JOURNAL OF MEMORY AND 27,429-446 LANGUAGE Lexical Ambiguity (1988) and Fixation Times in Reading SUSAN A. DUFFT Amherst College AND ROBIN K. MORRIS AND KEITH RAYNER University of Massachusetts, Amherst Readers’ eye movements were recorded as they read sentences containing lexically ambiguous words or unambiious control words. The ambiguous words had either two equally likely interpretations (equibiased words) or one highly dominant interpretation (non-equibiased words). On half the trials a preceding clause disambiguated the ambiguous word, while in the remaining trials the disambiguating clause followed the target word. Gaze durations on the target word and reading times on later parts of the sentences varied as a function of the type of target word (ambiguous or control), the type of ambiguous word (equibiased or non-equibiased), and the location of the disambiguating clause. The data from the study support a model in which more that one meaning of an ambiguous word is automatically activated, but degree of activation is influenced by frequency and prior context. 0 1988 Academic press, Inc Research on lexical ambiguity has focused on two general questions. First, what meaning or meanings are retrieved during the initial lexical access process for an ambiguous word? Second, what effect does preceding sentence context have on the access process? In discussing these questions, we will differentiate between two This research was supported by Grants BNS8510177 from the National Science Foundation and HD17246 from the National Institutes of Health and was carried out while the first author held an NIMH post-doctoral fellowship at the University of Massachusetts. The manuscript was written while the first author was supported by Grants BNS83-17900 from the National Science Foundation and 1 ROl MH40029 from the National Institute of Mental Health. Portions of this data were presented at the London meeting of the Experimental Psychology Society, January 1988. We thank Chuck Clifton, Don Fisher, and Lyn Frazier for their comments on the paper. Requests for reprints should be addressed to Susan A. DufFy, Department of Psychology, Amherst College, Amherst, MA 01002. kinds of encounters with ambiguous lexical items: an encounter in which the ambiguous word is not preceded by useful disambiguating context and an encounter in which the ambiguous word is preceded by disambiguating context. No prior disambiguating context. Recent research has converged on a two-stage model to account for the processing of ambiguous words which are ambiguous when encountered. In the lexical access stage, all meanings of an ambiguous word are initially accessed. In the subsequent selection stage, one meaning is selected. The timing of access seems to depend on the relative frequency of the various meanings. For ambiguous words with two equally likely meanings (equibiased), the two meanings are accessed simultaneously (Seidenberg, Tanenhaus, Leiman, & Bienkowski, 1982; Swinney, 1979). For ambiguous words with one likely and one very unlikely meaning (non-equibiased), although both meanings 429 0749-596X/88 $3.00 Copyright All rights 8 1988 by Academic Press. Inc. of reproduction in any form reserved. 430 DUFFY, MORRIS, are accessed (Onifer & Swinney, 1981), the dominant meaning becomes available earlier that the non-dominant meaning (Simpson & Burgess, 1985). Thus, under this model, the meanings of an ambiguous word are accessed exhaustively in order of frequency. This exhaustive access process is followed by selection of one meaning, which can be accomplished within 200 ms (Seidenberg et al., 1982; Swinney, 1979). Subsequent disambiguating information may cause a reanalysis of the ambiguous word if the inappropriate meaning has been selected. Such a model of the processing of lexical ambiguity suggests that equibiased ambiguous words should take longer to process than unambiguous words and non-equibiased ambiguous words. There are at least two reasons why increased processing time might be required. First, retrieving two equally likely meanings from the lexicon may be more time consuming than retrieving one or than retrieving a set of meanings in which one is highly dominant. Second, post-access integration processes may be more time consuming when two meanings become available at the same time because the appropriate meaning must be selected. This selection process may involve an attempt at integrating each meaning with the context to see which is more appropriate. Such a selection process is not required for words with one meaning and may not be required for non-equibiased words for which the dominant meaning becomes available first. This model also predicts that if selection is carried out immediately, then the inappropriate meaning will be selected on some proportion of the trials. This results in the need for time consuming reanalysis once the disambiguating information is encountered. Rayner and Duffy (1986) tested the hypothesis that ambiguous words require more processing time than unambiguous words when preceded by neutral context. They monitored eye movements while subjects read sentences containing either am- AND RAYNER biguous words or control words matched for length and frequency. Two kinds of ambiguous words were used: equibiased and non-equibiased. Disambiguating information followed the ambiguous words; thus the words were ambiguous when first encountered and only disambiguated by later sentence content. Rayner and Duffy found that gaze durations on the equibiased ambiguous words were longer than on their corresponding controls; gaze durations on the non-equibiased ambiguous words did not differ from their controls. Overall, these results strongly support the claim that both meanings of an equibiased ambiguous word are initially accessed. If only one meaning was accessed, then one would not expect lengthened gaze durations on these words. Rayner and Duffy also found that subjects spent more time reading the disambiguating region of the sentence when it followed an ambiguous word than when it followed a control word. In their experiment, the disambiguating information was always congruent with the less dominant meaning of the ambiguous target words, so this finding is consistent with the claim that readers select one meaning very quickly. That is, in many cases the reader selected the wrong meaning initially and a time consuming reanalysis was then required when disambiguating information was encountered. For the non-equibiased ambiguous words, readers would be expected always to choose the wrong meaning (i.e., the dominant meaning); whereas for the equibiased ambiguous words, readers would be expected to choose the wrong meaning about half the time. In support of this interpretation, Rayner and Duffy found that time spent on the disambiguating region was longer for the non-equibiased than for the equibiased ambiguous words. Rayner and Duffy (1987) also obtained this pattern when the disambiguating information was congruent with the less frequent meaning for non-equibiased ambiguous targets. As expected, they found that readers did not LEXICAL AMBIGUITY spend longer reading the disambiguating region when it was congruent with the dominant meaning of the non-equibiased ambiguous targets. Prior disambiguating context. While the evidence seems to converge on an exhaustive access model for ambiguous words preceded by a neutral context, the picture is less clear for the processing of ambiguous words preceded by disambiguating context. There are two kinds of models of how prior disambiguating information could affect the initial processing of an ambiguous word. These models differ in their assumptions about the effect of context on the lexical access process for ambiguous words. Under the assumptions of selective access models, prior disambiguating information provides enough information to allow access of only the appropriate meaning of the word. Under exhaustive access models, all meanings are accessed