Mobilization of Interest groups in the Spanish Parliament Laura Chaqués Bonafont Research Fellow at the Institut Barcelona d’Estudis Internacionals (IBEI) Associate professor of Political Science Universitat de Barcelona [email protected] Luz M. Muñoz Márquez Lecturer of Political Science Universitat de Barcelona Very first draft Paper to be presented at the General Conference of the ECPR, Iceland Section 61 Organised Civil Society in Europe Panel 173 Interest Organisation Populations in Europe August, 2011 The goal of this paper is to analyze the mobilization of interest groups in the Spanish Parliament from 1996 to present. This means first to identify and classify the different interest groups that have been called to participate in any of the hearings (comparecencias) of the Congreso de los Diputados; second, to analyze to what extend mobilization of interest varies across policy issues; and third, to test to what extend variations on the mobilization of interest across issues are linked to the changing priorities of the Spanish government or/and political parties. In this paper we also introduce a new dataset about the comparecencias (or hearings) of interest groups, created following the methodology of the Advocacy and Public Policymaking Project and the Comparative Agendas Project, in order to capture the number and type of interest groups, as well as the issues they are involved along three legislatures. This is a first step of what we hope to be a larger research project oriented to increase our understanding of the role of interest groups in the Spanish political system, and also to provide a new instrument to develop quantitative and qualitative comparative analysis across countries and policy subsystems. Previous analysis of interest groups in Spain illustrate that most of the mobilization of interest occurs in the governmental arena (Molins, 1989, Pérez Diaz, 1985; Giner 1988, Jerez, 1992; Linz, 1982; Gomà and Subirats, 1998). Most policy areas, especially those related to industrial and labor relations, are governed by policy communities in which governmental actors play a key role in front of other public authorities, like political parties or regional authorities (Jordana and Sancho, 1999; Sanz 1997; Chaqués, 2002). Access to the policy making process is limited to interest organizations and members of government that exchange resources and share responsibilities in isolation from other policy actors and the general population. There is a tendency to institutionalize this relationship among actors, keeping the stability not only of the number and type of actors, but also of the policy issues and ideas that are taken into account in the policy arena. Despite this, as the agenda setting perspective illustrates, no single institution has the monopolistic control of a given policy issue (Baumgartner and Jones 1993, Jones and Baumgartner 2005). Depending on the policy issue, interest groups content or ally with other policy actors across different policy venues in order to have an impact on policy outcomes. They are strategically minded actors that engage in a process of searching for the venue that corresponds better to their way of thinking about an issue. The venue shopping strategies taken by different policy actors depends on the existing political and institutional context governing each policy subsystem, but in general we should expect that interest groups seek to operate in different venues in order to foster policy change and new ways of thinking about existing policy issues. This process of venue shopping is especially large and complex in a multilevel system of governance in which different issues produce a shifting set of alignments among national governments, interest groups, supranational and regional authorities (Beyers, 2002; Beyers et al, 2008;Lowery, 2008). In this paper we focus on one venue: the Spanish parliament. Traditionally, the Parliament, as a venue for interest group mobilization, has occupied a marginal role in the analysis of the Spanish policy making process, with few exceptions (Liebert, 1999). Previous research suggests that, the Spanish Parliament, as many other parliamentary democracies, is not the target for interest groups mobilization mainly because it is seen as a reactive legislature that simply responds to what governments bring forward (Norton, 2002). Despite this, our results indicate that the Spanish parliament is an important venue through which interest groups in alliance with political parties, either push for the introduction of new issues and ways of thinking about these issues, or mobilize to preserve existing rules and policy images. Another question is how and why interest groups mobilization at the parliamentary arena varies across policy issues. In this paper we focus on the politicization of issues as a driven force for the mobilization of interest, leaving aside other explanations related to external changes in socio‐economic conditions for further research (Lowery and Gray, 2001). Following Baumgartner et al. (2009) we test whether correspondence exist between the attention policy actors give to a particular issue (measured by the percentage of issue attention of parliamentary and governmental bills by year), and the mobilization of interest groups (measured by the percentage of hearings in which interest groups participate by year and by issue). Our results indicate that interest groups mobilization varies across issues depending on the level of politicization of issues. Correlation between parliamentary bills and the hearings of interest groups is high and significant, but this relationship does not exist for the case of governmental bills. These results illustrate that interest groups are especially active in the discussion and analysis of those issues that are especially relevant for political parties, and this