30846 Debt cover.qxd 9/11/04 6:07 pm Page 1 Measuring and recording student achievement Measuring and recording student achievement Report of the Scoping Group chaired by Professor Robert Burgess Contents Chair’s foreword 3 Executive summary 4 Part 1: Introduction 7 Background Methodology 7 11 Part 2: Identifying and addressing the issues 13 Introduction 13 Section A: Describing, measuring, recording and communicating achievement 15 Representing achievement Criteria The honours degree classification system Alternative methods of representing achievement 15 17 17 21 Section B: Value added 25 Dimensions of value added Issues affecting value added Obtaining data to determine value added 25 28 29 Section C: Credit 33 What is credit? Actual and potential benefits of credit Criticisms of credit Issues in the development of higher education credit in England 34 35 37 38 Section D: General issues 42 Consultation with key stakeholders Communication with key stakeholders Terminology Timing Leadership and ownership 42 43 43 43 44 Measuring and recording student achievement • Universities UK/SCOP 1 Section E: Conclusions 45 Conclusions Summary of recommendations Next steps 45 45 47 Notes 49 Annexes Annex A Scoping Group terms of reference Annex B Scoping Group membership Annex C sub-group membership and terms of reference Annex D references 2 Measuring and recording student achievement • Universities UK/SCOP 51 52 53 56 Chair’s foreword I am delighted to introduce the report of the Measuring and Recording Student Achievement Scoping Group. It contains our recommendations for taking forward work in a number of areas which will be the key to realising a successful future for UK higher education, providing a sound basis for describing, measuring, recording and communicating student achievement in the Twenty-first century. As a Scoping Group it has been our task to scope issues rather than provide solutions and thus our recommendations are in the form of pointers towards future directions and further work which must be taken forward by the sector. Scoping was necessary because this is a vast landscape of complex issues and in engaging in this task we have had to prioritise. Nonetheless, over the past nine months we believe we have cleared enough ground for there to be clarity and vision and a sound evidence base upon which to build. In undertaking this task we acknowledged the need to recognise academic and institutional autonomy and also the need for consensus in proposing change. We were aware at the outset that the UK higher education sector has already had many of these issues under active discussion and our scoping work soon revealed that there had already been significant progress in many areas. We saw an important part of our task as acknowledging and recording this work as it represents a solid basis for future direction. Our ultimate aim is that students will benefit directly from the pointers we have proposed for further investigation and we were particularly concerned to put student interests at the heart of our deliberations and in making recommendations. However, all stakeholders, internal and external, need to be involved in pursuing the next stage of work. We are acutely aware that our recommendations represent a considerable programme of work which we are now handing to Universities UK and SCOP to take forward in partnership with the Funding Councils and other organisations. In addition we have, perhaps audaciously, set a deadline of the end of December 2005 by which we think clear progress should have been made. The Group felt very strongly that, having raised expectations within the sector, and among other key stakeholders and policymakers, there is a need to maintain momentum in pressing ahead with these matters. In commending our report to the sponsoring bodies I would like to thank all those who have assisted us in our discussions. The report is the result of a team effort by all members of the Scoping Group and observers, those who chaired the sub-groups, sub-group members and consultants and advisers, all of whom have given generously of their time and contributed much to our understanding of the issues that need to be resolved. Finally, all this work would not have been completed without the strong support of Greg Wade, Clare Taylor and Helen Bowles, together with Jane Denholm of Critical Thinking who used her expertise to shape our discussions into a coherent report that the whole Scoping Group can recommend. Professor Robert Burgess Vice-Chancellor, University of Leicester Measuring and recording student achievement • Universities UK/SCOP 3 Executive Summary The Measuring and Recording Student Achievement Scoping Group was established by Universities UK and the Standing Conference of Principals (SCOP), with the support of the Higher Education Funding Council for England (HEFCE) in October 2003 to review the recommendations from the UK Government White Paper The Future of Higher Education relating specifically to recording student achievement, value added, degree classifications and credit systems. It was originally intended that the Scoping Group would meet twice. However, the scale of the work required it to meet five times between October 2003 and June 2004. In addition, following the October meeting, a series of three sub-groups was established to undertake detailed work and identify issues for consideration and resolution by the full Scoping Group. It was not the function of the Scoping Group fully to address and solve all of the issues. Its purpose was to: • consider definitions