JOURNAL OF THE AMERICAN COLLEGE OF CARDIOLOGY VOL. 67, NO. 5, 2016 ª 2016 BY THE AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION AND THE AMERICAN HEART ASSOCIATION, INC. ISSN 0735-1097/$36.00 http://dx.doi.org/10.1016/j.jacc.2015.02.003 PUBLISHED BY ELSEVIER FOCUSED UPDATE 2015 ACC/AHA Focused Update of Secondary Prevention Lipid Performance Measures A Report of the American College of Cardiology/American Heart Association Task Force on Performance Measures Endorsed by the American Academy of Family Physicians, American Association of Cardiovascular and Pulmonary Rehabilitation, American Geriatrics Society, American Society of Health-System Pharmacists, Association of Black Cardiologists, Inc., Preventive Cardiovascular Nurses Association, Society for Cardiovascular Angiography and Interventions, Society for Cardiovascular Magnetic Resonance, Society for Vascular Medicine, Society for Vascular Nursing, Society for Vascular Surgery, Society of Cardiovascular Computed Tomography, Society of Interventional Radiology, and Society of Thoracic Surgeons. Writing Joseph P. Drozda, JR, MD, FACC, Chair Members ACC/AHA Harlan M. Krumholz, MD, SM, FACC Brahmajee K. Nallamothu, MD, FACC Committee T. Bruce Ferguson, JR, MD, FACC, FAHA Jeffrey W. Olin, DO, FACC, FAHA, MSVM Hani Jneid, MD, FACC, FAHA, FSCAI Henry H. Ting, MD, MBA, FACC, FAHA Paul A. Heidenreich, MD, MS, FACC, FAHA, Chair P. Michael Ho, MD, PHD, FACC, FAHA Sean O’Brien, PHD Task Force on Performance Nancy M. Albert, PHD, CCNS, CCRN, CCA, FAHA Andrea M. Russo, MD, FACC Measures Paul S. Chan, MD, MSc, FACC Randal J. Thomas, MD, FACC, FAHA Lesley H. Curtis, PHD Henry H. Ting, MD, MBA, FACC, FAHA T. Bruce Ferguson, JR, MD, FACC, FAHA Paul D. Varosy, MD, FACC Gregg C. Fonarow, MD, FACC, FAHA This document was approved by the American College of Cardiology Board of Trustees in November, 2014 and the American Heart Association Science Advisory and Coordinating Committee in October, 2014. The American College of Cardiology requests that this document be cited as follows: Drozda JP Jr, Ferguson TB Jr, Jneid H, Krumholz HM, Nallamothu BK, Olin JW, Ting HH. 2015 ACC/AHA focused update of secondary prevention lipid performance measures: a report of the American College of CarListen to this manuscript’s audio summary by JACC Editor-in-Chief Dr. Valentin Fuster. diology/American Heart Association Task Force on Performance Measures. J Am Coll Cardiol 2016;67:558–87. Between July 8, 2014, and July 22, 2014, the document underwent a 15-day peer review period. Between July 15, 2014, and August 5, 2014, the document underwent a 21-day public comment period. This article has been copublished in Circulation: Cardiovascular Quality and Outcomes. Copies: This document is available on the World Wide Web sites of the American College of Cardiology (acc.org) and the American Heart Association (my.americanheart.org). For copies of this document, please contact the Elsevier Reprints Department via fax (212) 633-3820 or e-mail [email protected]. Permissions: Multiple copies, modification, alteration, enhancement, and/or distribution of this document are not permitted without the express permission of the American College of Cardiology. Requests may be completed online via the Elsevier site (http://www.elsevier.com/authors/obtainingpermission-to-re-use-elsevier-material). Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures TABLE OF CONTENTS PREAMBLE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 559 1. INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 560 1.1. Rationale for Update . . . . . . . . . . . . . . . . . . . . . . . . 560 1.2. Structure and Membership of the Writing Committee . . . . . . . . . . . . . . . . . . . . . . . . . 560 1.3. Disclosure of Relationships With Industry and Other Entities . . . . . . . . . . . . . . . . . . . . . . . . . . 560 APPENDIX C Peer Reviewer Relationships With Industry and Other Entities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 583 APPENDIX D 2015 ACC/AHA Focused Update of Secondary Prevention Lipid Performance Measures: Summary Analysis Table . . . . . . . . . . . . . . . . . . . . . . . . 587 PREAMBLE 2. METHODOLOGY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 561 2.1. Target Population and Care Period . . . . . . . . . . . . 561 American College of Cardiology (ACC)/American Heart Association (AHA) performance measures can serve as 2.2. Literature Review . . . . . . . . . . . . . . . . . . . . . . . . . . 561 vehicles to accelerate appropriate translation of scientific 2.3. Definition and Selection of Measures . . . . . . . . . . 561 evidence into clinical practice. Performance measures cover a subset of the most important recommended care 3. 2015 ACC/AHA FOCUSED UPDATE OF SECONDARY PREVENTION LIPID PERFORMANCE MEASURES . . . . . 561 3.1. Gaps in Care . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 561 3.2. Broader Denominator (ASCVD)— Unique to This PM Set . . . . . . . . . . . . . . . . . . . . . . 562 practices and are considered appropriate for public reporting or use in pay for performance programs. Other measures of care that are not considered appropriate for public reporting or payment modification may be used as quality or test metrics for internal quality improvement. As defined by the ACC/AHA, quality metrics are those measures that have been developed to support selfassessment and quality improvement at the provider, 4. GENERAL DISCUSSION . . . . . . . . . . . . . . . . . . . . . . . . 564 hospital, and/or healthcare system level. These metrics 4.1. Patient-Centered PMs and SDM . . . . . . . . . . . . . . 564 may not meet all specifications of formal performance 4.2. “Prescribed” Versus “Offered” . . . . . . . . . . . . . . . 565 measures (1). In certain cases, an ACC/AHA performance measure writing committee may identify particular mea- 4.3. Prescription Versus Adherence . . . . . . . . . . . . . . . 565 sures as quality metrics for the purposes of pilot testing 4.4. Exceptions and Exclusions . . . . . . . . . . . . . . . . . . 567 with the potential of later promotion to performance 4.5. Method of Reporting . . . . . . . . . . . . . . . . . . . . . . . 568 have been published (2,3) by the ACC/AHA and include an 4.6. Limitations and Unintended Consequences . . . . . 569 important gap in care and a clear path to improve care. measurement. Specific criteria for performance measures Recently, value was added as an exclusion criterion (4), 5. FUTURE DIRECTIONS . . . . . . . . . . . . . . . . . . . . . . . . . 569 where a care practice deemed to be of poor value by an ACC/AHA guideline would not be considered as a perfor- 5.1. Improved Information Systems for Capturing Clinical Data . . . . . . . . . . . . . . . . . . . . . . 569 mance measure. The ACC/AHA Task Force on Perfor- 5.2. Measures of SDM and Shared Accountability . . . . 569 care measures under the control of individual providers. 5.3. Conclusion and Summary . . . . . . . . . . . . . . . . . . . 570 However, writing committees may also create structural REFERENCES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 570 APPENDIX A 2015 ACC/AHA Focused Update of Secondary Prevention Lipid Performance Measures: Performance Measure Set . . . . . . . . . . . . . . . . . . . . . . . 572 mance Measures has historically focused on process of or outcome measures when they meet the ACC/AHA performance measurement criteria. A goal of the ACC/AHA Task Force on Performance Measures is to rapidly create or update a performance measure when there are changes to a relevant ACC/AHA clinical guideline. Whenever possible, the ACC/AHA attempt to create relevant performance measures immediately following the publication of a guideline. However, APPENDIX B Author Relationships With Industry and Other Entities (Relevant) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 582 the ACC/AHA believe that it is important to balance speed in measure development with a thorough review by stakeholders, content experts, and other interested 559 560 Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures parties using a public comment period. The goal is to have fully aligned with current clinical practice guidelines, up-to-date and valid measures that can be used by all the ACC/AHA Task Force on Performance Measures interested members of the healthcare system to evaluate (the Task Force) requires a transparent and consistent and improve the quality of cardiovascular care. process that will allow focused updates to individual Paul A. Heidenreich, MD, MS, FACC, FAHA PMs when needed. This may occur when new guideline Chair, ACC/AHA Task Force on Performance Measures recommendations are released, when the Task Force receives feedback from end users of the measures about 1. INTRODUCTION critical implementation problems, or when unintended The “2015 ACC/AHA Focused Update of Secondary Prevention Lipid Performance Measures” Writing Committee (the writing committee) was charged with updating the current lipid performance measures (PMs) based on the new recommendations in the “2013 ACC/AHA Guideline on the Treatment of Blood Cholesterol to Reduce Atherosclerotic Cardiovascular Risk in Adults” (the Cholesterol Guideline) (5). In this measure set, the writing committee presents 5 PMs (Appendix A) 3 of which are intended for ambulatory settings and 2 for hospital (inpatient) settings. Four are revisions of lipid management measures appearing in 4 existing measure sets: “ACCF/AHA/ACR/ SCAI/SIR/SVM/SVN/SVS 2010 Performance Measures for Adults With Peripheral Artery Disease” (6); “ACC/AHA 2008 Performance Measures for Adults With ST-Elevation and Non-ST-Elevation Myocardial Infarction” (7); “ACC/ AHA/SCAI/AMA-PCPI/NCQA 2013 Performance Measures for Adults Undergoing Percutaneous Coronary Interven- adverse consequences associated with implementation of the measure(s) are detected. The current writing effort used the Cholesterol Guidelines’ recommendations (5), which are significantly different from those of the prior Adult Treatment Panel III guidelines and emphasize administration of high-intensity statin therapy instead of achievement of low-density lipoprotein cholesterol (LDL-C) targets. 1.2. Structure and Membership of the Writing Committee The members of the writing committee included clinicians specializing in interventional cardiology and general cardiology, as well as persons with expertise in development of guidelines and development, implementation, and testing of PMs. Chairs for each of the previously published PMs (Table 1) were selected for the current writing effort. tion” (8); and “ACCF/AHA/AMA-PCPI 2011 Performance 1.3. Disclosure of Relationships With Industry and Other Entities Measures for Adults With Coronary Artery Disease and The Task Force makes every effort to avoid actual, poten- Hypertension” (9). These measure sets for percutaneous tial, or perceived conflicts of interest that could arise as a coronary intervention (PCI), coronary artery disease result of relationships with industry or other entities (CAD), peripheral artery disease (PAD), and ST-elevation (RWI). Detailed information on the ACC/AHA policy on myocardial infarction (STEMI)/non ST-elevation myo- RWI can be found online. All members of the writing com- cardial infarction (NSTEMI) are summarized in Table 1. mittee, as well as those selected to serve as peer reviewers The fifth measure is new and applies to the population of this document, were required to disclose all current re- of patients with clinical atherosclerotic cardiovascular lationships and those existing within the 12 months before disease (ASCVD) as defined in the 2013 guideline (5). initiation of this writing effort. ACC/AHA policy also requires that the writing committee co-chairs and at least 50% 1.1. Rationale for the Update of the writing committee have no relevant RWI. To ensure that ACC/AHA PMs for cardiovascular disease Any writing committee member who develops new fulfill their intended purposes, remain relevant, and are RWI during his or her tenure on the writing committee is TABLE 1 ACC/AHA Secondary Prevention Lipid PMs to Be Updated Measure Description 2013 PCI Lipid Performance Measures (8) Percentage of patients $18 y of age for whom PCI is performed and who are prescribed optimal medical therapy at discharge 2011 CAD Lipid Performance Measures (9) Percentage of patients $18 y of age with a diagnosis of CAD seen within a 12-mo period who have an LDL-C result <100 mg/dL OR patients who have an LDL-C result $100 mg/dL and have a documented plan of care to achieve an LDL-C <100mg/dL, including at a minimum the prescription of a statin 2010 PAD Lipid Performance Measures (6) Percentage of patients $18 y of age with PAD who were prescribed a statin and whose LDL-C is <100 mg/dL 2008 STEMI/NSTEMI Lipid Performance Measures (7) Percentage of patients with STEMI/NSTEMI who are $18 y of age with documented LDL-C level in the hospital record or documented LDL-C testing done during the hospital stay or planned for after discharge ACC/AHA indicates American College of Cardiology/American Heart Association; CAD, coronary artery disease; LDL-C, low-density lipoprotein cholesterol; NSTEMI, non ST-elevation myocardial infarction; PAD, peripheral artery disease; PCI, percutaneous coronary intervention; PM, performance measure; and STEMI, ST-elevation myocardial infarction. Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures required to notify staff in writing. These statements are feasible to implement, and consistent with accountability reviewed periodically by the Task Force and members of (Table 2). After the peer review and public comment the writing committee. Author and peer reviewer RWI period, the writing committee reviewed and discussed relevant to the document are included in the appendixes the comments and made further refinements in the (see Appendix B for relevant writing committee RWI measure set. The writing committee evaluated the po- and Appendix C for relevant peer reviewer RWI). Addi- tential measures against the ACC/AHA attributes of PMs tionally, to ensure complete transparency, the writing (Table 2) to reach consensus on which measures should committee members’ comprehensive disclosure informa- be advanced for inclusion in the final measure set; tion, including RWI not relevant to the present document, the Summary Analysis Table (Appendix D) captures this is available as an online supplement. Disclosure informa- evaluation process. The majority of the writing com- tion for the Task Force is also available online. mittee believed that the 5 measures in the set fulfilled The work of the writing committee was supported the PM attributes. exclusively by the ACC and AHA without commercial support. Members of the writing committee volunteered 3. 2015 ACC/AHA FOCUSED UPDATE OF their time for this effort. Meetings of the writing com- SECONDARY PREVENTION LIPID mittee were confidential and attended only by committee PERFORMANCE MEASURES members and staff from the ACC and AHA. 3.1. Gaps in Care 2. METHODOLOGY Each of the original writing committees that developed The development of PM systems involves identification of prevention performance gaps in the patient populations the measures revised in this update identified secondary a set of measures targeting a specific patient population that were the subjects of their measure sets. There is observed over a particular period. To achieve this goal, evidence that these gaps are ongoing, although the the Task Force has outlined a set of mandatory sequential published studies deal primarily with prescription of steps (2). The following sections outline how these steps medication. were applied by the present writing committee. A study from the REACH (Reduction of Atherothrombosis for Continued Health) Registry found that 2.1. Target Population and Care Period only 83% of ambulatory patients with known ASCVD The target population for the ASCVD PM reflects the were receiving lipid-lowering agents (11). A prospective ACC/AHA Cholesterol Guidelines (5) population and study by Rabus and colleagues of 73 patients with an- consists of patients ages 18 to 75 years. In the focused giographically diagnosed CAD found that only 44% update of the 4 existing lipid PMs, the target population received prescriptions for statins (12). Reports from the consists as well of patients ages 18 to 25 years, repre- National Cardiovascular Data Registry PINNACLE Reg- senting a change from the age range previously speci- istry of ambulatory patients with CAD revealed that fied in each measure set. This change was felt to be only 66.5% (103,830 of 156,145) were receiving optimal necessary in order to maintain consistency with the medical therapy (OMT), including statins (13), that Class of Recommendation I, Level of Evidence A re- 77.8% (30,160 of 38,775) were prescribed statins (14), commendation in the guidelines for treatment of pa- and that uninsured patients were 6% less likely to tients with clinical ASCVD. Additionally, the writing receive lipid-lowering therapy (15). Additionally, the committee developed exclusion criteria for the mea- study by Maddox and colleagues found substantial sures where appropriate in order to further specify the variation in prescription patterns by practice site (13,15). target population. Shah and colleagues reported that, among 292 patients from Olmstead County, MN, with incident acute myo- 2.2. Literature Review cardial infarction (MI), only 44% were still taking sta- The writing committee used the Cholesterol Guidelines tins 3 years after their infarction (16). Interestingly, a (5) as a primary source for deriving the measures. The study by Borden and colleagues (17) involving patients writing committee also carried out a literature review to in the National Cardiovascular Data Registry CathPCI assess contemporary gaps in care. Registry failed to show any significant improvement in the prescription of OMT after PCI following publica- 2.3. Definition and Selection of Measures tion of the results of the Clinical Outcomes Utilizing The writing committee focused on developing these Revascularization measures against the ACC/AHA attributes of PMs. Each (COURAGE) study, which had demonstrated no incre- measure was constructed in a way to ensure it was evi- mental advantage of PCI over OMT on outcomes other dence based, desirable in regard to measure selection, than angina-related quality of life in stable CAD. Among and Aggressive Drug Evaluation 561 562 Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures TABLE 2 ACC/AHA Task Force on Performance Measures Attributes for PMs 1. Evidence Based High-impact area that is useful in improving patient outcomes a) For structural measures, the structure should be closely linked to a meaningful process of care that in turn is linked to a meaningful patient outcome. b) For process measures, the scientific basis for the measure is well established and the process should be closely linked to a meaningful patient outcome. c) For outcome measures, the outcome should be clinically meaningful. If appropriate, PMs based on outcomes should adjust for relevant clinical characteristics by using appropriate methodology and high-quality data sources. 2. Measure Selection Measure definition a) The patient group to whom the measure applies (denominator) and for whom conformance is achieved is clearly defined and clinically meaningful. Measure exceptions and exclusions b) Exceptions and exclusions are supported by evidence. Reliability c) The measure is reproducible across organizations and delivery settings. Face validity d) The measure appears to assess what it is intended to assess. Content validity e) The measure captures most meaningful aspects of care. Construct validity f) The measure correlates well with other measures of the same aspect of care. 3. Measure Feasibility Reasonable effort and cost a) Data required for the measure can be obtained with reasonable effort and cost. Reasonable period b) Data required for the measure can be obtained within the period allowed for data collection. 4. Accountability Actionable a) Those held accountable can affect the care process or outcome. Unintended consequences avoided b) The likelihood of negative unintended consequences with the measure is low. Adapted with permission from Normand et al. (10). ACC/AHA indicates American College of Cardiology/American Heart Association; and PM, performance measure. all 467,211 patients (173,416 before [37.1%] and 293,795 LDL-C levels met the previously recommended thera- after [62.9%] the COURAGE trial) who met the study peutic target. In a secondary analysis of the Trans- criteria, the use of OMT at discharge following PCI lational Research Investigating Underlying Disparities in before 63.5% Acute Myocardial Infarction Patients’ Health Status (95% confidence interval, 63.3% to 63.7%) and 66.0% (TRIUMPH) study, only 23% of 4,271 patients discharged (95% confidence interval, 65.8% to 66.1%), respectively alive following an acute MI were on maximal statin (p < 0.001). therapy, with substantial variability across hospitals and after the COURAGE trial was The extent to which statin treatment is initiated as a (18). Finally, a study in the Get With The Guidelines result of a shared decision-making (SDM) process be- Registry of 65,396 patients with acute coronary syn- tween patient and clinician has not been systematically dromes (ACS) who were discharged with lipid-lowering assessed but is likely small. Additionally, there is min- agents found that only 38.3% were discharged with imal information available about the statin doses being intensive lipid-lowering therapy (19). An editorial chal- used in practice, although there are reasons for concern lenged measure developers to track the use of effective that many patients are being undertreated. It is com- drug therapy, including dose (20). The current measures mon practice among clinicians to use the smallest dose are designed therefore not only to promote the use of of a medication necessary to achieve a therapeutic statins as recommended by the Cholesterol Guidelines target and minimize the chance of adverse effects. Even (5) but also to emphasize the importance of high- PMs such as those revised in this focused update intensity dosing. exclude the requirement for therapy in patients who have achieved goals. A study of 38,775 patients in 3.2. Broader Denominator (ASCVD)—Unique to This PM Set the colleagues The target population for the ASCVD PM includes women revealed findings consistent with undertreatment of and men between 18 and 75 years of age who have clinical patients with CAD (14). They found that 6,573 (17.0%) ASCVD, which includes the following: ACS, history of MI, patients were not receiving any lipid-lowering therapy. stable or unstable angina, coronary (including PCI) or Cholesterol levels were available for 3,365 of these pa- other arterial revascularization, stroke, transient ischemic tients, 1,794 (53.3%) of whom had LDL-C levels <100 attack, or PAD. Although this patient population seems mg/dL, consistent with clinicians either failing to treat heterogeneous, it encompasses a variety of patients or discontinuing lipid-lowering therapy when patient who all share presumed atherosclerosis (21) as a common PINNACLE Registry by Arnold and Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures pathophysiology. Atherosclerosis is a chronic diffuse to abandon the paradigm of treating patients to LDL-C disease involving a myriad of arterial beds with inter- targets and instead replace it with a more tailored treat- mittent acute clinical manifestations, predominantly ment approach (i.e., personalized care), which aims not occurring as a result of superimposed thrombosis, plaque only to improve patient outcomes but also reduce harms progression, spasm, embolism, or a combination of the and costs caused by overtreating patients at low risk above. Other pathophysiological processes can contribute (29,30). to the creation of stenosis or aneurysms in the arterial For patients with ACS, which includes unstable