is partly explained by institutional factors. Contrary to other countries, there is not a set of rules that define their participation in the parliamentarian arena, neither a general register of interest groups. This means access to the legislative process is filtered by MPs that have the capacity to decide which interest groups (if any) will finally intervene in the discussion of a particular issue in the comparecencias (or hearings). In this context, our results indicate that the interaction between MPs and interest groups varies across issues depending on the priorities of political parties and the level of political consensus. To answer these questions we have created a database that contains information about the 2.686 comparecencias of interest groups from 1996 to 2008. This dataset captures the number and diversity of interest groups which have been coded according to the Advocacy and Policymaking Project developed by Baumgartner, Berry, Hojnacki, Kimball and Leech; and also the type of issues in which interest groups have been involved which have been coded according to the methodology developed by Baumgartner, Jones and Wilkerson for the Policy agendas project. In order to test the correspondence between the comparecencias of interest groups and the political agenda we rely on the databases created by the Spanish policy agendas about the bills (governmental and parliamentary bills) and speeches of the Presidente del Gobierno. The paper is organized as follows. First we briefly explain some features of interest groups in the Spanish political system; second we explain the role of the Spanish parliament as a policy venue; third we describe the data and methods. From here we describe the main results about interest groups mobilization in the parliamentary arena and finally we present a brief discussion about the correspondence between interest groups mobilization and political parties. Interest groups in Spain The representation of interest groups in Spain follows a quite stable pattern for the last four decades. As Linz (1982) highlights, transition to democracy lead to an important transformation of state‐interest groups relations, eliminating the Franco corporatist model of interest representation, and fostering a more open and diverse interest group system. In most cases, the end of the Franco regime was seen as an opportunity to challenge the monopoly of representation of some interest groups, by those groups that have been persistently excluded form the policy making process for decades. This is the case not only of most economic and industrial policies, but also welfare related issues (eg. Aguilar 1989, Molins 1989, Pérez Diaz 1985, Garvía, 1993, Giner 1988). Despite this, state‐interest group relations were transformed quite slowly, and most of the existing organizations of interests that were functioning under the Franco regime, were not eliminated but adapted to the new democratic political system, keeping some of their privileged monopoly position (Chaqués 2002, Lancaster 1984, De Miguel and Rodríguez 1988). In some cases, this privileged position was the result of a historical prerogative regulated by law, like in the case of the Chambers of Commerce, or the professional associations like the Colegios profesionales; while in other cases the monopoly of representation is more related to the capacity of some groups to capture and institutionalize this privileged position vís‐a‐vís some branches of the Spanish government without the need to enforce it by law. This is the case of industrial and labor relations that follow a neo‐ corporatist model of negotiation between the main business organizations (CEOE and CEPYME), the main two unions (CCOO and UGT) and the Spanish governments (Cabrera and del Rey 2000, Martínez 1986). The participation of interest groups occurs mainly in the governmental arena. In this sense, the Spanish case follows the post‐parliamentarian thesis about the patterns of governance in advanced democracies (Richardson and Jordan 1979, Mahoney and Baumgartner 2008). Most policy areas are governed by policy communities and networks, which exhibit both stability in the relationship among actors, exclusiveness and sometimes highly restrictive access to policy making. Access to the policy making process is limited to few actors that exchange resources and share responsibilities in isolation from other policy actors and the general population. There is a tendency to institutionalize this relationship among actors, keeping the stability not only of the number and type of actors, but also of the policy issues and ideas that are taken into account in the policy arena (Richardson 2000; Marsh and Rhodes, 1992). This is especially important within the traditional production and labor relations, but also for the case of welfare policies . As Garvía (1993) demonstrates, welfare policy related to disabled people has been monopolized for more than five decades by a single organization (the Organización Nacional de Ciegos de España/ National Organization for the blind, Fundación ONCE). This organization alone employs in the mid‐ nineties more than 40.000 paid workers (about 8.4% of all nonprofit employment in Spain), and with the Red Cross and Caritas plays a major role in service provision and financing throughout Spain (Ruiz Olabuénaga et al, 2000). The predominance of the governmental arena is explained by the increasing role of government activity in a broader range of economic and social sectors (Richardson and Jordan, 1979; Navarro, 2000), but also by institutional factors, mainly executive‐ parliamentary relations. The Spanish parliament, as many other parliamentary democracies, is a reactive legislature in the sense that it responds to what governments bring forward (Norton, 2000). The Spanish government has a predominant position not only in the definition