SELECTIVE MONOHYDROLYSIS OF SYMMETRIC DIESTERS IN MAINLY AQUEOUS MEDIA by Hanjoung Cho, M.S. A Dissertation In CHEMISTRY Submitted to the Graduate Faculty of Texas Tech University in Partial Fulfillment of the Requirements for the Degree of DOCTOR OF PHILOSOPHY Approved Satomi Niwayama Chairperson of the committee Guigen Li Michael F. Mayer Fred Hartmeister Dean of the Graduate School December, 2010 Copyright 2010, Hanjoung Cho Texas Tech University, Hanjoung Cho, December 2010 ACKNOWLEDGEMENTS I would like to show my gratitude to my research advisor, Dr. Satomi Niwayama, for her constant support. This dissertation would not have been possible unless I have met her at Texas Tech University. She is one of the kindest persons who I have met in my life. I am very thankful to her for giving me the selective monohydrolysis project which was firstly reported by her. I want to thank to Dr. Guigen Li and Dr. Michael F. Mayer for their serving on my committee members and providing me scientific guidance and advice. I really appreciate Dr. Mayer for providing me a lot of suggestions and chemical information in the area of organic chemistry. I owe my deepest gratitude to my family for their love, support and encouragement throughout my entire life. I am very happy to start to share my life with Shi Ra Kim (wife), Suah Cho (daughter), and Sumin Cho (daughter) in Lubbock. I really appreciate them to support me everything and drive me toward a higher goal in our life. Lastly, I dedicate this dissertation to my father, Sun-Ho Cho. I will always remember his previous support in my future life. ii Texas Tech University, Hanjoung Cho, December 2010 TABLE OF CONTENTS ACKNOWLEDGEMENT ................................................................................................ ii ABSTRACT ..................................................................................................................... vii LIST OF TABLES ........................................................................................................... ix LIST OF FIGURES ......................................................................................................... xi LIST OF SCHEMES ..................................................................................................... xiii CHAPTER 1. INTRODUCTION .................................................................................................. 1 1.1. 1.2. Water-mediated organic reactions ....................................................................... 3 1.1.1. Brønsted acid catalysis in water .................................................................3 1.1.2. Lewis acid catalysis in water ......................................................................4 1.1.3. Micellar catalysis ........................................................................................6 1.1.4. Water soluble chiral auxiliaries ..................................................................7 1.1.5. Nucleophilic substitution ............................................................................8 Hydrolysis of esters...............................................................................................8 1.2.1. Saponification (ester hydrolysis with basic catalysis) ................................9 1.3. Structural properties of ester groups .................................................................. 10 1.4. Desymmetrization in organic synthesis ............................................................. 13 1.4.1. Diastereoselective anhydride opening reactions ......................................13 1.4.2. Enzymatic desymmetrization reactions of esters .....................................14 1.4.3. The scope of selective monohydrolysis of symmetric diesters ................15 iii Texas Tech University, Hanjoung Cho, December 2010 1.5. 1.6. 2. The theoretical background for computational calculation ............................... 16 1.5.1. Schrödinger equation ................................................................................16 1.5.2. Atomic units (au or a.u.) ...........................................................................17 1.5.3. Basis sets ..................................................................................................18 1.5.4. Density functional theory (DFT) ..............................................................19 References .......................................................................................................... 21 HIGHLY EFFICIENT SELECTIVE MONOHYDROLYSIS OF DIALKYL MALONATES AND THEIR DERIVATIVES .............................. 24 2.1. Introduction ........................................................................................................ 24 2.2. Monohydrolysis of dimethyl malonate with possible alkali bases .................... 29 2.3. Monohydrolysis of dialkyl malonate and their derivatives................................ 31 2.4. Scale-up monohydrolysis of dimethyl malonate 1 and diethyl malonate 3 ....... 37 2.5. Conclusion ......................................................................................................... 44 2.6. Experimental section .......................................................................................... 44 2.7. References .......................................................................................................... 55 3. REMOTE EXO/ENDO SELECTIVITY IN SELECTIVE MONOHYDROLYSIS OF DIALKYL BICYCLO[2.2.1]HEPTANE-2,3DICARBOXYLATE DERIVATIVES ................................................................ 57 3.1. Introduction ........................................................................................................ 57 3.2. The selective monohydrolysis of (exo,endo)-dimethyl- and diethylbicyclo[2.2.1] hept-5-ene-2,3-dicarboxylate 1a and 1b ......................... 61 iv Texas Tech University, Hanjoung Cho, December 2010 3.3. The selective monohydrolysis of (exo, endo)-dimethyl- and diethylbicyclo[2.2.1] heptane-2,3-dicarboxylate 4a and 4b .............................. 66 3.4. The selective monohydrolysis of acetonide protected (exo,endo)-dimethyland diethylbicyclo[2.2.1] hept-5-ene-2,3-dicarboxylate 7a and 7b ................... 71 3.5. The selective monohydrolysis of steric hindered bicyclic diesters on C5–C6 bond.................................................................................................................... 73 3.6. Conclusion ......................................................................................................... 77 3.7. Experimental section .......................................................................................... 78 3.8. References .......................................................................................................... 98 4. THE CONFORMATIONAL ANALYSIS OF SYMMETRIC DIESTERS BY THEORETICAL CALCULATIONS ........................................................ 100 4.1. Introduction ...................................................................................................... 100 4.2. Calculation method .......................................................................................... 102 4.3. Conformational studies on dimethyl maleate 1 ............................................... 105 4.4. Conformational studies of dimethyl bicyclo[2.2.1]hepta-2-ene diester 2........ 111 4.5. Conformational studies on dimethyl succinate 3 ............................................. 117 4.6. Conclusion ....................................................................................................... 120 4.7. References ........................................................................................................ 121 5. ASYMMETRIC MONOHYDROLYSIS OF SYMMETRIC DIESTERS WITH CHIRAL IONIC LIQUIDS ................................................................... 123 5.1. Introduction ...................................................................................................... 123 5.2. Monohydrolysis of a symmetric diester in ionic liquids .................................. 125 v Texas Tech University, Hanjoung Cho, December 2010 5.3. Asymmetric monohydrolysis in chiral ionic liquids ........................................ 126 5.4. The scope for asymmetric monohydrolysis with chiral ionic liquids .............. 127 5.5. Experimental section ........................................................................................ 128 5.6. References ........................................................................................................ 132 vi Texas Tech University, Hanjoung Cho, December 2010 ABSTRACT As water possesses many ideal characteristics for a reaction medium such as accessibility, environmental safety, and low cost, the development of organic reactions in aqueous media has been of central importance in recent organic chemistry. Since many organic compounds have limited solubility in water, efficient water-mediated reactions with high selectivities and reactivities are still somewhat rare, and hence there is a need for organic methodological development in mainly water media. The desymmetrization of meso compounds is a powerful concept with regards to both asymmetric and nonasymmetric synthesis. Half-esters produced by desymmetrization of symmetric diesters are especially versatile building blocks in organic synthesis. In this dissertation, the syntheses of various half-esters from the corresponding diesters via monohydrolysis, which is a desymmetrization reaction, in mainly water media are discussed. The highly selective monohydrolysis of dialkyl malonates and their derivatives are discussed. In the second chapter, the reactions are practical, yielding the corresponding half-esters in high yields in a straightforward manner without inducing decarboxylation. The hydrophobicity of diester substrates was found to be one of the factors which could determine the selectivity in monohydrolysis reactions. The high exo-facial selectivity observed in the selective monohydrolysis of a series of near-symmetric diesters is described in the third chapter. The selectivities were found to be specific, although the reaction center in these reactions is one covalent bond distant from the norbornane or norbornene ring, where the difference of the environment between the exo face and endo face is expected to be negligible. In addition to these experimental studies, the vii Texas Tech University, Hanjoung Cho, December 2010 conformational studies in symmetric diesters showed electronic interaction between the two carbonyl groups via computational calculations in the fourth chapter. The stable structures of symmetric diesters with attractive interaction on the two carbonyl groups are presented. This conformational preference is expected to contribute to the high selectivities in the monohydrolysis of symmetric diesters. The asymmetric monohydrolysis of symmetric diester is also investigated with chiral ionic liquids in the last chapter. Since the reactivity of selective monohydrolysis of symmetric diesters with an alkali base could be affected on the choice of co-solvents, the chiral ionic liquids can influence the chirality of half-ester by selective monohydrolysis. The studies to improve the enantiomeric excesses of half-esters by the modification of substrates and chiral ionic liquids are underway. viii Texas Tech University, Hanjoung Cho, December 2010 LIST OF TABLES 2.1 Selective monohydrolysis of dimethyl malonate 1 ............................................... 30 2.2 Selective monohydrolysis of dialkyl malonate derivatives .................................. 32 2.3 The reaction rate constant in the monohydrolysis of bicyclic diester 11 with different co-solvent ............................................................................................... 36 2.4 Practical scale-up monohydrolysis of 0.12 mole of dimethyl malonate 1 ............ 39 2.5 Practical scale-up monohydrolysis in 0.08 mole diethyl malonate 3.................... 41 3.1 Selective monohydrolysis of bicyclic diester 1a and 1b ...................................... 62 3.2 Selective monohydrolysis of dimethyl and diethyl bicyclo[2.2.1] heptane-2,3dicarboxylate 4a and 4b ........................................................................................ 67 3.3 Selective monohydrolysis of acetonide-protected diesters 7a and 7b .................. 72 3.4 Selective monohydrolysis of diesters 10a and 10b............................................... 74 4.1 Electronic energies of possible structures of dimethyl maleate 1 at the level of the B3LYP/6-31G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/631G(d) ................................................................................................................. 107 4.2 Electronic energies with selected dihedral angles (deg) on the B3LYP/631G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/631G(d) optimized structures of dimethyl maleate 1 ......................................................................... 109 ix Texas Tech University, Hanjoung Cho, December 2010 4.3 Electronic energies of possible structures of bicyclic diester 2 at the level of the B3LYP/6-31G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/631G(d) ................................................................................................................. 113 4.4 Electronic energies with selected dihedral angles (deg) on the B3LYP/631G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/631G(d) optimized structures of bicyclic diester 2 ............................................................................ 115 4.5 Selected dihedral angles (deg) of dimethyl succinate 3 at the level of B3LYP/6-31G(d) ................................................................................................ 119 4.6 Electronic energies of possible structures of dimethyl succinate 3 at the level of the B3LYP/6-31G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/631G(d) ................................................................................................................. 119 5.1 Selective monohydrolysis of bicyclic diester with ionic liquids ........................ 126 5.2 Asymmetric monohydrolysis of bicyclic diester 1 under chiral ionic liquid 2 ... 127 x Texas Tech University, Hanjoung Cho, December 2010 LIST OF FIGURES 1.1 Equilibrium in ester conformations…… .............................................................. 11 1.2 Geometry of methyl formate …… ........................................................................ 12 2.1 Examples of biologically important molecules which are synthesized from monomethyl or monoethyl malonate ................................................................... 25 2.2 Potential micelle intermediate of monohydrolysis of general symmetric diesters ................................................................................................................. 35 3.1 HPLC chromatogram for mixture of monomethyl half-esters 2a and 3a ............. 64 3.2 1 H NMR spectra of the mixture of monomethyl ester (top), endo-hydrolyzed monomethyl ester (middle), and exo-hydrolyzed monomethyl ester (bottom)..... 65 3.3 1 H NMR spectra of the mixture of monomethyl ester (top), endo-hydrolyzed monomethyl ester (middle), and exo-hydrolyzed monomethyl ester (bottom) .... 70 3.4 X-ray crystal structure of half-ester 11a ............................................................... 75 4.1 Possible electrostatic interactions between two carbonyl groups ....................... 101 4.2 Structures of diesters which are investigated by theoretical methods ................ 102 4.3 Possible conformations of an ester functional group .......................................... 103 4.4 Two important dihedral angles (, ) in dimethyl maleate 1, bicyclic diester 2, and dimethyl succinate 3 ..................................................................................... 103 xi Texas Tech University, Hanjoung Cho, December 2010 4.5 Optimized structures of dimethyl maleate 1 at the selected dihedral angles by the B3LYP/6-31G(d) level .................................................................................. 106 4.6 Potential energy curve for φ (C3=C2–C1=O2) torsion at (C2=C3–C4=O3) = 0° in dimethyl maleate 1 calculated at the MP2/6-31G(d)//B3LYP/6-31G(d) level ..................................................................................................................... 109 4.7 The fully optimized structure of dimethyl maleate 1 by B3LYP/6-31G(d) calculations (top and side view) .......................................................................... 110 4.8 Optimized structures of bicyclic diesters 2 at the selected dihedral angles by the B3LYP/6-31G(d) level .................................................................................. 112 4.9 Potential energy curve for φ (C3=C2–C1=O2) torsion at (C2=C3–C4=O3) = 0° in bicyclic diester 2 calculated at the MP2/6-31G(d)//B3LYP/6-31G(d) level .. 114 4.10 Geometric optimized structure of dimethyl bicyclo[2.2.1]hept-2-ene dicarboxylate 2 by B3LYP/6-31G(d) at the lowest energy ................................ 115 4.11 The X-ray crystal structure of bicyclic diester 2 ................................................. 117 4.12 The optimized structure of dimethyl succinate 3 at the level of B3LYP/631G(d) ................................................................................................................ 118 4.13 Geometric optimized structures of dimethyl succinate 3 by B3LYP/6-31G(d) 120 xii Texas Tech University, Hanjoung Cho, December 2010 LIST OF SCHEMES 1.1 Brønsted acid-catalyzed Mannich reaction in aqueous media ................................ 4 1.2 Lewis acid-catalyzed aldol reaction in aqueous media ........................................... 4 1.3 Ytterbium triflate-catalyzed Diels-Alder reaction in an aqueous medium ............. 5 1.4 Enantioselective Diels-Alder reaction in water ...................................................... 5 1.5 Asymmetric Michael reaction in water ................................................................... 6 1.6 Surfactant-aided Lewis acid-catalyzed aldol reactions in water ............................. 7 1.7 Diastereoselective Diels-Alder reaction with a water soluble chiral auxiliary ....... 7 1.8 Ring opening reactions of oxiranes in water........................................................... 8 1.9 General scheme of ester hydrolysis under conditions............................................. 9 1.10 Mechanism of ester hydrolysis under basic conditions ........................................ 10 1.11 Saponification of trimyristin with sodium hydroxide ........................................... 10 1.12 Diastereoselective alcoholysis of meso cyclic anhydrides.................................... 13 1.13 Enantioselective hydrolysis of esters with Pig liver esterase................................ 14 1.14 A hydrolytic desymmetrization of dimethyl diesters ............................................ 15 2.1 Classical methods for preparing monomethyl malonate 2 .................................... 26 2.2 Classical methods for preparing monoethyl malonate 3a ..................................... 26 2.3 General scheme for selective monohydrolysis of symmetric diester.................... 28 xiii Texas Tech University, Hanjoung Cho, December 2010 3.1 Reduction of 2-norbornanone by sodium borohydride ......................................... 58 3.2 Monohydrolysis of exo,endo-dimethyl- and diethylbicyclo[2.2.1]hept-5-ene2,3-dicarboxylates, 1a and 1b ............................................................................... 59 3.3 Synthesis of (exo,endo)-dimethyl- and diethylbicyclo[2.2.1]hept-5-ene-2,3dicarboxylate 1a and 1b ........................................................................................ 61 3.4 The preparation of dialkyl bicyclo[2.2.1] heptane-2,3-dicarboxylate 4a and 4b by hydrogenation with palladium on carbon ........................................................ 66 3.5 The preparation of authentic half-esters 5a and 6a with HPLC and followed by hydrogenation of 2a and 3a ............................................................................. 69 3.6 Synthesis of acetonide-protected bicyclic diesters 7a and 7b .............................. 71 3.7 Synthesis of dialkyl diesters 10a and 10b............................................................. 73 4.1 Selective monohydrolysis of dimethyl maleate and dimethyl fumarate ............. 101 5.1 Enantioselective methanolysis of the bicyclic meso anhydride 1 with catalyst 3 ............................................................................................................. 124 5.2 Enantioselective hydrolysis of ester with enzyme in a chiral ionic liquid .......... 125 5.3 Proposed asymmetric monohydrolysis of symmetric diesters with chiral ionic liquids.................................................................................................................. 128 xiv Texas Tech University, Hanjoung Cho, December 2010 CHAPTER 1 INTRODUCTION Water is among the most abundant molecules on the earth and the general solvent in which chemistry of the life processes typically occurs. Water has many ideal characteristics as a reaction medium, for example, easy accessibility, safe and convenient use, and low environmental toxicity;1,2 furthermore, it is recently known to enhance the rates and efficiencies of a wide variety of organic reactions.3,4 Organic reactions in water media can comprise ideal green chemistry. Among diverse synthetic transformations, desymmetrization of symmetric compounds is one of the most cost-effective reactions because the starting symmetric compounds are typically available commercially at low cost or are produced easily on a large scale from inexpensive precursors. Water-mediated desymmetrization of symmetric organic compounds has the potential to be a greener reaction process of remarkable synthetic value. The reactions of esters have been known for long, and the hydrolysis of esters is one of the most frequently used transformations in contemporary organic synthesis. Ester hydrolysis is usually catalyzed by acids or bases. The catalytic action of alkali in hydrolysis was studied by Scheele as early as 1792.5 1 Texas Tech University, Hanjoung Cho, December 2010 Monohydrolysis of symmetric diesters produces half-esters, which are highly versatile building blocks in organic synthesis and have considerable commercial value. Because the two ester groups in the symmetric diesters are equivalent, it is challenging to distinguish these ester groups chemically. Classical saponification6 usually produces complex mixtures of dicarboxylic acids, half-esters, and the starting diesters, which may be difficult to separate. As a result, saponification yields a large amount of undesirable, dirty waste. The most common method for effective monohydrolysis uses enzymes, which provide, however, no basis for predicting the yield or enantioselectivity. Ringopening reactions of cyclic acid anhydrides require hazardous organic solvents.7 This dissertation is focused on the development of monohydrolysis of various symmetric diesters and conformational analysis of symmetric diesters with computational calculations. The first chapter discusses water-mediated organic reactions with brief introductions about structural properties of the ester group, general examples about hydrolysis of ester groups, and theoretical background for computational calculations. The second chapter describes the monohydrolysis of dialkyl malonates and their derivatives and practical-scale monohydrolysis of those substrates. The third chapter involves exo/endo selective monohydrolysis of dialkyl bicyclic diesters using an alkali base in water with co-solvents. The fourth chapter shows the conformational study of symmetric diesters such as dimethyl maleate and dimethyl succinate with computational calculations. The last chapter presents the asymmetric monohydrolysis of symmetric diesters with chiral ionic liquids. 