circulation; however, atherosclerosis remains the most angina, NSTEMI, and STEMI, the general period of common pathophysiology. assessment is the inpatient hospitalization or related Patients with clinical ASCVD represent 1 of 4 major emergency department visit. For other patients (non- groups identified by the writing committee of the ACS patients), the PM is intended to assess the care for Cholesterol Guidelines (5). For these patients, treatment patients at the practitioner level in an ambulatory care with a 3-hydroxy-3-methylglutaryl-coenzyme A reductase setting for the primary purpose of quality improvement. inhibitor, commonly known as a statin, is clearly benefi- For these non-ACS patients, the outpatient care period cial. According to the Cholesterol Guidelines (5), patients is defined as the care provided in an outpatient setting with clinical ASCVD were identified by using the inclusion within the time under evaluation, which is usually criteria from randomized clinical trials (RCTs) in second- 12 months. ary prevention. In addition, the potential for reduction There are important potential exceptions for routine of risk for ASCVD with statins in these patients clearly initiation of statin treatment. For primary prevention, exceeds the potential for adverse effects (22). the Cholesterol Guidelines expert panel determined that, The Cholesterol Treatment Trialists provided a despite the high level of risk for cardiovascular disease comprehensive assessment of the benefits observed with in patients with a higher New York Heart Association statins (23). They undertook meta-analyses of individual class of heart failure or receiving hemodialysis, the participant data from 26 RCTs and demonstrated reduc- available evidence suggests that initiation of statin tion in all-cause mortality, which was largely attributable therapy might not achieve a significant risk reduction to significant reductions in deaths due to CAD and other (31–33). In recognizing this, the expert panel made no cardiac causes (23). The majority of studies in the afore- recommendations about the initiation or discontinuation mentioned report included patients with known ASCVD. of statins in these populations, allowing for physician Of the 26 RCTs included, 5 trials (39,612 subjects, all of judgment in individual patients (5). Additional excep- whom had CAD) compared more versus less intensive tions and exclusions related to secondary prevention statin regimens. The trials demonstrated that more measures are discussed in a separate section of this intensive regimens produced a highly significant 15% report. further reduction in major vascular events, driven by re- Historically, the Task Force has developed separate ductions in coronary death or nonfatal MI, coronary sets of PMs in discrete patient populations, including revascularization, and ischemic stroke (23). The in- patients with STEMI and NSTEMI (7), PAD (6), CAD (9), vestigators also found no significant effects ob- and those undergoing PCI (8). These separate seminal served on deaths due to cancer or other nonvascular documents, each inclusive of a PM pertaining to statin causes or on cancer incidence, even at low LDL-C therapy in its corresponding population, may generally concentrations (23). be more useful in specialty care quality improvement The aforementioned report was a meta-analysis of programs. Although the writing committee is adhering RCTs (23). Concerns about the quality and quantity of to this philosophy in revising the lipid PMs for each of safety reporting in RCTs have been raised previously, these 4 specific populations, it is taking a novel and many researchers find the reporting of risks in approach in creating a new PM that applies to the RCTs to be largely inadequate (24–26). Data from much broader population of patients with ASCVD. This RCTs should generally be supplemented by evidence PM is concordant with the Cholesterol Guidelines (5), from which was based on evidence from RCTs and their effectiveness studies to inform best clinical practice (27). On extensive examination of clinical studies from the meta-analyses showing risk reduction among the variety of patients with clinical ASCVD, including those literature, the current clinical evidence does not support with the notion that titrating lipid therapy to achieve pro- committee believes that primary care clinicians and posed low LDL-C levels is beneficial or safe. Conversely, specialists concerned with secondary prevention of compelling evidence supports near-universal empirical ASCVD will find these new PMs easy to use in the statin therapy for patients at high cardiovascular risk clinical setting. The 5 updated measure sets are sum- regardless of their LDL-C levels (28). Thus, many argued marized in Table 3. ischemic cerebrovascular events. The writing 563 564 Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures TABLE 3 2015 ACC/AHA Focused Update of Secondary Prevention Lipid PMs PM Description PAD Percentage of patients 18-75 y of age with PAD who were offered moderate- to high-intensity statin STEMI/NSTEMI Percentage of patients 18-75 y of age with AMI who were offered moderate- to high-intensity statin at hospital discharge PCI Percentage of patients 18-75 y of age for whom PCI was performed who were offered optimal medical therapy at discharge CAD Percentage of patients 18-75 y of age with CAD who were offered moderate- to high-intensity statin ASCVD Percentage of patients 18-75 y of age with clinical ASCVD who were offered moderate- to high-intensity statin ACC/AHA indicates American College of Cardiology/American Heart Association; AMI, acute myocardial infarction; ASCVD, atherosclerotic cardiovascular disease; CAD, coronary artery disease; NSTEMI, non-ST elevation myocardial infarction; PAD, peripheral artery disease; PCI, percutaneous coronary intervention; PM, performance measure; and STEMI, ST elevation myocardial infarction. 4. GENERAL DISCUSSION outcomes that matter to patients. A PM that integrates patient values, preferences, and personal context with 4.1. Patient-Centered PMs and SDM evidence-based medicine and guidelines is novel and The recommendation to initiate statins for secondary changes the focus from recommending and prescribing prevention is based on strong evidence in which benefit statins based on strong evidence to promoting choice far exceeds risk (34). However, better patient outcomes by an informed patient whether or not to initiate statins. are realized only if patients agree with, act on, and adhere to the recommendation for 5 to 10 years. The importance SDM: Why Do It? of clinician-patient discussions about statin therapy is SDM has often been framed as an approach to curb over- specifically emphasized in the Cholesterol Guidelines use of expensive or unnecessary treatments. However, (5). Among patients who are prescribed statins for sec- clinicians and healthcare organizations should bear ondary prevention, most initiate treatment, but up to half the responsibility for curbing overuse, that is, recom- discontinue statins at 1 to 2 years’ follow-up (16,35). mending treatments where benefit does not exceed risk. Therefore, a PM that represents only the number of pa- The rationale for SDM includes patient safety, patient tients prescribed statins in the numerator divided by the engagement, patient experience, and ethical principles. number of patients eligible to receive statins for second- The patient safety reasoning arises from the notion that a ary prevention in the denominator is inadequate and misdiagnosis of a patient’s medical condition leads to does not reflect quality of care. Rather, a measure that unnecessary and unwanted tests and treatments associ- reflects the proportion of patients who participated in ated with harm and cost. Similarly, misdiagnosis of a pa- SDM would promote patient participation in the treat- tient’s preferences, values, and personal context can lead ment plan, potentially increasing adherence to guideline- to unnecessary and unwanted treatments. The patient recommended care and improving patient-centered outcomes. engagement principle poses the question “What would the patient choose if the patient knew what the clinician knows?” When patients are offered the opportunity to SDM: What Is It? participate in SDM, the majority prefer this approach, and The SDM approach aims to promote a process whereby patient satisfaction and experience with care improve patients and clinicians together make a choice about (37). The ethical justification for SDM is based on the treatments that incorporates 2 perspectives: 1) clinicians principle of autonomy that patients should be empowered recommending treatments based on strong evidence in to make informed decisions about their health. which benefit exceeds risk, and 2) patients deliberating on how treatments fit with their preferences, values, and SDM: How to Do It? personal context (36). In this framing, the clinician is the The path forward includes advancing how clinicians expert on evidence-based medicine and guidelines, and engage patients in decision making, developing tools to the patient is the expert on his or her preferences, values, promote and facilitate SDM, and measuring that SDM and personal context. SDM mitigates the power differen- occurred (38,39). Clinicians need to embrace the concept tial between these 2 experts and acknowledges that both that evidence-based medicine and guidelines alone are perspectives contribute equal weight to decision making. not sufficient to make a recommendation or decision; By incorporating patient preferences, values, and per- rather, the evidence has to be considered from the view- sonal context to decision making, clinicians strengthen point of what matters to individual patients. Hence, their implementation of evidence-based medicine and the clinical encounter transforms from one where guidelines in a patient-centered manner to improve the clinician strives to convince the patient of the Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures “right answer” to one where the clinician and patient measure as an exception for patient reasons (2). In these collaborate, deliberate, and arrive at the “best answer” instances, the patient is removed from both numerator that fits patient preferences, values, and context. Decision and denominator. This approach does accommodate SDM. aids are one type of tool used during clinical encounters However, the writing committee decided to construct and have been shown to increase knowledge transfer to measures whereby patients with exceptions for patient patients about personalized benefit and risk, improve reasons would be retained in both numerators and de- patient involvement in decision making, and reduce nominators in order to “give credit” for SDM rather than decisional conflict (40). Decision aids can be implemented have these efforts simply disappear from measures at the point of care to promote SDM, including the choice should the patient decline medication. The combination of whether or not to initiate a statin for the next of “prescribed” and “exception for patient reasons” was 5 to 10 years to lower cardiovascular risk (http:// termed “offered” and was considered to be a surrogate statindecisionaid.mayoclinic.org). Measuring the occur- for the patient outcomes of agreement and decline and rence of SDM is a developing science, and in the scenario to represent an initial step away from the current state of clinicians recommending statins for secondary pre- of measuring prescribing toward more comprehensive vention, potential measures to assess if SDM occurred and direct measures of SDM. The methodology of include: 1) Does the patient know his or her personalized capturing patients with exceptions in the numerator was cardiovascular risk? 2) Was a statin offered to reduce risk? actually used in the construction of the prior PAD statin 3) What decision did the patient make about whether or measure so that patients with LDL-C levels <100 mg/dL not to initiate statins? who had