and implementation of the political agenda, but also in the legislative process1 –eg. adoption rate of governmental bills is 88% in front of 10% of parliamentary groups bills—, and in EU politics, monopolizing the control over the agenda on European affairs (Moravsick, 1994; König and Mäder, 2009; Palau and Chaqués, 2011). As a result, the Spanish government is the main target of interest groups, and other policy actors like regional authorities. Despite this, as Baumgartner and Jones (1993) emphasize no single institution has monopolistic control over a given policy issue. Dominant interest groups, inside a policy subsystem, can eventually lose out in front other organizations who choose to operate in 1 According to the Spanish Constitution the executive has the capacity to enact decree‐laws and legislative decrees, which represent about 25% and 5% of the laws passed from 1978 to 2008. Second, Parliamentary rules give to the executive a predominant position in the legislative process – for example, executive bills have priority over any other bill—, and third, most of the laws that are actually passed by the Spanish Parliament are initiated by the executive. different venues in order to foster policy change. Different authors (eg. Richardson 2000, Beyers et al 2008, Tarrow 2005) stress how major political transformations, mainly the consolidation of a multilevel system of government, have increased these possibilities of interest groups to seek for alternative venues were policymaking could be influenced. In a multilevel system of governance “policy making within European states and at the EU level is more fluid and unpredictable and less controllable than seems to be implied by enthusiasts of the network approach. Whilts there are undoubtedly policy communities and networks which exhibit both stability and exclusiveness and do control policy agendas, there appear to be counter tendencies which lead to lack of control, policy instability and unpredictable outcomes” (Richardson 2000). The question we pose here is to what extend the Spanish parliament is a relevant venue for interest groups to promote policy change, leaving aside other venues which become increasingly important in the Spanish policy making process. The Spanish Parliament as a policy venue The Spanish Parliament is an important venue for interest groups, especially those willing to raise the public profile of an issue, foster policy change and/or to alter existing institutional control on policy issues (Norton, 2000). But contrary to other countries, the mobilization of interest at the parliamentarian arena is filtered by political parties, which have the capacity to decide which interest groups (if any) will finally intervene in the discussion of a particular issue in the comparecencias (or hearings). This is mainly explained by institutional factors: there is not a set of formal rules that define the right and duties of interest participation at the parliamentarian arena, neither a general register of interest groups (García Lorenzo, 2003). Informal forms of mobilization of interest vís‐a‐vís parliamentary groups certainly exist. Authors like Linz (1982), Giner (1988) or Cabrera y del Rey (2007) explain the connection between the main business organizations (CEOE and CEPYME) and conservative parties, or the main unions, UGT and CCOO with the socialist (PSOE) and communist party respectively during the seventies and first eighties. Chaqués (2002) also give some information about the link between the pharmaceutical industry and Convergencia I Unió (CIU), a regional conservative party of Catalonia, where most of the larger Spanish‐owned pharmaceutical firms are located. By the same token, Chaqués and Palau (2011) illustrate the link between the Catholic Church and the Partido Popular, CIU and UPN while discussing moral issues like abortion, same sex marriage or stem‐cell research, and Dubouchet and Klöti (2004) explain the link between the PSOE and main medical organizations. These analyses suggest that in Spain, there is a cross party representation of interests groups combined with cross‐party lobbying on the part of major interest groups (Liebert, 1999). Interest groups contact different political parties across time and across issues depending of their preferences. This feature has been reinforced from the nineties to present, as a response to the decline of public trust on political parties and governmental institutions (Putnam 2000, Salamon, et al, 2003). Interest groups, especially NGOs and major foundations define themselves as non‐political organizations, highlighting their autonomy from traditional policy actors, mainly political parties and the government, as a means to legitimate their position in front of public opinion. As a consequence, despite historical and ideological links exists between political parties and interest groups, these connections have been less evident and visible for the last decades. Parliamentary groups invite interest groups to participate in the comparecencias not only according to their ideological positions, but also depending on whether they suffer a severe information deficit. For some issues, especially those involving a low level of consensus like abortion or same‐sex marriage, to invite interest groups to the comparecencias (or hearings) could be a source to simply boost the image of a political party in front of public opinion. In other cases, like Assisted Reproduction Techniques (ART) the participation of interest groups could be more connected with the lack of information and technical knowledge by MPs. This is especially important in a context of increasing complexity and heterogeneity of the issues involved in the legislative process that occurs for the last decades. From here we expect that the mobilization of interest groups at the parliamentarian arena will vary