as long as prior disambiguating information does not contain a word which strongly primes one meaning of the ambiguous word. Two versions of the exhaustive access model are relevant here. Under the autonomous access model, prior disambiguating context has no effect at all on the access process (unless the context contains lexical items which strongly prime one meaning). The access process proceeds exactly as it would when preceded by neutral context. This model has been supported by a variety of cross-modal priming studies involving both lexical decision for equibiased (Swinney, 1979) and non-equibiased (Onifer & Swinney, 1981) ambiguous words and naming for equibiased ambiguous words (Seidenberg et al., 1982). In all of these studies, facilitation was found for target words related to both meanings of the ambiguous word relative to a neutral target word. Under a second exhaustive access model, which we will label the reordered access model, it is assumed that prior disambiguating context does affect the access AND FIXATIONS 431 process by increasing the availability of the appropriate meaning without influencing the alternative meaning. Thus, the appropriate meaning for equibiased words would be expected to become available earlier than the inappropriate meaning (in essence, the equibiased word becomes non-equibiased). For the case in which the appropriate meaning is the less frequent meaning of a non-equibiased word, the model would predict that this less frequent meaning would become available earlier than usual, possibly simultaneously with the more frequent meaning. Such a model was proposed by Carpenter and Daneman (1981) to account for pronunciation patterns in a study in which subjects read aloud sentences containing ambiguous words whose two alternative interpretations involved two different pronunciations (e.g., bow, lead). More recently, Simpson (1984) has argued for such a model based on an extensive review of the literature on lexical ambiguity. In presenting this model, we are deliberately avoiding a specification of the mechanisms by which context affects access. We will take up this issue in more detail in the General Discussion. The selective access model has received support from two recent studies. Glucksberg, Kreuz, and Rho (1986) argued for this model using the results of a cross-modal priming study involving lexical decision in which the critical targets were non-words. These non-words resembled words whose meanings might be primed by the ambiguous word in the sentence (e.g., paimoe resembles piano). Interference in responding “no” to these non-words was taken as evidence that the corresponding meaning of the ambiguous word had been activated. Glucksberg et al. found such interference only for the appropriate meaning of nonequibiased ambiguous words even when the appropriate meaning was the less frequent meaning (but see Burgess, Seidenberg, & Tanenhaus, 1986). Van Petten and Kutas (1987) also recently argued for this model using evidence from a study in 432 DUFFY, MORRIS, which event-related brain potentials (ERPs) were measured as subjects read sentences containing lexically ambiguous target words. The current study. Data relevant to these models were collected using a natural reading situation in which subjects’ eye movements were monitored as in the Rayner and Duffy (1986) study. In the current study the stimulus sentences were all composed of two clauses. One clause contained the target word and the other clause contained disambiguating information. The order of the two clauses could be reversed, allowing the disambiguating context either to precede or to follow the target word. Target words were either ambiguous words or unambiguous matched controls. Both equibiased and non-equibiased ambiguous words were included. When the target word was a non-equibiased ambiguous word, the disambiguating information always selected the less frequent meaning. Example sentences from all of the conditions are given in Table 1. Reading times in three regions of each sentence were scored: the gaze duration for the initial encounter of the target word, the time spent AND RAYNER reading the words following the target word to the end of the clause containing the target word (post-target region), and the time spent reading that portion of the other clause which contained the disambiguating information (disambiguating region). We assume that these measures reflect different aspects of the processing of the target words. Gaze duration on the target word itself reflects the lexical access process; additionally, it is likely to reflect at least some of the process of integrating the meaning of the word with the prior sentence context (Schustack, Ehrlich, & Rayner, 1987). We assume that access is completed before the reader moves the eyes away from the target word, but the integration process may not be (Rayner and Duffy, 1986). Thus, time spent reading the region immediately following the target word does not reflect the initial access process. It reflects the process of integrating the target word’s meaning with the rest of the sentence context. When the target word is ambiguous and two meanings have been accessed, the integration process may include an attempt at integrating both meanings with the context, followed by a selection among those meanings. AlternaTABLE 1 tively, if only one meaning is being considEXAMPLESENTENCES ered, the integration process may include a Equibiased second access of the target word if the Ambiguous Before: Because it was kept on the reader discovers that the initially selected back of a high shelf, the meaning is inappropriate. Finally, time pitcher (whiskey) was often spent on the disambiguating region when it forgotten. Ambiguous After: Of course the pitcher follows the target word will reflect addi(whiskey) was often fortional integration processes, possibly ingotten because it was kept cluding another accessof the target word if on the back of a high shelf. the wrong meaning has been initially selected. Non-equibiased Ambiguous Before: When she finally served it to The three models discussed earlier make her guests, the port (soup) different predictions for the pattern of gaze was a great success. durations on the target word and for the Ambiguous After: Last night the port (soup) time spent following the target word in was a great success when those conditions in which the disambigshe finally served it to her guests. uating context precedes the target word. We will focus first on gaze durations on the Note. The ambiguous target word is italicized. The target words. corresponding control word is included in parentheses. Target word efsects. Rayner and Duffy LEXICAL AMBIGUITY (1986) found that gaze durations were lengthened on equibiased ambiguous targets when no disambiguating context preceded the targets. However, gaze durations were not lengthened for non-equibiased ambiguous targets. If preceding context in general has no effect on the process of lexical access, as predicted by the autonomous access model, then a similar lengthening should be found for equibiased ambiguous targets when preceded by disambiguating context. According to this model, the lengthened durations reflect either the time to access two meanings, to select among the meanings, or both. This access of two meanings and selection among them must occur even in the presence of disambiguating context. If the simultaneous access of two meanings accounts for the lengthened gaze durations, then the same effect should be found for the equibiased ambiguous targets preceded by disambiguating context. If the selection process accounts for the lengthened gaze durations, then the effect may be smaller because it may be easier to make the selection when there is disambiguating context than when there is neutral context. Nevertheless, since the control words do not require this selection among different meanings, the autonomous access model predicts some effect of ambiguity for the