PERCEIVED LOCAL EVIDENCE OF CLIMATE CHANGE AND VARIABILITY IMPACTS ON NATURAL RESOURCES IN SMALLHOLDER COMMUNITIES OF EASTERN ZIMBABWE BY CHRISTOPHER CHAGUMAIRA A THESIS SUBMITTED IN PARTIAL FULFILMENT OF THE REQUIREMENTS FOR THE DEGREE OF MASTER OF PHILOSOPHY DEPARTMENT OF SOIL SCIENCE AND AGRICULTURAL ENGINEERING FACULTY OF AGRICULTURE UNIVERSITY OF ZIMBABWE AUGUST 2015 DECLARATION I, Christopher Chagumaira, do hereby declare that this thesis is a result of original research work undertaken by myself except where clearly and specifically acknowledged. It is being submitted for the partial fulfilment of the degree of Master of Philosophy in Agriculture. It has not been submitted before for any degree or examination in any other University. Date: ………………………………………………………………………. Signed: ……………………………………………………………………… At: ………………………………………………………………………. i ABSTRACT Declining crop and livestock production due to a degrading land resource base and changing climate among other biophysical and socio-economic constraints, are increasingly forcing rural households in Zimbabwe and other parts of southern Africa to rely on common natural resource pools (CNRPs) to supplement their household food and income. This study investigated the nature and dynamics of CNRPs that are utilised by smallholder-farming communities of Dendenyore and Ushe wards (local development unit) in Hwedza district in eastern Zimbabwe, as influenced by climate change and variability. Special attention was paid to quantifying how community responses to climate change and variability have influenced natural resource use patterns and gender roles among households differing in resource endowments in Dendenyore and Ushe wards. A combination of farmer participatory research approaches, Geographic Information Systems (GIS) and remote sensing were employed between 2011 and 2013 to characterise the contribution of CNRPs to household food and income of these smallholder communities. Across study sites, wetlands and woodlands were ranked as the most important CNRPs. These were given highest priority because of their provisioning services by providing fruits (Mazhanje (Uapaca kirkiana) and Hacha (Parinari curatellifolia)), raw materials for crafts (Tsanga (Phragmites mauritianus) and Mutsvairo (Miscanthidium sorghum)), and firewood for energy. The extraction and use patterns of products obtained from the wetlands and woodlands varied significantly by household resource endowment, with the resource-constrained (RG3) depending more on natural resources. For example, RG3 households extracted greatest quantities of fruits such as Mazhanje approximately 35 kg per capita-1 year-1 between 2011 and 2012 compared to RG1 and RG2 households who only extracted 11 and 25 kg per capita-1 year-1, respectively. Despite their importance CNRPs, wetlands and woodlands, decreased by > 30% between 1972 and 2011. This reduction in prioritised CNRPs was attributed to a number of factors which were ranked in the order: land use changes (33% of the respondents) < less rainfall (31%) < and increasing temperatures (27%). The communities also perceived that the severe droughts of 1983/1984, 1991/1992, 2002/2003 and 2007/2008 seasons increased the rate of extraction of natural resources and this resulted in depletion of the natural resource base. For example during a drought, participation of men in extraction of water and indigenous fruits increased at least 40%, from a good (favourable season) to a bad (drought season) year. Provisional services of CNRPs are likely to be affected directly and indirectly by factors such as projected increase in rainfall variability and population increase amongst other factors. Despite their apparent decline communities in Dendenyore and Ushe are continually relying on a degraded natural resource base, suggesting limited livelihood options to adapt to climate change and variability, and other existing socio-economic and biophysical challenges. This suggests limited options for rural communities to adapt to the changing food production systems in the wake of climate change and variability and other challenges such as declining soil fertility. There is therefore a need to design adaptive farm management options that enhance both crop and livestock production in a changing climate as well as identifying other livelihood alternatives outside agriculture to reduce pressure on CNRPs. There need for active participation of communities and government agencies in proper land use planning and management of natural resources. In addition, promotion of alternative resources options to firewood (e.g. solar, woodlots) and indigenous fruit trees (e.g. orchards) among rural communities could reduce extraction of natural resources from wetlands and woodlands. ii ACKNOWLEDGEMENTS The EU-funded FAO-SOFECSA-UZ Climate Risk Project ‘supporting smallholder farmers in southern Africa to better manage climate-relate risks to crop production and post-harvest handling’ funded this study. I also wish to acknowledge funding from the Deutscher Akademischer Austausch Dienst (DAAD) In-country scholarship award (A/11/95775) and global SysTem for Analysis, Research and Training (START) International Climate Change project to kick start the studies. I would like to express my sincere gratitude to my supervisors Professor Paul Mapfumo, Professor Florence Mtambanengwe and Professor Regis Chikowo for their time, guidance, and support during this study. I would also want to thank Dr Jairos Rurinda and Mr Hatirarami Nezomba for the overwhelming technical support, advice, and guidance during the course of this study. I would also want to thank the following UZ-SOFECSA team members for their assistance: Ms Muneta G Manzeke, Mr Tongai Mtangadura, Ms Natasha Kurwakumire, Ms Tariro Gwandu, Mr Tinashe Mashavave, Ms Grace Kanonge and Mr E Mbizah. Special thanks goes to Mr M Shekede of UZ-Department of Geography and Environmental Sciences and Mr W Gumindoga of UZ-Department of Civil Engineering for their assistance with GIS and remote sensing; Hwedza district Mr Johnson Mupanga and Mr Peter Munodawafa (Field assistants), Mrs Magwenzi, Mr Garwe, Mrs Mazivanhanga and the late Mr Kahiya (AGRITEX staff) for their hospitality and technical assistance during field work. To my church, St Andrews Glen Norah circuit of the United Methodist Church and UZ Prayer group thank you for the prayers and spiritual support. To you my wife and friend Kudzai I thank you for the moral support and enduring these difficult times we went through. My son Tawananyasha, thank you for always cheering me up when I would be drowned in my studies for you gave me much needed inspiration. I would also want to express my gratitude, to my siblings who gave me much needed support; William, Masimba, and Tendai you guys are wonderful and not to forget my niece Praise, I love you all! iii DEDICATION I dedicate this thesis to a brave and loving woman, Onis Chikwakwate-Chagumaira. Your love, dedication, and support were overwhelming. When the Lord took Dad in 1992, you took it upon yourself the burden to raise us up in a home full of love, even though life was rough at times; you never gave up hope on giving us a better life and education. An amazing woman you were. I wish you were still around and could see where God is taking me. I thank God for the time we spent together, without your encouragements I would not have made it this far! I remember in 2007, you publicly announced that you wanted me to do masters and there I have done it ‘ndazadzisa chido chenyu amai vangu, chizororai zvenyu murugare!’ Finally yet importantly, I thank God for the gift of life and wisdom he gave me. Because of you Lord, I can now say Ebenezer ‘Thus far the LORD has taken’ iv TABLE OF CONTENTS DECLARATION ...................................................................................................................... I ABSTRACT ............................................................................................................................. II ACKNOWLEDGEMENTS .................................................................................................. III DEDICATION ....................................................................................................................... IV TABLE OF CONTENTS ........................................................................................................ V LIST OF TABLES .............................................................................................................. VIII LIST OF FIGURES ............................................................................................................... IX LIST OF PLATES ................................................................................................................. XI LIST OF APPENDICES ...................................................................................................... XII LIST OF ACRONYMS AND ABBREVIATIONS .......................................................... XIII CHAPTER ONE ....................................................................................................................... 1 GENERAL INTRODUCTION ............................................................................................... 1 1.1 BACKGROUND ................................................................................................................... 1 1.2 RATIONALE OF STUDY........................................................................................................ 2 1.3 OBJECTIVES OF THE STUDY ................................................................................................ 3 1.4 SPECIFIC OBJECTIVES ........................................................................................................ 4 1.5 THESIS STRUCTURE ............................................................................................................ 4 CHAPTER TWO ...................................................................................................................... 6 LITERATURE REVIEW ........................................................................................................ 6 2.1 COMMON NATURAL RESOURCE POOLS IN SMALLHOLDER COMMUNITIES............................ 6 2.1.1 Importance of wetlands to rural communities ........................................................... 7 2.1.2 Importance of woodlands to rural communities- The Miombo ................................. 8 2.1.3 Gender roles and extraction of natural resources .................................................. 10 2.2 CLIMATE CHANGE AND VARIABILITY IMPACTS ................................................................ 10 2.2.1 Impacts on ecosystems ............................................................................................. 10 2.2.2 Droughts .................................................................................................................. 11 2.2.3 Climate change studies in Hwedza .......................................................................... 13 2.3 CLIMATE CHANGE ADAPTATION IN HWEDZA DISTRICT .................................................... 14 2.4 CONCLUSION ................................................................................................................... 15 CHAPTER THREE................................................................................................................ 16 GENERAL MATERIALS AND METHODS ...................................................................... 16 3.1 STUDY AREA .................................................................................................................... 16 3.2 A BRIEF BACKGROUND TO THE STUDY AND OVERALL RESEARCH APPROACH ................... 18 3.3 CHARACTERISATION OF COMMON NATURAL RESOURCE POOLS ........................................ 21 3.4 CHANGES IN AVAILABILITY OF COMMON NATURAL RESOURCE POOLS ............................. 23 v 3.5 USE PATTERNS OF NATURAL RESOURCES ......................................................................... 24 3.6 CHANGES IN GENDER ROLES IN RELATION TO CHANGING PATTERNS IN AVAILABILITY OF COMMON NATURAL RESOURCE POOLS ................................................................................... 25 3.7 ANALYSIS OF PROJECTED CHANGES AND MANAGEMENT OF COMMON NATURAL RESOURCE POOLS FOR CLIMATE CHANGE ADAPTATION ........................................................................... 25 CHAPTER FOUR .................................................................................................................. 27 USE PATTERNS OF NATURAL RESOURCES SUPPORTING LIVELIHOODS OF SMALLHOLDER COMMUNITIES AND IMPLICATIONS ON CLIMATE CHANGE ADAPTATION IN ZIMBABWE♣ ........................................................................................ 27 4.1 INTRODUCTION ................................................................................................................ 27 4.2 MATERIALS AND METHODS ........................................................................................... 29 4.2.1 Participatory identification and ranking of common natural resource pools ......... 29 4.2.2 Use patterns of natural resources ........................................................................... 31 4.2.3 Changes in availability of common natural resource pools .................................... 33 4.3 RESULTS ......................................................................................................................... 34 4.3.1 Prioritised common natural resource pools ............................................................ 34 4.3.2 Availability of natural resources ............................................................................. 37 4.3.3 Use patterns of natural resources in wetlands ........................................................ 41 4.3.5 Spatial and temporal changes in common natural resource pools ......................... 44 4.4 DISCUSSION .................................................................................................................... 48 4.5 CONCLUSIONS................................................................................................................. 53 CHAPTER FIVE .................................................................................................................... 54 CHANGING HOUSEHOLD GENDER ROLES IN EXTRACTION OF NATURAL RESOURCES IN RURAL COMMUNITIES OF ZIMBABWE IN RESPONSE TO AVAILABILITY OF NON-TIMBER FOREST PRODUCTS .......................................... 54 5.1 INTRODUCTION ................................................................................................................ 54 5.2 MATERIALS AND METHODS ............................................................................................. 56 5.2.1 Study sites ................................................................................................................ 56 5.2.2 Qualitative data collection approaches ................................................................... 57 5.2.3 Quantitative data collection approaches ................................................................. 58 5.3 RESULTS .......................................................................................................................... 59 5.3.1 Major determinants for declining in common natural resource pools in rural communities. ..................................................................................................................... 59 5.3.2 Dynamics in gender roles in relation to availability of natural resources ............. 63 5.4 DISCUSSION ..................................................................................................................... 69 5.5 CONCLUSION ................................................................................................................... 73 CHAPTER SIX ....................................................................................................................... 74 OPTIONS FOR MANAGING COMMON NATURAL RESOURCE POOLS TO SUPPORT LIVELIHOODS OF RURAL COMMUNITIES IN THE FACE OF INCREASING CLIMATIC RISKS ...................................................................................... 74 vi 6.1 INTRODUCTION ................................................................................................................ 74 6.2 MATERIALS AND METHODS ............................................................................................. 75 6.2.1 Projected changes in temperature and rainfall conditions by 2045 ....................... 75 6.2.2 Options for managing common natural resource pools for climate change adaptation ......................................................................................................................... 76 6.3 RESULTS .......................................................................................................................... 77 6.3.1 Historical and projected changes in temperature and rainfall in Hwedza district by 2045 .................................................................................................................................. 77 6.3.2 Identified potential changes in common natural resource pools and management options based on future climate change projections ........................................................ 80 6.4 DISCUSSION ..................................................................................................................... 83 6.5 CONCLUSIONS .................................................................................................................. 87 CHAPTER SEVEN ................................................................................................................ 88 SUMMARY AND RECOMMENDATIONS ....................................................................... 88 7.1 IMPORTANCE OF COMMON NATURAL RESOURCE POOLS IN SMALLHOLDER COMMUNITIES 88 7.2 IMPLICATIONS OF A DECLINING NATURAL RESOURCE BASE ON CLIMATE CHANGE ADAPTATION .......................................................................................................................... 89 7.3 POSSIBLE ENTRY POINTS FOR IMPROVING NATURAL RESOURCE MANAGEMENT IN THE FACE OF CLIMATE CHANGE AND VARIABILITY ................................................................................ 90 7.4 AREAS OF FUTURE STUDIES .............................................................................................. 93 REFERENCES ....................................................................................................................... 94 APPENDICES....................................................................................................................... 117 APPENDIX 1: CHECKLIST FOR FOCUS GROUP DISCUSSIONS DURING COMMUNITY MEETINGS 117 APPENDIX 2: TRANSECT WALKS, SELECTION OF HOUSEHOLDS FOR NATURAL USE RESOURCE MONITORING, SPECIES DIVERSITY ........................................................................................ 119 APPENDIX 3: NATURAL RESOURCE USE MONITORING DIARIES ............................................. 123 APPENDIX 4: HOUSEHOLD DATA COLLECTION QUESTIONNAIRE ........................................... 125 APPENDIX 5: PUBLICATIONS FROM THESIS........................................................................... 129 vii LIST OF TABLES Table 4. 1 Composition of community meeting participants in Dendenyore and Ushe wards, Hwedza district, Zimbabwe. ............................................................................................. 30 Table 4. 2 Main natural resources extracted from wetlands and woodlands supporting livelihoods of smallholder communities in Dendenyore and Ushe communities in the Hwedza District in Zimbabwe. ......................................................................................... 36 Table 4. 3 Selected non-timber forest products extracted and sold in Dendenyore and Ushe wards in Hwedza district from November 2011 to October 2012 .................................... 43 Table 4. 4 Changes in landcover classes (ha) in Dendenyore and Ushe communities in Hwedza in Zimbabwe ....................................................................................................... 45 Table 5. 1 Key natural resources extracted from common natural resource pools and their use patterns in Dendenyore and Ushe communities in Hwedza District in Zimbabwe. ......... 64 Table 5. 2 Seasonal calendar for extraction and availability of the main natural resources from wetlands in Dendenyore and Ushe wards, Hwedza district.............................................. 65 Table 5. 3 Seasonal calendar for availability of main natural resources from woodlands in Dendenyore and Ushe wards, Hwedza district ................................................................. 66 Table 6. 1 Farmer-identified potential changes in common natural resource pools based on projected future climate changes, and subsequent management options in Dendenyore and Ushe in Hwedza district (n = 60). .............................................................................. 79 Table 6. 2 Identified natural resource management options by two communities in Hwedza, district Zimbabwe1 ............................................................................................................ 81 Table 6. 3 Alternative resource options for firewood, indigenous fruits, and water sources identified in Hwedza district, Zimbabwe ......................................................................... 82 viii LIST OF FIGURES Figure 2. 1 Ecosystem services derived from common natural resource pools by rural communities (Adapted from MEA, 2005a) ........................................................................ 6 Figure 2. 2 Four dimensions of the interface within Miombo woodlands (adapted from Lowore, 2006) .................................................................................................................... 9 Figure 3. 1 Location and natural regions of Dendenyore and Ushe wards in Hwedza district in Zimbabwe ......................................................................................................................... 16 Figure 3. 2 Mean annual distribution of rainfall in Hwedza and mean maize yields in communal areas in Zimbabwe from 1993 to 2011 (Zimstat, unpublished data). ............. 17 Figure 3. 3 Schematic representation of the overall approach used in this study..................... 19 Figure 4. 1 Natural resource map showing spatial distribution of common natural resource pools and villages in Dendenyore and Ushe communities, Hwedza district. ................... 35 Figure 4. 2 Communities’ perceptions on availability of natural resources utilised as (a) food and (b) making crafts and (c) as energy extracted from wetlands and woodlands in Hwedza district ................................................................................................................. 38 Figure 4. 3 Species richness and relative abundances of wetland plant species in the abandoned fields in wetland, Hwedza district. ................................................................. 39 Figure 4. 4 Species richness and relative abundances of wetland plant species in the grazing areas in wetlands, Hwedza district. .................................................................................. 40 Figure 4. 5 Consumption of indigenous vegetables per capita extracted from wetlands in Dendenyore and Ushe, Hwedza district by households of different resource endowments from 2011 to 2012 (Bars represent SED). ........................................................................ 41 Figure 4. 6 Extraction of small wild animals in Dendenyore and Ushe wards, Hwedza district per households annually. .................................................................................................. 44 Figure 4. 7 Land cover changes in Dendenyore ward, Hwedza district for three time periods. .......................................................................................................................................... 