MADISON'S POLITICAL THEORY he political writings of James Madison—little attended to in the T years following the Civil War, mediated through the partial and polemical interpretations of Beard and Parrington in the first decades of this century—have become the subject of a serious and 1 extensive scholarly literature in the last twenty-five years. One consequence of this scholarly renewal is that Madison today is recognized by many as the "Father of the Constitution"—that is, the principle theorist of the American political order. Neither too much nor too little should be made of his present stature. On the one hand, Madison cannot be considered a political philosopher in the fullest sense, for his writings on politics are not comprehensive and do not fully articulate and reflect on the first, principles of his own position. Yet on the other hand, he cannot be dismissed as a mere ideologist. Rather, Madison was a public man of considerable erudition and philosophic depth who, within the context of distinctively American political premises, addressed himself to matters of enduring moment to a self–governing people. As a participant in and observer of the precarious first decade of the American enterprise, he engaged in a thoughtful analysis of self–government as problematic, both in its goodness and in its capacity to endure. And as a central actor in the period of constitutional formation, he developed a constitutional model designed to remedy the vices of popular government without violating its form or its spirit. Madison's writing on these two matters merit his present stature as a political theorist, and will provide the focus for the following explication of his thought. The opening part of the paper will attempt to define and clarify the first principles of Madison's politics, to the degree that textual sources permit. Madison's major insights will then be explored 1 A milestone in the renewal of scholarship on Madison's political theory was Douglass Adair's "The Tenth Federalist Revisited," William cr Mary Quarterly, Third Series, VIII (January, 1951), pp. 48-61. Adair's article assesses the thencurrent, and deficient, state of the scholarship on Madison's most noted essay. Among the more important treatments of Madison's politics in contemporary scholarship are Irving Brant's six-volume biography, James Madison, (Indianapolis: Bobbs-Merrill, 1941-1961); Martin Diamond, "Democracy and The Federalist: A Reconsideration of the Framers' Intent," APSR, LIII (March, 1959), pp. 52-68; Paul Eidelberg, The Philosophy of the American Constitution (New York: The Free Press, 1968); and Neal Riemer, James Madison (New York: Washington Square Press, 1968). 74 THE POLITICAL SCIENCE REVIEWER within the context of his philosophic horizons. The premise of this study is that Madison's thought is of enduring importance for understanding not only the rationale of the American political order, but also the principles on which it is likely to operate well, and the continuing problematic of liberal democracy, American style. Liberty: Its Primacy, Its Dimensions, and Its Ethical Context The concept of liberty, though subject to little philosophical analysis in Madison's writings, may for several reasons be considered the first principle of his politics. Liberty was Madison's central concern at the origins of his political consciousness; he continually recurred to it as fundamental, and its value and inviolability is always presupposed in his political thought. The liberty which Madison saw as a right of human nature has three dimensions. To begin with, his concern was for "American liberty"—what today would be called the right to national self–determination. Yet, unlike some contemporary advocates of "national liberation," Madison would not consider liberty to be fulfilled through the displacement of alien rulers by a native autocracy. In its second dimension, liberty refers to popular sovereignty: the subordination of government to the people. "All men are born free"; hence, no man or group of men has the claim to rule over other men without regard to their consent. 2 The honor of human nature thus requires that the sovereignty of the people be acknowledged. The importance which Madison attached to popular liberty is shown by his reasons for judging the American enterprise to have universal significance. The unique feature of the new American order, which makes its existence a vindication of the rights not merely of Americans but of man, is its establishment of the principle of consent and the primacy of liberty. This belief is expressed in the opening passage of his essay on "Charters": In Europe, charters of liberty have been granted by power. America has set the example . . . of charters of power granted by liberty. This revolution in the practice of the world, may with an honest praise, be pronounced the most triumphant epoch of its history, and the most consoling presage of its happiness. We look back, already, with astonishment, at the daring outrages committed by despotism, on the reason and rights of man; we look forward with joy, to the period, when it shall be despoiled of all its usurpations, 2 The Writings of James Madison, ed. Gaillard Hunt, (New York: G. P. Putnam's Sons, 1900-1910), Vol. VI, p. 120. Hereinafter cited as Writings. MADISON'S POLITICAL THEORY 75 and bound forever in the chains, with which it had loaded its miserable victims.3 Because Madison candidly analyzed and sought to guard against the weaknesses of popular government, his bona fides as an advocate of popular sovereignty have often been called into question. Yet throughout his life, Madison treated the principle of consent as axiomatic, for example when he proposed to the First Congress: "That there be prefixed to the Constitution a declaration, that all power is originally vested in, and consequently derived from, the people." 4 As Madison had occasion to remark after his retirement from public life, "[I have] from the first moment of maturing a political opinion, down to the present one, never ceased to be a votary of the principle of self–government."5 There is a specious basis for questioning Madison's authenticity as a "votary" of self–government, in that he affirmed certain ethical and prudential limits to the exercise of popular sovereignty. Among these is the third dimension of liberty itself—the liberty of the individual person. In the same speech to Congress cited above, Madison adds the following doctrine: That government is instituted .. . for the benefit of the people; which consists in the enjoyment of life and liberty with the right of acquiring and using property, and generally of pursuing and obtaining happiness and safety.6 Individual liberty, the right to the free exercise of the various human faculties, is prior to society in that it is a right intrinsic to human nature, rather than an extrinsic and revocable gift of society. As Madison comments in Federalist 10, "the first object of government" is to protect the diverse faculties of men. 7 The individual's claim to freedom of action is qualified in various respects by the requirements of social and political existence, but any just government, including popular government, must have a due regard for human liberty. Moreover, Madison held that liberty rather than public control should have pride of place; it is "the great end, for 3 Ibid., Vol. VI, p. 83. Ibid., Vol. V, p. 376. Max Farrand, ed., The Records of the Federal Convention of 1787, (New Haven: Yale University Press, 1966), Vol. III, p. 449. 6 Writings, Vol. V, p. 376. 7 The Federalist, p. 62. All references are to the Modern Library edition, ed. E. M. Earle. 5 76 THE POLITICAL SCIENCE REVIEWER which the Union was formed." 8 Witness, too, his condemnation of anti–republican opinion: "What a perversion of the natural order of things! to make power the primary and central object of the social system, and Liberty but its satellite." An aspect of liberty on which Madison did considerable reflection is the content and priority of the rights which men may claim freely to exercise. His conclusions on this matter are most amply expressed in his essay, "On Property." 1 ° There Madison remarks that property, in its particular sense, refers to the exclusive dominion which a man exercises over external things. However, in its "larger and juster meaning," it embraces everything in which a man has rights. Among the things in which a man has property are the safety and liberty of his person, as well as "the free use of his faculties and free choice of the objects on which to employ them." What Madison has in mind here is the world of work, of productive activity; it is a species of property that militates against arbitrary restrictions and monopolies which prevent men from pursuing chosen occupations, and limit their means to acquire property in its usual sense. But the two kinds of property which Madison first mentions relate to the activities of thought and of religious practice. A man has property, first, in his opinions, and in their free communication, a property which, "in the estimation of some," is more valuable than external possessions. He has a property "of peculiar value" in his religious opinions and practice. Indeed, conscience is "the most sacred of all property"; unlike other property, which depends in part on positive law, its exercise is a "natural and unalienable right." It is evident from Madison's public career that he was among those who understood the peculiar value of the latter rights, particularly those of religious liberty. As early as 1774, in an impassioned letter to a fellow Princetonian, the young Madison inveighs against the "diabolical, hell–conceived principle of persecution," and closes by asking his friend "to pray for liberty of conscience to all."n Subsequently, Madison was to devote much energy to securing freedom of conscience in his native state. At the Virginia Convention of 1776 Madison proposed an amendment to a draft statement on religious liberty, the intention of which Writings, Vol. VI, p. 104. Ibid., p. 122. 10 Ibid., pp. 101-103. 11 Ibid., Vol. I, p. 21. 8 9 MADISON'S POLITICAL THEORY 77 was "to substitute for the idea expressed by the term `toleration; an absolute and equal right in all, to the exercise of religion, according to the dictates of conscience." 12 Again, in his "Memorial and Remonstrance" against a religious assessment in Virginia, he was to place primary emphasis on the unalienable right of conscience. Carrying the same theme into the new national government, he wrote that amendments to the Constitution should provide for "the rights of Conscience in the fullest latitude."" Final evidence of Madison's lifelong devotion to religious liberty is found in the autobiography which he dictated in his old age. Nearing the end of a lifetime in which he had served as framer of the Constitution, Congressional statesman, party leader, and President, Madison took care, in his brief autobiographical sketch, to point with pride to the fact that his "first political act" was to change the religious freedom clause of the Virginia Bill of Rights from the concept of toleration to that of "natural and absolute right."14 Liberty, then, is axiomatic to Madison's politics: national liberty, popular liberty which implies self–government, and a personal liberty which embraces many objects, but refers especially to religious conscience. Liberty, however, is an axiom with a context, for Madison simultaneously affirmed a world of obligation: religious and ethical, social and political. Let us consider, first, the realm of religion, in which citizens have the greatest claim to liberty. Though reticent about personal religious beliefs after his youth, and in the judgment of his most recent biographer never a fervent Christian," Madison consistently asserted that what is a right towards men— religious conviction, and the profession and practice that flow from it—is a duty towards God. Indeed, it is the primacy of a man's duty to offer what he considers acceptable homage to his Creator that makes religious liberty the most sacred of rights: This duty is precedent both in order of time and degree of obligation, to the claims of Civil Society. . . . We maintain therefore that in matters of religion, no man's right is abridged by the institution Ibid., pp. 40-41, note. "Memorial and Remonstrance Against a Religious Assessments," ibid., Vol. II, pp. 183-191; Letter to George Eve, ibid., Vol. V, pp. 319-320, note. 14 Douglass Adair, "James Madison's 'Autobiography'," William and Mary Quarterly, Third Series, Vol. II, no 2, pp. 191-229. For an account of Madison's career as an advocate of religious liberty, see Adrienne Koch, Madison's "Advice to My Country" (Princeton: Princeton University Press, 1966), Ch. I. 15 Ralph Ketcham, James Madison: A Biography (New York: Macmillan. 