2 Texas Tech University, Hanjoung Cho, December 2010 To our knowledge, the selective monohydrolysis that we have studied here is among the first examples of water-mediated reactions that are applied to desymmetrization. Since desymmetrization in water is extremely green and practical, with mild and safe conditions, and requires only inexpensive reagents, its synthetic utility, particularly in process chemistry, is expected. 1.1. Water-mediated organic reactions As water is an attractive solvent in many ways, performing the reaction in the water medium is now of great interest. Water is also one of the most inexpensive solvents used in organic synthesis. The most obvious potential advantages of water as a solvent are cost, safety, and environmental concerns. Therefore, water is now regarded as one of the most favorable solvents in academic laboratories as well as in industry. This section introduces nonasymmetric and asymmetric organic reactions in aqueous media. While there are numerous examples of organic reactions in water, acidcatalysis, micellar catalyst, water-soluble chiral auxiliaries, and nucleophilic substitution in water are discussed in the following subsections. 1.1.1. Brønsted acid catalysis in water Compared with Lewis acids such as titanium chloride and aluminum chloride, Brønsted acids can be stable toward water and oxygen. A potential synthetic advantage of water over organic solvents in Brønsted acid-catalyzed reactions is that the nucleophilicity of the corresponding base, which can lead to undesired side reactions, may be of less concern due to extensive solvation and diffusion of charge by hydrogenbonding water molecules. One example is that HBF4-catalyzed Mannich-type reactions in 3 Texas Tech University, Hanjoung Cho, December 2010 silyl enol ethers with aromatic aldehydes derived from activated imines afford the corresponding β-amino ketones (Scheme 1.1).8 Scheme. 1.1 Brønsted acid-catalyzed Mannich reaction in aqueous media 1.1.2. Lewis acid catalysis in water Lewis acid catalysis is widely used in modern organic synthesis. However, as many of the common Lewis acids are highly reactive toward water, their use in organic synthesis is restricted to strictly anhydrous conditions. To develop the concepts of Lewis acid catalysis to water-based organic reactions, it is required that metal species retain Lewis-acid activity, even in pure water. One of the classes of metal salts which are tolerant in water are lanthanide triflates. Lanthanide triflates were found to be catalysts in aldol reactions of formaldehyde in aqueous media (Scheme 1.2).9 In this reaction, a commercially available aqueous formaldehyde solution was used as the source of the electrophile. This invaluable finding introduced the concept of Lewis acid catalysis in aqueous media to many organic chemists. Scheme 1.2 Lewis acid-catalyzed aldol reaction in aqueous media 4 Texas Tech University, Hanjoung Cho, December 2010 Diels-Alder reactions can be catalyzed by ytterbium triflate in aqueous media (Scheme 1.3). After the reaction, the catalyst was quantitatively recovered from the aqueous layer and reused several times without loss of acitivity.10 Scheme 1.3 Ytterbium triflate-catalyzed Diels-Alder reaction in an aqueous medium One of the reported asymmetric reactions with an acid catalyst in water is the Diels-Alder reaction. The first reported enantioselective Diels-Alder reaction in water used the combination of a copper salt and an amino acid, especially N-α-methyl-Ltryptophan (Scheme 1.4).11 Scheme 1.4 Enantioselective Diels-Alder reaction in water Another example is an asymmetric Michael reaction in water. While several excellent chiral catalysts for asymmetric Michael reactions have been developed in 5 Texas Tech University, Hanjoung Cho, December 2010 organic solvents, examples in water are limited. It was found that the combination of BINAP derivatives and silver salts made good catalysts for asymmetric Michael reactions in water. (Scheme 1.5)12 Scheme. 1.5 Asymmetric Michael reaction in water 1.1.3. Micellar catalysis In an early stage of developing organic reactions in aqueous systems, aldol reactions with rare earth triflates in THF-water or ethanol-water13 provided successful results. On the other hand, when the reactions were performed in pure water, the corresponding aldol products were obtained in low yields.14 This result was probably because solubility of organic substrates was low and decomposition of silyl enol ethers occurred faster than the desired aldol reactions in water. Micellar catalysis in water was conceived to address this issue.15 The concept is based on the idea that organic compounds can exist in an emulsion which can be formed by using a surfactant in water. One of the examples which demonstrated the effect of a surfactant-aided Lewis acid on aldol reactions is shown Scheme 1.6. 6 Texas Tech University, Hanjoung Cho, December 2010 Surfactant None SDS Triton X-100 CTAB Time (h) 4 4 60 4 Yield (%) 3 88 89 Trace Scheme 1.6 Surfactant-aided Lewis acid-catalyzed aldol reactions in water 1.1.4. Water soluble chiral auxiliaries Attachment of a water-soluble auxiliary is one way of solubilizing hydrophobic compounds. Furthermore, if the attached auxiliary has a chiral nature, asymmetric induction may be achieved. For example, Diels-Alder reactions of dienes with an attached carbohydrate at the anomeric position proceeded faster and with higher endo/exo selectivity in water than the corresponding reactions of dienes attached to a peracetylate carbohydrate in toluene. One example is shown in Scheme 1.7.16 Scheme 1.7 Diastereoselective Diels-Alder reaction with a water soluble chiral auxiliary Although the asymmetric induction was low (20% de), separation of the diastereomers and hydrolytic cleavage of the sugar moiety produced enantiomerically pure compounds. It is noteworthy that in these reactions diastereofacial preferences were determined by the anomeric configuration of the sugar.16 7 Texas Tech University, Hanjoung Cho, December 2010 1.1.5. Nucleophilic substitution Substitutions of SN2 type are frequently used for carbon–carbon or carbon– heteroatom bond formation. Since the competitive hydrolysis of the electrophile in water and SN2-type reactions being slower in aqueous conditions than in a polar aprotic solvent, little attention has been devoted to the development of such reactions in water. One of the nucleophilic substitutions in water is ring opening of oxiranes. The ring opening of α,β-epoxycarboxylic acids by bromide and iodide ions has been effectively achieved in water in a highly regio- and stereoselective manner.17 The indium chloride catalyzed iodolysis of trans-β-iodohydrins in 88–95% yields, whereas the iodolysis at pH 4.0 without any added Lewis acid gave the anti-β-hydroxy-α-iodocarboxylic acids (Scheme 1.8). Scheme 1.8 Ring opening reactions of oxiranes in water 1.2. Hydrolysis of esters Hydrolysis of esters and amides are very common in either acidic or basic solution. Their hydrolysis occurs when the nucleophile attacks the carbon of the carbonyl group of the amide or ester. In an aqueous base, hydroxyl ions are better nucleophiles than dipoles such as water. The products for both hydrolysis are compounds with carboxylic acids. 8 Texas Tech University, Hanjoung Cho, December 2010 1.2.1. Saponification (ester hydrolysis with basic catalysis) The most widely used hydrolysis of ester is alkaline hydrolysis, which makes use of base and an alcohol. Hydrolysis of an ester in base, saponification, is an essentially irreversible reaction (Scheme 1.9). Scheme 1.9 General scheme of ester hydrolysis under basic conditions Because it is irreversible, the hydrolysis of an ester in basic conditions often gives better yields of carboxylic acid and alcohol than acidic hydrolysis of an ester. Because the reaction occurs in base, the product of saponification is the carboxylate salt. The free acid is generated when the solution is acidified. Ester hydrolysis in basic conditions has been generally useful for hydrolysis of a single ester into a carboxylic acid on a large scale at low cost. The mechanism of saponification is based on the nucleophilic acyl substitution. First an orthoester anion can be formed by attack of a hydroxide nucleophile at the carbonyl carbon, breaking the π bond and creating the tetrahedral intermediate. The reformation of the C and O double bond results in the loss of the leaving group the alkoxide, RO. The formation of alkoxide anion generates carboxylate. As the alkoxide groups deprotonate the carboxylic acid as bases, proton transfer between carboxylic acid and alkoxide quickly generates carboxylate. 9 Texas Tech University, Hanjoung Cho, December 2010 Scheme 1.10 Mechanism of ester hydrolysis under basic conditions The basic hydrolysis of a fat or oil provides the carboxylic acid called a fatty acid; it generally has a long, unbranched hydrocarbon chain. The saponification means "the making of soap". Soaps are synthesized by the saponification of fats. For example, the hydrolysis of trimyristin in alkali base forms glycerol and sodium trimyristate which is classical soap (Scheme 1.11).18 Scheme 1.11 Saponification of trimyristin with sodium hydroxide 1.3. Structural properties of ester groups Esters, one of the most useful classes of organic compounds, are prepared from carboxylic acids. While a carboxylic acid has the –COOH group, an ester group contains any alkyl or aryl group instead of the hydrogen. The carbonyl carbon atom in an ester group is hybridized (sp2 state) with three planar σ-bonding orbitals to the carbonyl oxygen, carboalkoxy oxygen, and R group. The carbonyl bond is formed by overlapping 10 Texas Tech University, Hanjoung Cho, December 2010 of two atomic orbitals between the carbon and the oxygen. One is the atomic orbital in the sp2 hybridized carbon and another is a p orbital of the oxygen atom forming the π bond with the carbon p orbital. The π electrons are not equally shared due to the greater electronegativity of the oxygen atom. Equally important to the structure of the carbonyl group are the nonbonding electrons of the oxygen atom, the 2s2 and 2p2 electrons. These electrons belong to two lone-pair orbitals (each doubly filled and nonbonding) in a plane at a right angle to the π bond between the lone-pair orbitals and the carbon-oxygen σ bond.19 In principle, an ester structure might exist in either conformation of Z (trans) or E (cis) structures. The conformations of an ester group are shown in methyl20 and ethyl formate.21 Figure 1.1 Equilibrium in ester conformations As the E–Z energy difference in methyl formate (R = H, R' = CH3) is so large as to be difficult to measure, the amount of E isomer of methyl formate is negligible at room temperature. From the temperature dependence of the absorbance ratio, ΔHE–Z was found to be 4.75±0.19 kcal/mol favoring the Z conformer.22 The geometry of methyl formate is shown in Figure 1.2.20 The C–O–C angle (114.8°) is much larger than that in ethers (111.5°), and the H–C=O angle (124.8°) is remarkably large. The acyl oxygen single bond, 1.334Å is considerably shorter than the 11 Texas Tech University, Hanjoung Cho, December 2010 alkoxy oxygen bond, 1.437Å . This difference suggests overlap of one of the p orbitals on the alkyl oxygen with C=O bond. As a result, the H–C–O–C framework is planar and the barrier to rotation about the C–O bond is high. Surprisingly, the C=O bond is not lengthened; its length of 1.200Å is actually slightly shorter than those usually found in aldehydes and ketones, which are around 1.220Å . The reasons why the Z conformer of methyl formate is more stable than E are complex. The following factors may contribute: (a) H/CH3 steric repulsion in the E conformer. This factor is probably small in formates but important in alkyl esters where the repulsion is of R/CH3 type. (b) Electrostatic attraction between oxygen and H3Cδ+ in the Z conformer. (c) n–σ* overlap in the Z conformer.23 One of the unshared pairs on the alkyl oxygen is in the R–C–O–R' plane of the ester function and antiperiplanar to the C=O bond. While this pair is not involved in the p-π overlap, which contributes to the planarity of the ester group, it is properly disposed for overlap with the σ* orbital of the C=O bond, thus stabilizing the Z conformation in a manner similar to that involved in the anomeric effect. Figure 1.2 Geometry of methyl formate 12 Texas Tech University, Hanjoung Cho, December 2010 1.4. Desymmetrization in organic synthesis Desymmetrization of meso compounds is proven to be a powerful synthetic tool in asymmetric or non-asymmetric modern organic synthesis. In this section, diastereoselective anhydride opening reactions for preparing half-esters and enzymatic desymmetrization are discussed. 1.4.1. Diastereoselective anhydride opening reactions Desymmetrization of a cyclic anhydride by nucleophiles such as alcohols, diols, and hydroxyacids can offer the half-ester and was explored by Cohen in the mid-1950s for the first time.24 This reaction of a meso or prochiral cyclic anhydride with a chiral alcohol produces the corresponding half-ester as two diastereomers. The diastereoselective desymmetrization was studied with metal salts of chiral diols and chiral amino alcohols. Taguchi reported that modest to excellent selectivities could be achieved for the ring opening of both meso succinic anhydrides and prochiral 3substituted glutaric anhydrides using the monosodium salt of a diol (Scheme 1.12).25 Scheme 1.12 Diastereoselective alcoholysis of meso cyclic anhydrides However, ring opening reactions of cyclic anhydride requires dry conditions and cannot produce compounds which contained trans C=C double bond due to ring strain. Therefore, other organic reaction methodology for preparing half-esters is essential. 13 Texas Tech University, Hanjoung Cho, December 2010 1.4.2. Enzymatic desymmetrization reactions of esters Enzymes have been widely used in synthesis to make useful organic compounds effectively, and are now considered efficient complements to metal catalysts.26 Catalysis of the nucleophilic reactions of esters by various enzymes is widespread and varied. Especially, various lipases and esterases have been used for the hydrolysis of esters. Several lipases or esterases have been widely used for broad substrate specificities, activities, and chemo-, regio- and enantioselectivities. For example, useful chiral acids can be obtained through the resolution of meso esters by pig liver esterase-catalyzed hydrolysis (Scheme 1.13).27 Scheme 1.13 Enantioselective hydrolysis of esters with pig liver esterase PLE-catalyzed hydrolytic desymmetrizations of some other meso and prochiral acyl donors have proven to be highly enantioselective. Thus, both the product and its enantiomer have been synthesized through a chemoenzymatic approach in which chirality was introduced by means of a hydrolytic desymmetrization of prochiral dimethyl diesters (Scheme 1.14).28 14 Texas Tech University, Hanjoung Cho, December 2010 Scheme 1.14 A hydrolytic desymmetrization of dimethyl diesters The obtained monoesters are useful chiral synthons for the preparation of both pharmaceuticals and natural products. However, the enzymatic monohydrolyses have the limitation of prediction of the yield and enantioselectivity and the lack of commercial availability. Using a particular enzyme, no systematic studies have been performed for the synthesis of racemic or achiral monoesters. 1.4.3. The scope of selective monohydrolysis of symmetric diesters The desymmetrization reactions in mainly aqueous media were not reported to date. In particular, a limited number of the desymmetrization reactions via the hydrolysis of symmetric diesters were reported. Two methods for preparing half-esters were widely used. One of the reported examples is the monosaponification of symmetric diesters in base and alcohol. However, the reactivity of monosaponification of symmetric diesters has a statistical maximum of 50% yield, and the separation of the half-ester is difficult. The other examples are enzymatic monohydrolysis of symmetric diesters which are shown in the previous section. However, the prediction for reactivity and selectivity is limited due to the lack of systematic investigations of enzymatic reactions. Therefore, the studies in non-enzymatic monohydrolysis of symmetric diesters and the development of preparing half-ester is essential. Furthermore, since water as a reaction medium has some benefits such as easy accessibility and environmental safety, water-mediated 15 Texas Tech University, Hanjoung Cho, December 2010 desymmetrization such as the monohydrolysis of symmetric diesters have become important in modern organic synthesis. 1.5. The theoretical background for computational calculation The properties of atomic and molecular systems can be predicted by ab initio molecular orbital theory. It is based upon the fundamental equations of quantum mechanics and uses a variety of mathematical transformation and approximation methods to solve the basic equations. As we discussed the theoretical results at Chapter 4, this section provides an introductory overview of the theory dealing with electronic properties of molecules. 1.5.1. Schrödinger equation The following Schrödinger equation (1) is the equation for a single particle; In the equation, Ψ (r, t) is the wave function, i is imaginary unit, m is the mass of the particle, h is Planck’s constant, and V(r) is the potential energy of the particle in the force field. The square value of Ψ (r, t) is the probability amplitude for the particle to be found at position r at time t. For the equation of many particles, the wave function contains a certain time as well as positions for all particles. As a boundary condition of molecule is applied to the Schrödinger equation with potential energy, the solution to the equation can provide the wave function and energy of the molecule. The energy is obtained by solving the equation and each wave function represents a stationary point, e.g. orbital. The Schrödinger equation can be transformed to relatively simple differential equation. 16 Texas Tech University, Hanjoung Cho, December 2010 The wave function, Ψ (r, t), is converted through separation of two variables, time and distance, as follows; Since the potential energy is only a function of position, not time, the time independent Schrödinger equation can be generated without time function and equation (3) is mainly used for theoretical calculations of molecules: E is the energy of particles, r is the position of particle, and H is the Hamiltonian operator: The solutions of equation (3) generate the stationary states and energy values and the state with lowest energy is the ground state of the molecule. 1.5.2. Atomic units (au or a.u.) The fundamental equations of quantum chemistry are usually expressed in units designed to simplify their form by eliminating fundamental constants. The atomic unit of length is the Bohr radius: Coordinates can be transformed to bohrs by dividing them by a0. Energies are measured in hartree, defined as the Coulomb repulsion between two electrons separated by 1 a0 (1 bohr): 17 Texas Tech University, Hanjoung Cho, December 2010 The unit of mass in atomic units is the electron mass as is specified in terms of electron mass units such as me = 1. For example, the electronic energy of the hydrogen atom in the ground state is simply with atomic units. Atomic units are commonly used in the Gaussian program package.29 1.5.3. Basis sets A basis set is a set of functions used to create the molecular orbitals for theoretical calculation. The molecular orbitals are expressed as linear combinations of a pre-defined set of one-electron functions known as basis functions. These basis functions are usually centered on the atomic nuclei and so bear some resemblance to atomic orbitals. However, the actual mathematical treatment is more general than this, and any set of appropriately defined functions may be used. An individual molecular orbital is defined as: The coefficients cμi are known as the molecular orbital expansion coefficients. The basis functions xμ are also chosen to be normalized. Gaussian and other ab initio electronic structure programs use gaussian-type atomic functions as basis functions. Gaussian functions have the general form: α is a constant determining the size of the function. Here are three representative Gaussian functions for s, py and dxy orbitals, respectively. 18 Texas Tech University, Hanjoung Cho, December 2010 Linear combinations of primitive gaussian like these are used to from the actual basis functions. Basis sets have minimal basis set, split valence basis set, polarized basis set, and diffuse function. The most common minimal basis set is STO-nG. For example, STO-3G, three primitive gaussian orbitals are fitted to a single Slater-type orbital (STO). Split valence basis sets, such as 3-21G and 6-31G(d), have two (or more) size of basis function for each valence orbital. Split valence basis sets allow orbitals to change size, but not to change shape. Polarized basis sets remove this limitation by adding orbitals with angular momentum beyond what is required for the ground state to the description of each atom. Diffuse functions are large-size versions of s- and p-type functions and are important for systems where electrons are relatively far from the nucleus such as molecules with lone pairs, anions, or excited states. The basis sets with diffuse functions are denoted with a plus sign such as 6-31+G(d) or 6-31++G(d). 