medical or personal reasons for not being pre- 4.2. “Prescribed” Versus “Offered” Additionally, a strength of using patient exceptions in A true measure of SDM would assess the process of this manner is that it does not require capturing any new imparting information on statin therapy, including ben- data elements for the measures but is simply an alter- efits, harms, and alternative approaches, along with ation of measure construction using the same measure the patient “outcomes” of that discussion. The possible components. scribed a statin were retained in the numerator (6). outcomes of SDM on statin therapy would be that the 1. Patient agrees to initiate statin therapy and gets a prescription 2. Patient declines to initiate statin therapy 3. Patient is undecided and will continue deliberations The writing committee also thought that it was important for the measures to reflect the Cholesterol Guidelines’ recommendation that patients with clinical ASCVD be offered high-intensity statin therapy and receive moderate-intensity statin when high-intensity statin therapy is contraindicated according to each Given the short time frame available for completing manufacturer’s prescribing information or when charac- this focused update, it was determined that developing a teristics predisposing the patient to statin-associated measure of SDM that could be implemented inclusive of adverse effects are present (5). Again, it was determined its key components was not possible, and the decision that the statin dose should also be subjected to SDM. was made to defer this task to the writing committees of As such, patients “offered” high-intensity statin therapy each of the individual PM sets at the times of the next full are included in the numerators and denominators of revisions. At the same time, the writing committee the revised measures, as are patients who have docu- determined that it would be important to put forward mented medical exceptions (2) for not being offered a measures that more closely approximated SDM than do high-intensity statin and who are “offered” a moderate- measures of prescription only. intensity statin instead. Patients with medical excep- Prescription-only measures have the disadvantage that tions to moderate-intensity statin therapy are excluded they assess an action (prescribing medication) that is both from the numerators and denominators. High- completely under a provider’s control but one that can be intensity and moderate-intensity statins are defined performed without any participation by the patient. In according to the dosing tables included in the Cholesterol other words, prescription-only measures reflect none of Guidelines (5). the patient outcomes of SDM. The writing committee thought that, at the least, some 4.3. Prescription Versus Adherence indication of the outcome of a patient declining a statin Rethinking Adherence prescription should be included in the numerator. An The writing committee also considered measures of example of reporting such a PM is presented in Figure 1. patient adherence to statin medications but ultimately The ACC/AHA PM methodology states that if the provider concluded that, as with prescription-only measures, such documents the patient’s refusal of medication, the pa- measures would not be optimal for assessing provider tient should be removed from the denominator of the performance and improving quality of care. Measures of 565 566 Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures F I G U R E 1 Method for Reporting Secondary Prevention Lipid PMs: Example Using PM for the Treatment of Blood Cholesterol to Reduce Atherosclerotic Cardiovascular Risk in Adults With ST-Elevation and Non–ST-Elevation Myocardial Infarction Patients with STEMI and NSTEMI (hypothetical sample meeting denominator criteria) 105 Exceptions: Patients not prescribed statins for medical reasons (excluded from numerator and denominator) 3 Exclusions (excluded from numerator and denominator) Patients not prescribed statins for patient reasons (included in numerator and denominator) 2 10 Patients prescribed statins 80 Patients not offered statins (not prescribed and with no documented exceptions) 10 Measure calculation (percentage of patients with STEMI and NSTEMI statins): Numerator (80+10) Denominator (105–5) Performance 90 100 90% Numerator analysis: Proportion of patients prescribed statins calculation: Numerator Denominator Proportion prescribed statins 80 100 80% Proportion of patients not prescribed statins for patient reasons: Numerator Denominator Proportion not prescribed statins for patient reasons 10 100 10% NSTEMI indicates non–ST-elevation myocardial infarction; PM, performance measure; and STEMI, ST-elevation myocardial infarction. adherence suffer from the same inadequacy as measures Ensuring adherence is not simply a matter of writing a of prescription in that they ignore patient preferences. prescription and advising the patient to take the medi- Furthermore, adherence is a different process, occurring cation (42). It has been estimated that at 2 years’ follow- after the patient has agreed to a treatment plan as a result up, one-half of patients are no longer taking statins (42). of SDM. Measures of adherence oversimplify complex The discontinuation rate is highest in patients with human behaviors, and when used in provider incentive asymptomatic chronic diseases such as hypertension and and public reporting programs, put the onus for adher- hypercholesterolemia (42). In those who do not discon- ence entirely on the clinician. Additionally, measuring tinue the medication completely, studies have demon- adherence is quite difficult, particularly when using strated that patients take fewer than 50% of the doses clinical data from the electronic health record (EHR). prescribed (42). Nonadherence to taking medication is an Several components ultimately determine whether a important public health consideration, affecting health patient derives maximum benefit from medications that outcomes and overall healthcare costs (43). The concept decrease cardiovascular event rates. Clinicians must pre- of shared accountability as related to long-term adher- scribe the medication at an optimal dose and the patient ence and PMs is important to achieve the ultimate goal must take the medication as instructed on a long-term of improved patient outcomes and quality of life. Shared basis. There is still an opportunity to improve persis- accountability must include the healthcare team, the tence in taking statins among patients with known car- healthcare system, and the patient (44). At the same diovascular disease. This is especially true for patients time, it remains important that the clinician and patient with PAD: only 33% were using statins within 3 months of have ongoing discussions about statin therapy and the incident diagnosis, whereas 37% were using statins 18 reasons for less than optimal adherence if such is found months after incident diagnosis (41). to be the case. Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures Intentional and Unintentional Nonadherence of adherence. These include the quality of the patient The reasons for the high discontinuation rate and missed care provider relationship, SDM, and avoidance of doses are complex and multifactorial and may include overly complex and expensive medication regimens. both intentional (45) and unintentional nonadherence (46): A Cochrane Database systematic review concluded that some interventions were nominally effective in the short term. However, it was found that current methods of 1. Cost of medication improving adherence for chronic health problems are 2. Patient cannot afford the co-pay mostly complex and not very effective (43). These complex 3. Unclear label instructions solutions to adherence included combinations of more 4. Patient forgetfulness convenient care, information, counseling, reminders, self- 5. Adverse effects from medication that patient is too monitoring, reinforcement, family therapy, psychological embarrassed to discuss with doctor 6. Patient does not like the idea of having to take medication therapy, mailed communications, crisis intervention, manual telephone follow-up, and other forms of additional supervision or attention (43). Even with the most 7. Patient does not understand the importance of a given effective methods to increase adherence, the magnitude of medication for a condition for which he or she has no effect was quite small. Clearly, much more research is symptoms needed to determine the causes of nonadherence and to 8. Patient–practitioner relationship is suboptimal develop patient- and systemwide strategies to reduce the 9. Polypharmacy and complexity of regimen likelihood that the patient will stop taking medication It is important to understand the concept of “unin- shown to have beneficial effects on overall health. tentional nonadherence,” which is defined in the Institute of Medicine report Health Literacy: A Prescription to End 4.4. Exceptions and Exclusions Confusion as “the degree to which individuals have the The detailed description of exceptions is central to the capacity to obtain, process, and understand basic health characterization of the PM for the treatment of blood information and services needed to make appropriate cholesterol to reduce the risks of ASCVD in adults with health decisions (47).” Unintentional nonadherence is established disease. In developing exceptions and exclu- thought to be a passive process on the part of the patient sions for these measures, the writing committee fol- and may involve a lack of understanding of physical lowed the ACC/AHA PM development methodology (2,3), problems, resulting in an inability to follow treatment which is concordant with that of the American Medical instructions, impaired manual dexterity, poor eyesight, or Association Physician Consortium for Performance Im- forgetfulness. In a recent systematic review and meta- provement (now PCPI) (50). Notably, measure exceptions analysis, it was noted that there is a statistically signifi- are based predominantly on clinical judgment, individual cant relationship between health literacy and medication patient characteristics, or patient preferences. On the adherence; however, the magnitude of effect was small other hand, exclusions are used in circumstances not when compared with other causes of nonadherence, such requiring clinical judgment to factor into the decision as medication beliefs and cost (48). One of the most making (e.g., patients who died, left against medical important aspects of long-term medication adherence is advice, or were discharged to hospice). In accordance to review the medication list; ask about adverse effects, with the ACC/AHA PM development methodology (3), cost, and adherence; and discuss barriers to adherence at the writing committee maintains that if a patient has a every office visit (44). Finally, the shared accountability potential contraindication but does in fact receive treat- of all of those involved in the prescription process, ment, then that patient should be included in both the including the patient, is critical to the success or failure of numerator and denominator of the PM. This approach long-term medication adherence (44). recognizes that contraindications may be relative and re- Medication adherence is dependent on a complex wards clinicians for exerting clinical judgment and suc- interrelationship between the disease and demographic cessfully fulfilling the PM (by offering a medication when and socioeconomic factors; beliefs of the patient and the the clinician believes the benefits outweigh the risks). patient’s family and friends; the medication itself; and The writing committee recognizes that there are justifi- the healthcare system (patient care provider interaction, able reasons for patients not receiving a service that access to care and care organizations) (49). It is readily is the subject of a process PM. According to the ACC/AHA apparent that an individual clinician should