Cardiopulmonary Transplantation Charles Hoopes MD Associate Prof Surgery University of Kentucky Jan 2011 Brief history of “the operation” … surgical education (1960 to 1968) Barnard CN. The operation. A human cardiac transplant: an interim report of a successful operation performed at Groote Schuur Hospital, Cape Town. S Afr Med J 1 967; 41 (48): 1 271 –1 274. Evolving role of mechanical cardiopulmonary support … clinical practice Novel applications of solid thoracic organ transplant … basic science extended donor/extended recipient and allograft biology Kantrowitz Barnard Lillehei DeBakey Lewis Lower Shumway Cooley Historical development of extracorporeal gas exchange and circulatory support.. 1812 Le Gallois “parts of the body may be preserved by external perfusion” Brown-Sequard (from 1848 -1858) “loss of rigor mortis in guillotined prisoners by perfusion with their own blood” Guillotined head of a dog in perfusion experiments of Brukhonenko and Tchetchuline. This preparation relied on gas exchange from a second donor dog's lungs. Diaphragm-like pumps pumped blood into the recipient dog's carotid arteries. Dog heads perfused in this manner remained functional for a few hours. (Reprinted from Brukhonenko S, Tchetchuline S. Experiences avec la tete isolee du chien.1.Technique et conditions des experiences. J Physiol Pathol Gen 1929;27:42) ..a “biological oxygenator” 3 October 1930 “..at 8AM respirations ceased and the blood pressure could not be obtained. Within 6 min and 30 sec Dr. Churchill opened the chest, incised the pulmonary artery, extracted a large pulmonary embolus, and closed the incised wound..” “the idea occurred to me if it were possible to remove continuously some of the blue blood from the patient’s swollen veins, put oxygen into the blood and allow carbon dioxide to escape from it, and then to inject continuously the now red blood back into the patients arteries, we might have saved her life. We would have bypassed the obstructing embolus and performed part of the work of the patients heart and lungs outside the body.” Gibbon JH Jr. The maintenance of life during experimental occlusion of the pulmonary artery followed by survival. Surg Gynecol Obstet 1939;69:604 Miller BJ, Gibbon JH Jr, Gibbon MH. Recent advances in the development of a mechanical heart and lung apparatus. Ann Surg 1951;134:699 1953 Cecelia Bavolek (closure of ASD) Gibbon-IBM II “screen oxygenator” JH Gibbon Biological oxygenators.. 28 operations on children between 1951 and 1956 using a “monkey lung” oxygenator, 3 survivors.. WT Mustard Monkey's Lung Used In Heart Operation (TORONTO, 9 June 1952) A 19-months-old Peterborough girl today underwent a heart operation during which her blood passed through a lung removed from a monkey. The operation was performed on Lucinda Rowe by Dr.W.T. Mustard, Toronto heart surgeon. The monkey's lung was chosen as the temporary artery for the patient's blood because it most closely resembles a human lung. The operation had never been successful in Canada before, but has been performed at the University of Minnesota where the blood of a boy was pumped for 15 minutes through a lung removed from a dog. Biological oxygenators.. 45 operations on children between 1954 and 1955 using controlled cross circulation… 28 survivors (ASD,VSD,TOF) W Lillihei ..to mechanical oxygenators at the University of Minnesota DeWall “bubble oxygenator”… first used in May 1955 VSD repair 1955 BLTx 2005 DeWall oxygenator “I awoke with a simple solution ..cool the whole body, reduce the oxygen requirement, interrupt the circulation, and open the heart.” “Cold Hearts” WG Bigelow University of Minnesota 1950’s Hypothermic circulatory arrest or cardiopulmonary bypass ? Lewis and Taufic (1952) Closure of atrial septal defects with aid of hypothermia: experimental accomplishments with the report of one successful case. Surgery 33:52 SELECTIVE HYPOTHERMIA OF THE HEART IN ANOXIC CARDIAC ARREST NORMAN E. SHUMWAY, M. D., RICHARD R. LOWER, M. D., and RAYMOND C. STOFER, D. V. M., San Francisco, California STUDIES ON ORTHOTOPIC HOMOTRANSPLANTATION OF THE CANINE HEART * RICHARD R. LOWER, M. D., AND NORMAN E. SHUMWAY, M.D. “if the immunologic mechanisms of the host were prevented from destroying the graft, in all likelihood it would continue to function adequately for the normal life span of the animal.” No significant manuscripts ‘61 Anton Refregier 1961 UK James D Hardy, MD Lung homotransplantation in man. Hardy, Webb, Dalton, Walker JAMA (1963) 186:1065 11 June 1963 John Richard Russell, 58, was serving a life sentence for murder in Mississippi State Penitentiary at Parchman when he developed squamous cell cancer in his left lung, pneumonia in his right lung, and renal insufficiency. * terminal illness * recovery of functional quality of life * antecedent laboratory survival Survival for 18 days, death from kidney failure with no rejection of the allograft at autopsy… lung transplantation re-emerged 20 years later with Joel Cooper and the Toronto Lung Transplant Group (#45,Tom Hall, 7 Nov 1983) In Jan of 1964 James Hardy consented the sister of Boyd Rush – a 68 yo comatose deaf mute with ischemic heart failure and lower extremity gangrene – for “the insertion of a suitable heart transplant if such should be available..” In the absence of a legal definition of “brain death” potential donors of hearts had to “die a cardiac death” – given the required short ischemic time, cardiac transplantation would require the simultaneous “death” of a donor and “near death” of a recipient. On 23 Jan Rush decompensated and was placed on cardiopulmonary bypass. In the absence of a viable donor Hardy transplanted the heart of a 45 kg chimpanzee (“Bono”). The heart provided hemodynamic support for 90 minutes but of insufficient size to maintain an adequate cardiac output. The transplanted heart demonstrated no rejection at autopsy. “The first known successful heart transplant..” “The heart came from a dead man..” “..surgeons at Baylor hailed the Jackson transplant.. The Baylor surgeons say there are two solutions for support of the failing heart..transplants