Energy 36 (2011) 6577e6582 Contents lists available at SciVerse ScienceDirect Energy journal homepage: www.elsevier.com/locate/energy Study on the maximum operation speeds of metro trains for energy saving as well as transport efficiency improvement Xuesong Fenga, b, *, Baohua Maoa, b, Xujie Fenga, Jia Fenga a b Integrated Transport Research Center of China, Beijing Jiaotong University, No.3 Shangyuancun, Haidian District, Beijing 100044, PR China School of Traffic and Transportation, Beijing Jiaotong University, No.3 Shangyuancun, Haidian District, Beijing 100044, PR China a r t i c l e i n f o a b s t r a c t Article history: Received 27 April 2011 Accepted 4 September 2011 Available online 5 October 2011 By following a computer-aided simulation procedure, this research analyzes the traction energy cost and transport operation time per 10,000 passenger-kilometers of two representative types of metro trains in China under various top speeds between different stations along a hypothetically straight and smooth metro line, from the perspective of both energy saving and transport efficiency improvement in consideration of multi-factors. It is empirically confirmed that if the transport distance between stops is shorter than 1,800 m, the metro trains should set their maximum speeds lower than 70 km/h but higher than 30 km/h. And a shorter stop-spacing requires a lower maximum speed in this speed range to get the least costs of energy and time. The exact value of the maximum speed in this speed range ought to be further determined based on the integrated performances of the train’s passenger capacity, engines, streamline body design, etc. If the transport distance is longer than 1,800 m, the generalized expense of energy and time per 10,000 passenger-kilometers decreases with the increase of the maximum speed of a train. Nevertheless, such decreases become very slow when the maximum speeds of the trains exceed 70 km/h. Ó 2011 Elsevier Ltd. All rights reserved. Keywords: Metro electrical multiple unit Maximum operation speed Transport distance between stops Computer-aided simulation Transport efficiency Energy cost 1. Introduction Since the 2008 Olympic Games held in Beijing, urban rail transports have developed quickly in some big cities of China. Till the end of 2009, the lengths of the urban rail transit lines in Beijing and Shanghai have respectively exceeded 228 km and 343 km [1]. And most of them are rapid transit metro lines. Because the traction force of a train increases with the improvement of its maximum speed [2e6], big traction forces owing to high speeds consume more energy for the same transport work [7e11]. Therefore, metro trains running with comparatively high maximum speeds (e.g. over 80 km/h) transport passengers more efficiently in comparison to the transport services provided by the metro trains operating with relatively low maximum speeds (e.g. around 50 km/h), but Abbreviations: EC, European Communities; EMU, Electrical Multiple Unit; EMU-A, EMU type-A; EMU-B, EMU type-B; GDP, Gross Domestic Product; IFEU, Institut für Energieund Umweltforschung Heidelberg GmbH; p-km, passengerkilometers; TEC, Traction Energy Cost; TOC, Technical Operation Cost; TOT, Technical Operation Time. * Corresponding author. School of Traffic and Transportation, Beijing Jiaotong University, No.3 Shangyuancun, Haidian District, Beijing 100044, PR China. Tel./fax: þ86 (0) 10 51684208. E-mail addresses: [email protected], [email protected] (Xuesong Feng). 0360-5442/$ e see front matter Ó 2011 Elsevier Ltd. All rights reserved. doi:10.1016/j.energy.2011.09.004 meanwhile the high-speed metro trains consume electrical energy more intensively. As a result, it has to be asked how the target topspeed of a metro Electrical Multiple Unit (EMU) can be reasonably determined in view of both energy saving and transport efficiency improvement, meanwhile by taking into account the effect of multi-factors such as transport distances between stops, types of the EMUs, and so on. In fact, many researchers and practitioners have been continually making effort to interpret both the relationship between different types of trains’ maximum speeds and corresponding intensities of traction energy costs [12e16] and the relationship between these trains’ top-speeds and their transport efficiencies [17e20]. However, valuable research findings from exemplifications which are in practice incompletely examined by previous studies still cannot systematically