Journal of Experimental Botany, Vol. 53, No. 371, pp. 989–1004, May 2002 REVIEW ARTICLE Linking drought-resistance mechanisms to drought avoidance in upland rice using a QTL approach: progress and new opportunities to integrate stomatal and mesophyll responses Adam H. Price1,5, Jill E. Cairns1, Peter Horton2, Hamlyn G. Jones3 and Howard Griffiths4 1 Department of Plant and Soil Sciences, University of Aberdeen, Aberdeen AB24 3UU, UK Department of Molecular Biology and Biotechnology, University of Sheffield, Sheffield S10 2TN, UK 3 School of Life Sciences, University of Dundee, Dundee DD1 5EH, UK 4 Department of Plant Sciences, University of Cambridge, Cambridge CB2 3EA, UK 2 Received 20 August 2001; Accepted 10 December 2001 Abstract The advent of saturated molecular maps promised rapid progress towards the improvement of crops for genetically complex traits like drought resistance via analysis of quantitative trait loci (QTL). Progress with the identification of QTLs for drought resistancerelated traits in rice is summarized here with the emphasis on a mapping population of a cross between drought-resistant varieties Azucena and Bala. Data which have used root morphological traits and indicators of drought avoidance in field-grown plants are reviewed, highlighting problems and uncertainties with the QTL approach. The contribution of root-growth QTLs to drought avoidance appears small in the experiments so far conducted, and the limitations of screening methodologies and the involvement of shoot-related mechanisms of drought resistance are studied. When compared to Azucena, Bala has been observed to have highly sensitive stomata, does not roll its leaves readily, has a greater ability to adjust osmotically, slows growth more rapidly when droughted and has a lower wateruse efficiency. It is also a semi-dwarf variety and hence has a different canopy structure. There is a need to clarify the contribution of the shoot to drought resistance from the level of the biochemistry of photosynthesis through stomatal behaviour and leaf anatomy to canopy architecture. Recent advances in studying the physical and biochemical 5 processes related to water use and drought stress offer the opportunity to advance a more holistic understanding of drought resistance. These include the potential use of infrared thermal imaging to study energy balance, integrated and online stable isotope analysis to dissect processes involved in carbon dioxide fixation and water evaporation, and leaf fluorescence to monitor photosynthesis and photochemical quenching. Justification and a strategy for this integrated approach is described, which has relevance to the study of drought resistance in most crops. Key words: Infrared thermography, Oryza sativa, photosynthesis, root growth, stable isotopes, water-use efficiency. Introduction Since the development of molecular markers first allowed the construction of saturated linkage maps (Botstein et al., 1980), it has been clear that the technology of quantitative trait locus (QTL) analysis could be usefully employed to analyse the genetics of complex traits. By producing mapping populations based on crosses of parental varieties contrasting for the trait of interest, it should prove possible to identify which parts of the genome improve the trait. It should also prove possible to identify the genomic regions that influence component To whom correspondence should be addressed. Fax: [ 44 (0)1224 272703. E-mail: [email protected] ß Society for Experimental Biology 2002 990 Price et al. traits theoretically linked to the main trait and approximately quantify the contribution of these component traits. Once achieved, the targeting of genomic regions for varietal improvement would be possible through marker-assisted selection (Stuber et al., 1999). Combining QTL mapping with other biotechnological advances such as physical mapping and whole genome sequencing opens the opportunity for the identification of the responsible gene(s) by map-based landing (Tanksley et al., 1995) or a candidate gene approach (Pfieger et al., 2001). The application of the QTL approach to the genetic dissection of drought resistance in rice (Oryza sativa L.) is certain to be difficult. The challenge is worthwhile considering the very substantial impact of drought on rice production (Evenson et al., 1996) and the relatively limited progress previously made in improving the drought resistance of high yielding varieties (Price and Courtois, 1999; Fukai and Cooper, 1995; Nguyen et al., 1997). There are two main reasons for the slow progress in this area. Firstly, the phenomenon of drought is complex in itself. To a plant, drought is an interaction between precipitation, evapotranspiration, irradiation, soil physical properties (including the soil hydrological and strength properties), soil nutrient availability, and biological interaction with pests, pathogens and neighbouring riceuweed plants). This makes it difficult to define with any precision a ‘typical drought’ for screening purposes which is likely to represent the conditions of the target environment. Secondly, rice germplasm displays a diverse range of sometimes genetically complex mechanisms of drought resistance, including mechanisms of drought escape (short duration), drought avoidance (e.g. deep rooting) and drought tolerance (e.g. osmotic adjustment). Because the drought phenomenon and the mechanisms of drought resistance interact (i.e. the same mechanism of drought resistance will not work for all drought environments) it will naturally prove difficult to identify regions of the rice genome which contribute to resistance to drought in a broad range of drought environments. The ultimate goal of breeders is to identify QTLs that increase yield under drought or at least increase yield stability under drought. Since yield in the absence of drought is itself a complex trait influenced by many component traits, and since under drought, these traits will interact with the drought environment and the resistance mechanisms, the true complexity of breeding for yield under drought is clear. In other cereal species, good progress has been made where a single drought resistance mechanism has been shown to be of great importance. For example, there is great promise in work on QTL mapping anthesis to silking interval in maize (Ribaut et al., 1997; Frova et al., 1999) and the stay green trait in sorghum (Crasta et al., 1999). Rice has proved more difficult. Mechanisms of drought resistance in rice In this paper, drought adaptation is defined following Levitt, which distinguishes drought resistance from drought escape (flowering to complete life cycle before drought), divides drought resistance into drought (stress) avoidance (maintenance of tissue water potential) and drought (stress) tolerance and further divides drought tolerance into dehydration avoidance and dehydration tolerance (Levitt, 1980). Most of the traits that contribute potentially to the drought resistance of rice have been thoroughly reviewed (Fukai and Cooper, 1995; Nguyen et al., 1997, Price and Courtois, 1999). A brief summary is given below, with greater detail given to the study of roots, given their demonstrated importance in drought resistance and their contribution to other potential constraints such as nutrient deficiency. One important point to note here is that many of the observed responses to drought in plants obey Le Chatelier’s Principle (when subject to a perturbation