Shanghai International Studies University Ecological Study In Moby Dick A Thesis Submitted to the Graduate School and College of English in Partial Fulfillment of the Requirements for the Degree of Master of Arts by Chang Jing Under the Supervision of Professor Zhang Helong May 2009 1 Acknowledgements I should like to express my deepest gratitude to all whose kind help and advice have made this work possible. I am especially indebted to my supervisor professor Zhang Helong , who discussed with me on this project at its earlist stage. It is under his direction that this thesis is finally completed. Throughout my studies, I have also had the good fortune to receive various advices and valuable guidance from my colleagues. My heartfelt thanks also go to my parents and husband who have constantly inspired and supported me. 2 中文摘要 《白鲸》是 19 世纪美国作家麦尔维尔的代表作。小说讲述的是亚哈船长 带领船员疯狂捕杀白鲸,最后被大海淹没的故事。本文作者试图从生态批评的 角度对《白鲸》进行解读。生态学是一门包容生命与环境,人类与自然, 社 会与地球,精神与物质的交叉学科。发掘,分析,和评论文学经典著作中所蕴 含的生态思想是生态文学研究的重要课题。本文从生态视角来审视《白鲸》中 体现出的人与自然的关系,人类精神世界的危机,及社会发展的不和谐。 第一章通过小说所体现出来的人与自然的关系分析麦尔维尔的自然生态 观以及他对人与自然如何和谐生存的思考。第二章通过对主人公亚哈的精神 世界的分析揭示出麦尔维尔对工业文明所带给人们思想上的困惑与冲突的沉 思。第三章通过对社会成员不平等关系及人际间的疏离的分析揭示出资本主 义的社会生态不和谐。小说体现了作者对生态危机的关注并且隐喻性地指出 人类只有尊重自然,保持人与人,人类精神世界的和谐才能走出所面临的困 境。 关键词 :自然生态 精神生态 3 社会生态 Abstract Moby-Dick is the masterpiece of Herman Melville, who is a famous mid-nineteenth-century American writer. Melville allegorically and vividly depicts the cruel killing of whales by Captain Ahab and the sailors on the whaling ship, and their tragically being drowned in the sea. This thesis intends to explore Moby-Dick on the basis of ecological study. Ecology is an interdisciplinary field which studies life and environment, human and nature, society and earth, spirit and material. Exploring and criticizing ecological ideology reflected in classical works is an important task of ecological literary. This thesis attempts to exam man/nature relationship, spiritual crisis and disharmony in social development from the angle of ecological view. Through the analysis of the relationship between man and nature, the first part reveals Melville’s natural ecological attitude and how man and nature can co-exist in harmony. Through the interpretation of Ahab’s spiritual world, the second part uncovers Melville’s meditation on man’s puzzlement and conflict of mind caused by industrial civilization. Through the discussion of inequality and isolation among social members, the third part exposes the disharmony of social ecology in capitalist society. The novel demonstrates the writer’s consideration over ecological crisis and indicates that to respect nature and keep spiritual harmony is the right road to get out of corner. Key words: natural ecology spiritual ecology social ecology 4 Contents Acknowledgements Abstract (Chinese) ·············································································ⅰ Abstract (English) ·············································································ⅱ Introduction ······················································································· 1 Chapter 1: Natural Ecology in Moby-Dick···················································· 6 Chapter 2: Spiritual Ecology in Moby-Dick ·················································12 Chapter 3: Social Ecology in Moby-Dick ····················································23 Conclusion ·······················································································31 Bibliography ·····················································································33 5 Introduction Herman Melville was born in 1819 in New York City, the third of eight children of a wealthy family. In 1830 his father’s business collapsed and two years later, his father died. The death of his father forced Melville to leave school to help support his family when he was only thirteen. During the following 6 years, he managed to study in school in spite of his difficulties. At the age of 19, he began his first sail. He endured the harsh and often brutal life at sea, befriending cannibals in the south pacific and enjoying a pleasant stay among the natives of Tahiti. By this time Melville had already started writing based on his colorful and exotic experiences at sea. Melville was strongly influenced by his love of the sea, but like other authors of his time, he was also influenced by romanticism. In January of 1841 Melville undertook a second voyage. This experience later formed the core of his first novel: Typee; a peep at Polynesian life. In 1844, Melville reached America once more and his family’s fortune had dramatically improved. In 1849, his new book Mardi was published; another Polynesian adventure, which was a commercial disappointment. The successes Redburn(1849) and white-Jacket(1950) made Melville renowned. He followed these with Moby-Dick (1851), Pierre (1852), Israel Potter (1855), Bartle by the Scrivener (1853), and Benito Cereno (1855). The Confidence Man (1857) is the final novel that Melville published during his life time. He published some poetries and proses in his remaining years. In 1891 he completed