance and resources are available in: Disaster Services Program Guidance Disaster Response Manual Group / Activities Handbooks Government Operations Position Descriptions Local Chapter Disaster Plan State Plans Red Cross All Hazards Plan Partner Agreements FEMA – Red Cross MOA Thank you for your willingness to represent the Government Operations team for the Red Cross in this important position. The partnerships you will forge, the relationships you will support, and the service you will provide will benefit the disaster response across the broad spectrum of our service delivery. 4 Introduction All Red Cross workers participating in the Government Operations Activity should understand that the process of developing, nurturing and maintaining government partners/partnerships is an ongoing activity. It should begin before a disaster occurs and continue when the response is over. Five “pillar” processes support the core Disaster Services processes throughout the entire disaster cycle in their ability to deliver services to the client: • Engage Volunteers and Employees • Mobilize Community • Align with Government • Manage and Share Information • Deploy Material Resources There are five primary objectives of the Government Operations Activity to support the pillar processes: • Develop and sustain relationships. • Participate in planning efforts • Provide situational awareness • Facilitate integrated response activities • Ensure strong government liaison teams 5 Government Emergency Management facilities: • Are specialized environments • Require a special cadre of knowledgeable disaster workers • Require adaptability, flexibility, discretion and initiative as essential liaison skills After using this guide, you should be able to begin to: 1. Effectively represent the Red Cross among our government and emergency management partners in a manner consistent with our fundamental principles, mission, vision and values. 2. Establish and/or support, maintain and enhance our collaborative relationships with our government and emergency management partners, as well as an awareness of how we work with our internal partners and our role in the National Response Framework (NRF) Emergency Support Function 6. 3. Explain the value of a liaison’s contributions toward a coordinated and effective disaster response. 4. Compare and contrast the basic systems and structures used by the government and the Red Cross to manage the respective emergency and relief operation activities. 5. Establish an “environmental awareness” of the specific settings in which a liaison, assigned to a government or emergency management setting, must be prepared to operate. 6. Seek, collect, evaluate and communicate critical information and bring to bear the resources needed by Red Cross, government, non-government and other emergency management stakeholders, in support of coordinated efforts to meet disaster-caused needs. 7. Identify and manage stakeholder expectations to affect a coordinated multi-agency response. 8. Assemble, organize and employ the tools and resources that are needed to meet the performance expectations of a liaison assigned to a government or emergency management setting. Representing the Red Cross To the disaster-affected members of your community, its highest elected official and everyone in between that you encounter, you are the American Red Cross! You cannot underestimate the power of the community trust in, appreciation for, and goodwill toward the American Red Cross, generated by your ability to effectively execute your liaison roles and responsibilities. It is important to note that your role as a leader for the Red Cross involves monitoring, reporting on, and supporting the overall state of mass care in the community and not just Red Cross operations. Take a moment and see if you can imagine how Red Cross service delivery might either be made possible or more effective as a result of our partnership with government? Discuss this with your supervisor as time allows. 6 Liaison Roles & Responsibilities All liaisons• Effectively represent the American Red Cross • Develop, support and maintain strategic relationships • Develop internal (Red Cross) and external (partner agencies) expectations • Facilitate solutions by leveraging both Red Cross and partner resources • Establish and monitor an environmental awareness • Seek, collect, evaluate and exchange critical information • Enhance community trust in, appreciation for, and goodwill toward the American Red Cross • Coordinate with other Red Cross Activities to ensure that Red Cross actions are aligned with, supportive of, and complementary to government What are the characteristics of an effective liaison assigned to work in government settings? • Acts in a professional manner • Actively listens • Is an effective communicator • Has excellent knowledge of Red Cross and partner programs, services, scaling processes and organizational capabilities, as well as the role Red Cross plays as a convener of ESF6 mass care subject matter experts • Has a functional understanding of government and emergency management • Has pre-established relationships with local government • Is resourceful in ability to manage information, utilizing discretion and initiative • Is responsive to the needs and time-sensitive priorities of others 7 Value of a Liaison The liaison serves as an ‘Information Bridge” between Red Cross and Government and Emergency Management, and importantly, the liaison acts not as a decision maker for the Red Cross, but as a problem solver and data analyst capable of providing the decision makers with the appropriate information necessary to ensure the best possible service delivery. Liaisons are the eyes and ears of our organization, the larger mass care community, and our outward face when interacting with government. Value of a Liaison ‘Information Bridge” between Red Cross and Government & Emergency Management 8 The Red Cross Response Foundations of the Disaster Services Program outlines the policies and procedures Disaster Services uses to provide service delivery to our clients. Fundamental Principles, Mission, Vision, Values Policies Values Vision Mission In the Red Cross, our organizational pillars are our fundamental principles, mission, vision, and values that guide our actions; think of them as decision-making tools — an important concept to keep in mind while serving as a Government Liaison. FUNDAMENTAL PRINCIPLES . 9 The Fundamental Principles of the Red Cross • • • • • • • Humanity: The International Red Cross and Red Crescent Movement, born of a desire to bring assistance without discrimination to the wounded on the battlefield, endeavors, in its international and national capacity, to prevent and alleviate human suffering wherever it may be found. Its purpose is to protect life and health and to ensure respect for the human being. It promotes mutual understanding, friendship, cooperation and lasting peace amongst all peoples. Impartiality: It makes no discrimination as to nationality, race, religious beliefs, class or political opinions. It endeavors to relieve the suffering of individuals, being guided solely by their needs, and to give priority to the most urgent cases of distress. Neutrality: In order to continue to enjoy the confidence of all, the Movement may not take sides in hostilities or engage at any time in controversies of a political, racial, religious or ideological nature. Independence: The Movement is independent. The National Societies, while auxiliaries in the humanitarian services of their governments and subject to the laws of their respective countries, must always maintain their autonomy so that they may be able at all times to act in accordance with the principles of the Movement. Voluntary service: It is a voluntary relief movement not prompted in any manner by desire for gain. Unity: There can be only one Red Cross or Red Crescent Society in any one country. It must be open to all. It must carry on its humanitarian work throughout its territory. Universality: The International Red Cross and Red Crescent Movement, in which all Societies have equal status and share equal responsibilities and duties in helping each other, is worldwide. American Red Cross Mission The American Red Cross prevents and alleviates human suffering in the face of emergencies by mobilizing the power of volunteers and the generosity of donors. Vision The American Red Cross, through its strong network of volunteers, donors and partners, is always there in times of need. We aspire to turn compassion into action so that... ...all people affected by disaster across the country and around the world receive care, shelter and hope; ...our communities are ready and prepared for disasters; ...everyone in our country has access to safe, lifesaving blood and blood products; ...all members of our armed services and their families find support and comfort whenever needed; and ...in an emergency, there are always trained individuals nearby, ready to use their Red Cross skills to save lives. 10 Values Guiding behaviors are the specific and measurable behaviors that describe how we demonstrate the values of the organization. Compassionate: We are dedicated to improving the lives of those we serve and to treating each other with care and respect. • Guiding Behavior: Caring about Others — Is interested in the work and non-work lives of colleagues; asks about their plans, problems and desires; knows about their concerns and questions; is available for listening; and appreciates extra effort. Is sympathetic to the plight of others not as fortunate; demonstrates real empathy with the joys and pains of others. Is dedicated to meeting the expectations and requirements of internal and external customers; acts with customers in mind. Collaborative: We work together as One Red Cross family, in partnership with other organizations, and always embrace diversity and inclusiveness. • Guiding Behavior: Understanding Others — Understands why groups do what they do; picks up the sense of the group in terms of positions, intentions and needs; what they value and how to motivate them; can predict what groups will do across different situations. Deals effectively with all races, nationalities, cultures, disabilities, ages and genders. Deals with others as individuals; avoids prejudicial attitudes or stereotyping. Creative: We seek new ideas, are open to change and always look for better ways to serve those in need. • Guiding Behavior: Innovation Management — Is good at bringing the creative ideas of self and others to market; has good judgment about which creative ideas and suggestions will work; has a sense about managing the creative process of others; can facilitate effective brainstorming; can project how potential ideas may play out in the marketplace. Can effectively cope with change; can shift gears. Credible: We act with integrity, are transparent guardians of the public trust and honor our promises. • Guiding Behavior: Integrity and Trust — Is widely trusted; is seen as a direct, truthful individual; can present the unvarnished truth in an appropriate and helpful manner; keeps confidences; admits mistakes; does not misrepresent him/herself for personal gain and is accountable for his/her actions. Committed: We hold ourselves accountable for defining and meeting clear objectives, delivering on our mission and carefully stewarding our donor funds. • Guiding Behavior: Drive for Results — Can be counted on to exceed goals successfully; is constantly and consistently one of the top performers; very bottom-line oriented; steadfastly pushes self and others for results. Knows how businesses work; and understands how his/her performance impacts the organization. Pursues everything with energy, drive and a need to finish; seldom gives up before finishing, especially in the face of resistance or setbacks. 