not be solely report “New Insights Into the Methodology of Performance accountable for a patient’s adherence to medication, Measurement” (3), exceptions are used in these instances because many factors related to nonadherence are out of because the data from these patients should still be the healthcare provider’s control, although there are captured for the purposes of internal quality improvement measures the clinician can take to increase the likelihood analyses. Exceptions can be related to medical reasons 567 568 Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures (e.g., the patient’s allergic history, concern for potential exclude patients with a known LDL-C level <100 mg/dL, adverse drug interaction, and intolerance to therapy), pa- as was done specifically in the “ACC/AHA 2008 Per- tient reasons (e.g., patient preference, social or religious formance Measures for Adults with ST-Elevation and reasons, economic reasons), or system reasons (e.g., lack Non-ST-Elevation Myocardial Infarction” (7). This is in of available resources, insurance coverage/payer-related alignment with the Cholesterol Guidelines (5), which do limitation). The writing committee has provided for ex- not recommend an approach of treat-to-cholesterol target ceptions from the denominator for medical reasons only but rather the use of fixed doses of cholesterol-lowering and does not allow exceptions for system reasons. The drugs (specifically statins) to reduce the risk of ASCVD. writing committee concluded that the frequency of events This is also concordant with the evidence from RCTs that could be interpreted as system reasons for not offering showing that ASCVD events are reduced by using maxi- a statin would be very low and would not likely have a mally tolerated statins in those patients shown to benefit material impact on measure results, making it unnecessary (23). Notably, statin dosage increases occurred in only a to make provisions for them in measure construction. few RCTs with the intent of maximizing therapy, but (As noted previously, patients with exceptions for pa- these were not true tests of defining optimal goals for tient reasons are retained in the denominator.) Addition- LDL-C, because not all persons in the statin treatment ally, the writing committee has chosen to use only groups received drug therapy titrated to achieve a specific exceptions for most patients with ASCVD but has also LDL-C, nor were specific treatment targets compared (5). made exclusions for patients with STEMI and NSTEMI and those undergoing PCI in concordance with the meth- Denominator Exclusions (Not Included in Numerator or odology previously used in the PM documents for these Denominator)*: patients (7,8). Patient died The ACC/AHA PM methodology (2,3) advocates that all patients who receive the treatment (e.g., statin) should be included in the numerator and denominator of the measure and that the assessment of the documented contra- Patient left against medical advice Patient discharged to hospice or for whom a comfort measures only order is documented Patient transferred to another hospital for inpatient care indications to therapy will be undertaken only among the remaining patients who did not receive it. As previously Denominator Exceptions (Not Included in Numerator or noted (7), some contraindications are relative or tempo- Denominator): rary or both and may resolve between the time of docu- Documentation of medical reason(s) for not prescribing mentation and provision of therapy. This approach will likely help eliminate false exclusions of patients who are ultimately appropriately treated and further decrease the burden of data abstraction. The writing committee endorses the recommendations in the ACC/AHA PM methodology report (3) that clinicians a statin (e.g., allergy, intolerance to statin[s], hepatic failure, hemodialysis, heart failure, other medical reasons) 4.5. Method of Reporting document the specific reasons for exclusions and excep- In selecting a methodology for measures that calls for tions in the patient’s health records for purposes of inclusion of patients in the numerator for 1 of 2 reasons, optimal patient management, future research, and audit- that is, patients for whom statins were prescribed and readiness; to identify practice patterns and opportunities patients for whom statins were not prescribed for patient for quality improvement; and for accountability purposes. reasons, the writing committee recognizes the need for The sources of data where exclusions and exceptions can more visibility for both components of the numerator. be sought include all administrative data and claims, The writing committee therefore recommends that prospective flow sheets, and patient health records (both reporting of these measures include the proportion of electronic and hard copy [paper]). The writing committee patients for whom statins were prescribed and the pro- maintains that the abstractor may wish to pay close portion for whom statins were not prescribed due to ex- attention to the clinician’s documentation. In the patient ceptions for patient reasons. In this construct, the health record, any of the above care providers must still percentage of patients offered statins remains the PM for link the specific reason reported for the nonuse of statins accountability purposes, whereas reporting the additional for the documentation to count as a reason for not offering data provides full transparency for the components of moderate- to high-intensity statin (as an example: the measure along with information useful to the care “Patient receiving hemodialysis; no statins needed”). team in understanding their performance (Figure 1). The writing committee has revised the exceptions and exclusions for the lipid measures from the prior PM documents (6–9). Most importantly, it has decided not to *Apply specifically to STEMI/NSTEMI and PCI measure sets. Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures 4.6. Limitations and Unintended Consequences with the current reality of clinical information systems in The writing committee recognizes that a different mind. For truly robust measures of SDM to be feasible, approach to medication PMs from that used with most significant improvements in collecting clinical data will prior such measures is presented in this paper. As such, at be required. Efforts to capture data in the course of care, this time conclusions cannot be drawn about the effec- as opposed to requiring providers to enter data, are being tiveness of these measures in helping to close the per- made by a variety of health information technology formance gaps described above. Furthermore, as with all companies and by registries such as the National Cardio- PMs, the potential for unintended consequences exists vascular Data Registry PINNACLE Registry, which em- for these measures and may be greater because of the ploys a system integration software utility (51) to extract different methodology being used. For instance, when elements from the EHR that are necessary for measures PMs are used in accountability programs, the risk of calculation. Structured data capture whereby data from “gaming” by clinicians is always present. Clinicians could, the EHR would be collected as discrete elements has for example, convince patients not to take high-intensity been recognized by the Office of the National Coordinator statins for fear of adverse effects and still receive “credit” for Health Information Technology as a priority and is under the methodology described herein. The method for the subject of a major initiative (52). An example of a reporting these measures described in this paper should “structured format” is a standardized provider office note mitigate the potential for gaming, but it remains to be that contains discrete fields for key data elements seen whether or not that will be the case. Although the potentially including those necessary for assessing SDM. writing committee is convinced that these measures will Methods for capturing patient-reported data for com- assist clinicians in improving patient care, careful evalu- parative effectiveness research are also being inves- ations of benefits and unintended consequences should tigated, with significant interest in the use of EHR be carried out, particularly when they are used in pay- patient portals for that purpose (53). Patient-reported for-performance and public reporting programs. data collected in this way would be useful as well in assessing SDM from the patient’s point of view. Addi- 5. FUTURE DIRECTIONS tionally, integration of EHR-derived data with national registries would provide a mechanism for implementation 5.1. Improved Information Systems for Capturing Clinical Data of standard data definitions, enabling valid comparisons Measures of provider-patient interaction, including SDM, and analyses employing common data models. require data from clinical sources such as EHRs and clinical registries and cannot be derived from insurance 5.2. Measures of SDM and Shared Accountability claims. Unfortunately, challenges remain for imple- SDM has been a core concept that the writing committee mentation of such measures in clinical data sets. EHRs has considered in the construction of these PMs for statin have a relatively constrained number of discrete data therapy in ASCVD. It is the writing committee’s rationale fields related to provider-patient encounters that can be for the numerator to include the number of patients used for calculating measures. In addition, significant offered a statin as defined. This outcome reflects both variation in data definitions exists among registries and patients who declined a statin as well as those for whom a EHRs and among instances of ostensibly the same EHR, prescription was provided. However, measuring whether making comparisons among providers difficult. Finally, or not SDM has occurred during a clinical encounter is a and of particular importance to measures of SDM, patient- developing science and pushes the boundaries of the new reported data are rarely captured in EHRs or registries. field of shared accountability measures. In particular, data determining whether high-quality SDM has been provided through the use of case report forms, but completion of depends on understanding the process. Ideally, this in- such forms is labor intensive and not a feasible solution in volves the extent to which a patient 1) has obtained the nonresearch clinical setting. Checklists and “smart knowledge of the risks and benefits of a decision, and 2) forms” are often used in EHRs to collect key data ele- has demonstrated engagement in the decision-making Registries have typically obtained discrete ments for PMs, particularly measures of patient education process through deliberations that consider the patient’s and counseling. These techniques have proved to be preferences, values, and capacity for action and agree- less than satisfactory, because checking a box that SDM ment for long-term adherence. Future approaches to has occurred communicates little of what that process address PMs in this area will require a better under- included. Additionally, smart forms require additional standing of both of these issues, perhaps allowing for work by the provider during the patient encounter and addressing situations where patients remain undecided are therefore used only sporadically. and continue deliberations with their providers. As was the case with the original measures on which In addition to measuring whether a statin was offered they are based, the revised lipid measures were designed to reduce risk for patients with ASCVD, potential measures 569 570 Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures to assess the quality of SDM may include: 1) measuring if writing committee recognizes that much remains to be the patient knows his or her personalized cardiovascular done to develop truly robust measures of SDM as well risk; 2) assessing whether the patient understands the as measures of shared