Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. THE AMERICAN JOURNAL OF DRUG AND ALCOHOL ABUSE Vol. 30, No. 3, pp. 537–550, 2004 Effectiveness of Long-Term Residential Substance Abuse Treatment for Women: Findings from Three National Studies# Lawrence Greenfield, Ph.D.,1,* Kenneth Burgdorf,1 Xiaowu Chen,1 Allan Porowski,1 Tracy Roberts,1 and James Herrell2 1 2 Caliber Associates, Fairfax, Virginia, USA Center for Substance Abuse Treatment, Rockwall II, Rockville, Maryland, USA ABSTRACT The effectiveness of residential substance abuse treatment for women was examined using data from the Center for Substance Abuse Treatment’s Residential Women and Children/Pregnant and Postpartum Women (RWC/PPW) Cross-Site Study and two other recent national # This study was supported under contract 270-97-7030 from the Center for Substance Abuse Treatment (CSAT), Substance Abuse and Mental Health Services Administration (SAMHSA), and the U.S. Department of Health and Human Services (DHHS). Views and opinions are those of the authors and do not necessarily reflect those of CSAT, SAMHSA, or DHHS. *Correspondence: Lawrence Greenfield, Ph.D., 11123 Midvale Rd., Kensington, MD 20895, USA; E-mail: [email protected]. 537 DOI: 10.1081/ADA-200032290 Copyright D 2004 by Marcel Dekker, Inc. 0095-2990 (Print); 1097-9891 (Online) www.dekker.com Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. 538 Greenfield et al. studies. Treatment success was defined as posttreatment abstinence from further drug or alcohol use, measured through in-person follow-up interviews conducted 6 – 12 months after each client’s discharge. Despite differences in treatment programs, client profiles, follow-up intervals, data collection methods, and other factors, all three studies found high treatment success rates—ranging narrowly from 68% to 71% abstinent— among women who spent six months or more in treatment. Success rates were lower, and between-study differences were larger, for clients with shorter stays in treatment. Controlling for salient client and treatment project characteristics, strong associations between length of stay in treatment and posttreatment abstinence rate were found in all three studies, suggesting that women’s length of stay in residential treatment is a major determinant of treatment effectiveness. In further analysis of RWC/PPW data, treatment completion was also found to be an important outcome factor. Among clients who remained in treatment for at least three months, those who achieved their treatment goals in three to five months abstinence outcomes were as good as those for clients who took more than six months to complete their treatment (76% – 78% abstinent) and substantially better than those for clients who did not complete treatment (51% – 52% abstinent). Notably, however, most of the RWC/PPW clients who successfully completed treatment (71%) required six months or more to do so. Key Words: abstinence. Residential substance abuse treatment; Posttreatment INTRODUCTION In fiscal years 1993 –95, the Center for Substance Abuse Treatment (CSAT) awarded 50 demonstration grants under its Residential Women and Children (RWC) and Pregnant and Postpartum Women (PPW) programs. The grants provided funding support for the development and operation of comprehensive, long-term residential (LTR) treatment programs for pregnant and parenting women with severe substance abuse problems, including on-site care for clients’ infants and young children. In large part, these programs were intended to stimulate increases in the numbers of LTR treatment slots available to this important but underserved segment of the population (1). Although there was a growing body of literature on treatment approaches for addressing the complex needs of pregnant and parenting women with substance abuse problems (2), little data were available on the effectiveness of LTR treatment for women at the time the RWC/PPW Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. Residential Substance Abuse Treatment 539 program was initiated. Accordingly, a CSAT-funded cross-site study was begun in 1996 to collect client outcome and other evaluation data for these programs. The study design included plans for collection of information about client posttreatment functioning using follow-up interviews conducted six months after each client’s discharge. Among other information about clients’ posttreatment lives, these follow-up interviews collected relapse information about clients’ postdischarge alcohol and drug use, an outcome dimension of particular interest. In the present analysis, any posttreatment use of alcohol or illegal drugs is classified as relapse. This paper compares RWC/PPW outcome findings to similar findings from two other recent national studies that were conducted at about the same time: CSAT’s National Treatment Improvement Evaluation Study (NTIES) (3 –5), and the National Institute on Drug Abuse’s Drug Abuse Treatment Outcomes Study (DATOS) (6 – 9). Both of these latter studies sought broad representation of diverse forms of substance-abuse treatment for both male and female clients. Both included subsamples of women in LTR, which are the focus of the present analysis. An issue of particular interest in this analysis is the relationship between clients’ length of stay (LOS) in treatment and their posttreatment success in maintaining alcohol and drug abstinence. Treatment LOS is a major