11 Disaster Services Mission “To ensure a nationwide system of disaster planning, preparedness, community disaster education and response that will provide the American public with quality services delivered in a uniform, consistent and responsive manner.” Disaster Relief Operation Depending on the size of an event, the Disaster Relief Operation (DRO) may be organized by the local chapter, multi-chapter operations by your Region or by National Headquarters. Chapter Disasters • Are contained entirely within a single chapter’s jurisdiction • Affect one or more families • Are mostly recurrent incidents • Can be resourced and financed solely from chapter assets Regional Disasters • Affect multiple families • Occur within the jurisdiction of more than one chapter within a single Region • Require the focused commitment of human and material resources from the affected chapters and support/assistance from the region Regional Responsibilities • Build local and regional response capacity • Initiate and sustain multi-chapter disaster response operations • Serve as the primary point of contact for government agencies focused on regional emergency operations • May include responsibility for state emergency operations center coverage and maintaining state emergency management relationships National Headquarters’ Responsibilities • Set policy, strategic direction and standards of performance • Maintain programs, systems & support • Support response activities through the Disaster Operations Center (DOC) at National Headquarters in Washington, D.C. • Coordinate with federal agencies and national organizations • Determines Red Cross involvement in support of major incidents, e.g., Natural disasters that overwhelm local and regional resources Catastrophic disasters Major national events (such as the Olympics, Super Bowl and national conventions) 12 Disaster Relief Operation Responsibilities Regardless of the size of the event, all Disaster Relief Operations must: • Maintain relationships with Regional, state and local stakeholder including government agencies • Prepare a comprehensive, coordinated plan for scaling relief operations • Develop, implement and monitor the Service Delivery Plan (SDP) in coordination with affected Regions and partners External Relations There are eight broad Groups (in chart following) within a disaster relief operation, providing both direct (to the client) and indirect (internal support) services. As a government liaison, you will be working in the External Relations Group, Government Operations Activity. During the course of your deployment, you will be assigned one supervisor who you will report to, and who is responsible to assist you with answering questions and providing guidance. All liaisons in External Relations: • Focus on the needs of our partners • Focus on the needs of the American Red Cross to support service delivery to our clients • Are responsible for communication and coordination between the Red Cross and our partners In addition to your role as a Government Liaison, Community Partnerships (CPS) also has liaisons who work with non-government community and other voluntary agencies (i.e., Salvation Army, Southern Baptist, and National Association for the Advancement of Colored People). External Affairs In large disaster operations, Public Affairs and Government Relations from national headquarters may deploy staff as well. These staff members will not be working on operational issues in the EOC but focusing on issues with national media and senior elected officials (i.e. Governors, press secretaries). They may be co-located in the EOC in the Joint Information Center (JIC), but are not deployed to replace the Government Liaison. When the other External Affairs staff members are deployed, government liaisons should assist these staff wherever possible, including but not limited to: • Assistance with access and credentialing at the EOC • Orientation to the EOC, personnel and procedures • Ensuring timely and cooperative information sharing 13 Compare and Contrast As you now move from reading about the Red Cross to reading about our government partners, compare and contrast the two structures. Response Systems & Structures Red Cross Government Chapter /Region/State/Division/NHQ Local/State/Federal Chapter/Region response Local City/County or Parish Response Disaster Relief Operation EOC Groups and Activities ICS Sections & Branches Service Delivery Plan Incident Action Plan (IAP) 14 Red Cross Relief Operation Activity Organizational Structure 15 Red Cross - ICS Organization Operations Management (Command) Operations Direct Services Liaison PIO Planning Logistics Information & Planning Finance Logistics All Activities Staff Services Government response activities are usually structured using Incident Command System (ICS), this example shows how Red Cross response structure is also consistent with ICS. 16 Our Partners Who do we work and interact with when in government and emergency management settings? Partners First responders (fire, EMS, law enforcement) VOAD Partners Emergency management agencies Advocacy groups Tribal officials Faith based groups Public Health/Environmental Health/Behavioral Health Community based organizations Social/Human Services Public/Private business Public Works Service organizations Elected Officials Animal Care Utility companies FNSS support agencies Possible Assignment Settings Include: Assignment Settings Incident Command Post (ICP) Family Assistance Centers City/Town EOC Disaster Relief Operation HQ (DRO) Disaster Recovery Centers (DRC’s) Tribal government settings County/Parrish Emergency Operations Center (EOC) Mega Shelters State Emergency Operations Center (EOC) Evacuation embarkation/debarkation sites Multi Agency Coordination Centers Service Delivery Site Federal Coordination Centers (RRCC, JFO, NRCC) 17 Disaster Focus of Emergency Management • Protect/Save life, critical infrastructure, property and the environment • Stabilize the incident • Establish a system by which government responds to disasters at the local, regional, state, tribal or federal levels. Local Government Responsibilities • Local government is responsible for the public safety and welfare of the people who reside in its jurisdiction. Local government initiates the response to any disaster and retains that responsibility regardless of the • size of the disaster. • Other agencies, state and federal, may also have lead responsibilities in certain circumstances, such as the Federal Bureau of Investigation in the law enforcement component of a Weapons of Mass Destruction/Terrorism event. The Local Chief-Elected Official The Local Chief Elected Official (i.e., Mayor, County Commissioner, Parish President, Tribal Chairperson): • Provides oversight and coordination of local resources • Provides leadership and serves in a key role in communicating with the public • Enters into mutual aid agreements with other jurisdictions • Declares local emergencies and seeks assistance from the state or from the federal government through the state • The Local Chief Elected Official usually delegates broad authority in emergency management to the Local Emergency Manager The Local Emergency Manager The Local Official: • Is responsible for emergency management in the local jurisdiction • Ensures system is capable of handling any emergencies of local and national impact Roles and Responsibilities • Facilitates the coordinated planning of all response components—fire and police, emergency medical services, public works, non-governmental organizations (NGOs) and public and private sector • Develops the Emergency Operations Plan (EOP) to define agreed-to responsibilities of all agencies • Advises the local chief-elected official • Coordinates the application of resources during a disaster • Forms and maintains a network of mutual aid and interagency cooperation As a government liaison, while you are working in the EOC, you will usually report to a designee of the Emergency Manager (i.e. Operations Chief, Individual Assistance Branch, or Mass Care Director) and serve as part of the EOC mass care team. It is important to note, that while you report to one of these staff representatives that does not mean that the Red Cross relinquishes its independence or authority to direct Red Cross Disaster Relief Operations. 18 Incident Command System (ICS) Government and emergency management agencies at all levels have adopted the National Incident Management System (NIMS), which includes as a component, the Incident Command System (ICS). Distinctive aspects of ICS include: • Common terminology (clear text/language, do not use acronyms or abbreviations) • Modular organization • Integrated communications • Unity of command (everyone has one person they report to) • Unified command structure (all agencies from all jurisdictions work for one Incident Commander) • Consolidated action plans • Manageable span of control (three to seven personnel) • Designated incident facilities • Comprehensive resource management The Incident Command System also: • Provides management structure o For command, control and coordination o For effective use of all resources • Fosters consistency and efficiency • Provides coordinated direction during a response • Coordinates efforts of individual agencies toward a common goal The National Incident Management System (NIMS) The National Incident Management System (NIMS) provides a systematic, proactive approach to guide departments and agencies at all levels of government, nongovernmental organizations, and the private sector to work seamlessly to prevent, protect against, respond to, recover from, and mitigate the effects of incidents, regardless of cause, size, location, or complexity, in order to reduce the loss of life and property and harm to the environment. The National Response Framework (NRF) The National Response Framework presents the guiding principles that enable all response partners to prepare for and provide a unified national response to disasters and emergencies - from the smallest incident to the largest catastrophe. The Framework establishes a comprehensive, national, all-hazards approach to domestic incident response. The Red Cross Disaster Relief Operation does not specifically use the Incident Command System, but has a similar structure that incorporates the Incident Command System functions into its operations. All Red Cross Government Liaisons must be trained in ICS and NIMS, and be familiar with the National Response Framework. Because of the particular nature of the disaster that you are responding to, you may not have had the opportunity to take this training yet. If time allows during this disaster, or afterwards, you should avail yourself of the training at the Federal Emergency Management Agency Independent Study web site http://training.fema.gov/EMIWeb/IS/. Required (FEMA IS 100.a, 230.b, 700.a, & 800.b) ***Please talk with your supervisor about this as time allows*** 19 State Government Responsibilities State government is responsible for supporting local government. Governor • Serves as the Chief-Elected Official of each state, commonwealth or territory • Directs state-owned resources to the local level • Under certain emergency conditions, has police powers to make, amend, and rescind orders and regulations • Provides leadership and plays a key role in communicating to the public • Requests federal assistance Federal Government Responsibilities The federal government assists state and tribal authorities when the local resources are overwhelmed. The authority for much of this federal assistance comes from the Robert T. Stafford Disaster Relief and Emergency Assistance Act. A FEMA Joint Field Office (JFO) is usually established when the President declares a jurisdiction eligible for federal assistance. The JFO serves as a federal resource coordination center similar to an emergency operations center. Red Cross role in Emergency Management The Red Cross does not duplicate government responsibilities to provide disaster relief, nor does the Red Cross look to government to supplant or to assume responsibility for elements of the Red Cross Disaster Services Program. Instead, we coordinate and collaborate and align plans with government agencies to ensure effective service delivery. . 