46 Figure 4. 8 Land cover changes in Ushe ward, Hwedza district for three time periods ........... 47 Figure 5. 1 Historical timeline of the major climatic and non-climatic events that affected the availability of natural resources that sustain livelihoods of smallholder communities in Hwedza district, Zimbabwe .............................................................................................. 60 ix Figure 5. 2 Ranking of main factors causing (a) shrinking of wetlands and (b) drying of sacred pools and springs in Dendenyore and Ushe communities, Hwedza district. (Weight index was calculated from frequency divided by rank, n = 100). .............................................. 62 Figure 5. 3 Ranking of main factors causing (a) declining of woodlands, and (b) low availability of indigenous fruits in Dendenyore and Ushe communities in Hwedza district. (Weight index was calculated from frequency divided by rank, n = 100). ......... 62 Figure 5. 4 Changing gender roles in extraction of water during ‘good years’ and ‘bad years’ in Dendenyore and Ushe wards, Hwedza district. ............................................................ 67 Figure 5. 5 Changing gender roles in extraction of Mazhanje during ‘good years’ and ‘bad years’ in Dendenyore and Ushe wards in Hwedza district ............................................... 68 Figure 5. 6 Changing gender roles in extraction of Hacha during ‘good years’ and ‘bad years’ in Dendenyore and Ushe wards in Hwedza district .......................................................... 68 Figure 6. 1 Projected changes in minimum and maximum temperatures between 1960 and 2045 for the summer and winter seasons in Hwedza district Zimbabwe. (RCP 8.5 data not shown because similar trends were observed)............................................................ 78 Figure 6. 2 Projected changes in rainfall between 1960 and 2045 based on RCP 4.5 in Hwedza district Zimbabwe. (RCP 8.5 data not shown because similar trends were observed) ..... 78 Figure 7. 1 Possible entry points of improving natural resource management of CNRPs in the face of climate change and variability, and other biophysical and socio-economic challenges ......................................................................................................................... 92 x LIST OF PLATES Plate 3. 1 Research approaches used in study to identify and quantify the natural resources drawn by different categories of households from natural resource pools ....................... 20 xi LIST OF APPENDICES Appendix 1: Checklist for focus group discussions during community meetings ................. 117 Appendix 2: Transect walks, selection of households for natural use resource monitoring, species diversity.............................................................................................................. 119 Appendix 3: Natural resource use monitoring diaries ............................................................ 123 Appendix 4: Household data collection questionnaire ........................................................... 125 Appendix 5: Publications from thesis ..................................................................................... 129 xii LIST OF ACRONYMS AND ABBREVIATIONS AgritexCNRPs EMA FGDs GCM GHG GIS GPS HFC IFAD IFPRI ILWIS IPCC IPs MEA MSS NR NDVI NTFP RCP RDC SOFECSA SI SSA TM UNFCCC UNEP USGS UZ Department of Agricultural Technical and Extension Services Common Natural Resource Pools Environmental Management Agency Focus group discussions General Circulation Model Greenhouse gas Geographic Information System Geographic Positioning System Hydro-fluorocarbons International Fund for Agricultural Development International Food Policy Research Institute Integrated land and water information system Inter-governmental Panel on Climate Change Innovation Platforms Millennium Ecosystem Assessment Multi-Spectral Scanner Natural Region Normalised Difference Vegetation Index Non-timber forest products Representative Concentration Pathways Rural District Council Soil Fertility Consortium for Southern Africa International System of Units Sub-Saharan Africa Thematic Mapper United Nation Framework Convention on Climate Change United Nation Environment Programme United States Geological Surveying University of Zimbabwe xiii CHAPTER ONE General Introduction 1.1 Background Erratic rainfall, increased temperatures and frequency of drought occurrences in sub-Saharan Africa (SSA) are some of the major factors attributed to effects of climate change and variability (O’ Brien et al., 2008; IPCC, 2013; IPCC, 2014). These changes in climate are predicted to reduce crop yields and ecosystem productivity by between 5-25% by the year 2020 in SSA, including Zimbabwe, (IPCC, 2007a; Hein et al., 2008; IFPRI, 2013). Reduction in crop productivity will result in increased pressure on common natural resource pools (CNRPs) as communities seek alternative sources of food and income. CNRPs such as woodlands, wetlands, rangelands, rivers and springs, have traditionally supported livelihoods of smallholder communities in SSA (Kandji et al., 2006; Brown et al., 2012). However, the natural resource base that supports smallholder communities currently faces pressure from poor management practices and increasing population pressure amongst other factors (Mapfumo, 2009; IFAD, 2012), and the impacts of climate variability and change will likely further increase the pressure. Approximately 60% of the key ecosystem services either have been degraded or used unsustainably resulting in the decline of natural resources crucial for food and agricultural production in this region (MEA, 2005a). Therefore, empirical evidence and analysis of the changing use patterns in CNRPs as impacted by climate change and variability is necessary to improve management options and enhance resilience of smallholder communities. Cultivation of wetlands and riverbeds, fishing, cattle grazing and consumption of non-timber forest products (including fruits, fibre, mushrooms, honey, animals, and insects both larvae and adults) are some of the ways in which communities have traditionally utilised CNRPs 1 (Shackleton and Shackleton, 2004; Maroyi, 2011; Zwane et al., 2011). Increased reliance on CNRPs can often be attributed to the recurrent crop failures in addition to poverty (Matarira et al., 2004; Maroyi, 2011). A recent study done in eastern Zimbabwe indicated that consumption of indigenous fruits of wild loquat Mazhanje (Uapaca kirkiana) and Mobola plum Hacha (Parinari curatellifolia) increased from 239 to 609 kg per household per year and from 62 to 489 kg per household per year, respectively, during the periods of climatic stress (Woittiez et al., 2013). Therefore, CNRPs play a crucial role in providing natural resources that supply energy, minerals and vitamins to smallholder communities during both the good and bad cropping seasons (Frost et al., 2007). 1.2 Rationale of study The impacts of climate change and variability have been projected to be more prominent in SSA, particularly in the smallholder farming sector (Easterling et al., 2007). The smallholder farming sector is particularly vulnerable because they have a high dependence on rain-fed agriculture and CNRPs for food and income which are sensitive to any change in climatic variables (IPCC, 2014, Rurinda et al., 2013). This is in addition to limited livelihood options, poverty and weak social services to effectively cope with or adapt to a changing climate and other socio-economic challenges (IFAD 2012; Mapfumo et al., 2013). Research done in the Sahel and eastern Africa demonstrated that when rainfall decreases by at least 23%, closed woodlands can shift to open woodlands (Hély et al., 2006; Hein et al., 2008). Findings from these studies indicate that CNRPs supporting the livelihoods of smallholder communities could severely be reduced by negative impacts of climate change and other factors such as land use change linked to population increase and poverty. Therefore, an in-depth analysis of the severity of the impacts of climate change as well as variability in sizes, availability and use patterns of CNRPs supporting livelihoods of smallholder communities such as Hwedza 2 district in Zimbabwe is necessary. While there is recognition of the importance of natural resources as “safety nets” in periods of climatic stress (Frost et al., 2007; Neufeldt et al., 2013), knowledge gaps still exist with regard to understanding the dynamics in resource access and utilisation patterns within communities as well as the influences of gender roles and resource endowments at household level. The extent to which access and dependence on such products and services by different categories of households and communities has not been quantified in the face of increasing adverse impacts of climate change and increasing population pressure amongst other factors. Although several studies focusing on natural resource management have been conducted in Hwedza and other similar smallholder communities of Zimbabwe in the past (Frost et al., 2007; Svotwa et al., 2008; Maroyi, 2011), the relative impacts of climate change and variability on availability and use patterns of CNRPs remain largely unknown. Emerging trends suggest changes in use patterns of natural resources due to increased incidences of drought (Woittiez et al., 2013), with implications on how men and women’s roles and values in agriculture and rural development are changing. This study therefore investigated how climate change and variability could be influencing the way smallholder communities have been accessing and utilising CNRPs over time. 1.3 Objectives of the study This study aimed to investigate the nature and changing patterns of common natural resource pools that are utilised by two smallholder communities Dendenyore and Ushe in Hwedza district in eastern Zimbabwe, as impacted by climate change and variability. The study had the following hypotheses: 1. Marked increases in utilisation of wetland and woodland resources have been a result of changes in rainfall patterns among smallholder communities. 3 2. Changes in availability of wetland and woodland resources due to rainfall variability influences gender roles and natural resource access within households and among communities. 1.4 Specific Objectives 1. To characterise the contribution of common natural resource pools to the livelihoods of smallholder households in Dendenyore and Ushe communities in Hwedza district. 2. To evaluate the perceived impacts of climate change and variability on changing use patterns of common natural resource pools in Dendenyore and Ushe communities in Hwedza district. 3. To evaluate dynamics in gender roles within smallholder communities of Dendenyore and Ushe communities in Hwedza in response to perceived changes in availability of common natural resource pools. 4. To identify options for managing common natural resource pools in Dendenyore and Ushe communities in Hwedza district to enable smallholder communities to adapt to the emerging climate change impacts. 1.5 Thesis structure The background, the problem, and rationale of the study are described in Chapter 1. A review of literature on the use and management of common natural resource pools (CNRPs) in smallholder communities, causes, and impacts of climate change is shown in Chapter 2. Chapter 3 describes the study area, and some of the common experimental designs and approaches employed in the study. Characterisation of CNRPs significantly contributing to livelihoods of smallholder communities and implications of their decline on climate change adaptation are described in Chapter 4. Chapter 5 describes the dynamics in gender roles in 4 response to availability of non-timber forest products (NTFP) and the causes of decline in CNRPs. Chapter 6 focuses on identifying options of managing common natural resource pools to order to adapt to the impacts climate change. The summary and conclusions are given in Chapter 7. 5 CHAPTER TWO Literature Review 2.1 Common natural resource pools in smallholder communities Common natural resource pools (CNRPs) form a class of resources which produce finite quantities of natural resources in which exclusion of users is difficult and joint use involves subtractability (Berkes et al., 1989). These include rangeland resources, woodland resources, wildlife resources, wetland, aquatic resources, minerals, and stones. Rural communities derive a diverse range ecosystems services from these CNRPs (Fig. 2.1). Figure 2. 1 Ecosystem services derived from common natural resource pools by rural communities (Adapted from MEA, 2005a) The four ecosystem services derived by smallholder communities are provisioning services (e.g. water, and fibre) ; regulating services (e.g. climate regulation and water purification); cultural services (e.g. spiritual and cultural heritage) and supporting services (e.g. nutrient cycling) (Fig. 2.1; MEA, 2005a). Ecosystem services are important in sustaining the livelihoods of rural communities, particularly in developing countries of SSA, including Zimbabwe. Data from the Ministry of Public Service (2006) indicated that about 31% of the households in rural areas of Zimbabwe depended on CNRPs for food, fibre, feed, fuel, and income. In addition, up to 91% of the rural households in the country extract firewood from 6 these resource pools, 65% harvest indigenous fruits to supplement dietary requirements and 32% use leaf litter in agricultural production to reduce the cost of crop production and improve soil fertility. Dependence on CNRPs will likely increase with the changes in food production as influenced by climatic changes and increased variability and the extent on natural resources remains unknown 2.1.1 Importance of wetlands to rural communities Wetlands are areas of marsh, swamp, fen, peat or bog, typifying land or water bodies whether natural or artificial, permanent or temporary, with water that is static or flowing, fresh, brackish or salt, including areas of marine water the depth of which at low tide does not exceed six metres (Ramsar Convention, 1971). Wetlands are areas that are saturated by surface or ground water frequently, long enough to sustain hydrophytes such as Phragmites australis and Cyperus latifolius, and associated animal life (Compton, 1976). Wetlands are valuable resources to communities by providing ecosystem services that are vital to human health and well-being such as flood control, water purification, reservoirs of biodiversity and ground water retention. Wetlands provide communities with edible fruits of Mashangadede (Eugenia malangenis), and waterberry (Hute, Syzygium cordatum); natural resources for economic benefits such as crafts material (Tsanga-Phragmites mauritianus, MutsvairoMiscandithidium sorghum), and shallow wells for domestic water (Svotwa et al., 2008; Zwane et al., 2011). Natural resource extracted from wetlands are known to buffer communities in periods of need, therefore any changes in climate and land use may adversely impact the ability of wetland to maintain their services to communities. Besides provisioning services wetlands are critical in erosion control and water regulation (MEA, 2005b). Previous studies on wetlands 7 have shown on the importance of wetlands during the dry season dry-land crop production would be low (Kundhlande et al., 1995; Nyamadzawo et al., 2015). As the adverse impacts of climate change and human pressure become more pronounced on wetlands, the ability of wetlands to provide goods and services to communities’ maybe undermined. This is needed in order identify suitable practices for conservation, and rules governing access rules and management of CNRPs need to be addressed for increasing resilience of smallholder communities to shocks such as inflation, drought etc. 2.1.2 Importance of woodlands to rural communities- The Miombo Miombo woodlands are central to human needs by providing various products utilised as fertilisers, medicines, food, energy, fibre, crafts, and construction materials (Figure 2.2) (Campbell et al., 1996; Clarke et al., 1996; Frost 1996). In addition, services such as climate regulation, erosion control, and hydrological control, cultural and spiritual values are typical ecosystem services associated with the miombo (Clarke et al., 1996; Lowore, 2006). Hence any changes, be it climate or land use related in miombo woodlands, the key ecosystems may be largely compromised. If key ecosystem services are undermined, many rural households will be negatively impacted hence there is need therefore to ascertain how changes in miombo woodlands will affect households who depend on these woodlands for food and income. Miombo woodlands also are the main source of energy for the smallholders as they provide firewood, where the dominant tree species are harvested for firewood (Maroyi, 2011). Women often are the principal collectors and consumers of firewood especially for domestic use and results have indicated that they are highly selective in the species used (Clarke et al., 1996; Ndungo et al., 2010). Studies have shown that the area under woodlands is decreasing by at least 20-40% per decade (Mapedza et al., 2003; Matsa and Muringanizi, 2011); therefore, it is 8 most likely that women will invariably walk longer distances and spend more time searching for firewood. Figure 2. 2 Four dimensions of the interface within Miombo woodlands (adapted from Lowore, 2006) Lowore (2006) also indicated that in Malawi firewood is becoming scarcer and men will likely get involved in firewood collection. However, the extent to which men are contributing into such activities largely remains unknown especially with increased pressure in response to a changing climate. Communities also extract NTFPs such as fruits for economic benefits in order to meet household income needs (Brigham et al., 1996; Musvoto et al., 2006; Jumbe et al., 2008). Emerging evidence is indicating towards increased utilisation of indigenous fruits in supplementing food during periods of climatic stress (Frost et al., 2007; Woittiez et al., 2013). Knowledge gaps exist in quantifying whether communities can still draw from woodlands sufficient quantities of natural resource for household use and consumption. 9 2.1.3 Gender roles and extraction of natural resources Men and women have different roles, interests and stakes in natural resource use, which have been socially constructed following attribution of gender roles (Musvoto et al., 2006; Fonjong, 2008). Gender roles are socially constructed activities, behaviours, roles, and attributes that a given society considers appropriate for men and women (FAO, 2004a; World Bank, 2009). These determine the relationship between men and women in terms of access to and control over resources, division of labour and interests and needs (Chitsike, 2000; Fonjong, 2008). Traditionally NTFPs such as indigenous fruits were mostly collected by children and adults, especially women, when passing through woodlands or when herding cattle (Shackleton and Clarke, 2007; Maroyi, 2011). Previous studies have suggested that deforestation and increased population pressure were causing miombo woodlands to recede with serious implications in reduction in availability of indigenous fruits (Akinnifesi et al., 2006; Shackleton and Clarke, 2007). This may eventually result in increased vulnerability of poorer households, particularly women and children due to reduced income and food especially at time of needs. A gap in literature exists in terms of how roles of men and women are likely to change as the availability and demand for NTFPs is increasing in most smallholder communities. 2.2 Climate change and variability impacts 2.2.1 Impacts on ecosystems Continuously ecosystems have been under pressure from human activities such as extractive use of goods, increased fragmentation and degradation of habitats (Fischlin et al., 2007; Mapfumo, 2009), and climate change alters the functions of ecological ecosystems (Nelson et al., 2013). Consequently, key ecosystem services would be compromised particularly those 10 that provide provisioning services. The quality and quantity of natural resources produced will be significantly reduced, some of which maybe irreversibly damaged (Boko et al., 2007). McClean et al. (2005) predicted that by the year 2085, the areas suitable for about 25-42 % of the 5197 plant species in Africa, would be lost and over 80% of these plant species would decrease in size and shift to other locations. Availability of non-timber forest products (NTFP) such as Mawuyu (Adansonia digitata) will reduce by at least 50% by the year 2050 (Heubes et al., 2012).The reduced availability of NTFP will burden communities and the severity of this depends on socio-economic status of households. Gaps in literature exists on how changes in availability of natural resources will affect women and poorer households are expected to be affected, mainly due to their unavoidable dependence on natural resources (Boko et al., 2007). 2.2.2 Droughts Cumulative occurrences of severe and extreme droughts in smallholder communities of Zimbabwe since 2002 have culminated in the stagnation of rural livelihoods that depend on agriculture and CNRPs for food and income (Nangombe, 2015). A drought is deficiency in precipitation over an extended period resulting in water shortages that causes adverse impacts on vegetation, animal and people (FAO, 2004b). Drought was categorised into four types by Wilhite and Glantz (1985): a) Meteorological drought occurs when there is a reduction in rainfall supply of e.g. 75 % of the total amount of normal precipitation received over an extended period. b) Agricultural drought occurs when there is reduction in water availability below the optimum level required by a crop during each different growth stage and results in impaired growth and reduced yields. 11 c) Hydrological drought is associated with effects precipitation shortfalls on both surface and sub-surface water supplies. d) Socio-economic drought relates to impacts of drought on human activities taking into perspective of supply and demand of some economic goods with elements of meteorological, hydrological, and agricultural drought. Supply of goods such as water, forage, food grains, fish, and hydro-electrical power depends on weather. All four categories of drought have occurred in Zimbabwe, each having a different severity (see Table 2.1; DEWFORA, 2011; Nangombe, 2015). The hydrological drought of 1991/92 was ranked the most driest to be recorded in the history of Zimbabwe (FAO, 2004b) and the drought resulted in the decline in maize production of about 75% and death of approximately 1 million head of cattle (Nangombe, 2015). Previous studies have identified impacts of droughts on natural resources (FAO, 2004b; Boko et al., 2007), however not much has been done to determine how roles of men and women are affected during a drought year. Table 2. 