answer the above-raised question in a comprehensive manner. Based on the computer-aided simulations of the passenger transports by two types of EMUs in China, i.e. EMU type-A (EMU-A) and EMU type-B (EMU-B), on a hypothetically straight and smooth metro rail line, this study tries to propose a key to the above-asked question. The contents of this paper are organized as follows. The computer-aided simulation method adopted in this work to compute a metro EMU’s Traction Energy Cost (TEC) (i.e. energy consumed by traction and braking) and Technical Operation Time 6578 X. Feng et al. / Energy 36 (2011) 6577e6582 (TOT) (i.e. travel time excluding the time expended by stops in stations) is first explained in Section 2. Next, Section 3 and Section 4 calculate the TEC per 10,000 passenger-kilometers (p-km) and TOT per 10,000 p-km of a metro train running with different maximum speeds between different stops by following the simulation method explained in Section 2. Thereafter, on the basis of the studies made in Section 3 and Section 4, a key to the above-asked question is proposed in Section 5 by introducing the variable of Technical Operation Cost (TOC) per 10,000 p-km. Finally, Section 6 draws the conclusions, makes some suggestions for the metro transport operations and points out some issues in future research. 2. Procedure of TEC and TOT calculations By referring to the previous works [2e4,6,21,22], the computeraided simulation method presented in Fig. 1 is utilized to calculate the TEC and TOT of a metro EMU starting with its full traction power towards its target speed. As shown in this figure, the traction force of the EMU in a calculation interval is first interpretable according to the operating condition (i.e. coasting, being in traction, braking, or others), the speed and the traction performance curves (which are decided by the EMU’s type) of the EMU and the condition of the rail line (e.g. gradients of ramps, radians of bends, and so on). And the EMU’s TEC in this calculation interval is subsequently computable based on the EMU’s traction force, speed and operating condition. Finally, the TEC in each calculation interval is summed into the total TEC of the transport by the EMU between stops, and also the EMU’s TOT is able to be calculated by summation of the simulation intervals. In this study, the EMU is assumed to transport on a straight and smooth rail line. In other words, the traction forces of the EMU are determined by the EMU’s traction performance curves and its speeds and operating conditions in calculation intervals. 3. TEC per unit transport where, evij : TEC per 10,000 p-km of the transport by an EMU with the maximum speed of v from station i to station j, Unit: kWh/ 10,000 p-km, Eijv : TEC of the transport by an EMU with the maximum speed of v from station i to station j, Unit: kWh, Pijv : Full number of passengers in an EMU running with the maximum speed of v from station i to station j, Rvij : Ratio of the actual number of passengers to the full number of passengers in an EMU running with the maximum speed of v from station i to station j, and Dij : Distance of the transport by an EMU from station i to station j, Unit: 10,000 km. The full numbers of the passengers are 1860 and 1398 in respectively the studied EMU-A and EMU-B which are both loaded with 6 passengers per square meter. The transport distance (Unit: 10,000 km) from the nth stop (S(n)) to the (nþ1)th stop (S(nþ1)) (n ¼ 1,2,..,49) of the hypothetic metro rail line in this research is represented by Eq. (2) without counting the lengths of this rail line in stations. DSðnÞSðnþ1Þ ¼ 2:00 105 ðn þ 1Þ On the assumption that the EMU-A and the EMU-B are both fully loaded, the changes of the TECs per 10,000 p-km of their transports with the increase of their target maximum speeds between stops are revealed in Fig. 2 and Fig. 3 respectively. It is found in Fig. 2 that when the EMU-A’s maximum speed is lower than 35 km/h, the difference of the TECs per 10,000 p-km is comparatively small for different transport distances between stops. Approximately 150 kW h at most is used in an extra manner per 10,000 p-km for the same top speed, due to the decrease of the transport distance between stops. Nevertheless, it is notable at this time that the transport distances longer than about 1,800 m make the TECs per 10,000 p-km decrease with the increase of the EMU’s target speed. Furthermore, the decrease of the TEC per unit transport in this stage with the