20 Red Cross Response Interface with Government NOTE: This graphic provides a broad overview of the inter-relationships between the Red Cross and Government and all levels. While this may seem complex, you will be working at a local EOC and should not be overwhelmed by the many federal entities that are represented above the state emergency operations center. 21 Emergency Support Function 6 (ESF6) At the federal level, under the National Response Framework the Red Cross is the Co-Lead with FEMA for the mass care component of ESF6 (Mass Care and Emergency Assistance) and a support agency to the other components. Specially trained Red Cross personnel will staff this function at federal sites, such as the Regional Response Coordination Center (RRCC) Joint Field Office (JFO) and with the Incident Management Assistance Team (IMAT) at the state EOC. The state and local level emergency management agencies may have adopted similar structures but the Red Cross role may be different. You should read the local Emergency Operations Plan of the jurisdiction you are serving in and discuss the Red Cross role and partner expectations with your supervisor. When the Red Cross or government seeks assistance or information from each other, they may make requests that will be forwarded to and from the Chapter or Disaster Relief Operation by the Red Cross Government Liaison at the EOC. It is the Government Liaison’s responsibility to then exchange the information or requests with Red Cross personnel and with the EOC personnel leading mass care, who will either authorize the assistance or forward the request to the state ESF6 Mass Care branch. The Red Cross Government Liaison at each EOC is responsible for tracking this request until it is ultimately approved or denied. Liaison Roles and Responsibilities Working in Emergency Management Settings Important information you need to know before you go to an EOC: • Red Cross’ role and services and capabilities in disaster response • Red Cross’ service delivery plan • Red Cross’ role in government’s Emergency Operations Plan (EOP) • Information needs of stakeholders • Awareness of pre-existing agreements • Differences in terminology • The roles and capabilities of partner and community agencies • How you will obtain and exchange information such as damage assessment, sheltering and feeding numbers, etc. ***Please talk to your supervisor about these points*** 22 Collaboration and Communication Collaboration Conversation Relationships Cooperative Agreements Networks Conversation develops information; information obtains specific results: • Solves problems • Shapes decision making • Produces resources and solutions • Creates opportunities 23 Information Information comes from a variety of sources and has multiple users both within the Red Cross and for our government partners. Send and receive: Sources: Information Only Briefings Offers Conversation Requests Reports (Situation Reports or “SitReps”) Postings What makes information valuable? • Accurate and Concise • Timely • Tailored (to the specific user) • Relevant • Expressed in clear terms (not acronyms or abbreviations) Important Information Sources • Red Cross Daily Reports, Situation Reports & Form 5266 Disaster Operations Control, 5233 Disaster Assessment Summary Sheet • Government Situation Reports (Sit-Reps) • Partner agency activity reports • Government Incident Action Plans (IAPs) • Emergency Operations Plan and EOC Standard Operating Procedures • EOC Operation Management Databases or Systems • Service Delivery Plans (SDPs) • Scheduled briefings • Casual conversations 24 Essential Elements of Information Essential Elements of Information (EEI) Boundaries of Disaster Area Communications Status of Critical Facilities Demographics Socio-economic/Political Impact Hazardous, Toxic & Radiological Issues Hazard-specific Information (i.e. damage assessment, health concerns) Status of emergency operations centers Jurisdictional Boundaries Status of Utilities And Services: Water, Electricity, Gas Weather and Environmental Road Closures Transportation Status Status of Emergency/Disaster Declarations Historical Information The Essential Elements of Information (EEI) are 15 high level categories of information that represent data that is important both to the Red Cross and our government partners. This represents information that you should be attuned to, looking for, and reporting to the Disaster Relief Operation or to our government partners if the information is generated through Red Cross sources (most likely the Red Cross Disaster Assessment activity). Red Cross liaisons provide the information exchange link from the EOC to the Red Cross. Many tools and forms are available on the Government Operations Network Neighborhood for you to use including the Disaster Operations Summary Report (DOSR) that was designed for sharing Red Cross the service delivery data with our external partners. 25 Handling Sensitive Information & Documents You may encounter documents classified as: [1] For Official Use Only (FOUO) and/or [2] Unclassified/Law Enforcement Sensitive (U/LES). For Official Use Only information is exempt from release to the public under the Freedom of Information Act as it may be dangerous to national security. These documents are intended for official use only. Mishandling the document or disclosing the contents will subject you to criminal prosecution. Such a violation could also lead to government agencies denying the Red Cross appropriate access to these documents, which are critical to Red Cross operations. Remember, the trust and goodwill for the Red Cross depends on how you handle this. Discretion is always encouraged to the best of your ability. Depending on the jurisdiction you are working in, you may encounter documents with similar names/classifications, but all are sensitive documents. Without further specific training and specific authorization-- you should not handle, read, or accept documents with these classifications. If you encounter this situation, contact your supervisor for further guidance. 26 Information Management & Exchange – Maintain Situational Awareness Determining Information Needs • Identify information needed by our internal and external partners • Solicit from them: o Who needs to know what? o How often will they need it? o How the information be used? o What’s the most effective way to deliver or receive it? (Email, Fax) o What is the desired format? (Word, Excel, hard copy of original, etc.) Collecting Information Collect and organize the information you need for review. • Be: o Proactive - Seek out information o Interactive - Engage your stakeholders and others in conversation o Alert - Listen, listen, and listen! o Professional - Personable and cooperative • Document your efforts. Keep a record (dates and times) of events, information, offers and requests, and items that require follow-up action by the assigned Government Emergency Management Liaisons. Evaluating Information Evaluate the information gathered to: • Verify information, or provide unverified information when necessary but with appropriate qualifiers. • Be certain the information is: o Relevant o Fact, not opinion or rumor o From a reliable and confirmed source o Validated to the best of your ability • • Passing along information that you have not verified is risky business! Risks include: o Unintentional actions may be initiated or taken based on the inaccurate information o Loss of integrity and reputation as a reliable partner o Possible deterioration of the relationship and or partnership Communicating Information • Be professional • E-mail may be informal, but the content is not, and email is easily retransmitted to unintended recipients • Unnecessary remarks are often misconstrued • Identify the best method for sending • Format for ease of use • Verify that the information was received • Be aware of the forum, public sites are not venting areas 27 Reporting Requirements • Determined by the Disaster Relief Operation and your assignment setting. • Types include: o Forms o Narratives o Requests for Information Forms, reports and other job aids are available in the Government Operations neighborhood Developing Internal and External Expectations Developing joint expectations may be one of your most important activities. It is critical that the Red Cross Disaster Relief Operation and our government partners each understand what the other can and cannot accomplish. Inappropriate expectations of each other’s capabilities and intentions can adversely affect service delivery and have a profound negative impact on our partnership. Credibility and knowledge are critical. Your understanding of how our operations intend to go forward, and what our goals are, will help you set forth expectations that our partners can count on. • • • • Identify stakeholders expectations o Clarify to ensure accurately understood o If not communicated, ask Communicate your own expectations o Learn to articulate your own expectations o It is not a selfish act, but rather a generous one o Make it a habit…you will be successful! Understand DRO – or lead unit intent o Understand where we’re heading o Understand our strategy and possible tactics o Ask questions to increase your understanding Solving Problems Define the problem Identify the facts bearing on the problem Generate alternatives in coordination with the stakeholders Select the best solution Working within Red Cross • Receive a thorough Red Cross orientation and briefing • Verify who your Red Cross supervisor is and who your other contacts are and how to reach them • Keep your Red Cross supervisor and contacts aware of the EOC activities and information offered and requested • Follow up on issues and inquiries 28 Working with External Partners • Identify your site’s reporting requirements • Receive a thorough initial briefing at your assignment site • Ensure appropriate access to government operational leadership • Ensure access to work area, computer, telephone, etc. • Ensure active participation in operational briefings and meetings • Request a copy of the Red Cross Service Delivery Plan (SDP) for your own awareness when working with government partners Activation Preparing to Report to the Emergency Operations Center • Review the Government Operations Handbook sections on Getting Ready to Deploy and Government Liaison Tools for information on refreshing and/or assembling your “Go Kit” • Receive deployment and reporting information from your Chapter • Request status of government activity and emergency declarations • Obtain information about Red Cross activities to include mass care (sheltering and feeding) and current disaster assessment information Arriving at the EOC Your activities include: • Introductions o Emergency operations center officials, determining