a system tends to respond in such a way as to minimize the effect of the perturbation). For example, drought responses such as stomatal closure, leaf rolling, enhanced root growth, enhanced ABA production, and so on act to minimize water deficits. It follows that in any particular case one of these responses could indicate particular sensitivity to drought or may indicate a highly responsive drought tolerance mechanism. It is often difficult or impossible to distinguish these two and this must be remembered when choosing indicators of drought stress. The root system Since a plant obtains its water and mineral requirements from its roots and the availability of these resources often imposes a limit to plant productivity, it is difficult to overstate the importance of roots to plant productivity. Root development is fundamentally involved in the response to many plant stresses, in particular, drought and mineral deficiency. The possession of a deep and thick root system which allows access to water deep in the soil profile is considered crucially important in determining drought resistance in upland rice and substantial genetic variation exists for this (Ekanayake et al., 1985b; Fukai and Cooper, 1995; O’Toole, 1982; Yoshida and Hasegawa, 1982). This trait may be less important in rainfed lowland rice, where hardpans may severely restrict root growth. Here, the ability to penetrate a hard layer is considered important and genetic variation in the ability to penetrate a layer of hard wax has been demonstrated (Yu et al., 1995). This trait may also be useful in upland rice where high penetration resistance may limit rooting depth and where soils will harden as they dry. It is important to note two points here. First, the penetration of roots through uniform hard layers like wax is probably achieved through the possession of large root diameter Rice drought resistance which resist buckling (Cook et al., 1997), while when the impedance is due to a coarse textured sandy or stony horizon, it may be that thin roots would penetrate more easily. Second, the investment of carbon in a deep root system may have a yield implication because of lost carbon allocation to the shoot. It is vitally important to appreciate that root growth is profoundly influenced by the environment. Adverse conditions (chemical or physical) directly inhibit root growth (e.g. low water potential or highulow temperature). Biological factors in the root environment can also have a major influence on root distribution, but they are generally poorly understood. Particularly important is the presence of root feeding organisms such as nematodes, termites, mites, and aphids that can severely reduce root proliferation or rooting depth and thereby affect drought resistance (Audebert et al., 2000). The shoot environment can also indirectly influence root growth either via carbon supply or signalling processes (e.g. light interception, water status, nutrient status). It has been suggested that plants respond to shifts in resource supply by allocating carbon to the organ involved in capturing the limited resource (Thornley, 1972; Dewar, 1993). When light is limiting, plants invest in shoot biomass. When nitrogen is limiting, they invest in root production. At the mechanistic level, theories implicating sucrose supply (Farrar, 1992), hormonal action (Jackson, 1993) or a combination of both (Van der Werf and Nagel, 1996) have been advanced to explain this phenomenon. It seems clear that the root tip is an important component in the sensing and signalling of environmental cues to the whole plant (Aiken and Smucker, 1996). Responses to drought or temperature are probably complex due to a multiplicity of physical or biochemical processes directly affected. At the genetic level, the response of roots to the environment is poorly understood because roots are intrinsically difficult to study, particularly in the natural environment. Shoot-related traits of drought resistance Several mechanisms of drought resistance are associated with the shoots of rice. These are listed in Table 1, which includes references for the evidence of genetic variation in each trait. These are not discussed in any further detail because most are adequately dealt with in the reviews cited at the beginning of this section, whilst some are discussed in the later section describing difference between Azucena and Bala. Three recent developments need expansion. Firstly, a report (Tripathy et al., 2000) highlights the potential value of membrane stability as a component of drought tolerance in rice. These authors indicate that maintaining ion balance under tissue water deficit is important in drought resistance and show that genetic variation exists in rice. Secondly, 991 Table 1. Shoot-related traits that may be important in the drought resistance of rice, indicating whether there is evidence of significant genetic variation in the rice germplasm and the reference for that evidence (see Price and Courtois, 1999, for more details) Potential drought resistance-related characteristic Significant genetic variation observed? Reference Rapid leaf rolling Yes Rapid stomatal closure Yes High water use efficiency Thick epicuticular wax Osmotic adjustment Dehydration tolerance Stay green ability Membrane stability Photochemical quenching Photoinbition resistance Yes Dingkuhn et al., 1989 Price et al., 1997b Turner et al., 1986a Turner et al., 1986b Dingkuhn et al., 1989 Dingkuhn et al., 1991a Price et al., 1997b Turner et al., 1986a Turner et al., 1986b Dingkuhn et al., 1991b Yes O’Toole and Cruz, 1983 Yes Yes Lilley and Ludlow, 1996 Lilley and Ludlow, 1996 Not tested Yes Not tested Tripathy et al., 2000 Yes Jiao and Ji, 2001 the most recent development in the use of stable isotope measurements in the assessment of water use efficiency (WUE) is to link carbon isotope discrimination to oxygen isotope discrimination, which can distinguish between carbon isotope discrimination due to stomatal resistance anduor photosynthetic activity (Barbour and Farquhar, 2000). This new development may improve the costeffective determination of water use efficiency in crops including rice. It has been pointed out, however, that a drought-resistant plant is one that maximizes the use of available water, rather than maximizing WUE (Jones, 1981, 1993). Thirdly, the value of improving the use of absorbed light, resistance to photoinhibition and capacity for non-photochemical quenching to improve drought resistance of rice has been described (Horton, 2000). In addition, a genetic basis for difference in resistance to photoinhibition in rice has been demonstrated (Jiao and Ji, 2001). Each of the traits highlighted in Table 1 are physiologically, biochemically and genetically complex in themselves and interact with each other. Unfortunately, rice scientists are still some distance away from being able to identify the ideal trait or traits to use in selection for drought resistance or to use in the identification of genomic regions contributing to it. A strategy for QTL mapping This paper does not intend to describe the detail of doing QTL analysis. The reader is directed to the review by 992 Price et al. Kearsey for the general principles of QTL analysis (Kearsey, 1998) and to Price and Courtois for the application to drought resistance in rice (Price and Courtois, 1999). In outline, however, the QTL approach is as follows; (a) choose a trait with value or potential value for