and issues relating to the major themes; • consider what problems or opportunities needed to be addressed; and • recommend a programme of work, and who should take forward this work with reference to current good practice. The scoping work has demonstrated that there is currently a considerable degree of work underway in the UK higher education sector in matters of describing, measuring, recording and communicating student achievement. The Group also identified some major, as yet unresolved, issues. The full report addresses a number of these and suggests ways in which they could, and in some cases should, be taken forward. The key conclusions are that: • Whilst the UK honours degree is a robust qualification which continues to serve us well, the existing honours degree classification system has outlived its usefulness and is no longer fit for purpose. There should be further investigation of alternative classificatory systems for representing achievement which better meet the needs of different audiences and a set of criteria need to be identified and agreed for the purpose of evaluating such a system. There is merit in incorporating some of the existing initiatives in this area including the higher education Transcript, the Progress File and Personal Development Planning. Account must also be taken of developments elsewhere in the UK, in other sectors and European developments such as the Diploma Supplement and the Europass; • The sector should actively investigate the feasibility of designing models for predicting value added for potential students. Existing databases could be used to this end but any proposals will need to be carefully trialled and piloted with students and institutions to determine their robustness and usefulness; and 4 Measuring and recording student achievement • Universities UK/SCOP • Whilst acknowledging the autonomy of higher education institutions, the sector should work towards a common further and higher education credit system for England, Wales and Northern Ireland, articulating effectively with the Scottish Credit and Qualifications Framework and the European Credit Transfer System (ECTS) in Europe. To bring this to fruition, terminology will have to be agreed and defined. The Scoping Group makes the following recommendations: Recommendation 1: there is a need for further investigation of classificatory systems for the appropriate and effective representation and communication of learning and achievement. Recommendation 2: a series of criteria for an effective system of representing and communicating student achievement should be identified and agreed by the higher education sector. Recommendation 3: since the current system of degree classification no longer provides a sufficient means of summarising student achievement, it should be reviewed. Recommendation 4: proposals for changing the degree classification system should not merely focus on the undergraduate degree but should take into account the complete range of higher education qualifications. Recommendation 5: developments in describing, measuring, recording and communicating achievement should take place in parallel with, and as complementary to, the Diploma Supplement and ultimately the Europass. Recommendation 6: higher education institutions should continue to implement Personal Development Planning within the guidelines developed by the Progress File Implementation Group. There should continue to be evaluation of the impact of learning and the representation of learning and achievement of different forms of Personal Development Planning. Recommendation 7: in taking work forward on recording achievement in higher education full account should be taken of existing congruent practice including developments in schools and further education colleges, in the UK and elsewhere in Europe. The opportunity should be taken particularly to ensure that this dovetails with emerging proposals and policies for 14-19 education. Attempts should be made to ensure that optimal transitions for students, from school and further education into higher education, and within higher education itself, would be possible. Recommendation 8: the feasibility and value of adopting, adapting, extending or designing a model for predicting value added to students of undertaking particular higher education studies should be actively pursued. This could include a range of factors such as financial value added and a comparison of the performance of different cohorts of students. Measuring and recording student achievement • Universities UK/SCOP 5 Recommendation 9: since it will be necessary to achieve a common understanding in developing credit proposals, credit terminology, the relationship between credit systems and qualification frameworks, and their respective functions and parameters, should be defined and agreed. Recommendation 10: the stakeholder organisations should strive for a common higher education credit system in England, Wales and Northern Ireland which would help facilitate continued developments of local/regional schemes for student progression. Recommendation 11: following agreement on a credit system, a concerted effort should be made to achieve more consistent and widespread use of credit in higher education. The developments should take into account current developments in Wales, Northern Ireland, Scotland and in further education in England. Recommendation 12: the sector should closely monitor and engage with the development of the European Credit Transfer System (ECTS) as the common European credit system. Recommendation 13: a detailed implementation plan, setting out how and when all of the recommendations contained in this report will be implemented, should be prepared for consultation by no later than 31 December 2005. Recommendation 14: the institutional representative bodies, in partnership with the Funding Councils, should retain responsibility for, and provide leadership in, taking forward all the recommendations in this report. In view of the impact any changes will have on other UK countries, Universities UK and SCOP with the support of HEFCE should now invite their counterparts in Scotland, Wales and Northern Ireland to participate in all future developments. 