across issues, and it will be directly related to the preferences and priorities of political parties. This is, following Baumgartner et al. (2009) we depart form the idea that the politicization of issues is a driven force for the mobilization of interest, and accordingly, we expect to find a important connection between the attention policy actors give to a particular issue (measured by the percentage of issue attention of parliamentary and governmental bills by year), and the mobilization of interest groups (measured by the percentage of hearings in which interest groups participate by year and by issue). Data and coding methods In order to capture the participation of interest groups in the parliamentarian arena we rely on the Comparencencias or public hearings in the Congreso de los diputados. According to the statutes of the Congreso de los diputados2, these comparecencias are the single existing formal venue through which interest groups can directly participate in the Spanish Parliament. They are always conducted by parliamentary committees (or subcommittees, also called ponencias) aimed to fulfill three basic functions: oversight policy implementation by the Spanish government; to gather information from the different actors involved in the policy making process; and to capture the existing issue conflict and ideological positions of the actors involved in the legislative process. Comparecencias are not limited to the participation of interest groups, but also other actors, mainly members of the government, top public officials; and other personalities like experts, ex‐public officials, ex‐members of government or/and public officials in office of others levels of government (regional, local, or/and EU). As table 1 illustrates, most hearings correspond to representatives of the Spanish government and top public officials, but the participation of interest groups increases dramatically in the last legislature, from 15% (1996‐2000), to 22% (2004‐2008). These results somehow contradict previous analysis like Liebert (1999), where comparecencias are described as a venue restricted to invite representatives from government and public corporations, with the marginal or null intervention of other policy actors, like interest groups. Table 1 about here 2 See article 44 about the functioning of permanent commisions, and articles 52.2 and 64.4 for the functioning of non‐permanent commissions The source of the database is the Spanish Congress web page3 that contains all the data about the different types of comparecencias. Overall, the database contains 2.686 records, one for each of the comparecencias of interest organizations from 1996 to 2010, although our intention is to go further back in time in order to cover the whole democratic period. Following Gray and Lowery (2008) and the Advocacy and Public Policymaking Project, we have gathered information not only of interest groups but also of other interest organizations like think tanks, public institutions, or regional authorities. Despite that, in this paper we have only considered interest groups, leaving aside these other organizations, which will be considered in further research4. The information has been systematized in the following way: (1) we have classified policy actors according to the codebook of the Advocacy and Public Policymaking Project5(table 2); (2) to classify the type of issues in which interest groups are involved we have followed the coding system of the Comparative Agendas Project already adapted to the Spanish case by the Spanish policy agendas project (www.ub.edu/spanishpolicyagendas, and table 3). Besides we have created the following indicators for each comparecencia: (1) date of the hearing, (2) year, (3) legislature, (4) name of the expert or the individual representing the organization, (5) name of the organization, (6) type of actor, (7) main topic or policy area of the policy actor; (8) subtopic of the policy actor, (9) name of the committee, (10) topic of the issue under discussion; (11) subtopic of the issue under discussion. We have also created two dummy variables: one to define the type of committee (whether it is a standing committee or ad‐hoc committee created to deal with a specific issue; and another to capture the type of results, this is whether the hearing was finally celebrated (or not). Only 609 of the hearings were never celebrated, about 22% of the total. 3 http://www.congreso.es/portal/page/portal/Congreso/Congreso/Iniciativas In the web page of the Congreso de los Diputados the information about comparecencias is organized in four sections: Comaparenecias of government officials; comparenecias of top public officials; comparencias related to the head of state (the Crown); and comparecencias related to other personalities. The database contains all the information related to these other personalities. 5 http://lobby.la.psu.edu/ 4 Table 2 about here Finally, in order to test whether the participation of interest groups is driven by governmental activities or/and the priorities of political parties we rely in the databases created by the Spanish policy agendas project about the Speeches of the Presidente del Gobierno, governmental bills, and parliamentary groups bills. Each bill and speech has been coded according to a coding system based on 19 major topic categories (table 3), and 247 subtopics. This coding system first developed by the US (Baumgartner and Jones 1993, Jones and Baumgartner 2005), has been adapted to the characteristics of the Spanish political system introducing some revisions like questions dealing with the national health system or ETA terrorism. Table 3 about here Finally, the development of this database is aimed to provide a new tool to better understand the role of interest groups in the Spanish political system. At present, the information about