improvement of the maximum speed For the purpose of evaluating TEC in view of passenger transport workload, the TEC per 10,000 p-km of the transport by a metro EMU with a maximum speed of v between its stops is defined by Eq. (1). evij ¼ Eijv Pijv Rvij Dij Fig. 1. TEC and TOT Calculation Procedure. (2) (1) Fig. 2. TECs of the EMU-A’s transports. X. Feng et al. / Energy 36 (2011) 6577e6582 Fig. 3. TECs of the EMU-B’s transports. becomes quickly in a relative manner if the transport distance between stops increases. However, such decreases of the TECs per 10,000 p-km are very small. In contrast, the transport distances shorter than around 1,800 m at this time cause the TECs per 10,000 p-km increase obviously with the improvement of the EMU’s top speed. Moreover, the increase of the TEC per unit transport with the improvement of the maximum speed accelerates with the decrease of the transport distance between stops. While the EMU-A’s maximum speed becomes higher than 35 km/h but still lower than 70 km/h, the TECs per 10,000 p-km of the transports for all the distances increase with the improvement of the EMU’s maximum speed. In comparison to the situations when the EMU’s maximum speed is lower than 35 km/h, the additional energy cost per 10,000 p-km for a stop-spacing shorter than 1,800 m further increases with the decrease of the transport distance between stops and the improvement of the metro train’s maximum speed. The additional consumption of electrical energy per 10,000 p-km for the stopspacing of 400 m in comparison to the energy cost for the transport distance of 1,800 m between stops increases from about 150 kW h while the EMU-A’s maximum operation speed is 35 km/h to approximately 280 kW h when the EMU-A’s top speed is increased to 70 km/h. If the EMU-A’s maximum speed exceeds 70 km/h, the increases of the TECs per 10,000 p-km stop when the transport distances between stations cease the EMU’s acceleration before its arriving at the next station. It is somewhat different to the above-explained changes of the EMU-A’s TECs per 10,000 p-km that if the maximum speed of the EMU-B is no higher than 70 km/h, its TEC per 10,000 p-km is increased for the same maximum speed because of the decrease of the transport distance between stops, and such an increase of the energy consumption accelerates with the decrease of the transport distance and the improvement of the EMU’s maximum speed, especially for the stop-spacings shorter than 1,800 m. While the maximum speed of the EMU-B increases from 15 km/h to 70 km/h, the additional energy consumption per 10,000 p-km for the stopspacing of 400 m in comparison to the energy cost for the transport distance of 1,800 m between stops increases from around 50 kW h to 6579 more than 350 kW h. In this process, the increases of the TECs per 10,000 p-km because of the decreases of transport distances between stops are relatively small for the same top speed lower than 25 km/h, and the increases of the TECs per 10,000 p-km with the improvement of the EMU’s maximum speed till 25 km/h are comparatively slow. It is similar to the changes of the EMU-A’s TECs per 10,000 p-km that if the EMU-B’s maximum speed is continually improved from 70 km/h, comparatively short transport distances between stations cease the increases of the TECs per 10,000 p-km, because the EMU cannot be accelerated any more before arriving at next stops. Now it is clarified that the TEC per unit transport of a metro EMU is much concerned with its target speed, transport distance between stops and integrated performance of engines, streamline body design, passenger capacity and so on for a certain load factor. The TEC per unit transport of an EMU increases with its maximum speed’s improvement. The reachable maximum speed by the EMU decreases with shortening the transport distance between stops. It is empirically confirmed that, for the transport distances no longer than 1,800 m, the TEC per 10,000 p-km of a metro EMU with a certain maximum speed increases in an accelerating scale with the decrease of the EMU’s transport distance between stops. Meanwhile, such an increase of the TEC per 10,000 p-km accelerates with the improvement of the EMU’s maximum speed. If the transport distances between stops exceed 1,800 m, there is almost no influence of the transport distances upon the TEC per unit transport. It is manifested that transport distance between stops is a very important factor of a metro EMU’s TEC especially for its comparatively high-speed transport operations, as ever partially illustrated by examples of, in other words, times of a train’s stops in the works of e.g. EC [23], IFEU [24] and Ding and Mori [25]. Moreover, the integrated performance of the metro EMU’s engines, design of streamline body, passenger capacity and so on also plays an essential role for the TEC per unit transport. 