1971), pp. 46-48,55-58. 12 13 78 THE POLITICAL SCIENCE REVIEWER of Civil Society, and that religion is wholly exempt from its cognizance.16 Religious rights, then, have correlative duties; but the obligation is wholly personal. This is not to say that religion is without a social and public dimension, for the exercise of the rights of conscience includes public profession and worship, evangelism, and conforming one's social relationships to divine law. Moreover, Madison's position implies a civil theology, in that civil society is obliged to recognize the citizen's prior obligation to God. Madison is thus distinguished from the libertarian agnostic or atheist who would ground religious liberty on the idiosyncratic sovereignty of self. Yet, if religion has social, public, and even political extensions, Madison consistently and emphatically held that it is to be "wholly exempt" from government. His doctrinaire position on the separation of church and state was based partly on a thin–edge–of–the–wedge argument: once admit the principle that government may "intermeddle" in religion, and the way is opened to an established church, or even an Inquisition. 17 More fundamental than prudential considerations, however, was Madison's individualistic view of man's relation with God. Since Madison's insistence that religion has no place in the political order beyond the recognition of the religious rights of citizens may seem to place his politics in the secularized context of modern political philosophy, it is important to note that his expectations concerning the exercise of religious liberty were optimistic. Religion is natural to man, does not rely on the aid of law; rather than weakening religion, disestablishment would strengthen and purify it. ls If Madison proposed a government wholly secular in its ends, he anticipated a religious society. Moreover, his political thought presupposed a virtuous people, and he held with many proponents of religious establishment that belief in God is "essential to the moral order of the World." 19 His conviction that the religious foundation of moral and therefore political order is better served by 16 Writings, Vol. II, pp. 184-185. Ibid., 185-186, "James Madison's 'Detached Memoranda," William and Mary Quarterly, Third Series, III (October, 1946), pp. 554-555. 19 For a fuller treatment of this point, see my article, "Was the American Founding a Lockean Enterprise? The Case of James Madison," The Intercollegiate Review, Vol. 10, No. 2 (Spring, 1975), pp. 101-102. 19 Writings, Vol. IX, p.'230. 17 MADISON'S POLITICAL THEORY 79 disestablishment is illustrated by his remarks on its effects in Virginia: no doubt exists that there is much more religion among us now than there ever was before the changes; and particularly in the Sect which enjoyed the legal patronage. This proves rather more than, that the law is not necessary to the support of religion." ... That the exercise of liberty as distinguished from license must embody universal moral norms as well as the dictates of religious conscience is evident in Madison's writings, although he never addressed himself in a systematic way to the virtues and their order. One aspect of his teaching on this matter can be established: that the autonomy proper to religion does not extend to morality. Certain aspects of moral law may be enforced, and government has the general authority to promote and encourage virtue among its citizens through a variety of means. Enforced, principally, is justice, which is "the end of government . . . the end of civil society," and is prior even to liberty: "It ever has been and ever will be pursued until it be obtained, or until liberty be lost in the pursuit." 21 To be sure, Madison's goal was to establish a political order both just and free, but the claims of liberty do not transcend justice, the observance of which is simply obligatory, and may rightly be compelled. Now justice, which concerns the other–regarding acts of men, might be construed in the Hobbesian sense of a set of rules derivative of the proposition that individuals are to be protected in their rights. There is evidence, however, that Madison also understood just action to involve the moral fulfillment of the agent; thus just laws, by their habituating effect, make men good. Virtue is "the health of the soul," 22 and Madison often showed concern for the moral health of the citizens, as well as their security and prosperity. For example, he states that the end of government is to reward the best and punish the worst. 23 Government should support the right use of liberty directly through the administration of justice and "laws to cherish virtue," and indirectly through various means, the chief among these being education. 21 Public education, which embraces moral education generally, should focus especially on the virtues specific to a self–governing citizenry and their zo Ibid., p. 127. Federalist 51, p. 340. 22 Writings, Vol. II, p. 281. 23 Ibid., Vol. VI, p. 90. 24 Ibid., Vol. II, pp. 88-89; Vol. VI. 21 80 THE POLITICAL SCIENCE REVIEWER statesmen—patriotism, a just and equal spirit, and loyalty to the true principles of liberty. Madison's assertion of a public authority to promote morality and salutary opinion should not obscure his genuine commitment to liberty, especially liberty of thought. At the same time, he believed that intellectual, unlike religious, liberty is qualified by membership in civil society.25 In conclusion, though Madison envisioned liberty as the central principle of the American regime, the theological and philosophical context for Madison's position was not one of radical human autonomy. Men are subject to their Creator; though the acknowledgement of God's sovereignty and the manner of its recognition are wholly personal responsibilities, Madison assumes that society will be permeated by religion, the effects of which will be politically salutary. Men also have the ethical responsibility to use their moral and intellectual faculties well. The law should require justice, and though a free government will eschew the paternal supervision of personal morality and thought, it should promote virtue and right opinion in the body politic. The Ends of Political Society Though Madison held that liberty should have primacy in the political order, and that its successful establishment would endow the American regime with world–historic significance, the most salient fact about government is that it governs—subjects even free citizens to a rule of one kind or another. Accordingly, even a votary of liberty must respond to the perennial question, What is government for? Madison formulates his understanding of the ends of government in various ways, but perhaps his most characteristic rhetoric on this question is that of social contract theory. Man is naturally free, but the inadequate security of rights when men may do as they will makes it expedient for them to covenant with one another to form a civil body politic which will secure rights, and in securing rights also provide the basis for prosperity and civilizational development generally. The contract involves an exchange: the individual gives consent to those restraints on natural freedom required for the establishment of justice and the maintenance of social order; what he receives in return also defines the end of government— fundamentally, the securing of individual rights. 25 See Madison's Letters to W. T. Barry on education ( Writings, Vol. IX, 103109) and to Thomas Jefferson on the University of Virgina law curriculum (ibid., 218-220). MADISON'S POLITICAL THEORY 81 If one attended exclusively to Madison's use of social contract rhetoric, it would appear that he shared in the political vision of modern political theorists such as Hobbes and Locke, whose identification of the ends of political society with its primitive motivational origins was tied to a rejection of traditional political teleology. For social contract theory abstracts politics not only from religion but also from such classical political ends as moral virtue, public–spiritedness, and the excellence of the human being. 28 However, Madison's political vision in fact transcended the image of a market society oriented solely to security and prosperity, for which reason he also used a more traditional language to describe the ends of political society. As noted earlier, he considered virtue to be an object of government, both directly and indirectly. Moreover, the establishment of justice is a moral object specific to political community, for a just society would not exist in the absence of government, which is "An institution to make people do their duty."27 Madison also showed his awareness of the supra–contractual character of political participation in his presupposition of and many appeals to the patriotism of the people, a virtue corresponding to the organic and natural analogies for political community, and having nothing to do with contracts. Furthermore, Madison's writings are permeated by the sense that the American citizen would share in a corporate finality which, in the very act of sustaining the realm of private rights and activities, would be of far greater significance than most private concerns. This corporate finality would include national greatness, honor, dignity, associated not only with the power and bounty which he expected to be generated by American society, but above all with its political excellence and achievement. To establish justice more amply than earlier societies, to secure religious liberty and the other rights of men, to vindicate the honor of human nature by demonstrating the possibility and worth of a regime based on liberty—to accomplish and sustain these things would be no mean achievement, especially for a people whose example would promote the political redemption of the world. 28 Paradoxically, the establishment of personal rights is a public accomplishment; unlike most private activities, sharing in this common 26 Madison's political teleology is so interpreted in Diamond, op. cit. Jonathan Elliot, ed., Debates in the Several State Conventoins on the Federal Constitution (Philadelphia: J. B. Lippincott Co., 1896), Vol. III, p. 414. 28 For examples of these sentiments, see Writings, Vol. VI, p. 9, note, 126F; Vol. VIII, pp. 285-385; Vol. IX, p. 102; "James Madison's 'Detached Memoranda,' " op. cit., pp. 572f, 587. 27 82 THE POLITICAL SCIENCE REVIEWER endeavor is an act of universal significance. One may question the capacity of a free society to sustain in its emancipated citizens a sense of duty to the "empire of liberty." Nonetheless, Madison's understanding of the ends of political society extended beyond security and prosperity to include justice, virtue, and the common good appropriate to a free people. Finally, Madison included human excellence among the ends of the American political order, in the manner proportionate to popular and liberal rather than aristocratic and disciplined governance. To begin with, Madison's America both presupposed and was intended to foster on a broad scale an aspect of human excellence which earlier regimes had treated as a property of the few: namely, liberty itself. A person who is governed in the detail of life—whether by Tory paternalism or the impersonal management of state bureaucrats—is prevented from exercising the autonomy which is a specific excellence of a mature human being. To be sure, liberty may be exercised in a context of mediocrity, as indicated by the connotation acquired by the title of the free citizen, the bourgeois. Yet the exercise of self–government, corporate and personal, is in itself a significant realization of human potential. Moreover, liberty is a precondition for high achievement in a number of activities, for though excellence is normally nurtured within a tradition and in the context of an exterior discipline, it is also a personal accomplishment which requires the free play of the human faculties. Thus, by pursuing its "first object," the protection of these faculties, government would bear a positive though indirect relation to the achievement of excellence. 