International Journal for Quality in Health Care 2004; Volume 16, Number 2: pp. 175–180 10.1093/intqhc/mzh027 Quality assessment program in primary care clinics: a tool for quality improvement DROR MANDEL, HOWARD AMITAL, EYAL ZIMLICHMAN, ROBERT WARTENFELD, LILACH BENYAMINI, TZIPPORA SHOCHAT, FRANCIS B. MIMOUNI AND YITSHAK KREISS Medical Corps, Israel Defense Forces, Israel Abstract Objectives. (i) To describe mechanisms of quality assessment (QA) in IDF primary care clinics; (ii) to compare quality of care in different types of primary care clinics; and (iii) to test the hypothesis that implementation of the QA program results in improved quality of care. Research design. A prospective, single-blinded, uncontrolled, non-randomized study. Measures. Teams of two physicians carry out the QA process once or twice a year according to clinic size. Five areas were evaluated: (i) physician–patient interaction; (ii) medical chart evaluation; (iii) high-risk patients management; (iv) medical care provided by specialists; and (v) medical staff guidance. Clinics were classiWed in two groups: single-physician clinics (battalion troop clinics) and multi-physician clinics (home-front base clinics). General Linear Models were used for analysis. A P-value <0.05 was considered signiWcant. Results. In 2000 and 2001, 99 primary clinics and 162 primary care physicians were assessed. Seventy-four (45%) physicians were evaluated twice. Single-physician clinics scored higher than multi-physician clinics on most QA parameters. Physicians had signiWcantly better QA results at the second encounter, regardless of the type of clinic. Conclusions. A primary care medicine QA system is feasible in the IDF. It allows for standardized, reliable, and comprehensive assessment of primary care across the military clinics. We postulate that the increase in QA assessment scores from one examination to the next one indicates an improvement in quality due to the QA program. Keywords: military medicine, primary care, quality assessment, quality control Quality assessment (QA) in primary care is a process of planned activities whose ultimate goal is to achieve a continuous improvement of medical care through the evaluation of structure, process, and outcome measures [1–4]. The practice of health care in the Israeli Defense Forces (IDF) is similar in many aspects to that of civilian health systems. It is essentially based upon primary care clinics, and also upon secondary specialist centers, and civilian hospitals and facilities. Yet the military milieu is different from other clinical setups in various aspects [5–7]: (i) pre-recruiting screening examinations select draftees that are healthier than the general population; (ii) there is an abrupt change in lifestyle of young adults recruited in the army; and (iii) military constraints may conXict with proper medical decision making. Over the years, the medical corps has created a primary care system that is highly accessible and available, leading to an average of seven to eight visits per soldier per year (according to unpublished internal IDF data). In this health system, primary care physicians (PCPs) include board-certiWed physicians in general medicine (general practitioners) that serve either on active duty or as civilians employed by the army or as reservists. The differences between these groups might be fundamental with respect to knowledge, skills, motivation, and the sense of identiWcation with the medical corps. The characteristics of the military medical establishment make it mandatory to develop a comprehensive system able to identify variations in quality of care and to study the impact of corrective measures. The purposes of this study were: to describe the mechanisms of QA in the primary care clinics of the IDF; to describe the results of QA studies conducted from the implementation of the program, on 1 January 2000, to 31 December 2001 in primary care clinics; to compare the quality of care provided by the different types of primary care clinics and physicians; and to analyze the preliminary impact of the QA Address reprint requests to Dror Mandel, MD, Israel Defense Forces, Medical Corps, 3 Ha’Emek Street, Ramat Hasheron 47203, Israel. E-mail: [email protected] International Journal for Quality in Health Care vol. 16 no. 2 © International Society for Quality in Health Care and Oxford University Press 2004; all rights reserved 175 Downloaded from http://intqhc.oxfordjournals.org/ at Pennsylvania State University on March 3, 2014 Background. Assessment of quality of health care is a major ongoing project of the Israeli Defense Forces (IDF) medical corps. D. Mandel et al. program upon quality of primary care. We hypothesized that the implementation of the QA program within the IDF results in improved quality of care and that evaluation of a speciWc PCP within the framework of the QA program results in an improved