1.5.4. Density functional theory (DFT) Density functional theory (DFT) is one of the quantum mechanical theories used in physics and chemistry. DFT is usually used to investigate the electronic structure of 19 Texas Tech University, Hanjoung Cho, December 2010 atoms, molecules, and condensed phases in the ground state. With this theory, the properties of a many-electron system can be determined by using functionals which in this case is the spatially dependent electron density. DFT has been very popular for calculations in solid state physics since the 1970s. In many cases the results of DFT calculations for solid-state systems agreed quite satisfactorily with experimental data. Also, the computational costs were relatively low when compared to traditional ways which were based on the complicated many-electron wavefunction, such as Hartree-Fock theory. However, DFT was not considered accurate enough for calculations in quantum chemistry until the 1990s, when the approximations used in the theory were greatly refined to better model the exchange and correlation interactions. DFT is now a leading method for electronic structure calculations in chemistry and solid-state physics. Following the work of Kohn and Sham, the approximate functional employed by current DFT methods partition the electronic energy into several terms; Ex[P] and Ec[P] are exchange and correlation functional with density matrix [P] respectively. Ex[P] can be expressed the integral of function with electron density. 20 Texas Tech University, Hanjoung Cho, December 2010 1.6. References 1. Anastas, P.T.; Williamson, T. C. Green Chemistry: Frontiers in Benign Chemical Syntheses and Processes, Oxford University Press, 1998. 2. Matlack, A. S. Introduction to Green Chemistry, Marcel Dekker, New York, 2001. 3. Li, C. J.; Chan, T. H. Organic Reactions in Aqueous Media, Wiley, New York, 1997. 4. Grieco, P. A. Organic Synthesis in Water, Blackie, London, 1998. 5. Bender, M. L. Chem. Rev. 1960, 60, 53. 6. (a) Corey, E. J. J. Am. Chem. Soc. 1952, 74, 5897. (b) Vecchi, A.; Melone, G. J. Org. Chem. 1959, 24, 109. (c) Strube, R. E. Organic Synthesis; Wiley & Sons: New York, 1963; Collect. Vol. IV, p 417. (d) Robertson, A.; Sandrock, W. F. J. Chem. Soc. 1933, 1617. 7. (a) Hiratake, J.; Yamamoto, Y.; Oda, J. J. Chem. Soc., Chem. Commun. 1985, 1717. (b) Hiratake, J.; Inagaki, M.; Yamamoto, Y.; Oda, J. J. Chem. Soc., Perkin Trans. 1 1987, 1053. (c) Kawakami, Y.; Hiratake, J.; Yamamoto, Y.; Oda, J. J. Chem. Soc., Chem. Commun. 1984, 779. (d) Theisen, P. D.; Heathcock, C. H. J. Org. Chem. 1993, 58, 142. 8. (a) Akiyama, T.; Takaya, J.; Kagoshima, H. Synlett 1999, 1045. (b) Akiyama, T.; Takaya, J.; Kagoshima, H. Adv. Synth. Catal. 2002, 344, 338. 9. Kobayashi, S. Chem. Lett. 1991, 2187. 10. Kobayashi, S.; Hachiya, I.; Takahori, T.; Araki, M.; Ishitani, H. Tetrahedron Lett. 1992, 33, 6815. 11. (a) Otto, S.; Boccaletti, G.; Engberts, J. B. F. N. J. Am. Chem. Soc. 1998, 120, 4238. (b) Otto, S.; Engberts, J. B. F. N. J . Am. Chem. Soc. 1999, 121, 6798. 12. Kobayashi, S.; Kakumoto, K.; Mori, Y.; Manabe, K. Isr. J. Chem. 2001, 41, 247. 13. Kobayashi, S.; Hachiya, I.; Oyamada, H. Bull. Chem. Soc. Jpn. 1994, 67, 2342. 21 Texas Tech University, Hanjoung Cho, December 2010 14. (a) Kobayashi, S.; Hachiya, I. J. Org. Chem. 1994, 59, 3590. (b) Lubineau, A. J. Org. Chem. 1986, 51, 2142. (c) Kobayashi, S.; Nagayama, S.; Busujima, T. Chem. Lett. 1997, 959. 15. (a) Kobayashi, S.; Wakabayashi, T.; Oyamada, H. Chem. Lett. 1997, 831. (b) Kobayashi, S.; Wakabayashi, T.; Nagayama, S.; Oyamada, H. Tetrahedron Lett. 1997, 38, 4559. 16. (a) Lubineau, A.; Auge, J.; Bellanger, N.; Caillebourdin, S. J. Chem. Soc., Perkin Trans. 1 1992, 1631. (b) Lubineau, A.; Auge, J.; Bellanger, N.; Caillebourdin, S. Tetrahedron Lett. 1990, 31, 4147. 17. Amantini, D.; Fringuelli, F.; Pizzo, F.; Vaccaro, L. J. Org. Chem. 2001, 66, 4463. 18. Beal, G. D.; Clarke, H. T.; Taylor, E. R. Organic Syntheses, Coll. Vol. 1, p. 379 1941; Vol. 6, p. 66 1926. 19. Cook, D. J. Am. Chem. Soc. 1958, 80, 49. 20. Curl, R. F. J. Chem. Phys. 1959, 30, 1529. 21. Riveros, J. M.; Wilson, E. B. J. Chem. Phys. 1967, 46, 4605. 22. (a) Blom, C. E.; Günthard, H. H. Chem. Phys. Lett. 1981, 84, 267. (b) Ruschin, S.; Bauer, S. H. J. Phys. Chem. 1980, 84, 3061. 23. Kirby, A. J. The Anomeric Effect and Related Stereoelectronic Effects at Oxygen, Springer, New York, 1983. 24. Altschul, R.; Bernstein, P.; Cohen, S. G. J. Am. Chem. Soc. 1956, 78, 5091. 25. Suda, Y.; Yago, S.; Shiro, M.; Taguchi, T. Chem. Lett. 1992, 389. 26. (a) Fessner, W. D. Biocatalysis from Discovery to Application, Springer, Berlin, 2000. (b) Drauz, K.; Waldmann, H. Enzyme Catalysis in Organic Synthesis: A Comprehensive Handbook, Wiley-VCH Verlag GmbH, Weinheim, Germany, 2002. 27. (a) Sabbioni, G.; Jones, J. B. J. Org. Chem. 1987, 52, 4565. (b) Kobayashi, S.; Kamiyama, K.; Iimori, T.; Ohno, M. Tetrahedron Lett. 1984, 25, 2557. 22 Texas Tech University, Hanjoung Cho, December 2010 28. Honda, T.; Koizumi, T.; Komatsuzaki, Y.; Yamashita, R.; Kanai, K.; Nagase, H. Tetrahedron: Asymmetry 1999, 10, 2703. 29. Frisch, M. J.; Trucks, G. W.; Schlegel, H. B.; Scuseria, G. E.; Robb, M. A.; Cheeseman, J. R.; Zakrzewski, V. G.; Montgomery, J. A.; Stratmann, R. E.; Burant, J. C.; Dapprich, S.; Millam, J. M.; Daniels, A. D.; Kudin, K. N.; Strain, M. C.; Farkas, O.; Tomasi, J.; Barone, V.; Cossi, M.; Cammi, R.; Mennucci, B.; Pomelli, C.; Adamo, C.; Clifford, S.; Ochterski, J.; Petersson, G. A.; Ayala, P. Y.; Cui, Q.; Morokuma, K.; Malick, D. K.; Rabuck, A. D.; Raghavachari, K.; Foresman, J. B.; Cioslowski, J.; Ortiz, J. V.; Baboul, A. G.; Stefanov, B. B.; Liu, G.; Liashenko, A.; Piskorz, P.; Komaromi, I.; Gomperts, R.; Martin, R. L.; Fox, D. J.; Keith, T.; AlLaham, M. A.; Peng, C. Y.; Nanayakkara, A.; Challacombe, M.; Gill, P. M. W.; Johnson, B.; Chen, W.; Wong, M. W.; Andres, J. L.; Gonzalez, C.; Head-Gordon, M.; Replogle, E. S.; Pople, J. A. GAUSSIAN 98, Revision A. 3. Gaussian, Pittsburgh, PA, 1998. 23 Texas Tech University, Hanjoung Cho, December 2010 CHAPTER 2 HIGHLY EFFICIENT SELECTIVE MONOHYDROLYSIS OF DIALKYL MALONATES AND THEIR DERIVATIVES* 2.1. Introduction Half-esters are widely used in organic synthesis as very important building blocks. In particular, half-esters of malonic acid and its derivatives have been applied to the synthesis of a variety of significant pharmaceuticals and natural products.1 Several examples in which monomethyl malonic acid and monoethyl malonic acid are used as starting compounds in organic synthesis are shown in Figure 2. 1. Half-esters of malonic acid and their derivatives are still difficult to obtain because of potential decarboxylation. A limited number of examples of selective monosaponification have been reported starting from diethyl malonate, dimethyl malonate,2 or their derivatives.3 * (a) Niwayama, S.; Cho, H.; Lin, C. Tetrahedron Lett. 2008, 49, 4434. (b) Niwayama, S.; Cho, H. Chem. Pharm. Bull. 2009, 57, 508. 24 Texas Tech University, Hanjoung Cho, December 2010 Figure 2.1 Examples of biologically important molecules which are synthesized from monomethyl or monoethyl malonate For the production of monomethyl malonate, some modified procedures have been reported that apply 4-nitro-3-oxobutyrate,4 Meldrum’s acid,5 carboxylic acid,6 or enzymes.7 The transformation from 4-nitro-3-oxobutyrate produce rather modest yields of the corresponding half-esters and the commercial applicability of the reported enzymatic hydrolysis is limited. In the case of conversion of Meldrum’s acid, isolated yields of the half-esters are not reported and Meldrum’s acid is more costly than dimethyl malonate 1. 25 Texas Tech University, Hanjoung Cho, December 2010 Scheme 2.1 Classical methods for preparing monomethyl malonate A limited number of procedures for synthesis of monoethyl malonate 3a are reported as well as monomethyl malonate 2, as shown in Scheme 2.2. Scheme 2.2 Classical methods for preparing monoethyl malonate 3a Two classical methods for preparing monoethyl malonate are reported. Those are monosaponification of diethyl malonate and ring opening alcoholysis with cyclic anhydride and alcohol. The efficiency for both transformations is modest. For the case of 26 Texas Tech University, Hanjoung Cho, December 2010 ring opening reactions, as the malonic anhydride is not commercially available, the ozonolysis of the diketene is used for preparation of the malonic anhydride.3h Even though half-esters of malonic acids and their derivatives are widely used as synthetic building blocks, their commercial accessibility is still limited and they are quite expensive, and they are more generally available as the corresponding potassium salts. In particular, monomethyl malonate 2 became commercially available since 2008, but is expensive, or the purities are typically less than 99%, such as 96%. Therefore, development of a more efficient synthetic method for monoalkyl malonate on a large scale is essential. One possible approach for monohydrolysis on a large scale is monosaponification of symmetric diesters. However, successful distinction of the two identical ester groups remains challenging. In fact, monosaponification typically produces a mixture of the starting diester, the corresponding half-ester, and the diacid together with the use of one equivalent of a base. Since half-esters of malonic acid have the potential of decarboxylation, the synthesis of half-esters of malonic acid is still difficult especially on a large scale. Only a limited number of examples of monosaponification of dimethyl or diethyl malonate have been reported on a large scale,2 but a long time and more than one reaction step might be required. To scale up modified procedures applying Meldrum’s acid,5 it should conquer the drawbacks about cost for Meldrum’s acid and purification and isolation of monoalkyl malonate should be considered. Another scale-up method is the enzymatic monohydrolysis of dialkyl malonate. However, the reported enzymatic monohydrolysis of dialkyl malonates used an enzyme which is not commercially 27 Texas Tech University, Hanjoung Cho, December 2010 available.6 Other methods by monoesterification of malonic acid are also reported, but the yields are rather modest.7 However, by applying the selective monohydrolysis of symmetric diesters Niwayama reported before8, we have been able to obtain a series of half-esters of malonic acid derivatives in high yields in a straightforward manner. Earlier, the highly efficient selective monohydrolysis of symmetric diesters in aqueous NaOH and THF media was reported by Niwayama’s group. Monoalkyl ester can be prepared in high yield through this reaction methodology (Scheme 2.3).8 Scheme 2.3 General scheme for selective monohydrolysis of symmetric diester The selectivity for cyclic 1,2-diesters with the two ester groups was found to be particularly high due to close proximity, even with the use of almost 2 equivalent of the base, producing the corresponding half-esters in near-quantitative yields. We assumed that electrostatic attractive interaction between the two closely located carbonyl groups may play a role in the high selectivity. These possible electrostatic attractions will be discussed in Chapter IV with theoretical calculations. We have been expanding the scope of this reaction to others as well as 1,1-diesters which do not contain such an ideal conformation. In this chapter, the development of an organic reaction methodology to synthesize half-esters of dialkyl malonates and their derivatives and practical scale-up of monohydrolysis of those substrates will be discussed. 28 Texas Tech University, Hanjoung Cho, December 2010 2.2. Monohydrolysis of dimethyl malonate with possible alkali bases When the selective monohydrolysis of dimethyl malonate was performed with the same conditions we reported before,8 only 22% of the corresponding half-ester was obtained. We have reasoned out the lack of selectivity of monohydrolysis of dimethyl malonate. Those are the expected decarboxylation, and overuse of the base, as well as lack of the ideal conformation of the starting diesters. Therefore we reduced the amount of the base. We also altered the type of base to maximize the reaction conditions. First of all, the optimal amount of the base was examined for monohydrolysis of dimethyl malonate 2. Since overuse of base might cause decarboxylation, we started the equivalent of the base from 1.2, 1.0, or 0.8 equivalents and investigated the yield of the half-ester. After the monohydrolysis of dimethyl malonate in THF/aqueous media was performed with the possible type of base, equivalent, and reaction times, the isolated yields of monomethyl malonate are shown in the following in Table 2.1. 29 Texas Tech University, Hanjoung Cho, December 2010 Table 2.1 Selective monohydrolysis of dimethyl malonate 1 a Entry Base Equivalent Time Half-ester (%) 1 LiOH 0.8 1h 61 (13) 2 NaOH 0.8 0.5 h 62 (3) 3 KOH 0.8 1h 84 4 LiOH 1.0 1h 80 (10) 5 NaOH 1.0 1h 82 (10) 6 KOH 1.0 1h 83 (3) 7 LiOH 1.2 1h 75 (10) 8 NaOH 1.2 1h 83 (5) 9 KOH 1.2 1h 74 Isolated yield of the half-ester. The recovered diester is shown in parentheses (%). From these results, we found that the reactivity was slightly different with the type of alkali base used. The monohydrolysis of dimethyl malonate with the use of KOH is more efficient than with the use of NaOH. For use of LiOH, the selectivity and reactivity of monohydrolysis was slightly decreased for the applied equivalent of base. This tendency was well consistent with the reference comparing the selectivity of the monohydrolysis of dimethyl glutarate with LiOH, NaOH, KOH, and CsOH.9 The 30 Texas Tech University, Hanjoung Cho, December 2010 electropostitive character of the counter cations (K+>Na+>Li+) might be associated with these selectivities for monohydrolysis of acyclic and symmetric diesters.10 From these results we might assume that counter cations are participating in the initial stage of the reaction where the discrimination is about to occur in order to bring the two identical ester groups into close proximity by electrostatic effect. These electrostatic effects should play a more important role in such acyclic systems than in rigid cyclic systems. The enhanced size and "softness" of the counter cations are also expected to provide advantages for the affinity in general. The isolated yields of the half-ester and diester in these monohydrolyses indicated that a small amount of diacid (malonic acid) perhaps formed. However, malonic acid was not completely extracted during the work-up procedures due to its solubility in water. This monohydrolysis appears to allow the highly practical synthesis of monomethyl malonate 2 with a reaction time of only about 1 h, which illustrates the synthetic utility of this monohydrolysis. 2.3. Monohydrolysis of dialkyl malonate and their derivatives Based on the condition of the monohydrolysis of dimethyl malonate, we next expanded this monohydrolysis reaction, into a wider range of dialkyl malonates and their derivatives using aqueous NaOH or KOH as a base. The isolated yields, reaction conditions, the type of base, and equivalent of base for monohydrolysis of dialkyl malonates and their derivatives are summarized in Table 2.2. Most of these diesters such as dimethyl malonate, diethyl malonate, and diethyl phenylmalonate, are commercially 31 Texas Tech University, Hanjoung Cho, December 2010 available, and commercially unavailable diesters were prepared by the standard Fischer esterification which is the reaction between an acid and an alcohol under acidic conditions with specific glassware (Dean-Stark11 apparatus) assistance.12 Table 2.2 Selective monohydrolysis of dialkyl malonate derivatives Base Equivalent Time Half-estera (%) 1 KOH 0.8 1h 90 2 NaOH 1.0 1h 86 (3) 3 KOH 0.8 1h 91 (8) 4 NaOH 1.0 0.5 h 92 (8) 5 KOH 1.2 1.5 h 94 (2) 6 NaOH 1.2 1.5 h 93 (6) 7 KOH 1.2 1.5 h 96 (2) 8 NaOH 1.2 1.5 h 96 (4) Entry Diester 32 Texas Tech University, Hanjoung Cho, December 2010 a b 9 KOH 1.2 1.75 h 97 (3) 10 NaOH 1.2 1.75 h 98 (2) 11 KOH 1.2 1h 95 (5) 12 NaOH 1.2 1h 95 (5) 13 KOH 1.2 5h 94 (4) 14 NaOH 1.2 5h 86 (13) 15 KOH 0.8 33 h 68 (29) 16b KOH 0.8 33 h 77 (22) 17b NaOH 0.8 33 h 68 (32) Isolated yield of the half-ester. The recovered diester is shown in parentheses (%). Acetonitrile was used instead of THF as a co-solvent A yellowish reaction mixture of diester, half-ester and diacid was found in the classical monosaponification, whereas mainly half-esters, starting diesters, and in rare cases diacids, if existing, were isolated in all cases in our monohydrolysis. In some cases in Table 2.2, small amounts of the diacids have been found based on the percentage of the yield of the half-ester and recovered diester. However, since these acids are soluble in water and in the aqueous layer in the work-up procedure, the diacids were not isolated and purified by column chromatography. According to sharp elemental analysis data, all of the half-esters were obtained with excellent purity. No decarboxylated products were 33 Texas Tech University, Hanjoung Cho, December 2010 found in any of the monohydrolysis reactions we tried. Overall, the reactivity of monohydrolysis of these substrates tends to be higher with KOH than with NaOH. In the aspect of selectivity, the monohydrolysis in KOH is slightly more selective than in NaOH for dialkyl malonates and their derivatives. This tendency may be best illustrated in the monohydrolysis of diethyl phenyl malonate (entry 13 and 14 in Table 2.2), which showed enhanced reactivity and selectivity with the use of KOH, compared to the results we previously published with the use of NaOH for monohydrolysis of the same diester.8 Interestingly, an increase in the hydrophobicity of the molecules also seems to improve the selectivity. For example, for the case of monohydrolysis of dialkyl malonate 1, 3, and 4 (Table 2.1 and entries 1–4 in Table 2.2), as the alkyl groups in the diester increase hydrophobicity, the isolated yields of the half-ester also increase. Furthermore the yields of half-esters become even higher when the additional methyl or phenyl group is introduced at C–2 position. One of our hypotheses in this monohydrolysis reaction is that upon the monohydrolysis of the two identical ester groups, inter- and/or intramolecular hydrophobic attractive interactions within the remaining portion of the molecule may play an important role for this high selectivity, as aggregates may be protected from further hydrolysis. One of the possible intermediates is a micelle intermediate shown in Figure 2.2. The substrates after monohydrolysis can be divided into two portions. One is carboxylate and the other is an ester group. The carboxylate portion is hydrophilic as to be exposed into water whereas the relatively hydrophobic ester group might aggregate with organic solvent. We are investigating further 34 Texas Tech University, Hanjoung Cho, December 2010 mechanistic hypotheses to detect potential intermediates with assistance of physicochemical techniques. Figure 2.2 Potential micelle intermediate of monohydrolysis of general symmetric diesters Therefore, this tendency may explain such hydrophobic effects. We have found one exception in the case of dipropyl phenylmalonate 10. This exception for selective monohydrolysis might be explained by the extended period of the reaction time, which also sometimes allowed isolation of a visible amount of the corresponding diacid. In order to improve the reactivity for monohydrolysis of dipropyl phenylmalonate 10, we applied another slightly aprotic and polar solvent that is more soluble in water, i.e., acetonitrile, instead of THF as a co-solvent. The acetonitrile as a co-solvent in monohydrolysis helped increase the reaction rate to some extent, increasing the yield of the half-ester by about 10%. Earlier, Niwayama’s group studied the influence of the cosolvent in the monohydrolysis of dimethyl bicyclic diester 11 and found that a slightly 35 Texas Tech University, Hanjoung Cho, December 2010 polar aprotic solvent with a small degree of solubility with water appears to be an effective co-solvent (Table 2.3).13 According to our previous report, the reaction rate constant in the monohydrolysis with acetonitrile as a co-solvent is slightly greater than that with THF. This tendency was also found in the monohydrolysis of dipropyl phenylmalonate 10. When THF was used as a co-solvent, the isolated yield was 68% for 33 hours of reaction time (entry 15 in Table 2.2). The reaction rate in the monohydrolysis of dipropyl phenylmalonate 10 in acetonitrile or THF has the same tendency as that of dimethyl bicyclic diester 11. It may also be possible that introduction of several bulky groups prohibited adoption of a preferable conformation for this selectivity. Table 2.3 The reaction rate constant in the monohydrolysis of bicyclic diester 11 with different co-solvent Co-solventa Yieldb (%) Reaction rate constant (L mol–1s–1) THF >99 (0) 4.70±0.02×10–2 CH3CN >99 (0) 4.85±0.40×10–2 Methanol 90(0.8) 3.73±0.50×10–2 Ethanol 86 (0) 3.48±0.06×10–2 2-propanol 88(0.8) 3.29±0.02×10–2 CH2Cl2 9 (89) 8.60±0.27×10–4 a. Isolated yield of half-ester. Recovered diester is shown in parentheses. b. The same conditions reported in Ref. 8. 