breeding; (b) identify parental lines displaying extreme phenotypes for this trait (or parents that will produce a segregating population through transgression, despite their similarity); (c) cross these lines to produce progenies which segregate for the trait (e.g. F2, back-cross, recombinant inbred or doubled haploid population) of 70 –300 plants or lines (100 lines is generally considered the lower limit); (d) phenotype the population for the trait; (e) screen the parents of the population for genetic polymorphism using restriction fragment length polymorphisms (RFLPs) or PCR based markers (commonly 70 –200 markers); (f ) determine the genotype of all the progenies for the selected markers; (g) construct a genetic map from marker data using computer programs such as MapMaker (Lander et al., 1987) or JoinMap (Stam, 1990); (h) identify markers associated with the trait using analysis of variance or, more powerfully, use interval mapping techniques such as employed by the program MapMakeru QTL, QTLCartographer (CJ Basten, BS Weir, and ZB Zeng, Department of Statistics, North Carolina State University) or PLABQTL (HF Utz and AE Melchinger, Institute of Plant Breeding and Genetics, University of Hohenhein, Germany). The likelihood of success in this endeavour is affected by many factors, but it is increased by choosing as divergent a set of parents as possible (at least for the trait of interest), by producing and screening as large a population as possible, by reducing environmental error in trait measurement to as low as possible and by achieving a genetic distance between markers of about 20 cM or less (Churchill and Doerge, 1994; Gallais and Rives, 1993). Given the difficulties associated with drought resistance highlighted in the introduction, the logical way to use a QTL approach in the exploitation of drought resistancerelated genes was to produce several mapping populations using parental varieties of contrasting drought resistance, and conduct relevant phenotyping to identify the regions of the rice genome that contribute to drought resistance and its component traits (Price and Courtois, 1999). By combining field evaluations of plant performance under drought with physiological experiments on the underlying mechanisms of drought resistance, it should prove possible to quantify the value of different drought resistance mechanisms. Studies to date have therefore followed two main approaches. The first is to screen populations for indicators of drought resistance in field trials. In these, plants are grown in the dry season and drought is imposed by withholding water. The second approach is to conduct laboratory or greenhouse experiments to analyse component traits of drought resistance, thereby reducing the variability in the environment which hampers their measurement in the field. The individual competent traits that have received the most attention to date are root morphology (Champoux et al., 1995; Yadav et al., 1997; Price and Tomos, 1997), root penetration ability (Ray et al., 1996; Ali et al., 2000; Price et al., 2000; Zheng et al., 2000) and osmotic adjustment (Lilley et al., 1996; Zhang et al., 1999). Having received less attention is leaf rolling ability and stomatal sensitivity (Price et al., 1997b) and membrane stability (Tripathy et al., 2000). There is certainly an opportunity to study carbon isotope discrimination as an indicator of water use efficiency (Dingkuhn et al., 1991b), non-stomatal resistance (O’Toole and Cruz, 1983) and possibly both stay-green ability and photosynthetic response to high light under stress (Horton, 2000). The objective in studying component traits is to be able to identify genomic regions contributing to a trait which theoretically will improve drought resistance. In order to be of convincing value the QTLs must be shown to contribute in a range of environmental conditions, at least those comparable to the target environment. Therefore, there has been and will continue to be an emphasis on conducting experiments in a range of conditions in order to assess QTL stability across environment. Once stable QTLs for component traits of drought resistance are identified, the next step will be to introduce these QTLs into a near isogenic background in order to conduct more sophisticated experiments to give a understanding of the underlying physiological and molecular nature of the QTL and to evaluate the contribution to yield in the target environment. There are five populations that have been used to study either drought resistance or traits related to drought resistance for which information is published. The first used was a population of recombinant inbred lines from a cross between CO39 and Moroberekan which has been used to study drought avoidance in the field and root growth in soil-filled tubes (Champoux et al., 1995), root penetration through wax (Ray et al., 1996) and osmotic adjustment (Lilley et al., 1996). A double haploid population based on a cross between IR64 and Azucena has been used to study field drought avoidance (Courtois et al., 2000), root growth in tubes (Yadav et al., 1997), both of these together (Hemamalini et al., 2000) and root penetration (Zheng et al., 2000). Zhang et al. report the use of a double haploid population based on a cross between varieties CT9993-5-10-1-M and IR62266-42-6-2 (Zhang et al., 1999). For that population a range of traits have been measured but few details are available as yet. The identification of root penetration QTLs in a population from the cross IR58821-23-B-1-2-1 Z IR5261UBN-1-1-2 has been reported (Ali et al., 2000). This paper concentrates on just one other population, that being a set of recombinant inbred lines based on a cross Rice drought resistance between two drought-resistant upland varieties, Bala and Azucena. Comparative mapping between all these populations which have only used a few of the same RFLP markers to produce their maps, is possible using the extensive maps of other authors (Causse et al., 1995; Kurata et al., 1994). Comparisons between RFLPs from the two common sources (Cornell University and the Rice Genome Project, Japan) is more difficult, but can be achieved either by reference to data on comparative mapping presented at the Third Rice Genetics symposium at IRRI in 1995 (S McCouch personal communication), data on the Oryzabase web site (http:uushigen.lab.nig.ac.jpuriceuoryzabaseu) or to maps which use combinations of both sets of probes (Lu et al., 1997; Price et al., 2000). Progress in QTL mapping drought resistance and related traits in the BalaZAzucena population A cross was made between the varieties Bala and Azucena in 1992 and an F2 population was used to identify QTLs for simple root traits of plants grown in hydroponics (Price and Tomos, 1997; Price et al., 1997a). That preliminary experiment identified a number of genomic regions affecting root thickness and maximum root length. Using a leaf excision test, the rate of leaf rolling and stomatal closure was also mapped in that F2 population (Price et al., 1997b). Subsequently, the population was advanced by single seed descent to an F6 of 205 recombinant inbred lines (Price et al., 2000). A new map has been produced that now has 102 RFLP, 34 AFLP and 6 microsatellite markers (total 142 markers) giving a genome length of 1732 cM and an average space between markers of 12.2 cM. Progress in QTL mapping root traits in the Bala Z Azucena population This population has been used for extensive root