the novel Billy Budd, and five months later he died. Moby-Dick wasn’t always understood to be a great book. Its first reviews were mixed, it didn’t sell well, and its publication marked the beginning of a decline in Melville’s fortunes. The book’s status is now secure. In Moby-Dick Melville anticipated tensions that became deep crises between man’s physical world and spiritual world. Moby-Dick provides a comment on our social situation, and allows us to see more clearly the defining colors of our time. Melville is diagnosing our condition and he is the prophet of his age. Herman Melville lived in a time with robust philosophical tides flowing. The deepen appreciation of nature and the exaltation of emotions over reason and intellect were emphasized. At this turning point, people in all fields rose to seek a better position in the net of society, paying much attention to self-importance and self-examination. The nature of human beings was heightened and curiosities also were raised for these idiocy crazies by 6 allowing each of his characters in Moby-Dick to speak out a different voice. Moby-Dick provides a solid multi-foreground for nature and human characters and actions. The whaling ship itself is an explorer, and her pursuit of the whaling alone can be viewed as an exploration, an expedition both spiritually and virtually in nature, human being and society, which is enough to make the novel worth studying. Willard Thorp once even said that the readers could say whatever they think about Moby-Dick just as they like. The novel is regarded as an encyclopedia of everything: his story, philosophy, religion, etc, in addition to a detailed account of the operations of the whaling industry. Some critics even point out that “to get to know the 19th century American mind and America itself, one has to read this book.”1 Moby-Dick’s plot is very simple: Ahab, the captain of the ship named “Pequod”, wanted to kill a white whale named Moby-Dick, which reaped his leg. Under Ahab’s leadership, a group of whalers went to seek and kill the white whale. This huge sea monster had a conflict with Ahab, who not only has lost a leg to the whale in a previous voyage, but received a twist in the brain. He believed he was predestined to take a bloody revenge, which made him a victim of a deep, cunning monomania. The seeking course lasted for nearly two years before the white whale was encountered with. Fighting with Moby-Dick lasted for several days; Ahab and all other whalers lost their lives except Ishmael, the narrator (also the spokesman of author) who let us know the adventurous story. However it is more than a story of killing a whale, Moby-Dick’s theme is so complex that presently no consensus has been reached on, which is the charming and magic point of this novel. So Moby-Dick can be regarded as such a classical representative of Melville’s insightful pondering on man and the life, which implies a tragic story of the doomed failure of human civilization .It reveals a sad vision of the author’s embarrassment with “the universal problem of reconciling ourselves to our aloneness and our mortality”.2 It is a novel that is “a challenge and affront to all the habit of mind that typically prevailed in the 1 2 Chang Yaoxin, A Survey of American literature. Tianjin: Nankai University Press, 1990. p.113. Harry Levin, The power of Blackness: Hawthorne, Poe, Melville. Chicago: Ohio University Press, 1980. p.285. 7 19th century.”3 The novel intends to shock us into an awareness of catastrophic result if we do not make a timely retrospection. The ending in the form of a total ruin declares the necessity of a spiritual remolding of human mind and its reflection on life’s true meaning which is full of great inspiration to modern people. Since the 1920s, Moby-Dick has received intense critical attention from various perspectives. Most critics focus their attention on the theme of Bible, Romance, Myth and the theme of evil. Moby-Dick was then regarded by most critics as a great achievement instead of a big failure. In the light of modern criticism, the focus mainly lies in symbolism, the dramatization of the interior life in Ahab, other characters, rich diversity of the form and the various themes. Some critics assert that Melville is anti-Christian, and he is skeptic of Christian God. Melville’s ultimate goal in Moby-Dick was to tell a story which would illuminate, obliquely, his personal declaration of independence not only from the tyranny of Christian dogma but also from the sovereign tyranny of God Almighty. In general, Moby-Dick has become a research focus, attracting more and more researchers to join in the hot debate. The author of this thesis discovers that few domestic researches on analysis of ecology can be found. This thesis intends to probe Moby-Dick on the basis of ecological study. With the development of eco-criticism from 1970s, critics began to employ ecocriticism to analyze literary works. Eco-literature or ecocriticism is one of the most recent interdisciplinary fields to have emerged in literary and cultural studies. It “explores the ways in which we imagine