from humans or animals and artificial hearts. The Baylor group is concentrating its efforts on developing an artificial heart. ” May 1965 Associated Press, 25 Jan 1964 Early attempts at ex vivo liver perfusion in hepatic failure - extracorporeal liver assist First use of Gore-Tex (portal vein) “multi-system organ failure” Ann Review Med 1966 “..the way is clear for a trial of human heart transplantation.” Shumway (20 Nov 1967) JAMA On 2 Dec 1967 25 yo Denise Darvall was struck by a drunk driver while leaving a local bakery in Cape Town, South Africa. She met the criteria set by the Groote Schuur Hospital administration – she was not “colored”, she was brain dead – a clinical concept that had no legal meaning in the United States. On 3 Dec 1967 Christian Bernard transplanted Darvall’s heart into 53 yo Louis Washkansky - the 1st cardiac transplant. He survived 18 days. Homotransplantation of the Heart in Puppies Under Profound Hypothermia: Long Survival Without Immunosuppressive Treatment Kondo, Grädel, and Kantrowitz Ann Surg. 1965 On 6 Dec 1967 Adrian Kantrowitz (Brooklyn, NY) began “cooling” Jamie Scudero – a two week old infant with tricuspid atresia. At 4:25 AM the heart of David Bashaw, a 2 day old infant with anencephaly transferred from Jefferson Medical College, stopped. At 5:30 AM the heart of Bashaw was cardioverted to sinus tachycardia in the chest of Scudero and the child transferred to the ICU. The donor heart – after six and half hours of hemodynamic support – became asytolic and could not be resuscitated. “…we consider that this procedure was an unequivocal failure. We were trying to make one whole individual out of two individuals who did not have a chance for survival when they were born…but we failed.” On 6 Jan 1968 Norman Shumway transplanted the heart of 43 yo Virginia Mae White into a 54 yo steel worker – Mike Kasperak – the 1st adult transplant in the US and 4th cardiac transplant worldwide. “…the logical culmination of approximately nine years of laboratory work..” The Shumway group developed endomyocardial biopsy, the use of cyclosporine, and the first combined heart-lung block in 1981. 1968 9 March 1981 Reitz et al (1982) Heart-lung transplantation: Successful therapy for patients with pulmonary vascular disease. NEJM 306:557 The “me too” era of heart transplantation and the call for “moratorium” (March 1968, San Francisco, American College Cardiology) Between Dec 1967 and June 1968 twenty one transplants were performed…22% were alive at one year. In 1968 one hundred and seven transplants were performed by 64 transplant surgeons in 24 countries…the majority survived less than 6 months Tucker v. Lower Richmond, Virginia Law and Equity Court 23 May 1972 In May of 1968 Dr. Richard Lower transplanted the heart of 56 yo Bruce Tucker, “a Negro man”, into Joseph Klett, a retired white executive... this was the first cardiac transplant at the Medical College of Virginia, the sixteenth heart transplant in history, the 1st death from fulminant rejection after cardiac transplant (7 days), the first interracial cardiac transplant, and the first transplant to result in litigation against the surgeon for “wrongful death” of the donor Integrity of transplant medicine... Equity of organ allocation Efficacy of solid organ transplant Societal expectation and public trust William Sweet William Curran J Folch-pi Ralph Potter D Farnsworth E Mendelsohn RS Schwab Raymond Adams A definition of irreversible coma: Report of the ad hoc committee of the Harvard medical school to examine the definition of brain death. JAMA (1968) Henry Beecher Pain in men wounded in battle. Ann Surg 1946 Deaths associated with anesthesia and surgery. Ann Surg 1954 Joseph Murray Ethics and experimental therapy. JAMA 1963 Resolved: brain death is a construct used by consensus to designate a patient as being dead and is without clinical reality (a debate) Charles Hoopes, MD Asst Prof Surgery Director, Cardiopulmonary Transplantation Wade S. Smith, MD,PhD Director, UCSF Neurovascular Service Daryl R. Gress Endowed Chair of Neurocritical Care and Stroke Bibliography: Neuropathology of braindeath in the modern transplant era. Wijdicks and Pfeifer (2008) Neurology 70:1234 Dissecting brindeath: time for a new look. Saposnik and Munoz (2008) Neurology 70:1230 Variability of brain death determination guidelines in leading US neurologic institutions. Greer et al. (2008) Neurology 70:252 Brain death. Finucane (2002) NEJM 345:786 “Is there an objective reality to be unearthed..” Neuropathology (H/E) of clinical “brain death” (N=41) * primary anoxic ischemic injury most severe cortical necrosis, moderate brainstem ischemia (2/41) * sporadic ischemic neuronal loss 2/3 hemispheres, 1/3 thalami, 1/2 various brainstem regions, and 1/2 pituitary * neuronal loss widespread, total brain necrosis absent “the neuropathologic findings lack sufficient distinctive characteristics .. the diagnosis of brain death should be based on clinical assessment alone.” % mod to severe ischemia Neuronal ischemic changes Neuropathology of brain death in the modern transplant era. Wijdicks and Pfeifer (2008) Neurology 70:1234 Variability of brain death determination guidelines in leading neurologic institutions. Greer et al. (2008) Neurology 70:252 Methodology: a copy of “institutional guidelines”, “top 50” neuro programs (US News ) 1. guideline performance (Amer Academy Neurology 1995) 2. preclinical testing 3. clinical examination 4. apnea testing 5. ancillary testing "Major differences exist in brain death guidelines among the leading neurologic hospitals in the Unites States. Adherence to the American Academy of Neurology guidelines is variable. If the guidelines reflect actual practice at each institution, there are substantial differences in practice which may have consequences for the determination of death and initiation of transplant procedures.