growth studies in glasshouse or controlled environment rooms in the UK. A total of 170 lines have been tested in soil-filled boxes for 4 weeks under well watered or drought (nonwatered) conditions (Price et al., 1999). In that screen, a box 2 Z 1 Z 1 m (length Z depth Z width) was constructed from plywood. The roots of each plant were held within a porous nylon fabric bag (0.9 m deepZ 0.08 m diameter) containing sandy loam soil. After 4 weeks, the soil was washed from each plant and maximum root length and the thickness of the thickest root taken from the base of each plant were measured. Using thin glass-sided chambers (1 Z 0.3 Z 0.015 m) filled with a different sandy loam soil and again well-watered or non-watered treatments, 140 lines were evaluated over two summers for root length during growth and for root thickness, rootushoot ratio and deep root weight (below 0.9 m) 993 after 56 d (Price et al., 1999, 2002a, b). The whole population has been screened in hydroponics (AH Price, unpublished data) while for 110 lines the ability of the roots to penetrate a simulated hard layer of wax petroleum has been conducted (Price et al., 2000). These results indicate three important points. Firstly, under each experiment there are a large number of relatively small QTLs detected, distributed over the genome. Secondly, the pattern of QTLs varies between the type of rooting environments and between different treatments (and even between replicate runs to some extent). Thirdly, some consistent pattern does emerge from studying combined data on this population and other data obtained in other populations. Figure 1 shows a summary of the regions identified as controlling some root traits in the Bala Z Azucena population. Based on these findings and those of the other populations, five regions stand out, on chromosomes 2, 5, 7, 9, and 11. At a region of chromosome 2, at about 125 cM from the top of the chromosome (at marker C601 in Bala Z Azucena population), QTLs for root penetration ability have been revealed in all four of the mapping populations in which root penetration has been tested (Price et al., 2000; Ray et al., 1996; Zhang et al., 1999; Zheng et al., 2000). In the Bala Z Azucena population, there were also QTLs for maximum root length in both well-watered and water-limited conditions in the thin chamber experiments (Price et al., 2002b) and for root length in hydroponics measured in both the F2 (Price and Tomos, 1997) and F6 (AH Price, unpublished data). Yadav et al. (1997) also found a QTL for maximum root length and root thickness in this region. On chromosome 5, at about 85 cM (at marker C43 in this population) is a region with QTLs in the Bala Z Azucena population for root penetration ability (Price et al., 2000), root length and thickness in hydroponics of both the F2 (Price and Tomos, 1997) and F6 (AH Price, unpublished data). In each case it is the Bala alleles which increase root growth, even though Azucena has a better root system than Bala. In the same region, Yadav et al. (1997) showed that Azucena alleles increase root thickness. On chromosome 7 at about 80 cM is a region which has effects on root morphology most strongly in other populations. Thus in the Bala Z Azucena population, a QTL at marker RG650 for maximum root length was detected in the thin chamber experiment (Price et al., 2002b). Yadav et al. (1997) reported QTLs for maximum root length and deep root weight, Zheng et al. (2000) reported a QTL for root penetration ability and Zhang et al. (1999) reported a QTL for rooting depth in the same place. One of the most striking observations gained from comparing QTL mapping of root traits is that chromosome 9 has two strong clusters of QTLs detected in all 994 Price et al. Fig. 1. Molecular linkage map with RFLP and microsatellite markers indicated (AFLP marker names omitted) of the Bala Z Azucena population showing quantitative trait loci (QTLs) for root length, thickness or penetration ability. Indicated are those QTLs that were over the threshold value for the analysis conducted. In the case of the glass chamber experiments (indicated GC), only QTLs which were apparent when data from well-watered and non-watered plants were averaged are presented. QTLs on the left of the chromosome indicate that Azucena alleles increased the trait value. populations. The lower one is near 80 cM and is associated with marker G1085 in the Bala Z Azucena. QTLs for rootushoot ratio, root thickness, deep root weight, and maximum root length at marker G1085 under both wellwatered and water-limited conditions have been revealed in this population (Price et al., 2002b). In this region, Yadav et al. (1997) have reported QTLs for maximum root length and deep root weight, Hemamalini et al. (2000) have reported QTLs for root thickness, Zheng et al. (2000) have reported a QTL for root thickness, and Champoux et al. (1995) reported QTLs for root thickness and rootushoot ratio. Above this region, at about 60 cM, is another region affecting root morphology. At marker G385 in the Bala Z Azucena population, QTLs were detected in the thin chamber screen for root thickness and rootushoot ratio (the latter only in water-limited treatment). In the same place Yadav et al. (1997) reported a QTL for deep root weight while Champoux et al. (1995) reported QTLs for root thickness and rootushoot ratio. At about 85 cM on chromosome 11 is another region that appears to affect root growth. At marker C189 in the Bala Z Azucena population, QTLs for maximum root length in hydroponics were identified in the F2 (Price and Tomos, 1997) and for root penetration ability in the F6 (Price et al., 2000). Champoux et al. (1995) identified QTLs for maximum root length, root thickness and rootushoot ratio in the Rice drought resistance same place. Also here, Ray et al. (1996) identified a QTL for root penetration. Progress in QTL mapping drought avoidance traits Between 110 and 176 F6 lines have been screened for indicators of drought avoidance in sites in the International Rice Research Institute (IRRI), Philippines and the West Africa Rice Development Association (WARDA), Côte d’Ivoire over two dry seasons. QTLs for the visual scores leaf rolling and leaf drying and for relative water content have been located (Price et al., 2002c). As with root traits, drought avoidance traits give many QTLs which differ between sites and between years at the same site. Again, by studying these results with those obtained on the other two populations that have been tested in a similar manner (Champoux et al., 1995; Courtois et al., 2000) a pattern does emerge from the complexity indicating some strong evidence of consistent drought avoidance QTLs. What is particularly striking, however, is poor alignment of drought avoidance QTLs with the regions where there is good evidence for an effect on root thickness or depth (i.e. on chromosomes 2, 5, 7, 9, and 11 described above). There is some evidence that the regions of chromosomes 5, 7, 9, and 11 that affect root growth also affect performance under drought. On chromosome 5 QTLs in which the Azucena allele increases relative water content and reduces leaf rolling at WARDA were detected, but in the same place a QTL in which the Azucena allele increased leaf rolling at IRRI was revealed (Price et al., 2002c). (Note that the Azucena allele here decreases root thickness, length and penetration ability in this population.) Courtois et al. (2000) identified QTLs in this region for leaf