Higher Education Research and Development Society of Australasia, Inc Enhancing Higher Education, Theory and Scholarship Proceedings of the 30th HERDSA Annual Conference 8-11 July 2007 Adelaide, Australia Roxå, T., Olsson, T. & Mårtensson, K. (2007) Scholarship of Teaching and Learning as a strategy for institutional change, in Enhancing Higher Education, Theory and Scholarship, Proceedings of the 30th HERDSA Annual Conference, Adelaide, 8-11 July 2007: pp 487. Published 2007 by the Higher Education Research and Development Society of Australasia, Inc PO Box 27, Milperra, NSW 2214, Australia www.herdsa.org.au ISSN: 0155 6223 ISBN: 0 908557 71 X This research paper was reviewed using a double blind peer review process that meets DEEWR requirements. Two reviewers were appointed on the basis of their independence, expertise and experience and received the full paper devoid of the authors’ names and institutions in order to ensure objectivity and anonymity. 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Scholarship of Teaching and Learning as a strategy for institutional change Torgny Roxå Lund University, Lund, Sweden [email protected] Thomas Olsson Lund University, Lund, Sweden [email protected] Katarina Mårtensson Lund University, Lund, Sweden [email protected] Scholarship of Teaching and Learning (SoTL) is discussed as a strategy for institutional improvement of teaching and learning. Engagement in SoTL could be an individual enterprise focusing external networks including conference presentations and journal publications. This strategy could lead to development and improved teaching for the individual but not necessarily contribute to the development of the local institution. An alternative strategy is to engage in networks with colleagues sharing the same context. We argue that this could lead to institutional change and that an institution needs an increasing proportion of individuals choosing this approach if long-term change and development is to be achieved. Academic teachers are also researchers and aware of the importance of a theoretical base in scholarly work. This might make them hesitate to engage in SoTL. It is important that the theoretical level is realistic so that a high enough proportion of teachers engage in local scholarly work within teaching and learning. We argue that if SoTL is used as an institutional strategy the use of theory should be monitored within the local context. We present an institutional strategy including several activities supporting SoTL. Academic developers work to promote good practices, support scholarly dialogues both horizontally and vertically among practitioners within the institution, and monitor the use of theory to increase the engagement of teachers. The academic developers fulfil an act of balance monitoring the use of theory – ensuring high engagement and at the same time gradually raising the theoretical level of the local SoTL. Keywords: Scholarship of Teaching and Learning, institutional change, strategy Introduction In this paper we – as academic developers – discuss Scholarship of Teaching and Learning (SoTL) as a strategy for institutional improvement of teaching and learning. We focus on three related issues. Firstly, how can individual engagement in Scholarship of Teaching and Learning be related to patterns of communication within academia and subsequently have an effect on issues concerning academic identity and status; and how can this be related to an institutional strategy for development? Secondly, when academic teachers make inquiries into their own teaching, what would be the appropriate use of educational theory taking into consideration that in most cases they are not scholars in education? Finally, while a higher education institution evolves as gradually more scholarly in relation to teaching and learning, what would be the most efficient role of the academic developers? Scholarship of Teaching and Learning – as an institutional strategy for development Since Boyer reinterpreted the concept scholarship and made an effort to draw attention to the quality of teaching (Boyer, 1990) it has gained a lot of attention internationally and appeared promising as a pathway for individual teachers to follow. It could give them legitimacy for their interest in student learning, and also give them an opportunity to gain merits for a further career within higher education, previously dominated by traditional research. This opportunity, however tempting in its possibility to reward good teachers, involves several problematic issues. One is the link between a teacher’s capability to deepen his or her knowledge within the fields of student learning and the teaching to support it, and his or her capability to actually support student learning as a teaching practice. This problem has been discussed by Kreber (2002). Another issue is the link between teaching and traditional research. Scholarship of Teaching and Learning opens a pathway for institutions to reward all those people who might be excellent teachers but who do not focus traditional research. By rewarding individual teachers for their endeavours exclusively in teaching and learning, higher education institutions may support a further division between teaching and research – if these rewards are not sufficiently linked to the institutions research agenda. Yet another issue, discussed more thoroughly in this paper, is to what extent Scholarship of Teaching and Learning is an individual enterprise in relation to its potential as a strategy for institutional change. A review of literature discussing Scholarship of Teaching and Learning show that peer-review is at the focal point of the scholarly process (Trigwell, Martin et al., 2000; Kreber, 2002; Taylor Huber & Hutchings, 2005). Since peer-review is a communicative activity it will most likely have an impact – within an institution – on social issues such as identity and status. In their classic book, Academic Tribes and Territories, Becher and Trowler (2001) discuss a duality in academic communication. On the one hand the development of the academic society is driven by communication, often in terms of peer review. On the other hand academics seem remarkably reluctant to engage in discussions, and when they do they are often cautious about what they say. Academics, in their research, relate to two networks, one large (several hundreds of individuals) and one small (around ten individuals). The first is used for referencing and orientation, the second for, among other things, developing and testing new ideas. In our recent research it has been shown that this pattern of a large and a small network is relevant also in relation to teaching and learning (Mårtensson, Olsson et al., 2006; Roxå, Mårtensson et al., 2006). Academic teachers have a few individuals, colleagues and others, with whom they discuss personal experiences of teaching and test new ideas and perspectives. We call these small networks significant networks. But the discussions take place within the framework of a large network, which in turn is influenced by socially constructed norms and expectations, so called Teaching and Learning Regimes (Trowler & Cooper, 2002). This complex social landscape of academic communication could make a teacher’s initial engagement in Scholarship of Teaching and Learning somewhat problematic. It may render negative responses from colleagues because, if it is a new activity within the specific social context, it could possibly jeopardise or question the existing Teaching and Learning Regime. If so, an engagement in Scholarship of Teaching and Learning may have a negative effect on the individual teacher’s status and/or identity. A possible solution is of course to engage in a way which does not threaten the Teaching and Learning Regime. A way to do this is to engage with colleagues not sharing the same social context. Such a strategy could lead to individual development and improved teaching for the individual teacher. In the long run and with a continuing development such a strategy can even be rewarded in terms of research grants directed towards Scholarship of Teaching and Learning and academic positions. We call this Trajectory 1. Another solution for the individual teacher is to engage with the local Teaching and Learning Regime and in discussions with colleagues sharing the same context try to influence and change the local Regime. If successful this could lead to change and long term development for an institution, and it could be rewarding for the individual. We call this Trajectory 2. In comparison Trajectory 1 is less precarious for the individual; a failure could always be met by a withdrawal from the Scholarship of Teaching and Learning scene even without the colleagues’ knowledge. It also appears more rewarding in terms of status, especially if it attracts external research funding. Trajectory 2 could be more promising for the institution in terms of organisational development. It could eventually lead to a radical shift in the local Teaching and Learning Regime and thereby, possibly, improve student learning. Trajectory 1 have a more limited impact on the local culture but could instead support a group of scholars in teaching and learning who then could function as brokers (Wenger, 1998) and leaders in further development. In Wenger’s terminology, used in his theory of Communities of Practice (Wenger, 1998), Trajectory 2 could lead to emerging Communities of Practice within an institution, each pursuing teaching and learning enterprises. Trajectory 1 could support brokers and specialists travelling through the system for inspiration, research and consultancy. A preliminary conclusion is that if Scholarship of Teaching and Learning is to be used as an institutional strategy there has to be a balance between the number of individuals choosing Trajectory 1 and Trajectory 2. A point for debate and inquiry is how to identify the optimum of such a balance. But an obvious imperative for academic leaders choosing Scholarship of Teaching and Learning as a strategy is that the balance has to be observed and managed. If many individuals choose Trajectory 1 it may be a sign of strong and conservative Teaching and Learning Regimes requiring perhaps local rewards and local arenas for mutual support among the individuals who despite resistance have chosen Trajectory 2. We argue that an institution needs a certain proportion of individuals who choose Trajectory 2 if long-term change and development in teaching and learning is to be achieved. If only some individual teachers choose Trajectory 2 an effect could be that colleagues, in terms of status and identity, degrade them. A risk described by Becher and Trowler (2001) as an explanation for academics’ reluctance to engage in discussions and debates. We propose the term Proportion of Locally Engaged Teachers (PLET) as a label for this optimal proportion of teachers engaging in Scholarship of Teaching and Learning and following Trajectory 2. We acknowledge that it is a preliminary term. We also acknowledge that the optimal PLET varies between different contexts. Scholarship of Teaching and Learning – appropriate use of theory During the 2006 conference of the International Society for the Scholarship of Teaching and Learning (ISSoTL) in Washington DC, Professor Graham Gibbs gave a significant plenary speech where he severely criticised the conference for a lack of theory. Most of the sessions he had attended, he claimed, did not use theory and they were therefore unable to reach the potential he could see in them. On the conference’s last day, the new co-president of ISSoTL, Keith Trigwell, cautiously acknowledged the critique offered by Gibbs and presented it as a challenge for the society. A month later, in the inaugural issue of the International Journal for the Scholarship of Teaching & Learning, Pat Hutchings made a comment on the same issue (Hutchings, 2007). In her comment she advocates generosity. Theory may come in many forms and we should be generous in our treatment of the contributions in the domain of Scholarship of Teaching and Learning. The issue of this paper is Scholarship of Teaching and Learning used as an institutional strategy for educational/academic development. One critical feature of Scholarship of Teaching and Learning is making use of educational literature, theories and research in order to promote one’s own understanding of educational phenomena in the local context. Another aspect is analysing and documenting this understanding and making it public for peer review and scrutiny. One crucial problem then occurs, as pointed out both by Gibbs and by Hutchings above, what kind and what quality of theoretical underpinning to demand from