Animal Farm NOTES AUTHOR GEORGE ORWELL • Biography of George Orwell (1903-1950) • George Orwell was born Eric Blair on June 25, 1903, in Motihari, India. The Blairs moved back to England in 1904 so that the children could be brought up in a more traditional Christian environment. Blair attended Eton college which usually led directly to higher education at a university, often Oxford or Cambridge. Blair shunned further formal schooling, and after leaving Eton in 1921, returned to India in 1922 to join the Indian Imperial Police. Blair resigned from the police force in 1927, returning to England. In 1928, Blair moved to Paris to become a writer, where he again lived among the poor, and was eventually forced to abandon his writing and become a dishwasher. He returned to England the next year finding work as a teacher at a private school. This position gave Blair time to write. Attracted by the vision of a society without class distinction, Orwell fought for socialism in Spain, but was wounded in the neck and forced to return to England in 1938. Upon his return to England, Orwell fell ill with tuberculosis, which he neglected. In 1941, Orwell went to work for the BBC as a broadcaster for India, a post which he resigned to become the literary editor for The London Tribune. This position was equally short-lived however, as Orwell resigned in 1945 to begin work on ANIMAL FARM. ANIMAL FARM was published, and Orwell became "famous overnight". In reaction to the sudden fame, Orwell moved to the island of Jura, off the coast of Scotland, which aggravated his tuberculosis considerably. While at Jura, Orwell wrote his last novel and perhaps most famous novel, 1984. In 1949 Orwell returned to England, but his tuberculosis was by that time painfully advanced. He eventually succumbed to the disease, dying on January 21, 1950. George Orwell 1903-1950 CONTEXT Animal Farm, written in 1945, attacks the idea of totalitarian communism (a political system in which one ruling party plans and controls the collective social action of a state) by painting a terrifying picture of a world in which personal freedom does not exist . A “fairy story” in the style of Aesop’s fables, it uses animals on an English farm to tell the history of Soviet communism. Certain animals are based directly on Communist Party leaders: the pigs Napoleon and Snowball, for example, are figurations of Joseph Stalin and Leon Trotsky, respectively. To better understand these, it is helpful to know at least the basics of Soviet history under Communist Party rule, beginning with the October Revolution of 1917. In February 1917, Czar Nicholas II, the monarch of Russia. At the end of October Vladimir Lenin, the architect of the Russian Revolution, became chief commissar. Almost immediately, Lenin’s chief allies began jockeying for power in the newly formed state; the most influential included Joseph Stalin, and Leon Trotsky, Trotsky was a popular and charismatic leader, famous for his impassioned speeches. Stalin preferred to build his power behind the scenes. After Lenin’s death in 1924, Stalin orchestrated an alliance against Trotsky. In the following years, Stalin succeeded in becoming the unquestioned dictator of the Soviet Union and had Trotsky expelled first from Moscow, then from the Communist Party, and finally from Russia altogether in 1936. Trotsky fled to Mexico, where he was assassinated on Stalin’s orders in 1940. Historical Context Russian society in the early twentieth century was made up of two groups: a tiny minority controlled most of the country’s wealth, while the vast majority of the country’s residents were poor and oppressed peasants. Communism arose in Russia when the nation’s workers and peasants, assisted by a class of concerned intellectuals known as the Intelligentsia, rebelled against and overwhelmed the wealthy and powerful class of capitalists and aristocrats. They hoped to establish a socialist utopia based on the principles of the German economic and political philosopher Karl Marx. In Das Kapital (Capital), Karl Marx put forth an economically based interpretation of human history, arguing that society would naturally evolve—from a monarchy and aristocracy, to capitalism, and then on to communism, a system under which all property would be held in common for all people . The dignity of the poor workers oppressed by capitalism would be restored, and all people would live as equals. Marx followed this work with The Communist Manifesto, a call to action that urged, “Workers of the world, unite!” The new regime took land and industry from private control and put them under government supervision. This centralization of economic systems constituted the first steps in restoring Russia to the prosperity it had known before World War I and in modernizing the nation’s primitive infrastructure, including bringing electricity to the countryside. After Lenin died in 1924, Joseph Stalin and Leon Trotsky jockeyed for control of the newly formed Soviet Union. Stalin, a crafty politician, soon banished Trotsky, an idealistic supporter of international communism. Stalin then began to consolidate his power with brutal intensity, killing or imprisoning his political enemies and overseeing the removal of approximately twenty million Soviet citizens. Character Profiles Mr. Jones: Mr. Jones is Orwell's chief (or at least most obvious) villain in Animal Farm. Orwell says that at one time Jones was actually a decent master to his animals. At this time the farm was thriving. But in recent years the farm had fallen on harder times (symbol of the world-wide Great Depression of the 30's) and the opportunity was seen to revolt. Mr. Jones symbolizes (in addition to the evils of capitalism) Czar Nicholas II, the leader