1 Droughts years in Zimbabwe from 1960 to 2010 (Source DEWFORA, 2011; Nangombe, 2015) Magnitude/ Drought Meteorological Extreme Severe Mild 1967/68; 1972/73; 1981/82;1982/83; 1986/87; 1991/92; 1994/95 1972/73; 1981/82; 1991/1992 1963/64; 1964/65; 1983/84; 1990/91; 2001/02 1969/70; 1993/95; 1997/98; 2004/05 Agricultural 1972/73; 1981/82; 1986/87; 1991/92; 2007/08 1964/65; 1967/68; 1990/91; 1993/94; 1994/95; 2001/02; 2006/07 2009/10 Socio-economic 2007/08 Hydrological 12 2.2.3 Climate change studies in Hwedza Research has been done to understand the vulnerability of smallholder households to impacts of climate change and variability in Zimbabwe and Hwedza in particular. Mtambanengwe et al. (2012) analysed the perceptions of smallholder farmers to climate change and variability and found out that increased rainfall variability and increased temperatures are the major indicators of climate change in Hwedza smallholder communities. The perceptions of farmers were supported by the meteorological data that the temperatures have increased, and the mean annual total rainfall has not changed but within season rainfall variability has increased (Rurinda et al., 2013). The impacts of a chnaing climate has dramatic effetcs on crop production increasing the food insecurity of smallholder households. Maize production is projected to decline by about 50% by the year 2100. This implies that smallholder farmers will rely on other sub-systems for their livelihood. Mapfumo et al. (2015) investigated the how indigenous knowledge may enable farmers to construct appropriate responses and strategies to adverse impacts of climate change and variability and make key agricultural decisions. Their findings concluded that communities used a range of biological indicators such as profuse fruiting of Muhacha tree to denote a poor season, and farmer’s coping mechanisms were built on indigenous knowledge and driven by experiential learning. Woittiez et al., 2013 reported that during drought years smallholder households rely on common natural resource pools. Although this study provided insights on the importance of NTFPs to enhance household food against periods of climatic stress, the extent to which common resource pools can provide sufficient quantities of natural resources largely remains unknown. 13 2.3 Climate change adaptation in Hwedza district Adaptation refers to the adjustment in natural or human systems in response to actual or expected climate stimuli (IPCC, 2007b). The vulnerability of Africa has been due to multiple stresses and low adaptive capacity. In a bid to increase adaptive capacity of smallholder households, the Soil Fertility Consortium for Southern Africa (SOFECSA) introduced the concept of Learning Centre. A ‘Learning Centre’ is a field-based, interactive platform integrating local, conventional and emerging knowledge on superior agricultural innovations requiring promotion or farm level adaptive testing with the participation of all (Mapfumo et al., 2013). Farmers are encouraged to plant different maize varieties at different planting windows (early, normal, and late) on each Learning Centre with the joint participation of other farmers, agricultural extension workers, researchers, and relevant agro-service providers. Rurinda et al. (2013) demonstrated that different maize cultivars planted at early and normal planting windows were similar but yields declined by > 50% when maize was sown in the late planting window despite the amount of fertilizer applied. The results suggest that soil fertility management is effective for improving maize yields during periods of poor rainfall thereby reducing adverse impacts of dry spells on food security. Therefore, timely planting and appropriate fertilisation strategies reduce the risks of crop failure and farmers ought to maximise yields during favourable season with good rainfall so that they can store or sell maize to buffer against drought years (Rurinda, 2014). Other ways of increasing adaptive capacity include crop diversification by growing small grains, cultivation of drought tolerant and early maturing crop varieties and selective keeping of livestock in areas experiencing declining rainfall (Mtambanengwe et al., 2012). Although small grain such as finger millet experience less post-harvest losses than maize, without farmers accessing mineral fertilizers at 14 affordable prices, use of small grains as climate change adaptation of options is likely not to succeed (Rurinda et al., 2014a). Woodland products are alternative sources of food and income especially for poorer households (Woittiez, 2010). Detailed land-use planning at local level will be also important in adapting to climate change and variability, especially in the use and management of CNRPs that support livelihoods of smallholder communities. 2.4 Conclusion CNRPs provide communities with important and diverse natural resources for household food security. Natural resources often buffer communities during periods of climatic stressors such as droughts. Given the importance of CNRPs for increasing the adaptive capacity of smallholder households against a changing climate, it is very important to understand the changing use patterns of natural resources to be able to design appropriate mechanisms for managing them. 15 CHAPTER THREE General Materials and Methods 3.1 Study area The study was conducted in two contrasting wards in Hwedza district (18º41´S; 31º42´E), namely Dendenyore and Ushe. Hwedza district is about 150 km southeast of Harare, Zimbabwe (Fig. 3.1). Each ward is approximately 25 km2 in area, and Dendenyore has 34 villages while Ushe is comprised of 29 villages. Figure 3. 1 Location and natural regions of Dendenyore and Ushe wards in Hwedza district in Zimbabwe Dendenyore in NR IIb and III and Ushe lies within Natural Region (NR) III. Natural region III receives 650-800 mm of rainfall per annum and NR IIb receives between 750-1000 mm of rainfall per annum (Vincent and Thomas, 1960). Both Dendenyore and Ushe are semi16 intensive farming regions characterised by unimodal rainfall lasting from November to April. The average temperature ranges from 22°C to 25°C. The study area characterises over two thirds of Zimbabwe’s smallholder communities, where drought is a major risk to both crop, and livestock production (Woittiez et al., 2013; Rurinda, 2014). Hwedza is drought prone (Rurinda et al., 2013; Rurinda, 2014), and existing rainfall data show marked variability -1 Mean maize yield (kg ha ) Mean rainfall per annum (mm) 1400 1200 1000 800 600 400 200 10 20 05 20 00 20 95 0 19 Mean maize yields (kg ha-1) and rainfall mm year-1 between the years 1993 to 2010, with an average of 800 mm year-1 (Fig. 3.2). Year in Hwedza and mean maize yields in Figure 3. 2 Mean annual distribution of rainfall communal areas in Zimbabwe from 1993 to 2011 (Zimstat, unpublished data). The lowest amount of rainfall was received in the year 2008, amounting to 319 mm year-1, and the highest of 1113 mm year-1 was received in 2001. In the last two decades, Hwedza has received rainfall below 650 mm year-1 in the years of 1995, 2002, 2005, 2008, and 2011. Farmers have consistently harvested less than 1000 kg ha-1 of maize during these last two decades (Fig. 3.2). The lowest yields were attained in 1995 and 2002 with figures averaging 239 kg ha-1 household -1 and 251 kg ha-1 household -1 respectively. The farming system of both communities is dominated by maize (Zea mays L.) based rain-fed subsistence farming 17 and grain legumes such as cowpea (Vigna unguiculata [L]. Walp), the Bambara nut (Vigna subterranea L.) and groundnut (Arachis hypogaea L.). The soils are generally granite derived sands with poor water holding capacity, exacerbating the challenge of soil moisture deficits and poor soil fertility (Nyamapfene, 1991). The dominant vegetation type is dry miombo woodland spread in open lands, mountains and hill slopes, with Mupfuti (Brachystegia boehmii), Munhondo (Julbernardia globiflora) and Musasa (Brachystegia spiciformis) being the major tree species. These woodlands have some scattered indigenous fruit trees, such as Muzhanje (Uapaca kirkiana), Mutohwe (Azanza garkeana), Mushambahuro (Lannea discolour), Muhacha (Parinari curatellifolia) and Mutsubvu (Vitex payos). 3.2 A brief background to the study and overall research approach This study builds on the Soil Fertility Consortium for Southern Africa (SOFECSA)’s research for development initiatives on climate change adaptation in smallholder farming communities in SSA and in particular, Hwedza district in Zimbabwe (Mapfumo et al., 2008; Mapfumo et al., 2013). At community level, the SOFECSA research initiatives were characterized by local-level innovation platforms (IPs) coordinated jointly by farmers, agricultural extension workers, and community leaders using the Learning Centre as a rallying point. A Learning Centre is a field-based knowledge-sharing platform to capacitate smallholder farmers to increase crop and livestock productivity and sustainably manage natural resources in the face of climate variability and change (Mapfumo, 2009; Gwandu et al., 2014). An in-depth understanding of changing use patterns of common natural resource pools (CNRPs), as they relate to climate change and variability, was done through farmer participatory techniques, and formal surveys (see Fig. 3.3 and Plate 3.1). 18 Figure 3. 3 Schematic representation of the overall approach used in this study. 19 Plate 3. 1 Research approaches used in the study to identify and quantify the natural resources drawn by different categories of households from natural resource pools The changing patterns in the identified CNRPs were measured through spatial analysis of classified satellite images. Access and use patterns of natural resources were established by monitoring equal proportions of households utilising a prioritised CNRPs in Dendenyore and Ushe communities, with different resource endowments. An understanding of the changes in roles between men and women in relation to changing patterns of CNRPs as influenced by 20 climate change and variability was also sought through focus group discussions and formal surveys. Community visioning was used to identify options for managing natural resources in the face of increasing climatic risks and alternatives based on current and possible future climate conditions. Community visioning is an interactive process for establishing dialogue and engaging with farmers to identify opportunities and facilitate community action planning to develop their visions of desired future (Sanginga and Chitsike, 2005). 3.3 Characterisation of common natural resource pools Social resource mapping was used to identify the CNRPs that contribute significantly to the livelihoods of smallholder communities in Dendenyore and Ushe communities. Social resource mapping is a visual method for locating human settlements, natural resources, and social infrastructure available in an area (Langill and Landon, 1998). This data collection technique allows farmers to depict the occurrence, distribution, and access to and use of natural and social resources by different households in a community (World Bank, 2005). Once mapping is completed, more in-depth participatory mapping of resources can be done with assistance of a geographic positioning system (GPS). Several studies have adapted social resource mapping to: (i) map resource flow, soils, and farm typologies and in rural areas in southern and eastern Africa (Zingore et al., 2006; Tittonell, 2007; Ebanyat, 2010), and (ii) mapping of natural resource collection points (Woittiez et al., 2013). However, social resource mapping is easier when the communities are small and becomes complex when they are many households (World Bank, 2005). In this study, social resource mapping was adopted to get an overview of the community structure and available natural resources. Data from resource mapping can be integrated with GIS through the assistance of hand held GPS. 21 Through focus group discussions (FGD), participants ranked and prioritised the CNRPs in terms of contribution to household income, food and livestock feed. Focus groups are renowned as an investigative tool for social and market research (Masadeh, 2012) and are a series of carefully planned discussions with individuals, between 5- 12 people having a common characteristics or interest in order to obtain perceptions on a defined area through a moderator in a permissive and non-threatening environment (Krueger and Casey, 2000). The permissive group environment allows individuals to divulge emotions that often do not emerge in other data collection methods such as questionnaires’ and focus groups can be used in conjunction with other methods as means of gaining triangulation (Ogunbameru, 2003; Gill et al., 2008). Focus group have been used in several studies as primary data collection methods by establishing general perceptions regarding to climate change and variability in SSA (Mubaya et al., 2012; Mtambanengwe et al., 2012). Owing to the small sample number, focus groups cannot be used as the sole research methods (Casell and Symon, 2004). In this study, focus groups were used as collecting exploratory data that informed the designing of a detail study on CNRPs contributing to livelihood of people in Hwedza district. Transect walks were then used to: (i) identify the prioritised CNRPs providing fruits, firewood and domestic water, (ii) identify households and communities extracting natural resources from each of the prioritised CNRPs. Transect walks have a diverse range of uses that include determining the cause and effect relationships among topography, soils, natural vegetation, cultivation, and other production activities and human settlement patterns (Langill and Landon, 1998). Transect walks have been employed studies done in rural communities of east Africa and Bangladesh to map transitions between soil types according farmer’s knowledge (Oudwater and Martin, 2003; Ebanyat, 2010). They have also been used in natural resource studies to map the extent of NFTP extraction in the amazon basin (Peres and Lake, 2003) and in valuation of natural resources in southern parts of Zimbabwe (Campbell et al., 22 1997). However, transect walks are only able to depict the current observable situation and features in a particular location (World Bank, 2005). In order to overcome this setback, transect walks were used to geo-reference the CNRPs and associated natural resource collection points in order to combine with GIS and remote sensing to able to capture the past and present changing spatial patterns in CNRPs. A hand held Geographic Positioning Systems (GPS) was used to geo-reference the centre of each of the prioritized CNRPs and particular areas where most of the natural resources were extracted. 3.4 Changes in availability of common natural resource pools Landsat multi-spectral scanner (MSS) images of May 1972 and thematic mapper (TM) images of May 1989 and 2011 were used to determine trends in size of the CNRPs. The images for May were considered in this study because they coincide with the period when the wetlands can clearly be demarcated. Geographic Information System (GIS) and remote sensing are powerful tools in natural resource management that can be used to analyse longterm land cover changes. Analysis of long term land cover changes is crucial in providing information for managing natural resources (Matsa and Muringanizi, 2011). However, they need to be supported by indigenous knowledge obtained from farmer participatory research approaches (Yeshaneh et al., 2013). Hence in this study GIS and remote sensing was combined with farmer participatory approaches to full assess the changing patterns in CNRPs in space and time. The Landsat MSS images were downloaded from the Global Land Cover Facility (http://glcfapp.glcf.umd.edu:8080/esdi/index.jsp), and the Landsat TM images from the United States Geological Survey (USGS) EarthExplorer (http://earthexplorer.usgs.gov/) and USGS Global Visualisation Viewer (http://glovis.usgs.gov/). Training samples for supervised 23 classification of the images were obtained during field surveys with the help of a GPS. Supervised classification involved assigning a land thematic cover class to each pixel (Jyothi et al., 2013). The thematic classes included wetland, woodland, bare area, grassland, shrubs and bushes, water and cultivated land. Wetlands and grasslands have similar spectral values, and were therefore distinguished by calculating the Normalised Difference Vegetation Index (NDVI) values for each year. NDVI maps were overlaid on the sample set to obtain the wetland class in ILWIS. A confusion matrix was used to assess the accuracy of image classification. The test of likelihood of agreement between the landcover maps was calculated using the Kappa statistic (Cohen, 1968). 3.5 Use patterns of natural resources An equal proportion of households with different resource endowments were selected in order to monitor how the communities prioritised use of natural resources from the CNRPs in Dendenyore and Ushe using diaries (Plate 3.1). A diary is a type of self-administered questionnaire often used to record frequent or contemporaneous events or experiences (Krishnamurty, 2008). The main types of diary designs include: (i) the event-based were respondents’ record when an event occurs; (ii) the time-based were respondents answer a series of questions at the same time each day or week or month, and (iii) expenditure diaries where respondents record expenses incurred over a time period (Krishnamurty, 2008; Iida et al., 2012). Diaries are effective at recording events that are difficult to recall accurately or those that can be easily forgotten compare to household questionnaires (Iida et al., 2012). They also provide accurate and rich sources of information on respondents’ behaviour and expenses on a daily basis (Krishnamurty, 2008). Rurinda et al. (2014) used diaries to monitor farming activities of smallholder communities in eastern Zimbabwe for two agricultural 24 seasons. They have also been used to capture personal reflection on the most important forest values in Nova Scotia, Canada by rural and urban people (Owen et al., 2009). 3.6 Changes in gender roles in relation to changing patterns in availability of common natural resource pools Patterns of natural resource extraction between men and women during both a favourable season (good year) and drought season (bad year) were determined through focus group discussions, diaries and household questionnaire surveys. Special attention was given to changing patterns in availability of NTFPs extracted from CNRPs. The data obtained from the questionnaire surveys were cleaned and entered into the Statistical Package for Social Sciences (SPSS) version 16 (SPSS., 2007). Data were disaggregated into two clusters according to gender and then frequencies, cross tabulations, and means were calculated. 3.7 Analysis of projected changes and management of common natural resource pools for climate change adaptation Projected spatial and temporal changes in CNRPs based on plausible future climate change scenarios were established during focus group discussions. The plausible climate change can be defined as an alternative image of how future climate can unfold (IPPC, 2014). The discussions were centred around three potential scenarios of what would happen to prioritised CNRPs if households (i) continue extracting natural resources at the current rate?, (ii) increase the rate of extraction of natural resources?, and (iii) rely more on alternative resources? These were then analysed against the plausible future climatic conditions to identify with projected changes. The plausible future climate for the study area was obtained from the Representative Concentration Pathways (RCP) based climate projections used by the IPCC (2013) in the fifth assessment report. The RCPs are four possible climate future scenarios that are considered 25 possible depending on how much greenhouse gas (GHG) are emitted in years to come (IPCC, 2013). The GHGs trajectories assume differences in factors such as future economic activity, energy sources, population growth, land cover changes and historical climate, and mitigation measures of reducing GHGs emissions by the year 2100 (Wayne, 2013). The four RCPs have radiative forcing of 2.6, 4.5, 5, and 8.5 Watts per metre squared (W m-2). The RCP 8.5 is based on minimal effort to reduce emissions will have atmospheric concentration of CO2 of 936 ppm by the year 2100 and has a radiative forcing of 8.5 W m-2 (Riahi et al., 2007). The RCP 4.5 is based on intermediate scenario characterised by continuously increasing human population (less than in the RCP 8.5) and will have an atmospheric concentration of 650 ppm of CO2 by the year 2100 and a radiative forcing of 4.5 W m-2 (Moss et al., 2010). Alternative resource and natural resource management options were identified based on the plausible changes in climatic variables and in projected spatial changes prioritised CNRPs through community visioning. Community visioning is useful as a vehicle for identifying opportunities, facilitating community action plans, learning about change and facilitating communities to develop their visions of a desired future condition (Sanginga and Chitsike, 2005). Therefore assisting communities to realise the potential for change by understanding forces that can facilitate or constrain change through defining strategies for dealing with potential challenges. 26 CHAPTER FOUR Use patterns of natural resources supporting livelihoods of smallholder communities and implications on climate change adaptation in Zimbabwe♣ 4.1 Introduction Rural households in Zimbabwe, as in other parts of sub-Saharan Africa (SSA), have traditionally consumed natural resources such as indigenous fruits to enrich their starch-based diets with vitamins and minerals (Shackleton et al., 2004; Frost et al., 2007). The extraction of non-timber forest products (NTFP) such as Mazhanje fruits (Uapaca kirkiana), and Mopani worms (Imbrasia belina) has also been primarily driven by the need to generate cash to pay for basic household needs that include hiring farm labour, paying school fees and grinding maize meal (Musvoto et al., 2006; Jumbe et al., 2008). Recent studies have, however, demonstrated that the extraction of natural resources is no longer mainly to meet income needs, but also to supplement household food stocks, particularly when crop production fails mainly due to climatic stressors such as droughts (Maroyi, 2011; Woittiez et al., 2013). Consequently, rural households have adopted new and different strategies of using natural resources to supplement their household food (Brown et al., 2012). During a severe drought of 2008 in Zimbabwe, rural households responded by baking bread and preparing porridge from Hacha fruits (Parinari curatellifolia) to supplement household food (Woittiez et al., 2013). Similarly, in South Africa, Shackleton and Shackleton (2004) reported increased ♣ This chapter has been published in a modified format as: Chagumaira, C., Rurinda, J., Nezomba, H., Mtambanengwe, F., & Mapfumo, P. (2015). Use patterns of natural resources supporting livelihoods of smallholder communities and implications on climate change adaptation in Zimbabwe. Environment, Development and Sustainability. DOI: 10.1007/s10668-015-9637-y 27 consumption of some indigenous fruits that have not been traditionally consumed by rural households as a buffer from starvation during drought years. The increasing reliance of smallholder households on common natural resource pools (CNRPs) has largely been attributed to declining crop and livestock production, and land use change (Matarira et al., 2004; Vermeulen et al., 2012). Often, wealthier rural households are generally food secure, but in times of crop failure, they compete with their poorer counterparts for natural resources such as indigenous fruits (Rurinda et al., 2014b). Resourceendowed rural households in Zimbabwe have increased their energy intake from indigenous fruits by 20% during a drought period (Woittiez et al., 2013). Diminishing crop production has mainly been attributed to land degradation, suboptimal use of mineral fertilizers and weak markets (Nyikahadzoi et al., 2012; Nezomba et al., 2015). On top of these biophysical and socio-economic challenges, climate change and increased climate variability have become major constraints to both crop and livestock production (IPCC, 2013). Maize, the main staple food in southern Africa, has been projected to decline by between 10% and 40% by 2100 (Lobell and Burke, 2008; Rurinda, 2014) due to a combination of rising temperatures and changes in rainfall patterns. Given that the frequency of crop failure has worsened due to increased occurrence of droughts in southern Africa (Shongwe et al., 2009; Rurinda et al., 2013); more smallholder households will likely resort to CNRPs for food and other services. The negative impacts of a changing climate not only affect agricultural productivity, but may also have considerable impacts on the ecosystem provisioning services provided by CNRPs such as woodlands and wetlands (Fischlin et al., 2007). Hély et al. (2006) predicted reduced productivity of woodlands and a shift of closed canopy savannah woodlands into open savannah woodlands due to reduced rainfall in East Africa. Changing of CNRPs such as wetlands into grasslands has also been predicted for southern Africa due to increased 28 temperatures (Desanker and Magadza, 2001). Given the increasing dependence of many rural communities on CNRPs for their livelihoods, understanding how households of different socio-economic circumstances access and use natural resources is important to inform ecosystem management and possible livelihood options (Vermeulen et al., 2012). The study was conducted in two contrasting communities, Dendenyore and Ushe in Hwedza district of Zimbabwe. The objectives of the study were to (i) quantify the contribution of CNRPs to food and income of smallholder households, (ii) assess the changing use patterns of CNRPs in space and time, and (iii) assess the implications of the changing use patterns of CNRPs for climate change adaptation. 