4. TOT per unit transport It is proved that a metro EMU’s TEC per unit transport is basically increased with the increase of the EMU’s maximum speed. And it seems rational that transport as slow as possible is the most energy saving way in the viewpoint of sustainability. But such a conclusion neglects the importance of improving transport efficiency. The TOT per 10,000 p-km of the passenger transport by a metro EMU with a maximum speed of v between stops is defined by Eq. (3) so as to estimate its passenger transport efficiency from the perspective of transport operation. tijv ¼ Tijv Pijv Rvij Dij (3) where, tijv : TOT per 10,000 p-km of the EMU running with the maximum speed of v from station i to station j, Unit: h/10,000 p-km, and Tijv : TOT of the EMU running with the maximum speed of v from station i to station j, Unit: h. Also in the hypothesis of 6 passengers utilizing one square meter of the car floor of both the EMU-A and the EMU-B, the changes of the TOTs per 10,000 p-km of the transports between stops along the afore-explained hypothetical metro rail line by these two types of EMUs with the increases of their maximum speeds are presented in Fig. 4 and Fig. 5 respectively. It is obviously shown in these two figures that the TOTs per 10,000 p-km of the transports by the EMU-A as well as the EMU-B for various distances between stops decrease overall with the 6580 X. Feng et al. / Energy 36 (2011) 6577e6582 Fig. 4. TOTs of the EMU-A’s transports. increases of the EMUs’ maximum speeds. When the maximum speeds are below 30 km/h, the TOTs per 10,000 p-km decrease sharply with the increases of the top speeds of the EMUs. And the decrease of the TOT per 10,000 p-km owing to the increase of transport distance between stops is very small for the same maximum speed in this phase. While the maximum speeds of the EMUs increase from 30 km/h to 70 km/h, the decreases of the TOTs per 10,000 p-km with the increase of the target speed for different transport distances between stops become much slow, and the additional consumptions of the TOTs per 10,000 p-km for the same maximum speed due to the decreases of transport distances between stops increase in an expanding scale for the continual decreases of the transport distances in the same degree. Moreover, such increases of the TOTs per 10,000 p-km because of the decreases of the transport distances at this time accelerate with the improvements of the maximum speeds of the EMUs. If the maximum operation speeds of the EMUs are set to be over 70 km/h, short transport distances between stops more quickly stop the decrease of the TOT per 10,000 p-km with the increase of the maximum speed, because the EMUs have to start their decelerations sometime before reaching their speed targets in order to be enabled to stop in security at the next station. Now it is acknowledged that for a certain area utilization ratio of the car floors, the efficiency of the transport by a metro EMU increases with the improvement of the EMU’s maximum speed. The increase of the stop-spacing’s distance is significant to improve the EMU’s transport efficiency especially when the maximum speed is comparatively big, as ever exemplified by e.g. van Wee et al. [26] and Lindgreen and Sorenson [27] from a different perspective of times of a train’s stops. It is also explained by the contents shown in Figs. 4 and 5 that because the characteristics of engines, designs of streamline bodies, passenger capacities, etc. of various types of EMUs are somewhat different, the upper and lower limits of the TOTs per 10,000 p-km of the transports by the EMU-A and the EMU-B are accordingly different in some degree, though the changes of the TOTs per 10,000 p-km with the increases of the maximum speeds of these two types of EMUs follow the same general trend. It is found that the integrated performance of an EMU’s various elements is another factor to determine the EMU’s transport efficiency. 