associations, foundations and professionals associations is highly fragmented in several registers distributed by policy areas and territories (national, regional and local). The National Register of Associations of the Ministry of Home Affairs (MHA) is the main register informing about the number of active interest groups per year from 1985 to present –. According to the annual report of MHA, the number of organizations increases from 3.310 in 1985 to 32,353 active associations in 2008—. It also classifies interest organization across 9 policy areas (cultural and ideological, Sports, health, economic and professional, family related and elderly, women, education social and community organizations. But this database do not provide information about whether these organizations get involved in lobbying activities, and mobilize in order to foster policy change across different policy venues. Our goal is to contribute to fill this gap in the analysis of interest groups in Spain. Interest groups in the Spanish parliament: a first description Following Gray and Lowery (1993) we measure interest groups diversity as the number of interest groups participating in the comparecencias celebrated in the Congreso de los Diputados from 1996 to 2008. As table 4 illustrates, 855 interest groups have participated in these comparecencias; most of them are NGOs (34%), followed by trade associations dealing with a specific economic/industrial sector (26%) and corporations (16%). Most of these organizations only participate once (678 interest groups) –the average ratio of hearings per interest organization is 1,5— with important differences across interest groups. Actually, some organizations like unions, and business organizations have participated with more intensity than the rest with a ratio of 3.3 and 2.2 hearing respectively. Table 4 about here Table 5 shows that the top 20 interest groups concentrate more than 20% of the hearings, highlighting an important concentration of interest representation in a few organizations (mainly business organizations and unions). Actually, this list gives support to some of the existing analysis about interest representation in Spain: (1) economic and also some of the most relevant welfare related issues like pensions are monopolized by the two main unions (UGT and CCOO) and business organizations (CEOE and CEPYME) which capture more than 10% of the hearings; (2) as explained by Ruíz Olabuénaga et al (2000) the three most important non‐profit organizations devoted to the provision of social services –the fundación Once, Caritas and the Red Cross— with the CERMI (Spanish Committee for the handicapped) are among the top ten interest groups participating in 4% of the hearings, (3) among these top 20 interest organizations are also three farmers organizations (four if we considered the top 21) which illustrates the fragmentation in the representation of interest in this sector (Palau, 2009), but also the importance of agricultural issues in the political agenda (especially related to scandals like the linen‐subsidies, or the mad cow case); (4) fragmentation also exists in the representation of feminist movements, which are especially involved in the discussion of issues like gender inequalities, abortion or violence against women, and consumers associations. Table 5 about here Figure 1 illustrates that there are some variations in the number of hearings across time. First, as expected, the number of hearings decreases in election years (1996, 2000, 2004, and 2008), and this is especially the case in 2004, when the Partido Popular (PP) loose general elections after eight years in government in front of the socialist party (PSOE). Among other things, parliamentary sessions are shorter during election years, and once the new chambers are constituted, the government and parliamentary groups need some time to introduce a new bill and, in the case of MPs, to prepare the hearings related them. Actually, the comparecencias of interest groups always increases during the second and third year of the term, and tend to decrease during the last year (with the exception of 1999). Second, participation of interest groups is especially large in the first legislature of José Luis Rodríguez Zapatero (2004‐2008) with 268 interest groups hearings, and the first legislature of Jose Maria Aznar (1996‐2000) with 242, while the number of hearing decreases to 168, when the Partido Popular is governing under majority, from 2000 to 2004. The enlargement of the database back in time will allow us to test whether the type of government –majority‐minority— is linked to these variations. Third, there are important variations in the participation of different types of actors across time. Business associations and corporations decrease their participation in the comparecencias quite dramatically from 1996 to 2008, while the opposite occurs in the case of NGOs which increase their participation from 73 to 110, and trade associations which increase from 80 to 168 comparecencias. As we argue below, these variations in the participation of interest groups are mainly related to the prioritization of issues by parliamentary groups. Figure 1 about here Figure 2 shows the type of issues in which each interest group has been more active. First, corporations are especially active in the debate about governmental affairs which are mainly related to the privatization of public enterprises (capturing 64% of all the hearings of interest groups dealing with these issues); energy which is mainly provided by large firms (61%) and research and development, especially related to the privatization, and regulation of telecommunications (48%). All these issues were especially important in the political agenda of the late nineties, when the conservative government of José Maria Aznar engage in a final process of privatization and