4.2 Materials and Methods 4.2.1 Participatory identification and ranking of common natural resource pools This study was conducted in Dendenyore and Ushe wards in Hwedza district in eastern Zimbabwe. In each ward, a community meeting organised through local leaders and local agricultural extension workers, as part of the local-level IP, were conducted to identify CNRPs supporting livelihoods and obtain an overview of communities’ experiences on use patterns of the CNRPs. In Dendenyore, the meeting was held on 18 July 2011 and in Ushe on 19 July 2011. During this preliminary meeting, participants were asked to construct a map indicating the relative locations of villages, community boundaries, schools, dip tanks, and CNRPs using social resource mapping techniques. The participants comprised men and women from different villages (Table 4.1), agricultural extension workers (AEW), and local leadership including village heads, headmen, and councillors. With the assistance of an extension worker, participants were grouped into two separate groups of men and women for the social resource mapping exercise. Men and women were separated into different groups as 29 the extraction and use patterns of natural resources is known to be influenced by gender (Musvoto et al., 2006). Each group was provided with an A0-sized sheet of paper and marker pens of different colours to denote the different natural resource pools and the particular village(s), which accessed the identified CNRPs. Table 4. 1 Composition of community meeting participants in Dendenyore and Ushe wards, Hwedza district, Zimbabwe. Ward Dendenyore 10 Number of participants Women AEW Village Councillor Headman head 20 4 12 1 1 Ushe 10 27 Men 3 15 1 1 Total Villages Present Total 50 34 21 57 29 29 To identify goods and services obtained from the identified CNRPs, as an in-depth inquiry of the use patterns of natural resources, two focus group discussions (FGD) were conducted in each community. With the assistance of the local IP, a maximum of 24 participants (8-12 men and 8-12 women) of varying age groups (between 25 and over 60 years) and varying resource endowment were selected for the FGDs. During the meetings, participants were again separated into men and women groups. Overall, the FGDs were guided by the following questions: (i) what is the availability of natural resources over time? (ii) What challenges do communities face when accessing CNRPs in the area? (iii) Are the challenges different for varied households of the same community? After the FGDs, plenary sessions were conducted to rank the identified CNRPs. The participants defined a criterion to be used to evaluate the importance of each of the identified CNRPs. The criterion was based on the contribution of a CNRP to household food and income, and livestock feed. Each CNRP was given a score one to five (one being the most important and five the least important) based on a head count of participants who had selected it. It was agreed that each participant would only select one CNRP that the individual 30 prioritised the most. In each community, after the mapping and ranking exercises, transect walks were subsequently conducted for detailed mapping and locating of the CNRPs. The participants consisted of men and women aged between 25 and 60, the elderly of over 60 years and livestock herders. These participants were selected based on their knowledge about the terrain, especially routes travelled by people to extract resources and history of the prioritised CNRPs. Transect routes were mapped to cover all prioritised CNRP that provided natural resources such as firewood and domestic water. The transect walks were used to map households and communities using a particular CNRP. A hand-held Global Positioning System (GPS) was then used to geo-reference the centre of each prioritised CNRPs and areas where most of the natural resources were extracted. Using the coordinates, and attribute data collected from the transect walks, the preliminary natural resource map developed in each community was overlaid with Google Earth Images of 13 May 2009 in ILWIS GIS. Themes of rivers, villages, roads, and business centres were added to the modified Google earth images to develop a consolidated natural resource map for each community in the GIS environment. 4.2.2 Use patterns of natural resources To quantify the contribution of the CNRPs to food and income at household level, households in each study area were selected and monitored using diaries between 2011 and 2012. Households were selected based on the characterisation of farming households by Mtambanengwe and Mapfumo (2005) that classifies smallholder households into three resource groups: resource-endowed (RG1), resource-intermediate (RG2), and resourceconstrained (RG3). The characterisation was based on farm-level resources such as farm size, capacity to secure crop production inputs, livestock ownership, and adequate accommodation among other factors. With the assistance of the local extension, 9 households that represented 31 RG1 (comprising households owning >7 head of cattle; own farm implements; and the main house is brick under galvanized iron sheets or asbestos), 9 households representing RG2 (seek to enhance their production through communal social arrangements e.g. may have a plough but not enough draught animals; cattle ownership ≥ 4), and 9 households representing RG3 (no draught power; limited remittances; and sell labor to the wealthier farmers) were purposefully selected from different villages in each area. Preliminary qualitative evaluation with extension workers confirmed that the criteria represented the breadth of households in each resource group and altogether represent the community as whole, and was therefore 'true to type'. This selection of households can help to acquire more relevant information, even with small sample sizes, as also supported by Zingore et al. (2009). The households were selected to cover the breath of each group based on attributes that define the group. SOFECSA had been using the same typologies in its research for development initiatives in Hwedza and other areas and as such, the local extension workers in the target communities had gained knowledge and experience of the attributes used to categorize the different households. An additional criterion was that the selected households should have been practicing farming for > 40 years to be able to give informed perceptions about the implications of a changing climate on their livelihoods. These households were supplied with diaries, where they would record the following: (i) the natural resources extracted from each of the prioritised CNRPs, (ii) the quantity extracted and use per month from November 2011 to October 2012 and (iii) the dynamics of each prioritised natural resource in space and time, particularly in terms of availability. Based on the household data derived through diaries, the average household size in the two communities was five. Most responses in the diaries were given in local units, such as ‘one full wheelbarrow’, ‘two cups’ or ‘bundle of firewood’, which were then converted to SI units using conversion factors and direct field measurements. The weight of materials such as bundles of firewood, water reeds (Phragmites mauritianus) 32 and sweeping brooms (Miscanthidium sorghum) were measured in kilograms using a hanging scale. One-way analysis of variance with two-tailed 95% confidence intervals were used to test whether consumption of natural resources differed across resources groups in GenStat version 14 (VSN International, 2011). At each household, the household head was assigned the responsibility to fill-in the diary although during monitoring of diaries other members of the household would also contribute. In each community, agricultural extension workers assisted the households to record the use patterns of the natural resources in the diaries. On a monthly interval, the researcher would also visit the households to monitor the recording process. No incentives were provided to households to fill-in the diaries as they participated willingly due to the trust built with SOFECSA through establishment of local IPs and promotion of information and knowledge sharing platforms in the study areas. 4.2.3 Changes in availability of common natural resource pools During the FGDs, the participants indicated that reeds Tsanga (Phragmites mauritianus) used for making crafts and traditional vegetables such as Chirevereve (Senecio erubescens) and Chijonga (Truimfetta rhomboidea) were dwindling in prioritised wetlands. This formed the basis of determining the species diversity and richness of the wetlands. Current land use patterns in wetlands identified during transect walks were then used to cluster wetlands into different homogenous units (grazing areas – where most livestock grazes; gardens – where farmers grow horticultural crops and maize and abandoned fields – mostly low-lying fields where farmers used to cultivate rice and Coleus esculentus). Participatory identification and counting of plant species within a 1m2 quadrat at different catena positions (upland, upper margin, lower margin and the heart of the wetland) were done along a transect. The 1m 2 quadrats were used because they have a greater precision than the other quadrats used for sampling plants in community ecology (Dennison and Barry, 1993). Plant identification guide 33 books by Makanganise and Mabasa (2000), Mangosho and Mupambwa (2011) and Zimbabwe Flora website (www.zimbabweflora.co.zw), were used to assist in plant identification. For the plants that could not be identified, samples were collected for further analysis at the National Herbarium and Botanical Gardens in Harare. Species diversity and richness were calculated using the Shannon-Weaver diversity index as follows: S H'= ∑ -(Pi *ln Pi ) i=1 Where: H’ = the Shannon diversity index Pi = fraction of the entire population made up of species i S = numbers of species encountered ∑ = sum from species 1 to species S (Weaver and Shannon, 1963) Spatial changes in the CNRPs where then determined through land cover change analysis in a GIS system. Land cover change analysis was done for the years 1972, 1989 and 2011 in Integrated land and water information system (ILWIS) GIS software (see section 3.4, Chapter 3 for detailed description). 4.3 Results 4.3.1 Prioritised common natural resource pools Wetlands, woodlands, rivers, springs, and rangelands were identified as the CNRPs supporting livelihoods in Dendenyore and Ushe communities (Fig. 4.1). When ranked, wetlands and woodlands were prioritised as the major CNRPs supporting livelihoods in the two communities. Wetlands were valued for providing food (vegetables, fruits, fish and water), fibre for making crafts (Miscanthidium sorghum and Phragmites mauritianus), and rich livestock pastures, particularly in dry seasons (Table 4.2). 34 Figure 4. 1 Natural resource map showing spatial distribution of common natural resource pools and villages in Dendenyore and Ushe communities, Hwedza district. 35 Table 4. 2 Main natural resources extracted from wetlands and woodlands supporting livelihoods of smallholder communities in Dendenyore and Ushe communities in the Hwedza District in Zimbabwe. CNRP Wetland Woodland Local Name Tsanga Mutsvairo Magwavha Hute pasi Chirevereve Chijonga Nama Samwenda Magwaya Masindi Key natural resources extracted Scientific Name Other common names* Phragmites mauritianus Kunth Reed grass (E) Miscanthidium sorghum (Nees) Stapf Broom grass (E) Psidium guajava L. Myrtaceae Common guava (E) Syzygium cordatum Hochst. Ex Krauss Water berry (E); Mukute pasi (S) Senecio erubescens Aiton Chiribwiribwi (S); Ragwort (E) Truimfetta rhomboidea Jacq. Burrweed (E); Idelele (N); Triumfetta annua L. Derere renama (S) Sesamum angustifolium (Oliv.) Engl. Derere resamwenda (S); Sargochromis codringtonii Boulenger Green happy (E); Green bream (E) Schilbe intermedius Rüppell Silver catfish (E) Mazhanje Uapaca kirkiana Müll. Arg. Hacha Parinari curatellifolia Planch. Ex Benth. Matamba Strychnos spinosa Lam Tsubvu Vitex payos (Lour.) Merr. Tsuro Lepus capensis L. Mbira Cavia porcellus L. Chifumuro Dicoma anomala Sond. Gavakawa Aloe aculeata Pole Evans Nyeve Cleome gynandra L. Nhedzi Amanita zambiana L.B. Smith & Ayensu *Abbreviation: (S= Shona; N = Ndebele; E= English). **Rank 1 most important; 10 least important. Mahobohobo (E); Mushuku (S) Muchakata (S); Mobola plum (E) Bitter monkey orange (E) Chocolate berry (E); Muhubvu (S) Umvundla (N); Cape hare (E) Guinea pig (E) Fever bush (E); Stomach bush (E) Mother-in-law’s tongue (E) Runi (S); Spider-wisp (E) Mushroom (E) Rank** 1 2 3 4 5 6 7 8 9 10 Type Fibre Fibre Fruit Fruit Vegetable Vegetable Vegetable Vegetable Fish Fish Use Crafts Crafts Food Food Food Food Food Food Food Food 1 2 3 4 5 6 7 8 9 10 Fruit Fruit Fruit Fruit Animal Animal Herb Herb Vegetable Mushroom Food Food Food Food Food Food Medicine Medicine Food Food 36 Woodlands were valued for providing energy (firewood), food (vegetables and fruits such as Uapaca kirkiana and Parinari curatellifolia) and medicinal herbs (e.g. Dicoma anomala).In both areas, eleven natural resources were prioritised as the most important extracted from wetlands, and nine of these were used as food and the others as raw materials for making crafts such as sweeping brooms, baskets, and mats. Of the natural resources extracted from woodlands, nine were ranked as the most important. Only two of the resources were extracted for medicinal purposes whilst the remainder were taken as food. Amongst the indigenous fruits identified, the rural people in the study area identified Mazhanje (Uapaca kirkiana) and Hacha (Parinari curatellifolia) as the most important in contribution of household food and income. 4.3.2 Availability of natural resources Of the households provided with diaries, 60% perceived that CNRPs and the associated natural resources had decreased in quantities available since 1980 (Fig. 4.2). The major indicator species included Mutsvairo (M. sorghum) and Tsanga (P. mauritianus) used for making crafts, and traditional vegetables such as Chijonga (Triumfetta rhomboidea) and Chirevereve (Senecio erubescens). Across sites, 87% of the households also indicated that the availability of water in wetlands had also declined. Indigenous fruits, Hacha (P. curatellifolia) and Mazhanje (U. kirkiana), and firewood were regarded as key natural resources extracted from woodlands, but they have decreased in availability. Across sites, 80% of the respondent households attested to a decrease in availability of U. kirkiana fruits while only 11% of the households perceived an increase since 1980. An apparent decline in the availability of P. curatellifolia fruits was, however, slightly less than that observed for U. kirkiana. Trees extracted for firewood were perceived to have decreased in availability compared to the 1980 levels and this was concurred by >80% of the households. The trees, 37 which were mainly used for firewood included Brachystegia spiciformis, B. boehmii and Julbernardia globiflora. Indigenous fruits were particularly important to poorer households. Indigenous fruits ite an Mi (Ts gm Ph ra na Pa ri Ua fet im Tru Se n Vegetables ew oo un d i) 0 (H 0 Fir 20 nth id (M ium uts s va orgh iro um ) 20 sca 40 sm au riti ga an ) us 40 ri c ur (H atelli ac ha folia ) 60 pa c (M a kir az ha kiana nje ) 60 ta r (C hom hijo b ng oide a a) 80 ec io (C eru hir b ev esc ere en ve s ) Percentage of respondents (%) 80 Increased Decreased No change (b) Wa (M ter vu r a) 100 100 (a) Fibre for crafts Figure 4. 2 Communities’ perceptions on availability of natural resources utilised as (a) food and (b) making crafts and (c) as energy extracted from wetlands and woodlands in Hwedza district Species diversity and richness calculations confirmed the low availability of prioritised natural resources in the clustered wetlands. The clusters were: (i) grazing areas- where most livestock grazes, (ii) gardens- where farmers grow horticultural crops and maize, and (iii) abandoned fields- mostly low-lying fields where farmers used to cultivate rice and Tsenza (Coleus esculentus). In these clusters, twenty-three (23) plant species were identified (15 grasses; 6 herbs and 2 shrubs) in the wetlands that were clustered into different homogenous units based on current land use. Lower margin catena positions for the abandoned fields had more diversity of species (H´=4.09) and evenness compared to other catena positions (Fig. 38 C So ype rg ru hu s e m sc C ari ule Sp yp nd nt or eru ina us ob s c o l a rt eu us ic m u py la ra tus m M H id is S y a ca p i d nd err a a lis ith ah cu id an ta C ium ia r yn u od sor fa Sc on ghu le da m C ra v cty yp l Py er erru on ce us co Fi m rus rotu sa br is lanc ndu ty lis eo s fe latu rru s gi ne C a So ype rg ru hu s e m sc u C a Sp yp rind lent e i or ru na us ob s c ol art eu us ic m py ula ra tus m M is Hy S ida ca p id lis e a nd rr ith ah acu a id n ta C ium ia r yn u s od or fa Sc on ghu le da m C ra v cty yp l Py er erru on ce us co Fi m rus rotu sa br is lanc ndu ty lis eo s fe latu rr u s gi ne a Species counted C So ype rg r u hu s e m sc u C a Sp yp rind lent e i or ru na us ob s c ol art eu us ic m py ula ra tus m M is Hy S ida ca p i d e nd rr a a lis ith ah cu id an ta C ium ia r yn u od sor fa Sc on ghu le da m C ra v cty yp l Py er erru on c u c Fi eru s ro os a m br s la tun is d n ty ce us lis o fe latu rr u s gi ne C a y So pe rg r u hu s e m sc C ari ule Sp yp nd nt or eru ina us ob s c ol art eu us ic m u py la ra tus m M H id is S y a ca p i d nd err a a lis ith ah cu id an ta C ium ia r yn u od sor fa Sc on ghu le da m C ra v cty yp l Py er erru on ce us co Fi m rus rotu sa br is lanc ndu ty lis eo s fe latu rr u s gi ne a Species counted 4.3). Lower species diversity (H´=3.23) was observed in the heart of the wetland position in the same homogenous unit. 35 50 (a) Upland 30 H' = 3.99 E = 0.67 S=8 20 15 5 (c) Lower margin 40 H' = 4.09 E = 0.79 S=6 10 250 0 80 0 Species Collected (b) Upper Margin H' = 3.70 E = 0.73 S=6 25 200 150 100 10 50 0 (d) Heart of wetland H' = 3.23 E = 0.65 S=6 60 30 40 20 20 0 Species Collected Figure 4. 3 Species richness and relative abundances of wetland plant species in the abandoned fields in wetland, Hwedza district. Key natural resources such as Mutsvairo (M. sorghum) used for making crafts were present only in the upper catena of abandoned fields in wetlands and they constituted about 2%. In the grazing areas, the heart of the wetland had greater species diversity (H´=5.67) and species were more evenly distributed (E=0.97) (Fig. 4.4). 39 yp e C rus y e S Tri nod sc M por um on ule is ob fe d nt ca o tta a u c s l H ndit us co tylo et h py rd n er idi ra ifo op um m li og s id a So a rg R on org lis hu ica co hu S e m r d nt o m n ar ia rtu Tr H eci ind sca s ic y o e ina br ho p r c a e u e Fi sde rra be um m m h a sc br a n en is z ia s Ph Pyc tyl eyl ru ra re is f an fa g u e ic R Pol mit s la rrug um hy yg es n in nc on m ce ea ho um a ola sp s uri tu or al tia s a ici nu co fo s ry liu m m C bo yp sa er u C s y e S Tri nod sc M por um on ule is ob fe d nt ca o tta a u c s l H ndit us co tylo et h py rd n er idi ra ifo op um m li og s id a So a rg R on org lis hu ica co hu n Se m r d t o m n ar ia rtu Tr H eci ind sca s ic y o e ina br ho p r c a e u e Fi sde rra be um m m h a sc br a n en is z ia s Ph Pyc tyl eyl ru r ra e is f an fa g u e ic R Pol mit s la rrug um hy yg es n in nc on m ce ea ho um a ola sp s uri tu or al tia s a ici nu co fo s ry liu m m bo sa C Species counted yp e C rus yn e T S ri od sc M por um on ule is ob fe d nt ca o tta a u c s l H ndit us co tylo et h py rd n er idi ra ifo op um m li og s id a So a rg R on org lis hu ica co hu n Se m rd to m n ar ia rtu Tr H eci ind sca s ic y o e ina br ho p r c a e u e Fi sde rra be um m m h a sc br a n en is z ia s Ph Pyc tyl eyl ru r ra e is f an fa g u e ic R Pol mit s la rrug um hy yg es n in nc on m ce ea ho um a ola sp s uri tu or al tia s a ici nu co fo s r y liu m m C bo yp sa er C us y e S Tri nod sc M por um on ule is ob fe d nt ca o tta a u c s l H ndit us co tylo et h py rd n er idi ra ifo op um m li og s id a So a rg R on org lis hu ica co hu Se m rd nto m n ar ia rtu Tr H eci ind sca s ic y o e ina br ho p r c a e u e Fi sde rra be um m m h a sc br a n en is z ia s Ph Pyc tyl eyl ru ra re is f an fa g u e ic R Pol mit s la rrug um hy yg es n in nc on m ce ea ho um a ola sp s uri tu or al tia s a ici nu co fo s ry liu m m bo sa C Species counted 14 (a) Upland 12 30 H' = 4.54 E = 0.84 S=6 (c) Lower margin 25 H' = 2.87 E = 0.66 S=4 20 10 Species collected 70 10 50 8 40 6 30 4 20 2 10 0 0 (b) Upper margin 60 7 5 1 0 0 H' = 2.89 E = 0.59 S=6 (d) Heart of wetland 6 H' = 5.67 E = 0.97 S=6 5 15 4 3 2 Species collected Figure 4. 4 Species richness and relative abundances of wetland plant species in the grazing areas in wetlands, Hwedza district. The least species diversity was observed in the upper and lower margins (H´=2.89) of the wetland were grazing is usually intensified. Key natural resources utilised as food Chirevereve (S. erubescens) and Chijonga (T. rhomboidea) were found in the zones of intensified grazing where they constituted about 3% and 10% of the plant biomass. Mutsvairo (M. sorghum) were present only in the upper margin of the grazing areas, and constituted only 40 10%. Other key natural resource for making crafts Tsanga (P. mauritianus) were found in the centre of the wetland constituted about 12%. Most key natural resources were identified in the grazing areas, however these area were largely dominated by Tsinde (Sporobolus pyramidalis P. Beauv.), which constitute about 26%, 23%, 63% and 20% in the upland, upper margin, lower margin and heart of wetland, respectively. 4.3.3 Use patterns of natural resources in wetlands Traditional vegetables were of great importance to RG3 households as they provided a ready source of relish. RG3 extracted about 1.2 kg of S. erubescens capita-1 year-1 compared with 0.3 kg extracted by RG1 households (Fig. 4.5). Natural resources used for making crafts, such as M. sorghum and P. mauritianus, were particularly important for the RG3 households. Vegetables extraction per capita (kg fresh weight) 5 Resource-endowed (RG1) Intermediate (RG2) Resource-constrained (RG3) 4 3 2 1 ne c (C io e hi ru re b ve es r e ce ve ns ) Se m (S um am an w gis en ti da fol ) iu sa Se Tr ui m fe tt (C a r hi ho jo m ng bo a ) id ea m 0 Figure 4. 5 Consumption of indigenous vegetables per capita extracted from wetlands in Dendenyore and Ushe, Hwedza district by households of different resource endowments from 2011 to 2012 (Bars represent SED). 