and portray the relation between human and the environment in all areas of cultural production”. And “It is inspired by, but also critical of, modern environmental movements.”4 Eco-criticism criticizes anthropocentricism, domination of nature, industrious destruction to nature and advocates ecological duties as well as emphasizes the harmonious relationship between man and nature. Most ecocritical works reveal the awareness that we have reached the age of environment limits, a time when human actions are damaging the planet’s basic life support systems and crises are growing in both ecosphere and spiritual sphere. Historian 3 4 Mumford Lewis, Herman Melville. New York: Literary guild of American, 1929. p180. Garrard Greg, Ecocriticism . Routledge: Taylor&Francis Group. 2004. pⅰ. 8 Donald Worster maintains that humanists have an important role to play in addressing these crises: “we are facing a global crisis today, not because how ecosystems function but rather because how our ethical systems function. Getting through the crises requires understanding of our impact on nature as precisely as possible, but even more, it requires understanding of those ethical systems and uses that understanding to reform them. Historians, along with literary scholars, anthropologists and philosophers can not do the reforming of course, but they can help with the understanding.”5 The collection entitled Reading the Earth is specific in the matter of ethical commitment of ecocriticism. As Michael P Branch et al.explains: “Implicit (and often explicit) in much of this new criticism is a call for cultural change. Ecocriticism is not just a means of analyzing nature in literature; it implies a move toward a more biocentric worldview, an extension of ethics, a broadening of humans’ conception of global community to include nonhuman life forms and the physical environment, just as feminist and African American literary criticism call for a change in culture- that is , they attempt to move the culture toward a broader worldview by exposing an earlier narrowness of our culture’s assumptions about the natural world has limited our ability to envision an ecologically sustainable human society.”6 At the first stage, eco-criticism mainly focuses on environmental protection and the study of nature writing in literary field. It studies how nature and environment are described in literary works. It criticizes man’s excessive exploitation on nature and advocates harmonious relationship between man and nature. From this point of view, the author of this thesis finds that the novel Moby-Dick is full of beautiful descriptions of the sea and whale which are the symbol of nature. Herman Melville in this masterpiece deals with the fight between man and nature. Captain Ahab together with the crew in the whaling ship “Pequod” is the representative of man in 19th century. The first chapter of this thesis attempts to explore the conflict between man and nature, and man’s exploitation on nature, so as to clarify Melville’s idea that man should build a harmonious relationship with nature. Although some critics think ecocriticism should not reach out to larger areas, in fact, its territory has expanded to social and spiritual areas in literary works. According to professor Lu Shuyuan: Donald Worster, The Wealth of Nature Environmental History and the Ecological Imagination. New York: Oxford Press, 1993. p27. 6 Michael P Branch et al, Reading The Earth. Idaho: University of Idaho Press, 1998. pⅷ. 5 9 All the effective responses to ecological challenges should be based on religion and philosophical world view, not confined to resource protection. Ecological crisis roots from human’s spiritual crisis and cultural crisis. It is human’s values and aims of being that influence their attitude on nature. Eco-criticism should not only analyze nature in literature, but should probe into the root of ecological crisis from the perspectives of spirit, culture and society. Therefore the theories of spiritual ecology and social ecology come into being.7 Spiritual ecology is to explore ecological crisis from the perspective of man’s spiritual world. Human’s mental status and emotional life are the subjects of study in spiritual ecology. According to this theory, the author of this thesis puts the focus on the hero’s spiritual world. Through the analysis of Ahab’s spiritual world, the author intends to expose his spiritual symptom and analyze its primary reason, hoping to find the way to human’s spiritual harmony. Social ecology studies the relationship between human, social environment and social structure. Whether the current policies create a social environment where human can keep his physical and mental health is the measure to judge social ecological harmony. On the basis of this theory, the author of this thesis discusses the unhealthy relationships among social members. In capitalist society, profit-seeking and health accumulation are viewed as the supreme end. Such social environment breeds inequality and isolation among social members which is the expression of social ecological disharmony. 7 鲁枢元,《生态文艺学》. 