de‐regulation of public services. Figure 2 about here Second, ONGs are especially mobilized for the discussion of rights related issues (58% of all the hearings related to rights) especially women rights, homosexuals, gypsies, and immigration, and also labour (42%), especially pensions, the environment (41%) social policy (58%), and foreign affairs, mainly related to foreign aid and cooperation policy (34%). Third, trade associations explain about 50% of the hearings related to agriculture, housing, commerce and foreign trade, and about 30% of the hearings related to economic affairs. Fourth, unions are especially active in education policy (30,4%), law and justice (20%), mainly related to the police, and research and development. And also rights issues. Fifth, professional organizations are especially active in health related issues, mainly dominated by medical associations, and commerce and industrial policy, which is mainly connected with property rights issues. Finally, foundations devote most of their attention to social issues while business organizations are focused in the discussion of labour issues and commerce and industrial policy. In order to measure the level of concentration of the agenda of interest groups at the Spanish parliament we have also computed Herfindhal scores6i. As figure 3 illustrates some interest groups –especially foundations, and professional organizations—have participated in the discussion of a few issues, while others –ONGs, unions, trade associations and corporations— have a more dispersed agenda, participating to more or less extend across most issues. Most of the hearings of interest groups occur in permanent committees (75%), and are related to legislative activities (bill initiatives). Hearings in non‐permanent committees are only 272, and mostly related to crisis situations like the Al‐Qaeda terrorist attack of 11th of March 2004, the linen scandal (misuse of EU subvention for linen production), Gescartera (financial scandal), or the Oil Spill of the Prestige—. Non‐permanent committees also deal with new issues that increasingly capture the attention of policymakers like climate change, pensions reform, traffic accident prevention, drug‐abuse, army reform or women issues. In most cases, the creation of a specific non‐permanent committee only lasts one legislature, with the exception to women issues that from 2004 is transformed into a permanent commission (table 6). Table 6 about here Participation of interest groups is always more important in permanent committees and this is explained by the functions developed by each type of committee. Non‐permanent commissions are mainly aimed to oversight the implementation of a particular policy by the government, like the case of pensions policy, or Al‐Qaeda terrorist attacks, or to provide information about issues that are very specific and complex like climate change, and to a less extend, to capture the different policy positions about a specific issues, like the case of army reform, or women issues (abortion). As a consequence, participation of members and ex‐ 6 This indicator gives information about the competition among issues – how interest groups attention is spread among issues—. It is defined as the sum of the squares of the agenda shares of each issue. In order to simplify results we use the normalized version of the Herfindalh index that ranges from 0 to 1. A H index below 0.1 indicates an unconcentrated index; a H index between 0.1 to 0.18 indicates moderate concentration; while a H index above 0.18 indicates high concentration members of the government and top public officials is higher in the case of non‐permanent committees. By the contrary, participation in permanent committees is more related to the legislative priorities of either political parties or the government, and deal with issues that are more than one legislature in the political agenda (this is especially the case of immigration, property and consumers rights). Interest groups participation in these permanent committees is especially high for the case of professional and trade associations (more than 90% of the hearings in which they participate are dealt in permanent committees), and Unions (84%). For the rest of organizations –ONGs, Unions, Foundations, Business associations and Corporations— participation in non‐permanent committees rises to 25%‐30%. Figure 4 about here Policy priorities and interest groups Figure 5 shows that that the mobilization of interest groups at the parliamentarian arena varies across issues. We can distinguish among three types of issues: (1) those that capture more than 10% of the comparecencias of interest groups like rights related issues, labor, education, law and justice, social policy and commerce and banking; (2) those issues that capture about 5% of the comparecencias like energy, the environment, agriculture, health, transportation and foreign affairs, and (3) issues that capture about 1-2% of the comparecencias like housing, defense, foreign trade, the economy and governmental affairs. Figure 5 about here As Table 7 illustrates, attention given to issues in the comparecencias presents important differences in relation to the attention captured by these issues by the government (spechees of the Presidente del Gobierno, and governmental bills) and to a less extend political parties (parliamentary bills). These differences are mainly related to the governmental agenda in which economic issues, foreign affairs, commerce and industrial policy and governmental issues capture more than 50% of the attention versus 13% of the comparecencias, and about 25% of parliamentary bills. By the contrary, issues like labor, education, social policy and rights capture and important share of the attention of both parliamentary groups (40%) bills and comparecencias (45%) versus 15% of governmental bills. There