contributors in this, for them and perhaps for the institution, new scholarly field. Our argument would be that this would differ depending on what kind of development that is in focus (individual, collegial, institutional, epistemological….etc) and in what context this SoTL-work is presented, peer reviewed and discussed. Most academic teachers are also researchers, and thereby utterly aware of the potential offered by good theories. But they are also aware of what it takes to learn and to make use of advanced theories. And this, of course, varies between disciplines. Different academic disciplines offer, in themselves, varying perspectives and theories. Some of these disciplinary perspectives might be more rewarding and useful in educational inquiry than others. For example, researchers in physics may find that their own theoretical knowledge does not answer their educational questions as appropriately as researchers in for example psychology. So, when starting to use educational theory for SoTL-inquiry – as requested by the definition of SoTL – academics may feel more or less comfortable with this kind of theoretical perspectives, and consequently make use of it in different ways. Together with many other factors this calls for an attention to identity- and meaning-making issues (Berger & Luckman, 1966; Wenger, 1998; Säljö, 2000, Trowler & Cooper, 2002). Demanding rigorous use of theory from the domains of education and psychology may produce high quality results from inquiry but also frustration and non-engagement from many individuals. Therefore the use or non-use of theory is not so much a matter of quality in reasoning and results as a matter of Proportion of Locally Engaged Teachers (PLET). Firstly, the debate between Gibbs and Hutchings is unsolvable unless focused on a specific context. Secondly, since the level of theory in the conversations about teaching and learning is a variable dependent on the condition within the local context, it will change over time as the quality of the conversation within the context evolves. Finally, if Scholarship of Teaching and Learning is used as an institutional strategy, the development of theory-use over time must be monitored and not considered as self-regulated. Scholarship of Teaching and Learning – the role of the academic developers Scholarship of Teaching and Learning is based on inquiry into teaching and learning, the integration of what has been found, and the application of new and more developed knowledge about student learning in relation to teaching practice. This can very well be an individual enterprise leading to developed teaching without any involvement of others. But, in order to be scholarly it also has to include going “public” and peer-review, which makes it a social activity. This could, as discussed, take the routes of Trajectory 1 or Trajectory 2. The fact that peer-review indicates some sort of communication may have implications for the use of Scholarship of Teaching and Learning as a strategy. All communication in groups or communities supports, over time, by style and the use of words, a dialect specific for the group or community (Wenger, 1998; Säljö, 2000). In relation to the small and large networks described by Becher and Trowler (2001) and the further development and description of significant networks (Mårtensson, Olsson et al., 2006; Roxå, Mårtensson et al., 2006), peer review will result in more or less distinct dialects. These dialects will eventually create borders limiting the migration of ideas and practices within an institution (Wenger, 1998; Trowler & Cooper, 2002). The phenomenon may be recognised as the “not-invented-herephenomenon”. An answer like: “It may be possible to do that in organic chemistry but you could never expect it to work in inorganic chemistry”, could also be a sign of a border created by group specific communication over time. This phenomenon related to increased peer-review and the following group specific styles of communication is not only relevant for horizontal communication within an organisation. The borders will also affect vertical communication. Notable is that these borders should not only be considered as constraints, they also allow specific languages to evolve suitable for the development of specific practices such as how to teach philosophy or how to head a department or any other practice performed in academia. The trouble appears when the borders are associated with negative enterprises such as for example defence or ownership for its own sake. Again, in relation to Scholarship of Teaching and Learning as a strategy this has implications for how an institution secures that ideas migrate, and practices are evaluated in sufficient ways. Almost all of these issues have to do with how to secure that information travels within the whole organisation in a way that encourages engagement by individuals and groups (Trowler, 1998). Horizontal and vertical communication is to be facilitated at all times in order to secure ongoing development through export of ideas and collegial review. An important role for the academic developers is to secure the scholarly process. One thing is to promote that good practices spread. Another is to support collegial and scholarly dialogues horizontally and vertically among the practitioners (teachers, heads of departments, deans, etc.). A third role is to monitor the use of theory in these scholarly dialogues in a way that maintain or increase the Proportion of Locally Engaged Teachers (PLET). At the Faculty of Engineering at Lund University the following activities are organised in order to support Scholarship of Teaching and Learning within this large (7000 students; 1400 employees) research intensive institution: • Pedagogical courses are focused around action learning projects, all based in pedagogical literature. They should result in development of teaching and learning within a scholarly framework. • A system for evaluation of teaching focuses on short-circle evaluation using classroom assessment (Angelo & Cross, 1993) and long-term evaluation using the course experience questionnaire (Ramsden, 1991). Both are organised with the purpose of supporting dialogue within the system. And both provide data about performance suitable for teachers and other to make scholarly use of. • Research into specific domains of teaching and learning