rolling in three screens and both leaf drying and RWC in one screen, in each case the Azucena allele increasing drought avoidance, in agreement with the increase in root thickness associated with the Azucena alleles in their population (Yadav et al., 1997). Champoux et al. (1995) identified QTLs for leaf rolling just above RG351 on chromosome 7 in two of the growth stages, while Courtois et al. (2000) reported QTLs for leaf drying in one screen and relative growth rate under drought stress in another near RG351. Courtois et al. (2000) reported QTLs for leaf rolling in all screens at RZ12 (maps to the same place as G1085) on chromosome 9, while Champoux et al. (1995) reported leaf rolling QTLs in all growth stages in the same location. Only Champoux et al. report evidence for QTLs for drought avoidance at the root growth QTL on chromosome 11, with leaf rolling QTLs in three growth stages (Champoux et al., 1995). There are two important points to note. Firstly, there is no convincing co-location of drought avoidance QTLs with the root growth QTL on chromosome 2 in any population. Secondly, only on chromosome 5 is there 995 any co-location between drought avoidance and root morphology QTLs in the Bala Z Azucena population (and even here, only in the IRRI drought screen does the effect on drought avoidance agree with the effect on root morphology). Possible explanations for lack of co-location of root and drought avoidance traits The poor co-location of drought avoidance and root morphological QTLs in populations in general, and in the Bala Z Azucena population specifically, casts doubt on the notion that improving the roots of rice will improve drought resistance. Specifically, it is possible to offer several theories as to why there are no drought avoidance QTLs at root growth QTLs in the Bala Z Azucena population, each of which have profound implications for attempts to improve drought resistance in crops. Roots do not contribute to drought resistance There seems to be ample evidence that rice varieties or even progenies of segregating populations which have better root systems assessed in controlled environment experiments do perform better in the field under drought in terms of visual drought avoidance (Ekanayake et al., 1985b; Champoux et al., 1995; Price et al., 1997). Fieldbased studies of root distribution confirm that varieties identified as being deep rooting in the laboratoryu greenhouse are indeed better at depth in the field (Puckridge and O’Toole, 1981; Yoshida and Hasegawa, 1982). It has been shown that deeper roots increase the ability to extract soil water from depth (Mambani and Lal, 1983a, b, c; Yoshida and Hasegawa, 1982), improve shoot water status (Yoshida and Hasegawa, 1982) and may increase yield under drought (Mambani and Lal, 1983a). Root pulling force, a supposed integrator of rooting capacity, has also been shown to correlate with shoot water status under drought stress (Ekanayake et al., 1985a). It seems unlikely to be true that roots are unimportant, since the evidence that deeper and thicker roots should contribute to drought resistance, at least in some environments, seems convincing. Root growth QTLs identified in controlled environments are not expressed in the field Although a primary aim of root screening has been to get the best compromise between practicality (ease of experiment) and relevance to the field situation, it must be accepted that both the root and shoot environment are likely to be different to that experienced in the real drought situation. The plant root growth is known to be influenced by rooting environment and probably the shoot environment. This means that artefactual results 996 Price et al. from root confinement, soil chemical (especially nutrient distribution) or physical properties (water distribution, penetration resistance, temperature fluctuation) or shoot environment will probably occur. The fact that the ranking of varieties for root morphologial characteristics between different experiments using different methods generally agrees (Price et al., 1997) suggests that the genetic control of root thickness and depth is under quite environmentally-robust genetic control. The success of Champoux et al. at linking root thickness in particular (measured in soil-filled tubes) to drought avoidance strongly suggests that root morphology QTLs measured in a screenhouse are important in conferring drought resistance in the field (Champoux, 1995). The environment also affects individual QTLs and the QTLs with small effects are the more likely be influenced by variation across replicates, sites or repeated runs. QTLs which have R2 values around or below 10% may be difficult to pick-up repeatedly for this reason or due to the high statistical threshold used in QTL analysis, unless the population size is high (100). However, several of the root growth QTLs reported do have R2 values around 20% or above when measured in the greenhouse (e.g. an R2 of 29% for hydroponic root length on chromosome 11 in Price and Tomos, 1997; 18% for root penetration ratio on chromosome 2 in Price et al., 2000; 18% for root thickness of soil grown plants on chromosome 9 in Price et al., 2002b). These are relatively large QTLs and one might reasonably expected them to influence root morphology in at least some field situations. Limitations of field trials A meaning for drought resistance?: Drought resistance can have different meanings for different workers. Some, for example, consider drought resistance solely in terms of yield under drought conditions, while others are more concerned with stability of yield over a range of environmental conditions. Yet others consider drought resistance in terms of survival of drought conditions, rather than productivity. It follows from these observations and contrasting requirements that rankings of genotypes for drought resistance depends on the method of assessment used. It is likely that characters that favour drought escape (such as early floweringuharvest) will be found in different genotypes than characters that favour the avoidance of internal water deficits in dry conditions (such as deep roots, rapid stomatal closure or high cuticular resistance) or characters associated with biochemical tolerance of internal water deficits. Furthermore, other varieties may be apparently drought resistant through an enhanced ability to recover after a dry period. It seems likely, therefore, that no single characteristic can be used as a screen for drought tolerance in genetically diverse collections. A particular problem with drought resistance screening, especially under field conditions, is that the ranking of genotypes is very dependent on the specific environmental conditions of the trial (i.e. there is a high genotype by environment interaction in drought screens). This is well illustrated by the assessment of the Bala Z Azucena population in different sites (Price et al., 2002c). Only leaf drying scores correlated between IRRI and WARDA (r\ 0.373, P < 0.001), while leaf rolling scores and relative water contents did not. Indeed, there were very poor correlations even between years at WARDA (r \0.068 for leaf rolling, 0.124 for leaf drying and 0.206 (P \ 0.05) for RWC) although there was much better consistency at IRRI. Reasonably good correlations were found between leaf rolling scores in IRRI and an Indian field site in the AzucenaZ IR64 population (r\ 0.470 and 0.66, P < 0.001) (Courtois et al., 2000). Drought