are two issues, law and justice and research and development that have a similar share of attention in all venues, and three issues, health, the environment and energy policy that capture more attention in the comparecencias than the rest. Table 7 about here In order to go further in the analysis, and to test whether the participation of interest groups at the Spanish Parliament is linked to the priorities of policy makers we computed the correlation between the percentage of issue attention of parliamentary and governmental bills by year, and the percentage of hearings in which interest groups participate by year and by issue. As we stated above, we depart form the idea that the politicization of issues is a driven force for the mobilization of interest, and accordingly, we expect to find an important connection between the attention policy actors give to a particular issue (Baumgartner et al. 2009). Our results indicate that correlation is not significant and low for the case of governmental bills (.068), and speeches (.255), while in the case of parliamentary bills correlation is high and significant (,611**) (0.1 significance). These first results suggest that the participation of interest groups is more directly linked to the priorities of political parties, than the governmental agenda. Political parties devote more time and resources to discuss with interest groups issues that are especially relevant to them, giving less attention to the priorities of the Spanish government. The case of right related issues is a good example: while no governmental bill was introduced to deal with prostitution, homosexuals and gypsies discrimination, attention to these issues was increasingly important by left and far‐left political parties. These political parties, in alliance with different interest groups, push these issues into the parliamentary agenda in order to promote an institutional shift and foster policy change. From here further analysis should be developed in order to explain whether interest groups participation is more connected to issues with a low level of consensus, like the case of abortion; to what extend the low correlation with governmental bills is a rational response of political parties in an institutional context in which adoption rate of governmental bills is especially high (88% of the governmental bills are passed); whether the type of government has an impact f the participation of interest groups at the parliamentary arena; or/and whether political parties call for the participation of interest groups as a means to fill an information gap, or by the contrary to engage in filibustering practices oriented to stop the legislative process. Actually, the fact that the participation of interest groups is so high for some issues, like same‐sex marriage, or abortion could be related to these practices by conservative parties willing to prevent policy change. Some preliminary conclusions The mobilization of interest groups at the Spanish Parliament is especially linked to the priorities of parliamentary groups (correlation is high and significant) but not to the priorities of the Spanish government. Parliamentary groups devote most of their time and resources to discuss and exchange information vís‐a‐vís interest groups about issues that are especially relevant for them, leaving in a second stage, the discussion of issues that are a priority for the Spanish executive. We argue that this is partly connected to institutional factors. The participation of interest groups is filtered by political parties, which have the capacity to decide who is going to participate in the comparecencias. Despite this further analysis should be made in order to test the relevance of other institutional factors, mainly the type of government and the composition of parliamentary committees. In this paper we also show that mobilization of interest varies across issues: interest groups participation is especially relevant about right related issues, energy and the environment, while the opposite occurs for issues like foreign affairs, governmental issues and/or the economy which capture an important share of the governmental agenda. Differences also exist across type of actors in terms of issue attention of degree of mobilization. Mobilization is especially large for the case of NGOs and trade associations and also very dispersed across a wide range of organizations that on average only participate in one comparecencia or hearing. Despite this, our results also indicate that there are a few organizations that participate more than others (the top 20 interest organizations capture 20% of all hearings), and this is especially the case of the two main unions (CCOO and UGT) and the two main business organizations (CEOE and CEPYME). Finally, in this paper we also introduce a new dataset about the comparecencias (or hearings) of interest groups, created following the methodology of the Advocacy and Public Policymaking Project and the Comparative Agendas Project, in order to capture the number and type of interest groups, as well as the issues they are involved along three legislatures. This is a first step of what we hope to be a larger research project oriented to increase our understanding of the role of interest groups in the Spanish political system, and also to provide a new instrument to develop quantitative and qualitative comparative analysis across countries and policy subsystems. 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Tables and figures Table 1: Comparecencias by type of actor at the Spanish Parliament, 1996 to 2008. 