29 And through its support of education, government would directly promote what traditional political theory identified as the specifically human excellence. "Learned Institutions," Madison remarks, which "give to the human mind its highest i mprovements, and to every Country its truest and most durable celebrity . . . ought to be favorite objects with every free people." He concludes: The American people owe it to themselves, and to the cause of free Government, to prove by their establishments for the advancement and diffusion of Knowledge, that their political Institutions .. . are as favorable to the intellectual and moral improvement of Man as they are conformable to his individual and social Rights. What spectacle can be more edifying or more seasonable, than that of 29 Federalist 10, p. 55. For a commentary on this point, see Eidelberg, op. cit., pp. 150-153. MADISON'S POLITICAL THEORY 83 Liberty and Learning, each leaning on the other for their mutual and surest support.30 Unfortunately, Madison never gave a complete account of his understanding of the ends of political society. Interpreting his statements on this matter is rendered difficult on at least two counts. First, many of his remarks concern an American national government which, since it operates in a partly decentralized polity, does not have full jurisdiction over the objects of government. Secondly, in the free society envisioned by Madison, government at all levels may have only limited jurisdiction over matters which are properly of public concern. For example, Madison states that moral virtue depends not only on good laws but also on appropriate religious opinions—yet religious doctrine and discipline is to be wholly exempt from governmental interference. We might also consider the various quasi–public associations—political, educational, professional, etc.—which independently pursue ends that receive little emphasis from government. In short, Madison may have understood the purpose of his national association of free citizens to go substantially beyond those of the government which they establish. In a free society, what is public may also be voluntary. Yet insofar as the activities of individuals and voluntary associations depend upon the peace, stability, and civil order provided by government, their accomplishments are by extension accomplishments of government as well. These considerations, together with the points established earlier, may be synthesized in the following summary construction of Madison's understanding of the objects of political society. The moral precondition and therefore most basic end of political association is the establishment and maintenance of political arrangements based on right principles, the principles of liberty. This end presents itself most clearly at the founding of the polity, and at critical moments in the life of the regime. The fundamental purpose of government is the security of the nation and its citizens, and the protection of individual rights. Beyond these ends, political society is properly oriented to the nobler objectives identified by traditional political theory: the common good of a society which embodies the right order among men and serves as an exemplum to mankind, the promotion of moral and intellectual virtue among citizens, and human excellence. Though Madison includes the latter objects within the jurisdiction of government, he does not em30 Writings, Vol. IX, pp. 104-108. 84 THE POLITICAL SCIENCE REVIEWER phasize them. Their fruition would require the cooperative and independent activities of a free citizenry. Madison's conception of political order may be termed "neoclassic," in that he did not reject the ancients in favor of the moderns but, as it were, added Locke to Aristotle.'" If the marriage seems unlikely, one should recall Madison's great attachment to the principle of liberty, which finds much greater resonance in social contract rhetoric than in Aristotle's teleological politics. At the same time, Madison's liberty does not operate in a moral and ontological vacuum: man's nature is oriented not merely to life or life with comfort, but to the good life, which, religion excepted, government should promote. Nor should Madison's wedding of ancient and modern themes (in substance, appropriate to what Aristotle considered the best practical regime) be held in contempt, if one reflects on the degradation which follows the transition from political liberty to moral "emancipation," or the soulless despotism practiced by modern regimes which have claimed pre–eminent responsibility for the fulfillment of the whole man. The Problematic of Self–Government An advocate of liberty and self–government, Madison was at the same time aware of the powerful criticisms that can be made of those principles. Madison himself held that it is not enough for a government to be free; it must also secure the ends of government, for the sake of those ends and for its own sake, since an incompetent government is likely to be short–lived. Against the critics of popular rule lie affirmed "the fundamental principle of republican Government, that the majority who rule in such governments are the safest Guardians both of public Good and private rights." 32 Yet he also recognized characteristic vices of popular rule which pose potential threats to the achievement of justice and the common good, and might if unremedied prove fatal to the American experiment in favor of liberty. One might say that Madison saw that his task as political theorist and statesman was to be indeed the "Publius" of the American republic: to insure the goodness and stability of popular rule by minimizing and compensating for its characteristic vices. This task of the new Publius was contingent, however, on his prior 31 See Ketcham, op. cit., pp. 36-44, for an account of Madison's intellectual formation at Princeton; also, see Eidelberg, op. cit., p. 165. 32 Writings, Vol. II, p. 366. MADISON'S POLITICAL THEORY 85 analysis of the problematic of popular government, to which he devoted much study and thought. A principal desideratum for any regime is the character and motives of those who rule: "The aim of every political constitution is, or ought to be, first to obtain for rulers men who possess most wisdom to discern, and most virtue to pursue, the common good of the society." 33 However, those who rule may be disposed to violate their trust from motives of passion or interest. The characteristics of misrule will vary with the type of government. For example, Madison remarks of the regimes he rejects: "In monarchies, the interests and happiness of all may be sacrificed to the caprice and passions of a despot. In aristocracies, the rights and welfare of the many may be sacrificed to the pride and cupidity of the few."31 Under the forms of popular government, power is ultimately lodged in the majority of the people, which therefore becomes the chief locus of potential abuses. Though the majority is a safer repository of power than a monarchy or aristocracy, it also has potential moral failings. If the popular majority is constituted by what Madison calls a faction—"a number of citizens . . . who are united and actuated by some common impulse of passion, or of interest, adverse to the rights of other citizens, or to the permanent and aggregate interests of the community"—it will have the motive as well as the opportunity to pervert and misuse the powers of government. Such a majority is all too likely to rule tyrannically. Thus, a principal and distinctive weakness of popular government is its propensity to be ruled by a majority faction.35 Madison notes that there are any number of bases for factious divisions in society—for example, differing religious and political convictions, or attachment to contending political leaders. Such differences have "divided mankind into parties, inflamed them with mutual animosity, and rendered them much more disposed to vex and oppress each other than to co-operate for their common good." However, the "most common and durable" basis of faction is economic: "the various and unequal distribution of property." 36 And one might add to Madison's comments that the most durable and dangerous of economic conflicts is that based on the unequal distribution of property—the conflict between the rich and the poor, 33 Federalist 57, p. 370. Writings, Vol. IX, p. 361. 35 Federalist 10, pp. 53-58. 36 Ibid., pp. 55-56. 34 86 THE POLITICAL SCIENCE REVIEWER the few and the many, the classical partisan division of republics. It would be an error to reduce Madison's discussion of faction to an analysis of economic conflict. The less common and durable sources of faction can at a given moment be much more dangerous than economic differences, and Madison was also concerned about the possibilities of religious oppression and sectional conflict—a conflict which was by no means exclusively economic, and even in its economic dimension concerned kinds of property rather than economic classes. Nonetheless, the distinction between the few and the many is basic since those with little or no property always constitute a latent majority faction. If, as Madison states, "The great desideratum of Government is such a modification of sovereignty as will render it sufficiently neutral between the different interests and factions, to controul one part of the society from invading the rights of another," 37 one of his principal concerns as a republican theorist would be to prevent government becoming excessively biased in favor of the factious interest of the many. Though ultimate legal authority belongs to the electoral majority, the officials responsible for the functions of government are in a more immediate sense the "rulers" of society. Public officials are a distinct source for the possible abuse of power because they may invade private rights or violate the common interest, not merely as instruments of the majority, but from private motives or as servants of some minority faction. Furthermore, they pose the most direct potential threat to the very existence of a popular regime since they are in the immediate position to usurp the rule of the people. During the period of constitutional formation, the possibility of governmental tyranny did not worry Madison nearly as much as it did many of his contemporaries. Government's dependence on the people can be relied upon as the "primary control" on its usurping tendencies. "Auxiliary precautions" are also necessary, especially provisions for the substantive as well as formal separation of powers among the branches of government. 38 But as will be shown later; separation of powers was intended to check factious majorities as well as the abuses of public officials. It was well after the main features of his politics had developed that Madison became especially concerned about the possibility of governmental tyranny, when he came to see the actions of Adams' administration as an attempt to supplant popular government in America. 37 38 Writings, Vol. V, p. 368. Federalist 57, p. 337. MADISON'S POLITICAL THEORY 87 The potential abuse of power, whether by a popular majority or by public officials acting independently of the sense of their constituents, is only one aspect of the problematic of popular government. Good will does not insure good government; those who rule must have the "wisdom to discern" as well as the "virtue to pursue" the common good. The classical criticism of democracy which perhaps retains the greatest cogency in modern times is that the management of public affairs requires a competence which the people at large lack. That deficiency might be remedied today by the adepts of Marxist–Leninist science, or in the West by Weberian experts guided by the arcane wisdom of behavioral social science. Madison also recognized that "there are subjects to which the capacities of the bulk of mankind are unequal."" He had, however, enough confidence in popular capacities to rely on republican institutions to produce political leaders with wisdom sufficient to the tasks of government: "I go on this great republican principle, that the people will have virtue and intelligence to select men of virtue and wisdom." 