6 Measuring and recording student achievement • Universities UK/SCOP Part 1: Introduction Background 1. The UK Government White Paper The Future of Higher Education, published in January 2003, makes a number of far-reaching proposals touching aspects across the range of institutional activities and requiring fundamental changes to higher education in England. As well as announcing major changes to funding arrangements, including the introduction of topup fees, a number of initiatives are proposed to ensure fair admissions, increase and widen access and redress for complaints. The Future of Higher Education has also renewed attempts to raise the esteem of, and strengthen, learning and teaching activities relative to research activities – it asserts that ‘teaching has for too long been the poor relation in higher education’.1 A range of teaching-related proposals form the backdrop to this report. 2. The Measuring and Recording Student Achievement Scoping Group was established by Universities UK and the Standing Conference of Principals (SCOP), with the support of the Higher Education Funding Council for England (HEFCE) in October 2003 to review the recommendations from the White Paper relating specifically to recording student achievement, value added, degree classifications and credit systems. As we explored these themes we uncovered a range of issues that were currently under discussion in the sector. Clearly, although the White Paper is largely concerned with the English higher education system, many of its proposals will impact directly and indirectly on the higher education sectors within the other UK countries. The Scoping Group noted that many of the issues it was considering transcended national boundaries and we therefore invited onto our Group observers from the higher education funding agencies in the devolved administrations, who were encouraged to be fully involved in our deliberations. Similarly, although the White Paper mainly impacts upon the higher education sector, the Scoping Group has been aware that those further education institutions which offer higher education will also be affected. 3. The full terms of reference for the Scoping Group are at Annex A and membership of the Scoping Group is at Annex B. 4. The background to the work of the Scoping Group is drawn from The Future of Higher Education: ‘We must also ensure that we have robust ways of describing, measuring and recording student achievement which are helpful to the student, to institutions, to employers, and to other stakeholders. Existing arrangements need to be strengthened in a number of ways. Measuring and recording student achievement • Universities UK/SCOP 7 ‘First, we will review with Universities UK, the Standing Conference of Principals, and the Quality Assurance Agency the progress being made on the use of transcripts and personal development portfolios. We want them to be used to enable learners to understand and reflect on their achievements, and to present those achievements to employers, institutions, and other stakeholders. ‘Second, we have asked HEFCE to review current methodologies for recording student achievement and to develop more sophisticated ways of measuring ‘value added’ – the distance travelled by the individual learner. ‘Finally, we have asked HEFCE to evaluate recent research on the honours classification system, particularly given the increasing numbers of first and upper-second class degrees being awarded. We will ask them to convene a review group with the sector to consider possible alternative methods for presenting the overall achievement of students (in addition to detailed achievements by module, subject, or individual learning experience contained on transcripts). We want to ensure that whatever system universities use is transparent and adequately conveys the difference between the achievements of individual students, so that it has credibility with students and employers. We will need to ensure that any change in methodology does not undermine the current high standing of our honours degree’.2 And, ‘There are a number of ways of providing additional flexibility [including]: Credit systems, which make it possible to break off and start again without having to repeat learning, will become increasingly important as the routes into and through higher education become more varied. They help motivate learners, recognising achievement along the way; and they help institutions develop flexible curricula. Many institutions have internal credit systems, and there are a number of consortia with shared ones. HEFCE will work with partners in the sector – from 2003 onwards – to build upon the best current practice, and to scale this up so that there is widespread and consistent use of credit across higher education.’3 8 Measuring and recording student achievement • Universities UK/SCOP 5. The Scoping Group was mindful in its