5. TOC per unit transport In order to consider both energy saving and transport operation efficiency improvement, the TOC per 10,000 p-km of passenger transport by a metro EMU with a maximum speed of v between stops is defined by Eq. (4) to propose a key to the question raised at the beginning of this paper, based on the afore-studied TEC and TOT. cvij ¼ a evij þ b tijv (4) where, cvij : TOC per 10,000 p-km of the EMU running with the maximum speed of v from station i to station j, Unit: Yuan RMB/ 10,000 p-km, and a,b: Coefficients whose values need to be decided respectively according to the unit price of energy consumption and the Eq. (5) from the aggregate perspective of all the passengers’ unit time values consumed by the transport. b¼ Fig. 5. TOTs of the EMU-B’s transports. GDP c;y Pijv Rvij 365 24 (5) where, GDPc,y means the annual Gross Domestic Product (GDP) per capita, Unit: Yuan RMB. The average unit price of the electrical energy consumptions for railway transports is about 1.00 Yuan RMB per kWh in China. The annual GDP per capita in 2009 is 25,575 Yuan RMB in China [1]. The changes of the TOCs per 10,000 p-km of the transports by the EMU-A and the EMU-B with the increases of their target speeds for various transport distances between stops are shown in Fig. 6 and Fig. 7 respectively. X. Feng et al. / Energy 36 (2011) 6577e6582 Fig. 6. TOCs of the EMU-A’s transports. It is evidently shown in both of these two figures that if an EMU’s maximum speed is lower than 30 km/h, the TOCs per 10,000 p-km for different transport distances between stops decrease very fast with the increase of the EMU’s maximum speed. And the effect of the transport distance between stops on the TOC per 10,000 p-km is very small for the same maximum speed at this time. When the maximum speeds of the EMUs increase over 30 km/h, especially Fig. 7. TOCs of the EMU-B’s transports. 6581 for the transport distance no longer than 1,800 m, the TOC per 10,000 p-km for the same maximum speed is increased with the decrease of the transport distance between stops. And such additional consumption is further enhanced with the increase of the maximum speed. For instance, while the EMU-A and the EMU-B takes the maximum speed of 30 km/h, the TOC per 10,000 p-km for the transport distance of 1,000 m(¼1,600 m 600 m) from station S4 to station S5 adds less than 4% in comparison to the TOC per 10,000 p-km for the transport distance of 1,600 m from station S7 to station S8; nevertheless, the TOC per 10,000 p-km for the transport distance of 400 m(¼1,000 m 600 m) from station S1 to station S2 increases almost 20% in comparison to the TOC per 10,000 p-km for the transport distance of 1,000 m from station S4 to station S5. Moreover, the increased ratio of the additional energy consumption due to shortening transport distance from 1,600 m to 400 m rises from about 25% at the maximum speed of 30 km/h to nearly 100% at the maximum speed of 70 km/h. In this stage, there are almost no differences of the comparatively slow decreases of the TOCs per 10,000 p-km with the increase of the maximum speed, if the transport distances between stops are longer than 1,800 m. However, the TOCs per 10,000 p-km for the transport distances shorter than 1,800 m continue their decreases in an even slow manner with the increase of the maximum speed till the maximum speed achieves some certain values able to make the TOCs per 10,000 p-km get the least values for respectively each of these transport distances. If the maximum speeds of the EMUs for different transport distances below 1,800 m exceed such suitable values, the TOCs per 10,000 p-km start to increase with the maximum speeds’ improvements till the limitations from transport distances effect stops of their increases. It is revealed in both Figs. 6 and 7 that if a stop-spacing is shorter than 1,800, the value of the maximum speed to realize the least TOC per 10,000 p-km decreases in the range from 30 km/h to 70 km/h with the decrease of the transport distance between stops. For example, as shown in Fig. 6, the maximum speed of approximately 50 km/h adopted by the EMU-A makes the TOC per 10,000 p-km for the transport distance of 400 m from station S1 to station S2 get the least value of about 1100 Yuan RMB, and the least value of the TOC per 10,000 p-km for the transport distance of 800 m from station S3 to station S4 is realized to be some 800 Yuan RMB by the maximum speed of about 65 km/h. In contrast, the corresponding values of the maximum speeds adopted by the EMU-B to achieve its least TOCs per 10,000 p-km for the transport distances of 400 m and 800 m are respectively 45 km/h and 60 km/h, as