40 It would seem that he understood elections to be properly acts of political intelligence which select those best endowed to pursue the common good—a "chosen body of citizens" who will "refine and enlarge the public views." 41 He was aware that elections might be much less. Consequently, important considerations for Madison's reflections on republican government were to be electoral arrangements conducive to the choice of the best, and institutional arrangements likely to sustain and foster the exercise of justice and prudence by public men. Yet another consideration would be the formation of potential statesmen, men with the skills, the vision, and the character desirable in rulers of a republic. That the American republic be sufficiently oriented to the proper ends of government, and competent to secure those ends, were Madison's chief concerns as a constitutional theorist. However, some of the other vices which he saw as incident to popular government also merit attention. In particular, popular governments are prone to instability in legislation, and to lack of firmness and energy in executing the law. Government must be amenable to public opinion, yet the mutability of public opinion disposes popular rule to excessive mutability of laws. At the Virginia ratifying convention, Madi39 Writings, Vol. V, p. 81. Elliot's Debates, op. cit., p. 536. 41 Federalist 10, p. 59. Also, see Writings, Vol. VI, p. 82: "A representative republic chooses the wisdom, of which hereditary aristocracy has the chance." 40 88 THE POLITICAL SCIENCE REVIEWER son argued that "a vicissitude of laws" constitutes "the greatest calamity to which the United States can be subject," since it gives an advantage to "sagacious men"—we might say "sharpers." Their profit comes at the expense of the solid but unsophisticated citizens who normally constitute the firmest support for republican government, "the industrious farmers and tradesmen who are ignorant of the means of taking such advantages." 42 Justice is therefore compromised, and the regime's support from such citizens would be eroded. If popular governments tend to lack firmness, it is from an inordinate attachment to the principle of liberty. But an unqualified liberty is neither possible or desirable; a balance must be struck, as Madison puts it, between liberty and power. An excess of power raises the specter of despotism, but Madison believed despotic government would more likely arise from the excess of liberty. The tumult and anarchy pursuant to a lack of firmness and energy in the execution of law may, like a vicissitude of laws, lead to the popular repudiation of popular government. As Madison remarked in a speech on the tenure of the Senate at the Philadelphia Convention: He conceived it to be of greatest importance that a stable & firm Govt. organized in the republican form should be held out to the people. If this be not done, and the people be left to judge of this species of Govt. by the operations of the defective systems under which they now live, it is much to be feared that the time is not distant when, in universal disgust, they will renounce the blessing which they have purchased at so dear a rate, and be ready for any change that may be proposed to them.43 The vices of unstable legislation and weak government could be remedied, in part, by the same "modification of sovereignty" designed to check a majority faction. Finally, an important aspect of Madison's critical analysis of self– government in America concerned not the infirmities of popular government, but the vices intrinsic to the confederal form of union. Madison's critique of confederacy had its origins in his experience as a delegate to Congress from 1780 to 1784." Throughout the war, Congress suffered from a lack of funds and supplies, which were to Elliot's Debates, op. cit., p. 261. Farrand, Vol. I, p. 219. 44 For a chronicle of Madison's activities as delegate, see Brant, op. cit., Vol. II, pp. 11-305. 42 43 MADISON'S POLITICAL THEORY 89 be provided by requisitions on the states. The states, with problems of their own, met the requisitions only partially and grudgingly. Once the conclusion of the war freed the states from the immediate threat of British arms, they proved even less willing to provide for continuing general needs. Gradually, Madison came to see the difficulties encountered by Congress as inherent in confederal arrangements. If the Confederation had to rely on the voluntary compliance of its members, it would fail to achieve its objectives and the Union would dissolve. Congress must have the power to procure the means requisite to its ends. Thus, until the end of his term in Congress, Madison repeatedly attempted to modify the American confederation so as to supply it with sufficient "energy" in the general government. While seeking to strengthen the confederal Congress, Madison also devoted himself to the study of the theory and practice of confederations, ancient and modern. His scholarly efforts, added to his experience in Congress, led him to conclude that confederal government is indeed "imbecile" in two respects: its mode of operation, and the source from which it derives its powers.45 A confederal government must place direct obligations on sovereign states and, insofar as its requirements impinge upon individuals, it must operate through the separate states. Both directly and indirectly, then, a confederal government must depend for the fulfillment of its acts on the acts of the states. Either it relies on the voluntary compliance of its members, or it forces compliance by resort to arms. The latter alternative is never desirable, and may often be impracticable. Yet voluntary compliance is a "chimera." Like individuals, but even more so, the states cannot be depended upon to place their obligations to the whole above their particular goods. Moreover, in their sovereign pride they may determine for themselves their obligations under the confederal compact. That the source of a confederal government's powers is the governments of the member states also renders it incompetent. This follows because the general good is not identical with the particular goods of the member states. However, the delegates to a confederal government are not free to deliberate upon and act for the general good, because they are mere agents of the states. Abstracting from venal motives, the member states are likely to subordinate the gen45 Madison's extensive critique of the confederal principle may be found in "Views of the Political System of the U. States" and "Of Ancient and Modern Confederacies" ( Writings, Vol. II, pp. 369-390), and in Federalist 18-20. 90 THE POLITICAL SCIENCE REVIEWER eral to particular goods because they lack the perspective to know what the general good requires. Madison used this consideration to justify his continued support for granting the confederal Congress an impost, after Virginia had disapproved the measure: . . . the part he took on the present occasion was the more fully justified to this own mind, by his thorough persuasion that with the same knowledge of public affairs which his station commanded the Legislature of Va. would not have repealed the law in favor of the impost and would even now rescind the repeal.46 Since confederal measures require the consent of men without knowledge of general needs, confederation is again "imbecile." Madison's critique of confederation pointed to a radical change in the structure of union as the sine qua non for the success of the American enterprise: the general government should be founded on national rather than confederal principles. Thus, we should consider first this aspect of his proposal for remedying the vices of popular government in America. Madison's Constitutional Model Of the various questions to which Madison addressed himself during the period of constitutional formation, the most immediate and pressing was the establishment of a "more perfect Union"; that is, a shift of sovereignty from the states to the general government. It is ironic, in light of Madison's later reputation as a bulwark of states' rights, that there is so little to be found in his writings prior to 1789 that suggests any intrinsic value in retaining a residual sovereignty in the states. Consider his response to the fear that the Virginia Plan would ultimately result in consolidated government: Were it practicable for the Genl. Govt. to extend its care to every requisite object without the cooperation of the State Go y s. the people would not be less free as members of one great Republic than as members of thirteen small ones. A citizen of Delaware was not more free than a citizen of Virginia: nor would either he more free than a citizen of America. Supposing therefore a tendency in the Genl. Government to absorb the State Govts. no fatal consequence could result. Taking the reverse of the supposition, that a tendency should be left in the State Govts. towards an independence on the Genl. Govt. and the gloomy consequences need not be pointed out.47 I n 47 Vol. I, p. 340. Farrand, Vol. I, pp. 357-358. Writings, MADISON'S POLITICAL THEORY 91 This is not to say that Madison desired a consolidated government, or saw no advantages in state autonomy. However, the entire thrust of his constitutional model was to strengthen the hand of the national government. What would be needed to give the general government sufficient strength? First, its authority would have to be derived directly from the people, rather than the state governments. Were a revision of the former plan of Union to be ratified by the state governments, they could continue to claim sovereign rights over the general government, including the right independently to judge their obligation to federal acts. To leave grounds for such an interpretation would be to retain the fatal flaw of the Confederation in the new fabric. Madison in effect anticipated the nullification doctrine and attempted to remove its legal ground by insisting that the Constitution be popularly ratified. Popular ratification was crucial, he explained, in converting the form of American union from "a league or treaty, [to] a Constitution." 48 In short, to remedy the defects of confederation, the general government had to be converted into a truly national government, ruling over a people united into a body politic—even if only for certain purposes. A general government founded on national principles could overcome the Confederation's defective mode of operation by acting directly on the people (perhaps most crucially, in raising revenue), thus substituting "the mild and salutary coercion of the magistracy" for "the destructive coercion of the sword." 49 Also, it could derive its public officials and thus its ordinary powers directly from the people, rather than the state governments. Madison's colleagues at Philadelphia declined to exploit the latter possibility fully, instead applying the confederal principle of representation in the Senate. They did so, however, over the Virginian's opposition, as exemplified by his declamation against the Connecticut Compromise: "By the vote already taken, will not the temper of the state legislatures transfuse itself into the senate? Do we create a free government?"50 But even with regard to the Senate, Madison's objectives were largely secured. Paid from the national treasury, and with a long term of office, Senators would have substantial latitude to attend to the 48 Farrand, Vol. II, p. 92. Emphasis in original. as Federalist 20, p. 124. Emphasis in original. o Farrand, Vol. I, p. 416. 92 THE POLITICAL SCIENCE REVIEWER general good, rather than act merely as ambassadors of provincial interests. Securing the independent authority and power of the general government would not wholly rationalize the structure of Union, in that the states would remain as powerful corporations which might come into mutual conflict, impede common purposes, and obstruct national operations. Madison's constitutional model included a truly radical prescription for maintaining order and harmony—the requirement that before becoming legally valid, all state legislation must be reviewed by the national Congress, which would be empowered to exercise the veto. Madison considered this provision "the mildest measure that could be devised" to prevent the "mischiefs" of state autonomy. 