equibiased ambiguous targets. If the gaze duration is reflecting some selection and integration processes, then the autonomous access model also predicts that the time spent on the non-equibiased ambiguous targets should be lengthened. In this experiment, the disambiguating context always selected the less likely meaning of the nonequibiased target words. Thus, when disambiguating context precedes such a target, the first meaning which becomes available is inappropriate, and a time consuming reanalysis is required. In summary, the autonomous access model predicts longer gaze durations on both non-equibiased and equibiased ambiguous targets compared to their controls. AND FIXATIONS 433 The reordered access model predicts a different pattern of results. Since context is assumed to increase the availability of the appropriate meaning, the equibiased words now resemble non-equibiased. That is, the appropriate meaning becomes available before the inappropriate. As a result, lexical access time is not increased and no subsequent selection process is required; the first meaning is simply integrated with the prior context as it is for single-meaning control words. Thus, this model predicts no difference in gaze durations of equibiased ambiguous words and their controls when disambiguating context precedes the target word. In contrast, the non-equibiased ambiguous target words preceded by disambiguating context should resemble the equibiased preceded by a neutral context. The disambiguating context causes the less frequent meaning to be more available than usual while having no inhibiting effect on the more frequent meaning. As a result on some trials both meanings will become available close enough in time to slow the access process and/or require a selection between meanings. On other trials the inappropriate meaning will still become available first, resulting in a time consuming attempt at integrating the inappropriate meaning. In either case, gaze durations on non-equibiased ambiguous targets preceded by disambiguating context should be longer than those on their controls. In summary, the reordered access model predicts longer gaze durations on non-equibiased ambiguous words compared with their controls and no difference between gaze durations on equibiased ambiguous words and their controls. The selective access model does not readily lend itself to straightforward predictions about gaze durations on the ambiguous target words when preceded by disambiguating context. The mechanisms by which context allows one meaning to be ignored altogether await specification. The finding of no effect of ambiguity on gaze durations on targets when preceded by dis- 434 DUFFT, MORRIS, ambiguating context would be consistent with the claims of this model, however; it would also provide evidence against the other two models. Post-target region efsects. The pattern of time spent on the post-target region when disambiguating information precedes the target word is also relevant to distinguishing among the three models. Time spent on this region should reflect any remaining difficulty the reader has in disambiguating the target. The autonomous access model could most easily account for evidence of difficulty in this region following both kinds of ambiguous targets. In the case of equibiased targets, the reader may initially attempt to integrate the inappropriate meaning as part of the selection process. In the case of non-equibiased targets, the reader should in most cases be trying to integrate the inappropriate meaning or to recover from the failure of the integration attempt. The reordered access model predicts no evidence of difficulty for an equibiased target word because the appropriate meaning becomes available first. It can, however, account for evidence of difficulty in the region following non-equibiased ambiguous targets because an initial attempt to integrate the inappropriate meaning may be made. The selective access model predicts no more evidence of difIiculty in this region when it follows either kind of ambiguous target than when it follows a control target. In both cases, the appropriate meaning is accessed, and integrating it should be straightforward . In addition to providing information about the processing of ambiguous targets when preceded by disambiguating context, the current experiment also replicates the conditions in Rayner and Duffy (1986) in which disambiguating information always followed the target words. In the sentences used by Rayner and Duffy, however, the disambiguating information followed the target words fairly immediately. Thus, it AND RAYNER was not possible to determine whether the initial processing of an ambiguous word spilled over into subsequent fixations. In the current experiment, disambiguating information appeared in a separate clause, and the target words were always followed by several words which completed the target word clause and which were neutral with respect to the alternative meanings of the ambiguous word. This gave us the opportunity to observe whether the processing of ambiguous words spills over as the reader goes on to the rest of the clause. METHOD Subjects Forty members of the University of Massachusetts community were paid to participate in the study. They were all native English speakers, had normal uncorrected vision, and were naive with respect to the purpose of the study. Procedure When a subject arrived for the experiment, a bite bar was prepared which served to eliminate head movements. The eyetracking system was then calibrated for the subject. This initial calibration process took approximately 5 min. Subjects were then told that the experiment dealt with where readers look during reading. They were told that they should read each sentence for comprehension, and that they would periodically be asked to respond to yes/no comprehension questions asked by the experimenter. Subjects were encouraged to read as they would normally read, including rereading the sentence if desired. At the start of each trial left and right tixation crosses were displayed. The subject was instructed to look at the left fixation cross, which marked the position of the first letter of the sentence. Once the subject had fixated the left cross the experimenter presented the sentence. After reading the sentence, the subject pushed a button which erased the sentence from the LEXICAL AMBIGUITY screen. The experimenter asked comprehension questions after every fourth question, on average. Subjects were able to answer these questions correctly about 90% of the time. Apparatus Eye movements were recorded by a Stanford Research Institute Dual Purkinje Eyetracker. Viewing was binocular with eye location recorded from the right eye. The eyetracking system was interfaced with a Hewlett-Packard 2100A computer that ran the experiment. The position of the subject’s eye was sampled every millisecond by the computer, and a determination of the location of the eye was made every 4 ms. The eyetracker has a resolution of 10 min of arc, and the sentences were presented over two or three lines, with up to 42 characters on a single line. The sentences were presented on a Hewlett-Packard 1300-A cathode ray tube (CRT) which was also interfaced with the computer. The subject’s eyes were 46 cm from the CRT, and three characters equalled 1 degree of visual angle. The characters were presented in lower case (except for the first letter of the sentence) and were made up from a 5 x 7 dot matrix. The CRT was covered with a dark theatre gel so that the characters appeared very clear to the subjects. Materials Norming data were collected for 110 ambiguous lexical items. Three lists of words were constructed for the norming task. Two of the lists contained 75 words each; 50 ambiguous items and 25 unambiguous filler items. A third list contained 34 items; 10 new ambiguous items, 12 ambiguous items repeated from the first two lists for which additional data were needed, and 12 unambiguous