screens in dry season: Because of the absolute need to have a drought in each screen (project funding is rarely able to accommodate loss of whole seasons of data due to uncertainty in climate), drought trials are generally conducted in the dry season when low water availability can be guaranteed, and is combined with supplementary irrigation. Unfortunately, these conditions are generally very harsh for the plants and probably do not reflect well the conditions of natural droughts which more commonly occur as low water availability in a normally reasonably wet period. Particularly important here is whether the irrigation allows water to soak the whole soil profile fully (i.e. does it keep the deep soil wet) and the very bright (often cloudless), hot and dry climatic conditions which may cause substantial physiological stress in the shoots even if there is adequate access to water. Soil physical properties: The ability of roots to access water at depth is dependent on their growth through the soil medium. If the soil has a high strength (has a high resistance to penetration) or if its strength increases greatly as it dries out (as all but the sandiest soils do to a greater or lesser extent) then the roots may fail to contribute to drought avoidance. It has been discovered that the site where field trials at WARDA were conducted was very hard. This is illustrated in Fig. 2. It shows the depth to a penetration resistance of 3.0 MPa (a resistance which should very substantially inhibit root growth) in the field at WARDA where drought screens were conducted and indicates that, for much of the area of the drought trial the roots could not have been expected to grow below 20–30 cm despite a demonstrated ability to grow well over 1 m in glasshouse experiments. The relationship between soil hardening, root growth and drought in this and other WARDA sites is currently being investigated. Soil biological properties: Field screens are prone to damage by pests and pathogens. Dry season screens Rice drought resistance 997 Fig. 2. Results of a wet season soil penetration resistance survey of field used for drought screening at WARDA. Penetration was assessed in a grid of 5 m separation using a cone penetrometer (Remik, Australia). Presented here is a map based on depth to a resistance of 3 MPa. Droughted plots were sown in the leftmost 25 m of the field. appear to be particularly prone to root-damaging pests such as mites, termites and nematodes. This is partly due to the greater abundance of these aerobic organisms in drier soils (hence not a major problem in flooded rice in any season). Recent experiments at WARDA have encountered mite and termite damage and nematodeinduced root damage at IRRI has also been a problem (B Courtois, personal communication). Shoot-related mechanisms which differ between the two parents The variety Bala was chosen as a parent in the crossing programme specifically because it displays a high degree of drought resistance using standard measures of leaf rolling and leaf drying, yet it does not have a good root system. It must, therefore, have shoot-related mechanisms of drought resistance which contribute to drought resistance. Experiments using Bala indicate several mechanisms of drought resistance that might be expected to differ with Azucena. However, few of these mechanisms have been effectively evaluated for their contribution to yield under stress in rice, and most have not been analysed in the mapping population. It may be that in the drought screens so far conducted that it is these traits that have dominated drought avoidance, either because they are very effective in conferring drought avoidance or because the root system does notuwas not able to contribute. The authors believe that there is considerable scope for investigating these mechanisms in more detail. Leaf rolling and stomatal sensitivity: There is variation in the degree to which the leaves of rice roll in response to low water potential (Dingkuhn et al., 1989; Turner et al., 1986a). The rate of leaf rolling upon leaf excision also varies in rice varieties (Price et al., 1997b) and the variety Bala was shown to roll unusually slowly (compared to 11 other varieties including Azucena). A leaf rolling QTL has been identified on chromosome 1 in the F2 (Price et al., 1997b) that coincides with a large effect QTL for leaf rolling in the field (Price et al., 2002c). There is also evidence that the stomata of Bala are more sensitive than those of Azucena (Price et al., 1997b). Shoot morphology and mass, canopy structure and response to drought: Bala is a semi-dwarf variety while Azucena is tall. Bala tillers more than Azucena and produces narrower and shorter leaves. The thickness of the leaves appears to depend on the environment since there was a significant interaction between genotype and treatment (irrigated or droughted) at IRRI in 1996 for specific leaf area (P < 0.01). Bala had the thinner leaves under irrigation, but the thicker under drought when compared to Azucena. Increased leaf thickness should increase water use efficiency and therefore seems a useful response to drought. What seems certain is that the canopy structure of the two varieties will be markedly different in terms of light and heat interception, heat and water loss and probably gas diffusion inside the leaf, all parameters which may be expected to affect water use efficiency and drought-induced biouphotochemical damage to the leaf. Under well-watered conditions, Bala has a smaller shoot biomass than Azucena (about 25% smaller in UK greenhouse experiments and 45% smaller in the field at IRRI) although this is not apparent in droughted plants (indeed, if anything, Bala are bigger under prolonged drought in the greenhouse or field). There is a contradiction here with (unpublished) data which indicates that, 998 Price et al. under drought the increase in plant height slows markedly in Bala when droughted in comparison to Azucena. coincide with one at WARDA. Further investigation into this discrepancy could be useful. Water-use efficiency as measured by D13C: There is genetic variation for water use efficiency which is reflected in difference in D13C between upland rice genotypes (Dingkuhn et al., 1991). These data suggest that Azucena has a high water use efficiency although unfortunately Bala was not tested. One of the two varieties that were used as parents to produce Bala at the Central Rice Research Institute, Cuttack, India, namely N22 (Chaudary and Rao, 1982), was tested, however, and was much less water use efficient than Azucena. Previously unpublished data collected on irrigated control plants growing in the dry season at IRRI and WARDA confirm that there is a difference in D13C between Bala and Azucena of about 1.2 ml Y 1 (Table 2). The large standard deviation of the segregating population compared to the parents (IRRI only) in these data clearly indicate that there is a genetic component to the carbon isotope discrimination. QTL mapping, however, shows (Fig. 3) that although genomic regions controlling these values can be identified, in no case does the region detected at IRRI Osmotic adjustment: It has been shown that, in general, the tropical japonica rice varieties have a poor ability to adjust osmotically under drought, something that indica rice varieties can do relatively well (Lilley and Ludlow, 1996). It is believed that this represents an adaptation to drought in rainfed lowlands where roots cannot