41 While RG1 and RG2 households extracted M. sorghum and P. mauritianus for household use, RG3 households extracted them both for sale and household use. RG3 sold about 8.2 kg of P. mauritianus capita-1 year-1 as mats and baskets between November 2011 and October 2012 and obtained US$ 13.60 per capita-1 year-1 (Table 4.3). The same group of households also sold approximately 1.6 kg M. sorghum capita-1 year-1 traded as sweeping brooms to neighbouring villages and realised an average of US$ 0.80 per capita-1 year-1. Consequently, the RG3 households extracted greater quantities of the same natural resources compared to the other resource groups. RG3 extracted greater quantities of M. sorghum and P. mauritianus 3.6 and 33 kg capita-1 year-1 compared to RG1 and RG2 who extracted less. 4.3.4 Use patterns of natural resources in woodlands Indigenous fruits were particularly important to poorer households. For example, RG3 extracted greater quantities of Mazhanje fruits estimated to be approximately 35 kg per capita between November and December 2011 (Table 4.3). During the same period, the RG3 households sold about 28 kg capita-1 of U. kirkiana fruits compared with 22 kg capita-1 for RG2 and netted almost US$ 9.20 capita-1 compared with US$ 5.67 capita-1 for RG2. Mazhanje fruits were consumed in larger quantities compared to other fruits. Even though other fruits were consumed in smaller quantities, RG3 households consumed more fruits compared to the other resource groups. During 2011/2012 seasons indigenous fruits contributed, approximately 6% of the energy requirements for poorer households and 4% for wealthier households (Fig. 4.7). Intermediate (RG2) and RG3 households obtained greater quantities of protein from Mbira (Cavia porcellus) as they consumed approximately 0.16 kg capita-1 year-1, respectively (Fig. 4.6). Resource-endowed (RG1) households only consumed about 0.1 kg capita-1 year-1 of Mbira (C. porcellus). In addition, RG3 households consumed greater quantities of Tsuro (Lepus capensis). 42 Table 4. 3 Selected non-timber forest products extracted and sold in Dendenyore and Ushe wards in Hwedza district from November 2011 to October 2012 Natural resource Local Name Scientific Name RG1 Tsanga Mutsvairo Mazhanje Hacha Tsvanzva Tsubvu Matufu Phragmites mauritianus Miscanthidium sorghum Uapaca kirkiana Parinari curatellifolia Ximenia caffra Vitex payox Vanqueriopsis lanciflora 5.01 0.53 10.67 1.07 0.20 1.13 0.13 1 Quantity extracted (kg) RG2 RG3 SED 9.70 1.20 25.00 1.47 1.50 2.00 3.00 32.80 3.63 35.22 2.47 1.53 1.60 0.30 5.03 0.24 2.31 0.16 0.22 0.36 0.29 RG1 0 0 0 0 0 0 0 Quantity sold (kg) RG2 RG3 SED 0 0 22.33 0 0 0 0 8.20 1.60 27.60 0 0 0 0 1.55 - Amount obtained per capita (USD $) RG1 RG2 RG3 0 0 0 0 0 0 0 0 0 5.67 0 0 0 0 13.60 0.80 9.20 0 0 0 0 n/a, natural resource not sold by the resource group 43 Amount consumed per capita (kg fresh weight) Resource-endowed (RG1) Intermediate (RG2) Resource-constrained (RG3) 4 3 2 1 pu s c (T ap su en ro si s ) Le C av ia p (M orc bi ell ra us ) 0 Figure 4. 6 Extraction of small wild animals in Dendenyore and Ushe wards, Hwedza district per households annually. RG1 households consumed an average of 1.3 kg capita-1 year-1 of Tsuro (L. capensis) whereas RG2 consumed an average of 1.8 kg and 2.4 kg per capita were consumed by RG3 households. 4.3.5 Spatial and temporal changes in common natural resource pools The major land cover and land use types identified in Dendenyore and Ushe wards in Hwedza district, were grassland, woodland, wetland, shrub and bushes, water, cultivate land and bare areas (land with no dominant vegetation cover). Overall accuracy of 81% was achieved during image classification, with a Kappa statistic of 0.17 for Ushe and 0.16 for Dendenyore. Therefore, kappa statistic values for Ushe and Dendenyore indicate that there was land cover change since there is less agreement in thematic classes of 1972 and 2011. 44 Table 4. 4 Changes in landcover classes (ha) in Dendenyore and Ushe communities in Hwedza in Zimbabwe Ward/ Landcover Dendenyore Bare Cultivated land Grassland Shrubs and Bushes Wetland Woodland Ushe Bare Cultivated land Grassland Shrubs and Bushes Wetland Woodland 1972 Year (ha) 1989 2011 % Change 1972-1989 1989-2011 1972-2011 2189 2319 2219 2957 2881 2467 2496 3073 2442 1731 2143 2106 2002 2136 3986 3095 1459 1562 14.02 32.51 10.05 -41.46 -25.62 -14.63 -19.79 -30.49 63.23 78.80 -31.92 -25.83 -8.54 -7.89 79.63 4.67 -49.36 -36.68 1490 1601 2715 2707 1464 1498 1999 2187 1831 3995 1231 1323 1707 1521 2425 2438 1039 929 34.16 36.60 -32.56 47.58 -15.92 -11.68 -14.61 -30.45 32.44 -38.97 -15.60 -29.78 14.56 -5.00 -10.68 -9.94 -29.03 -37.98 In Dendenyore, wetlands decreased by 26% between 1972 and 1989, and by a further 32% between 1989 and 2011 (Table 4.4, Fig. 4.7). Woodlands reduced by 15% between 1972 and 1989, and further reduced by 25% between 1989 and 2011. On the contrary, grasslands increased by 10% between 1972 and 1989 and 63% between 1989 and 2011. Area under cultivation also increased by about 33% between 1972 and 1989, but decreased by 31% between 1989 and 2011. In Ushe, wetlands also decreased by 16% between 1972 and 1989, and a further 16% between 1989 and 2011 (Table 4.4, Fig. 4.8). Between 1972 and 1989, woodlands decreased by 12% and further by 30% between 1989 and 2011. Cultivated areas increased by about 37% between 1972 and 1989. There was however an apparent decrease between 1989 and 2011 where the total area under cultivation reduced by about 30%. Area under grasslands decreased between 1989 and 1972, but then increased between 1989 and 2011. 45 Figure 4. 7 Land cover changes in Dendenyore ward, Hwedza district for three time periods. 46 Figure 4. 8 Land cover changes in Ushe ward, Hwedza district for three time periods. 47 4.4 Discussion Rural communities in eastern Zimbabwe ranked wetlands and woodlands as the most important CNRPs significantly contributing to their livelihoods. Wetlands were given the highest priority mainly because they provided perennial grazing pasture for livestock, and they are a source of water for both livestock and domestic use. Livestock, particularly cattle, are an important asset in rural communities of SSA because of their multiple roles in supporting livelihoods (Barret, 1992; Chawatama et al., 2005). Wetlands store water during the rainy season and slowly release it during the dry season, enabling rural households to harness water for domestic use, livestock and irrigation (Mharapara et al., 1999; MEA, 2005b). In particular, wetlands support dry season farming in home gardens thereby enabling rural households to supplement food and income (Mutambikwa et al., 2001). Nyamadzawo et al. (2015) reported that rural households who grew maize in wetlands obtained yields of between 2 and 3 t ha-1, higher than the typical yields of <1 t ha-1 on most smallholder farms. Wetlands are therefore buffering households against hunger associated with perennial crop failures now typical in most upland fields. Wetlands were not only prioritised for their role in providing water for dry season cropping, but also for being major sources of key natural resources such as traditional vegetables, fish, and fibre for making crafts. Zwane et al. (2010) also reported that wetlands provided diverse plant species such as Phragmites australis and Cyperus latifolius, which are of varying socio-economic importance to rural communities in Swaziland, southern Africa. Similarly, in east and central Africa, over 40% of rural households engaged in the sale of NTFPs such as vegetables, fruits and honey in order to cope with crop failures caused by poor rains (Nkem et al., 2010; Msalilwa, 2013). These sales provide cash, albeit in small amounts, but sufficient to meet critical household food requirements (Shackelton and Shackleton, 2004; Maroyi, 2011). 48 Because of provision of firewood, fruits, fibre and medicinal herbs, woodlands were also highly prioritised in Hwedza. Indigenous fruits such as Hacha (P. curatellifolia) and Mazhanje (U. kirkiana) harvested from woodlands were highly prioritised because they are normally available during critical periods of food shortage from September to January when food stocks at household level are often low. Studies by Frost et al. (2007), and Shackleton and Clarke (2007) in rural communities in southern Africa also indicated that woodlands provided fruits and other NTFP that were exchanged for food or sold for cash to buy food during critical hunger months. In semi-arid zones of Zimbabwe, woodlands were found to contribute up to 30% of total income accrued by rural households (Cavendish, 2000; Frost et al., 2007). According to the Millennium Ecosystem Assessment (2005a), woodlands provide various ecosystem services that are central to human needs such as shelter, health, food. The extraction and use patterns of products obtained from the woodlands varied by household resource endowment. Resource-endowed (RG1) households ate less fruits from woodlands than their intermediate (RG2 households) and resource-constrained counterparts (RG3 households), suggesting the former have enough food resources to maintain their old dietary habits. Often, both RG2 and RG3 households produce maize yields of < 1 tonne ha-1 which is not adequate to last them for a year (Mtambanengwe et al., 2012) hence they depend on NFTPs for additional energy intake to meet the recommended daily energy intake of 7 531kJ per day according to the FAO Food Security Indicators of Zimbabwe (2009). When the quantities of fruits consumed are converted to daily energy intake using FAO’s food composition table of use in Africa (1968), the data indicates that between November 2011 and January 2012, indigenous fruits provided 3.5%, 5% and 6% energy to RG1, RG2 and RG3 households, respectively. A similar study showed that during drought years all households can increase energy intake from fruits to between 22% and 40% (Woittiez et al., 2013). 49 Suggesting that indigenous fruits are important to all household despite their socio-economic status. Rural households in Hwedza perceived that the availability of natural resources derived from woodlands and wetlands had declined over time. Similarly, analysis of land cover changes indicated that CNRPs declined over the period from 1972 to 2011, supporting the farmers’ observations. The decline in CNRPs was also observed in similar rural communities of southern Zimbabwe, where wetlands and woodlands declined by 54% within 20 years between 1991 and 2009 (Matsa and Muranganizi, 2011). The apparent degradation of CNRPs could be linked to a number of factors. First, the decline in CNRPs could be attributed to land use changes. Studies conducted in similar communities in Zimbabwe have reported that due to population pressure, households, particularly young families, encroach into areas traditionally designated as grazing and woodlands, and convert wetlands into permanently cultivated fields (Vermeulen, 1996; Mapedza et al., 2003). Second, the general decline in crop yields despite the study area being traditionally considered a high potential agro-ecological region (Vincent and Thomas, 1960), has increased dependencies on CNRPs. Crop yields in these communal areas, particularly maize, have been declining due to soil degradation linked to suboptimal use of mineral fertilizers, and within-season poor rainfall distribution (Mapfumo et al., 2013; Rurinda, 2014). The poor crop yields could also explain the reduction in area under crop production between 1989 and 2011, as households abandon some of the degraded croplands to natural fallowing (Nezomba et al., 2015). Manzungu and Mtali (2012) reported an increase in fallowing and the fallowed fields were covered with grass characterised by little or no encroachment. This could explain the increase in grasslands in both wards. 50 Besides these inherent problems, climatic variables such as increased rainfall variability and severe droughts are currently seen as major threats to crop production in southern Africa (Lobell et al., 2011). Projections indicate that Hwedza is one the areas to be negatively affected by rising temperatures and increased frequency of occurrence droughts (Rurinda, 2014). Consequently, maize yields have been projected to decrease by between 12% and 30% in Hwedza by 2100 (Rurinda, 2014). Given the reduction in crop production associated with these negative impacts of climate variability and change as well as limited alternative sources of food and income, these communities are bound to increasingly rely on CNRPs for food and income during climatic shocks. This has already been evidenced by coping strategies such as baking bread and preparing porridge from Hacha fruits (Parinari curatellifolia) as rural households supplemented household food during the 2008 drought (Woittiez et al., 2013) and increased consumption of fruits, which are not normally consumed when households harvest sufficient grain during normal cropping seasons (Shackleton and Shackleton, 2004). Woittiez et al. (2013) reported increased intake of energy from fruits obtained from woodlands by both RG1 and RG3 households after a drought season. Thus, in drought years, the wealthier households compete with poor households for natural resources leading to increased extraction and use of CNRPs. The changing climate does not only affect natural resources indirectly, but can have direct negative impacts on ecosystem productivity. For example, a combination of decreased rainfall and rising temperatures can potentially transform wetlands into dry-land environments such as grasslands and savannah (Desanker and Magadza, 2001). Evidence has also shown that increased rainfall variability and increased rate of evapotranspiration alter hydrological regimes of wetlands (IPCC, 2001; IPCC, 2007; Fischlin et al., 2007). Such changes in water budgets of wetlands are also known to significantly alter local environments for sessile plants in wetlands (van der Valk, 2006). This also explains the low availability of key indigenous 51 vegetables previously known to dominate wetlands (e.g. Chijonga (T. rhomboidea) and Chirevereve (S. erubescens)), fibre materials used for making crafts (P. mauritanus and M. sorghum). Possibly the high abundance of Tsinde (Sporobolus pyramidalis) in wetlands could suggest the evidence of adverse impacts of land use in the study area. Hyde et al. (2014) suggested that S. pyramidalis is widespread on disturbed soil and including damp cultivated areas where it is a common weed. Therefore, without proper management of the CNRPs, the declining natural resource base and poor crop productivity, compounded by limited livelihood opportunities, will undoubtedly increase vulnerability of many rural households to climate variability and change. The overall decline in the CNRPs, as shown in this study, suggests the need to put in place mechanisms for sustainable extraction and use of CNRPs to increase resilience of communities who draw their livelihoods from these resources to both impacts of climate change and socio-economic change. Local institutional arrangements governing access to CNRPs and for excluding outsiders (free riders) from using the resources could be key to this end (Ostrom et al., 1999). Such mechanisms are important as they reduce conflicts and strengthen ‘social safety nets’ (Mapfumo et al., 2013). Alternatively, technologies and/or management practices that can enhance both crop and livestock production under a changing climate should be promoted to minimise rapid extraction of natural resources. Such strategies could include development and integration of alternative sources of energy such as solar power and biogas among rural communities to minimize dependency on firewood. The data in this study has mainly been collected through GIS, farmer participatory approaches and quantitative approaches using dairies in monitoring natural resource use. The diaries were used to collect quantitative data on natural resource extraction and they provide rich sources of information on respondents’ behaviour and expenses on a daily basis (Butcher and 52 Eldridge, 1990; Krishnamurty, 2008). Although the filling in of dairies had periodically been checked by trained agricultural extension workers, there are some concerns regarding use of diaries, as respondents may forget to fill in the diaries resulting in missing data (Crosbie, 2006). 4.5 Conclusions Wetlands and woodlands were identified as the most important CNRPs significantly supporting livelihoods of rural communities in Hwedza. Rural households extract and use natural resources uniquely depending on their socio-economic circumstances. Poorer households use natural resources mainly for food and income whereas wealthier households occasionally consume natural resources only as food. Only in drought years do the wealthier households increase consumption of natural resources to supplement household food. The differential extraction of natural resources among households suggests the need for local institutional arrangements to manage the natural resources. Empirical data closely supports communities’ perceptions that CNRPs have declined suggesting that the application of geoinformation sciences can be useful in the management of natural resources. On the other hand, rural communities can provide useful information that can be used in the management of natural resources. Although the major CNRPs, wetlands and woodlands have declined by > 30% in the last two to three decades, rural households are increasingly relying on them suggesting limited alternative livelihood opportunities. Designing technologies and practices that can increase and stabilize crop production and/or enhance food sufficiency among these smallholder communities can be a strategy for safeguarding natural resources even in the face of climate change and increased climate variability. 53 CHAPTER FIVE Changing household gender roles in extraction of natural resources in rural communities of Zimbabwe in response to availability of non-timber forest products 5.1 Introduction Making a living is a matter of daily struggle for many rural households in sub-Saharan Africa (SSA), including Zimbabwe. As such, many households in rural communities are increasingly resorting to extraction of non-timber forest products (NTFPs) for food and income to complement food derived from agricultural production (Shackleton and Shackleton, 2004; Woitteiz et al., 2013). Common natural resource pools (CNRPs) are becoming major fall-back sources of food during periods of climatic stresses such as droughts and floods (Frost et al., 2007; Woittiez et al., 2013). Despite their increasing importance in rural communities, CNRPs have been declining in Zimbabwe (Matsa and Muringanizi, 2011; Woittiez et al., 2013) and other parts of SSA (Yeshaneh et al., 2013). Wetlands and woodlands have declined by >30% in Zimbabwe in the last two to three decades with predictions of further decline by >50% by 2050 in most parts of southern Africa (Matsa and Muringanizi, 2011; Barnes et al., 2012; Heubes et al., 2012). Although the decline in CNRPs is apparent in rural communities, there is still lack of sufficient knowledge about the major causes of the decrease. Some studies have attributed the decline to land use change (Vermeulen, 1996; Mapedza et al., 2003). On the other hand, the deteriorating natural resource base has also been linked to declining livestock and crop productivity (Mapfumo et al., 2013; Rurinda, 2014) as communities extract food from the CNRPs to supplement food and income needs. These inconsistencies suggest the need for an in-depth understanding of the major causes for declining CNRPs in rural communities as informed by both empirical and local knowledge. The identification of major causes for 54 declining CNRPs does not only assist rural communities, policy-makers and other relevant stakeholders to understand changing use patterns of CNRPs, but also to design robust natural resources management strategies. This will enhance the adaptive capacity of smallholder communities who rely on CNRPs for both food and income. Given that rural communities are faced with multiple challenges, including the inflation, adverse impacts of a changing climate and declining crop production (Mertz et al., 2009; Mapfumo et al., 2013), in addition to these a declining natural resource base is highly likely to reduce the resilience of communities to respond to the changing human and ecological conditions. Recent studies have reported changes in use patterns of natural resources in periods of food shortages (Woittiez et al., 2013; Msaliwa, 2014) and these changes may have implications on men’s and women’s roles and values in extraction and use natural resources. Studying gender roles is important to identify the most vulnerable households to design best fit adaptation options. Traditionally, men and women have different roles and responsibilities in natural resources extraction (Cavendish, 1998; Ndungo et al., 2010). Generally, women play a greater role in the collection of water, smaller quantities of firewood using their heads and fruits such as Mazhanje (Uapaca kirkiana) and Hacha (Parinari curatellifolia) from woodlands, to enhance household food security and income (Ndungo et al., 2010; Gonzalez et al., 2011). On the other hand, men have traditionally been responsible for hunting, and collection of poles for construction and large quantities of firewood and water using ox-drawn cart (Clarke et al. 1996). Also, in the past men seldom have had the responsibility of collecting natural resources for household use (World Bank, 2009) and frequently are, absent from rural homes to earn alternative income (FAO, 2004). A study in southern Africa has indicated that during periods of food shortages in the event of drought, men often take up the women’s roles in natural resource extraction (Babugara et al., 55 2009). Such changes in resource use patterns may bring about competition for natural resources from the declining CNRPs leading to changes in roles of men and women. This suggests that female-headed households will have to walk relatively long distances and spend more time to extract natural resources competing with men, making them highly vulnerable to declining CNRPs (Lowore, 2006). Thus, understanding communities’ perceptions regarding major causes of declining natural resources and the changing gender roles between men and women are key for improved management of CNRPs and hence building resilience of rural households to pressures of climate change and increased climate variability, as well as other socio-economic changes. This study therefore sought to: (i) understand the major causes for declining in CNRPs in rural communities drawing from both local and empirical expect knowledge; and (ii) assess changes in gender roles regarding extraction of natural resources in rural communities in the face of declining CNRPs. 5.2 Materials and Methods 5.2.1 Study sites The study was conducted between 2011 and 2013 in Dendenyore and Ushe wards in Hwedza district in eastern Zimbabwe. In times of crop failure, these communities rely on NTFPs, mainly indigenous fruits such as Mazhanje (Uapaca kirkiana) and Hacha (Parinari curatellifolia) for food, including the resource-endowed households (Woittiez et al. 2013). In both communities, the most prioritised CNRPs are wetlands and woodlands. However, these resource pools have declined by over 30% from 1972 to 2011 (see Chapter 4). These CNRPs provide natural resources such as firewood used for energy and NTFPs such as Tsanga (Phragmites mauritianus) and Mutsvairo (Miscanthidium sorghum) used for making crafts. 