who you report to within the EOC o Other agencies’ representatives • Determine site expectations o Hours of operation o Staffing o Briefing and report schedules • Establish contact with your Red Cross supervisor • Obtain a site orientation • Set up or familiarize yourself with your work station • Review the EOC and Coordination Center Checklist in your Government Operations Handbook • Establish and maintain a log • Evaluate the need for additional staff to support Red Cross activities Continuing Responsibilities • Explain or clarify Red Cross policies, regulations and procedures as required • Provide that link between government and Red Cross • Document and track activities and conversations • Dress appropriately; wear Red Cross identification appropriate for the environment 29 Responding to Requests Usually “No” is not the best answer to requests you receive, work with leadership and partners to find a solution to meet the need. • Make sure you understand the request or offer • Provide another resource, but make sure it is valid • Make a solid referral; it is often as good as saying “Yes” o When the request or need is outside the scope of Red Cross services, coordinate with leadership and other activities such as Community Partnerships to determine other service providers in the area that may be able to meet the need presented. • Define what you can do instead of what you can’t do -- often that will suffice. Contact your supervisor to assist in making this determination and asking questions to understand the objective may identify alternate solutions to meet the need. o Note: All operational decisions are made by the leadership responsible for that operation. The duty to relay that information/decision, whether positive or negative is your responsibility. Often, the manner in which you relay that information will directly influence how the information is received by our partners. Be strategic and positive in the language you use to present the information. Seeking to Contribute • Take initiative to determine how we might be of service, make suggestions, offers • Make contact based on other’s anticipated needs • Clarify expectations and timelines • Seize opportunities to demonstrate how efforts and capabilities are mutually beneficial • Engage yourself proactively in workgroups, conference calls and discussion with your colleagues around you. Maintaining Relationships Keys to maintaining relationships: • Demonstrate appreciation • Seek to contribute • Care for the relationship • Maintain consistent contact • Follow up to ensure needs were met • Listen attentively • Solicit and act on feedback • Ensure a smooth and considerate closing of the Red Cross presence when the disaster relief operation begins to close down • Remember that relationships may have been forged before you, and will exist after you demobilize. Nurture each relationship as if it were your own and support your team mates by leaving the relationship in better shape than you found it. 30 Changing Shifts When changing shifts: • Allow time to brief the person coming in to replace you • Review the log, identifying significant events, issues, problems • Review status of offers and requests Closing the Red Cross Presence in the Emergency Operations Center Be sure to transfer responsibility for: • Relationships • Activities o Request o Offers o Commitments • Contacts • Information • Responsibility for unmet requests, offers and commitments Indicators of Success • Effectively represented the American Red Cross • Initiated, developed and maintained strategic relationships • Managed internal (Red Cross) and external (partner agencies) operational expectations • Established and monitored environmental awareness • Sought, collected, evaluated and communicated critical information • Assembled, organized and employed the tools and resources needed • Enhanced community trust in, appreciation for, and good will toward the American Red Cross 31 Your commitment to the Red Cross in staffing an emergency operations center is a critical component of our ability to successfully ensure our clients get the assistance they need. Suggestions for continuing professional development as a Government Liaison: • • • • • • Take additional required and recommended training Participate in drills and exercises Review your chapter’s Disaster Response Plan Ask to be mentored Attend briefings and “hot washes” (after-action reviews) Identify additional opportunities to collaborate within your community Thank you! 32 Glossary This Attachment provides definitions for terms used in the Government Operations Handbook. It also introduces terms and concepts that while not part of the handbook, you may encounter while working in an emergency operations center. A Action Request Form: This is a standard federal form that is also used by state and federal Emergency Support Function 6 staff to consider requests for assistance originating from local and state government (as well as non-governmental organizations like the Red Cross) to the federal government. The ARF document: • Documents the request on behalf of its stakeholders • Initiates the mission assignment process, when approved by state and federal authorities • Establishes a tracking mechanism for each request • Creates a budget trail for the federal assistance provided Agency Representative: A person assigned by a primary, assisting, or cooperating federal, state, tribal, or local government agency or private organization that has been delegated authority to make decisions affecting that agency’s or organization’s participation in incident management activities following appropriate consultation with the leadership of that agency. B Branch: The organizational level having functional or geographical responsibility for major aspects of incident operations. A branch is organizationally situated between the Section Chief and the Division or Group in the Operations Section, and between the Section and Units in the Logistics Section. Branches are identified by the use of Roman numerals or by functional area. C Catastrophic Incident: A catastrophic incident is any natural or manmade incident, including terrorism, resulting in extraordinary levels of mass casualties, damage, or disruption that severely affects the population, infrastructure, environment, economy, national morale, and/or government functions. A catastrophic incident could result in sustained national impacts over a prolonged period of time; almost immediately exceeds resources normally available to local, state, tribal, and private sector authorities in the impacted area: and significantly interrupts government operations and emergency services to such an extent that national security could be threatened. All catastrophic events are Incidents of National Significance. Chief Elected Official (CEO): The highest elected official, responsible for the general welfare of the community they serve. It may be township, city, county or parish, state or commonwealth, tribal or federal government(s). 33 Common Operating Picture: A continuously updated overview of an incident compiled throughout an incident's life cycle from data shared between integrated systems for communication, information management, and intelligence and information sharing. The common operating picture allows incident managers at all levels to make effective, consistent, and timely decisions. The common operating picture also helps ensure consistency at all levels of incident management across jurisdictions, as well as between various governmental jurisdictions and private-sector and nongovernmental entities that are engaged. Commonwealth: An alternative term for “state”. It is an administration signifying government by the common good of the people. States that are commonwealths: Kentucky, Massachusetts, Pennsylvania, and Virginia. Constituents: The residents of a community who select government leaders through an election process. Critical Infrastructure: Systems, assets, and networks, whether physical or virtual, so vital to the United States that the incapacity or destruction of such systems and assets would have a debilitating impact on security, national economic security, national public health or safety, or any combination of those matters. D Declarations: Declarations may be declared at the local, state, of federal level of government. The President can make two declarations, either an Emergency Declaration or a Major Disaster declaration. • An Emergency Declaration is when a local government determines that effects of the emergency are beyond the capability of local resources to mitigate effectively. • A Major Disaster Declaration includes long-term federal recovery programs. Generally, federal assistance and funding are provided to meet a specific emergency needs or to help prevent a major disaster from occurring. The situation is of such severity and magnitude that effective response is beyond capabilities of the state and affected local governments. Federal assistance under the Stafford Act is necessary to supplement the efforts and available resources of the state, affected local governments, disaster relief organizations and compensation by insurance. Demobilization: The orderly, safe, and efficient return of a resource to its original location and status. Defense Support of Civil Authorities (DSCA): Support provided by U.S. military forces (Regular, Reserve, and National Guard), Department of Defense (DOD) civilians, DOD contract personnel, and DOD agency and component assets, in response to requests for assistance from civilian federal, state, local, and tribal authorities for domestic emergencies, designated law enforcement support, and other domestic activities. Disaster Operations Center (DOC): The central location at Red Cross National headquarters where the coordination of a national response occurs. Disaster Relief Operation (DRO): A temporary administrative organization created to focus resources on and accomplish service delivery for a specific disaster event. Acceptable abbreviated terms are: “relief operation” and “disaster operation.” Disaster Recovery Center (DRC): A facility established in a centralized location within or near the disaster area at which disaster victims (individuals, families, or businesses) apply for disaster aid. 34 Diverse populations: The full range of ethnic, cultural and racial groups, including but not limited to people with disabilities, socially and economically depressed persons, senior citizens and undocumented aliens. Domestic Readiness Group (DRG): An interagency body convened on a regular basis to develop and coordinate preparedness, response, and incident management policy. This group evaluates various policy issues of interagency importance regarding domestic preparedness and incident management and makes recommendations to senior levels of the policymaking structure for decision. During an incident, the DRG may be convened by the Department of Homeland Security to evaluate relevant interagency policy issues regarding response and develop recommendations as may be required. E Emergency Management (EM): A program that organizes analysis, planning, decision making, and assignment of available resources to mitigate, prepare for, respond to, and recover from the effects of a disaster. Emergency Management Assistance Compact (EMAC): A congressionally ratified organization that provides form and structure to interstate mutual aid. Through EMAC, a disaster-affected State can request and receive assistance from other member States quickly and efficiently, resolving two key issues up front: liability and reimbursement. Emergency Management Director (EMD): The person in state or local governments assigned with emergency management responsibilities. Emergency Operations Centers (EOC): The physical location at which the coordination of information to support domestic incident management activities normally takes place. An EOC may be a temporary facility or may be located in a more central or permanently established facility, perhaps at a higher level of organization within a jurisdiction. EOCs may be organized by major functional disciplines (e.g., fire, law enforcement, and medical services), by jurisdiction (e.g., federal, state, regional, county, city, tribal), or by some combination thereof. Emergency Operations Plan (EOP): A document containing the plans and procedures for jurisdictional response to a variety of identified, potential hazards. Emergency Response Vehicle (ERV): A vehicle used on a disaster relief operation to provide mobile or fixed feeding, and as necessary, to be used as a casework, command or communications center, or to transfer supplies. Many states have adopted an ESF structure to facilitate state response. Emergency Support Functions (ESFs): Used by the federal government and many state governments as the primary mechanism at the operational level to organize and provide assistance. ESFs align categories of resources and provide strategic objectives for their use. ESFs utilize standardized resource management concepts such as typing, inventorying, and tracking to facilitate the dispatch, deployment, and recovery of resources before, during, and after an incident. 