filler items. Eighty-eight undergraduate students at the University of Massachusetts participated in the norming task. Each subject was given one list of words to evaluate. For AND FIXATIONS 435 each word, they were instructed to write down the first associated word that came to mind, and then to use the original word in a sentence. These two tasks provided information about frequency of meaning and part of speech for each ambiguous word. Eighteen equibiased and eighteen nonequibiased ambiguous lexical items were chosen for the present experiment using the norming data. The dominant meaning for the equibiased items had a probability range of 0.48-0.69, with a mean of 0.57. The dominant meaning for the non-equibiased items had a probability range of 0.80- 1JO, with a mean of 0.93. Each ambiguous word was paired with an unambiguous control word which was matched for length in letters, and for frequency using the Kucera and Francis (1967) norms. For each word pair, two sentence frames were constructed. Each member of the pair fit smoothly into each sentence frame. For the non-equibiased words, the intended meaning was always the less dominant meaning listed in the norms. For the equibiased, the intended meaning was always the dominant meaning. Under ideal conditions, of course, neither meaning would be more dominant for the equibiased nouns. We found very few nouns for which this was the case. As indicated above, we allowed the probability of the less likely meaning to range as low as 0.31 for the equibiased targets. We worried that for some subjects, some of the equibiased words would actually by non-equibiased. Because we did not want the data for the equibiased condition to reflect a mix of access of likely and unlikely meanings, the intended meaning was always the more dominant meaning. Each sentence was made up of two clauses that could be reversed, with minimal change in the wording of the sentence, and still maintain the grammatical and semantic integrity of the sentence. The clause which contained the target word was neutral with respect to the meaning of the ambiguous target. All disambiguating informa- 436 DUFFY,MORRIS,ANDRAYNER tion was contained in the other clause. Because the clause order could be switched, disambiguating information appeared either before or after the target word. A complete list of stimulus sentences is given in the Appendix. The stimuli were arranged in four materials sets. Both sentence frames for each word pair appeared in all four sets, as did all of the ambiguous and control target words. In the first materials set, half of the pairs of sentence frames associated with the equibiased targets and half associated with the non-equibiased targets were arranged with the disambiguating clause preceding the target clause (the Before condition); the remaining half were arranged with the disambiguating clause following the target clause (the After condition). Then for each pair of sentence frames, the appropriate ambiguous target word was inserted into one member of the sentence pair; the corresponding control target word was inserted into the other member of the pair. The complete sentences were then randomly ordered with the constraint that members of a sentence pair could not appear close to one another. The second materials set was created by simply reversing the assignment of ambiguous and control targets to sentence frames. Materials sets three and four were created from the first two by reversing the order of clauses in the sentence frames. Thus, there were a total of eight withinsubjects conditions formed by the crossing of three factors: target word type (ambiguous or control), bias of target word (equibiased or non-equibiased), and location of disambiguating information (before or after target clause). A given subject saw 72 experimental sentences, 9 sentences in each of the 8 conditions. These were preceded by 4 practice sentences. RESULTSANDDISCUSSION Measures of processing time for three regions in each sentence were calculated: the target word itself, the region from the end of the target word to the clause boundary, and the disambiguating region. The gaze duration on a target word was calculated by summing all consecutive fixations made on the target word beginning with the first fixation on the word and ending with the last fixation before the eyes moved on to another word. Thus gaze duration is a measure of time spent fixating the target word on first encounter. It does not include any regressions to the target from elsewhere in the sentence. If the target word was not directly fixated, then the closest fixation within four character spaces to the left and one to the right of the word was counted as the fixation during which the target word was processed. This procedure was based upon research demonstrating that the perceptual span is asymmetric, wider to the right of fixation than to the left, and that readers are able to obtain lexical information from words beginning less than six character spaces to the right of fixation (see Rayner, 1984). A total of 10% of the trials yielded unusable data for the gaze duration analysis due to track losses or the lack of a fixation near the target word. In addition, another 5% of the data were eliminated because gaze durations on the target were less than 150 ms. In cases where readers make such short fixations on a word, it is highly likely that much of the processing associated with that word was done on the prior fixation (Morrison, 1984). Time spent on the post-target region was calculated as the sum of all fixations beginning with the fixation which followed the last fixation on the target word and ending either when the subject went on to the next clause (when the region was in the first clause of the sentence) or when the subject pressed the response button to erase the sentence (when the region was in the second clause of the sentence). This sum can be thought of as the total time needed to understand the information in the posttarget region in the context of the information which preceded it in the sentence. This LEXICAL AMBIGUITY sum included any regressions made from the region to other parts of the sentence. Regressions were not treated separately because we wanted a measure of the time needed to comprehend the post-target information regardless of where the eyes were moved to achieve comprehension. Because the length of the post-target region varied across sentences, the sum was divided by the number of characters in the post-target region to yield a millisecond per character measure. The third region was the disambiguating region, defined as the region which began with the word in the disambiguating clause which first disambiguated the ambiguous target word and extending to the end of the clause. Time spent on the disambiguating region was calculated as the sum of all fixations beginning with the first fixation in the disambiguating region and ending either when the subject moved on to the second clause (in the Before condition) or when the subject pressed the response button (in the After condition). This sum included any regressions from that region to any other part of the sentence. The sum was divided by the number of characters in the disambiguating region to yield the millisecond per character measure. Gaze durations. Mean gaze durations for the target words are presented in Table 2.’ An overall analysis of variance indicated that more time was spent on ambiguous words compared with their controls [F1(1,39) = 5.44, MS, = 1677, p < .024; ZQ(1,70) = 8.11, MS, = 1099, p < .006]. The size of this effect varied, as indicated by a three-way interaction between word type, bias, and position of disambiguating information [&‘1(1,39) = 7.60, MS, = 912, p < .009; F2(1,70) = 4.36, MS, = 983, p < .04]. Pairwise comparisons of the ambig’ It should be noted that the same pattern of results was obtained when the duration of the first fixation on the target word was examined. However, since gaze duration represents the total amount of time that the reader fwates on the target word on first encounter, we will limit our discussion to that measure. AND FIXATIONS 437 uous targets with their controls indicated that the mean gaze duration on the equibiased ambiguous words in the After condition was longer than on their controls [F1(1,39) = 4.96, MS, = 1384, p < .03; K!