determinant of treatment cost in residential settings. With growing concerns about treatment cost containment (10), LTR programs structured to provide unusually long LOS are facing growing pressures to demonstrate that the added cost of such treatment produces added benefits in terms of improved client outcomes. Much previous LTR research has demonstrated that clients with moderate LOS tend to have more favorable outcomes than clients with shorter LOS (8,9,11,12). Similar findings were reported specifically for women LTR clients in the DATOS database (7). In most of these previous analyses, however, the long-stay group has been defined as clients receiving three or more months of treatment. The present study will extend previous analyses to look at longer stays. The RWC/PPW program was designed to support LTR projects with planned LOS of 6 – 12 months, and many RWC/PPW clients actually received six or more months of treatment. The DATOS and NTIES databases also contained significant representation of clients with LOS of six months or more, permitting cross-study comparisons of outcomes for clients with such extended periods of care. In addition to LOS, treatment completion has been identified as an important predictor of posttreatment abstinence in several LTR studies (13,14). Interconnections between LOS and completion were also examined in the present analysis. 540 Greenfield et al. Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. METHODS This analysis focuses on women clients who received LTR SAT, for whom post-discharge follow-up outcome data were available. The RWC/PPW analysis sample is limited to the 32 (of 50) projects that were able to provide adequate follow-up data, defined as completed interviews with at least 50% of their former clients who were time-eligible for sixmonth follow-up within the cross-site study’s data collection window. The respondent sample from these projects consists of 1154 women, who represent 75% of the projects’ time-eligible former clients. For DATOS and NTIES, similar follow-up data are available for 219 and 424 LTR women, respectively. All DATOS and NTIES findings reported here were extracted from the studies’ public-use data files. The RWC/PPW nonresponse analyses showed that follow-up response rates were consistently higher for women with comparatively long periods of stay in treatment than they were for women with shorter stays. To reduce any resulting data bias, simple nonresponse adjustment weights were developed for each project within four length of stay (LOS) groups (1 – 30 days, 31– 90 days, 91– 181 days, and 182 + days). In each LOS group, the number of eligible clients was divided by the number of follow-up respondents to calculate a nonresponse adjustment weight, which was unitized (multiplied by the project’s overall response rate) and then was applied to all respondents from that LOS group. All findings reported here are weighted, using these adjustments.a Data needed for such adjustments were not available for DATOS and NTIES; their data are unweighted. In all three studies, post-discharge follow-up data were collected primarily through in-person interviews with former LTR clients. In DATOS and NTIES, these interviews were collected by national study staff; in RWC/PPW, follow-up data were collected by local project staff or evaluators and then were sent to the cross-site study for pooling and analysis. Additional information about the three studies is presented in Table 1. The focal outcome variable in all three studies is post-discharge abstinence from alcohol and drugs. In RWC/PPW and DATOS, abstinence was defined as no use of any listed substance. In NTIES, a somewhat looser definition was used: less than five post-discharge instances of use of any listed substance. The intervals over which post-discharge behavior was examined varied. The RWC/PPW follow-ups were conducted six months a These adjustments, while statistically desirable, actually had little effect. A second, unweighted series of analyses produced results nearly identical to those reported here. Residential Substance Abuse Treatment Table 1. 541 Selected study characteristics. Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. Study Characteristic RWC/PPW NTIES DATOS Data collection period No. LTR treatment sites Follow-up client sample Follow-up interval (months after discharge) Follow-up response rate Definition of post-discharge abstinence from alcohol and drug use 1996 – 2001 32 1,154 6 1992 – 1995 13+ 424 Varies (mean = 10) 82% < 5 times per substance 1991 – 1993 32 219 6 and 12 75% No use 63% No use after client discharge. The DATOS follow-ups were conducted 12 months after client discharge, but they included questions about how long after discharge any reported relapse first occurred. This made it possible to create a six-month abstinence classification for DATOS, to supplement the standard 12-month abstinence data. In NTIES, follow-up intervals varied from 129 to 486 days after discharge, averaging 318 days, about 10 months. The RWC/PPW database included project-provided classifications of whether or not each client had satisfactorily completed her treatment plan by the time she was discharged. Comparable data are not available from the other two studies, so analyses of completion status are limited to the RWC/PPW study. RESULTS Client Characteristics and LOS Distributions Table 2 profiles the characteristics of clients in the three studies’ samples. Chi square (df = 2) was used to test the overall significance of differences among the three studies on categorical variables, and Dunnett multiple comparison test between proportions (15) was used for pair-wise comparisons between RWC/PPW and the each of other two studies whenever the overall three-group comparison was significant. For age, the only continuous variable examined, analysis of variance (ANOVA) was used to test for overall differences, and Dunnett multiple comparison test between means (15) was used for pair-wise comparisons. 