35 Emergency Support Function (ESF) Annexes: Present the missions, policies, structures, and responsibilities of federal agencies for coordinating resource and programmatic support to states, tribes, and other federal agencies or other jurisdictions and entities when activated to provide coordinated federal support during an incident. Emergency Support Function (ESF) Coordinator: The entity with management oversight for that particular ESF. The coordinator has ongoing responsibilities throughout the preparedness, response, and recovery phases of incident management. Emergency Support Function (ESF) Primary Agency: A federal agency with significant authorities, roles, resources, or capabilities for a particular function within an ESF. A federal agency designated as an ESF primary agency serves as a federal executive agent under the Federal Coordinating Officer (or Federal Resource Coordinator for non-Stafford Act incidents) to accomplish the ESF mission. Emergency Support Function (ESF) Support Agency: An entity with specific capabilities or resources that support the primary agencies in executing the mission of the ESF. Environmental Awareness: Possessing functional knowledge of the present physical, temporal, emotional, cultural, and political elements of one’s environments. Essential Elements of Information (EEI): A comprehensive list of impact related information needed in order to expedite the decision-making progress. In general, the EEI represents information elements about what has happened and does not address response elements of information. The 15 high levels are: Boundaries of Disaster Area: Socio-Economic/Political Impacts; Jurisdictional Boundaries; Status of Transportation; Status of Communications; Status of Power/Electricity; Status of Water and Sewer Systems; Status of Natural Gas Service; Status of Critical Facilities; Hazard Specific Information; Weather and Environmental Concerns/Issues; Historical Information; Demographics; Hazardous, Toxic, and Radiological Issues; and Status of Emergency Operations Centers. Executive Staff: Within government entities, such personnel may have the titles of Chief of Staff, Special Assistant, or other similar name. F Family Assistance Center (FAC): A facility established by private carriers to provide a safe and private place for survivors and families to grieve and/or wait for information regarding victims or survivors of an aviation or any transportation disaster. Federal Coordinating Officer (FCO): The official appointed by the President to execute Stafford Act authorities, including the commitment of Federal Emergency Management Agency (FEMA) resources and mission assignment of other federal departments or agencies. In all cases, the FCO represents the FEMA Administrator in the field to discharge all FEMA responsibilities for the response and recovery efforts underway. For Stafford Act events, the FCO is the primary Federal representative with whom the State Coordinating Officer and other state, tribal, and local response officials interface to determine the most urgent 36 needs and set objectives for an effective response in collaboration with the Unified Coordination Group. Federal Emergency Management Agency (FEMA): An executive agency of the federal government that serves as a single point of contact within the federal government for emergency management activities – including planning, preparedness, response, recovery and mitigation. Federal Resource Coordinator (FRC): Official who may be designated by the Department of Homeland Security in non-Stafford Act situations when a federal department or agency acting under its own authority has requested the assistance of the Secretary of Homeland Security to obtain support from other federal departments and agencies. In these situations, the FRC coordinates support through interagency agreements and memorandums of understanding. The FRC is responsible for coordinating timely delivery of resources to the requesting agency. Fusion Center: Facility that brings together into one central location law enforcement, intelligence, emergency management, public health, and other agencies, as well as private-sector and nongovernmental organizations when appropriate, and that has the capabilities to evaluate and act appropriately on all available information. G Government/Emergency Management Liaison (LG): Formerly known as Government Liaison – LG. Establishes and maintains relationships with federal, state and local government authorities/agencies and elected officials; assists in meeting the information needs of the disaster relief operation and government agencies regarding disaster relief activities; ensures coordination of efforts Government Emergency Management (Activity) Manager: Supervises all Government Emergency Management Liaisons assigned to a Disaster Relief Operation. H Hazard Identification and Risk Assessment (HIRA): A process to identify hazards and associated risk to persons, property, and structures and to improve protection from natural and human-caused hazards. HIRA serves as a foundation for planning, resource management, capability development, public education, and training and exercises. Homeland Security Council (HSC): Entity that advises the President on national strategic and policy during large-scale incidents. Together with the National Security Council, ensures coordination for all homeland and national security-related activities among executive departments and agencies and promotes effective development and implementation of related policy. Homeland Security Exercise and Evaluation Program (HSEEP): A capabilities and performance-based exercise program that provides a standardized methodology and terminology for exercise design, development, conduct, evaluation, and improvement planning. Homeland Security Information Network (HSIN): The primary reporting method (common national network) for the Department of Homeland Security to reach departments, agencies, and operations centers at the federal, state, local, and private-sector levels. HSIN is a collection of systems and communities of interest 37 designed to facilitate information sharing, collaboration, and warnings. HSPD-5: Homeland Security Presidential Directive 5, “Management of Domestic Incidents” HSPD-7: Homeland Security Presidential Directive 7, “Critical Infrastructure, Identification, Prioritization, and Protection” HSPD-8: Homeland Security Presidential Directive 8, “National Preparedness” Hurricane Liaison Team (HLT): A small team designed to enhance hurricane disaster response by facilitating information exchange between the National Hurricane Center in Miami and other National Oceanic and Atmospheric Administration components, as well as federal, state, tribal and local government officials. I Incident Action Plan (IAP): A plan, verbal or written that lists general objectives reflecting an overall strategy for the management of an incident. The Incident Action Plan is usually written for the upcoming 12 or 24 hour planning period. Incident Advisory Council (IAC): The IAC is a tailored group of senior federal interagency representatives that adjudicates matters that cannot be resolved by the NOC-NRCC and provides strategic advice to the Secretary of Homeland Security during an actual or potential incident requiring federal coordination. Activated at the discretion of the Secretary of Homeland Security, or his representative, the core group of the IAC includes representatives from federal departments and agencies, DHS components, and other organizations as required. Affected states may be represented on the IAC either through the DHS Office of State and Local Government Coordination (OSLGC) or, if needed, through a state liaison to the IAC. Incident Command Post (ICP): A location in the field where the primary tactical-level, on-scene incident command and management functions is performed. It may be co-located with other incident facilities. Incident Command System (ICS) [Direction/Control/Coordination/ Response Management]: A standardized on-scene operational structure specifically designed to provide for the adoption of an integrated organizational structure reflecting the complexity and demands of single or multiple incidents. It can be used for all kinds of emergencies and applicable to both small and large events. It is also can be implemented by various jurisdictions and functional agencies (public and private) for the organization of field level incident management operations. Incident Commander (IC): This is the individual responsible for all incident activities, including the development of strategies and tactics and the ordering and the release of resources. The IC has the overall authority and responsibility for conducting incident operations and is responsible for the management of all incident operations at the event site. Incident Management Assistance Team (IMAT): An interagency national- or regional-based team composed of subject-matter experts and incident management professionals from multiple federal departments and agencies. 