before Stalin . Jones represents the old government, the last of the Czars. Orwell suggests that Jones (Czar Nicholas II) was losing his "edge." In fact, he and his men had taken up the habit of drinking. Old Major: Old Major is the first major character described by Orwell in Animal Farm. This "purebred" of pigs is the kind, grand fatherly philosopher— an obvious metaphor for Karl Marx. Old Major proposes a solution to the animals' desperate plight under the Jones "administration" when he inspires a rebellion of sorts among the animals. Napoleon: Napoleon is Orwell's chief villain in Animal Farm. The name Napoleon is very deliberate since Napoleon, the dictator of France, was thought by many to be the AntiChrist. Napoleon, the pig, is really the central character on the farm. Obviously a metaphor for Stalin, Napoleon represents the human flaws of any revolution. Although Napoleon seems at first to be a good leader, he is eventually overcome by greed and soon becomes powerhungry. Of course Stalin did this in Russia, leaving the original equality of socialism behind, giving himself all the power and living in luxury while the common people suffered. Snowball: Orwell describes Snowball as a pig very similar to Napoleon— at least in the early stages. Both pigs wanted a leadership position in the "new" economic and political system But as time goes on, both eventually realize that one of them will have to step down. Soon the differences become too great to deal with, so Napoleon decides that Snowball must be eliminated. Snowball represents Trotsky, the archrival of Stalin in Russia. The parallels between Trotsky and Snowball are uncanny. Trotsky too, was exiled, not from the farm, but to Mexico, where he spoke out against Stalin. Stalin was very weary of Trotsky, and feared that Trotsky supporters might try to assassinate him. Trotsky was murdered in Mexico by the Russian internal police,the KGB. Trotsky was found with a pick axe in his head at his villa in Mexico. Moses: Moses is perhaps Orwell's most intriguing character in Animal Farm. This raven, first described as the "especial pet" of Mr. Jones, is the only animal who doesn't work. He's also the only character who doesn't listen to Old Major's speech of rebellion. He claimed to know of the existence of a mysterious country called Sugar candy Mountain, to which all animals went when they died. It was situated somewhere up in the sky, a little distance beyond the clouds. Moses represents Orwell's view of the Church. To Orwell, the Church is just used as a tool by dictatorships to keep the working class of people hopeful and productive. Orwell uses Moses to criticize Marx's belief that the Church will just go away after the rebellion. Orwell seems to offer a very cynical and harsh view of the Church. Boxer: The name Boxer is cleverly used by Orwell as a metaphor for the Boxer Rebellion in China in the early twentieth century. It was this rebellion that signaled the beginning of communism in red China. Boxer is used by Orwell to represent the proletariat, or unskilled labor class in Russian society. This lower class is naturally drawn to Stalin (Napoleon) because it seems as though they will benefit most from his new system. Squealer: He is first described as a manipulator and persuader. Squealer is a metaphor of Pravda, the Russian newspaper of the 1930's. The newspaper was used as a propaganda tool to spread the “good news” about the revolution. In Animal Farm, Squealer, like the newspaper, is the link between Napoleon and other animals. Mollie: Mollie is one of Orwell's minor characters, but she represents something very important. Mollie is the animal who is most opposed to the new government under Napoleon. She doesn't care much about the politics of the whole situation; she just wants to tie her hair with ribbons and eat sugar, things her social status won't allow. Mollie characterizes the typical middleclass skilled worker who suffers from this new communism concept. Benjamin: Old Benjamin, an elderly donkey, is one of Orwell's most intriguing characters on Animal Farm. He is described as rather unchanged since the rebellion. He still does his work the same way, never becoming too exited or too disappointed about anything that has passed. Benjamin symbolizes the older generation, the critics of any new rebellion. Benjamin is the only animal who seems as though he couldn't care less about Napoleon and Animal Farm. It's almost as if he can see into the future, knowing that the revolt is only a temporary change, and will flop in the end. Benjamin is the only animal who doesn't seem to have expected anything positive from the revolution. He is not sucked in by Napoleon's propaganda like the others. Muriel: Muriel is a knowledgeable goat who reads the commandments for Clover. Muriel represents the minority of working class people who are educated enough to decide things for themselves and find problems with their leaders. Unfortunately for the other animals, Muriel is not charismatic or inspired enough to take action and oppose Napoleon and the pigs. Pigs: Orwell uses the pigs to surround and support Napoleon. They symbolize the communist party loyalists and the friends of Stalin. The pigs, unlike other animals, live in luxury and enjoy the benefits of the society they help control. The inequality and true hypocrisy of communism is expressed here by Orwell, who criticized Marx's view of a socialist, "utopian" society. Obviously Orwell doesn't believe such a society can exist. Dogs: Orwell uses the dogs in his book, Animal Farm, to represent the KGB or perhaps more accurately, the bodyguards of Stalin. The dogs are the arch-defenders of Napoleon and the pigs, and although they don't speak, they are definitely a