presented in Fig. 7. The difference of the suitable maximum speeds to actualize the least TOCs per 10,000 p-km by different EMUs for the same stop-spacing is caused by the various integrated performances of the EMUs’ passenger capacities, engines, streamline body designs, etc. According to the changes of the TOCs per unit transport with the increases of the maximum speeds of the EMU-A and the EMU-B, it is justified that in consideration of both energy saving and transport efficiency improvement, the target maximum operation speed of a metro EMU for a transport distance shorter than 1,800 m should be higher than 30 km/h and lower than 70 km/h. At the same time, comparatively low maximum speeds in this speed range should be adopted for relatively shorter transport distances. The exact value of the maximum speed in this speed range ought to be further determined based on the integrated performance of the EMU’s passenger capacity, engines, streamline body design, and so on. If the transport distance is longer than 1,800 m, the generalized expense of energy and time per 10,000 passenger-kilometers decreases with the increase of the maximum speed of the metro EMU. Nevertheless, such decreases become very slow when the maximum speed of the EMU exceeds 70 km/h. 6582 X. Feng et al. / Energy 36 (2011) 6577e6582 6. Conclusions As for a certain utilization ratio of the total area in the cars of a metro EMU, the TEC per unit transport of a metro EMU increases with its maximum speed’s improvement, whereas the TOT per unit transport decreases with the increase of the EMU’s maximum speed. When the maximum speed of the EMU is below some certain value, the TEC per unit transport increases slowly and in contrast the TOT per unit transport decreases very fast with the improvement of the maximum speed. Moreover, transport distance between stops is an essential factor for the EMU’s both TEC and TOT per unit transport. While the EMU transports passengers with a relatively high target speed, more energy and time are consumed by unit passenger transport for a comparatively short stop-spacing. If the EMU provides a comparatively slow transport service, such influence of transport distance between stops almost disappears. Furthermore, the EMU’s integrated design performs an important effect on its unit passenger transport energy and time consumptions. According to the TOC per unit transport for both energy saving and transport efficiency improvement in consideration of the influence from various factors, it is empirically confirmed that if a metro EMU provides transport services for distances between stops shorter than 1,800 m, it had better take a maximum speed higher than 30 km/h and meanwhile lower than 70 km/h. Shorter transport distances between stops prefer comparatively lower maximum speeds in this speed range. The exact value of the maximum speed in this speed range should be further decided based on the integrated performance of the EMU’s passenger capacity, engines, streamline body design, and so on. If the stopspacing is longer than 1,800 m, the maximum speed of the EMU could be higher than 70 km/h to obtain an ulterior decrease of the TOC per unit transport, but such a further decrease is very small. As a result, for a metro line or its some parts consisting of comparatively very short transport distances between stations, a certain number of trains should not stop at some stations whose passenger volumes are relatively small, to improve efficiencies of passenger transport as well as energy utilization. In addition, the EMUs running on a metro line or its some parts with responsibility for small tasks of comparatively short transports between stops should not set high target speeds, especially in non-peak hours. In this study, the effect of a rail line’s condition such as gradients of ramps, radians of bends, etc. on the cost of energy and time per unit passenger transport has not been considered due to insufficient data supports, which should be improved in our future research. Moreover, only the performances of two types of metro EMUs are analyzed in this work, and transport operations with applying more types of EMUs should be comparatively studied to further validate the above-interpreted conclusions in this research. Furthermore, other rational means to determine the top speed of a HSR train from various comprehensive perspectives are also worth to be explored in the future. 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