easily contribute to drought avoidance. Azucena was shown to be the 12th worst variety of the 61 tested while Bala was the 10th best. An osmotic adjustment QTL has been mapped to chromosome 8 in the CO39 Z Moroberekan population (Lilley et al., 1996) and the same location does appear to contribute to drought avoidance in the Bala Z Azucena population (Price et al., 2002c). Table 2. D13C values for youngest fully expanded leaves from five plants of varieties Azucena, Bala and the F6 progeny grown under irrigation in the dry season of IRRI in 1996 and WARDA in 1997 (] standard deviation) Variety IRRI WARDA Azucena Bala F6 Y 27.15 ] 0.13 Y 28.27 ] 0.02 Y 27.71 ] 0.58 Y 27.26 (no replication) Y 28.12 (no replication) Y 27.14 ] 0.51 Summary of shoot mechanisms: Several pieces of information suggest that the shoots of Bala have an ability to respond to drought rather more than Azucena. Thus stomata are more sensitive, osmotic adjustment is more pronounced, shoot elongation growth is more sensitive, leaf thickness increases (rather than decreases in Azucena). On the other hand, Azucena rolls its leaves more rapidly and D13C data indicate a more efficient water use efficiency under low to moderate water stress. There appears to be many differences in the way in which the shoots of Bala and Azucena may be expected to interact with the drought. These may well interfere with the detection of co-located drought avoidance and root growth QTLs, but they probably reflect the expression of traits that would be valuable for improving drought Fig. 3. Molecular linkage map (with marker names omitted) of the Bala Z Azucena population showing QTLs for D13C measured on five youngest fully expanded leaves of plants grown under irrigated conditions during dry season screens at IRRI in 1996 and WARDA in 1997. The values above each box give the LOD value obtained with QTLCartographer using composite interval mapping, where a LOD of 3.1 represents the 0.05% genome wide threshold value. The boxes represent the Y 1 and [ 1 LOD interval and the number above or below the box indicates the LOD score for the QTL. A positive LOD value indicates that Azucena alleles increase the trait value (reduced water use efficiency), a negative LOD indicates that Azucena alleles reduced the trait value. Rice drought resistance 999 resistance. The techniques and approaches that will allow the physiological processes underlying these contrasting drought responses to be investigated in detail will be outlined next. Using advances in the understanding of photosynthetic physiology and biochemistry of rice (Horton and Murchie, 2000) together with additional methods to differentiate stomatal from mesophyll limitations, will resolve the contributions of shoots and roots in conferring drought resistance and yield stability under drought. This, it is hoped, will open the way to the identification of new strategies for improving the drought resistance of rice. New approaches to study the physics, biochemistry and physiology of drought Infrared thermography to analyse energy balance and stomatal function One potential approach to the screening of large numbers of lines of a crop such as rice for stomatal characteristics uses an advance on the infrared thermometry (as used by Garrity and O’Toole, 1995), which is the use of thermal imaging (Jones, 1999a). The basic principle of this approach is that the energy balance of plant leaves is very strongly dependent on the rate of evaporation, which in turn is strongly dependent on stomatal conductance (Jones, 1999b). Indeed, screening for stomatal behaviour using infrared imaging techniques has previously been used in laboratory screens for ABA-insensitive mutants in barley (Raskin and Ladyman, 1988) and for studying the stomatal functionality of Arabidopsis mutants (Gray et al., 2000). The technique can also be used as an indicator of plant stress, the precision of which can be improved by the use of wet and dry reference surfaces for calibration (Jones, 1999a, b). This allows a linear, 1 : 1, relationship between stomatal conductance measured by porometry and that calculated from thermograms to be demonstrated in the laboratory (Fig. 4). Thermal imaging could usefully be applied to Bala and Azucena to characterize their different relationships between plant water status (and importantly soil water status) and stomatal function. A problem with the application of thermal imaging techniques in the field is that the relationship between leaf or canopy temperature and stomatal conductance is very dependent on the other environmental conditions (humidity, radiation, windspeed, etc.). Preliminary field experiments, however, suggest that such an approach could also be applicable in the field. This is because in a comparative screening trial with repeated controls, absolute calibration of the images is not necessary, one is primarily concerned with differential responses. A major advantage of thermal imaging as opposed to the use of infrared thermometry or porometry to measure stomatal conductance Fig. 4. The 1 : 1 linear relationship obtained between leaf conductance of Phaseolus vulgaris estimated from porometry measurements and that calculated from thermograms immediately prior to the use of the porometer. The calculations were based on calibration values obtained for wet benchcoteTM (Whatman Ltd), dry benchcote and benchcote covered with surgical dressing ($ and n) or calculated from measurements made on another day under the same conditions using wet and dry benchote only (s); (from Jones, 1999a). in the field is the shorter time required to obtain large numbers of data. Relative canopy temperatures of different plants in a mapping population could be measured in a few minutes, thereby avoiding the confounding effects of rapid changes of stomatal conductance in response to changes in microclimate such as windspeed or radiation which can occur when using slower techniques on large numbers of lines. Stable isotopes and the interaction between water use and mesophyll conductance Given the problems described above in relating root growth characteristics to QTL markers, one method allowing the source of water to be distinguished is the use of 18O (or 2H, D) as a tracer of water abstraction within the soil profile (Ehleringer and Dawson, 1992, see also reviews in Griffiths, 1998). However, this is dependent on a discernible signal between groundwater and surface, meteoric water, and that at any given field trial, groundwater is available and accessible (see problems at WARDA, above). The 18O signal is directly affected by evaporation, whether at the soil surface or at the leaf, and how this leaf signal may be used to augment carbon isotope discrimination measurements is discussed. Whilst providing an excellent marker for water use under semi-arid conditions, the carbon isotope signal in leaf organic material reflects a combination of stomatal and mesophyll processes (Table 2; Griffiths et al., 1999). In simplest terms, as long as the proportional drawdown of CO2 from ci (substomatal CO2 concentration) 1000 Price et al. to cc (CO2 concentration at Rubisco) is constant, then ci represents a good proxy for comparative water use measured by carbon isotope discrimination (D), and that calculated from stomatal conductance (Di). If, however, some of the morphological and biochemical constraints vary between the parent lines (such as leaf thicknessu rolling, or N contentuRubisco activity; Table 