38 Incident Management Team (IMT): An incident command organization made up of the command and general staff members and appropriate functional units of an Incident Command System organization. The level of training and experience of the IMT members, coupled with the identified formal response requirements and responsibilities of the IMT, are factors in determining the “type,” or level, of IMT. IMTs are generally grouped in five types. Types I and II are national teams, Type III are state or regional, Type IV are discipline- or large jurisdiction-specific, and Type V are ad hoc incident command organizations typically used by smaller jurisdictions. Individual Assistance (IA) Program: This refers to FEMA’s Individuals and Households Program (IHP) that includes Housing Assistance (HA) and Other Needs Assistance (ONA), as well as a wide range of individual assistance from all other agencies of the federal government. J Joint Field Office (JFO): A temporary federal facility established locally to provide a central point for federal, state, local, and tribal executives with responsibility for incident oversight, direction, and/or assistance to coordinate protection, prevention, preparedness, response, and recovery activities. When incidents impact multiple states or localities, multiple JFOs may be established. In these situations, one of the JFOs may be identified (typically in the most heavily impacted area) to serve as the primary JFO and provide strategic leadership and coordination for the overall incident management effort, as designated by the Secretary. Joint Information Center (JIC): A facility established to coordinate all incident-related public information activities. It is the central point of contact for all news media at the scene of an incident. Public information officials from all participating agencies should co-locate at the Joint Information Center. Joint Task Force (JTF) Commander: Individual who exercises operational control of Federal military personnel and most defense resources in a federal response. Some Department of Defense (DOD) entities, such as the U.S. Army Corps of Engineers, may respond under separate established authorities and do not provide support under the operational control of a JTF Commander. Unless federalized, National Guard forces remain under the control of a state governor. Close coordination between federal military, other DOD entities, and National Guard forces in a response is critical. L Liaison: “Liaison” comes from the Latin word ligare (pronounced li-ga-re) meaning “to bind,” as in to link together. The American Heritage Dictionary of the English Language further defines liaison as “communications between groups or units” and as “a channel or means of communications.” Liaison Officer (LNO): Generally, the point of contact for representatives of other governmental agencies, non-governmental organizations, and/or private non-profits. Long-Term Recovery: A process of recovery that may continue for a number of months or years, depending on the severity and extent of the damage sustained. For example, long-term recovery may include the complete redevelopment of damaged areas. M 39 Mission Assignment: A mission assignment is an Action Request Form which has been approved by the FEMA Operations Chief and given a budget by the Mission Assignment Coordinator. It is a fast, effective method to meet unmet needs in a timely fashion using other federal agencies and their resources. Pre-scripted Mission Assignments (PSMAs) are completed prior to an event, enabling requests to be processed more quickly. Mitigation: Activities designed to reduce or eliminate risks to persons or property or to lessen the actual or potential effects or consequences of an incident. National Response Plan December 2004 Mitigation measures may be implemented prior to, during, or after an incident. Mitigation measures are often developed in accordance with lessons learned from prior incidents. Mitigation involves ongoing actions to reduce exposure to, probability of, or potential loss from hazards. Measures may include zoning and building codes, floodplain buyouts, and analysis of hazard-related data to determine where it is safe to build or locate temporary facilities. Mitigation can include efforts to educate governments, businesses, and the public on measures they can take to reduce loss and injury. Multiagency Coordination (MAC) Group: Typically, administrators/executives, or their appointed representatives, who are authorized to commit agency resources and funds, are brought together and form MAC Groups. MAC Groups may also be known as multiagency committees, emergency management committees, or as otherwise defined by the system. A MAC Group can provide coordinated decision making and resource allocation among cooperating agencies, and may establish the priorities among incidents, harmonize agency policies, and provide strategic guidance and direction to support incident management activities. Municipal: A term to refer to a city/town having the right of administering local government. N National Counterterrorism Center (NCTC): The primary federal organization for integrating and analyzing all intelligence pertaining to terrorism and counterterrorism and for conducting strategic operational planning by integrating all instruments of national power. National Disaster Medical System (NDMS): A federally coordinated system that augments the Nation's medical response capability. The overall purpose of the NDMS is to establish a single, integrated national medical response capability for assisting state and local authorities in dealing with the medical impacts of major peacetime disasters. NDMS, under Emergency Support Function #8 – Public Health and Medical Services, supports federal agencies in the management and coordination of the federal medical response to major emergencies and federally declared disasters. National Exercise Program: A Department of Homeland Security-coordinated exercise program based upon the National Planning Scenarios contained which are the National Preparedness Guidelines. This program coordinates and, where appropriate, integrates a 5-year homeland security exercise schedule across federal agencies and incorporates exercises at the state and local levels. National Incident Management System (NIMS): System that provides a proactive approach guiding 40 government agencies at all levels, the private sector, and nongovernmental organizations to work seamlessly to prepare for, prevent, respond to, recover from, and mitigate the effects of incidents, regardless of cause, size, location, or complexity, in order to reduce the loss of life or property and harm to the environment National Infrastructure Coordinating Center (NICC): As part of the National Operations Center, monitors the Nation’s critical infrastructure and key resources on an ongoing basis. During an incident, the NICC provides a coordinating forum to share information across infrastructure and key resources sectors through appropriate information-sharing entities. National Infrastructure Protection Plan (NIPP): Plan that provides a coordinated approach to critical infrastructure and key resources protection roles and responsibilities for federal, state, tribal, local, and privatesector security partners. The NIPP sets national priorities, goals, and requirements for effective distribution of funding and resources that will help ensure that our government, economy, and public services continue in the event of a terrorist attack or other disaster. National Joint Terrorism Task Force (NJTTF): Entity responsible for enhancing communications, coordination, and cooperation among federal, state, tribal, and local agencies representing the intelligence, law enforcement, defense, diplomatic, public safety, and homeland security communities by providing a point of fusion for terrorism intelligence and by supporting Joint Terrorism Task Forces throughout the United States. National Military Command Center (NMCC): Facility that serves as the Nation’s focal point for continuous monitoring and coordination of worldwide military operations. It directly supports combatant commanders, the Chairman of the Joint Chiefs of Staff, the Secretary of Defense, and the President in the command of U.S. Armed Forces in peacetime contingencies and war. Structured to support the President and Secretary of Defense effectively and efficiently, the NMCC participates in a wide variety of activities, ranging from missile warning and attack assessment to management of peacetime contingencies such as Defense Support of Civil Authorities activities. In conjunction with monitoring the current worldwide situation, the Center alerts the Joint Staff and other national agencies to developing crises and will initially coordinate any military response required. National Operations Center (NOC): Serves as the primary national hub for situational awareness and operations coordination across the federal government for incident management. The NOC provides the Secretary of Homeland Security and other principals with information necessary to make critical national-level incident management decisions. National Interagency Fire Center (NIFC): A facility located in Boise, Idaho, that is jointly operated by several federal agencies and is dedicated to coordination, logistical support, and improved weather services in support of fire management operations throughout the United States. www.nifc.gov/ National Oceanic and Atmospheric Administration (NOAA): The lead federal agency that is concerned with all issues related to weather, marine, and oceanic matters. Within NOAA are: Oceanic and Atmospheric, National Oceanic Services, National Weather Service, National Marine Fisheries, and Marine and Aviation Operations. www.noaa.gov/ 41 National Preparedness Goal: Establishes measurable readiness targets that appropriately balance the potential threat and magnitude of terrorist attacks, major disasters and other emergencies with the resources required to prevent, respond to and recover from them. The goal will include readiness targets, priorities, standards for preparedness assessments and strategies and a system for assessing the Nation’s overall level of preparedness. National Response Coordination Center (NRCC): As a component of the National Operations Center, serves as the Department of Homeland Security/Federal Emergency Management Agency primary operations center responsible for national incident response and recovery as well as national resource coordination. As a 24/7 operations center, the NRCC monitors potential or developing incidents and supports the efforts of regional and field components. National Response Framework (NRF): Guides how the Nation conducts all-hazards response. The Framework documents the key response principles, roles, and structures that organize national response. It describes how communities, states, the federal government, and private-sector and nongovernmental partners apply these principles for a coordinated, effective national response. It describes special circumstances where the federal government exercises a larger role, including incidents where federal interests are involved and catastrophic incidents where a state would require significant support. It allows first responders, decision makers, and supporting entities to provide a unified national response. National Response Plan Catastrophic Incident Annex/Supplement (NRP-CIA/CIS): These address resource and procedural implications of catastrophic events to ensure the rapid and efficient delivery of resources and assets, including special teams, equipment, and supplies that provide critical lifesaving support and incident containment capabilities. These assets may be so specialized or costly that they are either not available or are in insufficient quantities in most localities. The Secretary of Homeland Security may choose to activate and deploy assets prior to or immediately following any incident, to include those with catastrophic ramifications. For no-notice or short notice catastrophic events when there is little or no time to assess the requirements of the state and local authorities, all federal departments and agencies and the American Red Cross initiate actions to mobilize and deploy all resources as planned for in the NRP-CIS. National Security Special Event (NSSE): When an event is designated a National Special Security Event, the Secret Service assumes its mandated role as the lead federal agency for the design and implementation of the operational security plan and coordinator for all federal resources deployed to maintain the level of security needed for the designated events. The Federal Bureau of Investigation (FBI) serves as the lead agency responsible for intelligence and law enforcement operations as well as statutory federal criminal investigations. The goal of such an operation is to prevent terrorist attacks and criminal acts. This is the highest level of Department of Homeland Security (DHS) special event designation meeting specific threat assessment criteria for a significant national event, the disruption of which would impact the nation. Examples include, the Inauguration, State if the Union address by the President, the G-8 Summit, and the national political conventions. National Transportation Safety Board (NTSB): This independent federal agency is charged by Congress with investigating every civil aviation accident in the United States. Also, the NTSB is similarly charged in the event of significant accidents in other modes of transportation: railroad, highway, marine, and pipeline. 