“ “.. surprisingly low rate of involvement of neurologists and neurosurgeons… the requirement that an attending physician be involved in the determination was conspicuously uncommon.” On 6 April 1969 Haskell Karp underwent a “myocardial resection with ventriculoplasty” for ischemic cardiomyopathy – he failed to come off bypass - Denton Cooley excised the heart and implanted the “Liotta” total artificial heart. The prototype had a limited experimental history, was developed with NIH money directed to DeBakey, and was implanted without DeBakey’s knowledge. The pump supported Karp for 65 hours before a cardiac transplant – he died 36 hours after implantation from multiorgan system failure. The questions of prior intent, medical appropriateness, and institutional protocol violations created the “Texas Heart War”. Haskell Karp ‘s case represents the 1st “bridge to transplant”. DeBakey and Cooley reconciled in 2006. Brief history of “the operation” … surgical education (1960 to 1968) Barnard CN. The operation. A human cardiac transplant: an interim report of a successful operation performed at Groote Schuur Hospital, Cape Town. S Afr Med J 1 967; 41 (48): 1 271 –1 274. Evolving role of cardiopulmonary support technologies … clinical practice Novel applications of solid thoracic organ transplant … basic science extended donor/extended recipient and allograft biology Thoracic transplantation and social expectation Demographic trends and outcomes in clinical cardiac transplantation… Stehlik et al (2010) The registry of the ISHLT: 27th official heart transplant report – 2010. J Heart Lung Transpl 29(10) Patient selection… Late-stage cardiac disease with limited life expectancy and/or poor quality of life in whom all conventional treatment options have either failed or are inappropriate: Severe functional limitation NYHA class III or IV on optimal medical therapy irrespective of EF Severe or recurrent myocardial ischemia not amenable to revascularization Recurrent/refractory dysrhythmias at high risk of sudden death or unacceptable quality of life due to frequent ICD discharges Other conditions that place the patient at risk of sudden death or decompensation (infiltrative cardiomyopathies) The decision to transplant should be determined by the natural history of underlying disease, the relative efficacy of medical therapy, and the patients perception of quality of life. Evolving paradigms and competitive therapies in end stage heart failure… 36 yo O+ female with ischemic cardiomyopathy … acute anterior MI with DES. Subsequent re-stenosis (noncompliance ?), cardiogenic shock rescued with IABP and pressors,…subsequent LIMA to LAD CABG H/o methamphetamine abuse , cardiolipin antibody/clotting diathesis ? Now presents with CHF…EF 20%, elevated filling pressures with normal PVR, VO2 max 14, nonviability of LAD distribution with aneurysm dilatation. Of note, SAB c/in 6 months of CHF dx. CrCl 40 (Cr 1.6), inotrope dependent (milrinone). Evolving paradigms and competitive therapies in end stage heart failure… …”revascularization” with Dor (Yale) …”SAVER” procedure with LVAD back-up (Hopkins) …LVAD to transplant (Duke) …medical therapy to “moratorium of decision” LVAD (Michigan) …resynchronization therapy QT > 150 msec (Cinncinati) …heart transplant (UCLA) …heart transplant vs. medical therapy ? (Stanford) …LVAD, possibly destination (Columbia) …combined heart – kidney transplant (UCSF) CABG to inotrope bridge to transplant CABG to recovery ‘Ischemic cardiomyopathy” and myocardial recovery…? medical therapy x 2 revascularization (PCI,surgery,hybrid) x 4 revascularization and mechanical support x 2 revascularization and stem cells 0 resynchronization therapy +/- revascularization x 3 VAD to transplant x 1 transplant x 2 50% of patients have come to transplant within 36 months..early EDV has been an accurate predictor of surgical failure. Should this patient be transplanted ? Evaluation of criteria for patient selection (OHTx) 1. 2. 3. 4. 5. 6. 7. cardiopulmonary stress testing (VO2 max, maximal cardiopulmonary exercise, CPX) right heart catheterization (RAP,PVR,PCWP,CO) heart failure prognosis scores (risk stratification) co-morbidities (diabetes, renal dysfn, PVD, h/o malignancy, age, weight) serology (CMV, hepatitis, HIV) psychosocial/economic (compliance, social and financial support) non-transplant alternatives (destination LVAD)…30% “bridge to transplant” 1. Cardiopulmonary stress testing..maximal CPX: RER >1.05 and achievement of anaerobic threshold on maximal pharmacologic therapy peak VO2<14 cc/kg/min (β blocker intolerant) peak VO2<12 cc/kg/min (on β blocker) peak VO2<10cc/kg/min at anaerobic threshold (or peak VO2 max < 50% expected) “transplant”: consider age, gender, and weight… ventilation to carbon dioxide slope (Ve/VCO2 slope>35) for submaximal effort (RER<1.05). 2. Right Heart Catheterization Pulmonary artery hypertension and elevated PVR should be considered as a relative contraindication to cardiac transplantation when the PVR is 5 Wood units or the PVRI is 6 or the TPG exceeds 16 to 20 mm Hg If the PAS exceeds 60 mm Hg in conjunction with any 1 of the preceding 3 variables, the risk of right heart failure and early death is increased If the PVR can be reduced to 2.5 with a vasodilator but the systolic blood pressure falls below 85 mm Hg, the patient remains at high risk of right heart failure and mortality after cardiac transplantation 3. Risk stratification..timing and selection of recipient candidates Heart Failure Survival Score (HFSS) * HFSS * Seattle Heart Failure Model www.SeattleHeartFailueModel.orgr * ADHERE (BUN>30, SBP<115, Cr>2.75) * Neurohormonal biomarkers (BNP) van Kimmenade (2006) JACC 48:1621 Clinical characteristic Value(x) Coefficient(β) Product Ischemic cardiomyopathy Resting heart rate LVEF Mean BP IVCD Peak VO2 Serum sodium 1 90 17 80 0 16.2 132 +0.6931 +0.0216 -0.0464 -0.0255 +0.6083 -0.0546 -0.0470 +0.6931 +1.9440 -0.7888 -2.0400 0 -0.8845 -6.2040 HFSS: low-risk strata, <8.10; medium-risk strata, 7.20 to 8.09; high-risk strata, <7.20. http://www.ccont.ca/CHFrisk *Cardiorenal syndrome and circulatory-renal limit (CRL) Kittleson at al (2003) JACC 41:2029 Knowing the risk of dying and the prognosis of patients receiving optimal medical therapy is critical to the determination of transplant candidacy and timing. 