deliberations that against the backdrop of the White Paper is a range of other developments in higher education including the Government aim to increase participation in higher education towards 50 per cent of those aged 18-30 by the end of this decade. In addition, developments at European level through the Bologna Process now affect a range of spheres of higher education activity. Many of the Bologna proposals specifically concern issues of interest to the Scoping Group, reflecting a wider, international, interest in these areas and a shared acknowledgement that they need to be addressed. In particular Ministers4 have agreed on behalf of the higher education sector that it will address three specific areas; the use of credits and the introduction of credits in a qualification framework (by 2010); and the award of a Diploma Supplement (by 2005). The Scoping Group is aware that the Diploma Supplement is part of the Europass proposals, which means it will become a requirement on institutions if, as anticipated, a decision is made by the European Parliament and Council for adoption of the Europass Framework. 6. We were also acutely aware that most of the issues we were charged with considering are already under active discussion – and in some cases action – in the UK higher education sector. A considerable amount of work is already in progress and we have been fortunate to be able to build upon this in reaching our own conclusions which we view as contributing to an ongoing debate. Evidence, including trend reports from the Quality Assurance Agency for Higher Education (QAA) and recent research for the Scottish Enhancement Theme Group on Assessment5, indicate that the UK higher education sector often leads the way in terms of identifying, debating and resolving issues relating to measuring, recording and communicating student achievement. There are strong indications that UK practice is ahead of current thinking in several areas. For example, following the Dearing recommendation, Progress Files, containing both a transcript of formal learning and achievement, and more personal records evidencing the wider achievements of individuals, have already been agreed by the sector through its representative bodies. Dearing also called for the implementation of the higher education Transcript, for which a minimum data set has been defined, by 2002-03 and for the Personal Development Planning6 element, which is intended to support the creation of such personal records, by the 2005-06 academic year. Personal Development Planning will underpin the Progress File and improve students’ capacities to communicate information about their learning, and is now being implemented. 7. However, we were also aware that the higher education sector is currently contending with a number of important issues which are, as yet, unresolved. The Scoping Group saw the identification of these as its first task. We acknowledged that a range of coherent relationships existed between the issues of recording student achievement, measuring value added, degree classification and credit. Measuring and recording student achievement • Universities UK/SCOP 9 10 8. We agreed that we wanted to explore how to achieve a richer and broader approach to representing student achievement. This is a vast field of inquiry so we have had to be selective. For example we have not chosen to consider ‘assessment’ issues in any great detail on the basis that this was too complex to scope along with everything else. Institutions themselves and the Higher Education Academy are taking forward quite detailed work on assessment while over one fifth of the (HEFCE) Fund for the Development of Teaching and Learning’s current projects are concerned with assessment. We also agreed early that certain other topical issues such as perceived ‘grade inflation’ would unduly overload our work programme. Nonetheless we believe all of these issues very important and need to be taken forward in future. At our first meeting we therefore agreed to focus on the following key areas: • robust ways of describing, measuring, recording and communicating student achievement; • progress on implementation of transcripts and Personal Development Planning; • current methodologies for recording student achievement; • developing more sophisticated ways of measuring value added; • evaluating recent research on the honours classification system including identifying possible alternative methods for presenting the overall achievements of students for further consideration; • building upon the best current practice on credit systems, and how potentially to scale this up so that there is widespread and consistent use of credit across higher education; and • alignment with European developments. 9. We agreed that, as a Scoping Group, it would not be possible to fully address and solve all of these issues but that our purpose was to: • consider definitions and issues relating to the major themes; • consider what problems or opportunities needed to be addressed; and • recommend a programme of work, and who should take this forward with reference to current good practice. 