(1,35) = 4.48, MS, = 1297, p < .04]. Time spent on the non-equibiased ambiguous targets did not differ from that on their controls (both F’s < 1). The pattern changed in the Before condition. The equibiased ambiguous mean did not differ from its control (both F’s < 1). However, more time was spent on the non-equibiased ambiguous targets than on their controls [F1(1,39) = 5.70, MS, = 1615, p < .021; E?!(1,35) = 6.06, MS, = 1153, p < .018]. The pattern of results in the After condition replicated that of Rayner and Duffy (1986). Gaze durations on the equibiased ambiguous targets were lengthened, presumably because of the initial access and/ or integration of two meanings. Gaze durations on the non-equibiased targets were not longer than on their controls because the most likely meaning was made available first and was integrated with the prior context before the second meaning became available; thus a time consuming selection process was avoided. In contrast to the pattern of results in the After condition, in the Before condition it was the non-equibiased ambiguous words which provided evidence of processing difficulty. The equibiased target words were no more time consuming to process than their controls. This is exactly the pattern predicted by the reordered access model. Under this model, prior disambiguating context serves to increase the availability of the appropriate meaning without inhibiting the inappropriate meaning. As a result, for the equibiased ambiguous targets, the appropriate meaning becomes available first and the word is processed as though it had only one meaning. For the non-equibiased ambiguous targets, the inappropriate meaning becomes available earlier than usual (since it is the less frequent meaning). As a result, both meanings are 438 DUFFY, MORRIS, AND RAYNER TABLE 2 MEAN GAZE DURATIONS (IN MS) ON TARGET WORDS Position of disambiguating clause Before Equibiased Non-equibiased After Ambiguous Control Ambiguous Control 264 276 264 255 279 261 261 259 likely to become available simultaneously. The availability of two meanings causes processing difficulty here as it does for the equibiased ambiguous words in the After condition. This pattern of gaze durations is not consistent with the original predictions of the autonomous access model. This model is able to account for the pattern in the After condition by assuming that multiple meanings only cause processing difficulty when they become available simultaneously (or close enough in time that the integrative process is forced to make a selection among meanings). As a result, there is evidence of processing difficulty for the equibiased ambiguous targets in the After condition but not for the non-equibiased ambiguous targets. The model has trouble accounting for the reversal of the pattern in the Before condition. Under this model, access of meaning is not modified by the disambiguating contexts used here. As a result, since processing two meanings causes difliculty for the equibiased ambiguous targets in the After condition, then it should also cause difficulty in the Before condition. Although the selection process may be easier in the Before condition because of the presence of clearly disambiguating prior context, nevertheless a selection process should be required. One might try to account for the lack of effect of ambiguity in the equibiased Before condition by claiming that most unambiguous words have several senses. Thus, the control word times include time to select among senses. Given this assumption, however, it would be difficult to account for the difference which does exist between the equibiased ambiguous targets and their controls in the After condition. Post-target region. Time spent on the post-target region is presented in Table 3. An overall analysis of variance indicated that subjects spent more time in this region when the disambiguating clause preceded the target word and the post-target region ended the sentence [F1(1,39) = 39.2, MS, = 744, p -=c.OOl; E2(1,70) = 130.0, MS, = 205, p < .OOl]. This effect may reflect end of sentence wrap-up processes (Just & Carpenter, 1980). In addition, because the measure includes time spent on regressions from the post-target region, this effect may reflect the fact that there are more words to which regressions can be made when the region ends the sentence. Within the equibiased condition, there was no difference in time spent in the post-target region as a function of word type [Fl < 1; F2( 1,35) = 1.14, MS, = 67, p > .29]. Thus, the initial processing of equibiased ambiguous words did not spill over to the next few fixations. For the non-equibiased condition, word type interacted with position of disambiguating information; this was significant within the subjects analysis [Fl(1,39) = 4.78, MS, = 73,~ < .033;&?2(1,35) = 1.95, MS, = 134,p < .17]. Pairwise comparisons indicated that readers spent longer in this region only when the disambiguating information preceded the target word [Fl( 1,39) = 4.08, MS, = 111, p < .05]. There was no evidence that the initial access and integration in the absence of dis- LEXICAL AMBIGUITY 439 AND FIXATIONS TABLE 3 MEAN TIME (IN MS PER CHAMCTER) SPENT ON THE P’~sT-TARGET REGION Position of disambiguating clause Before Ambiguous Equibiased Non-equibiased 51 59 ambiguating context spilled over into the post-target region. This is reasonable given that the target words were on average preceded by only 2.6 words in the After condition. Thus, there was very little context to evaluate, and it was consistent with either meaning. The pattern of results in the Before condition is easily accounted for by the reordered access model. In the case of the equibiased ambiguous target, the appropriate meaning has become available first. It is integrated smoothly with the prior context. As a result , there is no evidence of integration difficulty in the post-target region. In the case of the non-equibiased ambiguous target, the reader is likely to be working with the inappropriate meaning either because it was the first accessed or because it became available along with the appropriate meaning. As a result, the integration process becomes more difficult. The other two models have more trouble accounting for the full pattern. The autonomous access model can account for the evidence of difficulty for the non-equibiased ambiguous words. Some evidence of difficulty in the equibiased ambiguous condition would be more consistent with the model, since both the inappropriate and appropriate meanings have been accessed. The selective access model predicts no evidence of difficulty in the post-target region because the appropriate meaning is always accessed. Disambiguating region. Time spent in the disambiguating region is presented in Table 4. Within the Before condition, there After Control 50 54 Ambiguous 35 33 Control 3s 34 were no significant effects (all F’s < 1). This is reasonable since the ambiguous and control conditions were identical to this point. The pattern of means in the After condition replicates that of Rayner and Duffy (1986). Readers spent longer on this region when it followed an ambiguous word than when it followed a control word [F1(1,39) = 15.20, MS, = 313, p < .OOl; F2(1,70) = 10.19, MS, = 305, p < .003]. Subjects also spent more time on the nonequibiased disambiguating regions, whether they followed an ambiguous or control word [F1(1,39) = 22.13, MS, = 95, p < .OOl; F2(1,70) = 3.27, MS, = 1399, p < .072]. This seems to reflect a difference in the actual items used in the equibiased and non-equibiased conditions. Although the effect of ambiguity