西安: 陕西人民出版社, 2000. p146. 10 Chapter 1 Natural Ecology in Moby-Dick Natural ecology emphasizes the role that the natural environment plays in a cultural community, examining how the concept of “nature” is defined, what values are assigned to it or denied it and why, and the way in which the relationship between human and nature is envisioned. More specifically, it investigates how nature is used literally or metaphorically in certain literary or aesthetic genres and what assumptions about nature underline genres that may not address this topic directly. Theories of natural ecology ask questions like the following “how nature is presented in literary? Are the values expressed in this play consistent with ecological wisdom? How can we characterize nature writing as a genre? In what ways has literary itself affected human relationship to the natural world?”8 The purpose of this chapter is to offer a natural ecocritical study of Moby-Dick in an attempt to unfold the theme- the fight between man and nature and to clarify the idea that man should build a harmonious relationship with nature, and boost ecological sustainable development. The author of this thesis wishes to awake people to pay more attention to Melville’s importance in the field of eco-literature. Herman Melville in his masterpiece Moby- Dick deals with the fight between man and nature. In this novel the white whale, Moby-Dick, is the symbol of nature and Ahab together with the crew on the ship is the symbol of man. Ahab harbored a deep hatred for Moby-Dick and went to the sea again to seek for vengeance, defying the greatness and power of nature. Except that Ahab chased the white whale for vengeance and to fulfill his self desire, many other sailors hunted whales for wealth. At that time, America was in its economic booming and most people thought man could do anything to nature. Melville holds different views about the relationship between man and nature from his contemporaries in his time and he prophetically demonstrates that human being’s greedy plundering of nature will unavoidably lead to a tragic end. All the crew’s death on “Pequod” best illustrates such an idea. The development of modern civilization is based on the exploitation and utilization of nature. To some degree, the development of human civilization has been accompanied by 8 Chery Glotfelty &Harold Fromm, The Ecocriticism Reader: Landmarks in literary Ecology. Athen: The University of Georgia Press, 1996.p189. 11 human’s plundering and ruining on nature. Sailing becomes modern civilization’s encroachment on nature and human’s most inner desire of conquering nature. The first half of the 19th century, America saw a period of tremendous economic development. During the period the United States had completed its Industrial Revolution and was striving for the development of its economy. Americans were optimistic about their future and worked hard to accelerate the development of economy. They utilized the abundant natural resources without mercy. During this period, the west movement began and spreaded in the whole country, especially after the gold rush in California in 1849.Many Americans went to the west and exploited the natural resources there. But the expansion was not merely confined to the land, it extended to the seas. Melville explains quite clearly what the sea and sea species are meat to most of human beings in the following short paragraph: What wonder, then, that these Nantuckters, born on a beach, should take to the sea for a livelihood!They first caught crabs and quohogsin the sand; grown bolder, they waded out with nets for mackerel; more experienced, they pushed off in boats and captured cod; and at last, launching a navy of great ships on the sea, explored this watery world; put an incessant belt of circumnavigations round it; peeped in at Behring’s Straits; and in all seasons and all oceans declared everlasting war with the mightiest animated mass that has survived the flood; most monstrous and most mountainous.9 Crabs、quahogs、mackerel、cod and the whale living in the sea are all silenced here to serve for a livelihood of human beings. The sea for man is all but the resource for living, is what human being “should” take to live “in all seasons”. Whales in man’s eyes are nothing but the resources of human life. The whaling ship is a machine for the exploitation of nature. Whaling ships carrying the profit-seekers intrude into the sea for commercial purposes. Human recklessly kills whales to provide them with the necessities for life and at the same time to accumulate wealth. Human being’s relentless killing of whales has been questioned by Melville who has given us some shocking numbers about the perishing whales in the novel. The whale-killing makes whales unable to escape speedy extinction. The cause of the wondrous extermination of animals on the land and in the sea is the spear of man. Whales are a 9 Herman Melville, Moby-Dick. London: Worthsworth Editions, 2002.p58. 