36 Texas Tech University, Hanjoung Cho, December 2010 2.4. Scale-up monohydrolysis of dimethyl malonate 1 and diethyl malonate 3 In this section, we plan to discuss a large-scale synthesis of monomethyl malonate 2 and monoethyl malonate 3a. In our previous study, we have found a selective monohydrolysis of a series of symmetric diesters with the use of aqueous NaOH or KOH and a co-solvent such as tetrahydrofuran (THF) or acetonitrile at 0 °C. Since water is mainly used as solvent, this monohydrolysis is practical, mild, and environmentally benign, and has been of interest in process chemistry, exhibiting the potential of scaling up. As mentioned in the previous section, we recently modified the conditions of this reaction and applied them to monohydrolysis of a series of dialkyl malonates and their derivatives on the scale of 1.2 mmol.14 We have found that the isolated yields of half-esters are over 80% to near quantitative. Based on the previous result on the mmol scale of the selective monohydrolysis of dialkyl malonate, we examined the possibility of scaling up this reaction, mainly focusing on monomethyl malonate 2 and monoethyl malonate 3a, which are among the most commonly applied synthetic building blocks in organic synthesis. In scaling up the reaction, we first examined the reaction parameters, such as the co-solvent, types of base, the equivalents of the base, and the reaction duration. As we already knew the conditions on the 1.2 mmol scale monohydrolysis of dimethyl malonate 1 and diethyl malonate 3 from previous studies, we needed to consider a co-solvent with relatively polar aprotic solvents, such as THF, acetonitrile, and dimethyl sulfoxide (DMSO) because the co-solvent can assist to improve the selectivity and accelerate the 37 Texas Tech University, Hanjoung Cho, December 2010 reaction time.13 For the selection of aqueous alkali bases, we had found that KOH tended to be more reactive and selective than NaOH, but LiOH was less reactive and less selective for this selective monohydrolysis reaction.9 Therefore we first optimized these reaction parameters with THF and acetonitrile as a co-solvent, which are volatile upon work-up and therefore more suitable than DMSO as a co-solvent. Aqueous KOH and NaOH were used as the base because of their relative reactivity in the monohydrolysis of dimethyl malonate 1 and diethyl malonate 3. Initially, the monohydrolysis of dimethyl malonate 1 in a 0.12 mole scale reaction (158.30 g)of dimethyl malonate 1 was investigated to probe reaction conditions. Since on the large scale, a far greater amount of solvent and a far larger reaction vessel are required, the concentration on this larger scale was 200 times greater than what we reported earlier.14 In the case of the monohydrolysis of diethyl malonate 3 with the same concentration, the isolated yield of monoethyl malonate 3a was unfortunately reduced by 10%. This lower yield in high concentration may be explained by the hydrophobicity of the monocarboxylate. As the monoethyl malonate 3a had somewhat reduced solubility in the reaction media, possibly due to the increased hydrophobicity, the yield could be reduced in relatively small portion of organic solvent. Therefore we applied 50 times more concentrated conditions than what we had reported earlier8 for 0.08 mole (128.66 g) of diethyl malonate 3. The results for monohydrolysis of dimethyl malonate 1 are summarized in Table 2.4 and Table 2.5 for that of diethyl malonate 3. The formed half-esters were purified by distillation under reduced pressure instead of flash column chromatography. The 38 Texas Tech University, Hanjoung Cho, December 2010 reactions were monitored by TLC with staining solution and stopped when the consumption or near-consumption of the starting diesters was observed. Table 2.4 Practical scale-up monohydrolysis of 0.12 mole of dimethyl malonate 1 Entry Base Equivalent Co-solvent Time Half-ester (%)b Diacid (%) 1 NaOH 0.8 THF 1h 67.1 (24.5) 0.0 2 NaOH 1.0 THF 1h 81.9 (7.0) 2.7 3 NaOH 1.2 THF 1h 67.4 (1.7) 8.3 4 NaOH 0.8 CH3CN 1h 69.0 (23.9) 0.0 5 NaOH 1.0 CH3CN 1h 82.1 (6.6) 4.4 6 NaOH 1.2 CH3CN 1h 71.3 (0.0) 15.8 7 KOH 0.8 THF 1h 75.0 (20.9) 1.5 8 KOH 1.0 THF 1h 83.1 (3.4) 4.3 9 KOH 1.2 THF 1h 72.4 (0.0) 17.2 10 KOH 0.8 CH3CN 1h 75.7 (16.3) 1.9 11 KOH 1.0 CH3CN 1h 84.5 (0.0) 4.3 12 KOH 1.2 CH3CN 1h 69.1 (0.0) 17.1 13 KOH 1.0 None 2h 79.6 (1.9) 4.4 14 KOH 1.2 None 1.5 h 76.0 (0.0) 9.8 a b The ratio between co-solvent and water is 1 : 10. Isolated yield of the half-ester. The recovered diester is shown in parentheses (%). 39 Texas Tech University, Hanjoung Cho, December 2010 While diacid (malonic acid) could not be isolated on the previous 1.2 mmol scale of monohydrolysis of dimethyl malonate 1, a small amount of diacid (malonic acid) was extracted upon work-up but a larger portion of the formed diacid remained in the aqueous layer. The formed diacid (malonic acid) in the practical large scale could conveniently remain in the glassware after the distillation under reduced pressure. From these results, the highest yield of monomethyl malonate 2 was found when 1.0 equivalent of aqueous KOH and acetonitrile was used as a co-solvent. Furthermore, for monohydrolysis of dimethyl malonate 1, the similar reactivity and selectivity was shown when one equivalent of aqueous base (NaOH or KOH) with either THF or acetonitrile was used. 40 Texas Tech University, Hanjoung Cho, December 2010 Table 2.5 Practical scale-up monohydrolysis in 0.08 mole diethyl malonate 3 Entry Base Equivalent Co-solvent Time Half-ester (%)b Diacid (%) 1 NaOH 0.8 THF 1h 46.9 (27.4) 7.0 2 NaOH 1.0 THF 1h 55.4 (13.0) 14.3 3 NaOH 1.2 THF 1h 60.9 (1.9) 16.4 4 NaOH 1.2 THF 0.5 h 74.1 (0.2) 10.0 5 NaOH 1.0 CH3CN 1h 76.0 (6.6) 4.1 6 NaOH 1.2 CH3CN 0.5 h 67.0 (4.4) 12.4 7 KOH 1.0 THF 1h 75.0 (4.4) 4.6 8 KOH 1.2 THF 0.5 h 76.9 (0.7) 8.3 9 KOH 1.0 CH3CN 1h 81.0 (1.4) 1.4 10 KOH 1.2 CH3CN 0.5 h 63.4 (1.9) 17.5 11 KOH 1.0 None 4h 42.2 (16.4) 29.8 12 KOH 1.2 None 6h 35.6 (6.9) 36.6 a The ratio between co-solvent and water is 1 : 10. b Isolated yield of the half-ester. The recovered diester is shown in parentheses (%). Under trials for monohydrolysis of either dimethyl malonate 1 or diethyl malonate 3 with 0.8 equivalents of base, we found that 0.8 equivalents of the base was not enough to maximize the yield. Therefore for monohydrolysis of ethyl malonate 3 (Table 2.5), we 41 Texas Tech University, Hanjoung Cho, December 2010 applied only 1.0 and 1.2 equivalents of NaOH and KOH for the monohydrolysis. For monohydrolysis of diethyl malonate 3, the optimal conditions were clearly when 1.0 equivalent of aqueous KOH and acetonitrile was used and this condition was the same as those for monohydrolyses of dimethyl malonate 1. Compared with the small scale transformation of dialkyl malonates, which did not show critical differences by the choice of co-solvent, the type of base, or its equivalent, the reactivity and selectivity had a significant difference depending on such reaction conditions. For example, the efficacy of the co-solvent, THF or acetonitrile was not very different for the monohydrolysis of dimethyl malonate 1 in 1.2 mmol scale but it became more apparent in these large-scale reactions. As the solubility of the diesters or monocarboxylate is increased and they are more efficiently dispersed in the reaction mixture, the reactivity and selectivity was increased in the monohydrolysis reactions, which was expected from our previous studies.13 Therefore, based on these preliminary investigations, we applied these optimal reaction conditions into a large-scale monohydrolysis of dimethyl malonate 1 and diethyl malonate 3. The scale in the monohydrolysis of 1.2 mol (158.30 g) for dimethyl malonate 1 and 0.8 mol (128.66 g) for diethyl malonate 3 was executed with acetonitrile and water as solvent. Since the reaction temperature is an important factor,15 the reactions were carried out in a cold room maintained at 0~4 °C. After the reaction mixture was worked up, the half-ester was collected by distillation instead of flash column chromatography. The isolated yields were 81% (114.77 g) for monomethyl malonate 2 and 82% (87.073 g) for monoethyl malonate 3a by these procedures. As the boiling point of the 42 Texas Tech University, Hanjoung Cho, December 2010 diester and the corresponding half-ester are quite different in both cases, the distillation was selected for isolation of product. In addition to straightforward separation of recovered diester and half-ester, the small amount of diacid (malonic acid) remained behind in the distillation. Therefore, the separation by distillation under the reduced pressure on these larger scales was found to be an efficient way to isolate pure monomethyl malonate 2 and monoethyl malonate 3a compared the separation via column chromatography on a smaller scale monohydrolysis. Monomethyl malonate 2 and monoethyl malonate 3a can be obtained in high yields by one step within a reaction duration of only about one hour even on this large scale. While the reported selective monosaponification2 typically requires two steps, this reaction can readily be achieved in only one step. The total amount of time required for the entire procedure is only half a day, as opposed to the previously reported large-scale selective monosaponification,2 which takes more than one day. According to the elemental analysis, the prepared monomethyl malonate 2 and monoethyl malonate 3a by this method are close to the accepted tolerance of ±0.4% error, indicating that these halfesters have a purity of nearly 100%. The entire procedure requires mainly water and a small portion of acetonitrile, and produces no hazardous by-products, highlighting the greenness of this reaction. Under comparable conditions on a 0.12 mol-scale reaction with a duration of 1 h, we have also obtained the half-esters of dimethyl methyl malonate 5 and diethyl methyl malonate 6 in 90% and 83% yields, respectively. 43 Texas Tech University, Hanjoung Cho, December 2010 2.5. Conclusion The selective monohydrolysis of dialkyl malonates and their derivatives were investigated with THF or acetonitrile as a co-solvent at 0 °C. We have found that this reaction, with around 1 equivalent of aqueous KOH or NaOH, to selectively monohydrolyze a series of dialkyl malonates and their derivatives. The isolated yields of half-esters here are among the highest reported. All of the half-esters prepared here showed excellent purity and are quite stable over a long period of time. We also found that the hydrophobicity of the starting diesters also affected the selectivity of the monohydrolysis of symmetric diesters. As the hydrophobicity of the diesters increased, the selectivity generally increased and the reactivity slightly decreased. In addition to laboratory scale monohydrolysis of a series of dialkyl malonates and their derivatives, a large scale synthesis of monomethyl malonate 2 and monoethyl malonate 3a was studied with applying the selective monohydrolysis of symmetric diester which we reported previously. 2.6. Experimental section General experimental conditions All the solvents, unless otherwise stated, were used without further purification. Melting points were measured on an electrothermal capillary instrument (MEL-TEMP® ) and were uncorrected. NMR spectra were recorded on a Varian Unity Plus 300 or a Varian Mercury Plus 300 spectrometer at 300 and 125 MHz for 1H and 13C, respectively. Trimethylsilane (TMS, δ = 0) or the residual solvent peak (CDCl3, δ = 7.24) was used as 44 Texas Tech University, Hanjoung Cho, December 2010 a shift reference for 1H NMR spectra and the chemical shift for the solvent peak (CDCl3, δ = 77.00) served as a reference for 13C NMR spectra. IR spectra were recorded on a Nicolet IR100 FT-IR spectrometer. Elemental analyses were performed with CHN combustion analyses on TC and IR detection by Columbia Analytical Services INC (Tuscan, AZ). Thin layer chromatography (TLC) was performed using precoated aluminum backed TLC plates, silica gel 60, F254 (EMD Chemicals). Flash silica chromatography was performed with Silica Gel, 230–400 mesh. Monomethyl malonate, 2 Dimethyl malonate, 1 (159 mg, 1.20 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added the indicated equivalent of a 0.25 M aqueous NaOH, KOH or LiOH solution dropwise with stirring. The reaction mixture was stirred for 30 minutes to one hour, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (X4), and dried over Na2SO4. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford monomethyl malonate 2. 45 Texas Tech University, Hanjoung Cho, December 2010 Oil. 1H NMR (300 MHz, CDCl3) δ = 3.39 (2H, s), 3.70 (3H, s), 11.19 (1H, br. s); 13 C NMR (75 MHz, CDCl3) δ = 40.50, 52.50, 167.03, 171.46; IR (neat, cm-1) 1741, 1746, 2960-3185; Anal. Calcd for C4H6O4: C, 40.68; H, 5.12. Found: C, 40.51; H, 5.34. Monoethyl malonate 3a Diethyl malonate, 3 (192 mg, 1.2 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added the indicated equivalent of a 0.25 M aqueous NaOH, or KOH solution dropwise with stirring. The reaction mixture was stirred for one hour, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (X4), and dried over Na2SO4. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford monoethyl malonate 3a. Oil. 1H NMR (300 MHz, CDCl3) δ = 1.25 (3H, t, J = 7.2), 3.39 (2H, s), 4.19 (2H, q, J = 7.2), 10.67 (1H, br. s); 13C NMR (75 MHz, CDCl3) δ = 13.84, 40.90, 61.85, 166.69, 171.77; IR (neat, cm-1) 1736, 1741, 2914-3182; Anal. Calcd for C5H8O4: C, 45.46; H, 6.10. Found: C, 45.83; H, 6.30. 46 Texas Tech University, Hanjoung Cho, December 2010 Monopropyl malonate 4a Dipropyl malonate 4 (226 mg, 1.2 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added the indicated equivalent of a 0.25 M aqueous NaOH, or KOH solution dropwise with stirring. The reaction mixture was stirred for 30 minutes to one hour, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (X4), and dried over Na2SO4. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford monopropyl malonate 4a. Oil. 1H NMR (300 MHz, CDCl3) δ = 0.93 (3H, t, J = 7.7), 1.66 (2H, m), 3.42 (2H, s), 4.11 (2H, q, J = 7.2), 10.14 (1H, br. s); 13C NMR (75 MHz, CDCl3) δ = 10.13, 21.69, 40.89, 67.42, 166.81, 171.75; IR (neat, cm-1) 1723, 1740, 2883-3181; Anal. Calcd for C6H10O4: C, 49.31; H, 6.90. Found: C, 49.43; H, 7.14. Monomethyl methylmalonate 5a 47 Texas Tech University, Hanjoung Cho, December 2010 Dimethyl methylmalonate, 5 (175 mg, 1.2 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added the 1.2 equivalents of a 0.25 M aqueous NaOH, or KOH solution dropwise with stirring. The reaction mixture was stirred for 1.5 hours, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (X4), and dried over Na2SO4. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford monomethyl methylmalonate, 5a. Oil. 1H NMR (300 MHz, CDCl3) δ = 1.43 (3H, d, J = 7.2), 3.48(1H, q, J = 7.2), 3.74 (3H, s), 9.42 (1H, br.s); 13C NMR (75 MHz, CDCl3) δ = 13.08, 45.48, 52.39, 170.16, 175.38; IR (neat, cm-1) 1721, 1739, 2956-3202; Anal. Calcd for C5H8O4: C, 45.46; H, 6.10. Found: C, 45.65; H, 5.94. Monoethyl methylmalonate, 6a Diethyl methylmalonate, 6 (209 mg, 1.2 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added the 1.2 equivalents of a 0.25 M aqueous NaOH, or KOH solution dropwise with stirring. The reaction mixture was stirred for 1.5 hours, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (X4), 48 Texas Tech University, Hanjoung Cho, December 2010 and dried over Na2SO4. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford monoethyl methylmalonate, 6a. Oil. 1H NMR (300 MHz, CDCl3) δ = 1.22 (3H, t, J = 7.2), 1.40 (3H, d, J = 7.5), 3.44 (1H, q, J = 7.2), 4.19 (2H, q, J = 7.2), 11.21 (1H, br, s); 13C NMR (75 MHz, CDCl3) δ = 13.44, 13.90, 45.93, 61.69, 169.83, 176.00; IR (neat, cm-1) 1722, 1735, 2946-3200; Anal. Calcd for C6H10O4: C, 49.31; H, 6.90. Found: C, 49.68; H, 6.75. Monopropyl methylmalonate 7a Dipropyl methylmalonate 7 (243 mg, 1.2 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added the 1.2 equivalents of a 0.25 M aqueous NaOH, or KOH solution dropwise with stirring. The reaction mixture was stirred for one hour and 45 minutes, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (X4), and dried over Na2SO4. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford monopropyl methylmalonate, 7a. Oil. 1H NMR (300 MHz, CDCl3) δ = 0.92 (3H, t, J = 7.5), 1.43 (3H, d, J = 7.2), 1.65 (2H, m), 3.47 (1H, q, J = 7.2), 4.10 (2H, q, J = 7.2), 10.62 (1H, br, s); 13C NMR (75 49 Texas Tech University, Hanjoung Cho, December 2010 MHz, CDCl3) δ = 10.17, 13.51, 21.77, 45.94, 67.24, 169.93, 175.96; IR (neat, cm-1) 1717, 1739, 2883-2971; Anal. Calcd for C7H12O4: C, 52.49; H, 7.55. Found: C, 52.74; H, 7.49. Monomethyl phenylmalonate 8a Dimethyl phenylmalonate 8 (250 mg, 1.2 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added the 1.2 equivalents of a 0.25 M aqueous NaOH, or KOH solution dropwise with stirring. The reaction mixture was stirred for one hour, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (X4), and dried over Na2SO4. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford monomethyl phenylmalonate, 8a. White solid; m.p. 92-93 oC; 1H NMR (300 MHz, CDCl3) δ = 3.75(3H, s), 4.65 (2H, s), 7.35 (5H, m), 8.99 (1H, br. s); 13C NMR (75 MHz, CDCl3) δ = 53.06, 57.33, 128.55, 128.77, 129.15, 131.96, 168.59, 173.24; IR (neat, cm-1) 1717, 1740, 2956-3212; Anal. Calcd for C10H10O4: C, 61.85; H, 5.19. Found: C, 61.92; H, 5.40. 50 Texas Tech University, Hanjoung Cho, December 2010 Monoethyl phenylmalonate 9a Dimethyl phenylmalonate 9 (284 mg, 1.2 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added the 1.2 equivalents of a 0.25 M aqueous NaOH, or KOH solution dropwise with stirring. The reaction mixture was stirred for five hours, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (X4), and dried over Na2SO4. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford monoethyl phenylmalonate, 9a. White solid; m.p. 74 oC (lit 76-77 oC)3a; 1H NMR (300MHz, CDCl3) δ = 1.25 (3H, t, J = 7.2), 4.21 (2H, q, J = 7.2), 4.63 (1H, s), 7.37 (5H, m), 10.16 (1H, br. s); 13C NMR (75 MHz, CDCl3) δ = 13.81, 57.51, 62.10, 128.39, 128.62, 129.13, 132.01, 167.95, 173.84; IR (neat, cm-1) 1717, 1737, 2941-3190; Anal. Calcd for C11H12O4: C, 63.45; H, 5.81. Found: C, 63.30; H, 5.80. 51 Texas Tech University, Hanjoung Cho, December 2010 Monopropyl phenylmalonate 10a Dipropyl phenylmalonate 10 (317 mg, 1.2 mmol) was dissolved in 2 mL of acetonitrile, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath in a cold room maintained around at 4 oC. To this mixture was added the 0.8 equivalents of a 0.25 M aqueous NaOH, or KOH solution dropwise with stirring. The reaction mixture was stirred for 33 hours in a cold room maintained at around 4 oC, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (X4), and dried over Na2SO4. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford monopropyl phenylmalonate, 10a. Oil. 1H NMR (300 MHz, CDCl3) δ = 0.87 (3H, t, J = 7.5), 1.64 (2H, m, J = 7.2), 4.12 (2H, m), 4.64 (1H, s), 7.35 (5H, m), 10.02 (1H, br. s); 13C NMR (75 MHz, CDCl3) δ = 10.16, 21.74, 57.47, 67.72, 128.48, 128.73, 129.12, 132.21, 168.41, 173.07; IR (neat, cm-1) 1717, 1736, 2881-3067; Anal. Calcd for C12H14O4: C, 64.85; H, 6.35. Found: C, 65.17; H, 6.61. 52 Texas Tech University, Hanjoung Cho, December 2010 Scale-up monohydrolysis of dimethyl malonate 1 In a 1 L-sized one-necked flask, equipped with a magnetic stirrer, was placed 158.30 g (1.2 mol) of dimethyl malonate, 1, and 10 mL of acetonitrile was added to dissolve this dimethyl malonate, 1. After the solution was stirred for one minute, the reaction mixture was cooled to 0 oC with an ice-water bath in a cold room maintained at 0-4 oC. To this mixture, 100 mL of water was added and the mixture was stirred for 30 minutes. To this reaction mixture was added 240 mL of 5 M aqueous KOH (1.2 mol) solution dropwise with continuous stirring for a period of 15 minutes with an addition funnel. When this addition was completed, the reaction mixture was stirred for one additional hour while covered with a stopper and immersed in the ice-water bath in the cold room maintained at 0-4 oC. The reaction was monitored by TLC using a staining solution prepared with bromocresol green (40 mg) dissolved in ethanol (100 mL, 200 proof). The reaction mixture was acidified with 150 mL of 12 M aqueous HCl solution in the ice-water bath, saturated with NaCl, and extracted with five 500 mL portions of ethyl acetate with a 1 L separatory funnel. The extract was washed with 500 mL of a saturated aqueous NaCl solution. The ethyl acetate extract was dried over approximately 100 g of anhydrous sodium sulfate. After the drying agent was removed by gravity filtration, the ethyl acetate solution was concentrated by a rotary evaporator and distilled under a reduced pressure at 2.5 mm Hg. The fraction showing a boiling point of 91-92 oC was collected to yield monomethyl malonate, 2, as a colorless oil. The yield of monomethyl malonate 2 was 114.77 g (81%).12 53 Texas Tech University, Hanjoung Cho, December 2010 1 H NMR (300 MHz, CDCl3) δ = 3.47 (2H, s), 3.78 (3H, s), 10.88 (1H, br. s); 13C NMR (75 MHz, CDCl3) δ = 40.52, 52.51, 167.09, 171.33; IR (neat, cm-1) 1724, 1741, 2960-3533; Anal. Calcd for C4H6O4: C, 40.68; H, 5.12. Found: C, 40.29; H, 5.27. Scale-up monohydrolysis of diethyl malonate 3 In a 1 L-sized one-necked flask, equipped with a magnetic stirrer, was placed 128.66 g (0.8 mol) of diethyl malonate, 3, and 30 mL of acetonitrile was added to dissolve this diethyl malonate, 3. After the solution was stirred for one minute, the reaction mixture was cooled to 0 oC with an ice-water bath in a cold room maintained at 0-4 oC. To this mixture, 300 mL of water was added and the mixture was stirred for 30 minutes. To this reaction mixture was added 160 mL of 5 M aqueous KOH (0.8 mol) solution dropwise with continuous stirring for a period of 15 minutes with an addition funnel. When this addition was completed, the reaction mixture was stirred for one additional hour while covered with a stopper and immersed in the ice-water bath in the cold room maintained at 0-4 oC. The reaction was monitored by TLC using a staining solution prepared with bromocresol green (40 mg) dissolved in ethanol (100 mL, 200 proof). The reaction mixture was acidified with 120 mL of 12 M aqueous HCl solution in the ice-water bath, saturated with NaCl, and extracted with five 500 mL portions of ethyl acetate with a 1 L separatory funnel. The extract was washed with 500 mL of a saturated aqueous NaCl solution. The ethyl acetate extract was dried over approximately 100 g of anhydrous sodium sulfate. After the drying agent was removed by gravity filtration, the ethyl acetate solution was concentrated by a rotary evaporator and distilled under a 54 Texas Tech University, Hanjoung Cho, December 2010 reduced pressure at 2.5 mm Hg. The fraction showing a boiling point of 79-81 oC was collected to yield monoethyl malonate, 3a, as a colorless oil. The yield of monoethyl malonate 3a was 87.073 g (82%).13 1 H NMR (300 MHz, CDCl3) δ = 1.30 (3H, t, J = 7.2), 3.44 (2H, s), 4.24 (2H, q, J=7.2), 10.21 (1H, br. s); 13C NMR (75 MHz, CDCl3) δ = 13.78, 40.88, 61.80, 166.64, 171.76; IR (neat, cm-1) 1722, 1741, 2946-3523; Anal. Calcd for C5H8O4: C, 45.46; H, 6.10. Found: C, 45.76; H, 6.20. 2.7. References 1. (a) Bulychev, A.; Bellettini, J. R.; O’Brien, M.; Crocker, P. J.; Samama, J.-P.; Miller, M. J.; Mobashery, S. Tetrahedron 2000, 56, 5719. (b) Bihovsky, R.; Pendrak, I. Bioorg. Med. Chem. Lett. 1996, 6, 1541. (c) Horikawa, M.; Shirahama, H. Synlett 1996, 95. (d) Keum, G.; Hwang, C. H.; Kang, S. B.; Kim, Y.; Lee, E. J. Am. Chem. Soc. 2005, 127, 10396. (e) Kim, H.-J.; Lindsey, J. J. Org. Chem. 2005, 70, 5475. (f) Knoelker, H.-J.; Wolpert, M. Tetrahedron Lett. 1997, 38, 533. (g) Marcaccini, S.; Pepino, R.; Pozo, M. C.; Basurto, S.; Garcia-Valverde, M.; Torroba, T. Tetrahedron Lett. 2004, 45, 3999. (h) List, B.; Doehring, A.; Fonseca, M. T. H.; Job, A.; Torres, R. R. Tetrahedron 2006, 62, 476. (i) Balasubramanian, T.; Lindsey, J. S. Tetrahedron 1999, 55, 6771. (j) Hudson, R. D. A.; Osborne, S. A.; Stephenson, G. R. Synlett 1996, 845. (k) Ashton, M. J.; Hills, S. J.; Newton, C. G.; Taylor, J. B.; Tondu, S. C. D. Heterocycles 1989, 28, 1014. (l) Williams, D. R.; Kammler, D. C.; Goundy, R. F. Heterocycles 2006, 67, 555. 2. (a) Strube, R. E. Organic Synthesis; Wiley: New York, NY, 1963; Collect. Vol. 4, 417. (b) Grakauskas, V.; Guest, A. M. J. Org. Chem. 1978, 43, 3485. (c) Hutchinson, C. R.; Nakane, M.; Gollman, H.; Knutson, P. L. Organic Synthesis; Wiley: New York, NY, 1990; Collect. Vol. 7, 323. 3. For example, (a) Corey, E. J. J. Am. Chem. Soc. 1952 74, 5897. (b) Vecchi, A.; Melone, G. J. J. Org. Chem. 1959, 24, 109. (c) Westermann, J.; Schneider, M.; Platzek, J.; Petrov, O. Org. Process Res. Dev. 2007, 11, 200. (d) de Meijere, A.; Ernst, K.; Zuck, B.; Brandl, M.; Kozhushkow, S. I.; Tamm, M.; Yufit, D. S.; 55 Texas Tech University, Hanjoung Cho, December 2010 Howard, J. A. K.; Labahn, T. Eur. J. Org. Chem. 1999, 11, 3105. (e) De Kimpe, N.; Boeykens, M.; Tehrani, K. A. J. Org. Chem. 1994, 59, 8215. (f) Robertson, A.; Sandrock, W. F. J. Chem. Soc. 1933, 1617. (g) Eaton, P. E.; Nordari, N.; Tsanaktsidis, J.; Upadhyaya, S. P. Synthesis 1995, 501. (h) Perrin, C. L.; Arrhenius, T. J. Am. Chem. Soc. 1978, 100, 5249. 