4. Co-morbidities…all are relative * age > 70 years, BMI > 30kg/m2 or percent ideal body weight > 140%... “cardiac cachexia” (BMI < 18 kg/m2) * malignancy...case specific vs 5 yr exclusion * diabetes 20% to 40% increase in 1 and 5 yr mortality (ISHLT) HbA1c > 7.5 and secondary end organ injury * peripheral/cerebrovascular disease * renal insufficiency CrCL>80 cc/min corrected for BSA and urine protein<150 mg/24 hrs…no significant perioperative risk estimated GFR (eGFR)…http:nephron.com/cgi-bin/mdrd.cgi renal ultrasound renal biopsy combined heart-kidney transplant 15% at 5 yrs 5. Serology…and perioperative risk 1. cytomegalovirus (CMV) seropositive…no contraindication CMV mismatch (CMV+ donor/CMV-recipient): CMV IgG 150 mg/kg iv x 7 days valganciclovir x 1 yr 2. hepatitis B seropositive…relative contraindication 3. hepatitis C seropositive (HepC Ab+)…relative contraindication viral titre and viral genotype ? 4. HIV seropositive…relative contraindication viral titre (“undetectable”) and CD4 count > 200 …no increase in infection or cardiac rejection at two years (UCSF) 6. Psychosocial and economic (public health costs) * compliance, psychosocial support, and neurocognitive testing * costs 148K (50K to 287K)…787K total charges (34K pre tx admission, 94K procurement, 486K hospital costs, 50K physiscian fees, 100K post tx admission, meds 22K)… Milliman Research report 2008 * equity and access…23% of donors uninsured (King et al, 2005, Health insurance and cardiac transplant, JACC 45:1388) “It is our institutional bias that the decision to transplant is individualized and directed towards patient – specific quality of life. We do not question that transplantation improves cardiac function but always question whether "fixing the heart" will significantly improve the patient… While individual physicians advocate for patients the decision to transplant is collective and represents the balance of interest between responsible utilization of a shared limited resource and appropriate patient need. Heart transplantation as an operation should not exist outside an integrated heart failure service and active mechanical circulatory assist program. We do not consider decompensated heart failure an indication for transplantation … Every effort is made to establish a euvolemic state with adequate end organ perfusion before proceeding to transplantation. Patients intolerant of maximal medical therapy are referred for ventricular device placement and patients with acute cardiogenic shock refractory to medical therapy are stabilized with extracorporeal life support (ECLS) before placement of definitive ventricular assist devices and consideration for transplant. The separation of mechanical ventricular assist technology and transplantation in this discussion is editorial and does not reflect current thinking in the surgical management of end stage heart disease”. Hoopes (2009) Heart Transplantation Critical Care (Civetta, Taylor, and Kirby) The mechanics of heart transplantation…donor (allograft) selection Every surgeon wants a good organ, no surgeon wants a bad organ … every patient needs an appropriate organ The appropriateness of an organ is determined by donor biology, recipient biology, the logistics of transplant and nontransplant alternatives, and the natural history of the process … The substance of thoracic transplantation is to implant an appropriate organ in the appropriate patient at the appropriate time … so, how is the appropriate organ identified ? Organs we never use (disease) Organs we could have used (discernment) Organs we should have used (data) Organs we never use (disease) … hepatitis C, HIV, Chagas, cardiomyopathy Organs we could and have used (discernment) … bicuspid aortic valve, WPW, extended down time Organs we should have used (data, and the proportional hazards model) 100% Recipient: 63 y.o. male, Dx=CAD, pulsatile LVAD, PRA < 10%, weight=85 kg, PVR=2, volume=25/year, year of tx ‘99/’00, bili 0.9, PAD 23, Cr 1.3 Donor: 30 y.o. male, COD = MVA, weight = 80 kg, height = 70 in. Donor: 50 y.o. female, COD = CVA, weight = 70 kg, height = 65 in. Predicted Survivall 90% Cohort average 80% 70% 60% 50% 0 1 2 3 4 5 Positive associations with primary graft failure (odds ratio, p<0.05) Heart failure etiology: congenital Mechanical circulatory support: extracorporeal VAD ECMO at transplant Donor age: 30–39 yr Ischemic time (warm): 1 hr Heart failure etiology: hypertrophic Multiorgan donor: lung Previous heart transplant (redo) Female donor to male recipient Ischemic time (cold): 6 hr Positive crossmatch 5.32 5.93 10.29 2.02 In general…very short (<1 hr) and very long (>4 hr) ischemic time, sick patients (ECMO), complex operation (redo, congenital), positive 6.63 3.41 crossmatch, female to male (size mismatch ?) 1.58 4.97 1.62 3.79 Donor age 1.67 Russo et al (2010) Factors associated with primary graft failure after heart transplantation Transplantation 90:444 Organ allocation… UNOS (United Network Organ Sharing) oversees 11 regions with 58 OPTN (Organ Procurement Transplantation Network) Hearts are allocated based on medical urgency and geographic zones – sickest “status” local patients (1A,then 1B) followed by sickest patients to 500 miles from OPO (zone A: 1A, then 1B), then local status 2. Listing criteria… Status 1A: one high dose inotrope, two inotropes with continuous hemodynamics (PA catheter), mechanical ventilation, mechanical support device (LVAD<30 days, ECMO, TAH, IABP) Status 1B: inotrope dependent, LVAD>30 days Status 2: compensated CHF at home, no IV …”sensitized” patients and perioperative risk Crosssmatch (CDC), panel reactive antibody, donor specific antibody, and “virtual crossmatch” A complement–dependent cytotoxicity (CDC) assay…recipient serum with separated donor T cells. When donor reactive antibodies are present, the addition of complement results in cell killing…a POSITIVE crossmatch The percent PRA (panel reactive antibody) value is a measure of a patient’s level of sensitization to donor antigens. It is the percentage of cells from a panel of blood donors against which a potential recipient’s serum reacts. The PRA