42 http://www.ntsb.gov/. National Weather Service (NWS): The National Weather Service (NWS) is one of several units within the National Oceanic and Atmospheric Administration (NOAA). www.nws.noaa.gov/. Non-governmental Organization (NGO): An entity with an association that is based on interests of its members, individual, or institutions and that is not created by a government, but may work cooperatively with government. P Physical Environmental Element: Refers to location (state, city, town, etc.), conditions (weather and landscape), people, structures and physical resources. Political Environmental Element: Refers to the power dynamics between two or more individuals or organizational entities. Consider differences, history and factors that complicate the normal dynamics between those involved. Preparedness: Actions that involve a combination of planning, resources, training, exercising, and organizing to build, sustain, and improve operational capabilities. Preparedness is the process of identifying the personnel, training, and equipment needed for a wide range of potential incidents, and developing jurisdictionspecific plans for delivering capabilities when needed for an incident. Prevention: Actions taken to avoid an incident or to intervene to stop an incident from occurring. Prevention involves actions taken to protect lives and property. It involves applying intelligence and other information to a range of activities that may include such countermeasures as deterrence operations; heightened inspections; improved surveillance and security operations; investigations to determine the full nature and source of the threat; public health and agricultural surveillance and testing processes; immunizations, isolation, or quarantine; and, as appropriate, specific law enforcement operations aimed at deterring, preempting, interdicting, or disrupting illegal activity and apprehending potential perpetrators and bringing them to justice. Professional Preparedness: Involves building functional operational knowledge of the self and others in professional relationships to maximize the potential for desired results. Principal Federal Official (PFO): May be appointed to serve as the Secretary of Homeland Security’s primary representative to ensure consistency of federal support as well as the overall effectiveness of the federal incident management for catastrophic or unusually complex incidents that require extraordinary coordination. Public Assistance (PA) Program: The program administered by FEMA that provides supplemental federal disaster grant assistance for debris removal and disposal, emergency protective measures, and the repair, replacement, or restoration of disaster-damaged, publicly owned facilities and the facilities of certain private nonprofit organizations. R 43 Readiness: American Red Cross disaster readiness is the ongoing process of identifying, obtaining, developing, managing and maintaining the human and material resources and community relationships necessary in order to respond to a disaster. Red Cross readiness activities at the chapter, regional and national headquarters levels ensure that resources for any type of disaster response are available with proper speed, scale and quality. Recovery: The development, coordination, and execution of service- and site-restoration plans for impacted communities and the reconstitution of government operations and services through individual, private-sector, nongovernmental, and public assistance programs that: identify needs and define resources; provide housing and promote restoration; address long-term care and treatment of affected persons; implement additional measures for community restoration; incorporate mitigation measures and techniques, as feasible; evaluate the incident to identify lessons learned; and develop initiatives to mitigate the effects of future incidents. Regional Response Coordination Centers (RRCCs): Located in each Federal Emergency Management Agency (FEMA) region, these multiagency agency coordination centers are staffed by Emergency Support Functions in anticipation of a serious incident in the region or immediately following an incident. Operating under the direction of the FEMA Regional Administrator, the RRCCs coordinate federal regional response efforts and maintain connectivity with state emergency operations centers, state fusion centers, federal executive boards, and other federal and state operations and coordination centers that have potential to contribute to development of situational awareness. Response: Activities that address the short-term, direct effects of an incident. Response includes immediate actions to save lives, protect property, and meet basic human needs. Response also includes the execution of emergency operations plans and of incident mitigation activities designed to limit the loss of life, personal injury, property damage, and other unfavorable outcomes. As indicated by the situation, response activities include: applying intelligence and other information to lessen the effects or consequences of an incident; increased security operations; continuing investigations into the nature and source of the threat; ongoing public health and agricultural surveillance and testing processes; immunizations, isolation, or quarantine; and specific law enforcement operations aimed at preempting, interdicting, or disrupting illegal activity, and apprehending actual perpetrators and bringing them to justice. S Scaling: An organizational approach to Red Cross disaster operations to increase and decrease personnel, equipment and financial resources as needed. A graduated means to regulate and estimate what resources are needed and when. In this scheme the chapter retains responsibility for a disaster even when national resources (i.e. a National Director) are assigned. In a disaster response, the need for additional resources grow (scaling up) and then diminish (scale down) as the relief operations closes. Senior Federal Law Enforcement Official (SFLEO): An official appointed by the Attorney General during an incident requiring a coordinated federal response to coordinate all law enforcement, public safety, and security operations with intelligence or investigative law enforcement operations directly related to the incident. The 44 SFLEO is a member of the Unified Coordination Group and, as such, is responsible to ensure that allocation of law enforcement requirements and resource allocations are coordinated as appropriate with all other members of the Group. In the event of a terrorist incident, the SFLEO will normally be a senior Federal Bureau of Investigation official who has coordinating authority over all law enforcement activities related to the incident, both those falling within the Attorney General’s explicit authority as recognized in Homeland Security Presidential Directive 5 and those otherwise directly related to the incident itself. Service Delivery Strategy/Plan (SDP): This document provides a road map for disaster relief operations. The focus is on collaboration and coordination, and the SDP specifically describes the impact to clients, their needs and the assistance necessary. The plan is designed to ensure that clients are provided with the right assistance at the right time using the appropriate resource. Strategic Information Operations Center (SIOC): The FBI SIOC is the focal point and operational control center for all federal intelligence, law enforcement, and investigative law enforcement activities related to domestic terrorist incidents or credible threats, including leading attribution investigations. The SIOC serves as an information clearinghouse to help collect, process, vet, and disseminate information relevant to law enforcement and criminal investigation efforts in a timely manner. Situation Report (SitRep): The Situation Report is a daily summary of the key accomplishments, plans for the next day, and issues that have been identified for follow-up. Situation Reports are common to local, state and federal agencies as well as Red Cross. Small Business Administration (SBA): The U.S. Small Business Administration (SBA) is an independent agency created to help small businesses develop. The SBA also has a program specifically designed to assist following disasters. They offer two types of loans for individuals: Personal Property and Real Property. Personal property loans are for personal items such as clothing, furniture, and cars. Real property loans are designed to assist in the repair or replacement of a primary residence. http://www.sba.gov/. Special Event Homeland Security (SEHS) – A Department of Homeland Security (DHS) special event designation meeting specific threat assessment criteria and categorized into one of four categories from Level 4 (lowest) to Level 1 (highest). These are the next level down from a NSSE and coordinated between DHS and the state/locale involved. Stafford Act: The Robert T. Stafford Disaster Relief and Emergency Assistance Act, P.L. 93-288, as amended. This Act describes the programs and processes by which the federal government provides disaster and emergency assistance to state and local governments, tribal nations, eligible private nonprofit organizations, and individuals affected by a declared major disaster or emergency. The Stafford Act covers all hazards, including natural disasters and terrorist events. Stakeholder: Identified as someone internally or externally who has (or holds) a “stake” or vested interest in a situation. This person depends upon the timeliness, quality and accuracy of the liaison’s information and/or the resources they can bring to bear to meet the needs in a given situation. Standard Operating Procedure (SOP): A set of instructions constituting a directive, covering those features of operations which lend themselves to a step-by-step process of accomplishment. SOP’s supplement 45 Emergency Operations Plans (EOPs) by detailing and specifying how tasks assigned in the EOP are to be carried out. State Coordinating Officer (SCO): The individual appointed by the governor to coordinate state disaster assistance efforts with those of the federal government. The SCO plays a critical role in managing the state response and recovery operations following Stafford Act declarations. The governor of the affected state appoints the SCO and lines of authority flow from the Governor to the SCO, following the State's policies and laws. Strategic Information and Operations Center (SIOC): The focal point and operational control center for all federal intelligence, law enforcement, and investigative law enforcement activities related to domestic terrorist incidents or credible threats, including leading attribution investigations. The SIOC serves as an information clearinghouse to help collect, process, vet, and disseminate information relevant to law enforcement and criminal investigation efforts in a timely manner. T Target Capabilities List: Defines specific capabilities that all levels of government should possess in order to respond effectively to incidents. Territories: Under the Stafford Act, U.S. territories may receive federally coordinated response within the U.S. possessions, including the insular areas, and within the Federated States of Micronesia (FSM) and the Republic of the Marshall Islands (RMI). Stafford Act assistance is available to Puerto Rico, the U.S. Virgin Islands, Guam, American Samoa, and the Commonwealth of the Northern Mariana Islands, which are included in the definition of "State" in the Stafford Act. At present, Stafford Act assistance also is available to the FSM and the RMI under the compact of free association. Tribal: Referring to any Indian tribe, band, nation, or other organized group or community, including any Alaskan Native Village as defined in or established pursuant to the Alaskan Native Claims Settlement Act (85 Stat. 688) [43 U.S.C.A. and 1601 et seq.], that is recognized as eligible for the special programs and services provided by the United States to Indians because of their status as Indians. 