4. Duthaler, R. Helv. Chim. Acta 1983, 66, 1475. 5. (a) Rigo, B.; Fasseur, D.; Cauliez, P.; Couturier, D. Tetrahedron Lett. 1989, 30, 3073. (b) Junek, H.; Ziegler, E.; Herzog, U.; Kroboth, H. Synthesis 1976, 332. 6. Krapcho, A. P.; Jahngen, E. G. E., Jr.; Kashdan, D. S. Tetrahedron Lett. 1974, 15, 2721. 7. Ozaki, E.; Uragaki, T.; Sakashita, K.; Sakimae, A. Chem. Lett. 1995, 539. 8. Niwayama, S. J. Org. Chem. 2000, 65, 5834. 9. Niwayama, S.; Rimkus, A. Bull. Chem. Soc. Jpn. 2005, 78, 498. 10. (a) Nagle, J. K. J. Am. Chem. Soc. 1990, 112, 4741. (b) Allen, L. C. J. Am. Chem. Soc. 1989, 111, 9003. (c) Luo, Y.-R.; Benson, S. W. Acc. Chem. Res. 1992, 25, 375. 11. Dean, E. W.; Stark, D. D. Ind. Eng. Chem. 1920, 12, 486. 12. Fischer, E.; Speier, A. Chem. Ber. 1895, 28, 3252. 13. Niwayama, S.; Wang, H.; Hiraga, Y.; Clayton, J. C. Tetrahedron Lett. 2007, 48, 8508. 14. Niwayama, S.; Cho, H.; Lin, C. Tetrahedron Lett. 2008, 49, 4434. 15. Niwayama, S. J. Synth. Org. Chem., Jpn., 2008, 66, 983. 56 Texas Tech University, Hanjoung Cho, December 2010 CHAPTER 3 REMOTE EXO/ENDO SELECTIVITY IN SELECTIVE MONOHYDROLYSIS OF DIALKYL BICYCLO[2.2.1]HEPTANE-2,3-DICARBOXYLATE DERIVATIVES* 3.1. Introduction Functional bicyclic compounds, namely : norbornene, norbornadiene, or norbornanone system have been well studied in general and show high exo-facial selectivity in the electrophilic, nucleophilic, or cyclic additions. In order to explain this exo-facial selectivity, many research groups have reported extensive studies from theoretical and experimental points of view. The preferred exo-facial reactivity can be explained in the categories of (1) steric effects where the ethano bridge is larger than the methano bridge,1 (2) a torsional effect that is relieved by exo attack but increased by endo attack in the transition state,2 (3) pyramidalization of the sp2 carbons toward the endo directions leading to the favored attack on the convex face of the pyramidalized sp2 carbons,3 and (4) nonequivalent orbital extension caused by the mixing of σ orbitals and π orbitals, inducing higher exo reactivity.4 Since norbornene, norbornadiene, or norbornanone and their derivatives are versatile synthetic building blocks for further synthesis, the high exo selectivity has been applied to development of a variety of useful * Niwayama, S.; Cho, H.; Zabet-Moghaddam, M.; Whittlesey, B. R. J. Org. Chem. 2010, 75, 3775. 57 Texas Tech University, Hanjoung Cho, December 2010 stereospecific or stereoselective reactions in organic synthesis such as epoxidation and hydroboration. For example, the exo/endo selectivity in the reduction of 2-norbornanone by sodium borohydride is shown Scheme 3.1. Scheme 3.1 Reduction of 2-norbornanone by sodium borohydride However, for the sp2 carbons that are one covalent bond away from the norbornane skeleton, such exo/endo-facial selectivities have not been systematically studied. The reason which we can consider is that the differences of the reported steric effects are anticipated to be too small, and the torsional effects considered within the norbornane ring are not expected. Among well-known reactions of bicyclic compounds, electrophilic additions to 2-methylenenorbornene are still known to show the predominant exo selectivity due to the fact that the C2 carbon is part of the norbornane ring. The DielsAlder reactions toward isodicyclopentadiene, showing the bottom-face selectivity with a variety of dienophiles, are interesting expectations in which the new bond forms on the sp2 carbons next to the C2 and C3 sp2 carbons of the norbornane ring.5 For these reactions, as the olefinic ends are still within the strained norbornane ring, the selectivity is explained by the out-of-plane bending of groups at C2 and C3 on the ring, although it appears that the steric bulkiness of the dienophile also affects the selectivity.6 Therefore, the only studies reported as remote exo/endo-facial selectivity away from the norbornane 58 Texas Tech University, Hanjoung Cho, December 2010 or norbornene ring were enzyme-catalyzed reactions, for which the mechanisms of selectivity are not understood.7 Niwayama and Hiraga previously observed unusually prominent exo-facial selectivity on the sp2 carbons that are one covalent bond distant from the norbornene ring in the selective monohydrolysis reactions we reported earlier.8 Niwayama and Hiraga have investigated selective monohydrolysis of (exo, exo), (endo, endo), and (exo, endo)dimethyl and diethyl esters attached to the norbornene skeleton and observed enhanced reactivity on hydrolysis of the exo esters in all cases, perhaps due to the mild reaction conditions. Therefore the observed prominent exo-facial monohydrolysis of various diesters will be discussed in this chapter. Niwayama and Hiraga found that this reaction can recognize slight steric differences and can also selectively hydrolyze one of the two ester groups in near symmetrical diesters, and therefore, these reactions can selectively monohydrolyze the ester group of the exo position in exo,endo-dimethyl- and diethylbicyclo[2.2.1]hept-5ene-2,3-dicarboxylates, 1a and 1b (Scheme 3.2).8, 9 Scheme 3.2 Monohydrolysis of exo,endo-dimethyl- and diethylbicyclo[2.2.1]hept-5-ene2,3-dicarboxylates, 1a and 1b8 59 Texas Tech University, Hanjoung Cho, December 2010 Initially, reactions with THF as a co-solvent, 10 times the volume of water, and aqueous NaOH solution, were used for the selective monohydrolysis reaction. This practical reaction was found to monohydrolyze all the diesters thus far tried, forming a reaction mixture that lead to straightforward purification, unlike the classical saponification. In addition to the monohydrolysis for various symmetric diesters, we also studied solvent effects, types of base, and steric effects and found conditions that improve the selectivity and reactivity. For the case of co-solvent effect, polar aprotic solvents such as THF, acetonitrile, or dimethyl sulfoxide are in general appropriate for an accelerated reaction rate and higher selectivity, while protic solvents such as alcohols are not as effective.10 As for bases, aqueous KOH is often more effective than aqueous NaOH as a base, perhaps due to the enhanced electropositive character of the countercation, while LiOH tends to be inferior to NaOH.11 Currently, we assume that this high selectivity for monohydrolysis might be from aggregation of the monocarboxylate intermediate. After one of the ester groups is monohydrolyzed, the intermediary monocarboxylate in water may form aggregates in which the remaining hydrophobic portions point inside and the hydrophilic CO2- groups point outside, thus prohibiting further hydrolysis. In this hypothesis, co-solvent may affect the aggregate formation via interaction with the ester group that was not hydrolyzed. Solvent effects we have observed thus far are consistent with this hypothesis. Initially, the selectivity of monohydrolysis was observed to be especially high when the two ester groups were located in close proximity to each other and the stereochemistry was cis. Another possible reason for high selectivity can be explained by 60 Texas Tech University, Hanjoung Cho, December 2010 the potential reasons based on the electrostatic attractive interaction between the two carbonyl groups due to their close location before formation of the potential aggregate above.9, 12 However, applying the conditions we found later based on the information obtained from these basic studies, we have also been successful in selectively monohydrolyzing linear diesters13 or those with trans stereochemistry. 3.2. The selective monohydrolysis of (exo,endo)-dimethyl- and diethylbicyclo[2.2.1] hept-5-ene-2,3-dicarboxylate 1a and 1b Previously, we have reported and found the selectivity in monohydrolysis of exo,endo-dimethyl- and diethylbicyclo[2.2.1]hept-5-ene-2,3-dicarboxylate, 1a and 1b.8 In order to improve the reaction, we investigated selective monohydrolysis of those diesters with various conditions. (exo,endo)-Dimethyl- and diethylbicyclo[2.2.1]hept-5-ene-2,3-dicarboxylate, 1a and 1b were prepared by Diels–Alder reactions between cyclopentadiene and dimethyl and diethyl fumarate at room temperature.14 (Scheme 3.3) Scheme 3.3 Synthesis of (exo,endo)-dimethyl- and diethylbicyclo[2.2.1]hept-5-ene-2,3dicarboxylate 1a and 1b 61 Texas Tech University, Hanjoung Cho, December 2010 For monohydrolysis of dimethyl and diethylbicyclo[2.2.1]hept-5-ene-dicarboxylate 1a and 1b, we have investigated the reactivity and selectivity with the type of base, cosolvent, and the amount of base and the results are shown in Table 3.1. Table 3.1 Selective monohydrolysis of bicyclic diester 1a and 1b a Entry Diester Co-solvent Base Base (equiv) Time (h) Yielda (%) Ratio (2:3) 1 1a THF LiOH 1.2 1 77 (22) 82:18 2 1a THF NaOH 1.2 1 93 (4) 80:20 3 1a THF KOH 1.2 1 97 (2) 82:18 4 1a THF CsOH 1.2 1 87 (11) 80:20 5 1b THF KOH 1.7 7 91 (2) 87:13 6 1b CH3CN KOH 1.7 7.5 96 (0) 87:13 7 1b CH3CN KOH 1.2 6 65 (34) 86:14 Isolated yield of the mixture of the half-esters. The recovered diester is shown in parentheses (%). In order to confirm the selectivity and reactivity with the type of bases, the monohydrolysis of dimethyl diester 1a with aqueous LiOH, NaOH, and KOH was investigated (entries 1, 2, and 3). We found that all of these bases preferred to hydrolyze the carbomethoxy in exo position rather than in the endo position and the reactivity of the 62 Texas Tech University, Hanjoung Cho, December 2010 monohydrolysis with aqueous KOH was the highest among those of aqueous bases. This result where the reactivity of monohydrolysis of symmetric diesters increased with the use of aqueous KOH compared with the use of NaOH or LiOH is also consistent with the results we reported earlier.11, 13 Therefore, the monohydrolysis of diethyl diester 1b was performed with aqueous KOH instead of the other alkali bases. The amount of the base was also slightly reduced because of the stereochemistry of the starting diester, which appears to have helped improve the yield for this particular diester. Also, more time was required for selective monohydrolysis of diethyl ester than the corresponding dimethyl ester due to the increased hydrophobicity. As we found the co-solvent effect for the monohydrolysis of dialkyl malonate in the previous chapter,10 acetonitrile was applied to the monohydrolysis of diethyl diester as a co-solvent instead of THF. The results with two aprotic polar co-solvents were shown in entries 5 and 6 (Table 3.1). Since the ethyl group is more hydrophobic than a methyl group, more base was required in the monohydrolysis of diethyl diesters 1b and the result showed that the yield of the half-ester significantly was 96% in 7.5 h, while we found that the use of 1.7 equivalent of base is preferable to 1.2 equivalent. Furthermore, the selectivity in the monohydrolysis of diethyl diester 1b is higher than that of the monohydrolysis of dimethyl diester 1a. The ratio between exo-hydrolyzed half-ester and endo-hydrolyzed ester is 82 : 18 for the monohydrolysis of dimethyl diester 1a (entry 3) and 87 : 13 for the monohydrolysis of diethyl diester 1b (entry 6). These ratios for exo-carboxylic acid and endo-carboxylic acid are comparable to those we reported earlier,8 while the yields 63 Texas Tech University, Hanjoung Cho, December 2010 improved significantly, without production of the corresponding diacid despite the fact that the stereochemistry of these diesters is trans. The relative intensities of the integral curves of the methyl or ethyl signal in the reaction mixture of the 1H NMR spectra were used for analysis of the product ratios of 2a and 3a and 2b and 3b. In addition to comparison of 1H NMR spectra, we also confirmed the ratio with the assistance of HPLC instrumentation. For example, the chromatogram of the mixture of monomethyl half-esters is shown in Figure 3.1. The component at 9.15 min (red colored line) indicated endo-hydrolyzed half-ester and component at 9.81 min was exo-hydrolyzed half-ester. Each half-ester was separated and isolated with HPLC and structures were confirmed by the 1H and 13C NMR spectra with our previous reports. Figure 3.1 HPLC chromatogram for mixture of monomethyl half-esters 2a and 3a 64 Texas Tech University, Hanjoung Cho, December 2010 We compared the 1H NMR spectra of the mixture of monomethyl and monoethyl diesters with those of pure corresponding half-esters. Each spectrum is shown in Figure 3.2. Based on these spectra, we determined the ratio of the exo-hydrolyzed half-ester to the endo-hydrolyzed half-ester. Figure 3.2 1H NMR spectra of the mixture of monomethyl ester (top), endo-hydrolyzed monomethyl ester (middle), and exo-hydrolyzed monomethyl ester (bottom) 65 Texas Tech University, Hanjoung Cho, December 2010 3.3. The selective monohydrolysis of (exo, endo)-dimethyl- and diethylbicyclo[2.2.1] heptane-2,3-dicarboxylate 4a and 4b In this section, selective monohydrolysis of structural variants of the C5–C6 positions will be discussed. Since the reaction center is not on the norbornene ring, we hypothesize that this remote exo-facial selectivity was induced by the difference of the steric bulkiness of the methano bridge and the ethano bridge on C5-C6 carbons. Diesters 4a and 4b were prepared by hydrogenation with palladium on carbon of diesters 1a and 1b, respectively. (Scheme 3.4) Scheme 3.4 The preparation of dialkyl bicyclo[2.2.1] heptane-2,3-dicarboxylate 4a and 4b by hydrogenation with palladium on carbon The selective monohydrolyses of these diesters were performed, and the results are summarized in Table 3.2. 66 Texas Tech University, Hanjoung Cho, December 2010 Table 3.2 Selective monohydrolysis of dimethyl and diethyl bicyclo[2.2.1] heptane-2,3,dicarboxylate 4a and 4b Entry Diester Cosolvent Base Base (equiv) Time (h) Yielda (%) Ratio (5:6) 1 4a THF LiOH 1.7 2.5 96 (4) 97:3 2 4a THF NaOH 1.7 2 >99 91:9 3 4a THF KOH 1.7 2 >99 95:5 4 4a THF CsOH 1.7 2 >99 92:8 5 4b CH3CN KOH 2.0 12 73 (17) 96:4 6 4b DMSO KOH 1.7 11 91 (0) 97:3 a Isolated yield of the mixture of the half-esters. The recovered diester is shown in parentheses (%). From these results, this exo-selectivity in the monohydrolysis of diesters 4a and 4b was found to be higher than those of olefinic diesters 1a and 1b, in which the double bond in 1a and 1b was hydrogenated to introduce two additional hydrogens on the C5-C6 positions. The exo selectivities in monohydrolysis are increased by more than 10% for both diesters 4a and 4b. Interestingly, a similar enhancement was found in the addition of ethyl bromoacetate to 2-norbornenone (90% exo) versus 2-norbornanone (100% exo) in 67 Texas Tech University, Hanjoung Cho, December 2010 the Reformatsky reaction.15 The enhanced extent is close to 10% but in our selective monohydrolysis, the nucleophile, OH-, is far smaller than ethyl bromoacetate and thus may appear less influenced by the steric environment, especially in this remote position. It is also noteworthy that sodium borohydride reduction of the carbonyl of 2norbornenone and 2-norbornanone showed slightly enhanced exo-selectivity in the reduction of 2-norbornenone (95% exo) than of 2-norbornanone (86% exo). The reasons are perhaps due to the enhanced ring strain by introduction of the olefinic bond within the ring and the small size of the nucleophile, H- in this case,16 although the extent of the enhancement of the selectivity is again comparable to our results in 4a and 4b. For monohydrolysis of diethyl ester 4b, the solvent effect we studied earlier again contributed to the increase in reactivity, as DMSO is a polar aprotic solvent, and improved the yield of this selective monohydrolysis of 4b (run 6).9b,10 To separate the mixture of half-esters 5a, 6a, 5b, and 6b, HPLC was applied. However, as pure half-esters were not isolated by HPLC, an alternative method was used for producing the authentic samples of half-esters 5a, 6a, 5b, and 6b. As we already isolated pure half-esters 2a, 3a, 2b, and 3b above, those isolated half-esters were hydrogenated for preparing authentic half-esters 5a, 6a, 5b, and 6b (Scheme 3.5). 68 Texas Tech University, Hanjoung Cho, December 2010 Scheme 3.5 The preparation of authentic half-esters 5a and 6a with HPLC and followed by hydrogenation of 2a and 3a The structures of these half-esters, 5a, 6a, 5b, and 6b, were determined by the matching of 1H and 13C NMR spectral data of the authentic 5a, 6a, 5b, and 6b, synthesized by hydrogenation of the purified major and minor half-esters 2a, 3a, 2b, and 3b above. 1H NMR spectra of the mixture of monomethyl ester 5a and 6a, major halfester 5a, minor half-ester 6a, are shown Figure 3.3. 69 Texas Tech University, Hanjoung Cho, December 2010 Figure 3.3 1H NMR spectra of the mixture of monomethyl ester (top), endo-hydrolyzed monomethyl ester (middle), and exo-hydrolyzed monomethyl ester (bottom) From these results, we have found that these remote exo-facial selectivities can be enhanced by steric hindrance at the C5–C6 bridges, and it was obvious that the most significant factor that governs these remote exo-facial selectivities is the steric hindrance by the C5-C6 bridges compared to the C7 bridge. Based on these results, more exclusive selectivity was found with further modification of the C5–C6 bridge. 70 Texas Tech University, Hanjoung Cho, December 2010 3.4. The selective monohydrolysis of acetonide protected (exo,endo)-dimethyl- and diethylbicyclo[2.2.1] hept-5-ene-2,3-dicarboxylate 7a and 7b In this section, we have examined the monohydrolysis of bicyclic diesters which was modified by the acetonide group at the exo positions. These diesters 7a and 7b, in which the exo positions of the C5-C6 positions are blocked by bulkier 1,2-Oisopropylidene. For preparation of these diesters, we used osmium-catalyzed dihydroxylation of 1a and 1b and subsequent protection of the formed diol as acetonides under acidic conditions (Scheme 3.6).17 Scheme 3.6 Synthesis of acetonide-protected bicyclic diesters 7a and 7b The selective monohydrolysis was conducted on these prepared diesters with the use of aqueous KOH. The results are summarized in Table 3.3. 71 Texas Tech University, Hanjoung Cho, December 2010 Table 3.3 Selective monohydrolysis of acetonide-protected diesters 7a and 7b Base Base (equiv) Time (h) Yielda (%) Ratio (8:9) Entry Diester Cosolvent 1 7a THF KOH 1.7 3 83 (5) 98:2 2 7a CH3CN KOH 1.7 3 87 (4) 98:2 3 7a DMSO KOH 1.7 3 89 (3) 98:2 4 7b DMSO KOH 1.7 6 92 (3) 98:2 a Isolated yield of the half-ester. The recovered diester is shown in parentheses (%). Since these half-esters have the enhanced steric hindrance on the exo direction of the C5–C6 bond, the ratios for half-esters 8 : 9 are 98:2 for both the methyl and ethyl esters, showing higher exo-facial selectivity than monohydrolysis of 4a or 4b. We also found the co-solvent effects and again confirmed that the polar aprotic solvent, CH3CN or DMSO, in particular DMSO, improved the yield (entry 3). Therefore, only DMSO was applied to selective monohydrolysis of diethyl ester 7b, which led to high yields of the half-esters (entry 4). 72 Texas Tech University, Hanjoung Cho, December 2010 3.5. The selective monohydrolysis of steric hindered bicyclic diesters on C5–C6 bond In Section 3.4, we have investigated the steric effect of the exo positions of the C5–C6 bond with acetonide protected diesters. In this section, the steric effect of the endo position of the C5–C6 would be considered by modification of bicyclic compounds in this section. Initially, we expected that blocking the endo position would most effectively lead to the high exo selectivity due to bulky steric hindrance on the endo locations. To study our expectation, we synthesized endo,endo-dimethyl-substituted diesters 10a and 10b by the Diels-Alder reaction of 2,3-dimethylcyclopentadiene prepared in situ18 with dimethyl fumarate and subsequent hydrogenation (Scheme 3.7). Both the structures of dimethyl and diethyl diesters and intermediates were confirmed by 1H and 13C NMR spectra and high-resolution mass spectroscopy. Scheme 3.7 Synthesis of dialkyl diesters 10a and 10b The selective monohydrolysis of both of these dimethyl and diethyl esters were conducted with the use of aqueous KOH, and co-solvent with water at 0 °C, and the results are shown in Table 3.4. 73 Texas Tech University, Hanjoung Cho, December 2010 Table 3.4 Selective monohydrolysis of diesters 10a and 10b Time Ratio (11:12) Entry Diester 1 10a THF KOH 1.7 9h 63 (26) 100:0 2 10a CH3CN KOH 1.7 9h 99 100:0 3 10a DMSO KOH 1.7 8h 49 100:0 4 10b DMSO KOH 1.7 1d 79 (18) 100:0 5 10b DMSO KOH 2.5 2d 79 (16) 100:0 a Base Base (equiv) Yielda (%) Cosolvent Isolated yield of the half-ester. The recovered diester is shown in parentheses (%). When the selectivity of monohydrolysis in these diesters was compared with diesters in previous sections, interestingly, the only exo-hydrolyzed half-esters were found in the monohydrolysis of dimethyl and diethyl diesters 10a and 10b. Compared to the selectivity in the monohydrolysis of acetonide protected diesters 10a and 10b, even though the methyl groups are far smaller than the O-isopropylidene, only the ester groups on the exo position were hydrolyzed exclusively for both dimethyl and diethyl esters, demonstrating the importance of the steric effects toward the endo directions. The structure was confirmed by X-ray crystal analysis of the half-ester 11a and its crystal 74 Texas Tech University, Hanjoung Cho, December 2010 structure is shown in Figure 3.4. Therefore, we conclude that the most critical factor appears to be the steric effect that blocked approach of the nucleophile OH- from the endo direction on the C5-C6 bridge. Figure 3.4 X-ray crystal structure of half-ester 11a From these results in Table 3.4, we also demonstrated effects of the co-solvent, indicating that polar aprotic solvents improve the reactivity and selectivity. Acetonitrile as a co-solvent can enhance reactivity of the monohydrolysis of diesters for the monohydrolysis of dialkyl malonates,13 and the monohydrolysis with DMSO as cosolvent was the most efficient solvent in these reactions as well. In particular, the yield of the half-ester for the methyl ester 11a was near-quantitative (entry 2 and entry 3). Since the effects of substituents on C5 and/or C6 position of norbornene, or norbornanone have been understood as too remote even for the reactions that occur on the 75 Texas Tech University, Hanjoung Cho, December 2010 bicyclic ring, there have been very few systematic studies reported about the effects of substituents on such positions and the reported selectivities are rather complicated. One of the reported results is the addition of bromine to several 5,6-disubstituted norbornenes.19 The initial bromonium cation is expected to form on the exo position, but the second bromide ion can have possible attack either from the endo or exo face, forming trans- by endo-facial attack or cis-dibromide by exo-facial attack, respectively. Interestingly, it appears that the selectivity toward formation of the cis-dibromide/transdibromide from cis-exo,exo-5,6-dicyanonorbornene in acetic acid is not necessarily high (11% cis, 89% trans). Bromination of trans-5,6-dichloro- or –dicyanonorbornene is reported to form a considerable extent of the trans dibromide depending on the reaction conditions (33-100%), even though these functional groups are not as bulky as Oisopropylidene. Although the cis-endo,endo-5,6-dichloro- or –dicyanonorbornenes appear to retard the reaction rate of bromination more than the corresponding trans- or cisexo,exo-5,6-dichloro- or -dicyanonorbornene, the order of reaction rate for epoxidation on the same norbornene derivatives appears to be the opposite, while that for addition of diazomethane was the same.20 Therefore, our reaction demonstrates unique examples for distinguishing the exo and endo selectivity by the C5 and C6 functional groups in a straightforward manner. 