10. This report considers these themes in depth in Part 2. Measuring and recording student achievement • Universities UK/SCOP Methodology 11. The Scoping Group agreed it was important to acknowledge the considerable amount of work already being carried out by the sector on the issues it was charged with exploring. We have also been careful to acknowledge academic freedom and institutional autonomy and have framed our proposals and recommendations within this context. In addition, the impact on the student and the student experience are of paramount importance and guided our thinking at all times. At its first meeting, therefore, the Scoping Group agreed a set of key principles which would underpin the way it worked. These were: • to respect institutional autonomy and academic professionalism; • to ensure that the interests of students were a primary concern of all aspects in the work of the Group; • to ensure that proposals were, as far as possible, ‘owned’ by the sector via effective communication and consultation; • not to shy away from suggesting radical change if this was the consensus of the Group; • to ensure clarity about the problems we were trying to address/opportunities we were trying to exploit or create; • to ensure that proposals were, as far as possible, evidence-based both through reviewing previous work as well as commissioning further research and highlighting examples of good practice; and • at all times be concerned about the possible burden of recommendations on institutions and staff. 12. It was originally intended that the Scoping Group would meet twice. However, the scale of the work required it to meet five times between October 2003 and June 2004. In addition, following the October meeting, a series of three sub-groups was established to undertake detailed work on each of three themes: • curriculum, assessment and classification; • credit systems; and • value added. 13. The sub-groups were charged with reporting back to the full Scoping Group which used their deliberations to consider the issues as a piece and in further detail. In full session the Scoping Group members variously challenged, accepted and refocused the emphasis of this work, using it to inform the contents of this final report and the recommendations that arise herein. Measuring and recording student achievement • Universities UK/SCOP 11 12 14. The Scoping Group commissioned a number of reviews of literature, research and consultancy reports to inform its work.7 As outlined at paragraph 8, above, our scope was necessarily selective but we saw covering the groundwork related to this in a comprehensive manner, and thus developing an evidence base, as one of our main tasks. This report is fully referenced and a full bibliography of resources is at Annex D. Our recommendations and conclusions are therefore informed by research and evidence. In a report of this nature there was not space to reproduce all of this evidence but we believe it will provide a firm basis from which to proceed and we commend it to the sponsoring organisations in following up on our recommendations. 15. The membership of each of the three Sub-Groups and their terms of reference are attached at Annex C. Measuring and recording student achievement • Universities UK/SCOP Part 2: Identifying and addressing the issues Introduction 16. The Scoping Group has considered many of the themes and issues identified by Government in some depth. The issues inter-relate but we found three general themes a convenient way to examine them, which we consider below. 17. The themes for consideration are: A. 18. B. 19. C. Describing, measuring, recording and communicating achievement This section addresses general conceptual and practical issues relating to the theme of describing, measuring, recording and communicating achievement. Flowing from this it also identifies and considers in depth two more specific issues: the utility of the honours classification; and the different ways of representing and communicating learning through ongoing initiatives such as Personal Development Planning, transcripts and the European Diploma Supplement. Value added The Scoping Group was aware that the term ‘value added’ has many different meanings and we have briefly identified and considered each of them in scoping this theme. More specifically, this section also considers the different audiences for information, how to obtain information, the potential for developing and applying the approach to value added in schools to higher education, and the possible effects the introduction of a widely-used model or indicator might have. Credit 20. This section considers the actual and potential benefits of credit, points of criticism and issues in the development of higher education credit in England – including agreeing a common system, articulation with other frameworks, European imperatives and the definition of terms. 21. These three themes are considered in Sections A-C below. Measuring and recording student achievement • Universities UK/SCOP 13 D. 14 General issues 22. We also identified some generic practical issues arising from our work, which have led us to make some further additional recommendations and pointers for taking the work forward and these are considered in Section D at the end of Part 2. They concern the need for leadership, consultation and communication with key stakeholders, the need to define terminology and timescale for the work. E. Conclusions 23. Finally, at Section E, we summarise our main conclusions and identify some strategic questions that need to be addressed by the sponsoring bodies in taking the work forward. Measuring and recording student achievement • Universities UK/SCOP Section A: Describing, measuring, recording and communicating achievement 24. The Scoping Group acknowledges that changing needs on the part of students and employers have prompted changes to the curriculum which in turn require a reconsideration of how achievement is described, measured, recorded and communicated. For example, whilst the UK honours degree remains a highly robust qualification, we recognise the views of some in the sector that the honours degree classification system requires reconsideration and has outlived its usefulness as a means of classifying awards. There are many other issues we could have considered – including the debate on alleged ‘grade inflation’ which will need to be explored by the sponsoring bodies in taking the work forward. 