56 5.2.2 Qualitative data collection approaches Community meetings were organised at each site through local leaders and extension workers, as part of the local-level IPs, to get an overview of the perceptions of people regarding the determinants of declining CNRPs and their implications on the roles of men and women in natural resource extraction. The participants consisted of a mix of elderly men and women (> 60 years), and youthful men and women (between 25 and 60 years) as well as community leaders such as village heads and councillors. Between eight to 12 participants were selected for focus groups discussions (FGDs) on the premise that men and women with varied age and resource endowment use natural resources differently (Cavendish, 2000; Musvoto et al., 2006). The participants were divided into three groups: women only group, men only group, and key informant group that consisted of the community leaders who had lived in the area for > 40 years. Focus group discussions within men and women groups were guided by questions that included: (i) How has the availability of natural resources extracted from CNRPs changed over time? (ii) What are the causes for declining CNRPs and the associated natural resources? (iii) What are the consequences of declining natural resources on the duties and responsibilities of men, women and children in natural resource extraction? Within each group, the causes of declining CNRPs were ranked on a score of 1 to 5 (1 most critical and 5 least critical) based on a head count of participants who had selected the cause. The participants agreed that each of them would only select one cause of decline to rank as the most critical. The third group of key informants were assigned to recall the major events such as droughts, floods, political events, and land use changes linked to population changes that communities 57 perceived could have affected CNRPs using historical timeline techniques. The participants were also asked to indicate the events that had the greatest impacts on CNRPs. In the same meeting, key informants constructed a seasonal calendar to show the different times when key natural resources extracted from declining CNRPs would be available. Seasonal calendars explore seasonal changes in a phenomenon (e.g. income, expenditure, diseases) (FAO, 1994). They are useful in identifying periods when specific groups of people usually suffer particular hardship so that appropriate “safety nets” can be put in place or other remedial actions taken (World Bank, 2005). The participants created seasonal calendars to demonstrate the time of the year when the key natural resources used for energy, food, crafts and medicine were available for collection. The qualitative data obtained from FGDs, seasonal calendars and timelines was categorised and analysed into two themes: (i) factors causing changes and decline in CNRPs, and (ii) events (climatic and non-climatic) that had the greatest impacts on CNRPs. 5.2.3 Quantitative data collection approaches A questionnaire survey was administered to collect data on the perceptions of households on the status of CNRPs. The survey also collected data on the household members’ responsible for collecting key natural resources during both good years (when harvest is good and there is less demand for natural resources) and bad years (when harvest is poor and there is increased demand for natural resources). The household questionnaire complemented the information obtained from the FGDs on the identified factors causing changes and decline in CNRPs. Informed by the participatory work, 50 households using prioritised wetland and woodland were picked from 12 villages in Dendenyore, and 50 households from 10 villages in Ushe were randomly selected for the questionnaire survey. The list of households were obtained 58 from the local agricultural extension working in each community. In order to understand the different roles played by household members in extracting natural resources, dairies were used to monitor households belonging to different resource endowments. The monitoring was conducted for 12 months from November 2011 to October 2012. The households were selected based on endowment: resource-endowed (RG1), intermediate (RG2) and resourceconstrained (RG3), closely matching a model developed by Mtambanengwe and Mapfumo (2005) working in similar communities. With the assistance of extension workers, nine households were selected per resource group in each community to cover the breath of each group in terms of the attributes that define the group. In each household, the household head assumed responsibilities of filling in the diary, although other household members contributed. On a regular basis, the extension workers would assist in the supervision of the process of filling in the diaries. In order to monitor the recording process, the researcher would visit the households once every month. Many variables such as perceptions of major causes of decline in CNRPs and changes in roles of extraction of key natural resources during both the good and cropping seasons were analysed. Descriptive statistics were used for analysis of data using the Statistical Package for Social Sciences (SPSS) version 16. 5.3 Results 5.3.1 Major determinants for declining in common natural resource pools in rural communities. Through historical timelines, rural communities in Dendenyore and Ushe identified droughts, increased rainfall variability, deterioration of crop and livestock production, and land use change as the major drivers for declining natural resource pools and associated natural resources (Fig. 5.1). 59 Figure 5. 1 Historical timeline of the major climatic and non-climatic events that affected the availability of natural resources that sustain livelihoods of smallholder communities in Hwedza district, Zimbabwe 60 The participants also identified the declining crop and livestock production as the main reason for increased extraction of NTFP such as Mazhanje (Uapaca kirkiana) and Hacha (Parinari curatellifolia) fruit for increased household food security. Rural households increased extraction and use of natural resources during the extreme and severe droughts of 1983/1984, 1991/1992, 2002/2003 and 2007/2008 seasons. The rural communities highlighted that most land use changes occurred in the period when previous government regulations on natural resources management were relaxed in 1980. This resulted in expansion of cattle grazing areas, increase in number of gardens, and building of homesteads within or surrounding wetlands. Ranking of factors causing shrinking of wetlands followed the order: land use change (33% of the respondents) < less annual rainfall (31%) < increasing temperatures (27%) (Fig. 5.2). In terms of factors causing the drying of sacred pools and springs, communities ranked increasing temperatures in summer (25% of the respondents) as the main cause, followed by land use change (23%) and low rainfall (22%). In addition, rural people ranked erosion of cultural values and norms, which "angered" the ancestors as another cause of drying of sacred pools and springs. The main causes of decline in woodlands were identified as land use change (28%) increased cutting down of trees for firewood due to increasing energy demands (25%), and poor resource conservation and management practices (24%) (Fig. 5.3). Low temperatures experienced in winter (31% of the respondents) was identified as the main cause of the low availability of indigenous fruits such as Hacha and Mazhanje during the period when they will be ripe. In addition, other factors such as land use change (23%), increased population (17%), and increased rainfall variability (16%) were also given priority as probable causes for low availability of indigenous fruits. 61 ral Incre ased Incre temp eratu res in Less Cultu er summ rainf ral Less Cultu rainf know Dont ased Incre ased Incre temp eratu popu er res in summ use c hang e Land s 0 use c hang e 0 Land 10 know 10 Dont 20 lation 20 popu 30 all 30 all 40 lation 40 (b) Drying of springs and sacred pools ased 50 (a) Shrinking of wetlands s Weighted frequency index (%) 50 Figure 5. 2 Ranking of main factors causing (a) shrinking of wetlands and (b) drying of sacred Factors causing decline of CNRPs pools and springs in Dendenyore and Ushe communities, Hwedza district. (Weight index was calculated from frequency divided by rank, n = 100). ter ity tures w tem pera Very lo Incre ased rainf all va in win riabil know Dont lation Incre ased popu er ter tures w tem pera Very lo ased rainf all va in win riabil know Dont Incre ased Incre eratu temp ased Incre popu er summ res in use c hang Land summ 0 res in 0 eratu 10 temp 10 ased 20 es 20 use c hang 30 Incre 30 ity 40 lation 40 (b) Low availability of indigenous fruits Land 50 (a) Decline of woodlands es Weighted frequency index (%) 50 Factors causing decline of CNRPs Figure 5. 3 Ranking of main factors causing (a) declining of woodlands, and (b) low availability of indigenous fruits in Dendenyore and Ushe communities in Hwedza district. (Weight index was calculated from frequency divided by rank, n = 100). 62 5.3.2 Dynamics in gender roles in relation to availability of natural resources Across study sites, men and women had different roles in extraction of natural resources (Table 4.1). Women were responsible for extraction of traditional vegetables. Traditional vegetables such as Samwenda (Sesamum angistifolium) and Chirevereve (Senecio erubescens) were identified as important food sources, especially for the poorer households. Women were also responsible for extraction of Mutsvairo (M. sorghum) used for making sweeping brooms. Men were responsible for extracting Tsanga (P. mauritianus) used for making crafts such as baskets, and mats. Men were responsible for fishing and the main fish types caught were Magwaya (Sargochromis codringtoni) and Masindi (Schilbe intermedius). Women were also responsible for extracting herbs e.g. Chifumuro (Dicoma anomala) for stomach and fever pains. Both men and women were responsible for firewood extraction. Natural resources extracted from wetlands that provided both food and income were available for extraction at different periods of a year (Table 5.2). Fish such as Magwaya (Sargochromis codringtoni) and Masindi (Schilbe intermedius) were only available for extraction between December and May. Indigenous fruits such as Tsokotsiana (Rhus longipes) and Mashangadede (Eugenia malangensis) were available between the months of November and February. Vegetables prioritised by women were only available for extraction between December and February. Tubers such as Tsenza (Coleus esculentus) and Tsombori (Eriosema pauciflorum) were extracted during part of the rainy season from January to May. Water was extracted from wetlands throughout the year. Between July and November, men hunted small wild animals such as Mbira (Cavia porcellus) and Tsuro (Lepus capensis). Indigenous fruits were extracted between September and March, except for Matohwe (A. garckeana), which were only available between July and September. Mazhanje (U. kirkiana), Hacha (P. curatellifolia), and Matamba (S. spinosa) provided food to 63 the communities for the longest duration of at least four months. Between July and November, men hunted small wild animals such as Mbira (Cavia porcellus) and Tsuro (Lepus capensis). Indigenous fruits were extracted between September and March, except for Matohwe (A. garckeana), which were only available between July and September. Mazhanje (U. kirkiana), Hacha (P. curatellifolia), and Matamba (S. spinosa) provided food to the communities for the longest duration of at least four months. However, vegetables (e.g. C. gynandra) and mushrooms (e.g. A. zambiana) were only extracted between November and January. Natural resources such as firewood that provided energy, and medicinal herbs such as Chifumuro (D. anomala) and Gavakava (A. aculeata) were available for extraction throughout the year. The months of June, July, August, and October had the least diversity of NTFPs extracted from wetlands. While, the months of April, May and June had the least diversity of NTFPs extracted from woodlands. Table 5. 1 Key natural resources extracted from common natural resource pools and their use patterns in Dendenyore and Ushe communities in Hwedza District in Zimbabwe. CNRP Local Name Scientific Name Type Collected by Wetland Magwaya Masindi Samwenda Chirevereve Magwavha Mashangadede Tsanga Mutsvairo Sargochromis codringtonii Schilbe intermedius Sesamum angistifolium Senecio erubescens Psidium guajava Eugenia malangensis Phragmites mauritianus Miscanthidium sorghum Fish Fish Vegetable Vegetable Fruit Fruit Craft Craft Men Men Women Women Men &Women Men &Women Men Women Tsubvu Hacha Mazhanje Magodzvombo Tsuro Mbira Chifumuro Gavakawa Nyeve Nhedzi Vitex payos Parinari curatellifolia Uapaca kirkiana Hexalobus monopetalus Lepus capensis Cavia porcellus Dicoma anomala Aloe aculeata Cleome gynandra Amanita zambiana Fruit Fruit Fruit Fruit Wildlife Wildlife Herb Herb Vegetable Mushroom Men &Women Men &Women Men &Women Men &Women Men Men Women Women Women Women Woodland 64 Table 5. 2 Seasonal calendar for extraction and availability of the main natural resources from wetlands in Dendenyore and Ushe wards, Hwedza district. Natural resource/ Local Name Crafts Tsanga Mutsvairo Fish Magwaya Masindi Tubers Tsenza Tsombori Fruits Mashangadede Magwavha Tsokotsiana Hute Vegetables Chirevereve Chijonga Nama Samwenda Water Scientific Name Sept Oct Nov Phragmites mauritianus Kunth Miscanthidium sorghum (Nees) Stapf Sargochromis codringtonii Boulenger Schilbe intermedius Rüppell ▲ ▲ Dec Jan Feb ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ Coleus esculentus (N.E. Br.) G. Taylor Eriosema pauciflorum Klotzsch Eugenia malangensis (O. Hoffm.) Nied. Psidium guajava L. Myrtaceae Rhus longipes Engl Syzygium cordatum Hochst. Ex Krauss ▲ ▲ ▲ ▲ Senecio erubescens Aiton Truimfetta rhomboidea Jacq. Dicerocaryum senecioides (Klotzsch) Abels Sesamum angistifolium (Oliv.) Engl. ▲ ▲ ▲ ▲ Mar Apr May ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ Jun July Aug ▲ ▲ ▲ ▲ 65 Table 5. 3 Seasonal calendar for availability of main natural resources from woodlands in Dendenyore and Ushe wards, Hwedza district Natural resource/ Local name Fruits Maroro Magodzvombo Mazhanje Hacha Hute Matamba Matohwe Wild animals Tsuro Mbira Herb Chifumuro Gavakava Energy (Firewood) Mupfuti Munhondo Musasa Muunze Vegetable Nyeve Mushroom Nhedzi Scientific Name Anona senegalensis Pers. Hexalobus monopetalus (A. Rich.) Engl. & Diels Uapaca kirkiana Müll. Arg. Parinari curatellifolia Planch. Ex Benth. Syzygium guineense (Willd.) DC. Strychnos spinosa Lam. Azanza garckeana (F. Hoffm.) Exell & Hillc. Sept ▲ ▲ Oct ▲ ▲ Nov ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ Feb Mar ▲ ▲ ▲ ▲ Apr May Jun July Aug ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ Lepus capensis L. Cavia porcellus L. ▲ ▲ ▲ ▲ ▲ ▲ Dicoma anomala Sond. Aloe aculeata Pole Evans ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ Brachystegia boehmii Taub. Julbernadia globiflora (Benth.) Troupin Brachystegia spiciformis Benth. Brachystegia tamarindoides Benth. ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ ▲ Cleome gynandra L. Amanita zambiana L.B. Smith & Ayensu ▲ Dec Jan 66 Participants described a ‘bad year’ as a year in which precipitation fails to adequately support crop production. The harvest do not last households for 12 months. The drought years 1991/1992, 2001/2002 and 2007/2008 were regarded as ‘bad seasons’ Whilst a ‘good year’ was described as, a year characterised by good rainfall distribution and no soil water deficits such that maize and cowpea yields are sufficient to last households until the next harvest. The ‘good year’ is also characterised by plenty of pastures and no incidences of livestock disease outbreaks and deaths. The season 2006/2007 and 2008/2009was given as an example of a Participation in extraction of water (%) ‘good year’ as well as. 100 100 (a) Male headed households 80 80 60 60 40 40 20 20 (b) Female headed households 0 0 Good Good Bad Bad Year Year Men Women Figure 5. 4 Changing gender roles in extraction of water during ‘good years’ and ‘bad years’ in Dendenyore and Ushe wards, Hwedza district. Between good and bad years, the extraction of water and indigenous fruits differed between men and women on the circumstances of household type. In male headed households during bad year, men dominate extraction of water (Fig. 5.4). The participation of men in extraction increased by 40%. In female headed households, participant of men does not differ between both good and bad years. In extraction of Mazhanje fruits, the participation men in male 67 headed households increased by 28% from a good to a bad year, whereas in female headed households did not change (Fig. 5.5). Participation of men from both male headed and female headed households increased by 52% and 36% from a good to a bad year, respectively (Fig. Participation in extraction of Mazhanje (%) 5.6). 80 70 (a) Male headed households (b) Female headed households 60 60 50 40 40 30 20 20 10 0 0 Good Good Bad Men Women Year Bad Year Participation in extraction of Hacha (%) Figure 5. 5 Changing gender roles in extraction of Mazhanje during ‘good years’ and ‘bad years’ in Dendenyore and Ushe wards in Hwedza district 100 100 (a) Male headed households 80 80 60 60 40 40 20 20 (b) Female headed households 0 0 Good Good Bad Bad Year Year Men Women Figure 5. 6 Changing gender roles in extraction of Hacha during ‘good years’ and ‘bad years’ in Dendenyore and Ushe wards in Hwedza district 68 5.4 Discussion The decline in CNRPs that provide important natural resources to smallholder communities in Dendenyore and Ushe was apparently due to a number of factors that included land use change, increased frequencies of drought cycles, changing temperatures and poor conservation practices. Dale (1997) and Kigomo (2003) also found that the decline of wetlands and woodlands in dry lands of SSA could not be pin-pointed to one factor, but a combination of factors such as overgrazing, land use, and poor management of resources. Studies in similar communities of Zimbabwe have suggested that this decline is mainly due to land use change such as wood harvesting, expansion of cultivated land and encroachment by young families into areas traditionally designated as grazing and woodlands, largely because of population increase (Vermeulen, 1996; Chipika and Kowero, 2000; Mapedza et al., 2003). Hamandawana et al. (2005) showed that over 80% of woodland decline in smallholder community is explained by strong negative correlation between population density and woodland density (r2 = -0.932). Population densities in Hwedza district increased from 32 people per square kilometre (people km-2) in 1992 to 35 people km-2 in 2002 and to 42 people km-2 in 2012 (CSO, 1994, CSO, 2004, ZIMSTAT, 2012). Annually, approximately 75,000 hectares of woodlands are converted to arable land in smallholder communities, giving deforestation rates of 1.5% per year (Nyoka et al., 2010). In addition to increasing population pressures, many changes in communal areas were brought about during the post-independence era during the 1980s when over 70% of rural inhabitants who were in marginal lands were resettled with increased access to woodlands, wetlands and grazing areas (Mutepfa et al., 2010). Communities ranked land use changes such as encroachment followed by climatic factors such as increased rainfall variability, droughts, and increased temperatures, as major causes of declining wetlands and woodlands. Adverse impacts of climate change such as droughts and 69 hot temperatures during the 1990s, which were recorded as the driest and hottest periods of the 20th century, contributed significantly to the decline of both wetlands and woodlands (Ramsar COP, 2002; IPCC, 2007b; Feresu et al., 2010). Increased evapo-transpiration, because of above normal daily temperatures, alters hydrological regimes of wetlands, causing them to dry (IPCC, 2007; Shackleton et al., 2008; IPCC, 2013). Apart from these climatic factors having direct impacts of CNRPs, they have also caused a decline in crop and livestock production, which has forced rural people to substantially rely on natural resources as alternative sources of food (Woittiez et al., 2013; Rurinda et al., 2014b). Therefore, pressure has been mounting on CNRPs such as wetlands and woodlands for both food and income, and this resulted in over-exploitation of resources causing their decline (Chipika and Kowero, 2000; Nyoka et al., 2010). The majority of the cropping seasons are likely to be described as ‘bad years’ by rural households who have depend on climate sensitive sectors that have been projected to decline in crop and livestock production (Lobell et al., 2011; Rurinda, 2014). Participation of men in male headed households in extraction of natural resources increases during bad years which are characterised by severe and extreme drought occurrences. Severe and extreme droughts occurred in the study area during the 1983/1984, 1991/1992 and 2008/2009 seasons (Unganai and Bandason, 2005; Nangombe, 2015). The increase in participation of men can be explained by increase in consumption of indigenous fruits and allocation of more time in collection of the resources to relieve food insufficiency during periods of severe droughts (Nkem et al., 2010; Msalilwa, 2013; Woittiez at al., 2013). During times of severe droughts households and communities adapt their activities, roles and responsibilities in order to increase their survival chances (FAO, 2004), explaining the increase in participation of man. More labour has to be allocated to extraction of fruits such as Hacha and Mazhanje that ripen during the hunger months, between September and December, a time when food stocks of most households would be low. Indigenous fruits such 70 as Hacha and Mazhanje are preferred because they have high-energy content, and they can be used to prepare drink, porridge and bread (Woittiez et al., 2013). Most NFTPs are available at critical periods of food shortages from the peak of the dry season October to April when most crops would be ripening. Other studies done in Burkina Faso and South Africa, observed similar increases in the participation of men in extraction of NTFPs during periods of droughts (Wamukonya and Rukato, 2001; Babugara et al., 2009; Gonzalez et al., 2011). A combination of factors such as population increase and degradation of CNRPs leads to scarcity of NTFPs, and therefore influences changes in the roles of men and women in natural resource extraction (FAO, 2004). Scarcity of NTFPs increases inter-household competition for natural resources, forcing women to spending more to collect resources (Lowore, 2006; Fonjong, 2008). Competing claims on natural resources increasingly become acute within rural communities as competition increases, with female headed and poorer households being most vulnerable (Giller et al., 2008). The male-headed households are not vulnerable because during a bad year both men and women will be extracting resources making them more competitive unlike their female-headed household counterpart. The occurrence and intensity of competing claims for natural resources will rise with increasing human pressure. In order for households to be competitive, men are forced to collect natural resources using ox drawn carts to assist women who often carry using their heads (FAO, 2004; Shackleton et al., 2004). Therefore, given the increasing incidences of severe and extreme droughts and declining CNRPs resulting in increased competition for resources, men are likely to play the leading role in extraction of natural resources in future. This is contrary to the established knowledge that women and children play the leading roles in extraction of water and NFTPs (Shackleton and Clarke, 2007; Maroyi, 2011). 