76 Texas Tech University, Hanjoung Cho, December 2010 3.6. Conclusion In this chapter, we have investigated the predominately exo-facial monohydrolysis of various bicyclic diesters. While the exo-/endo-facial selectivities are shown as negligible for the carbons that are one covalent bond distant from the norbornane ring, we have demonstrated that such specific carbons can be successfully distinguished by our selective monohydrolysis reaction with high exo-facial selectivity. We have shown that the selectivity is controllable in a predictable manner based on the steric effect on the C5-C6 ethano bridge. In particular, introduction of the smallest alkyl groups, methyl groups, on the endo positions of the C5-C6 bonds leads to the exclusive exo selectivity. These results are the first examples of systematic studies of remote exo-facial selectivities that occur one covalent bond away from the norbornyl system. Since norbornyl systems with various endo and exo functional groups are often applied to synthesis of polymers with different physical properties,21 our new finding is expected to expand the scope of exo/endo-facial selectivity observed in the norbornyl systems with the use of this selective monohydrolysis reaction, in particular on dimethyl and diethyl esters. In addition, it has become more apparent that a polar aprotic co-solvent significantly improves the reactivity and selectivity of the selective monohydrolysis of diesters, confirming results of our previous studies about the influence of co-solvents in the monohydrolyses of other diesters. This solvent effect is expected to improve yields of half-esters by selective monohydrolysis of other diesters. 77 Texas Tech University, Hanjoung Cho, December 2010 3.7. Experimental section General experimental conditions All solvents, unless otherwise stated, were used without further purification. Melting points were measured on an electrothermal capillary instrument (MEL-TEMP® ) and were uncorrected. NMR spectra were recorded on a Varian Unity Plus 300 or a Varian Mercury Plus 300 spectrometer at 300 and 125 MHz for 1H and 13C, respectively. Trimethylsilane (TMS, δ = 0) or the residual solvent peak (CDCl3, δ = 7.24) used as a shift reference for 1H NMR spectra, and chemical shift for solvent peak (CDCl3, δ = 77.00) served as a reference for 13C NMR spectra. IR spectra were recorded on a Nicolet IR100 FT-IR spectrometer. Elemental analyses were performed with CHN combustion analyses on TC and IR detection by Columbia Analytical ServicesINC (Tuscan, AZ). High resolution mass spectrometry was performed with MALDI-TOF/TOF (Matrix-assisted laser desorption/ionization Time-of-flight) instrument which was equipped in Experimental Sciences at Texas Tech University. Single crystal X-ray crystallographic analysis was performed on a Rigaku SCX mini diffractometer equipped with a TEC-50 cryostream and employing Mo-Kα (λ =0.71073 Å ) irradiation from a sealed X-ray source. High-performance liquid chromatography (HPLC) system has Waters 600E pump and Waters 2996 Photodiode Array Detector. The HPLC grade solvent was used and the ratio was 98 : 2 of hexane : 2-propanol. The equipped column was Intersil SIL-100 purchased from GL Science and its dimension is 4.6 mm i.d. × 250 mm. The flow rate was 2.0 mL/min and detection wavelength was 215 nm. Thin layer chromatography (TLC) was 78 Texas Tech University, Hanjoung Cho, December 2010 performed using precoated aluminum backed TLC plates, silica gel 60, F254 (EMD Chemicals). Flash silica chromatography was performed with Silica Gel, 230–400mesh. Synthetic procedure and additional information of compounds Synthesis of diester 1a Diester 1a was synthesized by Diels-Alder reaction of dicyclopentadiene and dimethyl fumarate as reported previously. Dimethyl fumarate (15.0 g, 104 mmol) was dissolved in dry CH2Cl2 (50 mL) under nitrogen atmosphere at 0 °C. To this solution was added cyclopentadiene (20.623 g, 312 mmol) dropwise. The colorless solution was stirred for 2 hours at room temperature under nitrogen atmosphere. After the solution was concentrated and purified by distillation under reduced pressure, diester 1a was obtained with the isolated yield of 61.3% at 99–100 °C. Colorless liquid, 1H NMR (300 MHz, CDCl3) δ = 1.39 (1H, dq, J = 1.6, 8.9 Hz), 1.55 (1H, d, J = 8.9 Hz), 2.61 (1H, dd, J = 1.6, 4.6 Hz), 3.05 (1H, m), 3.20 (1H, m), 3.31 (1H, t, J = 4.0 Hz), 3.57 (3H, s), 3.64 (3H, s), 6.00 (1H, dd, J = 2.8, 5.7 Hz), 6.20 (1H, dd, J = 3.2, 5.6 Hz); 13C NMR (75 MHz, CDCl3) δ = 45.5, 46.9, 47.2, 47.5, 47.7, 51.7, 51.9, 135.0, 137.4, 173.5, 174.7; HRMS calcd for C11H15O4 [M+H]+: 211.0970, found 211.0978. 79 Texas Tech University, Hanjoung Cho, December 2010 Monohydrolysis of diester 1a (entry 3 in Table 3.1) Dimethyl bicyclic diester 1a (252 mg, 1.2 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added 0.25 M KOH aqueous solution (5.76 mL, 1.20 equivalent) dropwise with stirring. The reaction mixture was stirred for 1 hours, and acidified with 1 M HCl at 0 °C, saturated with NaCl, extracted with ethyl acetate (×4), and dried over sodium sulfate. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford mixture (2a + 2b) of half-esters with 97% isolated yield and ratio of 82 : 18 (2a : 2b) determined by integral comparison in chemical shift δ 3.71 and δ 3.64 in 300 MHz 1H NMR. endo-Monomethyl bicyclo[2.2.1]hept-5-ene carboxylic acid 2a White solid, 1H NMR (300 MHz, CDCl3) δ = 1.47 (1H, dq, J = 1.6, 8.9 Hz), 1.60 (1H, br, J = 8.9 Hz), 2.71 (1H, dd, J = 1.5, 4.7 Hz), 3.19 (1H, m), 3.26 (1H, m), 3.36 (1H, t, J = 4.0 Hz), 3.64 (3H, s), 6.07 (1H, dd, J = 2.8, 5.7 Hz), 6.28 (1H, dd, J = 3.2, 5.6 Hz), 11.41 (1H, br); 13C NMR (75MHz, CDCl3) δ = 45.6, 47.1, 47.4, 47.6, 47.8, 51.9, 135.3, 137.5, 173.6, 179.0; IR (neat, cm-1): 1696, 1724, 2950-3000; mp 121-122 °C; HR-EIMS calcd for C10H12O4 : 196.0736, found 196.0892. 80 Texas Tech University, Hanjoung Cho, December 2010 exo-Monomethyl bicyclo[2.2.1]hept-5-ene carboxylic acid 2b Colorless oil, 1H NMR (300 MHz, CDCl3) δ = 1.47 (1H, dq, J = 1.6, 8.9 Hz), 1.61 (1H, br, J = 8.9 Hz), 2.65 (1H, dd, J = 1.6, 4.4 Hz), 3.13 (1H, m), 3.28 (1H, m), 3.41 (1H, t, J = 4.0Hz), 3.71 (3H, s), 6.12 (1H, dd, J = 2.9, 5.6 Hz), 6.28 (1H, dd, J = 3.2, 5.6 Hz), 11.41 (1H, br); 13C NMR (75 MHz, CDCl3) δ = 45.6, 47.1, 47.4, 47.6, 47.8, 51.9, 135.3, 137.5, 173.6, 179.0; IR (neat, cm-1): 1696, 1724, 2950-3000; HR-EIMS calcd for C10H12O4 : 196.0736, found 196.0735. Synthesis of diester 4a To the mixture of 10 % Pd-C (4 mg) in ethanol (10 mL), diester 1a (1.5 g, 7 mmol) was added at room temperature. After the reaction mixture was stirred under H2 atmosphere for 12 hours, the crude product was filtered with Celite and the solvent was removed under reduced pressure. Pure diester 4a (1.365 g, 90 %) was obtained by fractional distillation at 89–90 °C under reduced pressure (~2 mm Hg). Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 1.54–1.21 (6H, m), 2.51 (1H, d, J = 3.6 Hz), 2.57, (1H, s), 2.76 (1H, d, J = 5.1 Hz), 3.15 (1H, t, J = 3.3 Hz), 3.62 (3H, s), 3.64 (3H, s); 13C NMR (75 MHz, CDCl3) δ = 24.2, 28.7, 38.0, 40.1, 41.6, 48.5, 49.3, 51.7, 51.8, 173.8, 175.0; IR (neat, cm-1) 1725, 2879, 2969; C11H16O4 HRMS calcd for C11H16O4Na [M+Na]+: 235.0946, found 235.0934. 81 Texas Tech University, Hanjoung Cho, December 2010 Monohydrolysis of diester 4a (entry 3 in Table 3.2) Dimethyl bicyclic diester 4a (255 mg, 1.2 mmol) was dissolved in 2 mL of THF, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added 0.25 M KOH aqueous solution (8 mL, 1.67equivalent) dropwise with stirring. The reaction mixture was stirred for 2 hours, and acidified with 1 M HCl at 0 °C, saturated with NaCl, extracted with ethyl acetate (×4), and dried over sodium sulfate. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford mixture (5a + 6a) of half-esters with 99% isolated yield and ratio of 95 : 5 (5a : 6a) determined by integral comparison in chemical shift δ 3.71 and δ 3.69 in 300MHz 1H NMR spectrum. endo-Monomethyl bicyclo[2.2.1]heptane carboxylic acid 2a White solid. 1H NMR (300 MHz, CDCl3) δ = 1.60–1.22 (6H, m), 2.62 (2H, t, J = 1.5 Hz), 2.85 (1H, d, J = 5.4 Hz), 3.17 (1H, t, J = 4.5 Hz), 3.69 (3H, s), 11.60 (1H, br); 13C NMR (75 MHz, CDCl3) δ = 24.20, 28.84, 38.17, 40.15, 41.65, 48.39, 49.35, 51.91, 173.80, 178.77; IR (neat, cm-1): 1693, 1704, 2880-3550; mp 81-82 °C; HRMS Calcd for C10H14O4Na [M+Na]+: 221.0790. Found: 221.0801. 82 Texas Tech University, Hanjoung Cho, December 2010 exo-Monomethyl bicyclo[2.2.1]heptane carboxylic acid 2b White solid. 1H NMR (300 MHz, CDCl3) δ = 1.61–1.23 (6H, m), 2.57 (1H, t, J = 3.6 Hz), 2.67 (1H, s), 2.76 (1H, d, J = 5.1 Hz), 3.25 (1H, t, J = 4.5 Hz), 3.67 (3H, s), 11.60 (1H, br); 13C NMR (75 MHz, CDCl3) δ = 24.18, 28.81, 38.16, 40.13, 41.65, 48.43, 49.11, 52.08, 174.97, 177.44; IR (neat, cm-1): 1698, 1720, 2880-3500; mp 79 °C; HRMS Calcd for C10H14O4Na [M+Na]+: 221.0790. Found: 221.0780. 3. Synthesis of diester 7a To a solution of diester 1a (1.3 g, 6.0 mmol) in acetone/H2O (9:1, 100 mL), 4methylmorpholine N-oxide monohydrate (1.1 g, 9.0 mmol) and osmium tetroxide (0.15 mmol, 2.5 mol%) were added at 0 °C. The mixture was stirred for 1 hour at room temperature and a saturated aqueous solution of NaHCO3 was added. The crude product was extracted with ethyl acetate and dried over anhydrous sodium sulfate. After the mixture was concentrated under reduced pressure, the crude product was purified by column chromatography on silica gel (CH2Cl2: MeOH = 40 : 1, then 20 : 1). Next, a solution of crude compound 13a (1.0 g) in anhydrous acetone (40 mL) containing 2,2-dimethoxypropane (2.5 mL) and p-toluenesulfonic acid monohydrate (96 mg) was stirred at room temperature for 30 min. Then, a saturated aqueous solution of NaHCO3 was added, and the crude product was extracted with ethyl acetate, dried over 83 Texas Tech University, Hanjoung Cho, December 2010 sodium sulfate, concentrated under reduced pressure, and purified by column chromatography on silica gel (ethyl acetate : hexane, 9:1) to afford protected diester 7a (1.01 g, 89%) as a white solid. White solid. 1H NMR (300 MHz, CDCl3) δ = 1.27 (3H, s), 1.37 (1H, d, J = 12.3 Hz), 1.43 (3H, s), 1.80 (1H, d, J = 12.3 Hz), 2.60 (1H, s), 2.67 (2H, d, J = 5.1 Hz), 3.23 (1H, t, J = 5.1 Hz), 3.71 (3H, s), 3.72 (3H, s), 4.01 (1H, d, J = 5.4 Hz), 4.15 (1H, d, J = 5.4 Hz); 13C NMR (75 MHz, CDCl3) δ = 24.0, 25.3, 31.3, 43.3, 43.5, 45.1, 45.1, 52.1, 52.2, 78.2, 80.9, 109.4, 172.7, 173.9; IR (neat, cm-1) 1735, 2954, 2989; mp 82 °C; HRMS calcd for C14H21O6 [M+H]+: 285.1338, found 285.1324. Monohydrolysis of diester 7a (entry 2 in Table 3.3) Dimethyl bicyclic diester 7a (171 mg, 0.6 mmol) was dissolved in 1 mL of CH3CN, and 10 mL of water was added. The reaction mixture was cooled to 0oC in an ice-water bath. To this mixture was added 0.25 M KOH aqueous solution (4 mL, 1.67 equivalent) dropwise with stirring. The reaction mixture was stirred for 2 hours, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (×4), and dried over sodium sulfate. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents 84 Texas Tech University, Hanjoung Cho, December 2010 to afford mixture (8a + 9a) of half-esters with 87% isolated yield and ratio of 98 : 2 (8a : 9a) determined by integral comparison in chemical shift δ 3.16-3.23 and δ 3.25-3.29 in 500MHz 1H NMR spectrum. endo-Monomethyl acetonide protected bicyclic carboxylic acid 8a Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 1.26 (3H, s), 1.36 (1H, d, J = 11.1 Hz), 1.42 (3H, s), 1.80 (1H, d, J = 11.1 Hz), 2.65 (2H, s), 2.70 (1H, d, J = 4.5 Hz), 3.19 (1H, t, J = 5.1 Hz), 3.71 (3H, s), 4.01 (1H, d, J = 5.1 Hz), 4.15 (1H, d J = 5.1 Hz), 7.82 (1H, br); 13 C NMR (75 MHz, CDCl3) δ = 24.09, 25.33, 31.49, 43.35, 43.35, 45.07, 45.18, 52.26, 78.25, 80.89, 109.57, 172.70, 177.44; IR (neat, cm-1): 1700, 1733, 2937-3389; HRMS Calcd for C13H18O6Na [M+Na]+: 293.1001. Found: 293.1003. Synthesis of diester 15a and 10a To a mixture of magnesium (0.450 g) in dry ether (20 mL), 3.0 g of methyl iodide was added at room temperature to prepare the Grignard reagent under nitrogen. After one hour of stirring, 2-methyl-2-cyclopentanone 14 (1.5 g, 15.6 mmol) was added to this mixture in an ice-water bath. The mixture was stirred for 1.5 hours in the ice-water bath, and was quenched with a cold saturated ammonium chloride solution. This crude product was extracted with ether (x 3) and dried with sodium sulfate. After concentration of the 85 Texas Tech University, Hanjoung Cho, December 2010 reaction mixture, the crude tertiary alcohol was used for the subsequent Diels-Alder reaction without further purification. To an ether solution (75 mL) of this alcohol were added p-toluenesulfonic acid (~30 mg) and dimethyl fumarate (2.25 g, 1 equivalent) at 0 °C. After being stirred for 3 hours at 0 °C and for 12 hours at room temperature under nitrogen, the solution was washed with saturated aqueous sodium bicarbonate solution and brine, and dried over sodium sulfate. After removal of the ether, compound 15a (1.731 g, 46.6%) was isolated by silica gel chromatography (hexane/ethyl acetate = 10/1). For hydrogenation, 10% Pd/C (10% of the weight) was added to the solution of compound 15a in methanol (5 mL), and the reaction mixture was stirred under hydrogen atmosphere. After being stirred for 3 days at 55 °C, the mixture was filtered with Celite and the solvent was removed with a rotary evaporator. Diester 10a (92%) was isolated by column chromatography with eluents of hexane/ethyl acetate. Diester 15a Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 1.45 (1H, m), 1.51 (1H, m), 1.54 (3H, d, J = 1.2 Hz), 1.68 (3H, d, J = 0.9 Hz), 2.76 (1H, dd, J = 4.8 Hz, 1.5 Hz), 2.83 (1H, d, J = 1.5 Hz), 3.01 (1H, q, J = 1.8 Hz), 3.37 (1H, t, J = 4.2 Hz), 3.65 (3H, s), 3.70 (3H, s); 13 C NMR (75 MHz, CDCl3) δ = 11.5, 12.9, 45.8, 46.6, 49.2, 51.4, 51.8, 51.3, 52.8, 135.3, 137.7, 173.6, 175.2; IR (neat, cm-1) 1436, 1731, 2953; HRMS calcd for C13H19O4 [M+H]+: 239.1283, found 239.1290. Diester 10a Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 0.73 (3H, d, J = 7.5 Hz), 0.92 (3H, d, J = 7.5 Hz), 1.41 (1H, dd, J = 10.2 Hz, 1.5 Hz), 1.53 (1H, dt, J = 10.2 Hz, 1.8 Hz), 2.11 86 Texas Tech University, Hanjoung Cho, December 2010 (2H, m), 2.37 (1H, d, J = 2.1 Hz), 2.61 (1H, m), 3.17 (2H, m), 3.64 (3H, s), 3.65 (3H, s); 13 C NMR (300 MHz, CDCl3) δ = 11.2, 11.7, 34.9, 35.0, 39.6, 40.4, 46.5, 47.0, 48.6, 51.5, 52.0, 174.5, 176.0; IR (neat, cm-1) 1730, 2955; HRMS calcd for C13H20O4Na[M+Na]+: 263.1259, found 263.1248. Monohydrolysis of diester 10a (entry 2 in Table 3.4) (exo,endo)-Dimethyl bicyclo[2.2.1]hepta-5,6-(endo,endo)-dimethyl diester 10a (144 mg, 0.6 mmol) was dissolved in 1 mL of CH3CN, and 10 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added 0.25 M KOH aqueous solution (4 mL, 1.67 equivalent) dropwise with stirring. The reaction mixture was stirred for 9 hours, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (×4), and dried over sodium sulfate. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford its half-esters 11a with 99% isolated yield. endo-Monomethyl bicyclo[2.2.1]hepta-5,6-(endo,endo)-dimethyl carboxylic acid 11a White solid. 1H NMR (300 MHz, CDCl3) δ = 0.73 (3H, d, J = 7.5 Hz), 0.93 (3H, d, J = 6.9 Hz), 1.42 (1H, dd, J = 9.9 Hz, 1.5 Hz), 1.53 (1H, dt, J = 9.9 Hz, 1.8 Hz), 2.13 (2H, 87 Texas Tech University, Hanjoung Cho, December 2010 m), 2.46 (1H, d, J = 2.4 Hz), 2.62 (1H, m), 3.11 (1H, m), 3.12 (1H, dd, J = 6.6 Hz, 1.5 Hz), 3.68 (3H, s); 13C NMR (75 MHz, CDCl3) δ =11.25, 11.76, 34.85, 35.05, 39.70, 40.57, 46.51, 46.95, 48.61, 51.63, 174.47, 181.27; IR (neat, cm-1): 1704, 1714, 2850-3400; mp 75-76 °C; Anal. Calcd for C12H18O4: C, 63.70; H, 8.02. Found: C, 63.74; H,7.58. Crystal data for 11a : C12H18O4; M = 226.26; a = 6.9411(8) Å , b = 9.2660(11) Å , c = 10.4142(12) Å ; V = 603.26(12) Å 3; Z = 2; T = 293(2) K; μ = 0.093 mm-1; 6897 measured reflns, 2643 unique reflns; R = 0.0504, Rw = 0.1428. Synthesis of diester 1b Diester 1b was synthesized by a Diels-Alder reaction of cyclopentadiene and diethyl fumarate as reported previously. Diethyl fumarate (15.0 g, 87 mmol) was dissolved in dry CH2Cl2 (25 mL) under a nitrogen atmosphere at 0 °C. To this solution was added cyclopentadiene (17.276 g, 261 mmol) dropwise. The colorless solution was stirred for 12 hours at room temperature under a nitrogen atmosphere. After the solution was concentrated under reduced pressure and purified by column chromatography with hexane/ethyl acetate (4:1), the diethyl diester 1b was obtained with the isolated yield of 74%. Colorless liquid, 1H NMR (300 MHz, CDCl3) δ = 1.21, (3H, t, J = 7.2 Hz), 1.24 (3H, t, J = 7.2 Hz), 1.41 (1H, dq, J = 1.6, 8.9 Hz), 1.58 (1H, br, J = 8.9 Hz), 2.64 (1H, dd, 88 Texas Tech University, Hanjoung Cho, December 2010 J = 1.6, 4.6 Hz), 3.07 (1H, m), 3.22 (1H, m), 3.34 (1H, t, J = 4.0 Hz), 4.06 (2H, q, J = 7.2 Hz), 4.12 (2H, q, J = 7.2 Hz), 6.03 (1H, dd, J = 2.8, 5.7 Hz), 6.24 (1H, dd, J = 3.2, 5.6 Hz); 13C NMR (75 MHz, CDCl3) δ = 14.1, 14.1, 45.5, 47.0, 47.1, 47.6, 47.7, 60.3, 60.6, 134.9, 137.4, 173.1, 174.3; HRMS calcd for C13H19O4 [M+H]+: 239.1283, found 239.1271 Monohydrolysis of diester 1b (entry 6 in Table 3.1) Diethyl bicyclic diester 1b (286 mg, 1.2 mmol) was dissolved in 2 mL of acetonitrile, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added 0.25 M KOH aqueous solution (8 mL, 1.67 equivalent) dropwise with stirring. The reaction mixture was stirred for 7.5 hours, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (×4), and dried over sodium sulfate. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford the mixture (2b + 3b) of half-esters with 96% isolated yield and ratio of 87 : 13 (2b : 3b) determined by integral comparison in chemical shift δ 2.63 and δ 2.71 in 300 MHz 1H NMR spectrum. 89 Texas Tech University, Hanjoung Cho, December 2010 endo-Monoethyl bicyclo[2.2.1]hept-5-ene carboxylic acid 2b Colorless oil, 1H NMR (300 MHz, CDCl3) δ = 1.21 (3H, t, J = 7.0 Hz), 1.46 (1H, dd, J = 1.6 Hz, 8.9 Hz), 1.60 (1H, br, J = 8.9 Hz), 2.71 (1H, dd, J = 1.5 Hz, 4.5 Hz), 3.18 (1H, m), 3.26 (1H, m), 3.40 (1H, t, J = 4.0 Hz), 4.08 (2H, m), 6.06 (1H, dd, J = 2.8 Hz, 5.7 Hz), 6.28 (1H, dd, J = 3.2 Hz, 5.6 Hz), 11.0 (1H, br); 13C NMR (75 MHz, CDCl3) δ = 14.2, 45.6, 47.2, 47.3, 47.7, 47.9, 60.7, 135.2, 137.5, 173.1, 180.5; IR (neat, cm-1): 1704, 1732, 2950-3000; HRMS calcd for C11H14O4: 210.0892, found 210.0892. exdo-Monoethyl bicyclo[2.2.1]hept-5-ene carboxylic acid 3b Colorless oil, 1H NMR (300 MHz, CDCl3) δ = 1.26 (3H, t, J = 7.0 Hz), 1.45 (1H, dd, J = 1.6 Hz, 8.7 Hz), 1.59 (1H, br, J = 8.7 Hz), 2.63 (1H, dd, J = 1.6 Hz, 4.4 Hz), 3.11 (1H, m), 3.28 (1H, m), 3.43 (1H, t, J = 4.0 Hz), 4.15 (2H, q, J = 7.1 Hz), 6.12 (1H, dd, J = 2.9 Hz, 5.6 Hz), 6.28 (1H, dd, J = 3.2 Hz, 5.6 Hz), 11.0 (1H, br); 13C NMR (75 MHz, CDCl3) δ = 14.2, 45.6, 47.3, 47.4, 47.6, 47.7, 61.0, 135.2, 137.8, 174.2, 177.9; IR (neat, cm-1): 1704, 1732, 2950-3000; HRMS calcd for C11H14O4: 210.0892, found 210.0892. Synthesis of diester 4b To the mixture of 10% Pd-C (500 mg) in methanol (30 mL), diester 1b (5.0 g, 21 mmol) was added at 55 °C. After the reaction mixture was stirred under a H2 atmosphere for 24 hours, the crude product was filtered through Celite, and the solvent was removed 90 Texas Tech University, Hanjoung Cho, December 2010 under reduced pressure. Diester 4b (4.692 g, 93 %) was obtained by silica gel column chromatography with an eluent of hexane/ethyl acetate. Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 1.23-1.62 (12H, m), 2.57 (1H, s), 2.64 (1H, s), 2.81 (1H, d, J = 4.8 Hz), 3.20 (1H, m), 4.09-4.19 (4H, m); 13C NMR (75 MHz, CDCl3) δ = 14.1, 14.2, 24.1, 28.7, 37.9, 40.1, 41.8, 48.6, 49.2, 60.4, 60.5, 173.4, 174.6; IR (neat, cm-1) 1729, 2878, 2974; HRMS calcd for C13H21O4 [M+H]+: 241.1439, found 241.1445. Monohydrolysis of diester 4b (entry 6 in Table 3.2) Diethyl bicyclic diester 4b (288 mg, 1.2 mmol) was dissolved in 2 mL of DMSO, and 20 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added 0.25 M KOH aqueous solution (8 mL, 1.67 equivalent) dropwise with stirring. The reaction mixture was stirred for 11 hours, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (×4), and dried over sodium sulfate. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford the mixture (5b +6b) of half-esters with 91% isolated yield and ratio of 97 : 3 91 Texas Tech University, Hanjoung Cho, December 2010 (5b : 6b) determined by integral comparison in chemical shift δ 3.24 and δ 3.14 in 300 MHz 1H NMR spectrum. endo-Monoethyl bicyclo[2.2.1]heptane carboxylic acid 5b Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 1.60–1.23 (10H, m), 2.62 (2H, t, J = 1.5 Hz), 2.86 (1H, d, J = 5.1 Hz), 3.15 (1H, t, J = 0.9 Hz), 4.10 (2H, q, J = 7.2 Hz); 13C NMR (75 MHz, CDCl3) δ = 14.30, 24.10, 28.81, 38.18, 40.15, 41.62, 48.27, 49.44, 60.73, 173.36, 178.74; IR (neat, cm-1): 1695, 1730, 2880-3400; HRMS Calcd for C11H16O4Na[M+Na]+ : 235.0946. Found: 235.0935. exo-Monoethyl bicyclo[2.2.1]heptane carboxylic acid 6b Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 1.60–1.23 (10H, m), 2.55 (2H, t, J = 1.5 Hz), 2.72 (1H, d, J = 5.1 Hz), 3.24 (1H, t, J = 0.9 Hz), 4.15 (2H, q, J = 7.2 Hz); 13C NMR (75 MHz, CDCl3) δ = 14.30, 24.25, 28.81, 38.18, 40.15, 41.80, 48.49, 49.44, 60.78, 174.54, 179.72; IR (neat, cm-1): 1695, 1730, 2880-3400; HRMS Calcd for C11H16O4Na[M+Na]+ : 235.0946. Found: 235.0935. Synthesis of 7b To a solution of diester 1b (2.0 g, 8.4 mmol) in acetone/H2O (9:1, 100 mL), 4methylmorpholine N-oxide monohydrate (1.48 g, 12.6 mmol) and osmium tetroxide (0.17 mmol, 2.0 mol%) were added at 0 °C. The mixture was stirred for 1 hour at room 92 Texas Tech University, Hanjoung Cho, December 2010 temperature and a saturated aqueous solution of NaHCO3 was added. Then, the crude product was extracted with ethyl acetate and dried over anhydrous sodium sulfate. After the mixture was concentrated under reduced pressure, the crude product was purified by column chromatography on silica gel (CH2Cl2 : MeOH = 40 : 1 then 20 : 1). A solution of crude compound 13b (1.6 g) in anhydrous acetone (50 mL) containing 2,2-dimethoxypropane (3.45 mL) and p-toluenesulfonic acid monohydrate (140 mg) was stirred at room temperature for 30 min. Then, a saturated aqueous solution of NaHCO3 was added, and the crude product was extracted with ethyl acetate, dried over sodium sulfate, concentrated under reduced pressure, and purified by column chromatography on silica gel (ethyl acetate : hexane, 9:1) to afford diester 7b (1.724 g, 95 %) as a white solid. White solid. 