51 The Constitution was to provide a much milder control, to be imposed by the judiciary under the supremacy clause. Madison believed that judicial control would be too slow and uncertain, especially when the cooperation of the state courts would be required. Also, it could be applied only after improper legislation had been put into effect and caused perhaps irreparable harm.52 It was the omission of a prior veto in the national legislature that gave Madison his greatest doubts concerning the efficacy of the Constitution. In the light of subsequent events, one might not fault his judgment. Though the Constitution which Madison was to defend in the Federalist did not provide the general government with as much energy as he thought necessary, it did go far in the national direction. In so doing, it promised not only relief from the vices of confederation, but also new possibilities for the success of self–government. For Madison held that majority faction, the principal vice of popular rule, would be much less likely in the large republic of the United States than in the thirteen small republics of the old Confederation. He thus reversed the prevalent opinion that small republics are best suited for popular rule. The rationale for his novel thesis is presented in Federalist 10. Having remarked that the great object of his inquiry is to secure the public good and private rights against the danger of majority faction, without violating the spirit or form of popular government, Madison notes two means of obtaining his object: either prevent a majority actuated by the same passion or interest from arising, or 51 Ibid., pp. 164-165. See also Vol. I, pp. 162, 168-71, 318-319; Vol. II, pp. 27, 390, 440, 589. 52 Farrand Vol. II, pp. 27-28; Writings, Vol. V, pp. 26-27. MADISON'S POLITICAL THEORY 93 render such a majority, "by their number and local situation," incapable of common action. "Pure democracy," in which the people administer the government in person—"pure," presumably, since the principle of popular sovereignty is wholly unmodified—is from this standpoint ineligible: "A common passion or interest will, in almost every case, be felt by a majority of the whole; a communication and concern result from the form of government itself." A "republic," distinguished from democracy in that popular rule is mediated through representatives, offers better prospects. First, representatives need not and perhaps cannot be neutral instruments for translating public views into legislation. The significance of this point will be developed presently. Secondly, republics can encompass a greater territory and population than can be accommodated by a democracy. Madison considers this the principal circumstance which makes faction less dangerous in republics than in democracies: smaller the society, the fewer probably will be the distinct parties and interests composing it; the fewer the distinct parties and interests, the more frequently will a majority be found of the same party; and the smaller the number of individuals composing a majority, and the smaller the compass within which they are placed, the more easily will they concert and execute their plans of oppression. Extend the sphere, and you take in a greater variety of parties and interests; you make it less probable that a majority of the whole will have a common motive to invade the rights of other citizens; or if such a common motive exists, it will be more difficult for all who feel it to discover their own strength, and to act in unison with each other.53 The The advantages of a small republic apply even more forcefully in large republics: parties and interests are further multiplied, as are the impediments to the mobilization of an existing majority faction. Madison probably considered the latter point to be of limited importance, since he anticipated that the new Union would facilitate improvements in transport and communication. The "local situation" of a majority faction, its territorial diffusion, would in time prove less of a barrier to its organization. The principal advantage of a large republic, then, is its capacity to embrace a great diversity of parties and interests. One can readily see how the extent of the republic could control the effects of certain kinds of faction. Family feuds, for example, could not polarize the United States as they could the Verona of the 53 Citations from Federalist 10, pp. 57-61. 94 THE POLITICAL SCIENCE REVIEWER Montagues and Capulets. Likewise, passions tied to feelings of locality would not generate majority factions in a large country, nor would religious passions in a nation encompassing a multiplicity of sects. However, the effect of size in controlling economic factions is not so apparent. As noted earlier, Madison refers to "the various and unequal distribution of property" as "the most common and durable source of factions." The United States would indeed have more varieties of property than any individual state, but factions based on the inequality of wealth would not be more numerous. Stated simply: while a large territory can add a thousand proud family names to the Montagues and Capulets, it cannot add a single category to the division between the rich and the poor. The classical answer to this ancient problem of republics is a large middle—class which can provide stability by mediating between the propertyless and the rich. Madison was aware of the benefits of having a large number of citizens with an interest in property, a condition existing at the time with the broad diffusion of small land holdings. He anticipated, however, a limited tenure for America's agrarian economy. Furthermore, even small landowners could engage in factious conflict, as demonstrated by Shay's Rebellion. The classical answer, then, was inadequate. Yet Madison believed that the large republic could serve as a remedy for "class struggle," over and above the remedies previously devised. First, there is the factor of size: a leveling impulse could be less likely to pervade the entire Union than any of its parts. But as Martin Diamond has pointed out, more important to Madison's thinking was the number and diversity of interests in a large republic.54 Diamond notes that because the many poor and the few rich will exist in the large as well as the small republic, a majority faction of the poor is always latent. In terms of their specific economic activities, though, the many and the few are united into numerous groupings of shared interest. Hence, the pursuit of economic interest can cut across class lines and create intra—class divisions. Using a contemporary example, Diamond remarks that railroad magnates and trucking mgnates may conflict, while railroad owners and workers may close ranks against competitors in the transportation industry. 54 Diamond develops his interpretation in "Democracy and The Federalist: A Reconsideration of the Framers' Intent," op. cit.; "The Federalist," History of Political Philosophy, ed. Leo Strauss and Josephy Cropsey (Chicago: Rand McNally, 1963), pp. 573-593; The Democratic Republic (Chicago: Rand McNally, 1970), pp. 91-98. MADISON'S POLITICAL THEORY 95 Such associations for particular rather than class interests, Diamond suggests, were Madison's expedient for avoiding class conflict. This expedient would be inefficacious in a small society, "where the many are divided into only a few trades and callings: these divisions are insufficient to prevent them from conceiving their lot in common and uniting for oppression." But in a large republic, especially if it is commercial, particular interests will be so numerous and powerful that the desired result will follow: The mass will not unite as mass to make extreme demands upon the few, the struggle over which will destroy society; the mass will fragment into relatively small groups, seeking immediate advantages for their narrow and particular interests.55 In this second way, then, a large republic may avert the political mobilization of the factious majority of the poor. Diamond's interpretation finds confirmation in a letter in which Madison presents to Jefferson the rationale for the large republic. "Divide et impera," he remarks, "the reprobated axiom of tyranny, is under certain qualifications, the only policy, by which a republic can be administered on just principles." By the division of the people into many parties and interests "a common sentiment is less likely to be felt . . . by a majority of the whole"; rule is likely to be by a fluid coalition majority, rather than a permanent majority based on class interest. But it should be noted (here I depart from Diamond) that Madison's thinking implies a certain modification of popular sovereignty. As he explains to Jefferson: "The great desideratum in Government is, so to modify the sovereignty as that it may be sufficiently neutral between the different parts of the Society to controul one part from invading the rights of another."56 The sovereignty must be modified because under the forms of popular government the many may rule in their class interest. But the rule of a part—even the most numerous part—in its self–interest is unjust, and also dangerous: the few, whose resources may compensate for their numerical disadvantage, may cherish sweet treason against the regime, while the many may become dupes of demagogues aspiring to despotic power. The extended republic would modify the sovereignty not simply by its tendency to fragment the 55 "Democracy and the Federalist: A Reconsideration of the Framers' Intent," ibid., p. 66. "Writings, Vol. II, pp. 31-32. The last citation continues: "and at the same time sufficiently controlled itself, from setting up an interest adverse to that of the entire society." 96 THE POLITICAL SCIENCE REVIEWER interests of the many, but because the resulting multitude of particular interests would be so many alliances of the few and the many: in class terms, each faction (or most) would be mixed. If the politically relevant factions represent the few as well as the many, the sovereignty would then be so modified as to make it "sufficiently neutral between the different parts of Society."57 I have suggested that Madison's remedy to the vice of majority faction was to establish a setting for popular government in which the ruling majority is likely to represent a mixture of social classes. Such a remedy is proportioned to his diagnosis of the moral and intellectual deficiencies of men which make just government problematic: we tend to subordinate conscience to passion or interest; we tend, moreover, to be biased in our moral opinions. It would therefore be imprudent to expect justice from a government which represents a part of society on a policy question affecting the interest of that part; much better that the ruling majority be distributed, and represent those who hold and those who are without property. Indeed, Madison's discussion of democracy and the extended republic recalls Aristotle's distinction between democracy and his favored mixed regime, the polity: in democracy, the majority is likely to rule for its own interest, in the large republic, for the common good.58 The notion of a large republic is of course not Aristotelian; rather, the insight that extended republics are better suited than small republics to the formation of distributed majorities was Madison's contribution to the science of politics. However, Madison did not ignore the relevance of electoral and institutional arrangements, which are so important to Aristotle's discussion of the polity. Republics differ from pure democracies not simply because they can be larger, but because they substitute for direct popular rule the principle of representation. In Madison's constitutional model the principle of representation, combined with appropriate institutional arrangements, would serve both as an impediment to factious rule and a means to secure competent government. 57 Simple fragmentation of the interests of the many would not be enough, in that the clashing interests regulated by legislation would involve not only differences in kind of property (landed, manufacturing, mercantile, etc.), but also differences in amount. 