12 vitally necessary source of energy to light, the lamps of civilization. Therefore, they must be hunted out, killed and dismembered so that their raw natural energies can be transformed and applied to the uses of civilization. Man can get food﹑ light and shelter from the environment which assure man’s material existence. But what has accompanied with the intrusion into nature is not only progress in civilization but also sense of guilty and damage to environment. Ishmael implies in chapter 16 that during the process of exploiting nature, man’s spiritual world is being eroded .For example, in chapter 16 “The ship”, Ishmael shows readers his viewpoint through talking about captain Bildad: “though refusing , from conscientious scruples ,to bear arms against land invaders, yet himself had illimitably invaded the Atlantic and Pacific; and though a sworn foe to human bloodshed, yet had he in his straight-bodied coat, spilled turns upon tans of leviathan gore. How now in the contemplative evening of his days, the Pious Bildad reconciled these things in the reminiscence, I do not know; but it did not seem to concern him much, and very probably he had long since come to the sage and sensible conclusion that a man’s religion is one thing, and this practical world quite another. This world pays dividends.”10 In Moby-Dick the hunting pictures are also described vividly. In chapter61 the bloody picture is described: “the red tide now poured from all sides of the monster like brooks down a hill. His tormented body rolled not in brine but in blood, which bubbled and seethed for furlongs behind in their wake. The slanting sun playing upon this crimson pond in the sea, dent back its reflection into every face, so that they all glowed to each other like red men. And all the while, jet after jive of white smoke was agonizingly shot from the spiracle of the whale, and vehement puff after puff from the mouth of the excited headsman.” 11 We are brought into a world, in which men and animals injure and destroy each other in the normal course of existence, in the whole routine of hunting , chase, slaughter and dismemberment—the hunter’s and butchers’ bloody work. That is the whaleman’s life and may be his death when the persecuted whale retaliates on his body or that is the fate of the pathetic whales when chased and slaughtered by the maniac whalemen. Besides wealth, people also glean death in whaling. In chapter 7 Ishmael describes a very shocking scene of cenotaphs. The marble tablets record those who lost their lives in remoter waters or under whale’s jaws. Yet their loss of lives were not pitied but regarded as 10 11 Herman Melville, Moby-Dick. London: Worthsworth Editions, 2002. p64. Ibid. p239. 13 ignominious. Ishmael sentimentally laments “ what despair in those immovable inscriptions!what deadly voids and unbidden infidelities in the limes that seem to gnaw upon all Faith and refuse resurrections to the beings who have placelessly perished, without a grave.”12 The “infidelities” of the perished whalemen are “unbidden” since they did not want to become infidels and did not ask for the death themselves. The ecologists advocate equality. They believe that all species are intrinsically equal and therefore they have an equal right to live. So humans should treat nature and beings in nature equally. Human should respect nature and take full responsibility of nature as well as establish a harmonious relationship with nature. Melville, through the mouth of Ishmael, exposes his fellowmen’s greedy exploitation on nature. Driven by the desire for more wealth, they take nature as a cornucopia and keep on plundering it. At last, they can’t escape the punishment of the raged nature. Nature allows human beings to live tranquilly, if only we do not disturb her harmony. In the novel, Ishmael describes the loveliness and helplessness of the whale when Moby-Dick is encountered first, he is in no flurry (chapter 133), “a gentle joyousness- a mighty mildness of repose in swiftness, invested the gliding whale. Not the white bull Jupiter swimming away with ravished Europa clinging to his graceful horns; his lovely, leering eyes sideways intent upon the maid; with smooth bewitching fleetness, rippling straight for the nuptial bower in Crete, not Jove, not that great majesty Supreme!did surpass the glorified 13 white whale as he so divinely swam.” But all the tranquil and harmonious scenes are destroyed by men’s invasion. Actually, nature and humans can be in harmony with each other and they both are co-existent and interdependent on each other. Moby-Dick reflects this kind of associating and coexisting relationship between nature and humans. In the novel, the whales and the sea are the embodiment of nature. In our common sense, probably the hugeness of the whale and the immensity of the whale horrify us, however, observing carefully, we will perceive the amicability of the whales and feel the beauty of nature, if we do not disturb its serenity and harmony. The novel Moby-Dick is full of descriptions of the sea, which is not only the setting of the story but also part of nature. Melville thinks highly of the power of nature and its Herman Melville, Moby-Dick .London: Worthsworth Editions, 2002p32. .Ibid.p447. 