46 U Unified Command (UC): An Incident Command System application used when more than one agency has incident jurisdiction or when incidents cross political jurisdictions. Agencies work together through the designated members of the UC, often the senior person from agencies and/or disciplines participating in the UC, to establish a common set of objectives and strategies and a single Incident Action Plan. United States Army Corps of Engineers (USACE): A partner in the National Response Plan and the lead agency in engineering and environmental matters. The mission of the USACE is to provide quality, responsive engineering services. In times of disaster, the USACE takes the lead role in ESF 3– Infrastructure, under the National Response Plan (NRP). http://www.usace.army.mil/ United States Geological Service (USGS): Through the USGS, reliable scientific information is developed. Such information may: present information in order to describe and understand the Earth; help to minimize loss of life and property from natural disasters; assist in managing water, biological, energy, and mineral resources; and enhance and protect the quality of life. http://www.usgs.gov/ V Voluntary Agencies Liaison: A position within FEMA that develops and maintains liaison with voluntary nonprofit organizations and faith-based organizations involved in disaster response, for the purpose of ensuring coordination of disaster relief services as well as the potential recruitment of organizational resources for a relief operation. Voluntary Organization Active in Disaster (VOAD): Local and national association of many voluntary organizations with roles and responsibilities in preparing for and responding to disasters. National VOAD http://www.nvoad.org/ 47 Acronyms / Abbreviations A AD 1) Assistant Director (DRO) 2) Area Director ACP Area Command Post AEC Agency Emergency Coordinator AFO Advance Field Office AG Attorney General AHJ Authority Having Jurisdiction ANG Army National Guard APHIS Animal and Plant Health Inspection Service ARC American Red Cross ARES Amateur Radio Emergency Services ARF Action Request Form ATF Alcohol Tobacco and Firearms AWACS Airborne Warning and Control System B BIA Bureau of Indian Affairs BIE Bureau of Indian Education BLM Bureau of Land Management BSOC Biomedical Services Operations Center C CAN Coordinated Assistance Network CAP Civil Air Patrol CAS Client Assistance System CBO Community Based Organization CBRNE Chemical, Biological, Radiological, Nuclear Explosive/Incendiary CCA Contamination Control Area CCP Casualty Collection Point CDC Centers for Disease Control (and Prevention) CDP Center for Domestic Preparedness CERT Community Emergency Response Team CIKR Critical Infrastructure and Key Resources CLS Individual Client Services CMT Crisis Management Team 48 CMU Crisis Management Unit (FBI) COA Course of Action COG Continuity of Government COP Common Operating Picture COOP Continuity of Operations CPS Community Partnerships CR Community Relations CSG Counter Terrorism Security Group CUSEC Central United States Earthquake Consortium CUSI Commonly Used Shelter Items D DA Disaster Assessment DCE Defense Coordinating Element DCO Defense Coordinating Officer DDA Detailed Disaster Assessment DEST Domestic Emergency Support Team DFCO Deputy Federal Coordinating Officer DHHS Department of Health and Human Services DHS Department of Homeland Security DMAT Disaster Medical Assistance Team DMH Disaster Mental Health DMORT Disaster Mortuary Response Team DOC Disaster Operations Center (ARC) DOC Department of Commerce DOD Department of Defense DOE Department of Energy DOI Department of the Interior DOJ Department of Justice DOS Department of State DOT Department of Transportation DRC Disaster Recovery Center DRO Disaster Relief Operation DSC Disaster Staff Card DSCO Deputy State Coordinating Officer DSCA Defense Support of Civil Authorities DSHR Disaster Services Human Resources DSNAP Disaster Supplemental Nutrition Assistance Program E EA Emergency Assistance EAL External Affairs Liaison EEI Essential Elements of Information 49 EM Emergency Manager EMA Emergency Management Agency EMAC Emergency Management Assistance Compact EMI Emergency Management Institute EMS Emergency Medical Services EOC Emergency Operations Center EOP Emergency Operations Plan ER External Relations ESD Emergency Services Director ESF Emergency Support Function ESFLG Emergency Support Function Leaders Group ESF #1 Transportation ESF #2 Communications ESF #3 Public Works and Engineering ESF #4 Firefighting ESF #5 Emergency Management ESF #6 Mass Care, Emergency Assistance, Housing and Human Services ESF #7 Logistics Management and Resource Suppport ESF #8 Public Health and Medical Services ESF #9 Search and Rescue ESF #10 Oil and Hazardous Materials Response ESF #11 Agriculture and Natural Resources ESF #12 Energy ESF #13 Public Safety and Security ESF #14 Long-term Community Recovery (moved to NDRF) ESF #15 External Affairs (includes tribal) ESPM Emergency Services Program Manager F FAC Family Assistance Center FBI Federal Bureau of Investigation FBO Faith Based Organization FCO Federal Coordinating Officer FEMA Federal Emergency Management Agency FNSS Functional Needs Support Services FOIA Freedom of Information Act FSI Financial and Statistical Information Management 50 G GAR Governor’s Authorized Representative GIS Geographical Information System GLO Government Liaison Officer (federal) GRR Government Relations Representative GSA General Services Administration H HAZMAT Hazardous Materials HAZUS Hazards United States HSAS Homeland Security Advisory System HSEEP Homeland Security Exercise and Evaluation Program HSIN Homeland Security Information Network (Access limited) HSPD Homeland Security Presidential Directive HSGP Homeland Security Grant Program I IA Individual Assistance IAC Incident Advisory Council IAEM International Association of Emergency Managers IAP Incident Action Plan IATAC Individual Assistance Technical Assistance Contract IC Incident Commander ICE Immigration and Customs Enforcement ICP Incident Command Post ICS Incident Command System IHP Individuals and Households Program IKD In-Kind Donations IMT Incident Management Team IMAT Incident Management Assistance Team IOF Initial Operating Facility IOP Interagency Operation Plan ION Incident of National Significance ISB Incident Support Base 51 J JAC Joint Assistance Center JIC Joint Information Center JOC Joint Operation Center (FBI) JFO Joint Field Office JFSOC Join Family Support Operations Center (NTSB) JTF-CS Joint Task Force-Civil Support (Under DOD) JTTF Joint Terrorism Task Force L LFA Lead Federal Agency LG Government Liaison LNO Liaison Officer LOI/A Letter of Intent/Agreement M MA Mission Assignment (FEMA) MACC Multi-Agency Command Center (System) MC Mass Care MD Multi-Site (Disaster Relief Operations) Director MERS Mobile Emergency Response Support MMRS Metropolitan Medical Response System MOA/U Memorandum of Agreement/Understanding MRC Medical Reserve Corps N NASA National Aeronautic and Space Administration NCS National Communication System NCTC National Counter Terrorism Center ND National (Disaster Relief Operations) Director NDMS National Disaster Medical System NDRF National Disaster Recovery Framework NEMA National Emergency Management Association NEP National Exercise Program NEST Nuclear Emergency Search/Support Team NHC National Hurricane Center NIFC National Interagency Fire Center NIMS National Incident Management System NIPP National Infrastructure Protection Plan NIRT National Incident Response Team NMCC National Mass Care Council 52 NMCS National Mass Care Strategy NOAA National Oceanic and Atmospheric Administration NOC National Operations Center NRCC National Response Coordination Center NRC Nuclear Regulatory Commission NRF National Response Framework NSC National Security Council NSS National Shelter System NSSE National Special Security Event NTSB National Transportation Safety Board NVOAD National Voluntary Organizations Active in Disaster NWS National Weather Service O ODP Office for Domestic Preparedness OEP Office of Emergency Preparedness (DHHS) OGC Office of General Counsel OJP Office of Justice Programs (DOJ) OM Operations Management ONA Other Needs Assistance ORB Online Resource Book OSC On Scene Coordinator OSHA Occupational Safety and Health Administration P PA Public Affairs PAO/PIO Public Affairs/Information Officer PDA Preliminary Disaster Assessment PETS Pets Evacuation and Transportation Standards Act PFO Principal Federal Officer PKEMRA Post Katrina Emergency Management Reform Act POC Point of Contact PPD Presidential Policy Directive R RACES Radio Amateur Civil Emergency Services REACT Radio Emergency Associated Communication Team RFA Request for Assistance RFI Request for Information RMRS Regional Medical Response System RNAT Rapid Needs Assessment Team ROI Release of Information 53 RRCC Regional Response Coordination Center RSF Recovery Support Function S SAC Special Agent-in-Charge SAR Search and Rescue SBA Small Business Administration SCO State Coordinating Officer SCT State Coordinating Team SDP Service Delivery Plan SEMPM State Emergency Management Program Manager SEOC State Emergency Operations Center SFLEO Senior Federal Law Enforcement Officer SIOC Strategic Information and Operations Center SITREP Situation Report SS Staff Services SNS Strategic National Stockpile SO Safety Officer SPC Storm Prediction Center SRDL State Relations Disaster Liaison SRR Staff Relations Representative SWP State Warning Point T TAG Threat Advisory Group TSA Transportation Security Administration U UC Unified Command USACE United States Army Corps of Engineers USCG United States Coast Guard USDA United States Department of Agriculture US&R Urban Search and Rescue USSS United States Secret Service V VAL Voluntary Agency Liaison VMAT Veterinary Medical Assistance Team 54 W WMD Weapon of Mass Destruction (involves radiological, biological, chemical and/or high yield explosion release of agents) WMD/T Weapon of Mass Destruction/Terrorism (Includes cyber-terrorism) WI Welfare Information For additional assistance, refer to the Federal Emergency Management Agency’s FAAT (abbreviations, acronyms and terms) book. 55
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