1996‐2000 2000‐2004 2004‐2008 Type of actor N % N % N % Members of 1.508 32,74 1.687 40,42 1.309 32,27 government in office Public officials in office 2.439 52,95 1.898 45,47 1.870 46,09 Interest groups and 659 14,31 589 14,11 878 21,64 other personalities TOTAL 4.606 100 4.174 100 4.057 100 Table 2: Advocacy and Public Policymaking Project: Type of Actor codes Description Code Actor Type Citizen, ideological, or cause‐oriented group 2 Foundations, non‐profit providers, etc. 3 Unions 5 Professional Association (members individual professionals) 6 Trade Association (members corporations or businesses) 7 Business Association (such as the Business Round Table or the Chamber of Commerce; business groups not associated 8 with one particular industry) Corporation – for profit 21 State and Local Government Official 50 Individual Outside Expert 54 Others 56 Table 3 Policy Agendas Major Topic Codes 1. Macroeconomics 12. Internal affairs and justice 2. Civil rights 13. Social Policy 3. Health 14. Housing 4. Agriculture 15. Commerce and industrial policy 5. Labour 16. Defence 6. Education 17. Science and Technology 7. Environment 18. Foreign Trade 8. Energy 19. International Affairs 10. Transportation 20. Government and Public Administration 21. Public Lands and water management Table 4.‐ Number of interest groups in the Spanish Parliament 1996‐2010 Type Interest Number % Number % Hearings/ group of of interest groups interest Hearings groups NGOs 294 34,39 425 32,5 1,45 Foundations 48 5,61 61 4,6 1,27 Unions 57 6,67 188 14,4 3,3 Professional 72 8,42 118 9,1 1,64 Associations Trade associations 223 26,08 288 22,1 1,29 Business organizations and chambers of commerce Corporations Total general 25 2,92 55 4,2 2,2 136 855 15,91 173 100 1.308 13,2 1,27 100 1,53 Table 5. Top 21 nterest groups Comparecencias (%) Comparecencias (N) Name of the organization 3,89 3,50 50 45 1,79 1,63 23 21 1,09 14 0,78 0,70 10 9 0,70 9 0,62 0,62 8 8 0,62 0,54 8 7 0,54 7 0,54 0,47 0,47 0,47 0,47 7 6 6 6 6 6 0,47 6 0,47 0,47 6 CCOO UGT Confederación Española de Organizaciones Empresariales (CEOE) Comité Español de Minusválidos (CERMI) Fundación ONCE Confederación Española Pequeña y Mediana Empresa (CEPYME) Cruz Roja Española Coordinadora de Organizaciones de Agricultores y Ganaderos (COAG) Organización de Consumidores y Usuarios (OCU) Cáritas Unión de Pequeños Agricultores y Ganaderos (UPA) Confederación Intersindical Galega (CIG) Confederación Sindical Independiente de Funcionarios (CSIF) Unión Española de Entidades Aseguradoras y Reaseguradoras (UNESPA) Asociación de Mujeres Juristas THEMIS Federación de Asociaciones de Mujeres Progresistas Greenpeace España Ecologistas en Acción Artistas Intérpretes o Ejecutantes Sociedad de Gestión de España (AIE) Confederación de Cooperativas Agrarias de España (CCAE) Asociación Agraria de Jóvenes Agricultores (ASAJA) Type of actor 5 5 8 2 3 8 3 7 2 2 7 5 5 7 6 2 2 2 6 7 7 Table 6. Issue attention across legislatures Issue 1996‐2000 permanency in Partido Popular under the agenda minority Crisis and Tax fraud focusing events Fraud related to EU subsidies for line production 2000‐2004 2004‐2008 Partido Popular under PSOE under minority majority Prestige (oil spill) Gescartera (financial scandal) 11‐M Al‐Qaeda terrorist attack Two or more Women rights legislatures in the Immigration agenda Drug abuse Issues related to the handicapped Aging and retirement (Pacto de Toledo) Nuclear energy Road safety Property rights Consumer rights Only one Industrial Policy Social responsiveness of Health reform Corporations legislature in the EMU Problems related to Small agenda Labour reform and Medium Enterprises Minority rights (Gipsy, Educational reform homosexuals) Police Domestic violence Illegal traffic with children and women Army reform Social responsiveness of Corporations Health reform Prostitution Climate Change Abortion Tobacco Pharmaceuticals Labour reform Domestic violence Table 7. Percentage of issue attention across issues in different policy‐making channels, 1996‐2008 Parliamentary Governmental comparecencias groups bills bills speeches Economy 2,65 4,65 18,08 14,46 Rights 12,99 10,31 4,42 5,92 Health 6,10 2,02 3,46 2,99 Agriculture 3,76 0,81 3,65 0,92 Labour 12,25 10,82 5,00 8,88 Education 10,10 7,68 3,08 7,40 Environment 6,28 2,53 2,69 1,40 Energy 3,45 0,20 1,35 0,64 Transportation 3,08 3,03 5,38 1,95 Law and justice 12,25 15,07 12,50 15,07 Social policy 9,30 8,80 0,96 2,29 Housing 0,37 2,63 1,15 1,73 Commerce and banking 5,54 5,36 12,88 1,62 Defense 0,86 5,26 3,65 3,35 Research and Development 3,94 4,15 4,04 3,07 Foreign trade 1,60 0,00 0,58 1,09 Foreign Affairs 3,94 1,31 5,58 11,67 Governmental affairs 1,54 13,85 8,65 14,15 Figure 1: Number of comparecencias (hearings) per year 250 200 Corporations 150 Business Associations Trade Associations Professional Associations 100 Unions Foundations 50 ONG 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 0 Figure 2. Comparecencias (Hearings) by topic and type of actor 100,00 90,00 80,00 Corporations 70,00 Business Associations 60,00 Trade Associations 50,00 40,00 Professional Associations Unions 30,00 20,00 10,00 Foundations Economy Rights Health Agriculture Labour Education Environment Energy Transportation Law and justice Social policy Housing Commerce and banking Defense Research and Development Foreign trade Foreign Affairs Governmental affairs 0,00 ONG Figure 3: Concentration of the agenda of interest groups across policy issues at the Spanish Parliament, 1996‐2009 0,18 0,16 0,14 0,12 0,1 0,08 0,06 0,04 0,02 0 HerZindhal index normalized Figure 4. Participation of interest groups by type of Committee, 1996‐2009 100 90 80 70 60 50 40 30 20 10 0 no permanent permanent Figure 5. Percentage of attention across issues (Comparecencias of interest groups from 1996 to 2009) Governmental affairs Foreign Affairs Foreign trade Research and Development Defense Commerce and banking Housing Social policy Law and justice Transportation Energy Environment Education Labour Agriculture Health Rights Economy 0,00 2,00 4,00 6,00 8,00 10,00 12,00 14,00 i
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