force the other animals have to contend with. Orwell describes the dogs as mindless robots, so dedicated to Napoleon that they can't really speak for themselves. Mr. Frederick: The theme of the gun and flag rituals performed by the animals at the urging of Napoleon is strengthened through Orwell's description of Mr. Frederick, the neighbor of Animal Farm. Frederick, through the course of the book, becomes an enemy and then a friend and then an enemy again to Napoleon, who makes many secret deals and treaties with him. Mr.Pilkington: Orwell uses Pilkington, another neighbor of Animal Farm, as a metaphor for the Allies of World War II (excluding, of course Russia). Like the Soviet Union before World War II, Animal Farm wasn't sure who their allies would be. But after losing the relationship with Frederick (Germany), Napoleon (Stalin) decides to befriend Pilkington, and ally with him. Pigeons: The pigeons symbolize Soviet propaganda, not to Russia, but to other countries, like Germany, England, France, and even the United States. Russia had created an iron curtain even before WWII. The Communist government raved about its achievements and its advanced technology, but it never allowed experts or scientists from outside the country to check on its validity. METAPHOR ANALYSIS Farmhouse: The Jones' farmhouse represents in many ways the very place where greed and lust dominate. Unlike the barn, which is the fortress of the common man, the genuine concept of socialism, the farmhouse, where Napoleon and the pigs take over, symbolizes the Kremlin. Animalism: The vague yet often referred to concept of animalism is used by Orwell to signify the generic view of socialism. This view was first expounded by Karl Marx (old Major), who, in Orwell's opinion was naive in thinking that his philosophy would actually work. Orwell, was critical of Marx because he didn't take into account the greed and jealousy which would eventually undermine the entire cause. Gun/Flag: Probably the most profound metaphor in Orwell's Animal Farm is the idea of the gun and flag. The nationalism the animals' feel is demonstrated through their daily processions and rituals where they practically worship the flag (their institution of the state and obviously not God). The gun represents the triumphant yet violence-ridden overthrow of Mr. Jones. Again, opposing Marx's ideal that rebellion is to be accomplish through honesty, innocence, and passive determination, Napoleon and even Snowball rise to power prematurely by using death and destruction. Thus they prove themselves no better than Jones and the previous administration. The fact that Napoleon outlaws Beasts of England demonstrates the formal power of the state. No longer is socialism just a generic belief in equality made by everyday common animals, but now it is a money-hungry powerhouse of oppression run by the government. Battle of Cowshed: The Battle of Cowshed is a clear metaphor for the overthrow of the old Russian government based on czars (Mr. Jones). In Russia, this change took the Soviet Union out of World War I and eventually led to the rise of Lenin and Stalin. The violence used in the battle, however was not condoned by Marx (old Major) or Orwell, who both believed in pacifism. Snowball and Napoleon, though, were too greedy and were required to use force in order to establish their corrupt government. Sugarcandy Mountain: Orwell uses Sugarcandy Mountain to symbolize the Christian concept of Heaven. The Church is criticized in Animal Farm because it is the institution that inspires the animals to work using "lies" and manipulation. Ribbons & Sugar: Orwell's use of ribbons and sugar symbolizes the luxuries of life enjoyed by the old middle class under the old government. Mollie, the symbol for the capitalist, is particularly fond of ribbons and sugar - so much so that she leaves the farm for them. Milk: Orwell uses milk to represent the care and love that mothers give to their children. When Napoleon takes the milk for himself and the other pigs, he is, in essence, stealing the very core of the people. Now he can raise the children (other farm animals) as a tool of the state. No longer is the power in the family; now the cornerstone of civilization is in the totalitarian government of Napoleon (Stalin). Alcohol: Orwell uses alcohol to represent the "Old" Russia. He first notes that the reason Jones lost control of the farm and began being cruel to the animals was because of alcohol. It symbolizes, more than anything, a corrupt government— a government drunk on prosperity (a prosperity which never trickles down to the common animal). Windmill: The windmill is used by Orwell to symbolize Soviet industry. In the book, the windmill was destroyed several times before it finally was complete. This represents the trials the communists in Russia went through to establish their arms - production industry. Eventually, however, Russian industry did stabilize, despite the lack of safety precautions and trivial concern for the people's well being. The average middle-class worker received no special treatment and was treated as a "person of the state." SONGS: Animal Farm is filled with songs, poems, and slogans, including Major’s stirring “Beasts of England,” Minimus’s ode to Napoleon, the sheep’s chants, and Minimus’s revised anthem, “Animal Farm, Animal Farm.” All of these songs serve as propaganda. By making the working-class animals speak the same words at the same time, the pigs evoke an atmosphere of grandeur and nobility associated with the recited text’s subject matter. The songs also erode the animals’ sense of individuality and keep them focused on the tasks by which they will achieve freedom.
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