score of the PCP during a second evaluation. Methods Definitions Physician assessors In the IDF, several teams of two experienced physicians carry out the QA system. In each team there is at least one boardcertiWed family physician. The teams use a detailed, prospectively established QA protocol, where the emphasis is placed on medical records. The assessment uses both speciWc obligatory markers of adequate medical evaluation and treatment (an explicit quality assessment method), and a direct inspection of the primary physician (an implicit quality assessment method). IdentiWcation and management of population at risk, further medical training and guidance, and medical administration with a direct effect on the quality of care are also evaluated. Each item is subcategorized and is given a speciWc score. The score reXects the relative importance of the item in question, as determined (by consensus) by a committee composed of the Surgeon General and the IDF scientiWc committee. The QA forms that the assessors Wll in are shown as Supplementary data (available at IJQHC Online), and include both the variables studied and their scoring assessment (maximum score). Inspection A board-certiWed family physician inspects the patient–physician interaction (directly, in a live performance) and examines the 176 Medical record audit The medical record is the soldier’s medical Wle, which consists of past medical history data, previous referrals to military unit clinics, laboratory results, and tests. In addition, the patient chart may be used as a legal tool. The medical record is tested using three criteria. (i) ‘Medical data’, which provide global, yet important, medical information that must be included in the medical chart. These data include medical rating, information about drug allergy, an active medical problem list, and past hospitalizations record and vaccine status. (ii) ‘Chart arrangement’ is evaluated by the percent of medical charts found on request, chronological continuity of the chart, presence or absence of physician signature after each visit, and order and clarity of the charts. (iii) ‘Analysis of the medical chart’ by the assessors—examination of the written data inside 10 different records, according to problem-oriented medical writing principles (the S.O.A.P. acronym: subjective, objective, assessment, therapeutic and evaluative plan). In addition, Wve frequent (based on the army’s yearly statistical report; internal unpublished data) medical conditions (respiratory tract infection, urinary tract infection, abdominal pain, headache, and low back pain) and one chronic condition (asthma) are evaluated. At least three different physician–patient interactions for each condition are analyzed. In order to address this part of the QA program prospectively, teams of board-certiWed specialists analyzed each of these conditions, and deWned the necessary actions that must be taken for their evaluation. High-risk patient surveillance Patients at high risk in the army are those soldiers whose medical problems are either dynamic and may lead to serious complications, or subjects with chronic illnesses. In this Weld, two QA criteria are examined: (i) the initial surveillance of followup examinations of those patients at risk and the existence of appropriate medical records for such examinations; and (ii) the implementation of periodic follow-up examinations and recommendations. Complementary medical services Evaluation of the medical services that relate to the physician– patient interaction is effected according to the following criteria: (i) appropriate drug supply; and (ii) secondary health care characteristics. The latter is the interaction between the primary physician and the secondary physician, which is examined in Downloaded from http://intqhc.oxfordjournals.org/ at Pennsylvania State University on March 3, 2014 For the purpose of this analysis, the various PCP units evaluated were classiWed as follows: (i) ‘single-physician medical clinics’ were those primary care clinics located at Weld units, serving deployed troops, in mobile clinics, either during deployment or during training. In this setting, primary care is provided by a single general practitioner, with no level of support from other health care providers except for military medics. These military medics provide only elementary medical care and are responsible for administrative functions as well. All these unit clinics have a restricted pharmacy on site (capable of providing basic medications). Physiotherapy and mental health services are not available on site. (ii) ‘Multi-physician medical clinics’ were those primary care clinics located in home-front bases, which employed between two and 10 PCPs and were supported by medics and nurses, which increases the number of available clinical staff. In addition, full laboratory, pharmacy, and radiology services are usually available