reflects the percentage of the general population that a potential recipient makes antibodies (is sensitized) against. The higher the PRA, the more sensitized a patient is to the general donor pool, and thus the more difficult it is to find a suitable donor. The liklihood of finding an appropriate donor can be calculated from the Hardy-Weinberg equilibrium. * “Virtual crossmatch”…donor specific antibody by single antigen beads * “Desensitization protocols”… plasmapharesis, IVIG, Rituximab (anti-B cell/anti-plasma cell) Donor specific antibody: Recipient and Donor Data The donor is HLA mismatched with the recipient for the antigens that are shown in red font in the table below. The donor’s predicted HLA-DQ3 subtype is likely to be different from that of the recipient. HLA Types ID Relationship Transplant Data Race Sex A B Bw Cw DR DRw DQB M 2,26 38,61 4,6 3,7 9,15 51,53 3,5 M 2,68 39,61 6 3,7 4 53 3 Testing for HLA Alloantibodie No donor-specific HLA antibodies were detected in a 05/28/2009 sample. The top table provides the fluorescence intensities (MFI) for the single antigen beads containing HLA molecules that are mismatched in the donor (alleles predicted based upon the donor’s HLA type and HLA frequencies) and the bottom table lists the PRA data. The recipient has high levels of HLA Class I antibodies, but the donor antigens are negative in the PRA and single antigen assays. There may be some extremely weak antibodies against HLA-DP (<500 MFI) in the 5/28/2009 serum. A sample has been sent to UCLA for MICA antibody testing. HLA-A, -B, -Cw, -DR, and –DQ Mismatches in the Donor (MFI from Representative Molecules in the Single Antigen Panel*) Sample Date POD A68 B39 DR4 04/30/2009 1,025 NEG NEG NEG 05/28/2009 1,053 NEG NEG NEG The current threshold for a positive result is 500 MFI. PRA Sample Date 07/09/2006 04/30/2009 05/28/2009 POD -2 1,025 1,053 Class I 33% 67% 55% DQ3 NEG-105 NEG DP? ?? ?? Class II 0% 0% 0% Limitations The MFI for HLA alleles used for the single antigen table are alleles that are predicted (or most closely related alleles) based upon HLA allele and haplotype frequencies. The predictions may be incorrect and the donor may express alleles that are not represented in the panel. The recipient’s serum has additional HLA specificities which are detailed in the test reports. The MFI are raw values that have not been normalized. Technical variation may contribute to the observed differences between longitudinal samples. Acute cellular rejection T cell mediated…antigen presenting cells (APCs) present donor MHC antigen peptides to the CD3 receptor complex… CD4 co-receptor for MHC class II (see figure), CD8 co-receptor for MHC class I presentation. Allo-activation of the T cell requires co-stimulatory binding of the APC B7 receptor to the T cell CD28 receptor. The binding mechanism results in transcriptional activation of the calcineurin, nuclear factor kappa B (NFKB), and mitogen activated protein kinase pathways with production of IL2. Autocrine stimulation by IL2 results in cell proliferation via a pathway involving target of rapamycin (TOR) and cyclin/cyclin dependent kinase. Targets of immunosuppression: daclizumab basiliximab calcineurin inhibitors (cyclosporine, tacrolimus) TOR inhibitors (sirolimus, everolimus) antiproliferatives (mycophenolate, azathioprine) cyclosporine tacrolimus sirolimus everolimus IL2 receptor antagonists (daclizumab, basiliximab) CTLA-4 Ig, antiCD40 ligand, and selective JAK3i steroids mycophenolate azathioprine Modified from Hunt and Haddad (2008) J Am Coll Cardiol 52:587–98 immune tolerance and “microchimerism” Endomyocardial biopsy and histopathology of acute cellular rejection Grade 0R 1R 2R 3R Nomenclature 0 1A 1B 2 3A 3B 4 No rejection Focal (perivascular or interstitial) infiltrate without necrosis Diffuse but sparse infiltrate without necrosis One focus with aggressive infiltration and/or focal myocyte damage Multifocal aggressive infiltrates and/or myocyte damage Diffuse inflammatory process with necrosis Diffuse aggressive polymorphous infiltrate +/-edema, +/- hemorrhage, +/- vasculitis with necrosis 3 specimens…5% false negative interpretation 5 specimens…3% false negative interpretation Complications: mortality 0.05%, cardiac perforation 0.3 to 0.5%, pneumothorax 1% (thromboembolism, arrhythmias) Caves, Stinson, Billingham, and Shumway (1963) Percutaneous transvenous endomyocardial biopsy in human heart recipients: experience with a new technique. Ann Thor Surg 16:325 Non-rejection biopsy findings Perioperative ischemic injury (up to 6 weeks)… myocytolysis and vacuolization, no inflammatory cell infiltrate Quilty effect…dense inflammatory infiltrate confined to the endocardium Peri-operative ischemic injury Quilty effect Acute antibody mediated rejection (AMR) *allosensitized patients (redo, VAD, pregnancy, transfusion)) *myocardial capillary injury with endothelial cell swelling, intravascular macrophages, intravascular thrombosis and myocyte necrosis without cellular infiltrate *immunofluorescence C4d capillary staining, immunoglobulin (IgG, IgM) *donor specific antibody (MHC allograft specific serum antibody) *non-MHC antibodies (MICA and MICB) Acute cellular rejection (ISHLT standardized biopsy grade) 0R…no rejection 1R (mild): interstitial and/or perivascular infiltrate with < 1 focus myocyte damage 1R 1R 2R (moderate): two or more foci of infiltrate with associated myocyte damage 3R (severe): diffuse infiltrate with multiple foci of myocyte damage +/edema +/- hemorrhage +/- vasculitis 2R 3R 3R Biomarker approaches to allograft rejection… “The risk of cardiac rejection is time-dependent and may require dynamic surveillance strategies: Three distinct periods of immunologic adjustment (early), allograft adaptation, and then the stable phase of allograft maintenance require distinct vigilance strategies. Early on, a very concerted and aggressive strategy is required while adjustment of immunosuppression is underway. In months 2 to 6, as allograft adaptation ensues, risk stratification for intense vs less intense strategies may be needed, perhaps guided by the predictive