71 In most rural set-ups in Zimbabwe, men and women are responsible for different specialised activities for maintaining the family (FAO, 2004). Men often are responsible for building and maintaining the house, tillage, livestock production and selling of labour. Women on the other hand are in charge of providing food for the whole family, taking care of children and sick family members, cooking, finding water and wood, gathering and processing forest products, and working on the family farm (Ndungo et al., 2010; UNEP, 2013). According to the FAO (1987, 1994) men do 90% of land clearance and hunting in rural communities of Africa. On the other hand, women do > 70% of work related to weeding, storage and marketing of harvest, extraction of water and indigenous fruits and feeding the family is done by women. Work related to harvesting and planting is evenly distributed between men and women. Previous studies have shown that women in rural communities in southern Africa have been burdened with duties of extracting natural resources (Shackleton and Clarke, 2007; Maroyi, 2011); however, emerging trends are suggesting that men are increasingly engaging in traditionally female oriented activities such as firewood, indigenous fruit, and water extraction. This suggests that men will increasingly dedicate more time and walk longer distances in order to fulfil what the women should be doing. This will be at the expense of duties performed by men at household and community level such as crop and livestock production and other off-farm income generating activities. Whilst men are foraging for NTFPs, women have been reported to be engaged in selling of NFTPs harvested by men and get engage in irregular daily labour (casual work) and petty trade (Babugara et al., 2009; Nkem et al., 2010; Msalilwa, 2013). It is most likely that households without cattle are at risk during climatic stressors such as droughts (Rurinda et al., 2014b). Therefore, the resourceendowed (RG1) households with cattle will be at an advantage because they can have access to draught power. Nevertheless, for resource-constrained (RG3) households, both men and 72 women will have to spend more time harvesting resources at the expense of crop and livestock production. 5.5 Conclusion Reduction in availability of CNRPs in Dendenyore and Ushe wards, Hwedza district can be attributed to factors such as land use change, increased frequencies of droughts, rising temperatures, and increased rainfall variability. The availability of indigenous fruits often coincided with peak periods of low grain food stocks particularly for the poorest households. This coincidence increased the demand for the extraction of natural resources to supplement household food and income. The roles in extraction of natural resources between men and women is dynamic in time depending on the demand for and availability of resources. In periods of climatic stress such as droughts when there is increased competition for natural resources, men take up the greatest responsibility in extraction of natural resources such as water and indigenous fruits who carry using carts (Shackelton et al., 2004). There is a need for detailed land use planning at community level in response to human, climatic and ecological changes to increase resource use efficiency and enhance the resilience of rural households. 73 CHAPTER SIX Options for managing common natural resource pools to support livelihoods of rural communities in the face of increasing climatic risks 6.1 Introduction Managing natural resources in rural communities has been a great challenge for many decades (see Hardin, 1968; Ostrom et al., 1992; Ostrom et al., 2003). Many models have been developed to describe the complexity of managing common pool resources in rural communities such as the Prisoners’ Dilemma (Ostrom, 1990) and Game Theory (Hardin, 1968). The models show that governing of access to natural resources by individuals and exclusion of outsiders (free riders) is difficult (Ostrom et al., 1999). In addition to the complex nature of managing natural resources, other factors such as declining crop and livestock production, improper land use planning, land use changes and lack of enforcement of natural resource management policies (Mohamed-Katerere, 2001; Mapedza et al., 2003; Mutepfa et al., 2010) have contributed to the downward spiral of CNRPs in rural communities of Zimbabwe. Due too many socio-economic challenges like inflation and poverty faced by developing countries (NEWCOURSE, 2012), fewer resources have been channelled to support policies and programmes aimed at managing CNRPs. Given the extra load on declining CNRPs because of the adverse impacts of climate change and variability and other existing pressures such as land use changes, management of natural resources will become more difficult. Therefore, to increase the resilience of rural households to manage climaterelated risks such as droughts, and other socio-economic challenges there is therefore need to identify options to improve management of CNRPs. Previous studies on natural resource management have focused on the top down approaches (Dore, 2001, Ham et al., 2008); however, with the increasing complexity of managing natural 74 resources in the wake of climate change and variability, there is need for integrating both indigenous and empirical knowledge. Previous studies on natural resource management have suggested a need for participatory management options that define the benefits of users and involve women due to their vast knowledge and experience in use and management of resources (Ham et al., 2008; Boon and Ahenkan, 2012). Gaps exist in literature on studies on participatory scenario planning for management of natural resource based in a sustainable way. Therefore, it is important to combine multiple factors such as predictions of future climate change, diversified backgrounds of the communities, and levels of education, cultural beliefs and norms (IPCC, 2007a; IPCC, 2013; Mtambanengwe et al., 2012) through community visioning to identifying with options for managing CNRPs because these factors influence the way people use natural resources. This study sought to identify options for managing CNRPs to enable rural communities to adapt to the increasing climatic risk and other socio-economic and biophysical challenges. 6.2 Materials and Methods This study was carried out in Dendenyore and Ushe wards in Hwedza district, in Zimbabwe. The qualitative approaches used in this study were key informant interviews and community meetings using tools such as scoring (Langill and Landon, 1998), matrix rankings (World Bank, 2005), and community visioning (Sanginga and Chitsike, 2005). 6.2.1 Projected changes in temperature and rainfall conditions by 2045 The projected temperature and rainfall for Hwedza until 2045 were obtained from an ensemble of five global circulation models (GCMs) for two representative concentration pathways (RCP) based climate projections used in an IPCC report (2013). Climate data was downloaded from the Coupled Model Inter-comparison Project Phase 5 75 (http://pcmdi3.llnl.gov/esgcet/home.htm ) was in the form of daily time-series of climate variables of precipitation (mm), maximum and minimum temperature (°C) based on the RCP 4.5 and RCP 8.5 pathways. The five year moving averages for precipitation (mm), maximum and minimum temperature (°C) was calculated both for the historical climate data for Hwedza (1960 to 2010) and projected weather. 6.2.2 Options for managing common natural resource pools for climate change adaptation In each study site, a community meeting was organised through the local leaders and extension workers, as part of the local-level innovation platforms (IPs) to identify potential changes in CNRPs based of future climatic conditions, human impacts, resource alternatives, and natural resource management options. The participants included men and women of various age groups from villages using prioritised wetlands and woodlands, agricultural extension workers, and local leadership (village heads, headmen, and councillors). Overall, there were 31 farmers (16 women and 15 men) in Dendenyore and 29 farmers (15 women and 14 men) in Ushe. During the community meeting, the potential changes in CNRPs based on future climate projections derived from the RCP 4.5 and RCP 8.5 were identified using community-visioning techniques. Participants identified potential changes in CNRPs based on future climate projections and three states of extraction rate of natural resources: (i) current (see chapter 4), (ii) in the event of increased rates, and (iii) in event of alternatives. In the same meeting, participants were grouped into either women only or men only groups because men and women prioritised CNRPs differently and they have different natural resource uses and demands (Cavendish, 1998; Musvoto et al., 2006). The alternative resource options for key natural resources such as firewood, indigenous fruits, and water sources were identified in the men only group and women only groups in each site. Matrix ranking was 76 conducted in each group to prioritise identified alternative resource options to reduce dependence on CNRPs. Matrix ranking useful in identifying the preferences and priorities of the respondents’ as well as the advantages and disadvantages of the identified options (Langill and Landon, 1998). The participants defined a criterion used to evaluate the importance of the identified alternative resource options. The criterion was based on the provisioning of the resource to household food, income and energy and livestock feed. In the same groups, the participants were asked to identify options for managing CNRPs to adapt and cope with the projected adverse impacts of climate change on natural resources. The communities also identified potential key players who could assist them in managing CNRPs. When the participants had identified the options for managing CNRPs, a ranking exercise was conducted to rank the options that are likely to yield positive outcomes. The qualitative data collected from the community meetings was categorised and analysed into three distinct themes, (i) potential changes in CNRPs, (ii) alternative resource options for firewood, indigenous fruits, and water, and (iii) options for managing CNRPs. 6.3 Results 6.3.1 Historical and projected changes in temperature and rainfall in Hwedza district by 2045 The minimum temperature for Hwedza is projected to increase by 1°C by 2045 for the summer season under radiative forcing of 4.5 W m-2 (Fig. 6.1). Similar results were obtained using the projections under the radiative forcing of 8.5 W m-2 for this short-term period. By the year 2045, minimum temperatures for the winter season have been projected to increase by at least 0.4°C. By the year 2045, maximum temperatures for both summer and winter seasons have been projected to increase by 0.5°C. The direction of possible change in total 77 rainfall for Hwedza is unclear and is unlikely to change by 2045 (Fig. 6.2). Average similar but there are much broader variations every year between 500 & 11500 mm which hasn’t happened before. Temperatures (°C ) 30 30 (a) Minimum temperatures (1960 - 2045) (RCP 4.5) 25 25 20 20 15 15 10 (b) Maximum temperatures (1960 - 2045) (RCP 4.5) 10 5 1960 1980 2000 2020 2040 1960 1980 2000 2020 2040 Winter Summer Figure 6. 1 Projected changes in minimum and maximum temperatures between 1960 and 2045 for the summer and winter seasons in Hwedza district Zimbabwe. (RCP 8.5 data not shown because similar trends were observed) Rainfall amount per annum (mm) 1200 1100 1000 900 800 700 600 500 400 1960 1980 2000 2020 2040 Year Figure 6. 2 Projected changes in rainfall between 1960 and 2045 based on RCP 4.5 in Hwedza district Zimbabwe. (RCP 8.5 data not shown because similar trends were observed). 78 Table 6. 1 Farmer-identified potential changes in common natural resource pools based on projected future climate changes, and subsequent management options in Dendenyore and Ushe in Hwedza district (n = 60). Projected future Impacts on common natural resource Management options Proposed key players1 climate pools Temperatures Wetlands will dry out resulting in loss of Collection and propagation of key Local leaders, farmers, extremes key vegetables and fruits wetland plant species still present in (hot summers, wetlands cold winters) Drying up of rivers, springs and dams in Gulley reclamation to reduce Local leaders, farmers, dry season siltation and run-off Increase in variability of rainfall (dry spells; droughts) Reduced productivity of indigenous fruit trees Planting of exotic fruit trees at homesteads Local leaders, farmers Deforestation due over extraction of firewood Alternative sources of energy Reviving local institutional arrangements of managing natural resources Local leaders, farmers, EMA, Agritex, RDC, SOFECSA, NGOs Woodlands will be dominated by ‘shrubs’ Establish community woodlots and only and ‘no fully grown trees’ planting of indigenous trees at homesteads Less fruits and woodland biomass Reviving local institutional productivity arrangements to strengthen social safety nets Drying of rivers, springs and dams due to Alternative sources of water e.g. low recharge deeper wells Drying of wetlands due to low recharge Local leaders, farmers Local leaders, farmers, EMA, Agritex, RDC, SOFECSA Local leaders, farmers, Rural district council, EMA Wetland and gulley reclamation Local leaders, farmers, EMA, Agritex, RDC, SOFECSA 1 (Agritex- Department of Agricultural Technical and Extension Services; EMA- Environmental Management Agency; NGO- Non Governmental Organisation; RDCRural district council; SOFECSASoil Fertility Consortium for Southern Africa). 79 6.3.2 Identified potential changes in common natural resource pools and management options based on future climate change projections Participants in Dendenyore and Ushe identified potential changes in prioritised CNRPs such as wetlands and woodlands based on projected increase in rainfall variability. Drying of wetlands due to temperatures extremes (hot summers and cold winters) resulting in high rates of evapotranspiration coupled with variable rainfall was projected (Table 6.1). Another climate sensitive sector likely to be affected is woodland productivity whereby the production of indigenous fruits and firewood species was likely to be reduced. In response to these changes, participants identified natural resource management options such as reviving local institutions for managing natural resources. The communities identified the participation of local leaders, farmers, Environmental Management Agency (EMA), Department of Agricultural Technical and Extension Services (Agritex), Rural district council (RDC), SOFECSA, and non-governmental organizations (NGOs) as crucial in reviving these institutions. Other options acknowledged also included identification of alternative resource options to firewood, water, and fruits. Groups of men and women prioritised options for managing natural resources identified during the plenary discussions differently (Table 6.2). Men prioritised options for managing wetlands in the order (1) land use planning- limiting the number of gardens, (2) wetland and gulley reclamation, and (3) collection and propagation of key wetland plant species. Women prioritised collection and propagation of key wetland indigenous vegetables species such as Chirevereve (Senecio erubescens) and Chijonga (Triumfetta rhomboidea) while managing succession by invasive grass species such as Tsinde (Sporobolus pyramidalis). This was followed by land use planning particularly limiting the number of gardens as well as wetland and gulley reclamation. For woodland management, men prioritised natural resource management options transfer of ownership and user rights to 80 village surrounding a particular woodland < land use planning and < setting up village natural resource management committees supported by government agency. Table 6. 2 Identified natural resource management options by two communities in Hwedza, district Zimbabwe1 Common natural resource pool Wetland Woodland 1 Natural resource management option Men (n=29) Women (n=31) Land use planning- limiting the number of gardens ††† †† Wetland and gulley reclamation †† † Collection and propagation of key wetland plant species † ††† The transfer of ownership and use rights to village surrounding a particular woodland †††† † Land use planning ††† ††† Strengthening traditional institutions of managing common property resources † †† Setting up village natural resource management committees that are supported by responsible government bodies †† †††† (†††† most important and † least important) Women concurred that setting up village natural resource management committees supported by government agency < land use planning, and < strengthening traditional institutions of managing common property resources. Alternative resource options for the key natural resources (e.g. fruits, firewood and water sources) received different ranking between the two groups. However, both men and women identified and ranked planting of gum trees (Eucalyptus spp) woodlots as the best option for reducing dependency on indigenous trees for energy and timber (Table 6.3). Adoption of Tsotso stoves, which utilises twigs and small tree branches, was another viable alternative with promise to reduce dependency on firewood. Paraffin (kerosene) was seen as an alternative to firewood, although its cost implications 81 particularly for the resource-constrained (RG3) households was acknowledged. Planting of orchards with exotic fruit trees such as sweet oranges (Citrus sinensis), Mexican apple (Casimiroa edulis), mango (Mangifera indica) and avocado (Persea americana) was prioritised by both men and women as the best alternative to indigenous fruits. Men identified aquaculture and rabbit rearing as other options of generating income for the resourceconstrained (RG3) households rather than relying on the sale of indigenous fruits. Women on the other hand were keen on increasing agricultural production in order reduce reliance on external food and income sources. Construction of deeper wells and boreholes to counter the drying water sources in their communities were prioritised by both men and women. Table 6. 3 Alternative resource options for firewood, indigenous fruits, and water sources identified in Hwedza district, Zimbabwe Natural resource Alternative resources Men (n= 29) Gum tree plantations Tsotso stoves Paraffin (expensive) Shelled cobs (only available after harvest) Firewood 1. 2. 3. 4. Fruits 1. Exotic fruit trees such as oranges (Citrus sinensis); Mexican apple (Casimiroa edulis), mango (Mangifera indica) and avocado (Persea americana) 2. Aquaculture and rabbit rearing during the off-season to reduce over-reliance of indigenous fruits. 1. Exotic fruit trees such as oranges (Citrus sinensis) and avocado (Persea american) 1. Construction of deeper wells and boreholes in every village 2. Construction of water storage equipment such as water tanks for irrigation and domestic use 1. Construction of deeper wells and boreholes 2. Water harvesting and storing in water tanks for household use and irrigation Water sources 1. 2. 3. 4. 5. Women (n=31) Gum tree plantations Tsotso stoves Paraffin (expensive) Cow dung Electricity 2. Increase crop productivity on croplands to reduce over-reliance on indigenous fruits 82 6.4 Discussion There are no clear indications that the total amount of rainfall will change by 2045, but shows an increased variability. Studies by Rurinda (2014) observed similar findings and further predicted a decrease in rainfall days coupled with an increase in temperatures extremes (increase in hot and cold days). The results of increased rainfall variability are similar to projections in Zimbabwe’s National Climate Change Response Strategy (2013). However this in contrast with studies by Unganai (1996) and Christensen et al. (2007) that projected a 1520% decrease in rainfall in Southern Africa. RCPs projections are from an ensemble of five global circulation models, therefore predictions from multiple models improves accuracy and precision compared to stand alone models. This explains the difference with studies done by Unganai (1996) and Christensen et al. (2007) who based the projections on a single global circulation model that can have considerable outliers, making the data less reliable (Ruane et al., 2013; IPCC, 2014). Based on climatic projections, smallholder communities predicted conversion of wetlands into grasslands due to increasing temperatures. Desanker and Magadza (2001) also predicted transformation of wetlands into grasslands in parts of southern Africa mainly because of increasing rainfall variability and temperatures extremes, corroborating communities’ perceptions. The increasing variability will affect the recharging of wetlands and consequently the temperature extremes of increasing number of hot days will increase the rate of evapotranspiration which then alters the hydrological regimes of wetlands (IPCC, 2001; IPCC, 2007c; Fischlin et al., 2007) consequently resulting in the drying of wetlands and loss of biodiversity. Communities predicted a decrease in provisioning services of woodlands, particularly indigenous fruit, due to increasing rainfall variability and temperatures extremes. Barnes et al. (2012) and Heubes et al. (2012) made similar predictions of a decrease in ecosystem83 provisioning services of CNRPs by at least 50% by 2050 in most parts of southern Africa, supporting farmer’s perceptions. Indigenous fruit trees such as Muzhanje (Uapaca kirkiana) and Muhacha (Parinari curatellifolia) are susceptible to cold winds and frost (Orwa et al., 2009); therefore, temperatures extremes and rainfall variability in Hwedza will reduce fruiting of both key trees. The RCP 8.5 is a high emission scenario; hence the increase in carbon dioxide was predicted to shift savannah biomes towards greater tree dominance due to CO2 rises, coupled with diminishing grass suppression by faster growing trees (Bond et al., 2003). In addition, the rising CO2 concentrations were likely to favour C3 plant such as beans (Phaseolus vulgaris), rice (Oryza sativa), and wheat (Triticum aestivum) as opposed to C4 plants such as maize (Zea mays) and sugarcane (Saccharum officinarum) (Thuiller et al., 2008), suggesting a likely decrease in the productivity of C4 plants. This suggests further decline in maize production, worsening the food security situation within households and across communities. Both the RCP 4.5 and 8.5 are characterised by increasing human population, hence there will be more demand for natural resources. Increasing human population will result in increased rates of deforestation as CNRPs are converted to arable land (Hamandawana et al., 2005; Nyoka et al., 2010), resulting in further decline in availability of CNRPs. Women prioritised setting up of village natural resource management committees with full participation from both men and women with adequate institutional support from a responsible body such as Environmental Management Agency (EMA), as a viable natural resource management option. Women have vast knowledge and experience in use and management of resources because they are involved in over 50% of natural resource extraction activities; hence, they should be closely involved in management of natural resources (Lowore, 2006). Participation of both men and women in such committees will be necessary to allow women to be involved in natural resource use issues and as men are 84 already involved with governance issues. Institutional support is required because lack of enforcement of legislation is the key constraints to participatory management of resources (Chirwa et al. 2008). In addition, increasing the capacity of government bodies responsible for natural resource management is essential because this ensures monitoring of compliance with legislation (Chirwa et al. 2008). Men on the other hand prioritised the transference of ownership and use rights to rural people. The preference of men to be custodians of natural resources would then allow them to use their acquired knowledge and innovations resulting in full participation of the communities in the management initiatives thus yielding positive outcomes (Campbell and Shackleton, 2001; Hagmann et al., 2002). Ham et al. (2008) suggested that the most plausible way of ensuring sustainable management of natural resources was to adopt participatory management options that clearly indicate the benefits and access of communities in proximity to resources. This could involve formulating resource management committees supported by a responsible national body (Luckert et al., 2000; Campbell and Shackleton, 2001). In the Zimbabwean context, EMA would have to deploy a natural resource extension worker in order to assist communities. Many governments have also realised that climate change adaptation options with components of sustainable forest management may be effective if there is promotion of active participation of local communities in the conservation of resources, and this consequently can improve their livelihoods (Boon and Ahenkan, 2012). Hence, increased participation of communities in combination with detailed land use mapping would be ideal for managing woodlands and wetlands in the study area because the other natural resource management options identified are weak in the sense that they lack a clear legal framework and external support from a government hierarchy (Mohamed-Katerere, 2001). Detailed land use planning and mapping at community level in response to human, climatic and ecological changes is a prerequisite to increase resource use efficiency thereby enhancing the resilience 85 of CNRPs to external forces such as climate change. Prioritisation of participatory natural resource management by both men and women reflects the benefits of policies that empower community groups to better management natural resources. The failures in current natural resource management options perhaps suggest a need for policy changes in order to capacitate local institutional arrangements that monitor access to CNRPs and exclusion of outsiders (free riders) from using the resources could be key to arrest the decline (Ostrom et al., 1999). This suggests the need to build capacity through training and resource availability aimed at sustainable use of natural resources. Integration of resource alternatives identified by communities through participatory land use mapping and planning will be essential to reduce reliance on a declining natural resource base. Revival of ‘social safety nets’ such as Humwe and Zunde raMambo that encourage farmers to work in groups, acquiring inputs on time and enhance soil productivity through integrated soil fertility management (ISFM) to improve crop and livestock production (Mapfumo et al., 2013;Rurinda et al., 2014a) is necessary to reduce reliance on natural resources. This could contribute further to the strengthening of livelihoods outside farming systems. In addition, encouraging communities to diversify crop and livestock production by growing small grains, and rearing of small livestock such as rabbits and goats for income generation will be important in reducing reliance on a declining natural resource base. Such strategies will help in improving the resilience of CNRPs to multiple challenges such as the adverse impacts of changing climate, biophysical and socio-economic constraints. The data generated in this study is not sufficient to predict and explain changes in availability of natural resources by the year 2045. Perhaps inclusion of tools such as scenario planning that can generate creative approaches to climate change adaptation by identifying the most uncertain and most worrisome drivers of change thereby addressing uncertainty in natural resource management (Moore et al., 2013). 