542 Greenfield et al. Table 2. Characteristics of women at treatment admission, by study. Study Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. Characteristic Sample n Primary substance/ reason for Tx Cocaine/crack Alcohol Heroin Marijuana Methamphetamine Prior substance abuse treatment Race/ethnicity White African American Hispanic Other High school diploma/GED Currently working Court supervised/ trial pending Parent of minor child/pregnant Mean age [SD] RWC 1154% DATOS 219% NTIES 424% Chi-square (df = 2) 52 14 8 5 13 84 72^^ 8^^ 11 1^^ 3^^ 66^^ 80^^a,b 7^^a 8b 2^^ 4^^ 61^^ 112.69** 19.64** 2.03 12.81** 42.7** 107.01** 32 40 15 13 47 28 57^^ 11 4^^ 53 13^^ 72^^ 12 2^^ 46 56.75** 136.89** 0.17 42.82** 0.21 8 48 3^^ 33^^ 6^^ 55^^ 10.2** 36.48** 99 76^^ 74^^ 275.86** 30.3 [6.1] 29.8 [5.9] 31.4 [7.3]^^ 5.96**c Note: *p < .05, **p < .01 in overall three-group comparison; ^p < .05, ^^p < .01 in paired-comparison with RWC/PPW. a Clients reporting both cocaine/crack and alcohol were included under ‘‘Cocaine/ Crack.’’ b Clients reporting both cocaine/crack and heroin were included under ‘‘Heroin.’’ c Result based on one-way ANOVA. Table 2 shows many statistically significant differences among the three studies’ samples. The overall impression, however, is of considerable similarity among the samples. In all three samples, cocaine was the modal presenting problem; African Americans were the modal race/ethnicity group; about half the clients had high school diplomas or GEDs; less than 10% were employed just prior to admission; and the average age at admission was about 30. Further, majorities of all three studies’ clients reported prior SAT, before the current episode. Nearly all of the RWC/PPW Residential Substance Abuse Treatment 543 Table 3. Client length of stay (LOS) distribution, by study. Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. Study LOS (days) RWC DATOS NTIES Chi-square Sample n 1 – 30 31 – 90 91 – 181 182 + Total* 1154% 21 20 21 37a 100 219% 15 19 27 38 100 424% 40^^ 24 24 12^^ 100 (df = 2) 75.52** 0.15 0.14 101.41** ^p < .05, ^^p < .01 in paired-comparison with RWC/PPW. *p < .01, **p < .05 in 3-group comparison. a Differences from 100% in summing column percentages are due to rounding. clients were pregnant or parenting at treatment admission, as were about three fourths of the women in both DATOS and NTIES. Table 3 describes the three studies’ client LOS distributions. As shown, the RWC/PPW and DATOS distributions were similar. As compared to these studies, NTIES projects had comparatively few long-stay clients with LOS > 181 days (12%, vs. 37% – 38%) and comparatively large numbers of short-stay clients with LOS of 1 –30 days (40% vs. 15% – 21%). LOS and Post-Discharge Abstinence The overall percentages of former LTR clients from the three studies who reported no drug or alcohol use from discharge to the follow-up interview were: RWC/PPW (60%), six-month DATOS (51%), 12-month DATOS (46%), and NTIES (40%). Given the large LOS differences between NTIES and the other two studies, along with the many methodological differences among the three studies, the meaning of these varying overall rates is not immediately apparent. Figure 1 displays the four sets of client abstinence data, broken out by LOS group. In all four data sets, post-discharge abstinence rates increased markedly with increasing LOS. Between-study differences were largest for short-stay clients but converged as LOS increased. For clients who received six months or more (182 + days) of treatment, post-discharge abstinence rates were high in all four data sets, ranging narrowly from 68% –71%. For shorter LOS conditions, RWC/PPW clients consistently showed significantly higher abstinence rates than clients from treatment sites represented in the other two studies. Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. 544 Greenfield et al. Figure 1. Percentage of abstinent post-discharge by LOS and study. Note: **Difference from RWC is statistically significant at p < .01. A client’s LOS in treatment is partly influenced by the practices and policies of the treatment facility, which may limit how long clients are allowed to remain in a program. Insurance coverage may also be a limiting factor in some cases. Beyond such external constraints, self-selection may also be important. If clients with certain characteristics systematically remain longer in treatment than do other clients, it may be these other Residential Substance Abuse Treatment 545 Table 4. Logistic regression odds ratios (OR) obtained in predicting abstinence, by study. Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. DATOS Variables in model RWC 6-Month 12-Month NTIES n Age H.S. diploma/GED Employed FT/PT Prior SA treatment Cocaine/crack is primary Heroin is primary Methamphetamine is primary Marijuana is primary Alcohol is primary Another drug is primary Hispanic White African American Court supervised Parent/pregnant LOS groups 31 – 90 days 91 – 181 days 182 days or more 1154 1.03* NS NS 0.64* 0.02* NS NS NS 0.58** NS NS NS 1.42* NS NA 219 NS NS NS NS NS NS NS NS NS NS NS NS 2.04* NS NS 219 NS NS NS .42** NS NS NS NS .24* NS NS NS 2.24* NS NS 424 1.04* NS NS .58* NS NS NS NS NS NS NS NS NS NS NS 1.3 2.06** 3.06** 3.55* 3.36* 10.0** 2.90 4.07* 12.89** 1.44 4.29** 6.44** Notes: NA = Not applicable; NS = Not selected. *p < .05. **p < .01. characteristics—rather than LOS—that are causally responsible for a statistical association between LOS and treatment outcome. To examine this possibility, we conducted a series of logistic regression analyses. We examined the association between treatment LOS and post-discharge abstinence, separately for each of the four data sets, controlling for a common series of client characteristics that were available in all of the data sets. Results of these analyses are summarized in Table 4. Table 4 shows that LOS was the only predictor variable that was significantly associated with treatment outcome (post-discharge abstinence) in all four data sets, and it was the single strongest predictor in each one. In all four data sets, controlling for other salient client characteristics, the odds of remaining drug-abstinent throughout the follow-up period were significantly greater for clients who received 91 –181 days of treatment 546 Greenfield et al. Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. and those who received 182+ days of treatment than they were for those in the reference group of clients who received 1 – 30 days of treatment. Treatment Completion, LOS, and Post-Discharge Abstinence In a further analysis of RWC/PPW data, we added treatment completion status as another predictor variable in the logistic regression analysis described in Table 4. We combined the 1– 30 day and 31 –90 day LOS groups in this analysis, since there were no completers in the 1– 30 day group. The modified analysis produced a significant interaction effect between LOS and completion, where the odds ratios (ORs) for abstinence were over three times greater for completers than they were for noncompleters at both the 91 –181 day and 182+ day LOS groups (both at p < .001), but the difference between completers and noncompleters was not significant for the 1 – 90 day LOS group. The interaction is shown graphically in Fig. 2. Clients who did not complete treatment had comparatively poor posttreatment abstinence rates (46 –52%) no matter how long they stayed in treatment; clients who left treatment within the first three months and were described as having completed treatment had slightly (not significantly) better outcomes than noncompleters (59% abstinent); clients who completed treatment within three to five months had a very high success rate (78% abstinent), as high Figure 2. Percentage of RWC clients abstinent post-discharge by LOS and completion. Note: n per cell shown in parentheses. Residential Substance Abuse Treatment 547 Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. as that for clients who stayed more than six months and completed treatment (76% abstinent). However, in RWC/PPW projects, the great majority of clients who completed their treatment plans took more than six months to do so (71%). DISCUSSION One apparent implication of the findings from this analysis is that quantitative answers to the question of the effectiveness of long-term residential substance abuse treatment for women hinge substantially on what is meant by long-term. For women who received six months or more of LTR, the three national studies—and four data sets, collectively representing over 75 treatment sites—showed remarkably convergent findings. Despite data set differences in treatment programs, client characteristics, follow-up intervals, data collection procedures, and other factors, all four data sets showed 68% – 71% of clients who received more than six months of treatment reported no drug or alcohol use since leaving treatment. For women who received shorter treatment episodes, the four data sets were also consistent in that all showed progressively declining abstinence rates as LOS decreased, though the steepness of the decline varied from study to study. The quantitative outcome difference between long and short stays was greatest in DATOS, where six-month post-discharge drug/alcohol abstinence rates ranged from 71% for clients with more than six months in treatment down to 21% for clients with 1 – 30 days of residential treatment. The NTIES showed a similarly low post-discharge abstinence rate for clients in the 1– 30 day group: 25%. The RWC/PPW showed significantly higher post-discharge abstinence rates (at 43% or above) than two or more of the other three data sets for clients in all three LOS groups in the 1– 181 day range. The reasons for these differences are not known. Given the many methodological and other differences among the four data sets, there are many possible explanations. One obvious possibility is that between-study outcome differences for comparatively short-stay clients may be due to differences between the treatment programs represented in RWC/PPW and those studied in NTIES and DATOS. Unlike projects in the other two studies, the RWC/PPW projects were homogeneous in that, as a condition of their CSAT funding grants, all provided comprehensive, gender-specific services, including onsite care of clients’ infants and young children. Also, RWC/PPW projects’ diagnostic and clinical services tend to be most intensive during the first weeks of treatment, and clients who leave these projects early are Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. 