58 On the likeness between Madison's republic and Aristotle's mixed regime, the polity, see. Paul Eidelberg's The Philosophy of the American Constitution, op. cit., passim; as well as his A Discourse on Statesmanship (Urbana: University of Illinois Press, 1974), Ch. I–VI. The following analysis of Madison's constitutional model is at many points indebted to Eidelberg's insights. MADISON'S POLITICAL THEORY 97 We should first note Madison's claim that the Constitution established a "wholly popular" government—an "unmixed" republic." The republic is unmixed because all offices are derived, directly or indirectly, from the great body of the people, neither the electors nor the eligible candidates for any office being restricted to a given social class. Though numerous restrictions in fact existed, Madison's claim was defensible, in that the exclusions were established by state laws rather than the Constitution. However, he had for a time considered the idea of establishing a property qualification for suffrage in the Constitution itself." His reasoning on this matter is revealed in some remarks concerning Virginia's Constitution: [The] question arising here is how far property ought to be made a qualification. There is a middle way to be taken which corresponds at once with the Theory of free Government and the lessons of experience. A freehold or equivalent of a certain value may be annexed to the right of voting for Senators, and the right left more at large in the election of the other House. . . . This middle mode reconciles and secures the two cardinal objects of Government; the rights of persons, and the rights of property. The former will be sufficiently guarded by one branch, the latter more particularly by the other. Give all power to property, and the indigent will be oppressed. Give it to the latter and the effect may be transposed. Give a defensive share to each and each will be secure.6I Though the national Constitution would be unmixed in the formal sense indicated above, Madison anticipated that the principle of representation would give property a share in sovereignty sufficient to its defense. This follows because representatives would likely be chosen from among men of property and reputation, and because political institutions were designed to give public officials substantial latitude to follow their own judgment. Both the oligarchic principle of wealth (related to the defense of property) and the aristocratic principle of merit (related especially to competent and just government) could therefore have a share in the sovereignty Federalist 14, p. 81. When the question , arose in Philadelphia he remarked: "Viewing the subject in its merits alone, the freeholders of the Country would be the safest depositories of Republican liberty. In future times a great majority of the people will not only be without landed, but any other sort of property. These will either combine under the influence of their common situation; in which case, the rights of property and the public liberty, will not be secure in their hands: or which is more probable, they will become the tools of opulence & ambition, in which case their will be equal danger on the other side." (Farrand, Vol. II, pp. 203-204.) 61 Writings, Vol. V, pp. 286-287. 59 60 98 THE POLITICAL SCIENCE REVIEWER disproportionate to their numerical weight in society. But let us turn to textual sources. In his public defense of the Constitution, Madison emphasizes the relation of representation to the principle of merit. Thus, he notes in Federalist 10 that representation may "refine and enlarge the public views, by passing them through the medium of a chosen body of citizens," who may be characterized by "wisdom . . . patriotism and love of justice." Elsewhere, he remarks that the representative principle is "an auxiliary desideratum for the Republican form," which serves its purpose by extracting "from the mass of society the purest and noblest characters which it contains." 62 Now, Madison did not have sanguine illusions concerning the probable motives of representatives; interest and ambition are all too likely to weigh more heavily than devotion to the public good. Nonetheless, he considered it important to have men of character and intelligence in the legislature, and gave several reasons why his constitutional model would favor the operation of legislative virtue. First, the very size of electoral districts in the extended republic would favor the choice of suitable representatives. More men of merit would he available in large distritcs, and the voters' choice "will be more likely to centre in men who possess the most attractive merit and the most diffusive and established characters."63 Secondly, the representative's term of office—which Madison had proposed should be three years—would support his capacity to act well. His tenure would allow sufficient time to become acquainted with the public business, and would also serve to remedy the excessive parochialism likely to typify representatives drawn from local constituencies. Lastly, his tenure would be sufficient to give him a degree of independence from his constituents, and therefore the capacity to resist temporary factious pressures. Yet why would a representative act contrary to the popular sense, and risk being removed from office? He might be a man of character, unwilling to cooperate in unjust schemes, more concerned with honor than with the mere possession of public office. But there is an added reason, which Madison does not elaborate in the Federalist. Consider the question: what would be the material circumstances of the men most likely to be elected to office from a large district? What men would have "most most diffusive and established 62 63 Federalist 10, p. 59; Writings, Vol. II, p. 369. Federalist 10, p. 60. MADISON'S POLITICAL THEORY 99 characters" in a district encompassing probably one and possibly several counties? Would they not be men of property? Madison himself elaborated on this consideration many years after the Federal Convention: Large districts are manifestly favorable to the election of persons of general respectability, and of probable attachment to the rights of property, over competitors depending on the personal solicitations practicable on a contracted theatre. The representatives would likely be "patricians" of sorts. Madison considered it improbable that they would be patrician demagogues: And altho' an ambitious candidate, of personal distinction, might occasionally recommend himself to popular choice by espousing a popular though unjust object it might rarely happen to many districts at the same time.64 The effectiveness of the principle of representation in magnifying the influence of property and merit would vary with such factors as the size of the electoral district, the mode of election (direct or indirect), and the term of office. Also important would be the size of the representative body. Madison judged the disposition of small assemblies to be "aristocratic," while large assemblies would be disposed to a democratic character. 65 On all of these counts, the House of Representatives would be the "democratic" branch of the national government: more "sober and respectable" than a random gathering of citizens, more attached to the rights of property, yet popular in character and properly so, since it would be the special function of the House to represent the rights, the interests, and the perspective of the many. Madison repeatedly emphasized and sought to promote the latter role for the House. For example, at Philadelphia he argued for the popular election of one legislative branch as "essential to every plan of free government," lest the necessary sympathy between the people and their rulers be too little felt, and the people "be lost sight of altogether." 66 The same focus on the House as the "people's branch" of government pervades the relevant numbers of the Federalist, as well as Madison's subsequent comments on the Constitution's intention. Consider his explanation, to his colFarrand, op. cit., Vol. II, p. 428. Although too large a body would tend to be dominated by a few members. See Federalist 58, p. 382. 66 Farrand, Vol. I, pp. 49-50. 64 65 THE POLITICAL SCIENCE REVIEWER 100 leagues in the first Congress, of why the House was given the exclusive power to originate money bills. The principal reason why the Constitution had made this distinction was, because they were chosen by the people, and supposed to be best acquainted with their interests and ability. In order to make them more particularly acquainted with these objects, the democratic branch of the Legislature consisted of a greater number, and were chosen for a shorter period, so that they might revert more frequently to the mass of the people.67 It should be noted that the House would be "the democratic branch" relative to the other branches: its large electoral districts and intermediate term of office would make it more removed from an immediate impulse of passion or interest in the popular majority than the lower house of a state legislature, or the assembly of citizens in a pure democracy. Still, the House would be that branch of government in which the character, interests, and perspective of the many would predominate. Although itself a potential threat to minor parties, the House would most fully embody and defend the principle of democratic liberty: popular liberty against the despotic tendencies of the few and the liberty of the individual against the power of the government. But what holds for the House need not hold for the other branches of government. Here we should consider the role of separation of powers and bicameralism in Madison's constitutional model. The first purpose of separation of powers is to guard against governmental tyranny—a possibility which is not wholly eliminated by the establishment of popular controls on government. Madison did not develop the argument for this widely recognized principle, but instead stated its rationale as an axiom: The accumulation of all powers legislative, executive, and judiciary in the same hands, whether of one, a few or many, and whether hereditary, self-appointed, or elective, may justly be pronounced the very definition of tyranny.68 Madison's discussion of the separation of powers in the Federalist is primarily an explanation of why the Constitution does not rigidly divide the functions of government among the several branches. The principle of separation is maintained, he argues, as long as no one department wholly controls the functions of another. Furthermore, 67 68 Writings, Vol. V, p. 368. Federalist 47, p. 313. MADISON'S POLITICAL THEORY 101 some sharing of functions may be necessary to give each branch the capacity to resist encroachments by the others. Since the legislature is the most powerful branch, the Constitution's blending of powers was intended to strengthen the other departments—for example, through the executive's veto power. In addition, a division of power is established within the legislature itself. Bicameralism is a necessary extension of the same principle that requires the separation of powers: . . . it is not possible to give to each department an equal power of self—defense. In republican government, the legislative authority necessarily predominates. The remedy for the inconveniency is to divide the legislature into different branches; and to render them, by different modes of election and different principles of action, as little connected with each other as the nature of their common functions and their common dependence on society will permit.69 Bicameralism, then, together with the separation of powers would serve as a security against governmental tyranny. Why? Clearly, the fact that the House and Senate are separately organized would act as a mechanical barrier to their cooperation in schemes of oppression. But as evidenced in the above citation, Madison's expectations were based on the belief that they would be not only separate but different bodies, with different principles of action. The same point is made in the Federalist when he argues for "the improbability of such a mercenary and perfidious combination of several members of government, standing on as different foundations as republican principles will well admit." 