3), the mesophyll conductance will alter the additional drawdown to Rubisco and hence affect carbon isotope discrimination. The greater is the drawdown from ci to cc, the lower the discrimination expressed in organic material, or measured in real-time, when CO2 can be collected during on-line discrimination (Dobs). Under high temperatures, the impact of respiration and photorespiration become quantitatively greater at low rates of net CO2 uptake (Griffiths et al., 1999). A number of studies have suggested that leaf N is a good proxy for Rubisco activity, and the importance of evaluating Rubisco allocation and light use for rice in the field is discussed. One means of distinguishing the interplay between stomatally-led evaporative demands and internal mesophyll conductance is to analyse the 18O signal in leaf organic material or leaf water. The problem of analysing organic material is that the signal reflects primarily the environmental conditions during leaf expansion, rather than more immediately during an episodic drought, and so analyses of leaf water 18O content have been undertaken for the two parent lines under field conditions in WARDA. Despite the limited replication, there is evidence of a consistent difference between the two varieties (Fig. 5), with greater enrichment generally found in Bala rather than Azucena. Under laboratory conditions, a detailed study of the variation between on-line, instantaneous carbon and oxygen isotope discrimination would help to evaluate the different drought stress characteristics of parent lines at the leaf level (Harwood et al., 1998), while a survey of leaf water, anduor leaf organic material of the entire mapping population in a field trial, would help to distinguish the interplay between stomatal and mesophyll processes. Photosynthetic capacity and light utilization Under field conditions, irrigated rice shows a marked midday depression of photosynthesis, with leaf temperatures reaching 35–37 C for much of the day (Murchie et al., 1999). While there are implications for both losses of net C gain and increased photorespiration at this time, there was no evidence of long-term photoinhibition in this irrigated crop. However, it was speculated that in more marginal habitats, such as those where upland rice is grown, the loss in overall yield attributable to photoinhibition could be considerable (Horton and Murchie, 2000). Thus screening of Photosytem II fluorescence Fig. 5. 18O discrimination measured in water extracted from the youngest fully expanded leaves from Azucena (open bar) and Bala (hatched bar) plants grown under irrigation on three sites at WARDA in the dry season of 2001 (Bar \ standard error, n \ 3). Table 3. The link between stable isotope measurements 13C and 18O in organic material and real-time instantaneous discrimination during gas exchange and coupling to stomatal and mesophyll conductance, as well as environmental conditions and leaf ultrastructure as determinants of isotope composition and link to Rubisco activity (from Griffiths et al., 1999) Control of D CO2 supply and demand Long term N Augs Q ---- g h organic d13C Q (d18O,VPD-led) 13 Environmental conditions Instantaneous Di WUE Physiologicalumorphological correlates C,18O in CO2 Q ci gi O cc O Dobs 8 > > > > > > > < > > > > > > > : diffusive exchange cc RUBISCO CAPACITY (Photo)respiration refixation and exchange 8 > > > > > > > > > < > > > > > > > > > : Life formustrategy SLM chlorophyll Leaf N Ash content 8 > > > > > > > > > > > < > > > > > > > > > > > : VPD PPFD TEMPERATURE RAINFALL SOIL WATER DEFICIT SOIL STRENGTHu NUTRIENTS Rice drought resistance 1001 Conclusion Fig. 6. Pmax and Rubisco protein content determined for a new plant type (NPT) variety (IR65598–112–2) and IR72 for four leaves of different ages (from Horton and Murchie, 2000). characteristics, and the relationship between maintenance of electron transport and capacity for non-photochemical quenching of the mapping population under waterlimited conditions may provide another important marker of leaf-level drought tolerance characteristics. Photosynthetic capacity was also implicated as a key limitation to overall productivity in irrigated rice (Murchie et al., 1999; Horton and Murchie, 2000), and as such would contribute to the overall mesophyll conductance (Table 3). Despite this, during grain-filling a significant portion of chlorophyll and leaf N was lost from leaves, without a loss of photosynthetic capacity (Murchie et al., 1999), supporting the notion of leaf Rubisco as a store of mobilizable N. Rubisco content of a new plant type (NPT) rice variety was much higher than in IR72 (Fig. 6) apparently in excess of that needed to sustain photosynthesis, since NPT Pmax was actually lower than that of IR72. Varying the content of Rubisco may be an important strategy for ensuring adequate N reserves for grain fill in certain rice varieties (Horton and Murchie, 2000). In summary, the efficiency of light use will in part be determined by the canopy architecture (which differ markedly between Bala and Azucena), with leaf angle and orientation both important to reduce self shading and optimizing the use of available Rubisco, but perhaps at the expense of photoinhibitory losses under droughtstressed conditions. In determining the trade-off between maintaining yield and tolerance to drought, it would be important to include additional measurements of chlorophyll fluorescence, photosynthetic capacity and N allocation to evaluate the mapping population of upland rice. New developments in plant biology open the opportunity to investigate the mechanisms of drought resistance in a more holistic way than in the past. If advances in the use of stable isotopes and infrared thermometry can be combined with advances in understanding of the fundamental biochemical processes underlying photosynthetic activity there are opportunities for great advancement. If this research is conducted in the context of genetic mapping on the model monocotyledon species, anduor combined with gene array technology, the outcomes may be even greater. The Bala Z Azucena population offers exciting challenges to both plant physiologists and geneticists to collaborate in elucidating the importance of different mechanisms of drought resistance in the context of contrasting droughting environments and to make real progress in identifying genomic regions (for breeders) or even candidate genes involved in these crucial processes. Progress made using this approach for rice, will lead to equivalent opportunities in other crops. Acknowledgements Most of the work on Bala and Azucena presented here has been conducted under projects funded by the UK Department for International Development (DFID), Plant Sciences Programme. This paper uses some previously unpublished data for which A Price would like to acknowledge the following; Brigitte Courtois (IRRI), Alain Audebert and Monty Jones (WARDA) for the collaboration on the field evaluation of the population; John Townend (Aberdeen), Katherine Steele, John Gorham, Julian Bridges (Bangor, UK), and Lawrence Clarke (IACR Rothamsted, UK) for the collaboration on root screening; Alain Audebert and Chris Mullins (Aberdeen) for the ongoing work on soil physical properties and root growth. We are grateful to Gary Lanigan and Nick Betson for analysing the 18O data. References Aiken RM, Smuker AJM. 1996. Root system regulation of whole plant growth. 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