was larger in the non-equibiased condition than in the equibiased, replicating Rayner and Duffy (1986), the interaction of word type and bias did not reach significance. The finding that readers spent longer on the disambiguating region when it followed an ambiguous target word is easily accounted for by all of the models. When the disambiguating information follows the target word, the context preceding the ambiguous target is neutral with respect to the appropriate meaning. As a result the reader will frequently initially select the inappropriate meaning of the ambiguous word. In the case of the equibiased targets, one would expect readers to have selected the inappropriate meaning about half the time. In the case of the non-equibiased ambiguous targets, one would expect readers to 440 DUFFY, MORRIS, AND TABLE RAYNER 4 MEAN TIME (IN MS PER CHARA~ER) SPENT ON THE DISAMBIGUATING REGION Positionof disambiguating clause Equibiased Non-equibiased Before Ambiguous 36 37 have selected the inappropriate meaning on almost all of the trials. Thus, a time consuming reanalysis is frequently required once the disambiguating region is encountered. GENERAL DISCUSSION The results of the present experiment are relevant to a number of issues concerning lexical ambiguity. We will discuss, in the following order, the relevance of the data for (1) comparing exhaustive vs. selective access models, (2) mechanisms for context effects, and (3) the locus of the increased gaze durations for equibiased ambiguous words preceded by neutral context and for non-equibiased ambiguous words preceded by disambiguating context. Exhaustive vs. selective models. Although the selective access model has received some recent support in the literature (Glucksberg et al., 1986; Van Petten 8z Kutas, 1987), it does not easily account for the full pattern of data presented here. First, it does not give a well-motivated account of the shift in the pattern of gaze durations on the target words themselves in the Before vs. After conditions. Second, because it predicts that disambiguating context allows the selective access of the appropriate meaning, it cannot account for the evidence of difficulty in the post-target region following the non-equibiased ambiguous targets in the Before condition. The data support an exhaustive model of lexical access for ambiguous nouns whether preceded by neutral or disambig- After Control 36 36 Ambiguous 57 68 Control 50 54 uating context. Under such a model, it is assumed that all meanings of an ambiguous word are activated during the access process. As a result, the integration process which follows access must frequently select the appropriate meaning. The particular exhaustive access model which best accounts for the current data is one in which it is assumed that access takes place over time, with both frequency of meaning and prior context influencing the time at which a particular meaning becomes available for use by the integration process. When the ambiguous word is preceded by neutral context, only frequency of meaning influences the timing of access. Thus, in the case of equibiased ambiguous nouns, two equally likely meanings become available close enough in time that the integration process must carry out a time consuming selection between them. This is reflected in longer gaze durations on these targets. In the case of non-equibiased ambiguous nouns, the dominant meaning becomes available so much earlier than the other meanings that the integration process proceeds with the dominant meaning; the other meanings become available too late to be considered. As a result, gaze durations are not lengthened on these targets. When the ambiguous word is preceded by a disambiguating context (which does not contain any strong priming word), the timing of access is influenced both by frequency and context. Thus, equibiased ambiguous targets become non-equibiased, with the appropriate meaning becoming available earlier than other meanings. As a LEXICAL AMBIGUITY result, gaze durations are no longer lengthened on these targets. On some trials, the non-equibiased ambiguous targets may resemble equibiased targets, with the appropriate meaning and the dominant meaning becoming available close enough in time to require a time consuming selection. On other trials, the context may not be sufftcient to modify greatly the timing of access. On those trials, the integration process initially attempts to integrate the wrong meaning. The result of all of this is additional time spent both on the target word and in the post-target region. We have presented the reordered access model as a model in which frequency and prior context influence the time it takes a given meaning to become available for post-access processing. It is also possible to conceptualize this model as one in which frequency and context affect the amount of evidence accruing for each meaning of an ambiguous word. Under such a conceptualization, all meanings would become available simultaneously to post-access processing. Each meaning would be weighted, however, according to the evidence available to support it. Selection would be relatively fast when the evidence clearly supported one meaning; it would be slow when equal amounts of evidence accrued for both meanings. Under this conceptualization, gaze durations on equibiased ambiguous words in neutral contexts were long because there was little difference in the amount of evidence accruing for both meanings on the basis of frequency and context information. Gaze durations on non-equibiased ambiguous words preceded by disambiguating context were long because the evidence based on frequency strongly supported one meaning while the evidence based on context strongly supported the other meaning. The two conceptualizations of the reordered access model differ in their assumptions about what is delivered for post-access processing. Under both conceptualizations, however, it AND FIXATIONS 441 is assumed that all meanings of an ambiguous word are exhaustively accessed and that both frequency and context affect the output of lexical access. Mechanisms for context effects. A major assumption of the reordered access model is that a preceding disambiguating context can influence the lexical access process for ambiguous target words. Within the literature, there are two contrasting proposals about the mechanisms by which such context effects might occur. These proposals differ in their assumptions about the autonomy of lexical access (Forster, 1979). Under the assumptions of interactive models (e.g., Marslen-Wilson & Tyler, 1980), the outputs of syntactic and message level processing can influence the lexical access process. A reordered access model built on this assumption would make the claim that the final representation of the disambiguating information produced at the message level could influence the availability of the appropriate meaning of the ambiguous word. Such a model would violate the assumption of strict autonomy of lexical access. Autonomy of lexical access could be preserved if it is assumed that context influences access through priming resulting from an automatic spread of activation from semantically related entries in the lexicon (Forster, 1979). A reordered access model built on this assumption would claim that the disambiguating contexts contained lexical items which primed one meaning of the ambiguous word. The simplest form of intralexical priming is the doctor-nurse sort, demonstrated in experiments in which response time to a given target word is speeded when it is immediately preceded by a strong associate (e.g., Meyer & Schvaneveldt, 1971). We cannot appeal to this sort of priming, however, for two reasons. First, words which were obviously associated with one meaning of the ambiguous target word were avoided in creating the stimulus sentences. Second, 442 DUFFV, MORRIS, the context words which might potentially be primes were not immediately adjacent to the ambiguous target