ability of gene-expression testing. In the maintenance phase, a clinical and functional evaluation structured approach may be adequate. “ Mehra and Parameshwar (2010) J Heart Lung Transpl 29:599 Deng et al (2006) for the CARGO investigators. Non invasive detection of rejection in cardiac allograft recipients using gene expression profiling. Am J Transpl 6:150 Pham et al (2010) for the IMAGE study group. Gene expression profiling for rejection surveillance after cardiac transplantation. NEJM 362:1890 Donor requirements are dictated by recipient biology and natural history of the disease Each of these patients is 5'6“... who goes first ?A t least early on CHRONIC REJECTION AFTER LUNG TRANSPLANT OBLITERATIVE BRONCHIOLITIS (ISHLT database,circa 1998) Probable Risk Factors • Acute rejection • Lymphocytic bronchitis • CMV pneumonitis • Anti-HLA pretransplantation " progressive obliteration of bronchioles, metaplasia of the airway epithelium" Potential risk factors • CMV infection • Community respiratory infection • Donor antigen-specific reactivity • Medical non-compliance • GERD • Older donor age + longer ischemic time CHRONIC REJECTION AFTER LUNG TRANSPLANT OBLITERATIVE BRONCHIOLITIS (ISHLT database,circa 2008) Probable Risk Factors • Acute rejection • Lymphocytic bronchitis • Anti-HLA pretransplantation Potential risk factors • Community respiratory infection • Donor antigen-specific reactivity • Medical non-compliance • GERD • Older donor age + longer ischemic time No progress ! " progressive obliteration of bronchioles, metaplasia of the airway epithelium" The rationale for interest in GERD .. 1st Quartiles, lymphocytic bronchitis (EBB) 4th 100 overall survival % freedom BOS p=0.0008 UCSF '01 to '03 (N=50) 0 2 years 4 6 (Hayes et al, submitted) Lymphocytic bronchitis predicts bronchiolitis obliterans, bronchiolitis obliterans predicts allograft failure. If aspiration contribute to lymphocytic bronchiolitis, and GERD contributes to aspiration .. then preventing gastroesophageal reflux might ..? "…we suggest that GER should be considered as a potentially reversible cause of BOS among lung transplant recipients." Do preoperative gastroesophageal studies predict post operative gastroesophageal function ? Mean (distal) Acid Contact Times* – pre and post transplant total supine upright pre-tx (Duke) post tx (Duke) pre-tx (UCSF) post-tx (UCSF) 5.6% 5.1% 6.2% 9.3% 11.4% 7.8% 6.6% 3.4% 7.5% 7.2% 8.2% 6.4% •Duke data: Chest 2003 (N=23,11 COPD) •UCSF data: unpublished, N=35 (interstitial lung disease, including MCTD/scleroderma) • mean study date 100 days post tx (Duke), 6 months to two years (UCSF) Pre transplant Post transplant Are these patients "better", "worse", the "same" ? motility normal abnormal motility aperistaltic 20% 60% 13% 20% 66% 15% % prox pH < 4 2.6% 4.7% DeMeester score 89(30-250) 55(0.5-182) gastric emptying 60% 92% Who deserves fundoplication ? Immunological link between primary graft dysfunction and chronic allograft rejection. Primary graft dysfunction induces proinflammatory cytokines that can upregulate donor HLA-II antigens on the allograft. Increased donor HLA-II expression along with PGD-induced allograft inflammation promotes the development of donor specific alloimmunity. This provides an important mechanistic link between early posttransplant lung allograft injury and reported association with broncholitis obliteran syndrome." Bharat et al. (2008) Ann Thor Surg 86:189 * any donor allograft characteristic which influences the risk of primary graft dysfunction directly influences patient survival and QOL as measured by the incidence of BO .. A composite marker of aspiration (biological and nonbiological).. The natural history of the pulmonary allograft is a consequence of the environmental ecology of the tracheo-bronchial tree .. including both biological and nonbiological components Observations: *microaspiration and ventilator associated pneumonias (UCSF) *association of IL8 and BAL bacteria/fungus with bile refluxate (Toronto) *association between bile injury and innate immunity (Toronto) "environmental ecology" (aspirates, chemical and biological) innate immunity alloimmune (MHC) allo Ag independent Injury adaptive immunity Inflammation Fibrosis (BO) Post transplant BAL: genomic DNA PCR 16S rRNA primers subcloned pCR4-TOPO vectors (Invitrogen) sequenced (DOE Joint Genome Institute) bioinformatics (species diversity, abundance, temporal change) M33 8000 7000 6000 scleroderma, BOS H. pylori 5000 4000 All transplanted patients (N=5,ILD) to date wide array oral, nasal, gut flora .. Non-transplant patients w/o gut flora Antibiotics decreases species diversity (n=1) .. 3000 2000 1000 0 unpublished data,Flanagan and Kronish Transplantation for pulmonary metastases and BAC ? Etienne et al. (1997) Successful double lung transplantation for bronchoalveolar carcinoma . Chest 112:1423 Garver et al. (1999) Recurrence of bronchoalveolar carcinoma in transplanted lungs. NEJM 340:1071 Paloyan et al. (2000) Lung transplantation for advanced BAC confined to the lungs. Transplantation 69:2446 Zorn et al. (2003) Pulmonary transplantation for advanced BAC. J Thorac Cardiovasc Surg 125:45 Shargall et al (2003) Bilateral lung transplantation for metastatic leiomyosarcoma . J Heart Lung Transplant 23:912 de Perrot et al. (2004) Role of lung transplantation in the treatment of bronchogenic carcinomas for patients with end stage pulmonary disease. J Clin Oncol 22:4351i Lee et al (2007) Lung transplantation for pulmonary metastases and radiation-induced pulmonary fibrosis after radioactive iodine ablation of extensive lung metastases from papillary thyroid carcinoma . Thyroid 17(4):367 Paraskeva et al (2010) Lung transplant survival despite unexpected pulmonary metastatic thyroid cancer in the explant. Transpl Int 23:e45 Lung primary * bronchoalveolar carcinoma (BAC) * squamous cell (early stage lung primary) Pulmonary metastases * leiomyosarcoma (uterine) * papillary thyroid carcinoma * osteosarcoma ? Bilateral lung transplantation for metastatic leiomyosarcoma "…if the original tumor has been completely resected and