1H NMR (300 MHz, CDCl3) δ = 1.21 (9H, m), 1.30 (1H, d, J = 12.3 Hz), 1.37 (3H, s), 1.72 (1H, d, J = 12.3 Hz), 2.53 (1H, s), 2.67 (2H, d, J = 5.1 Hz), 3.17 (1H, t, J = 5.1 Hz), 3.98 (1H, d, J = 5.1 Hz), 4.13 (5H, m); 13C NMR (75 MHz, CDCl3) δ = 14.1, 14.1, 24.0, 25.3, 31.3, 43.4, 43.5, 45.1, 45.2, 60.9, 61.0, 78.2, 80.9, 109.3, 172.3, 173.5; IR (neat, cm-1) 1729, 2937, 2985; mp 42-43 °C; HRMS calcd for C16H24O6Na [M+Na]+: 335.1470, found 335.1459. 93 Texas Tech University, Hanjoung Cho, December 2010 Monohydrolysis of diester 7b (entry 4 in Table 3.3) Diethyl acetonide protected bicyclic diester 7b (187 mg, 0.6 mmol) was dissolved in 1 mL of DMSO, and 10 mL of water was added. The reaction mixture was cooled to 0 o C in an ice-water bath. To this mixture was added 0.25 M KOH aqueous solution (4 mL, 1.67 equivalent) dropwise with stirring. The reaction mixture was stirred for 6 hours, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (×4), and dried over sodium sulfate. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford mixture (8b + 9b) of half-esters with 92% isolated yield and ratio of 98 : 2 (8b : 9b) was determined by integral comparison in chemical shift δ 3.16 and δ 3.26 in the 300 MHz 1H NMR spectrum. endo-Monoethyl acetonide protected bicyclic carboxylic acid 8b White solid. 1H NMR (300 MHz, CDCl3) δ = 1.29–1.24 (6H, m), 1.35 (1H, m, J = 11.1 Hz), 1.42 (3H, s), 1.81 (1H, d, J = 11.1 Hz), 2.65 (2H, s), 2.71 (1H, d, J = 0.9 Hz), 3.17 (1H, t, J = 5.1 Hz), 4.02 (1H, d, J = 5.4 Hz), 4.19–4.12 (3H, m); 13C NMR (75 MHz, CDCl3) δ = 14.20, 24.08, 25.32, 31.53, 43.39, 43.43, 45.09, 45.30, 61.23, 78.21, 80.91, 94 Texas Tech University, Hanjoung Cho, December 2010 109.54, 172.20, 178.52; IR (neat, cm-1): 1720, 1730, 2935-3473; mp 64-66 °C; HRMS Calcd for C14H20O6Na[M+Na]+: 307.1158. Found: 307.1143. Synthesis of diester 10b and 15b To a mixture of magnesium (0.28 g) in dry ether (40 mL), methyl iodide (1.90 g) was added at room temperature under nitrogen to prepare the Grignard reagent. After one hour of stirring, 2-methyl-2-cyclopentanone 14 (1.00 g, 10.4 mmol) was added to this mixture in an ice-water bath. The mixture was stirred for 1.5 hours in the ice-water bath and quenched with a cold saturated ammonium chloride solution. This crude product was extracted with ether (x 3) and dried with sodium sulfate. After concentration of the reaction mixture, the crude tertiary alcohol was used for the subsequent Diels-Alder reaction without further purification. To an ether solution (50 mL) of this alcohol, were added p-toluenesulfonic acid (~20 mg) and dimethyl fumarate (1.80 g, 1 equivalent) at 0 °C. After being stirred for 3 hours at 0 °C and for 12 hours at room temperature under nitrogen, the solution was washed with saturated aqueous sodium bicarbonate solution and brine, and dried over sodium sulfate. After removal of the ether, compound 15b (0.97 g, 35 %) was isolated by silica gel chromatography (hexane/ethyl acetate = 10/1). 95 Texas Tech University, Hanjoung Cho, December 2010 For hydrogenation, 10 % Pd/C (10 % of the weight) was added to the solution of compound 15b in methanol (5 mL), and the reaction mixture was stirred under H2 atmosphere. After being stirred for 1 day at 55 °C, the mixture was filtered through Celite, and the solvent was removed with rotary evaporator. The product 10b (0.77 g, 76%) was isolated by column chromatography with an eluent of hexane/ethyl acetate. Diester 15b Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 1.23 (6H, dt, J = 2.4, 7.2Hz), 1.39 (1H, m), 1.47 (1H, m), 1.51 (3H, d, J = 1.2 Hz), 1.65 (3H, d, J = 0.9 Hz), 2.70 (1H, dd, J = 4.8, 1.5 Hz), 2.77 (1H, d, J = 1.5 Hz), 2.97 (1H, q, J = 1.8 Hz), 3.32 (1H, t, J = 4.5 Hz), 4.14–4.02 (4H, m); 13C NMR (75 MHz, CDCl3) δ = 11.6, 13.1, 14.1, 14.2, 45.9, 46.8, 49.3, 51.9, 53.0, 60.3, 60.6, 135.4, 137.7, 173.3, 174.9; IR (neat, cm-1) 1446, 1729, 2977; HRMS calcd for C15H23O4 [M+H]+: 267.1596, found 267.1600. Diester 10b Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 0.75 (3H, d, J = 7.2 Hz), 0.93 (3H, d, J = 7.2 Hz), 1.23 (6H, m), 1.38 (1H, d, J = 9.6 Hz), 1.51 (1H, dt, J = 1.2, 8.1 Hz), 2.10 (2H, m), 2.36 (1H, d, J = 2.1 Hz), 2.61 (1H, s), 3.15 (2H, s), 4.16–4.02 (4H, m); 13C NMR (75 MHz, CDCl3) δ = 11.3, 12.0, 14.0, 14.2, 35.0, 35.1, 39.6, 40.5, 46.5, 47.1, 48.7, 60.4, 60.6, 174.1, 175.7; IR (neat, cm-1) 1728, 2963; HRMS calcd for C15H25O4 [M+H]+: 269.1753, found 269.1750. 96 Texas Tech University, Hanjoung Cho, December 2010 Monohydrolysis of diester 10b (entry 4 in Table 3.4) (exo,endo)-Diethyl bicyclo[2.2.1]hepta-5,6-(endo,endo)-dimethyl diester 13 (161 mg, 0.6 mmol) was dissolved in 1 mL of DMSO and 10 mL of water was added. The reaction mixture was cooled to 0 oC in an ice-water bath. To this mixture was added 0.25 M KOH aqueous solution (6 mL, 2.5 equivalents) dropwise with stirring. The reaction mixture was stirred for 3 days, and acidified with 1 M HCl at 0 oC, saturated with NaCl, extracted with ethyl acetate (×4), and dried over sodium sulfate. This extract was concentrated in vacuo and purified by silica gel column chromatography with hexane:ethyl acetate (3:1) and then ethyl acetate as typical eluents to afford its half-esters 11b with 79% isolated yield. endo-monoethyl bicyclo[2.2.1]hepta-5,6-(endo,endo)-dimethyl carboxylic acid 11b Colorless oil. 1H NMR (300 MHz, CDCl3) δ = 0.75 (3H, d, J = 7.5 Hz), 0.93 (3H, d, J = 6.9 Hz), 1.27 (3H, m), 1.42 (1H, dd, J = 9.9 Hz, 1.5 Hz), 1.53 (1H, dt, J = 9.9 Hz, 1.8 Hz), 2.13 (2H, m), 2.45 (1H, d, J = 2.4 Hz), 2.63 (1H, s), 3.11 (1H, m), 3.12 (1H, dd, J = 6.6 Hz, 1.5 Hz), 4.12 (2H, m); 13C NMR (75 MHz, CDCl3) δ = 11.24, 12.02, 14.04, 34.96, 35.07, 39.75, 40.47, 46.47, 47.36, 48.56, 60.60, 174.06, 180.93; IR (neat, cm-1): 1705, 1715, 2932-3400; mp 75-76 °C; Anal. Calcd for C13H20O4: C, 64.98; H, 8.39. Found: C, 65.24; H,8.49. 97 Texas Tech University, Hanjoung Cho, December 2010 3.8. References 1. (a) Brown, H. C.; Kawakami, J. H. J. Am. Chem. Soc. 1970, 92, 1990. (b) Brown, H. C.; Hammar, W. J.; Kawakami, J. H.; Rothberg, I.; Vander Jugt, D. L. J. Am. Chem. Soc. 1967, 89, 6381. (c) Brown, H. C.; Kawakami, J. H.; Liu, K.-T. J. Am. Chem. Soc. 1973, 95, 2209. 2. Schleyer, P. v. R. J. Am. Chem. Soc. 1967, 89, 701. 3. (a) Rondan, N. G.; Paddon-Row, M. N.; Caramella, P.; Houk, K. N. J. Am. Chem. Soc. 1981, 103, 2436. (b) Rondan, N. G.; Paddon-Row, M. N.; Caramella, P.; Mareda, J.; Mueller, P. H.; Houk, K. N. J. Am. Chem. Soc. 1982, 104, 4974. 4. Inagaki, S.; Fujimoto, H.; Fukui, K. J. Am. Chem. Soc. 1976, 98, 4054. 5. (a) Sugimoto, T.; Kobuke, Y.; Furukawa, J. J. Org. Chem. 1976, 41, 1457. (b) Paquette, L. A.; Kravetz, T. M.; Boehm, M. C.; Gleiter, R. J. Org. Chem. 1983, 48, 1250. (c) Subramanyam, R.; Bartlett, P. D.; Iglesias, G. Y. M.; Watson, W. H.; Galloy, J. J. Org. Chem. 1982, 47, 4491. (d) Avenati, M.; Vogel, P. Helv. Chim. Acta 1983, 66, 1279. 6. Brown, F. K.; Houk, K. N. J. Am. Chem. Soc. 1985, 107, 1971. 7. (a) Klunder, A. J. H.; van Gastel, F. J. C.; Zwanenburg, B. Tetrahedron Lett. 1988, 29, 2697. (b) Van der Eycken, J.; Vandewalle, M.; Heinemann, G.; Laumen, K.; Schneider, M. P.; Kredel, J.; Sauer, J. J. Chem. Soc., Chem. Commun. 1989, 306. 8. Niwayama, S.; Hiraga, Y. Tetrahedron Lett. 2003, 44, 8567. 9. (a) Niwayama, S. J. Org. Chem. 2000, 65, 5834. (b) Niwayama, S. J. Synth. Org. Chem., Jpn. 2008, 66, 983. 10. Niwayama, S.; Wang, H.; Hiraga, Y.; Clayton, J. C. Tetrahedron Lett. 2007, 48, 8508. 11. Niwayama, S.; Rimkus, A. Bull. Chem. Soc. Jpn. 2005, 78, 498. 12. Cho, H.; Niwayama, S. 238th American Chemical Society National Meeting, Washington, DC, August 2009, ORGN 516. 98 Texas Tech University, Hanjoung Cho, December 2010 13. (a) Niwayama, S.; Cho, H.; Lin, C. Tetrahedron Lett. 2008, 49, 4434. (b) Niwayama, S.; Cho, H. Chem. Pharm. Bull. 2009, 57, 508. 14. Crag, D. J. Am. Chem. Soc. 1951, 73, 4889. 15. Lauria, F.; Vecchietti, V.; Logemann, W.; Tosolini, G.; Dradi, E. Tetrahedron 1969, 25, 3989. 16. Brown, H. C.; Muzzio, J. J. Am. Chem. Soc. 1966, 88, 2811. 17. Moreno-Vargas, A. J.; Schutz, C.; Scopelliti, R.; Vogel, P. J. Org. Chem. 2003, 68, 5632. 18. Maruyama, K.; Tamiaki, H. J. Org. Chem. 1986, 51, 602. 19. (a) Kikkawa, S.; Nomura, M.; Uno, Y.; Matsubara, M.; Yanagida, Y. Bull. Chem. Soc. Jpn. 1972, 45, 2523. (b) Yanagida, Y.; Shigesato, H.; Nomura, M.; Kikkawa, S. Bull. Chem. Soc. Jpn. 1974, 47, 677. 20. (a) Yanagida, Y.; Shigesato, H.; Nomura, M.; Kikkawa, S. Nihon Kagaku Kaishi 1975, 4, 657. (b) Yanagida, Y.; Yokota, T.; Nomura, M.; Kikkawa, S. Nihon Kagaku Kaishi 1975, 4, 652. 21. For example, see: (a) Nishihara, Y.; Inoue, Y.; Nakayama, Y.; Shiono, T.; Takagi, K. Macromolecules 2006, 39, 7458. (b) Delaude, L.;Demonceau, A.; Noels, A. F. Macromolecules 2003, 36, 1446. (c) Pollino, J. M.; Stubbs, L. P.; Weck, M. Macromolecules 2003, 36, 2230. 99 Texas Tech University, Hanjoung Cho, December 2010 CHAPTER 4 THE CONFORMATIONAL ANALYSIS OF SYMMETRIC DIESTERS BY THEORETICAL CALCULATIONS 4.1. Introduction The ester group is one of the widely used functional groups in synthetic organic chemistry. For example, the monohydrolysis of symmetric diester using an enzyme is widely used in organic synthesis.1 Earlier, we have reported nonenzymatic and selective monohydrolyses of symmetric diesters in THF and water media.2 To date, a limited number of theoretical studies on symmetric molecules including diamides3, and diesters4 have been reported. These studies, however, have been performed at the HF level3,4b, focused on folding3a,4a of methylene units which are connected in two carbonyl groups, i.e., dimethyl succinate, and interacting between carbonyl group and solvent.4a In general, the reaction of acyclic molecules proceeds with low stereoselectivity due to their conformational flexibility. However, when the two carbonyl groups are located closely, conformational bias such as A or B in Figure 4.1 has been proposed in some cases.2,5 These electrostatic interactions can provide conformational distinction between two carbonyl groups, which might allow control of the selectivity of these reactions. 100 Texas Tech University, Hanjoung Cho, December 2010 Figure 4.1 Possible electrostatic interactions between two carbonyl groups For example, in our previous research about monohydrolysis of symmetric diesters,2 the reactivity of monohydrolysis of dimethyl fumarate and dimethyl maleate is quite different. Since two carbonyl groups are located on the different side in dimethyl fumarate and dimethyl maleate, we could assume that the reactivity of monohydrolysis of symmetric diesters might be determined by the conformational difference of the symmetric diesters (Scheme 4.1).2 This conformational restriction might play an important role for the difference of the selectivity for monohydrolysis of dimethyl fumarate and dimethyl maleate.2 Scheme 4.1 Selective monohydrolysis of dimethyl maleate and dimethyl fumarate Recently, some examples of electrostatic interaction (n→π*interaction) between two carbonyl groups have been reported.6 Since this interaction has been used in elucidation of protein structures, the theoretical studies of electrostatic interaction need to 101 Texas Tech University, Hanjoung Cho, December 2010 be extended into symmetric organic diesters in this context. Furthermore, as the electrostatic interaction between two carbonyl groups might have a key role in the selectivity in monohydrolysis, the conformational calculations were performed by density functional theory (DFT) and Møller-Plesset perturbation theory (MP2) levels.7 These studies could provide insight into molecular and structural parameters and most stable conformers and their chemical behaviors. In this chapter, the conformational studies with dimethyl maleate 1, dimethyl bicyclo[2.2.1]hepta-2-ene dicarboxylate 2, and dimethyl succinate 3 will be discussed. Figure 4.2 Structures of diesters which are investigated by theoretical methods 4.2. Calculation method There are two general conformational structures for ester groups. One is the (Z)conformation which allocate the same direction with carbonyl oxygen and carboalkoxy groups and another is the (E)-conformation which is vice versa. As mentioned in Chapter 1, there are several factors which can stabilize the (Z)-conformation such as the interaction between the lone pair of oxygen in –OCH3 group and the σ* orbital8 of C=O and the electrostatic interaction between the local dipole moments9, only the (Z)conformation on both sides of ester groups was considered in all our calculations. 102 Texas Tech University, Hanjoung Cho, December 2010 Figure 4.3 Possible conformations of an ester functional group Two dihedral angles that were assigned to φ and on symmetric diesters were concerned in order to study conformational studies. For dimethyl maleate 1, φ angle consists of C3=C2–C1=O1 and angle is the dihedral angle with C2=C3–C4=O3 and same dihedral angles selected for bicyclic diester 2 and dimethyl succinate 3 as well (Figure 4.4). Figure 4.4 Two important dihedral angles (, ) in dimethyl maleate 1, bicyclic diester 2, and dimethyl succinate 3 103 Texas Tech University, Hanjoung Cho, December 2010 For geometric optimization of dimethyl maleate 1 and bicyclic diester 2, seven possible structures for dimethyl maleate 1 and nine structures of bicyclic diester 2 were first considered at the level of B3LYP/6-31G(d), respectively. While dimethyl maleate 1 is symmetrical through the C2 mirror plane, the C2 mirror plane does not exist in bicyclic diester 2. Therefore, more structures of bicyclic diester 2 should be required for energy comparison. After geometry optimization was performed at certain dihedral angles, we compared electronic energies for the possible structures of dimethyl maleate 1 and bicyclic diester 2 at the level of MP2/6-31G(d)//B3LYP/6-31G(d) level. After the stable geometries were found, the potential energy curve for the φ (C3=C2–C1=O1) dihedral angle was obtained to gain insight into the conformational behavior at the level of MP2/6-31G(d)//B3LYP/6-31G(d) while fixing (C2=C3–C4=O3) dihedral angle to be 0° and optimizing the geometries at every 10° of dihedral angle φ (C3=C2–C1=O1) for dimethyl maleate 1 and dimethyl bicyclic diester 2. The full geometric optimizations for dimethyl succinate 3 was explored by B3LYP/6-31G(d)10 levels based on possible structures which can be expected and published before at the level of HF calculations.4 Since the molecular size of dimethyl bicyclic diester 2 is larger than dimethyl maleate 1 and dimethyl succinate 3, initial geometrical parameters were based on X-ray crystal data which we previously reported.11 All geometrical parameters except two dihedral angles were fully optimized at the RHF/6-31G(d) and B3LYP/6-31G(d) levels without any symmetric constraints, and then the single point energy calculation was performed at the MP2/6-31G(d) levels. The same computational methods which were 104 Texas Tech University, Hanjoung Cho, December 2010 applied to dimethyl maleate 1 were used for obtaining the potential curve with the variant size of dihedral angle. We also investigated conformational preferences of dimethyl succinate 3 with the density functional theory levels. As six stable structures of dimethyl succinate 3 were reported at the level of HF,4a we expanded these geometries by the density functional theory level and analyzed the interaction of two carbonyl groups the interaction of two carbonyl groups in dimethyl succinate 3 with electron density. All calculations have been performed by using GAUSSIAN 98.12 4.3. Conformational studies on dimethyl maleate 1 We began the geometry optimization of possible conformers of dimethyl maleate and performed MP2 single point energy calculations with 6-31G(d) basis set. The optimized structures are shown in Figure 4.5. The electronic interaction between the carbonyl oxygen and the carbon on the other carbonyl group can exist in structures I and II and these interactions may stabilize the electronic energy of dimethyl maleate 1. Even though the steric interference between two carbonyl groups is minimized in structures VI and VII, the relative electronic energies are higher than those of structures III, IV, and V where the electrostatic repulsion could exist between two oxygens in both of the carbonyl groups. 105 Texas Tech University, Hanjoung Cho, December 2010 Structure I Structure II Structure III Structure IV Structure V Structure VI Structure VII Figure 4.5 Optimized structures of dimethyl maleate 1 at the selected dihedral angles by the B3LYP/6-31G(d) level 106 Texas Tech University, Hanjoung Cho, December 2010 Table 4.1 Electronic energies of possible structures of dimethyl maleate 1 at the level of the B3LYP/6-31G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/6-31G(d) Electronic energies (hartree)a a B3LYP/6-31G(d)//B3LYP/6-31G(d) MP2/6-31G(d)//B3LYP/6-31G(d) I -534.3348811 (0) -532.7750221 (0) II -534.3329586 (1.2) -532.7732218 (1.1) III -534.3309525 (2.5) -532.7690714 (3.7) IV -534.3310388 (2.4) -532.7683674 (4.2) V -534.3288994 (3.8) -532.7657880 (5.8) VI -534.3222878 (7.9) -532.7636162 (7.2) VII -534.3229649 (7.5) -532.7629878 (7.6) The values in the parentheses refer to relative electronic energies (kcal/mol). The total and relative energies of the structures are summarized in Table 4.1. When one of the carbonyl groups is located at the perpendicular position and the other carbonyl group is at the planar where the carbonyl oxygen interacts with the carbonyl carbon (Structure I), the geometry in the Structure I of dimethyl maleate 1 is stable as a point of an electronic energy. The structures VI and VII which have the least steric hindrance are destabilized by 8.5 and 8.9 kcal/mol at the MP2/6-31G(d)//B3LYP/6-31G(d) level, respectively. Therefore, we concluded that the geometries which have electrostatic attractive interaction, e.g. structures I and II, have the lowest energies among the possible geometries of dimethyl maleate 1. 107 Texas Tech University, Hanjoung Cho, December 2010 From these results, we concluded that the geometry of dimethyl maleate 1 has the lowest energy when one of the two carbonyl groups is planar and the other is perpendicular with respect to the C=C bond. In order to obtain insight into the conformational behavior, we have performed calculations about the electronic energy surfaces while the dihedral angle of one of the carbonyl groups changes every 10 degrees. We calculated at the MP2/6-31G(d)//B3LYP/-31G(d) level the potential energy curve for the φ dihedral angle (C3=C2–C1=O2) of dimethyl maleate 1 while fixing the other , C2=C3–C4=O3 skeleton to be planar (0°) and optimizing the structures at every 10° of the C3=C2–C1=O2 dihedral angle. The obtained C3=C2–C1=O2 dihedral potential energy curve is shown in Figure 4.6. One can find that there are two energy minima at the C3=C2–C1=O2 dihedral angle of –100° and 100°. In Table 4.2, we showed electronic and relative energies, calculated at the B3LYP/6-31G(d)//B3LYP/6-31G(d) and MP2/631G(d)//B3LYP/6-31G(d) levels. 108 Texas Tech University, Hanjoung Cho, December 2010 Figure 4.6 Potential energy curve for φ (C3=C2–C1=O2) torsion at (C2=C3–C4=O3) = 0° in dimethyl maleate 1 calculated at the MP2/6-31G(d)//B3LYP/6-31G(d) level Table 4.2 Electronic energies with selected dihedral angles (deg) on the B3LYP/631G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/631G(d) optimized structures of dimethyl maleate 1 φ a Electronic energies (hartree)a B3LYP/6-31G(d)//B3LYP/6-31G(d) MP2/6-31G(d)//B3LYP/6-31G(d) –100 -534.3352406 (0) -532.7752779 (0) 0 -534.3309525 (2.7) -532.7690714 (3.5) 100 -534.3352404 (0.00013) -532.7752860 (-0.0051) The values in the parentheses refer to relative energies (kcal/mol) 109 Texas Tech University, Hanjoung Cho, December 2010 Based on the geometry of dimethyl maleate 1 at the minimum point (φ = –100°, = 0°) at the level of B3LYP/3-61G(d), the fully optimized geometry of dimethyl maleate 1 was found at the level of B3LYP/6-31G(d) and the structure is shown in Figure 4.7. In the optimized structure, we found that one of the dihedral angles is –111.2° (, C3=C2– C1=O2) and the other angle is 8.3° (, C2=C3–C4=O3). These dihedral angles show that one carbonyl group is near to perpendicular (–111.2°) along the plane that consists of C2, C3, and each carbonyl carbon (C1 or C4) and the other carbonyl group is near to planar (8.3°) with the same plane. This specific geometry might explain about electrostatic interaction between the two carbonyl groups which was mentioned before. In the optimized structure of dimethyl maleate 1, the distance between C1 and O3 is 2.850 Å (Figure 4.7). This distance between the carbonyl carbon and the oxygen suggests that the carbonyl π* orbital of the perpendicular CO2CH3 group might have the attractive interaction with the carbonyl oxygen lone pair of the planar CO2CH3 group. The Mulliken overlap population in parentheses indicates that the bonding interaction should be in C1 and O3 (Figure 4.7).13 Figure 4.7 The fully optimized structure of dimethyl maleate 1 by B3LYP/6-31G(d) calculations (top and side view) 110 Texas Tech University, Hanjoung Cho, December 2010 4.4. Conformational studies on dimethyl bicyclo[2.2.1]hepta-2-ene diester 2 In order to compare the conformations of two carbonyl groups in diesters with bulky groups, we investigated geometries and conformational energies of bicyclic diester 2 that is relatively more rigid and larger than dimethyl maleate 1. In the bicyclic diesters, the nine geometries were optimized with the two dihedral angles (φ and ) fixed to be planar and perpendicular with respect to the C=C bond at the level of B3LYP/6-31G(d) (Figure 4.8). Structure I Structure II Structure III Structure IV 111 Texas Tech University, Hanjoung Cho, December 2010 Structure V Structure VI Structure VII Structure VIII Structure IX Figure 4.8 Optimized structures of bicyclic diesters 2 at the selected dihedral angles by the B3LYP/6-31G(d) level 112 Texas Tech University, Hanjoung Cho, December 2010 Table 4.3 Electronic energies of possible structures of bicyclic diester 2 at the level of the B3LYP/6-31G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/6-31G(d) Electronic energies (hartree)a a B3LYP/6-31G(d)//B3LYP/6-31G(d) MP2/6-31G(d)//B3LYP/6-31G(d) I -995.6532314 (0) -992.6745922 (0) II -995.6527696 (0.29) -992.6743956 (0.12) III -995.6520931 (0.71) -992.6738775 (0.45) IV -995.6523219 (0.57) -992.6737655 (0.52) V -995.6500716 (2.0) -992.6704069 (2.6) VI -995.6485267 (3.0) -992.6696903 (3.1) VII -995.6494152 (2.4) -992.6694150 (3.3) VIII -995.6425988 (6.7) -992.6646818 (6.2) IX -995.6414521 (7.4) -992.6638061 (6.8) The values in the parentheses refer to relative energies (kcal/mol) The total and relative energies to structures of bicyclic diesters are summarized in Table 4.3. The most stable structure of bicyclic diester 2 (Structure I) has the two carbonyl groups where one of them is perpendicular and the other is planar with respect to C=C. This geometry in Structure I is a similar conformation to dimethyl maleate 1. The structures VIII and IX which have the least steric hindrance are destabilized by 6.2 and 6.8 kcal/mol at the MP2/6-31G(d) level, respectively. Therefore, we concluded that the geometries that have electrostatic attractive interaction, e.g. structures I and II, have the lowest energies among the possible geometries of bicyclic diesters 2. These 113 Texas Tech University, Hanjoung Cho, December 2010 conformations also show the electrostatic interaction between two carbonyl groups and have the similar patterns in dimethyl maleate as well 1. Based on the structure I, we calculated at the MP2/6-31G(d)//B3LYP/6-31G(d) level the potential energy curve for the φ, C3=C2–C1=O2 dihedral angle of bicyclic diester 2 while fixing the other , C2=C3–C4=O3 angle to be planar and optimizing the structures at every 10° of the C3=C2–C1=O2 dihedral angle and the potential energy surfaces by MP2/6-31G(d)//B3LYP/6-31G(d) is shown in Figure 4.9. Figure 4.9 Potential energy curve for φ (C3=C2–C1=O2) torsion at (C2=C3–C4=O3) = 0° in bicyclic diester 2 calculated at the MP2/6-31G(d)//B3LYP/6-31G(d) level 114 Texas Tech University, Hanjoung Cho, December 2010 From the energy potential curve, we found that the energy profile curve was not symmetrical. Since the bulky groups on C2–C3 are in bicyclic diester 2, the steric interference with those bulky groups and carbonyl groups might affect these differences. Table 4.4 Electronic energies with selected dihedral angles (deg) on the B3LYP/631G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/631G(d) optimized structures of bicyclic diester 2 Electronic energies (hartree) φ a B3LYP/6-31G(d)//B3LYP/6-31G(d) MP2/6-31G(d)//B3LYP/6-31G(d) –60 -995.6519970 (1.4) -992.6738815 (1.1) 0 -995.6485267 (3.6) -992.6696903 (3.7) 110 -995.6542023 (0) -992.6755626 (0) The values in the parentheses refer to relative energies (kcal/mol) We used these two dihedral angles to find the optimized structures of bicyclic diester 2 at the level of B3LYP/6-31G(d). The fully optimized structure is shown in Figure 4.10. Figure 4.10 Geometric optimized structure of dimethyl bicyclo[2.2.1]hept-2-ene dicarboxylate 2 by B3LYP/6-31G(d) at the lowest energy 115 Texas Tech University, Hanjoung Cho, December 2010 To explain the electronic interaction between the two carbonyl groups, the spatial distance between the carbonyl carbon and one of the oxygens in the other carbonyl group might be important. The optimized structure of diester 2 has the distance, 3.030 Å for C1– O3. This distance is slightly longer than that of C1–O3 (2.850 Å ) in dimethyl maleate 1. These differences might be explained by the bulky groups which connect with alkene (C2=C3). As the structure of dimethyl maleate 1 has only double bond itself without any neighboring groups, dimethyl maleate 1 can be flexible for molecular motion. The two dihedral angles (, ) which might explain the extent of tilting on C2=C3 bond are 117.2° of φ (C3=C2–C1=O2) and –4.3° of (C2=C3–C4=O3) for bicyclic diester 2. We also compared the optimized structure (Figure 4.10) with one of the X-ray crystal structures which were previously reported.11 Both of the crystal structures have geometries that include the electrostatic interactions between two carbonyl groups. One of the X-ray crystal structures are shown in Figure 4.11. The electrostatic interaction between the carbonyl oxygen and the carbonyl carbon are also found in the X-ray crystal structure. This reported crystal structure has the similar interaction with the stable geometry in Figure 4.10. In order to compare the calculated structure with the X-ray crystal structure, the two dihedral angles and the distance between the oxygen and the carbon in the different carbonyl groups were analyzed. While two dihedral angles have 117.2° of φ (C3=C2–C1=O2) and –4.3° of (C2=C3–C4=O3) in the optimized structure of bicyclic diester 2 at the level of B3LYP/6-31G(d), the crystal structure has 102.5° of φ (C3=C2–C1=O2) and 13.3° of (C2=C3–C4=O3), respectively. The distance between O3 and C1 is 3.030 Å in the calculated structure and 3.002 Å in the crystal structure. The 116 Texas Tech University, Hanjoung Cho, December 2010 similarity of geometries between the calculated structure and the crystal structure might be the evidence for supporting the electronic interaction between the two carbonyl groups in the diesters. Figure 4.11 The X-ray crystal structure of bicyclic diester 2 4.5. Conformational studies on dimethyl succinate 3 The optimized structures of dimethyl succinate 3 at the level of B3LYP/6-31G(d) are shown in Figure 4.12. Six possible structures were obtained and their dihedral angles and relative electronic energies are summarized in Tables 4.5 and 4.6, respectively. 117 Texas Tech University, Hanjoung Cho, December 2010 Structure I Structure II Structure III Structure IV Structure V Structure VI Figure 4.12 The optimized structure of dimethyl succinate 3 at the level of B3LYP/631G(d) We found that structure I has the most stable structure among 6 geometries. Interestingly, structure I has lower energies than structure II which has less steric hindrance between two carbonyl groups at the level of MP2/6-31G(d), which is consistent to the previous studies.4a Structure II has an all-trans conformation and is destabilized by 0.55 kcal/mol with respect to the lowest energy at the MP2/6-31G(d) level. 118 Texas Tech University, Hanjoung Cho, December 2010 Table 4.5 Selected dihedral angles (deg) of dimethyl succinate 3 at the level of B3LYP/631G(d) I II III IV V VI C–O1–C1(=O2)–C2 -179.5 -179.8 -179.9 -178.2 179.1 -176.1 O1–C1(=O2)–C2–C3 -168.5 -178.9 -178.5 -168.9 20.6 73.1 68.9 -178.6 62.6 -175.0 59.2 59.7 C2–C3–C4(=O3)–O4 -167.9 -178.8 25.6 52.0 20.7 73.6 C3–C4(=O3)–O4–C -179.5 -179.8 179.7 178.9 179.1 -176.1 C1(=O2)–C2–C3–C4(=O3) Table 4.6 Electronic energies of possible structures of dimethyl succinate 3 at the level of the B3LYP/6-31G(d)//B3LYP/6-31G(d) and MP2/6-31G(d)//B3LYP/6-31G(d) Electronic energies (hartree)a B3LYP/6-31G(d) //B3LYP/6-31G(d) MP2/6-31G(d)// B3LYP/6-31G(d) a I -535.5764577 (0.0) -533.9860797 (0.0) II -535.5756253 (0.5) -533.9836647 (1.5) III -535.5741647 (1.4) -533.9843036 (1.1) IV -535.5738137 (1.7) -533.9823168 (2.4) V -535.5723677 (2.6) -533.9828189 (2.0) VI -535.5717016 (3.0) -533.9821339 (2.5) The values in the parentheses refer to relative energies (kcal/mol) The optimized structure which is showing the lowest energy minimum is shown in Figure 4.13. The Mulliken overlap population shown in parentheses indicates that there is a bonding interaction. 119 Texas Tech University, Hanjoung Cho, December 2010 Figure 4.13 Geometric optimized structures of dimethyl succinate 3 by B3LYP/6-31G(d) There are two possible interactions between the carbonyl carbon and the carbonyl oxygen. These electrostatic interactions depend on the distance and electronic charges. We found that the distance of C1–O3 is 3.160 Å and C4–O2 is 3.172 Å and are slightly longer than those of dimethyl maleate 1 (2.850 Å ) and bicyclic diester 2 (3.030 Å and 3.352 Å ) because the bond length at C2–C3 in dimethyl succinate 3 is longer than at C2=C3 in diesters 1 and 2. 4.6. Conclusion We have investigated the conformational bias of two dihedral angles in several symmetric diesters. The quantum mechanical calculations were performed on dimethyl maleate 1, dimethyl bicyclic diester 2, and dimethyl succinate 3 all of which have the two symmetric dimethyl diester groups. The theoretical studies showed that two carbonyl groups in 1,2-diesters have electrostatic interactions. In the dimethyl maleate and bicyclic diesters, one of the carbonyl groups at the perpendicular position and the other carbonyl group is close to planar with respect to the carbon and carbon double bond. Even though this pattern was not found in the structure of dimethyl succinate 3, the electrostatic 120 Texas Tech University, Hanjoung Cho, December 2010 interaction was also found with a different conformation of carbonyl groups in dimethyl succinate 3. We found that these theoretical studies of diesters revealed the distinction of two carbonyl groups in symmetric diesters with electrostatic properties. 4.7. References 1. (a) Chenevert, R.; Dickman, M. J. Org. Chem. 1996, 61, 3332. (b) Matsumoto, T.; Konegawa, T.; Yamaguchi, H.; Nakamura, T.; Sugai, T.; Suzuki, K. Synlett 2001, 10, 1650. (c) Lane, J. W.; Halcomb, R. L. J. Org. Chem. 2003, 68, 1348. 2. Niwayama, S. J. Org. Chem. 2000, 65, 5834. 3. (a) Navarro, E.; Alemán, C.; Puiggalí, J. J. Am. Chem. Soc. 1995, 117, 7307. (b) Alemán, C.; Navarro, E.; Puiggali, J. J. Org. Chem. 1995, 60, 6135. 4. (a) Alemán, C.; Puiggalí, J. J. Org. Chem. 1997, 62, 3076. (b) Akakura, M.; Koga, N. Bull. Chem. Soc. Jpn. 2002, 75, 1785. 5. Yamamoto, Y.; Nemoto, H.; Kikuchi, R.; Komatsu, H.; Suzuki, I. J. Am. Chem. Soc. 1990, 112, 8598. 6. (a) Choudhary, A.; Gandla, D.; Krow, G. R.; Raines, R. T. J. Am. Chem. Soc. 2009, 131, 7244. (b) Hodges, J. A.; Raines, R. T. Org. Lett. 2006, 8, 4695. 7. Møller, C.; Plesset, M. S. Phys. Rev. 1934, 46, 618. 8. Hermann, A.; Trautner, F.; Gholivand, K.; von Ahesen, S.; Varetti, E. L.; Della Vedova, C. O.; Willner, H.; Oberhammer, H. Inorg. Chem. 2001, 40, 3979. 9. Evanseck, J. D.; Houk, K. N.; Briggs, J. M.; Jorgensen, W. L. J. Am. Chem. Soc. 1994, 116, 10630. 10. (a) Becke, A. D. J. Chem. Phys. 1993, 98, 5648. (b) Becke, A. D. Phys. Rev. A 1998, 38, 3098. 11. Niwayama, S.; Inouye, Y.; Eastman, M. Tetrahedron Lett. 1999, 40, 5961. 12. Frisch, M. J.; Trucks, G. W.; Schlegel, H. B.; Scuseria, G. E.; Robb, M. A.; Cheeseman, J. R.; Zakrzewski, V. G.; Montgomery, J. A.; Stratmann, R. E.; Burant, J. C.; Dapprich, S.; Millam, J. M.; Daniels, A. D.; Kudin, K. N.; Strain, M. C.; 121 Texas Tech University, Hanjoung Cho, December 2010 Farkas, O.; Tomasi, J.; Barone, V.; Cossi, M.; Cammi, R.; Mennucci, B.; Pomelli, C.; Adamo, C.; Clifford, S.; Ochterski, J.; Petersson, G. A.; Ayala, P. Y.; Cui, Q.; Morokuma, K.; Malick, D. K.; Rabuck, A. D.; Raghavachari, K.; Foresman, J. B.; Cioslowski, J.; Ortiz, J. V.; Baboul, A. G.; Stefanov, B. B.; Liu, G.; Liashenko, A.; Piskorz, P.; Komaromi, I.; Gomperts, R.; Martin, R. L.; Fox, D. J.; Keith, T.; AlLaham, M. A.; Peng, C. Y.; Nanayakkara, A.; Challacombe, M.; Gill, P. M. W.; Johnson, B.; Chen, W.; Wong, M. W.; Andres, J. L.; Gonzalez, C.; Head-Gordon, M.; Replogle, E. S.; Pople, J. A. GAUSSIAN 98, Revision A. 3. Gaussian, Pittsburgh, PA, 1998. 13. Mulliken, R. S. J. Chem. Phys. 1955, 23, 1833. 122 Texas Tech University, Hanjoung Cho, December 2010 CHAPTER 5 ASYMMETRIC MONOHYDROLYSIS OF SYMMETRIC DIESTERS WITH CHIRAL IONIC LIQUIDS 5.1. Introduction Enantioselective desymmetrization of meso compounds is a powerful synthetic means of preparing enantiomerically enriched products, enabling the conversion of cheap starting materials into more expensive ones. Examples of substrates for enantioselective desymmetrization reactions include epoxides, aziridines, cyclic anhydrides, and diesters.1 Enzymatic desymmetrization reactions are also powerful tools in the development of methodologies for the asymmetric synthesis of a variety of natural products.1e Enantiomerically enriched half-esters of norbornene derivatives are very versatile building blocks for the synthesis of natural products. To date, only a limited number of synthetic methods for preparing half-ester of norbonane derivatives with high enantiomeric excess were reported.2 One of the reported methods was enantioselective methanolytic desymmetrization of cyclic anhydrides with a bifunctional organocatalyst (Scheme 5.1).3 123 Texas Tech University, Hanjoung Cho, December 2010 Scheme 5.1 Enantioselective methanolysis of the bicyclic meso anhydride 1 with catalyst 3 The half-ester was obtained with high yield and excellent enantiomeric excess through the methanolytic desymmetrization of cyclic anhydrides and enzymatic asymmetric hydrolysis. However, as the methanolytic desymmetrization of cyclic anhydrides requires high cost and is limited to cis anhydride substrates, and there were no systematic studies for predicting reactivity or enantioselectivity in enzymatic asymmetric hydrolysis reactions, the development of asymmetric desymmetrization is essential. Ionic liquids are low melting organic salts in the liquid state at room temperature. In recent, ionic liquids have been established as alternatives to organic solvents and as new reaction media for chemical reactions and separation techniques.4 Since the first example of a chiral ionic liquid was reported in 1997 by Howarth et al.,5 the research on chiral ionic liquids grew rapidly. Chiral solvents have already been used as an inducer of chirality in asymmetric synthesis.6 However, chiral solvents require high cost and complicated preparation. Thus chiral ionic liquids have the potential to produce chiral environment and could overcome some of these complications. The comparable simple synthesis and the possibility for 124 Texas Tech University, Hanjoung Cho, December 2010 recycling suggest that chiral ionic liquids could improve the application of chiral solvents in asymmetric synthesis. A chiral ionic liquid was also used in the asymmetric hydrolysis of esters. The enzymatic hydrolysis of phenylalanine methyl ester in aqueous solutions of CILs carrying anions of chiral α-amino acids is shown in Scheme 5.2.7 The protease activity was stabilized and moderate to high enzyme enantioselectivities could be observed. Scheme 5.2 Enantioselective hydrolysis of ester with enzyme in a chiral ionic liquid Therefore, we are currently investigating the asymmetric monohydrolysis of symmetric diesters using proline-based chiral ionic liquids. 5.2. Monohydrolysis of a symmetric diester in ionic liquids Since the reactivity of selective monohydrolysis of symmetric diesters with an alkali base could be affected by the choice of co-solvents,8 we have initially investigated the reactivity of monohydrolysis of symmetric diesters with imidazolium-based ionic liquids 2 and 3 as co-solvents. We found that ionic liquids with chloride and imidazolium salts showed better reactivity than hexafluorophosphate and imidazolium salt in the 125 Texas Tech University, Hanjoung Cho, December 2010 monohydrolysis, perhaps due to high ionic mobility in chloride organic salts rather than hexafluorophosphate salts.9 Furthermore, we found that ionic liquids can serve as cosolvent in the monohydrolysis of symmetric diesters with aqueous KOH and tetrabutyl ammonium hydroxide as well. (Table 5.1) Table 5.1 Selective monohydrolysis of bicyclic diester with ionic liquids Entry Ionic liquid Time (h) Yield (1a, %) Recovered diester (%) 1 2 (0.5 g) 10 mL KOH (1.67 eq.) 3 90.1 8.0 2 2 (1.0 g) 0 mL KOH (1.67 eq.) 6 47.2 48.8 3 3 (0.5 mL) 10 mL KOH (1.67 eq.) 1 0 95 4 3 (0.5 mL) 0 mL TBAH (2.0 eq.) 6 26.7 20 water Base 5.3. Asymmetric monohydrolysis in chiral ionic liquids The asymmetric monohydrolysis in a chiral ionic liquid (organic salt) are summarized in Table 5.2. The role of the chiral ionic liquid 2 in asymmetric monohydrolysis of symmetric diesters was found from entries 1 and 2. The monohydrolysis without chiral ionic liquid 2 produced half-ester as racemate (entry 1) and the addition of chiral ionic liquid 2 as solvent induced enantiomeric excess to 2.4 %. Interestingly, the enantioselectivity enhanced to 14% with the use of aqueous potassium 126 Texas Tech University, Hanjoung Cho, December 2010 hydroxide as base instead of organic base, TBAH. These results showed that the ratio of asymmetric transformation can improve in the aqueous media with alkali base in selective monohydrolysis. Table 5.2 Asymmetric monohydrolysis of bicyclic diester 1 under chiral ionic liquid 2 a Entry CIL 2 Base Time 1 0 TBAH (2.0 eq.) 1h 2 1.67 eq. 3 4 Temp Solvent (°C) Yield (%) Diacid Recovered ee (%) diester (%) (%)a rt no 18 82 0 0 TBAH 1.5 h (2.0 eq.) 0 no 64 36 0 2 1.67 eq. TBAHb (1.5 eq.) 2h rt no 60 40 0 4 1.67 eq. aq. KOH 2h (1.5 eq.) 0 water 100 0 0 14 Enantiomeric excess was analyzed by GC with chiral Cyclosil-B column. 5.4. The scope for asymmetric monohydrolysis with chiral ionic liquids The preliminary data for asymmetric monohydrolysis in chiral ionic liquids were established. Even though the moderate enantiomeric excess was obtained with prolinebased chiral ionic liquids, we found that a chiral ionic liquid as solvent could induce asymmetric transformation for enantioselective monohydrolysis of symmetric diesters. According to our previous reports,10 the reactivity and selectivity can be determined by 127 Texas Tech University, Hanjoung Cho, December 2010 the factor of hydrophobicity of symmetric diesters. For example, diesters with aromatic groups have the potential to interact with hydrophobic portion of chiral ionic liquid, and these interactions may induce asymmetric transformation (Scheme 5.3). The development of asymmetric monohydrolysis by modification of diesters or chiral ionic liquids is underway. Scheme 5.3 Proposed asymmetric monohydrolysis of symmetric diesters with chiral ionic liquids 5.5. Experimental section All solvents, unless otherwise stated, were used without further purification. Melting points were measured on an electrothermal capillary instrument (MEL-TEMP® ) and were uncorrected. NMR spectra were recorded on a Varian Unity Plus 300 or a Varian Mercury Plus 300 spectrometer at 300 and 125 MHz for 1H and 13C, respectively. Trimethylsilane (TMS, δ = 0) or the residual solvent peak (CDCl3, δ = 7.24) used as a shift reference for 1H NMR spectra, and chemical shift for solvent peak (CDCl3, δ = 77.00) served as a reference for 13C NMR spectra. IR spectra were recorded on a Nicolet IR100 FT-IR spectrometer. Gas chromatography (GC) system has Shimadzu GC-17A 128 Texas Tech University, Hanjoung Cho, December 2010 with plotter, C-R8aA. The chiral column, Cyclosil-B, was purchased from Agilent Technologies. The dimension of this chiral column is 30 m (length), 0.250 mm of ID, and 0.25 μm (film). The enantiomeric excess was measured at 250 °C for injector, 155 °C for column, and 250 °C for detector. The calibration of enantiomeric excess was pefromed with racemic half-ester. Thin layer chromatography (TLC) was performed using precoated aluminum backed TLC plates, silica gel 60, F254 (EMD Chemicals). Flash silica gel chromatography was performed with Silica Gel, 230–400 mesh. Synthesis of proline based chiral ionic liquid To a solution of anhydrous THF (70 mL) and lithium aluminum hydride (39 mL, 1.0 M THF solution), L-proline 1 (2.878 g, 25 mmol) was added in small portions at 0 °C. The reaction mixture was stirred for one hour at reflux temperature. After this time 20% 129 Texas Tech University, Hanjoung Cho, December 2010 KOH (5 mL) was added a dropwise with dropping funnel with ice bath. The mixture was filtered through Celite and dried overnight with anhydrous sodium sulfate. After volatile organic solvent was removed under reduced pressure, the crude product was obtained as 99% yield and used without further purification. To a stirred solution of crude product (2) in dichloromethane (25 mL) and 1 N NaOH (25 mL) was added dropwise di-t-butyldicarbonate (5.456 g, 25 mmol). After stirring overnight at room temperature, the organic layer was separated, washed with water and dried over anhydrous sodium sulfate. Removal of the solvent under reduced pressure gave 3 as an oil. N-Boc-L-prolinol 3 (4.5 g, 22 mmol) was dissolved in 50 mL of anhydrous pyridine, and cooled down to 0 °C for 6 hours. After this time, the reaction mixture was diluted with ethyl acetate and washed with 1 M HCl, saturated NaHCO3 and, finally, water. The organic layer was dried with sodium sulfate, filtered and concentrated under reduced pressure, yielding colorless oil. The product 4 was purified and isolated with silica column chromatography with hexane/ethyl acetate (3:1) solvent. Compound 5 Imidazole (313 mg, 4.5 mmol) and NaH (140 mg, 96%, 5.635 mmol) were added to 15 mL of anhydrous acetonitrile and stirred at room temperature for 0.5 h, then 130 Texas Tech University, Hanjoung Cho, December 2010 compound 4 (800 mg, 2.24 mmol) was added. The mixture was heated at reflux for 5 h under nitrogen atmosphere and then cooled to room temperature. The crude mixture was concentrated under reduced pressure and diluted with water. The resulted mixture was extracted with chloroform and the collected organic layer was dried with sodium sulfate. The residue was purified by flash chromatography on silica gel (EtOAc/Hexane = 5 : 1) to give coupled product 5 as colorless solid (453 mg, 80%). [α]Drt = -128.0° (c=1.0, CHCl3); 1H NMR (300 MHz, CDCl3): δ = 1.27-1.28 (1H, m), 1.48 (9H, s), 1.60-1.75 (2H, br), 1.89-1.94 (1H, m), 3.14-3.37 (2H, m), 3.99-4.08 (2H, m), 4.22-4.26 (1H, m), 6.87 (1H, s), 7.04 (1H, s), 7.44 (1H, s); 13C NMR (75 MHz, CDCl3): δ = 23.3, 28.5, 29.1, 47.0, 48.6, 57.2, 79.8, 119.9, 129.4, 137.7, 162.3. Compound 7 Under nitrogen, compound 5 (500 mg, 2.0 mmol) and n–butylbromide (548 mg, 4 mmol) were added in 10 mL of anhydrous toluene. The solution was stirred at 70 °C for 24 hours. The solvent was removed under vacuo and the residue was purified by flash chromatography on silica gel (EtOAc/MeOH = 20 : 1) to afford a pale yellow viscous liquid 6 (572mg, 93%). The obtained compound 6 in 5 mL of ethyl acetate was deprotected in 4 M HCl water solution (8mL) and concentrated under vacuum to give the hydrogen chloride salt, which was subsequently neutralized in saturated NaHCO3 131 Texas Tech University, Hanjoung Cho, December 2010 solution. The aqueous solution was evaporated to dryness in vacuo and the solid residue was extracted with chloroform and the combined organic layer was dried and concentrated under reduced pressure to give chiral ionic liquid 7. [α]Drt = +25.5° (c=1.0, CHCl3); IR (neat, cm–1): 3428, 2961, 1562, 1401, 1083;1H NMR (300 MHz, CDCl3): δ = 0.88 (3H, t, J= 7.5 Hz), 1.26-1.33 (3H, m), 1.63-1.65 (2H, m), 1.77-1.82 (2H, m), 1.90-1.93 (1H, m), 2.78-2.86 (2H, m), 3.49-3.52 (1H, m), 3.89-3.97 (1H, m), 4.12-4.22 (3H, m), 7.27 (1H, s), 7.47 (1H, s), 8.97 (1H, s); 13C NMR (75 MHz, CDCl3): δ = 13.3, 19.4, 25.9, 29.0, 31.9, 46.5, 49.7, 54.3, 57.4, 121.5, 123.3, 136.1. 5.6.References 1. (a) Södergren, M. J.; Bertilsson, S. K.; Andersson, P. G. J. Am. Chem. Soc. 2000, 122, 6610. (b) Hodgson, D. M.; Gras, E. Angew. Chem. Int. Ed. 2002, 41, 2376. (c) Bercot, E. A.; Rovis, T. J. Am. Chem. Soc. 2002, 124, 174. (d) Uozumi, Y.; Yasoshima, K.; Miyachi, T.; Nagai, S.-I. Tetrahedron Lett. 2001, 42, 411. 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