word. Recent research, however, has suggested more complex kinds of intralexical priming which might reasonably be involved here. Balota and Larch (1986) found that activation spread beyond the immediate associates of a word. In their naming task, lion primed stripes (presumably because of activation spreading through tiger which is associated with both). Thus, while our disambiguating contexts did not contain obvious direct associates of one meaning of the ambiguous target word, they may have contained lexical items which were indirectly associated. Foss (1982) found that the facilitating effect of a semantic prime decayed over time for unrelated lists of words but not for sentences. Thus, a priming word early in a sentence primed a related word 12 words away. Such an effect presumably occurs because the reader is holding in mind the important concepts from early in the sentence, and as a result, they continue to be activated in the lexicon. In summary, it is possible to create a reordered access model which either preserves the assumption of autonomy of lexical access or does not. The data we have presented here do not allow us to distinguish between the two forms of the model. Locus of gaze duration effect. A final question remains. Why were gaze durations lengthened for the equibiased ambiguous targets preceded by neutral context and for the non-equibiased ambiguous targets preceded by disambiguating context? As indicated earlier, this additional time could be spent in the lexical access stage, in the post-access stage, or both. Under the assumptions of the reordered access model, all meanings of an ambiguous word are accessed under all of the conditions used in this experiment. Thus, if accessing multiple meanings per se is time consuming, we should have found lengthened gaze durations across all conditions. Alternatively, access may become difficult AND RAYNER when two meanings become available simultaneously because processing capacity must be divided between the two meanings. If we think of access as an automatic process operating to activate meanings independently, however, this divided processing capacity account loses force. The point at which processing capacity may come in to play is at the postaccess stage. It is at this point that two simultaneously available meanings may divide capacity since some consideration must be given to both meanings and their relationship to the earlier sentence context. Thus, it seems most reasonable to assume that the additional time on the target words themselves is due to difficulty at the stage which follows lexical access. Conclusion. In summary, the results of the experiment reported here are best explained by a model which suggests that more that one meaning of an ambiguous word is automatically activated, but that the frequency of the alternative meanings influences processing. Likewise, contextual information influences processing by varying the availability of alternative meanings of ambiguous words. Our results are quite consistent with other data on lexical ambiguity collected using the crossmodal priming task (Onifer & Swinney, 1981; Seidenberg et al., 1982; Swinney, 1979) and eye movement recording (Carpenter & Daneman, 1981; Frazier & Rayner, 1987; Rayner & Duffy, 1986). However, the general conclusion that readers often access more than one meaning of a lexically ambiguous word stands in marked contrast to data collected in our laboratory dealing with syntactic ambiguity (Ferreira & Clifton, 1986, Frazier & Rayner, 1982; Rayner, Carlson, & Frazier, 1983; Rayner & Frazier, 1987). Here, the striking result is that readers are committed to a single interpretation of a sentence, and the alternative interpretation only becomes available when disambiguating information forces the reader to reparse the sentence. Frazier and Rayner (1987) have suggested LEXICAL AMBIGUITY that these differences may be due to the fact that in the case of syntactic ambiguity the reader must compute an interpretation on-line, whereas in the case of lexical ambiguity the reader looks up pre-stored interpretations. In any event, the contrast serves to demonstrate that all types of ambiguity in language are not treated the same way by the language processing system. APPENDIX List of Stimulus Sentences Note: Each ambiguous target word is italicized. Control words are enclosed in parentheses, Equibiased la. Although it was wrinkled and worn, his case (face) attracted attention. Of course his case (face) attracted attention although it was wrinkled and worn. lb. Although it had a unique, weathered appearance, his case (face) was ignored. Unfortunately his case (face) was ignored although it had a unique, weathered appearance. 2a. Because everyone agreed it was so well performed, the deed (skit) was widely publicized. Last year the deed (skit) was widely publicized because everyone agreed it was so well performed. 2b. Because it was performed so badly, the deed (skit) was criticized. Reportedly the deed (skit) was criticized because it was performed so badly. 3a. Because it was kept on the back of a high shelf, the pitcher (whiskey) was often forgotten. Of course the pitcher (whiskey) was often forgotten because it was kept on the back of a high shelf. 3b. Even though it had been in the refrigerator, the pitcher (whiskey) was warm. Unfortunately the pitcher (whiskey) was warm even though it had been kept in the refrigerator. 4a. Since it had been bruised in a fight, his chest (flesh) was discolored. Last month his chest (flesh) was discolored since it had been bruised in a fight. 4b. After admitting the injured man to the hospital, they found his chest (flesh) was burned. They found his chest (flesh) was burned after admitting the injured man to the hospital. 5a. After spending most of the night celebrating, the cast (cook) was in bad shape. This morning the cast (cook) was in bad shape after spending most of the night celebrating. AND FXG4TIONS 443 5b. Even with the increasing demands of the schedule, the cast (cook) held up well. Amazingly the cast (cook) held up well even with the increasing demands of the schedule. 6a. After smelling something strange in the kitchen, he found the mold (meat) in the garbage can. He found the mold (meat) in the garbage can after smelling something strange in the kitchen. 6b. Since it entirely covered the slice of bread, the mold (meat) caught their attention. Then the mold (meat) caught their attention since it entirely covered the slice of bread. la. Because it sounded so high-pitched and hoarse, the bark (howl) was unusual. To their surmise, the bark (howl) was unusual because it sounded so high-pitched and hoarse. 7b. Because they heard it from so far away, the bark (howl) was difficult to identify. Unfortunately the bark (howl) was difficult to identify because they heard it from so far away. 8a. After a year in the hot southern sun, the board (woman) looked old and weathered. Not surprisingly, the board (woman) looked old and weathered after a year in the hot southern sun. 8b. As a result of the magician’s magic trick, the board (woman) appeared to be split in half. Last night the board (woman) appeared to be split in half as a result of the magician’s magic trick. 9a. Even though she had been looking forward to it for a week, the date (tilm) was awful. Unexpectedly the date (film) was awful even though she had been looking forward to it for a week. 9b. After a lovely candlelight dinner at the tiny restaurant, the date (film) was memorable. As she had hoped, the date (film) was memorable after a lovely candlelight dinner at the tiny restaurant. 10a. After spending his summer vacation designing it, he decided the yard (gate) would be tine. He decided the yard (gate) would be fine after spending his summer vacation designing it. lob. Once the baby had finally begun to walk, they felt a yard (gate) was necessary. They felt a yard (gate) was necessary once the baby had finally begun to walk. 1 la. Once its broken handle had been repaired, the fin (pan) was in good shape. At last thefan (pan) was in good shape once its broken handle had been repaired. 