controlled, the metastatic process confined to the lungs, the tumor biology favorable, and no other treatment options (systemic or surgical) are available, then lung transplantation can provide an increased quality of life and an extended lifespan to selected patients.” * * * * control of primary isolated pulmonary metastases favorable tumor biology (genomics) “salvage” for QOL and survival Shargall et al (2003) Bilateral lung transplantation for metastatic leiomyosarcoma. J Heart Lung Transplant 23:912 Lung transplantation for extensive lung metastases from papillary thyroid carcinoma Cinical history: total throidectomy with central dissection May '02 miliary disease Sept '02 (thyroglobulin 15,000) I-131 ablation (250 mCi) October '02 redo neck dissection, left laryngeal n. resected July '02 I-131 ablation (200 mCi) July '02 (thyroglobulin 1200) needle biopsy positive disease left neck, redo neck dissection Sept '04 (negative PET) intubated x 2 Oct ‘04, vent dependent Jan ‘05 Bilateral lung transplant (CPB) Jan '05 … pathology demonstrated diffuse metastatic papillary thyroid carcinoma left lung (2/7 nodes +), right lung (2/3 nodes +), subcarinal node positive. Subsequent I-131 ablation (200 mCi) March '05 (thyroglobulin 60), thyroglobulin undetectable since April '05. Lee et al (2007) Lung transplantation for extensive lung metastases from papillary thyroid carcinoma. Thyroid 17(4):367 BAC and lung transplantation… 57 yo female with non-mucinous bronchoalveolar carcinoma bilobectomy June '02, no adjuvant therapy recurrent disease bilaterally Sept '03, 18 mo. Iressa rx progressive disease, subsequent Tarceva c/b mucositis no cytotoxic therapy, staging mediastinoscopy negative no extrapulmonary disease by PET progressive dyspnea (sats 81%) "…complete resection with preservation of functional capacity" Barlesi et al. (2003) Eur J Cardiothorac Surg BAC: myths and realities in surgical management Mechanical Circulatory Support (LVAD) and cardiac transplantation … * implications for management NYHA IV (30 to 90 days) elevated filling pressures (PCWP 20) end organ (renal) dysfn subindex (CI) pump failure (low EF) * implications for organ allocation “large male, blood type O” “elevated PRA” “moratorium of decision” * implications for “recovery”… LVAD induced remodeling 1400 BNP 1200 1000 800 600 400 V A D 200 0 Explant day 1 inotropes LVAD pod 1 preVAD May ’08 (CHF) Dec ’08 (LVAD) Explant day 12 Feb ’09 (explanted, post LVAD) Stehlik et al (2010) The registry of the ISHLT: 27th official heart transplant report – 2010. J Heart Lung Transpl 29(10) 30% Mechanical Cardiopulmonary Support … the “learning curve” No device has ever saved or killed a patient … good surgeons using good devices have done both (clinical application) No device program has everything … effective device programs have everything they need .. device technology accomplishes nothing but facilitates everything (materials science) Mechanical circulatory support is designed to resuscitate the injured .. it cannot reanimate the dead (device deployment) Recipient selection for ambulatory ECMO… 1. Rationale 2. Device technology and deployment …trans-thoracic total support (“oxyRVAD”) or percutaneous near total support dual lumen central VV ecmo (Avalon) or pumpless extracorporeal lung assist (pECLA) 3. Deployment algorithms 4. Organ allocation policy and transplant logistics Extracorporeal membrane oxygenation (ECMO/ECLS): institutional epidemiology University of California San Francisco 2002 to 2010 (N=100) 35% of device deployments… “bridge to pulmonary transplant” 1. Acute exacerbation of progressive disease (IPF) 2. Complications of progressive disease (CF) 3. End stage disease (pulmonary hypertension) 4. Avoid mechanical ventilation (COPD) 5. “salvage transplant” secondary to ECMO for “moratorium of decision” (failure to recover) Rationale for ambulatory ECMO bridge to transplant… “50% of patients die in a relatively acute manner with progressive symptoms of less than one month's duration…the extent of restrictive physiology is a poor predictor of mortality” King et al (2005) Chest 127:171 …"acute exacerbations" or an "accelerated phase of rapid clinical decline" – without an identifiable cause – characterizes the clinical course of IPF and is associated with a poor prognosis…a consensus definition should be developed and the etiology, risk factors, pathogenesis, treatment, and predictors need to be studied.” Kim et al. (2006) Natural history of the idiopathic interstitial pneumonias. Proc Am Thorac Soc 3:285 Is there a role for ECMO in acute exacerbation of progressive, lethal lung disease …? Rationale for ambulatory ECMO bridge to transplant… "… mechanical ventilation does not benefit these patients…initiation of mechanical ventilation is questionable and should be restricted to patients in whom lung transplantation can be performed." "Management" of acute exacerbations in idiopathic pulmonary fibrosis ? Blivet et al (2001) Outcomes of patients with IPF admitted to the ICU with respiratory failure. Chest 120:209 "… not improved by mechanical ventilation." Fumeaux et al (2001) Mechanical ventilation for respiratory failure in patients with IPF. Intensive Care Med 27:1868 "…mechanical ventilation for acute respiratory failure in IPF patients was associated with 100% mortality." Saydain et al (2002) Outcome of patients with IPF admitted to the ICU. Am J Respir Crit Care Med 166:839 "…patients with IPF admitted to the ICU have poor short and long term prognosis." Bag et al (2004) Respiratory failure in interstitial lung disease. Curr Opin Pulm Med 10:412 "… may not benefit from prolonged aggressive therapy including mechanical ventilation." “Standard of care” is “no care” or “bad care”… Pulmonary transplant from an ECMO bridge … UCSF/Kentucky 30 60 37 46 55 55 24 29 58 47 30 51 56 58 14 48 38 63 49 23 43 42 22 34 23 yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo yo male (CF, redo) male (scleroderma) male (IPF) male (IPF) male (IPF) male (IPF) male (Hamman Rich, AIP) male (CF) female (scleroderma) female (sarcoid) female (IPPH) dermatomyositis BOS (IPF) male (IPF) female (IPPH) dermatomyositis BOS (CF) male (PHTN, COPD) male (PHTN, COPD, AoS) female (CF) male (AIP) male (IPF) female (PVOD) male (CF) male (CF) hypoxia/acidosis (mixed) hypoxia/RV failure cor pulmonale (PEA) cor pulmonale (PEA) cardiogenic shock (RV) ardiogenic shock (RV) hypoxia hypoxia/acidosis (mixed) cardiogenic shock (RV) cor pulmonale (PEA) cor pulmonale (PEA) respiratory failure hypoxia hypoxia, RV failure PEA (peripheral VA) hypoxia (RA to PA) hypoxia (DLC VV) PEA (PA to LA) PEA (RA to Ao) respiratory failure (DLC VV) hypoxia (RA to PA) PEA (PA to LA) PEA (peripheral VA) respiratory failure (VV DLC) hemoptysis (PA to LA) dead (14 mo) s/p redo BLTx withdrawl of support alive s/p BLTx (68 mo) alive s/p BLTx alive s/p BLTx alive s/p BLTx alive s/p BLTx alive s/p BLTx alive s/p BLTx withdrawl of support alive s/p HLTx…redo single lung withdrawl of support alive s/p redo BLTx alive s/p BLTx alive s/p BLTx…subsequent redo BLTx alive s/p BLTx alive s/p redo BLTx alive s/p BLTx alive s/p HLTx alive s/p BLTx alive s/p BLTx alive s/p BLTx alive s/p BLTx alive s/p BLTx ( 2 weeks) withdrawl of care (hepatic failure) "Pump failure" – not primary lung failure – was the indication for mechanical support early on… “respiratory failure” is now the most common indication (disease demographics and evolution of device technology) “Ambulatory right heart bypass” ..for pulmonary hypertension and secondary RV failure, hypoxia Goal: adequate LV preload and systemic cardiac output, no end organ ischemia Criteria: norepi<0.04 ucg/kg/min, PaO2<60mmHg in an ambulatory patient Pump driven..regulate LV preload and RV afterload (flows 1.5 to 4.5 L/min) PA LA Alternative cannulation: RA to PA (thromboemboli, anticoagulation, and intrathoracic pressure) versus Pumpless extracorporeal lung assist (pECLA).. native RV perfusion across low resistance oxygenator and pulmonary vascular bed (in series) flows between 1.6 and 2.3 L/min (PVR dependent) This is ECMO ? “walking ECMO”…dual lumen VV (hypoxia, CO2 secondary BOS.. to redo BLTx) “walking bypass”…RA to Ao cannulation (BiV failure, PHTN s/p PEA..to HLTx) “ambulatory right heart bypass”…PA to LA cannulation (RV failure, hypoxia, PHTN s/p PEA..to BLTx) “pumpless extracorporeal lung assist” (pECLA)..PA to LA cannulation (RV failure, hypoxia..to Tx) Management algorithm Peripheral femoral VA ECMO (“salvage, moratorium of decision, or transport”) (retrograde flow, open deployment, < 72 hrs) Norepi > 0.04 mcg/kg/min or Epi > 0.04 mcg/kg/min “pump failure/PHTN” Norepi < 0.04 mcg/kg/min or Epi < 0.04 mcg/kg/min Peripheral femoral AV ECMO w/o pump (pECLA) (antegrade flow, ~ 1.5 L/min) Adequate gas exchange (PaO2 60, PCO2 60, pH 7.36) and perfusion (RV ECHO) OxyRVAD Venovenous (DLC) ECMO…ambulation (central cannulation…ambulation) RA to PA RA to Ao PA to LA…pECLA or Centrimag Does the history of cardiac mechanical circulatory support inform the application of pulmonary support technologies…absolutely ! 1. 2. 3. 4. 5. 6. 7. Critical cardiogenic shock … fulminant respiratory failure Progressive decline … escalating mechanical support Stable inotrope dependent … vent dependent Recurrent advanced disease … absence of pulmonary reserve Exercise intolerant … exercise intolerant (PHTN) Exercise limited … exercise limited Advanced NYHA class III … anatomical substrate (parenchyma) Deployment of MCS technologies in the context of medical futility generally results in futile deployment of technology…it is rarely “the device” MCS technology generally restores physiology but may not alter survival depending upon the specifics of deployment Unnecessary surgery performed well has excellent outcomes..device technology should be deployed based upon clinical trajectory and the natural history of the disease process… MCS can support patients awaiting good clinical decision making but generally is ineffective in supporting bad clinical decisions LVAD induced remodeling: Basic science and clinical implications for recovery May ‘08 Inotrope dependent Leftward shift of the EDPVR (structural “reverse remodeling”) Dec ‘08 ‘08 LVAD Feb ‘09 s/p LVAD Time dependent reduction in heart size (EDP of 30 mmHg, V30) Regression of cellular hypertrophy In response to electrical forces, cultured cardiomyocytes rearrange their cytoskeletal structure and modify their gene expression profile (in vitro) Cardiac conduction is required to preserve cardiac chamber morphology PNAS 2010 Aug Neil Chi, Jeff Olgin, Robin Shaw Cardiac electrical forces are required to preserve cardiac chamber morphology and may act as a key epigenetic factor in cardiac remodeling…zebrafish dco mutation…murine cnx46 Disrupted cardiac conduction leading to changes in the intracellular calcium gradients results in redistribution of integrins and mislocalization of these adhesion molecules could lead to loss of cell–cell contact between cardiomyocytes and could affect cell shapes and overall cardiac morphogenesis. CRT and reverse remodeling ? BIN1 localizes the L type calcium channel to cardiac T tubules L-type calcium channels must localize to “Ttubule” membrane invaginations of heart muscle cells … data suggests the channels are delivered by dynamic microtubule highways that tether specifically to T-tubules via the membrane curvature protein BIN1. Serum levels of BIN1 vary with cardiac performance (in vivo human)… Cardiac myocyte cytoskeletal biology predicts conduction pathway biology… TT Hong and Robin Shaw PLOS 2010 Clinical transplantation of a tissue-engineered airway “…surgical training does not give surgeons the flexibility to engage with top scientists— that is why surgical research has fallen into the doldrums.” Decellularization and autologous cell reconstitution… exclusion of donor MHC ! Macchiarini et al, and Birchall Lancet 372 (2008) Tissue-Engineered Lungs for in Vivo Implantation …decellularization paradigm for respiratory tissue was described in 2008, when Macchiarini and colleagues implanted a reseeded tracheal matrix into a patient with severe bronchomalacia Petersen et al (2010) Science 329
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