on site or near by. Most centers also have physiotherapy and mental health services, while others include various specialists’ services in the same building. Some centers also have in-patient facilities. In addition, most of these primary care clinics function in the evenings and at weekends for urgent visits. following characteristics: (i) medical history taking: is the past medical history properly studied? Are the correct questions about the present illness asked? (ii) Physical examination: is a thorough physical examination performed? (iii) Discussion: the assessor discusses the case for differential diagnosis, further evaluation option and suggested treatment. (iv) Follow-up: evaluation of the follow-up that is offered to the patient. (v) Communication: the communication between the physician and the patient during the interaction and the psychosocial approach are evaluated. Finally, (vi) a general impression of the assessor on the interaction is given. Quality assessment in primary care clinics terms of: (i) the proportion of referrals from the total visits in the primary clinic; (ii) the quality of the referral letter; (iii) the justiWcation of the referral and the attitude of the primary care physician in regard to the specialist’s recommendations; (iv) the availability of the medical services (determined by the average waiting time in the clinic, the waiting list management system, and the priority order); (v) the efWcacy of the administration procedures; and (vi) the evaluation of the in-patient rooms in the units. Guidance Weighting of the results Each item was ranked and subranked according to its importance to the QA committee. Individual scores for each item were determined by consensus, and may be seen in the Supplementary data. The quality assessment of the clinic was arbitrarily scored according to an internal weighting system, where each component was weighted as a percentage of the total score, as follows: the medical record, 35%; inspection of the PCP, 20%; high-risk patient management, 15%; the medical services, 25%; and guidance, 5%. In addition, a separate mark was given to the physician, which included a score for the inspection and a score for the markers. Each physician was given a Wnal mark and his or her achievements were calculated, also on a percentile of all military-physicians. The score for the inspection is expressed as such, as a percentile of military physicians, but also as a percentile related to the speciWc assessor team. Every clinic in the IDF is evaluated once or twice a year, depending upon patient load. High volume clinics, where the total physician–patient interactions exceed 1000 per month, are evaluated twice a year. In order to avoid bias, the assessors’ teams were not kept aware of the results of the previous evaluations. The results are stored in a computerized data bank and analyzed using special software speciWcally designed for this project. After analysis of the results, two feedback reports are sent to the physicians and to the clinic managers, separately. The PCP receives the feedback from the inspection and from the tracers that were analyzed. The primary care clinic’s manager receives the whole quality assessment feedback. In addition, a yearly executive report is presented to the surgeon general command. Statistical analysis General Linear Models (SAS Institute Inc., Cary, NC) were used for analysis. Student’s t-tests were used to determine differences in scores by clinics. In addition, paired t-test analysis was used to evaluate the differences between Wrst and second assessment of physicians. Stepwise logistic regression was performed when needed. A P-value of <0.05 was considered signiWcant. During the period 1 January 2000 to 31 December 2001, 99 primary care clinics were evaluated. Fifty-Wve clinics (56%) were single-physician medical clinics (unit troop clinics) and 44 (44%) were multi-physician medical clinics (home-front clinics). One hundred and sixty-four PCPs were evaluated during this period: 52 (32%) worked in single-physician medical clinics and 112 (68%) worked in multi-physician medical clinics. Table 1 depicts score differences by type of clinic (singlephysician versus multi-physician clinics), evaluated using the implicit method (inspection). Scores ranged from 0 (lowest quality assessment) to 5 (highest quality assessment). In general, PCPs working in single-physician medical clinics scored signiWcantly higher than PCPs working in multi-physician medical clinics in every single assessment criterion examined: medical history taking, physical examination, discussion, program, communication, assessor’s impression, and mean score ( Table 1). Table 2 depicts the score differences by type of clinic (singlephysician versus multi-physician clinics), evaluated using the explicit method (markers of adequate medical evaluation and treatment). Scores ranged from 0 (lowest quality assessment) to 100 ( highest quality assessment). The data shown in the table are the data obtained at the Wrst assessment only. Multiphysician medical clinics scored higher than single-physician medical clinics in terms of high-risk patient surveillance, but not in terms of medical record assessment, complementary medical services, or guidance (Table 2). Table 3 depicts score differences between the Wrst and the second assessment, evaluated using the implicit method (inspection). Seventy-four PCPs (46%) were evaluated twice. In univariate analysis using paired t-tests, there was a signiWcant improvement in mean scores of the PCPs in four out of the six Welds studied. The improvement was signiWcant in Table 1. Score differences by type of clinic (implicit method: inspection) Single-physician medical clinics Multi-physician medical clinics 4.04 ± 0.009 3.69 ± 0.011 4.01 ± 0.009 4.17 ± 0.007 4.24 ± 0.008 4.17 ± 0.007 4.05 ± 0.007 3.52 ± 0.008 3.09 ± 0.009 3.47 ± 0.009 3.54 ± 0.008 3.75 ± 0.007 3.66 ± 0.007 3.50 ± 0.007 .......................................................................................................... History taking Physical examination Discussion Program Communication Impression Mean score SEM, standard error of the mean. Data are expressed for the Wrst quality assessment as mean ± SEM. Scores range from 0 (low assessment) to 5 (high assessment). Single-physician medical clinics scored better than multi-physician medical clinics for all parameters (P < 0.001). 177 Downloaded from http://intqhc.oxfordjournals.org/ at Pennsylvania State University on March 3, 2014 An important aspect of preventive medicine is patient education and continuous medical education of the medical staff. Thus, the following characteristics were recorded: lectures to the soldiers, knowledge of the medical staff and the medical orderly, reserve army medical guidance, and the existence of updated medical references. Results D. Mandel et al. Table 2 Score differences by type of clinic (explicit method: markers of adequate medical evaluation and treatment) Table 4 Score differences between Wrst and second assessment (explicit method: markers of adequate medical evaluation and treatment) Single-physician Multi-physician P-value medical clinics medical clinics .......................................................................................................... Medical record assessment High-risk patient surveillance Complementary medical services Guidance 79.22 ± 1.2 76.75 ± 1.01 NS 56.93 ± 2.24 71.67 ± 2.68 <0.008 86.72 ± 1.23 83.77 ± 1.01 NS 71.34 ± 2.3 72.9 ± 3.4 NS Table 3 Score differences between Wrst and second assessment (implicit method: inspection) First assessment Second assessment P-value 3.39 ± 0.09 3.11 ± 0.11 3.61 ± 0.09 3.24 ± 0.1 NS NS 3.29 ± 0.09 3.33 ± 0.09 3.67 ± 0.08 3.48 ± 0.09 3.65 ± 0.08 3.67 ± 0.08 3.99 ± 0.08 3.78 ± 0.08 <0.003 <0.005 <0.004 <0.008 ......................................................................................................... History taking Physical examination Discussion Program Communication Impression NS, non-signiWcant; SEM, standard error of the mean. Data are expressed as mean ± SEM. Scores range from 0 (low assessment) to 5 (high assessment). terms of discussion, program, communication, and impression. Although the scores were also higher at the second assessment in terms of history taking or physical examination, the difference between the two assessments was not statistically signiWcant (Table 3). We used backward stepwise multiple regression analysis to study the effect of potential confounders (type of clinic, year of study, and assessor team) on the ‘improvement’ between the two assessments. It allowed us to conWrm that a statistically signiWcant improvement had indeed occurred in terms of discussion, program, communication, and impression, but not in terms of history taking or physical examination. Table 4 depicts score differences between the Wrst and the second assessment, evaluated using the explicit method. There were no statistically signiWcant differences between the two assessments in terms of any of the parameters studied, i.e. medical record assessment, high-risk patient surveillance, complementary medical services, or guidance. 