548 Greenfield et al. frequently referred to other treatment providers for continuing care. Possibly, some combination of these distinctive programmatic features accounts for the comparatively high post-discharge abstinence rates for short-stay RWC/PPW clients. If such program differences are responsible for the between-study outcome differences for short-stay clients, however, it would appear that these influences become progressively less salient over time, since clients who persisted in treatment for six months or more evidenced similarly favorable outcomes in all three studies. An interesting methodological finding is that, within the 6 –12 month follow-up range represented here, follow-up interval does not appear to be an important factor influencing measured post-discharge abstinence rate. This is particularly clear in DATOS, where there is only a three-point falloff between the six-month abstinence rate for clients in the long-stay group (71%) and the 12-month abstinence rate for that same group (68%). The same is true for the 1 – 30 day group, where the 6- and 12-month abstinence rates are 21% and 18%, respectively. In that study, most of the clients who relapsed at some time within 12 months of discharge reportedly did so within the first six months. These comparative findings from NTIES and DATOS generally increase our confidence in the outcome findings from the RWC/PPW cross-site study. Previous studies on the effectiveness of substance abuse treatment have often reported lower rates of post-discharge alcohol and drug abstinence than we found for RWC/PPW. Also, the conventional wisdom that drug and alcohol abuse are chronic recurring disorders, for which relapse is a common and expected manifestation of the disease, suggests that one should not expect to find high rates of persistent abstinence from alcohol and drugs after discharge from any treatment program. These considerations led us to question whether the RWC/PPW outcome findings were consistent with other findings for similar client groups in similar kinds of treatment and, if not, whether there was some problem with the way RWC/PPW data were collected. Perhaps the followup interval was too short? The other two large national studies of treatment outcomes have proven to be confirmatory on both of these points. As compared to findings from NTIES and DATOS for similar clients (i.e., adult women, most of whom were pregnant or parenting at treatment entry) in similar forms of treatment (i.e., LTR), the RWC/PPW outcome findings are not especially unusual (particularly for clients in the long-stay group), and the study’s follow-up interval does not appear to have been a problem. Buttressed by the cross-validation these other studies provide, we are inclined to take the RWC/PPW outcome findings at face value and conclude that, given sufficient time, long-term residential substance abuse treatment for pregnant Am J Drug Alcohol Abuse Downloaded from informahealthcare.com by 1 University of New Mexico on 11/20/11 For personal use only. Residential Substance Abuse Treatment 549 and parenting women often is effective in assisting clients to achieve lasting abstinence from further drug or alcohol use. Our analysis also suggests that it is not time, per se, that causes treatment to be successful. Among clients who remain in treatment for some minimal period (perhaps three months, in the RWC/PPW case), doing the work needed to complete one’s treatment goals may be the key to posttreatment success in remaining drug abstinent. In RWC/PPW, clients who failed to complete their treatment plans had comparatively poor outcomes, no matter how long they spent in treatment. Conversely, clients who completed treatment within 91 – 181 days had a very high abstinence rate, as high as the one for clients who required six months or more to complete their treatment. These mid-LOS success stories were comparatively rare; however; most RWC/PPW clients who successfully completed treatment (71%) required six months or more to do so. These findings, while highly encouraging, raise several other questions that will require further research. First, how long-lasting are the benefits of LTR for adult women: how well do the abstinence rates found in these three studies over 6 –12 month follow-up periods hold up over longer periods: and what factors affect any later fall-off in post-discharge abstinence that is observed in this client population? Second, what are the cost implications of providing truly long-term residential treatment (i.e., treatment of six months or more in duration) for adult women: are the incremental benefits of unusually long treatment great enough to justify the additional cost? Third, to what extent are the favorable outcomes that these studies found for adult women replicable for other groups: given comparable LOS, would adult men and/or teenagers respond similarly well to similarly tailored opportunities for extended residential treatment? ACKNOWLEDGMENT This research was funded under CSAT contract 270-97-7030. REFERENCES 1. 2. 3. Clark W. 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