86 6.5 Conclusions A combination of human factors such as land use due to population pressure and increasing rainfall variability in Hwedza by 2045 amongst other factors will continue to affect availability of CNRPs. Developing alternatives for firewood, indigenous fruits and water sources is key in reducing dependency on ecosystem services. Natural resource management options that recognise gender roles and uneven power relations within households and communities are likely to yield positive outcomes because men and women have different resource needs. 87 CHAPTER SEVEN Summary and recommendations 7.1 Importance of common natural resource pools in smallholder communities Wetlands and woodlands were the most important common natural resource pools (CNRPs) significantly contributing to food and income of smallholder communities in Hwedza district particularly in times of climatic stress. These CNRPs were prioritised because of their provisioning services as they provided diverse natural resources utilised as food (e.g. water, Mazhanje (fruits of Uapaca kirkiana), and Hacha (fruits of Parinari curatellifolia)), raw materials for crafts (Tsanga (Phragmites mauritianus) and Mutsvairo (Miscanthidium sorghum)) and energy (firewood) (Chapters 4 & 5). The indigenous fruits have high-energy content (Mithöfer and Waibel, 2003; Woittiez et al., 2013) and are available at the end of the dry season to the beginning of the rainy season when most households have low food stocks. Rural people in Hwedza prioritised Hacha and Mazhanje fruits because they have abundant fruit yields during years of drought compared to other indigenous and exotic fruits (Woittiez, 2010). Significant utilisation of wetlands and woodlands for food and income, especially by the resource-constrained (RG3) households was influenced by smallholder communities’ perceptions on changes rainfall patterns. Because the RG3 households often do not produce adequate maize yields that can suffice them until the next harvest, therefore in order to have some form of food on their table; such households have to rely on alternative food sources such as indigenous fruits. For example, RG3 households obtained 6% of their energy intake between November 2011 and January 2012 compared to 4% by RG1 households (see Chapter 5). Fruits of U. kirkiana and P. curatellifolia reduce food insecurities among rural communities during droughts because apart from being eaten as a whole fruit, they can be 88 processed into drink, porridge, and bread. These poorer households also engage in selling both indigenous fruits and crafts made from Tsanga and Mutsvairo in order to have money to buy more maize. Resource-endowed (RG1) households consume less fruits because they usually can afford to buy maize during periods of severe drought, ensuring their food selfsufficiency. Therefore, utilisation of wetlands and woodlands is an important way of coping during periods of climatic stress such as drought particularly for the RG3 households and intermediate (RG2) households. 7.2 Implications of a declining natural resource base on climate change adaptation The major CNRPs, wetlands and woodlands, have been declining at a rate of between 10% per decade from 1972 (Chapter 4). This decline is due to multiple factors such as land use changes, over reliance of natural resource due to crop and livestock failure, increasing rainfall variability and increasing temperatures (Chapter 5). Despite the observed trends in availability of CNRPs, smallholder communities continue to increasingly rely on natural resources due to limited livelihood options thereby exacerbating pressure on the resource pools. The decline in ecosystem provisioning services impacts negatively on households and communities, especially the RG3 households, who depend more on natural resources particularly during periods of climatic stress such as droughts (Woittiez et al., 2013; Chapter 4). Increased frequency of severe droughts per decade in Hwedza (Mtambanengwe et al., 2012) has seen most years being described as ‘bad years” and this has resulted in RG3 households obtaining poor maize yields lasting between 4-8 months, leaving them with little choice but to heavily rely on a declining natural resource base. Owing to the low food stocks in most households, there is increased demand for food from the declining CNRPs thereby creating competition between households of different social circumstances. Such circumstances have forced households to increase their labour investments from 17 hours year-1 during a normal year to 89 236 hours year-1 during a bad year when collecting indigenous fruits of Mazhanje and Hacha (Woittiez, 2010). This has seen men increasingly playing a key role in extraction of water and indigenous fruits people have to walk longer distances to collect natural resources than before (Chapter 5). Projected changes in climate are perceived to decrease maize production by 30% in smallholder communities such as Hwedza by the year 2030 due to low rainfall (IPCC, 2007a; Lobell et al., 2011; Rurinda, 2014) and reduce provisioning services of CNRPs (Chapter 6). Besides reducing provisioning services, adverse impacts of climate change will also reduce benefits from regulating ecosystem services such as livestock disease regulation and pollination (IPCC, 2013). In addition, the microclimate effect that woodlands bring to communities surrounding woodland will be lost. Therefore, a combination of low and poor crop productivity and declining natural resource base will cause many smallholder households, particularly RG3, to be more vulnerable and continue to be trapped in a vicious cycle of poverty. This scenario may cause conflicts to arise that would impact negatively on the ‘social safety nets’, thereby reducing resilience and further magnifying the vulnerability of poorer households to both climatic and socio-economic stresses. 7.3 Possible entry points for improving natural resource management in the face of climate change and variability Natural resources extracted from CNRPs buffer communities in periods of need by providing edible NTFPs that can supplement energy deficit in households and sold to obtain cash (Nkem et al., 2010; Woittiez et al., 2013). Usually the money comes in small quantities but is critical to meet household food requirements. Wetlands can be used to grow crops, such that in the event of rain-induced crop failure, crops harvested from wetlands can buffer households against food insecurities (Nyamadzawo et al., 2015). Continuous cultivation in wetlands will 90 disturb the hydrological patterns of the wetlands, therefore permanently destroying the resource pool in the long term. Therefore, to enhance adaptive capacities of rural communities who depend on natural resources for both food and income there is need for management options that increase resilience of CNRPs to adverse impacts of climate change and other biophysical challenges. Currently in Dendenyore and Ushe wards, there are local by-laws that prohibit cutting down of indigenous fruit trees such as Muzhanje and Muhacha and this by-law was strengthened by the 2007/2008 drought when most people relied on edible NTFPs for food. Despite the bylaws in the study area, the decline in wetlands and woodland suggests failures of current management schemes. Previous studies have suggested that the reasons for failure of bylaws is due to lack of community participation, improper land use planning, land use changes and lack of enforcement of natural resource management policies (Mohamed-Katerere, 2001; Mapedza et al., 2003; Mutepfa et al., 2010). Therefore, participation of local leadership, farmers, Agritex extension workers, Environmental Management Agency (EMA) and other stakeholders such as SOFECSA and NGOs may be crucial in natural resource management (see Fig. 7.1). Their participation can pave the way for participatory land use planning and mapping to integrate alternative resource opportunities to support the regeneration of CNRPs that could have been degraded to an extent that they can no longer supply adequate quantities of natural resources to households. Through SOFECSA’s Learning Centres (LCs), smallholder communities may access technical information on alternative resource options and how to diversify crops and improve yields. Activities oriented towards LC’s are implemented coordinated by farmers, agricultural extension workers, and community leaders. 91 Figure 7. 1 Possible entry points of improving natural resource management of CNRPs in the face of climate change and variability, and other biophysical and socio-economic challenges. 92 Through IPs, organisations which develop and promote use of solar power (e.g. Solar Zimbabwe and Poweron Solar private limited), biogas (Rural Electrification Agency and Saigel Zimbabwe) and other university and NGOs interested in renewable projects such as Development Technology Centre (DTC) based at the University of Zimbabwe can be invited to LCs. These organisations can take advantage of LCs to sensitise communities and promote adoption of their technologies. Adoption of these alternative options reduce dependence on CNRPs, thereby resulting in improved resilience of CNRPs to impacts of climate change and other biophysical challenges. 7.4 Areas of future studies Favourable rainfall distribution during the period of study did not allow this study to quantify how division of tasks and allocation of scarce natural resources within households and communities will change in the face of increasing climatic risks such as droughts and rainfall variability. Despite the apparent changes in gender roles an in-depth study is necessary. With the apparent decrease in availability of CNRPs, studies aimed at developing models to predict further changes in CNRPs is critical to effectively manage natural resources. 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African Journal of Agricultural Research 6 (4):774-779. 116 APPENDICES Appendix 1: Checklist for focus group discussions during community meetings Characterisation of common natural resource pools in Dendenyore and Ushe ward Objectives: To characterise the contribution of natural resource pools to livelihoods of smallholder households in Dendenyore and Ushe wards To identify options for managing common natural resource pools (CNRPs) to increase resilience of smallholder communities to pressures of climate change and variability, and other social and biophysical problems Field Activity: Participatory identification and mapping of natural resources: Farmers will be grouped into groups according to gender and social resource mapping will be done to identify the natural resource pools. Participants: Village heads, lead farmers, councillor, extension workers, representatives of all villages in Goto i. What challenges do communities face when accessing the CNRPs in this area (Rank in order of importance) ii. Who has problems in accessing the natural resources in your areas? What challenges would they be facing (Rank in order of importance) Groups 1& 2 (Men and women) Natural Resource Map i. ii. iii. iv. v. Construct a map that shows CNRPs in your ward Which is the most important CNRP and why? What natural resources do you extract from each CNRP? Who has access to the each of the natural resources What products do you sell and those for household consumption i. ii. iii. Perceived changes in natural resources How have the CNRPs changed over time How has the availability of natural resources changed over time Perceived cause for the changes Alternative natural resource options (Rank in order of importance) 117 a) What alternative resources can be used instead of : i. Firewood ii. Indigenous fruits iii. Water b) In the next 20-30 years the temperature for Hwedza is expected to increase during the dry season and rainfall variability is expected to increase, therefore; i. ii. iii. What happens to CNRPs if farmers continue harvesting at current rate? What happens to CNRPs if farmers increase their rate of extraction of natural resources? What happens to CNRPs if there are alternative resources and reduction in rate of extraction? c) How can the scarce natural resources be allocated to different users given the predicted changes in climate? d) How can we best manage CNRPs to be resilient to impacts of climate change and variability? (Rank options in order of importance) Expected outputs List of CNRP List of natural resources extracted List Prioritised CNRPs Natural resource maps Alternative resource options Natural resource management options Projected spatial changes in CNRPs Materials required 1. Markers (different colours) 2. Topographic maps 3. Flip charts 118 Appendix 2: Transect walks, selection of households for natural use resource monitoring, species diversity Study Objectives: To characterise and quantify contributions of common natural resource pools supporting livelihoods in smallholder farming communities Sub-objectives to be addressed by field trip 1. To characterise the nature of common natural resource pools in Ushe and Dendenyore wards 2. To quantify the contributions of common natural resource pools to livelihoods of smallholder farmers in Ushe and Dendenyore wards Identified common natural resource pools: Dendenyore CNRP Name Wetland Musoti, Mhare, Nyamhemba, Nyamidzi Woodlands Chirinda, Choto, Masawi, Makwarimba Rivers Mhare, Nyamhemba, Jekwa, Nyamidzi Springs Baradzanwa, Charamukwa Dams Nhekairo, Nyamimba, Manyimo Ushe CNRP Wetland Woodlands Rivers Springs Dams Name Vhuu, Maisiri Chiyanike, Chipenzi, Chimimba, Munodawafa, Dombwe Mt, Chimhango, Chimwaya, Ngurumbiri Mt Hwandikora, Handiudzire, Mhumburu, Ruzawe, Mhare Ruzawe, Maisiri Vhuu Field Activities: 1. Farmer assisted transect walks to ground truth common natural resource pools identified during social resource mapping in Ushe and Dendenyore wards 2. Determining species diversity and relative abundance of plant species in wetlands (Musoti in Dendenyore and Vhuu in Ushe) 3. Selection of 18 households in Ushe (utilising Vhuu wetland and Dombwe), and 18 households in Dendenyore (utilising Musoti wetland and Manyanga) for monitoring use and access patterns and management of firewood, water, non-timber forest products and grazing 119 Detailed characterisation of identified common natural resource pools: CNRP Name Wetland e.g. Musoti Coordinates Lat. Long. Elevation Attributes e.g. goods and services, size, villages access patterns, land use over time Wetland River Spring Woodland Activity 1: Farmer assisted transect walks Key informants: Community leaders Livestock herders Agricultural Extension Workers (AEW) Social group leaders/lead farmers 1. 2. 3. 4. 5. Materials: Preliminary natural resource (women and men’s maps) 1:50 000 topographic maps GPS receiver Flip charts Magic markers Methods 1. Natural resource maps will be used to define the line of the transect walk which will criss-cross the identified and major resource features identified from social resource mapping 2. Transects will be dictated by access routes and landscape 3. During the transect walk, the informants (facilitated by researchers) will undertake resource analysis of common natural resource pools in terms of: a. Area/size of common natural resource pool (use of GPS to calculating area) b. History/background of use of resource pool (up to 20 years) c. Extraction patterns for the named resources d. Who is extracting named natural resources e. How are natural resources are shared within f. How has natural resource use and access changed over time? g. How is excessive use/extraction controlled? 4. Participants will map villages accessing a particular resource pool and the coordinates of each village will be obtained through the use of a GPS receiver 120 Activity 2: Identifying plant species and determining species diversity CNRPs: Musoti wetland (Dendenyore) Vhuu wetland (Ushe) Participants: Elderly Youthful Herd boys Social group leaders/lead farmers Materials: 1. Preliminary natural resource (women and men’s maps) 2. 1:50 000 topographic maps 3. GPS receiver 4. Flip charts 5. Magic markers 6. 1m tape measure 7. 1m2 quadrat Methods 1. Vegetation in the wetland will be stratified into homogenous units based on attributes defined through participatory transect of the resource pool 2. 1m2 quadrats will be randomly thrown at different catena positions in the different homogenous units of the wetland. An additional 1m2 area will be added until no new species are identified 3. Plant species will be identified using the Plant Identification Guide Books, for the species which cannot be identified by researcher and participants, samples will be collected for identification at the National Herbarium and Botanical Gardens in Harare 4. The species diversity and abundance will be calculated by the Shannon-Weaver diversity index as follows S H′ = ∑ −(Pi ∗ lnPi ) i=1 Where: H’ = the Shannon diversity index Pi = fraction of the entire population made up of species i S = numbers of species encountered ∑ = sum from species 1 to species S 121 Species abundance and diversity data collection sheets Ward: Catena Position Quadrat Number: Local Name Latin name Date: CNRP: Total Area: Species counted (S) Use Activity 3: Selection of households for monitoring resource use and access patterns Common natural resource Name & Area pool Wetland Musoti (Dendenyore) Vhuu (Ushe) Woodland Manyanga (Dendenyore) Dombwe (Ushe) Number households 9 9 9 9 of Criteria for selecting households Household will be selected together with the extension worker based on: 1. Male headed household 2. De-facto female headed household 3. Female headed (widowed) household 4. Male headed (widowed) 5. Child headed Resource Use and Access Monitoring tools 1. Diaries Expected Outputs: a. Detailed list of natural resources extracted from a particular identified common natural resource pool b. A detailed map of distribution of natural resources at ward level c. List of households selected for monitoring natural resource use 122 Appendix 3: Natural resource use monitoring diaries Name: ……………………………………………………………………………… Village ……………………………………………………………………………… Month: ……………………………… Map of extraction points: (a) Natural resource extracted from wetland or woodland Name Type of product (Food or non-food) Rank (1=most important) 1 2 3 4 5 6 7 8 (b) Collection of natural resources Who collects Distance (km) Time taken to site 1 2 3 4 5 6 7 8 (c) Use of natural resources extracted Use of product Who uses product Period of usage 1 2 3 4 5 6 7 8 123 (d) Quantity used in household Quantity used per day Quantity per individual per day How consumed* 1 2 3 4 5 6 7 8 * (1= fresh/harvested; 2= cooked; 3= preserved) (e) Storage How are the products stored Quantity stored Period of storage (Months) 1 2 3 4 5 6 7 8 (f) Markets Market Quantity sold Unit of measurement Price unit per Product sold what form in 1 2 3 4 5 6 7 8 *(1= fresh/harvested; 2= cooked; 3= preserved; 4 = processed) 124 Appendix 4: Household data collection questionnaire Section A: General A1 A2 A3 A4 A5 A6 A7 Ward Village CNRP Name Household Size RG Farm size (acres) A8 A9 A10 A11 A12 A13 Father age Mother age No. of Children No. of infants Males (16 -58) Females (16-58) Section B: Farm details B. LIVESTOCK OWNED Poultry Draft cattle Year 2010 2011 2012 Cattle Goats Year 2010 2011 2012 Plough FARM IMPLEMENTS Cultivator Hoes Wheelbarrow Maize FARM YIELDS * Groundnuts Rice Cowpea Year 2010 2011 2012 Year Maize sold USD$ INCOME G/nuts sold USD$ 2010 2011 2012 125 Section C: Food Consumed (2011-2012) Type Nov Maize Rice Vegetables Beef Chicken Water Mazhanje Hacha Howa Mbira Tsuro Tsvanzwa Matufu Tsubvu Matamba Samwenda Chirevereve Chijonga Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Jan Feb Mar Apr May Jun Jul Aug Sep Oct Food consumed (bad year) Type Nov Maize Rice Vegetables Beef Chicken Water Mazhanje Hacha Howa Mbira Tsuro Tsvanzwa Matufu Tsubvu Matamba Samwenda Chirevereve Chijonga Dec 126 Section D: Climate Change Perception and Gender Roles 1. What caused CNRPs to decline? Indicator Rank 1 2 3 4 5 6 7 8 9 10 2. Household responsibilities and roles in extraction of natural resources (during a good year) 1 2 3 4 Natural resource Mazhanje Hacha Mvura Role 3. Household responsibilities and roles in extraction of natural resources (during bad year) 1 2 3 4 Individual Father Mother Boys Girls Role 4. Collection of Natural resources during a good and bad years Natural Resource 1 Water 2 Mazhanje 3 Hacha 4 Tsvanzwa 5 Matufu 6 Matohwe 7 Tsubvu 8 Chirevereve 9 Chijonga 10 Howa 11 Tsanga 12 Mutsvairo Good year Bad year 127 13 Hove 14 15 16 17 18 19 20 *1= Father; 2=Mother; 3= Boys; 4= Girls; 5 Other 128 Appendix 5: Publications from thesis Chagumaira, C., Rurinda, J., Nezomba, H., Mtambanengwe, F., Mapfumo, P. (Accepted). Changing use patterns of natural resources supporting livelihoods of smallholder communities and implications on climate change adaptation in Zimbabwe. Environment, Development and Sustainability. 129
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