178 Second assessment P-value 77.19 ± 2.39 75.66 ± 2.18 NS 53.26 ± 7.06 64.20 ± 5.67 NS 84.54 ± 3.20 83.59 ± 2.11 NS 81.54 ± 6.97 83.81 ± 4.49 NS .......................................................................................................... Medical record assessment High-risk patient surveillance Complementary medical services Guidance NS, non-signiWcant; SEM, standard error of the mean. Data are expressed as mean ± SEM. Scores range from 0 (low assessment) to 100 ( high assessment). Discussion Our Wrst aim was to describe the mechanisms of QA in the primary care clinics of the IDF. We showed that such a QA program was feasible in a military setting, geographically distributed over a whole country, despite operational constraints. The results of this study supported our hypothesis that the quality of primary care provided in single-physician medical clinics, such as is found in troop clinics, was higher than that provided in multiple-physician medical clinics, such as in home-front base clinics. This was true in terms of most of the parameters studied, except for high-risk patient evaluation, which scored better in multi-physician than single-physician medical clinics. We speculate that the reasons for this Wnding are multiple. It might be that the IDF primary care physicians are medical ofWcers who graduate from a medical school, an ofWcer academy, and a military medical academy. They are then sent to unit troops clinics for periods of 12–18 months. In contrast, PCPs serving in home-front bases, where several PCPs work in the same clinic, are more likely to be civilian physicians hired by the IDF or military reserve physicians. Thus, the degree of motivation and identiWcation with the organization goals and values may be different between these groups, and thus may render quality of medical care uneven. Another potential reason is that the setting of a Weld unit is similar to that of a small community, in which the PCP is familiar with the population and in terms of military medicine, with the tasks of the unit as well; thus, it helps the PCP to perceive his/her role as a ‘family’ practitioner and assures continuity of care by the same physician. Moreover, since a unit troop clinic serves a smaller population than that of a home-front clinic, the patient load, a parameter that may affect quality, is respectively lower, and thus the measured quality of primary care is higher. A similar Wnding was made by Campbell and colleagues [9], who stratiWed a random sample of 60 general practices in six areas of England and identiWed Downloaded from http://intqhc.oxfordjournals.org/ at Pennsylvania State University on March 3, 2014 NS, non-signiWcant; SEM, standard error of the mean. Data are expressed for the Wrst quality assessment as mean ± SEM. Scores range from 0 (low assessment) to 100 (high assessment). First assessment Quality assessment in primary care clinics while the major aim of the program was to assess the process of rendering care rather than outcomes. The program examined speciWc aspects of patient-centered care, as it may be noted that all variables studied were done so for the beneWt of the patient, and did not address whether it would be to the beneWt of the IDF. Timeliness was studied in terms of physician availability, availability of specialists and waiting time at the clinic. In terms of efWciency of care, aspects such as appropriate use of specialists’ services and in-patient services were examined. And Wnally, a major variable examined in this report, i.e. variability of quality of care by geographic location, was a measure of the equitable nature of care in the IDF. In conclusion, this study conWrms that a wide variation in the quality of care exists in IDF general practice. The study also allowed us to conWrm that evaluation of primary care clinics and primary care physicians is feasible, and leads to an improvement in the quality of primary care in the military setting. We believe that our program should help us to meet a major challenge raised by the CQCA, i.e. the incorporation of performance and outcome measurements for improvement and accountability. References 1. Donabedian, A. Explorations in Quality Assessment and Monitoring. Vol. 1. The DeWnition of Quality and Approaches to its Assessment. Ann Arbor, MI: Health Administration Press, 1980. 2. Blumental D. Quality of health care—what is it? New Engl J Med 1996; 335: 891–894. 3. Brook RH, McGlynn EA, Shekelle PG. DeWning and measuring quality of care: a perspective from US researchers. Int J Qual Health Care 2000; 12: 281–295. 4. Jeffer EK. Quality assurance and quality improvement: the 1990s and beyond. J Healthcare Qual 1992; 14: 36–40. 5. Gilutz H, Shamis A, Ben-Amitay D et al. Primary quality control in Israel Air Force clinics. Harefuah 1994; 126: 570–573. 6. Mankuta D, Vinker S, Itzhak B et al. A quality management project in Israeli navy primary care clinics. Am J Med Qual 1996; 14: 211–215. 7. Vinker S, Mankuta D, Ischak B et al. Medical record audit in primary care clinics of the Israel Navy. Harefuah 1996; 131: 477– 479. 8. Epstein A. Performance reports on quality: prototypes, problems and prospects. N Engl J Med 1995; 333: 57–61. 9. Campbell SM, Hann M, Hacker J et al. Identifying predictors of high quality care in English general practice: observational study. Br Med J 2001; 323: 784–787. 10. Morey JC, Simon R, Jay GD et al. Error reduction and performance improvement in the emergency department through formal teamwork training: evaluation results of the MedTeams project. Health Serv Res 2002; 37: 1553–1581. 