7 ° The heterogeneity of the two branches would be established by a series of constitutional provisions that makes the Senate, relative to the House, the "aristocratic" branch of the legislature. The differing interests and ambitions characteristic of the two branches would provide the motives for their operating as mutual checks, thus forestalling the accumulation of all power in the same hands, whether of "a few, or many." At the same time, Madison expected the Senate to be the legislative branch most disposed to protect the interests of the few from the many, and best constituted to provide firmness, stability, and competence in government. The Senate, of course, would not be an aristocratic body in the formal sense. Its material basis would be wholly popular: the regime so Federalist 51, p. 338. 70 Federalist 55, p. 369. 102 THE POLITICAL SCIENCE REVIEWER would not give legal sanction to a social aristocracy or recognize any hereditary claim to office, nor would its Constitution restrict Senators or their electors to propertied men. Moreover, Madison expected the character of the Senate to be substantially conditioned by its popular derivation; subject to ultimate popular control, it could be less "high–toned" than a traditional patrician council. Nonetheless, Madison expected the Senate to have, relative to the democratic House, the characteristics and functions of an aristocratic (or aristocratic–oligarchic) body: to be at its best the legislative embodiment of justice, reason, and practical wisdom; in its less lofty and perhaps more usual operation (given those deficiencies of human nature which make government necessary and the rule of enlightened statesmen contingent), an agent of stability, reasonability, and the interested defense of the rights of the few. Consider a few of Madison's comments on the Senate. The mode of electing Senators would favor "a select appointment"; such a body would have the capacity to check a majority guided by some irregular passion, illicit advantage, or artful misrepresentation "until reason, justice, and truth can regain their authority over the public mind." In arguing at Philadelphia that the Senate should have a seven–year term, he feared that "the popular branch would still be too great an overmatch for it"; according to Yates' notes, he considered this branch "a check on the democracy." The Senate exists to protect minorities, especially to protect a propertied minority against "a leveling spirit"; it has "for one of its primary objects the guardianship of property." The Senate is a body "possessing that proportion of aristocratic power which the Constitution no doubt thought wise to be established in the system." 71 Finally, Madison concludes his defense of the Senate in Federalist 63 by citing the example of the ancient republics: only those with an institution like the Senate were long–lived. His exemplars are Sparta, Carthage, and Rome. He reassures his readers: "the federal Senate will never be able to transform itself, by gradual usurpations, into an independent and aristocratic body." 72 His protestations were no doubt sincere, for the Senate would be a dependent body, derived from the people. Yet it is equally clear that the Senate was to perform the functions of an aristocratic body, and represent in a special way (although not exclusively) the character, purposes, and interests of the few. The 71 Federalist 62, p. 401; Federalist 63, pp. 409-410; Farrand, Vol. I, pp. 218, 222; 422-423; 562; Writings, Vol. V, p. 402. 72 Federalist 63, p. 416. MADISON'S POLITICAL THEORY 103 derivation of a quasi—aristocratic body from the great body of the people would be accomplished through institutional means: the mode of election, the tenure of office, and the number of Senators. As noted earlier, the principle of representation may provide a legislative assembly with greater wisdom, virtue, and/or attachment to property than possessed by the people themselves. In the election of Senators, the principle would be employed twice; the- resulting "refinement" and "filtration" of popular opinion would especially favor a select appointment." Also, the system of staggered elections would insure that no short—lived majority faction could control the Senate. Similarly, the Senate's long term of office would give its members the independence to resist a factious or foolish popular majority too powerful for a body like the House to resist. The latter points emphasize the Senate's negative role, as a check against the vices of popular government. Yet Madison also saw these Constitutional features in positive terms, as enabling it to contribute to good government. The lengthy tenure of Senators would enhance their capacity to improve the character of legislation by acquiring a deep knowledge of national affairs, and by considering distant objects of legislation which require continuous attention over a period of years. The Senate's long—range view, its term of office, and its staggered elections would also make it an agent of stability, "the great anchor of Government." Also, Senators would have the time to acquire a national perspective. This characteristic is particularly important for the proper discharge of its exclusive legislative powers in foreign policy. In Federalist 63, Madison emphasizes the need for "a sense of national character" in dealings with foreign powers. The Senate, the "select and stable member of the government," is best fitted to endow the conduct of foreign policy with honor, consistency, and integrity, because its members have an adequate tenure, and the body exists forever. The Senate's national perspective would also enable it to elevate the character of domestic legislation. The House, though better constituted than the state -legislatures, might degenerate into a brokerage assembly for particular interests, or even become the agent of some factious majority. Madison wanted a Senate capable of remedying such defects in the House by its national perspective and sense of national character, and by its relative independence from particular interests and momentary popular passions. The Father of the 73 73 Farrand, Vol. III, p. 123. 104 THE POLITICAL SCIENCE REVIEWER Constitution is often interpreted as a group–interest theorist—an interpretation which finds support in passages dealing with the House. His vision of the Senate, however, shows that he understood "justice and the common good" to mean more than the moment–to–moment result of interest–group brokerage. Consider his response to Elsworth's proposal that Senators be paid by their respective states: "The motion would make the Senate like Congress, the more Agents & Advocates of State interests 8c views, instead of being the impartial umpires & Guardians of justice and the general Good."74 The final institutional device for securing wisdom and virtue in the Senate—the restriction of that body's size—requires some elaboration. That the moral and intellectual capacities of the Senate should be related to the number of Senators may seem peculiar, yet Madison posited that relationship on the basis of carefully considered psychological judgments. The Senate was to be the locus of reason in the legislature, and the rule of reason requires a cool and deliberate approach. But characteristically, a large body is readily swayed to hasty and ill–considered action: as an assembly approaches a mob in size, it tends to acquire the mob spirit. The Senate must therefore be kept small: use of the Senate is to consist in its proceeding with more coolness, with more system, & with more wisdom than the popular branch. Enlarge their number and you communicate to them the vices which they are meant to correct.75 The Number also relates to virtue: in a small Senate, the personal motives of members could be employed to compensate for defects in their character. The motives for seeking public office, Madison teaches, are ambition, personal interest, and the public good: "unhappily, the two first are proved by experience to be most preva1ent." 76 Yet under proper circumstances, a certain kind of ambition can have good effects: the ambition for honor, for the reputation of virtue. This high ambition may especially characterize the "select body" of the Senate. To channel such ambition toward the public good requires that the Senate be small; for if the actions of a given Senator are to effect his personal reputation they must be visible—which they would not Farrand, Vol. I, p. 428. Ibid., p. 151. 76 Writings, Vol. II, p. 366. 74 75 MADISON'S POLITICAL THEORY 105 be in a large assembly. Madison explains how the size of the Senate, together with its continuity, conspire to make ambition a motive for right action: . . . however requisite a sense of national character may be it is evident that it can never be sufficiently possessed by a numerous and changeable body. It can only be found in a number so small, that a sensible degree of praise and blame of public measures may be the portion of each individual; or in an assembly so durably invested with public trust, that the pride and consequence of its members may be sensibly incorporated with the reputation and prosperity of the community." Madison speaks with a certain contempt of the personal motives which his constitutional model accommodates and uses; the pitting of ambition against ambition, he remarks in Federalist 51, is "a reflection on human nature." But such deprecating remarks reflect the nobility of his standards, rather than the ignobility of the motives he employs. The ambition for honor is a motive intermediary between the truly base and the most noble. It implies recognition that virtue is intrinsically worthy, and therefore points the person towards virtue in the fullest sense. And if the institutional arrangements of the Senate lead men of high ambition to just and public– spirited actions, they may also habituate those men to the truly noble virtue that Madison hoped for from the Senate at its best. Madison's reflections on appropriate institutional arrangements for the American republic centered principally on the legislature, the most powerful branch. However, his constitutional model included a role for the other departments, similar to that of the Senate. The part to be played by the executive and judiciary is seen most clearly in his plan for a Council of Revision. This Council, to be composed of the President and a portion of the Supreme Court, was to have a qualified veto over legislative acts. The purposes of the veto were to deter legislative encroachments on the other departments, as well as to check tyrannical majorities, and promote stability and wisdom in republican legislation. As Madison explained, "a revisionary power is meant as a check to precipitate, to unjust, and to tyrannical laws."78 77 78 Federalist 63, p. 408. Writings, Vol. V, p. 293. A Council of Revision was part of the Virginia Plan. (Farrand, Vol. I, p. 21) When the matter was considered by the Convention, the executive veto was substituted on the motion of Gerry. On three subsequent occasions, Madison initiated or supported moves to reinstate the Council (Farrand, Vol. I, p. 136; Vol. II, pp. 74, 298). 106 THE POLITICAL SCIENCE REVIEWER Why would the Council function as intended? Its members would, of course, have personal motives—motives of ambition—for protecting the prerogatives of their offices against legislative usurpations. And its disposition to veto factious or foolish legislation would be supported by institutional provisions similar to those operating in the case of the Senate. For example, Madison believed that the selection of the President through the electoral college would, through its "filtration" of popular opinion, favor the choice of meritorious men. The President's tenure would support executive firmness and the pursuit of long–range objectives, and he would be even more likely than the Senate to have or acquire a national perspective. 