1 lb. Once they decided to keep it on the countertop, the fan (pan) was easy to find. Finally the fan (pan) was easy to find once they decided to keep it on the counter top. 12a. Although she had been careful to put it away, the ruler (chalk) was missing. Last week the ruler (chalk) was missing although she had been careful to put it away. 12b. Although he was certain he had put it in his pocket, the ruler (chalk) was not there. 444 DUFFY, MORRIS, Today the ruler (chalk) was not there although he was certain he had put it in his pocket. 13a. After warping and sagging for months, the panel (fence) finally gave in. Today the panel (fence) fmally gave in after warping and sagging for months. 13b. Because it had been damaged in the tire, the panel (fence) had to be replaced. Of course the panel (fence) had to be replaced because it had been damaged in the fire. 14a. After intently searching the sky for hours, sighting the cardinal (airplane) was exciting. Sighting the cardinal (airplane) was exciting after searching the sky for hours. 14b. As they watched it fly in over the trees, they didn’t know the cardinal (airplane) was in distress. They didn’t know the cardinal (airplane) was in distress as they watched it fly in over the trees. 15a. Because it was piled high with supplies, the cell (desk) looked small. Of course the cell (desk) looked small because it was piled high with supplies. 15b. Because it had not been cleaned recently, the cell (desk) seemed cluttered. Last week the cell (desk) seemed cluttered because it had not been cleaned recently. 16a. Although he had raked it (them) into the barn early, the straw (ashes) seemed wet. Yesterday the straw (ashes) seemed wet although he had raked it (them) into the barn early. 16b. After spreading some all over his garden, he put the remaining straw (ashes) away in the box. He put the remaining straw (ashes) away in the box after spreading some all over his garden. 17a. After he played it with a great flourish, the spade (flute) fell to the floor. Unfortunately the spade (flute) fell to the floor after he played it with a great flourish. 17b. Because he played it when no one was watching, the spade (flute) surprised everyone. Of course the spade (flute) surprised everyone because he played it when no one was watching. 18a. After waiting in the rain for the bus, the pupil (nurse) was rather wet. Today the pupil (nurse) was rather wet after waiting in the rain for the bus. 18b. While bravely attempting to stop a tight, the pupil (nurse) was injured. Actually the pupil (nurse) was injured while bravely attempting to stop a fight. Non-equibiased 19a. Even though it had a strange flavor, the port (soup) was popular. Actually the port (soup) was popular even though it had a strange flavor. 19b. When she finally served it to her guest, the port (soup) was a great success. AND RAYNER Of course the port (soup) was a great success when she finally served it to her guests. 20a. After it was carefully removed from his throat with tweezers, the scale (stone) was taken away to be analyzed. Last night the scale (stone) was taken away to be analyzed after it was carefully removed from his throat. 20b. The dragon was no longer in pain, once the scale (stone) was removed. Once the scale (stone) was removed, the dragon was no longer in pain. 21a. After starting to copy it into his notebook, he found that the table (total) was too large. He found that the table (total) was too large after starting to copy it into his notebook. 21b. If you are concerned about having made an error, the table (total) is worth looking at. The other table (total) is worth looking at if you are concerned about having made an error. 22a. Although they had built it according to plans, the new diamond (parkway) was too small. The new diamond (parkway) was too small although they built it according to plans. 22b. Since the town had appropriated money for outdoor lighting, the old diamond (parkway) was well lit. The old diamond (parkway) was well lit since the town had appropriated money for outdoor lighting. 23a. Although the head of the animal had been well sketched, the bill (hair) was not quite right. Now the bill (hair) was not quite right although the head of the animal had been well sketched. 23b. Although the rest of the platypus was clear in the picture, the bill (hair) was hard to see. Unfortunately the bill (hair) was hard to see although the rest of the platypus was clear in the picture. 24a. Although he was impressed with the apartment, the racket (tenant) was unacceptable. Yesterday the racket (tenant) was unacceptable although he was impressed with the apartment. 24b. Even though he plugged up his ears with cotton, the racket (tenant) ruined his afternoon. Unfortunately the racket (tenant) ruined his afternoon even though he plugged up his ears with cotton. 25a. Because it was too dirty for the animals to live in, the pen (zoo) was abandoned. Last year the pen (zoo) was abandoned because it was too dirty for the animals to live in. 25b. Because it was too small to hold all the new animals, the old pen (zoo) was replaced. The old pen (zoo) was replaced because it was too small to hold all the new animals. 26a. Because it was always so well attended, the ball (test) was moved. This time the ball (test) was moved because it was always so well attended. 26b. Although attendance was not required, the ball (test) was very important. The last ball (test) was very important although attendance was not required. LEXICAL AMBIGUITY 27a. While the town took care to keep the river itself clean, the bank (edge) was rather dirty. Unfortunately the bank (edge) was rather dirty even though the town took care to keep the river itself clean. 27b. If you want to catch a fish in this stream, the bank (edge) is not the place to start. Usually the bank (edge) is not the place to start if you want to catch a fish in this stream. 28a. Because it (he) brought such good news, the wire (pope) was received with smiles. Today the wire (pope) was received with smiles because it (he) brought such good news. 28b. Although it (he) brought a message that was encouraging, the wire (pope) was not appreciated. Yesterday the wire (pope) was not appreciated although it (he) brought a message that was encouraging. 29a. After it was cut off the dead animal, the horn (tail) was mounted on the wall. Yesterday the horn (tail) was mounted on the wall after it was cut off the dead animal. 29b. All the children laughed at the new goat, because its horn (tail) was so strange. Because its horn (tail) was so strange all the children laughed at the new goat. 30a. Even though he had read it many times before, the yarn (tale) seemed new. This time the yarn (tale) seemed new even though he had read it many times before. 30b. Given the age of the children who were listening to it, the yarn (tale) was much too long. Actually the yarn (tale) was much too long given the age of the children who were listening. 31a. Because it was hiring twenty new employees, the mint (jail) was welJ advertised. Last year the mint (jail) was well advertised because it was hiring twenty new employees. 31b. Although it was by far the largest building in town, the mint (jail) was seldom mentioned. Until recently the mint (jail) was seldom mentioned although it was by far the largest building in town. 32a. Because it was always too hot to sleep in, the coach (cabin) needed air-conditioning. Unfortunately the coach (cabin) needed air conditioning because it was always too hot to sleep in. 32b. Because it was much too small for them to sleep in, the first coach (cabin) was rejected. Of course the first coach (cabin) was rejected because it was much too small for them to sleep in. 33a. After it accidentally fell into the tire, the poker (sword) was abandoned. 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