provide the practitioners with even more data. These projects are always close to practice and include research on assessment, pedagogical portfolios and rewarding excellent teaching, significant networks, etc. The results are communicated and discussed at different forums within the faculty as well as nationally and internationally. • An annual campus conference, where contributions are peer-reviewed and documented in proceeding, provides an opportunity for practitioners to develop their scholarly portfolio, and constitutes an excellent arena for scholarly dialogues both horizontally and vertically. • A reward-system for scholarly approaches to teaching provides monetary incentives for both individuals and departments to engage in Scholarship of Teaching and Learning. The reward system is based on a teaching portfolio which is peer-reviewed and related to pedagogical theory. It rewards teachers with a clear focus on student learning and a developed capability to reflect scholarly on practice. The system has been in place since 2001 and has been researched and developed from an initial version into an improved and more informed version which also includes a model for analysing scholarly approaches to teaching and student learning (Antman & Olsson, 2007). The model is an important qualitative tool that enables us to distinguish and successfully examine levels of complexity in pedagogical reasoning and levels of theory-based scholarship in pedagogical action. • Consultancy for individuals and groups is directed towards all levels of the organisation. Its primary objective is to support scholarly dialogues and meaningmaking on all levels. The consultants function as brokers (Wenger, 1998) while carrying ideas and reflections from all parts of the organisation. It is always performed on a consultancy bases, meaning that it is always the practitioner who owns the practice and therefore also decides what to do. The consultant supports, inspires, and critiques the practice. • Utilization-focused evaluations (Patton, 1997) are directed towards all levels of the organisation. The primary users of these evaluations are always involved all the way through the process. Focus group interviews, individual interviews and different kinds of evaluation forms are used and the results increase the knowledge of the specific questions raised as well as stimulate scholarly discussions and dialogues at the faculty. Together these parts support the scholarly conversation within the faculty. The act of balance is to secure an enough Proportion of Locally Engaged Teachers (PLET) and at the same time, on a long-term base, raise the level of sophistication within the conversations taking place. The strategy has earned the faculty a growing positive reputation. Further, and notably, the faculty has been the institution with most presentations at national teaching and learning conferences, and most of these presentations have been by practitioners within the faculty. Even further, the management has decided to put forward the development of teaching and learning as a competitive advantage before the other engineering faculties in Sweden. The strategy has also inspired other faculties within Lund University to adopt similar activities with initially positive momentum. The critical issues where the academic developers can make a significant contribution are, as has been discussed, to secure a growing Proportion of Locally Engaged Teachers (PLET), and at the same time raise the sophistication within the scholarly dialogues. To fulfil this act of balance the academic developers’ greatest asset is trust, objectivity, and integrity. All practitioners interacting with academic developers must feel secure that the information passing between him or her and the academic developer is first of all focused on the practitioner’s situation and not influenced by external agendas. This condition must be met regardless of who the practitioner is or what status he or she possesses. Summary and conclusion In this paper we focus on Scholarship of Teaching and Learning as a social activity. We do this in relation to a possible institutional strategy for the development of teaching and learning. The important issue is whether individuals engaging in Scholarship of Teaching and Learning engage in scholarly conversations and peer-review activities with colleagues outside the local context or within the local context. We call these alternatives Trajectory 1 and 2. We argue that if an institution is to use Scholarship of Teaching and Learning as a strategy for development and change there needs to be a significant proportion of teachers following Trajectory 2. There is always an issue of quality. In relation to Scholarship of Teaching and Learning one aspect of quality is the use or non-use of theory in the inquiries made and reported by teachers engaged in Scholarship of Teaching and Learning. We argue that this is dependent on the Proportion of Locally Engaged Teachers (PLET) following Trajectory 2. If the use of theory is principal it may discourage teachers from engaging. If the generosity in relation to use of theory is too wide it will hamper development due to lack of accuracy and mutual understanding. We argue that the purpose of investigation and verification of results (Ashwin & Trigwell, 2004) should focus on the local context. Therefore, use of theory should be monitored in relation to PLET and to a gradually developing discussion within the institution. The flow of information is crucial if we want an organisation to develop and change. Only with access to accurate accounts from other parts of the organisation can practitioners evaluate their own contribution to the enterprise of the entire institution. This will eventually increase the engagement in Scholarship of Teaching and Learning. For academic developers the main task should therefore be to support the scholarly conversation within the institution, both horizontally and vertically. Everybody, from the teaching assistants to the dean or vice chancellor, should act scholarly in their practices, a fact which also includes the academic developers. A slowly but gradually more sophisticated scholarship in relation to all practices will eventually result in the scholarly institution. References Angelo, T. & Cross, P. (1993). 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