79 And in light of what Madison had to say concerning the significance of number, the importance of having a single executive with full responsibility for the actions of his department is apparent. In the Presidency especially the ambition of the man is tied to the duty of the office. In every respect but number, the provisions for the judiciary are even more "high–toned" than those for the executive. The selection of judges would carry the principle of refining popular opinion to its highest pitch, in that both agents in judicial appointments would be indirectly elected. The judges' tenure is for life, and their office national. At the greatest remove from popular control, they would have the fullest capacity to resist factious majorities, or even brokeraged majorities that are insensitive to the requirements of justice and the general welfare. Finally, as Madison pointed out to the Federal Convention, the Court could make a unique contribution to improving the character of republican legislation, if given a place on a Council of Revision: It would be useful to the Legislature by the valuable assistance it would give in preserving a consistency, conciseness, perspicuity 8c technical propriety in the laws, qualities peculiarly necessary; & yet shamefully wanting in our republican Codes.80 To summarize the main features of Madison's political thought during the founding period: the most immediate requirement was to rationalize the structure of Union, to overcome the "imbecility" of confederation. Though the logic of Madison's critique of confederation pointed to the centralization of sovereignty, he was not 79 According to King's notes on the Federal Convention, Madison supported a seven—year term for the l'resident (Farrand, Vol. I, p. 71). so Farrand, Vol. II, p. 78. MADISON'S POLITICAL THEORY 107 a doctrinaire "consolidationist"; rather, his object was to secure sufficient authority, independence, and power in the general government, and to rein in the potentially anarchic autonomy of the states. The instrument approved at Philadelphia did not strengthen the national government as much as he thought necessary, though subsequent experience was to alter his judgment of the relative dangers of state and national power. His second object was to establish a government at once popular, just, and competent. That America was to be self–governing was for Madison both a commitment and a presupposition; consequently, his attention was directed principally to remedying the typical deficiencies of popular government. The potential vices of popular government are located above all in the sovereign, the majority: if the majority is a faction, it is likely to rule unjustly. Although the sources of faction are several, the indigent many are particularly important because they form an ever– latent majority faction. Madison's theoretical response to the problem of majority faction was both social and institutional. On the one hand, he looked to the large, diversified society of the extended republic to fragment the interests of the many into a multiplicity of particular interests, thus tending to obscure class differences and to make the locus of factious activity so many alliances of the few and the many. On the other hand, he sought to establish political institutions which would secure a share in power for the few despite their numerical disadvantage. "The few" refers first to those "pure and noble characters" with the wisdom to perceive and the virtue to pursue justice and the common good; secondly, to men of high ambition whose intermediate motives might be directed to the public good in an appropriate institutional setting; thirdly, to men with a substantial personal attachment to the rights of property. No single organ of government would be identified with the few: all would be derived from the people, and each would in various degrees share power between the few and the many. Nonetheless, the House could be identified as the "democratic branch," while the design of the Senate and the other departments removed them from the immediate influence of popular majorities, and was intended to foster the selection of men of merit and/or property. The House would be the guarantor of popular liberty and the attachment of government to the people. The other departments were expected to defend the rights of minorities, especially the permanent minority of the propertied, and to supply qualities such as stability, energy, 108 THE POLITICAL SCIENCE REVIEWER and wisdom, in which popular assemblies tend to be deficient. Also, these departments could be expected to support the nobler ends of government, insofar as those ends might be pursued by a government of limited jurisdiction operating in a free society. Finally, the differing character of the various organs of government would provide substantial grounds for expecting the separation of powers to prevent the governmental tyranny consequent to the accumulation of all power in the same hands. As an architect of the American Constitution, Madison sought to provide a social context and institutional devices which would favor good popular government. Yet his political theory was more comprehensive than the above discussion might imply, for he did not fancy that the political good can be achieved by a people of indifferent character. A recurrent theme in his political writings is that public virtue is prerequisite to the success of self–government. As he proclaimed at the Virginia Convention: I go on this great republican principle, that the people will have virtue and intelligence to select men of virtue and wisdom. Is there no virtue among us? If there be not, we are in a wretched situation. No theoretical checks, no form of government, can render us secure. To suppose that any form of government will secure liberty or happiness without any virtue in the people, is a chimerical idea. And again, in the Federalist: "As there is a degree of depravity in mankind . .. so there are other qualities in human nature which justify a certain portion of esteem and confidence. Republican government presupposes the existence of these qualities in a higher degree than any other form."81 Evidently, Madison considered simple reliance on human virtue to be utopian folly: men are not angels, and virtue must be supported and supplemented by institutions which foster the elevation of the best to public office, and furthermore pit interest against interest and ambition against ambition in such fashion that base motives may provide some security for private rights and the public good. Yet simple reliance on such devices would also be folly. Madison believed that a sustained popular majority would ultimately have its way; if so, the institutional devices which may impede its access to the statute books would merely allow an appeal from Peter drunk to Peter sober. Sober public opinion, then, would have to be informed by a sense of justice and regard for the public good. Nor 81 Elliot's Debates, op. cit., Vol. III, pp. 536-537; Federalist 55, p. 365. MADISON'S POLITICAL THEORY 109 would Madison be justified in his confidence that "a coalition of a majority" in a pluralistic society "could seldom take place on any other principles than those of justice and the general good," if those principles were not of sufficient importance to the people and their representatives.82 In conclusion, Madison's political theory, intended as a remedy to the characteristic vices of popular government, included three elements: first, the presupposition that certain specifically human qualities—"virtue and intelligence" in the people, "virtue and wisdom" in their representatives and rulers—would be sufficiently present to make the enterprise of self–government feasible; secondly, the fragmentation of and diversification of factions in the extended republic of the United States; thirdly, the appropriate arrangement of political institutions. Madison was not under the illusion that his constitutional model could conquer the contingency to which every human enterprise is subject, nor, for that matter, was his thinking fully incorporated into the Constitution. But in the spirit of venture, Madison had confidence that the new American republic could succeed in vindicating the honor of popular government, and recommending it "to the esteem and adoption of mankind."83 Madison's Politics and Contemporary America: Some Critical Reflections A prima facie criticism of Madison's political theory is that if his constitutional model presupposes virtue, he says too little about how it would be nurtured and sustained. Now, there are necessary limits to the governmental support of virtue in a polity dedicated to liberty, especially if one speaks of a federal government with partial sovereignty. Madison's political order, if it operated as he anticipated, would foster the habits of justice and moderation. Moreover, he supported public education in the states, and a national university, with a view to the moral training of citizens and potential statesman. But such provisions would not in themselves suffice. If the promise of the American experiment were to be realized, much would depend on the capacity of a free society to bring about virtue in its members. From what Madison had to say on this matter, it would appear that he anticipated and relied upon a pervasive 82 83 Federalist 51, p. 341. Federalist 10, p. 58. 110 THE POLITICAL SCIENCE REVIEWER religious ethic to supply the requisite moral leaven for American society. A lugubrious observer of the contemporary scene might wonder whether more direct and specific public support for character formation is not necessary and proper. But it should again be pointed out that Madison did not pretend to have conquered historical contingencies (in this case, secularization). At the Virginia Constitutional Convention of 1829, when the question of a property qualification for suffrage once more arose, Madison reflected on the variety of relevant changes which might be expected in a society decreasingly agrarian, increasingly commercial and industrial. As an elder statesman addressing a new generation of political leaders, he concluded: "To the effect of these changes, intellectual, moral, and social, the institutions and laws of the Country must be adapted, and it will require for the task all the wisdom of the wisest patriots." 84 He did not expect America to flourish, and overcome crises in her national life, if his were the last generation with political vision and devotion to the public good. Given the regnant ideology, a more likely criticism of Madison's politics is that it is undemocratic. It is true that much of his thought was directed to tempering the power of the many. But his reasoning was based on the premise that the people would indeed have final authority: it is because the majority is sovereign that it needs to be checked. After the new republic was established, Madison revised his estimate of the relative power of the few and the many. In Hamilton's program and influence, he saw a danger that the national government might become dominated by a well–connected oligarchic junto centered in the executive. It was then that he developed the thesis that states' rights are vital to a plan for free government. Maintaining the bulk of administration in the states would prevent the aggrandizement of the national executive at the expense of the legislature, while autonomous state leaders could challenge a national establishment adrift from its popular moorings. Thus, he responded to the unanticipated power of the few by entering a constitutional polemic in support of the many. Since Madison's republic, though of the many, would include a role for the few, periods of oligarchic ascendancy are inherently possible. If contemporary corporate power—public as well as private—makes it appear that the people are "lost sight of altogether," 84 Writings, Vol. IX, p. 360n. MADISON'S POLITICAL THEORY 111 democratic reforms would be called for by Madison's politics. But if his insights are correct, some defensive power should be preserved for the few. Moreover, a people neither blinded by flattery nor corrupted by prejudice will recognize the folly of governance by the Gallup some devices are required to magnify the public role of wisdom. Given the transformation of America in the last two centuries many of Madison's specific proposals are archaic. Yet we may profit from the principles of his theory, for his was a worthy attempt to deal with a perennial concern of free government: the reconciliation of reason, justice, and consent. . 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