accountability for medication available options and their risks and benefits; 3) asking adherence. patients about interactions with their provider; and 4) determining if high-quality decision tools were incor- STAFF porated into the clinical encounter. Future studies in these areas will need to determine that reliable and American College of Cardiology valid PMs may be constructed under this framework of Patrick T. O’Gara, MD, FACC, President shared accountability measures that potentially require Shalom Jacobovitz, Chief Executive Officer surveying the patient about these domains. The exam- William J. Oetgen, MD, MBA, FACC, Executive Vice ples listed above also must be broadened to address additional challenges in measurement of longitudinal adherence and across multiple care settings (hospital, President, Science, Education, and Quality Lara Slattery, MHS, Senior Director, ACC Scientific Reporting outpatient clinic, home), as well as development of PMs Jensen S. Chiu, MHA, Team Lead, Quality Measurement and incentives that also target patients directly rather Laura L. Ritzenthaler, PA, MBA, Associate, PINNACLE than providers alone, because having participated in SDM and having agreed to take a statin, the patient assumes responsibility for following through on this Registry Amelia Scholtz, PhD, Publications Manager, Clinical Policy and Pathways commitment or bringing any concerns back to the pro- Penelope Solis, JD, Associate, Clinical Measurement vider. PMs should also measure the performance of other American College of Cardiology/American Heart Association stakeholders who share accountability for adherence, Naira Tahir, MPH, Associate, Clinical Measurement including insurance companies, policy makers (benefit American Heart Association design and care coordination programs), and accountable Elliott Antman, MD, FAHA, President Nancy Brown, Chief Executive Officer care organizations. Rose Marie Robertson, MD, FACC, FAHA, Chief Science 5.3. Conclusion and Summary and Medical Officer The writing committee believes that these new PMs closely support the new ACC/AHA Cholesterol Guidelines, will assist providers in providing better care to their patients with improved outcomes, and represent an advance in medication measures because they promote SDM and appropriate dosing. At the same time, the Gayle R. Whitman, PhD, RN, FAHA, FAAN, Senior Vice President, Office of Science Operations Melanie B. Turner, MPH, Science and Medicine Advisor, Office of Science Operations Jody Hundley, Production Manager, Scientific Publications, Office of Science Operations REFERENCES 1. Bonow RO, Masoudi FA, Rumsfeld JS, et al. ACC/AHA classification of care metrics: performance measures and quality metrics: a report of the American College of Cardiology/American Heart Association Task Force 5. 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Effect of rosuvastatin in patients with chronic heart failure (the GISSI-HF trial): a randomised, double-blind, placebocontrolled trial. Lancet. 2008;372:1231–9. 32. Kjekshus J, Apetrei E, Barrios V, et al. Rosuvastatin in older patients with systolic heart failure. N Engl J Med. 2007;357:2248–61. 33. Fellstrom BC, Jardine AG, Schmieder RE, et al. Rosuvastatin and cardiovascular events in patients undergoing hemodialysis. N Engl J Med. 2009;360: 1395–407. 34. Elwyn G, Dehlendorf C, Epstein RM, et al. Shared decision making and motivational interviewing: achieving patient-centered care across the spectrum of health care problems. Ann Fam Med. 2014;12: 270–5. 35. Jackevicius CA, Mamdani M, Tu JV. Adherence with statin therapy in elderly patients with and without acute coronary syndromes. JAMA. 2002;288: 462–7. 40. Coylewright M, Branda M, Inselman JW, et al. Impact of sociodemographic patient characteristics on the efficacy of decision aids: a patient-level metaanalysis of 7 randomized trials. Circ Cardiovasc Qual Outcomes. 2014;7:360–7. 41. Subherwal S, Patel MR, Kober L, et al. Missed opportunities: despite improvement in use of cardioprotective medications among patients with lowerextremity peripheral artery disease, underuse remains. Circulation. 2012;126:1345–54. 42. Haynes RB, Ackloo E, Sahota N, et al. Interventions for enhancing medication adherence. Cochrane Database Syst Rev. 2008; CD000011. 43. Iuga AO, McGuire MJ. Adherence and health care costs. Risk Manag Healthc Policy. 2014;7:35–44. 44. Peterson ED, Ho PM, Barton M, et al. ACC/AHA/ AACVPR/AAFP/ANA concepts for clinician patient shared accountability in performance measures: a report of the American College of Cardiology/American Heart Association Task Force on Performance Measures. J Am Coll Cardiol. 2014;64:2133–45. 45. Mukhtar O, Weinman J, Jackson SH. Intentional non-adherence to medications by older adults. Drugs Aging. 2014;31:149–57. 46. Bailey SC, Oramasionwu CU, Wolf MS. Rethinking adherence: a health literacy-informed model of medication self-management. J Health Commun. 2013;18 Suppl 1:20–30. 47. Nielsen-Bohlman L, Panzer AM, Kindig DA. Health Literacy: A Prescription to End Confusion. Washington, DC: National Academies Press, 2004. 48. Zhang NJ, Terry A, McHorney CA. Impact of health literacy on medication adherence: a systematic review and meta-analysis. Ann Pharmacother. 2014; 48:741–51. 49. Lehmann A, Aslani P, Ahmed R, et al. Assessing medication adherence: options to consider. Int J Clin Pharm. 2014;36:55–69. 50. Physician Consortium for Performance Improvement. PCPI position statement: specification and categorization of measure exclusions: recommendations to PCPI work groups: Available at: http://www.ama-assn. org/ama/pub/physician-resources/physician-consortiumperformance-improvement/about-pcpi.page?. Accessed January 6, 2015. 51. American College of Cardiology. NCDR PINNACLE Registry. Available at: https://www.ncdr.com/ WebNCDR/pinnacle/PINNACLErequestinfo. Accessed January 6, 2015. comes. 2014;7:323–7. 52. Office of the National Coordinator for Health Information Technology. Standards and interoperability framework: Available at: Available at http://www. siframework.org/. Accessed April 17, 2014. 37. Weymiller AJ, Montori VM, Jones LA, et al. Helping patients with type 2 diabetes mellitus make treatment decisions: statin choice randomized trial. Arch Intern Med. 2007;167:1076–82. 53. Wu AW, Kharrazi H, Boulware LE, et al. Measure once, cut twice–adding patient-reported outcome measures to the electronic health record for comparative effectiveness research. J Clin Epidemiol. 2013;66:S12–20. 36. Ting HH, Brito JP, Montori VM. Shared decision making: science and action. Circ Cardiovasc Qual Out- 38. Krumholz HM. The new cholesterol and blood pressure guidelines: perspective on the path forward. JAMA. 2014;311:1403–5. 39. Montori VM, Brito JP, Ting HH. Patient-centered and practical application of new high cholesterol guidelines to prevent cardiovascular disease. JAMA. 2014;311:465–6. KEY WORDS ACC/AHA Performance Measures, coronary artery disease, health policy and outcome research, myocardial infarction, percutaneous coronary intervention, peripheral arterial disease, shared decision making, statins 571 572 Drozda et al. JACC VOL. 67, NO. 5, 2016 Focused Update of Secondary Prevention Lipid Performance Measures FEBRUARY 9, 2016:558–87 APPENDIX A. 2015 ACC/AHA FOCUSED UPDATE OF SECONDARY PREVENTION LIPID PERFORMANCE MEASURES: PERFORMANCE MEASURE SET 1. Updated Performance Measure for the Treatment of Blood Cholesterol to Reduce Atherosclerotic Cardiovascular Risk in Adults With Peripheral Artery Disease 3-hydroxy-3-methylglutaryl-coenzyme A Reductase Inhibitor (Statin) Therapy in Patients With PAD Measure Description: Percentage of patients 18-75 y of age with PAD who were offered moderate- to high-intensity statin. Patients in the denominator who Numerator: • Have been offered* high-intensity statin† or • Have been offered* moderate-intensity statin† and have documentation of a medical reason for not prescribing high-intensity statin Definitions: A statin is “offered” if it is prescribed or if a patient reason exception is documented. †Moderate-intensity and high-intensity statin doses are defined in Table 5 of the 2013 ACC/AHA Guideline on the Treatment of Blood Cholesterol to Reduce Atherosclerotic Cardiovascular Risk in Adults (5). Patients 18-75 y of age with PAD* seen in a 12-mo period * Denominator: Denominator Exclusions: Denominator Exceptions: Period of Assessment: Attribution: Definition: *PAD is defined as the presence of ≥1 of the following: • Claudication Critical limb ischemia (ischemic rest pain, nonhealing ischemic ulcers, gangrene) • History of vascular reconstruction, bypass surgery, or percutaneous intervention to the extremities • Amputation for critical limb ischemia • • Abnormal noninvasive test (e.g., ankle brachial index, ultrasound, magnetic resonance, or computed tomography imaging demonstrating stenosis in any peripheral artery, i.e., aorta, iliac, femoral, popliteal, tibial, peroneal) None Documentation of medical reason(s) for not prescribing a statin (e.g., allergy, intolerance to statin[s], other medical reasons) 12 mo Clinician practices caring for patients with PAD Rationale This measure was revised based on the 2013 ACC/AHA Guideline on the Treatment of Blood Cholesterol to Reduce Atherosclerotic Cardiovascular Risk in Adults (5) and is consistent with the ACC/AHA 3-hydroxy-3-methylglutaryl-coenzyme A Reductase Inhibitor (Statin) Therapy in Patients with Atherosclerotic Cardiovascular Disease (ASCVD) Performance Measure. Clinical Recommendation(s) The following evidence statements are quoted verbatim from the referenced 2013 ACC/AHA Guideline on the Treatment of Blood Cholesterol to Reduce Atherosclerotic Cardiovascular Risk in Adults: “High-intensity statin therapy should be initiated or continued as first-line therapy in women and men ≤75 years of age who have clinical ASCVD*, unless contraindicated.” (Class I; Level of Evidence: A) “In individuals with clinical ASCVD * in whom high-intensity statin therapy would otherwise be used, when high-intensity statin therapy is contraindicated† or when characteristics predisposing to statin-associated adverse effects are present, moderate-intensity statin should be used as the second option if tolerated.” (Class I; Level of Evidence: A) “In individuals with clinical ASCVD* >75 years of age, it is reasonable to evaluate the potential for ASCVD risk-reduction benefits and for adverse effects, drugdrug interactions and to consider patient preferences, when initiating a moderate- or high-intensity statin. It is reasonable to continue statin therapy in those who are tolerating it.” (Class IIb; Level of Evidence: A) Definition: *Clinical ASCVD includes acute coronary syndromes, a history of MI, stable or unstable angina, coronary or other arterial revascularization, stroke, TIA, and peripheral arterial disease presumed to be of atherosclerotic origin. Table 5. High-, Moderate-, and Low-Intensity Statin Therapy (Used in the RCTs Reviewed by the Expert Panel)* (5) High-Intensity Statin Therapy Moderate-Intensity Statin Therapy Daily dose lowers LDL-C, on average, by approximately ≥50% Daily dose lowers LDL-C, on average, by approximately 30% to <50% Low-Intensity Statin Therapy Daily dose lowers LDL-C, on average, by <30% Continued on the next page Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures APPENDIX A. CONTINUED Atorvastatin (40†)–80 mg Rosuvastatin 20 (40) mg Atorvastatin 10 (20) mg Rosuvastatin (5) 10 mg Simvastatin 20–40 mg‡ Pravastatin 40 (80) mg Lovastatin 40 mg Fluvastatin XL 80 mg Fluvastatin 40 mg BID Pitavastatin 2–4 mg Simvastatin 10 mg Pravastatin 10–20 mg Lovastatin 20 mg Fluvastatin 20–40 mg Pitavastatin 1 mg CQ1: What is the evidence for LDL–C and non-HDL–C goals for the secondary prevention of ASCVD?; CQ2: What is the evidence for LDL–C and non-HDL–C goals for the primary prevention of ASCVD?; and CQ3: For primary and secondary prevention, what is the impact on lipid levels, effectiveness, and safety of specific cholesterol-modifying drugs used for lipid management in general