11. Wallis M, Tyson S. Improving nursing management of patients in a hematology/oncology day unit: an action research project. Cancer Nurs 2003; 26: 75–83. 179 Downloaded from http://intqhc.oxfordjournals.org/ at Pennsylvania State University on March 3, 2014 factors associated with high quality care. They found a signiWcant association between size of practice and quality of care. Smaller practices scored better than larger ones for access to care, but for diabetes care larger practices had higher scores than smaller ones. The authors concluded that no single type of practice has a monopoly on high quality care; different types of practice may have different strengths. In our study, an analogy to Campbell’s statement was that only a single parameter (high-risk patient surveillance) scored higher in larger practices than in smaller ones. The QA program that we described was effective in that it improved primary care per physician examined in nearly all aspects of the assessment. We believe that the improvement was true in nature, and did not reXect only the experience of the PCP in ‘passing’ the inspection. Indeed, while the part of the assessment under direct inspection may be inXuenced by the previous experience of the physician assessed, the part of the assessment that relates to the quality of the chart evaluates continuous care rendered while the physician is not under investigation. Similar positive impact of QA programs, leading to improvement of care as judged from improved outcomes or processes, has been demonstrated in various settings, such as the emergency department [10], the hematology/oncology day unit [11], among pneumonia patients in very small hospitals [12], or in hemodialysis units [13]. There are several possible limitations to our study. Firstly, we conducted it in a military setting. Although the nature of medicine is at times similar in civil clinics and in military clinics, some characteristics of military medicine are unique [5–7], thus the interaction between the PCP and the patient may be different. A study comparing this QA program between military and civil clinics has not yet been conducted. Such a study may be useful in determining this system’s capabilities and may offer a standardized tool for the assessment of quality of care in primary care clinics. Secondly, we evaluated PCPs over a limited period of 2 years, and the long-term impact of our QA program cannot be evaluated at this point in time. Furthermore, the Wnancial cost/beneWt aspects of this QA program have not been calculated. In a country such as Israel, such a QA program is feasible for several reasons: (i) the physician-per-capita ratio is one of the highest in the world [14]; and (ii) there is mandatory conscription of the whole population, with continued military periods for physicians until 45–51 years of age. In contrast, such a program may be prohibitive in countries with a lower physician density, or whose army physicians are only hired. When placed into the general context of the recently published recommendations of the Committee on Quality of Care in America (CQCA) (of the Institute of Medicine for quality of medical care improvement [15,16]), our program addressed many, but not all of the issues raised there. The CQCA deWned six major aims for the 21st century health care system, and recommended that it be ‘safe, effective, patientcentered, timely, efWcient, and equitable’. In terms of safety, our QA program veriWed that appropriate records be kept, and appropriate steps be taken for several speciWc tracers. The program was not primarily designed to assess effectiveness, in that mortality or speciWc morbidities were not measured, D. Mandel et al. 12. Chu LA, Bratzler DW, Lewis RJ et al. Improving the quality of care for patients with pneumonia in very small hospital. Arch Intern Med 2003; 163: 326–332. 13. Sehgal AR. Impact of quality improvement efforts on race and sex disparities in hemodialysis. J Am Med Assoc 2003; 289: 1033–1034. 14. WHO. WHO Estimates of Health Personnel. Physicians, Nurses, Midwives, Dentists and Pharmacists. Http://www.who.int/whosis/ health/health_personnel.cfm Accessed 18 April 2002. 15. Institute of Medicine/Committee on Quality of Care in America. Improving the 21st century health care system. In Crossing the Quality Chasm: a New Health System for the 21st Century. Washington, DC: National Academy Press, 2001, pp. 39–60. 16. Institute of Medicine/Committee on Quality of Care in America. Building organizational supports for change. In Crossing the Quality Chasm: a New Health System for the 21st Century. Washington, DC: National Academy Press, 2001, pp. 11–44. Accepted for publication 24 November 2003 Downloaded from http://intqhc.oxfordjournals.org/ at Pennsylvania State University on March 3, 2014 180
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