12 13 14 beauty. Ishmael is the spokesman of Melville in depicting the beauty and power of nature in the novel, whose attitude toward the sea and Moby-Dick is full of the respectful reverences and wonder. Wherever Ishmael is, on the deck or on the mast, he is always observing the beauty of the sea and the whales. He thinks highly of the amicability of the whales. For example, in chapter 87 “Grand Armanda”, Ishmael humanizes the whales. Whale babies and mothers appear human in their nursing and in their obvious affection. He describes the scene: “for suspended in those watery valts floated the forms of the nursing mothers of the whales, and those that by their enormous girth seemed shortly to become mothers. The lake, as I have hinted, was to a considerable depth exceedingly transparent; and as human infants while suckling will calmly and fixedly gaze away from the breast, as if leading two different lives at the time; and while yet drawing mortal nourishment, be still spiritually feasting upon some unearthly reminiscence”.14 Ishmael describes the whales not only as mothers and children, but also as husbands, wives and even grand fathers. Certain humanity seems to sink into certain animal behaviors, which usually fills us with a feeling of love. Ishmael locates virtue in the whale and holds the leviathan up as a standard for human thought and action. Even though “surrounded by circle upon circle of consternation and affrights,” “these inscrutable creatures” did “at the center freely and fealessly in all peaceful concernments; serenely reveled in dalliance and delight.” 15 In addition, the novel also indicates that the existence of the deep sea owns ecological values, because nature, on the whole, is an organic life and accordingly, each part of it affects each other. Here the deep sea is the very Garden of Eden to the whales, for they live in it happily and freely. Deep ecology asserts that richness and diversity of life form contribution to the realization of these values and are also values in themselves. Humans have no right to satisfy their vital needs. Lives in nature have their own intrinsic values and are not merely resources for the development of the so-called higher or rational life forms. Deep ecology concerns that no natural object is conceived of solely as a resource. Every kind of life is equal in its right, which is determined by natural law. The Holy Bible says that all the creatures are sons and daughters of God and every one is created to be equal. 14 15 Herman Melville, Moby-Dick .London: Worthsworth Editions, 2002. p321. Ibid. p322. 15 We can think of the good of an individual nonhuman organism as consisting in the full development of its biological powers. This leads to a critical evaluation of human modes of production and consumption. Harmony with nature instead of egotistical exploitation of Nature may be man’s right choice. But Ahab’s attitude towards nature represents a modern one. on the spur of technical inventions, man is eager to change his passive role from a slave to a master, putting the resourceful nature at his wanton disposal and squeezing from it the material enjoyment to a maximum degree, for it is “his right and duty to subdue, organize, investigate and exploit to serve his profane mental curiosity or his acquisitive material appetites.” 16 But contrary to man’s wishes this process has pressed on with the dehumanization of man himself. It is a digress of civilization , for to be true human is to respect and protect the nature, not to subjugate nature to the will of man .Ahab lacks the ability to enjoy and fails to make an intimate touch with the nature- the very nourishment of human soul. He is a destructive and murderous baron that values technology highly in an era of industrial capitalism, harboring a kind of aggressive attitude to the natural world. He believes that nature has no reason for existence save to serve humans. When the whale is hunted and killed, it is what should be like. But when nature fights back by “ chewing up” the killer’s “leg”, and knocks over the ships, she is “unreasonable” and “malicious”, having no way but to die for their “guilt”. Nothing can even take the challenge of man’s will and deed. Moby-Dick did and he must die. The hatred for the power of nature represented by Moby-Dick destroyed Ahab’s dignity and arrogance, and the desire for domination of Moby-Dick accelerated the pace of his death. He tortured the other crewmen on the whaling ship as well as tortured himself mentally, which trapped himself into a mental corner. He stubbornly insisted on what he was doing and thought he was right. Humans want to prove their power and domination of nature, but we are not strong enough compared with nature. Now we acknowledge the greatness of Moby-Dick in eco-literature, because it prophesies the catastrophe caused by the fights between man and nature. If it can be said that in Melville’s era, ecological crises had not yet clearly showed 16 Philip Sherrard, The Eclipse of man and Nature west Stockbridge. Lindis Farne Press, 1987. p44. 16
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