and in selected subgroups? Boldface type indicates specific statins and doses that were evaluated in RCTs (16-18,46-48,64-77) included in CQ1, CQ2, and the Cholesterol Treatment Trialists 2010 meta-analysis included in CQ3 (20). All of these RCTs demonstrated a reduction in major cardiovascular events. Italic type indicates statins and doses that have been approved by the FDA but were not tested in the RCTs reviewed. *Individual responses to statin therapy varied in the RCTs and should be expected to vary in clinical practice. There might be a biological basis for a less-thanaverage response. †Evidence from 1 RCT only: down-titration if unable to tolerate atorvastatin 80 mg in the IDEAL (Incremental Decrease through Aggressive Lipid Lowering) study (47). ‡Although simvastatin 80 mg was evaluated in RCTs, initiation of simvastatin 80 mg or titration to 80 mg is not recommended by the FDA because of the increased risk of myopathy, including rhabdomyolysis. BID indicates twice daily; CQ, critical question; FDA, U.S. Food and Drug Administration; LDL-C, low-density lipoprotein cholesterol; and RCTs, randomized controlled trials. Method of Reporting Proportion or percentage of patients meeting the measure during the measurement period Secondary Measures to Consider for Quality Improvement A potential measure to consider is the proportion of patients with PAD on statin therapy who have had 1 or more lipid panels during the 12-mo observation period. This is based on the following recommendation from the ACC/AHA Cholesterol Guideline: “Adherence to medication and lifestyle, therapeutic response to statin therapy, and safety should be regularly assessed. This should also include a fasting lipid panel performed within 4 to 12 weeks after initiation or dose adjustment, and every 3 to 12 months thereafter. Other safety measurements should be measured as clinically indicated.” (Class I; Level of Evidence: A) ACC/AHA indicates American College of Cardiology/American Heart Association; ASCVD, atherosclerotic cardiovascular disease; HDL-C, high-density lipoprotein cholesterol; MI, myocardial infarction; PAD, peripheral artery disease; and TIA, transient ischemic attack. 573 574 Drozda et al. JACC VOL. 67, NO. 5, 2016 Focused Update of Secondary Prevention Lipid Performance Measures FEBRUARY 9, 2016:558–87 APPENDIX A. CONTINUED ASCVD ASCVD Continued on the next page JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 APPENDIX A. CONTINUED Drozda et al. Focused Update of Secondary Prevention Lipid Performance Measures 575 576 Drozda et al. JACC VOL. 67, NO. 5, 2016 Focused Update of Secondary Prevention Lipid Performance Measures FEBRUARY 9, 2016:558–87 APPENDIX A. CONTINUED ASCVD ASCVD ASCVD Continued on the next page Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures APPENDIX A. CONTINUED Physician performance measures and related data specifications were developed by the American Medical Association (AMA) convened Physician Consortium for Performance Improvement® (PCPI®), the American College of Cardiology (ACC), the American Heart Association (AHA) and the National Committee for Quality Assurance (NCQA) to facilitate quality improvement activities by physicians. These performance measures are not clinical guidelines and do not establish a standard of medical care, and have not been tested for all potential applications. While copyrighted, they can be reproduced and distributed, without modification, for noncommercial purposes, e.g., use by health care providers in connection with their practices. Commercial use is defined as the sale, license, or distribution of the performance measures for commercial gain, or incorporation of the performance measures into a product or service that is sold, licensed or distributed for commercial gain. Commercial uses of the measures require a license agreement between the user and the AMA (on behalf of the PCPI), or the ACC, or the AHA or the NCQA. Neither the AMA, ACC, AHA, NCQA, the PCPI nor its members shall be responsible for any use of these measures. THE MEASURES AND SPECIFICATIONS ARE PROVIDED “AS IS” WITHOUT WARRANTY OF ANY KIND. © 2015 American College of Cardiology Foundation, American Heart Association, Inc., American Medical Association and National Committee for Quality Assurance. All Rights Reserved. Limited proprietary coding is contained in the measures specifications for convenience. Users of the proprietary code sets should obtain all necessary licenses from the owners of these code sets. The AMA, the ACC, the AHA, the NCQA, the PCPI and its members disclaim all liability for use or accuracy of any Current Procedural Terminology (CPT®) or other coding contained in the specifications. CPT® contained in the measures specifications is copyright 2015 American Medical Association. LOINC® copyright 2004-2015 Regenstrief Institute, Inc. This material contains SNOMED CLINICAL TERMS (SNOMED CT®) copyright 2004-2015 International Health Terminology Standards Development Organisation. All Rights Reserved. Use of SNOMED CT® is only authorized within the United States. 577 578 Drozda et al. JACC VOL. 67, NO. 5, 2016 Focused Update of Secondary Prevention Lipid Performance Measures FEBRUARY 9, 2016:558–87 APPENDIX A. CONTINUED * ASCVD ASCVD ASCVD Continued on the next page Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures APPENDIX A. CONTINUED Physician performance measures and related data specifications were developed by the American Medical Association (AMA) convened Physician Consortium for Performance Improvement® (PCPI®), the American College of Cardiology (ACC), and the American Heart Association (AHA) to facilitate quality improvement activities by physicians. These performance measures are not clinical guidelines and do not establish a standard of medical care, and have not been tested for all potential applications. While copyrighted, they can be reproduced and distributed, without modification, for noncommercial purposes, e.g., use by health care providers in connection with their practices. Commercial use is defined as the sale, license, or distribution of the performance measures for commercial gain, or incorporation of the performance measures into a product or service that is sold, licensed or distributed for commercial gain. Commercial uses of the measures require a license agreement between the user and the AMA (on behalf of the PCPI) or the ACC or the AHA. Neither the AMA, ACC, AHA, the PCPI nor its members shall be responsible for any use of these measures. THE MEASURES AND SPECIFICATIONS ARE PROVIDED “AS IS” WITHOUT WARRANTY OF ANY KIND. © 2015 American College of Cardiology Foundation, American Heart Association, Inc., and American Medical Association. All Rights Reserved. Limited proprietary coding is contained in the measure specifications for convenience. Users of the proprietary code sets should obtain all necessary licenses from the owners of these code sets. The AMA, the ACC, the AHA, the PCPI and its members disclaim all liability for use or accuracy of any Current Procedural Terminology (CPT®) or other coding contained in the specifications. CPT® contained in the measures specifications is copyright 2015 American Medical Association. LOINC® copyright 2004-2015 Regenstrief Institute, Inc. This material contains SNOMED CLINICAL TERMS (SNOMED CT®) copyright 2004-2015 International Health Terminology Standards Development Organisation. All Rights Reserved. Use of SNOMED CT® is only authorized within the United States. 579 580 Drozda et al. Focused Update of Secondary Prevention Lipid Performance Measures JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 APPENDIX A. CONTINUED Continued on the next page JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 APPENDIX A. CONTINUED Drozda et al. Focused Update of Secondary Prevention Lipid Performance Measures 581 582 Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures APPENDIX B. AUTHOR RELATIONSHIPS WITH INDUSTRY AND OTHER ENTITIES (RELEVANT)— 2015 ACC/AHA FOCUSED UPDATE OF SECONDARY PREVENTION LIPID PERFORMANCE MEASURES Ownership/ Partnership/ Principal Personal Research Institutional, Organizational, or Other Financial Benefit Expert Witness Committee Member Employment Consultant Speakers Bureau Joseph P. Drozda, Jr (Chair) Mercy Health Director of Outcomes Research None None None None None None T. Bruce Ferguson, Jr Brody School of Medicine at ECU, Department of Cardiovascular Sciences None None None None None None Hani Jneid Baylor College of Medicine—MEDVAMC None None None None None None Harlan M. Krumholz Yale University School of Medicine None None None None None None None None AstraZeneca* None None None Brahmajee K. Nallamothu University of Michigan— Abbott Assistant Professor, United Health Internal Medicine, Division of Cardiology Jeffrey W. Olin Mt. Sinai School of Medicine Henry H. Ting New York-Presbyterian Hospital/Columbia University Medical Center Merck Novartis None Johnson & Johnson* UnitedHealth* None None None AstraZeneca None None None This table represents the relationships of committee members with industry and other entities that were determined to be relevant to this document. These relationships were reviewed and updated in conjunction with all meetings and/or conference calls of the writing committee during the document development process. The table does not necessarily reflect relationships with industry at the time of publication. A person is deemed to have a significant interest in a business if the interest represents ownership of $5% of the voting stock or share of the business entity, or ownership of $$10,000 of the fair market value of the business entity; or if funds received by the person from the business entity exceed 5% of the person’s gross income for the previous year. Relationships that exist with no financial benefit are also included for the purpose of transparency. Relationships in this table are modest unless otherwise noted. According to the ACC/AHA, a person has a relevant relationship IF: a) the relationship or interest relates to the same or similar subject matter, intellectual property or asset, topic, or issue addressed in the document; or b) the company/entity (with whom the relationship exists) makes a drug, drug class, or device addressed in the document, or makes a competing drug or device addressed in the document; or c) the person or a member of the person’s household, has a reasonable potential for financial, professional or other personal gain or loss as a result of the issues/content addressed in the document. *No financial benefit. ACC/AHA indicates American College of Cardiology/American Heart Association; ECU, East Carolina University; and MEDVAMC, Michael E. DeBakey Veterans Affairs Medical Center. Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures APPENDIX C. PEER REVIEWER RELATIONSHIPS WITH INDUSTRY AND OTHER ENTITIES— 2015 ACC/AHA FOCUSED UPDATE OF SECONDARY PREVENTION LIPID PERFORMANCE MEASURES Representation Consultant Speakers Bureau Lynne Braun Official Reviewer—AHA None None Blair D. Erb, Jr Official Reviewer—ACC Board of Trustees None None Gregg C. Fonarow Official Reviewer—ACC/ Amgen AHA Task Force for Johnson & Performance Measures Johnson Novartis† Takeda Content Reviewer— ACC/AHA Task Force Pharmaceutical on Clinical Data Standards None G.B. John Mancini Official Reviewer—ACC Amgen Board of Governors Merck Pfizer Regeneron/ Sanofi-aventis Peer Reviewer Robert Shor Official Reviewer (Alternate)—ACC Board of Governors None Laith G. Alsayegh Organizational Reviewer—SVM None Christie M. Ballantyne Organizational Reviewer—NLA Mary Barton Organizational Reviewer—NCQA Vera Bittner Organizational Reviewer—AACVPR Ownership/ Partnership/ Principal Expert Witness None None None None None None None Novartis† None None None None Amgen† None None None None None None None None None None None Amarin† Amgen† Eli Lilly† Merck† Novartis† Pfizer† Regeneron† Sanofi-aventis/ Synthelabo† None None None None None AmarinVascepa None Abbott† Amgen† Merck Aegerion Amarin Amgen Cerenis Esperion Therapeutics Genentech Genzyme Merck† Novartis Omthera Pfizer† Regeneron Resverlogix Sanofi-aventis/ Synthelabo None None None None None None None Amarin Personal Research Institutional, Organizational, or Other Financial Benefit Foundation of Amgen the National AstraZeneca* Lipid Eli Lilly* Association* GlaxoSmithKline† Hoffman-La National Lipid Roche Association Janssen American Board Pharmaceuticals† of Clinical Lipidology* Pfizer Sanofi-aventis* Schering Plough* University of Oxford* None Michael Blaha Organizational Reviewer—SCCT None None None None None None Konstantinos Boudoulas Organizational Reviewer—SCAI None None None None None None Continued on the next page 583 584 Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures APPENDIX C. CONTINUED Consultant Speakers Bureau Ownership/ Partnership/ Principal Personal Research None None Institutional, Organizational, or Other Financial Benefit Expert Witness Peer Reviewer Representation W. Virgil Brown Organizational Reviewer—NLA J. Thomas Cross, Jr Organizational Reviewer—ACP None None None None None None Michael Crouch Organizational Reviewer—AAFP None None None None None None Andrew Dunn Organizational Reviewer—ACP None None None Desai Pharmaceuticals* None None Daniel Edmundowicz Organizational Reviewer—SAIP None None None None None None Mary Ann Forciea Organizational Reviewer—ACP None None None None None None Robert A. Gluckman Organizational Reviewer—ACP None None Abbvie† Abbott† BristolMyers Squibb* Walgreens† None None None Richard Hellman Organizational Reviewer— AMA-PCPI None None None None None None Robert H. Hopkins, Jr Organizational Reviewer—ACP None None None None None None Matthew K. Ito Organizational Reviewer—NLA Regeneron None None Kowa Pharmaceuticals* None None Terry A. Jacobson Organizational Reviewer—NLA None None REDUCE IT Trial Peter Jones Organizational Reviewer—NLA Atherotech† Merck Regeneron/ Sanofi-aventis Parag Joshi Organizational Reviewer—SCCT None Eve Askanas Kerr Organizational Reviewer—ACP Debra KohlmanTrigoboff Amgen† Merck† AstraZeneca Eli Lilly Genzyme† GlaxoSmithKline† LipoScience Merck Amarin AstraZeneca LipoScience Merck Regeneron/ Sanofi-aventis Defendant, expert in lipid metabolism, 2014 Plaintiff, ezetimibe patent challenge, 2015- National Lipid Association None None None Amarin* Amgen* Regeneron/ Sanofi-aventis* None None None None None None None None None None None None Organizational Reviewer—SVN None None None None None None Kesavan Kutty Organizational Reviewer—ACP None None None None None None Ngoc-Anh Le Organizational Reviewer —AHA None None Sei Lee Organizational Reviewer—AGS None None None None None None Ana Maria Lopez Organizational Reviewer—ACP None None None None None None Catherine MacLean Organizational Reviewer—ACP None None None None WellPoint, Inc.† None LipoScience Merck National Lipid Association* AstraZeneca† Abbott† Merck† None Continued on the next page Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures APPENDIX C. CONTINUED Personal Research Institutional, Organizational, or Other Financial Benefit Expert Witness None None None None Ownership/ Partnership/ Principal Bristol-Myers Squibb Janssen Pharmaceuticals† Pfizer Speakers Bureau Peer Reviewer Representation Consultant Charles E. Mahan Organizational Reviewer—ASHP Janssen Pharmaceuticals Michael McConnell Organizational Reviewer—SCMR None None None GE Healthcare† Tiara Pharmaceuticals† None None James McKenney Organizational Reviewer—NLA None None None None None None Pamela B. Morris Organizational Reviewer—NLA None None None None Carol E. Orringer Organizational Reviewer—NLA Merck None None None Stephen D. Persell Organizational Reviewer—ACP None None None None None None Amir Qaseem Organizational Reviewer—ACP None None None None None None Robert Ratner Organizational Reviewer—ADA None None None None None None Russell Samson Organizational Reviewer—SVS None None None None None None Howell Sasser Organizational Reviewer—ACP None None None None None None Terrence Shaneyfelt Organizational Reviewer—ACP None None None None None None Elaine Tseng Organizational Reviewer—STS None None None None None None Geogy Vatakencherry Organizational Reviewer—SIR None None None None None None Kaye-Eileen Willard Organizational Reviewer—NLA None None None None None None None None None None None None Eli Lilly† Janssen Pharmaceuticals† None None None None None None None None Aegerion AstraZeneca Genzyme LipoScience Merck John Doherty Content Reviewer— ACC/AHA Appropriate Use Criteria Task Force None Eric Peterson Content Reviewer— Genentech ACC/AHA/AACVPR/ Janssen AAFP/AMA-PCPI/ Pharmaceuticals ANA/ASHP/NCQA Sanofi-aventis The Concepts for Clinician-Patient Shared Accountability in Performance Measures Writing Committee Binh An P. Phan Content Reviewer—ACC Prevention Council None Paul Poirier Content Reviewer—AHA AstraZeneca Bristol-Myers Squibb Janssen Pharmaceuticals Merck Merck National Lipid Association* National Lipid Association* None None None None Continued on the next page 585 586 Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures APPENDIX C. CONTINUED Peer Reviewer None None Amgen Genentech Janssen Pharmaceuticals Novartis Regeneron* United Healthcare— Scientific Advisory Board None None Content Reviewer—2013 ACC/AHA Guideline on the Treatment of Blood Cholesterol to Reduce Atherosclerotic Cardiovascular Risk in Adults Writing Committee None None None None None None Content Reviewer— ACC/AHA/SCAI/ AMA-PCPI/NCQA Percutaneous Coronary Intervention Performance Measurement Writing Committee None None None None None None Content Reviewer— ACC/AHA/ACR/SCAI/ SIR/SVM/SVN/SVS 2010 Performance Measures for Adults With Peripheral Artery Disease None None None None None None Consultant Content Reviewer— ACC/AHA 2008 AMI Performance Measures Writing Committee; ACC Clinical Quality Steering Committee; ACCF/AHA/AMA-PCPI 2011 Performance Measures for Adults With CAD and Hypertension Neil Stone Carl Tommaso Diane TreatJacobson Expert Witness Speakers Bureau Representation John Spertus Institutional, Organizational, or Other Financial Benefit Ownership/ Partnership/ Principal Personal Research Eli Lilly† This table represents the relationships of reviewers with industry and other entities that were disclosed at the time of peer review and determined to be relevant to this document. It does not necessarily reflect relationships with industry at the time of publication. A person is deemed to have a significant interest in a business if the interest represents ownership of $5% of the voting stock or share of the business entity, or ownership of $$10,000 of the fair market value of the business entity; or if funds received by the person from the business entity exceed 5% of the person’s gross income for the previous year. A relationship is considered to be modest if it is less than significant under the preceding definition. Relationships that exist with no financial benefit are also included for the purpose of transparency. Relationships in this table are modest unless otherwise noted. Names are listed in alphabetical order within each category of review. According to the ACC/AHA, a person has a relevant relationship IF: a) the relationship or interest relates to the same or similar subject matter, intellectual property or asset, topic, or issue addressed in the document; or b) the company/entity (with whom the relationship exists) makes a drug, drug class, or device addressed in the document, or makes a competing drug or device addressed in the document; or c) the person or a member of the person’s household, has a reasonable potential for financial, professional or other personal gain or loss as a result of the issues/content addressed in the document. *No financial benefit. †Significant relationship. AACVPR indicates American Association of Cardiovascular and Pulmonary Rehabilitation; AAFP, American Academy of Family Physicians; ACC/AHA, American College of Cardiology/ American Heart Association; ACCF, American College of Cardiology Foundation; ACP, American College of Physicians; ACR, American College of Radiology; ADA, for American Diabetes Association; AGS, American Geriatrics Society; AMA-PCPI, American Medical Association Physician Consortium for Performance Improvement; AMI, acute myocardial infarction; ANA, American Nurses Association; ASHP, American Society of Health-System Pharmacists; NCQA, National Committee for Quality Assurance; NLA, National Lipid Association; SAIP, Society of Atherosclerosis Imaging and Prevention; SCAI, Society for Cardiovascular Angiography and Interventions; SCCT, Society of Cardiovascular Computed Tomography; SCMR; Society for Cardiovascular Magnetic Resonance; SIR, Society of Interventional Radiology; STS, Society of Thoracic Surgeons; SVM, Society for Vascular Medicine; SVN, Society for Vascular Nursing; and SVS, Society for Vascular Surgery. Drozda et al. JACC VOL. 67, NO. 5, 2016 FEBRUARY 9, 2016:558–87 Focused Update of Secondary Prevention Lipid Performance Measures APPENDIX D. 2015 ACC/AHA FOCUSED UPDATE OF SECONDARY PREVENTION LIPID PERFORMANCE MEASURES: SUMMARY ANALYSIS TABLE Measures Included in the Performance Measure Set Completely Fulfills Attribute* Partially Fulfills or Does Not Fulfill Attribute* Summary Comments† 3-hydroxy-3-methylglutaryl-coenzyme A Reductase Inhibitor (Statin) Therapy in Patients With PAD 1,2,3,4 Fulfills all attributes The measure was included in the measure set as a replacement for the Cholesterol Lowering Medications (Statins) measure in the ACCF/AHA/ACR/SCAI/SIR/SVM/SVN/SVS 2010 Performance Measures for Adults With Peripheral Artery Disease (6). Statin Therapy for Patients With Acute Myocardial Infarction 1,2,3,4 Fulfills all attributes The measure was included in the measure set as a replacement for the Statin Prescribed at Discharge measure in the ACC/AHA 2008 Performance Measures for Adults With ST-Elevation and Non-ST-Elevation Myocardial Infarction (7). Postprocedural Optimal Medical Therapy Composite 1,2,3,4 Fulfills all attributes The measure was included in the measure set as a replacement for the Post-Procedural Optimal Medical Therapy Composite measure in the ACC/AHA/SCAI/AMA–Convened PCPI/NCQA 2013 Performance Measures for Adults Undergoing Percutaneous Coronary Intervention (8). 3-hydroxy-3-methylglutaryl-coenzyme A Reductase Inhibitor (Statin) Therapy in Patients With CAD 1,2,3,4 Fulfills all attributes The measure was included in the measure set as a replacement for the Lipid Control measure in the ACCF/AHA/AMA-PCPI 2011 Performance Measures for Adults With Coronary Artery Disease and Hypertension (9). 3-hydroxy-3-methylglutaryl-coenzyme A Reductase Inhibitor (Statin) Therapy in Patients With Clinical Atherosclerotic Cardiovascular Disease 1,2,3,4 Fulfills all attributes The measure was included as a stand-alone measure because of the strong recommendation made for the use of high-intensity statins in patients with ASCVD found in the 2013 ACC/AHA Guideline on the Treatment of Blood Cholesterol to Reduce Atherosclerotic Cardiovascular Risk in Adults (5). *Corresponding numbers are linked to the ACC/AHA Task Force on Performance Measures Attributes for Performance Measures. Numbers indicate the entire attribute. †Where applicable, the writing committee provided summary comments about why certain measures were or were not included in the final measure set. ACC indicates American College of Cardiology/American Heart Association; ACCF, American College of Cardiology Foundation; ACR, American College of Radiology; AMA-PCPI, American Medical Association Physician Consortium for Performance Improvement; ASCVD, atherosclerotic cardiovascular disease; CAD, coronary artery disease; NCQA, National Committee for Quality Assurance; PAD, peripheral artery disease; SCAI, Society for Cardiovascular Angiography and Interventions; SIR, Society for Interventional Radiology; SVM, Society for Vascular Medicine; SVN, Society for Vascular Nursing; and SVS, Society for Vascular Surgery. 587
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