25. This Section considers how general issues relating to the theme of describing, measuring, recording and communicating achievement can be addressed, as well as identifying two more specific issues: the honours classification; and the different ways of representing and communicating learning through ongoing initiatives such as Personal Development Planning, transcripts and the Diploma Supplement. We consider that the term ‘achievement’, being broader and more inclusive than ‘learning’, is more appropriate to our intended meaning and use it deliberately throughout this report. Representing achievement 26. The Scoping Group has considered the overall issue of representing achievement and concluded that establishing an understanding of the way achievement is represented, and the purpose(s) of representing achievement in the context of moving from an elite to a mass higher education system, is essential to both conceptual and practical progress. For example, we are concerned about how far the use of degree classification, or similar grading systems, as a proxy for the level of acquisition of learning and skills, is understood by potential users such as students and employers. We are further concerned about how far the different purposes and ways of representing achievement, and the limitations on what can be represented, are clearly understood by potential users. We have been mindful that, from this year, all higher education graduates should receive a transcript as well as a summative classification and we consider this, and its potential, in more detail below. 27. In terms of the overall issue, we have concluded that ‘fitness for purpose’ is a key concept in considering how to represent achievement, and what achievement to represent. In exploring these issues further we believe the sponsoring bodies will need to: • develop a deeper understanding of the types of learning and achievement that can be represented in higher education, the modes of representation and the information that different forms of representation convey; Measuring and recording student achievement • Universities UK/SCOP 15 • • • identify the different ‘users’ of information about learning and achievement (eg, students, employers, academic audiences), the kind of information they need, why they need it and how they use it; identify and address the different purposes of assessment including, for students, acknowledgement of what has been learned; and establish the linkages between evaluation, assessment and description. 28. Following from this, in the development of any new framework for representing achievement, the Scoping Group urges that attention be paid to a number of important issues: • the representation of learning and achievement not only summatively (to future audiences upon completion of a period of study), but also specifically to support formative activity and reflective thinking by the student; • the need to take full account of diversity in higher education, both in terms of student diversity and in terms of the increasing range and scope of provision; and • the recognition that different means of representing higher education outcomes might be used in various different ways by those considering graduates for future opportunities. 29. Student progression has become an important concept in higher education and different methods and modes have been developed to record students’ learning and progression and we envisage that more will be developed in future. We have concluded that, in representing student learning and achievement, whether for formative or summative purposes, full consideration should be given to the significance of the process of learning (and the consequent development of capabilities such as enquiry, analysis, synthesis, problem solving, reflection and self-evaluation, criticality and creativity). Future work should therefore seek to represent such outcomes. 30. In terms of the overall representation of learning and achievement, in the curriculum context, there is a need to encompass a number of elements and we have concluded that future work will be needed to consider whether and how they might be validated and supported, and by whom. These are: • subject-based learning (including the demonstration of knowledge and skills acquisition); • personally recognised learning, (beyond that anticipated by those who designed the formal learning outcomes and objectives); and • learning derived through the education process (both subject and self-related, such as the capabilities identified at paragraph 29 above). Recommendation 1: there is a need for further investigation of classificatory systems for the appropriate and effective representation and communication of learning and achievement. 16 Measuring and recording student achievement • Universities UK/SCOP Criteria 31. A system which aims robustly to describe, measure, record, and communicate student achievement must conform to a set of agreed qualities. We have noted and augmented the criteria identified by Byrne and Hornby (2004) for the Scottish Enhancement Theme Group on Assessment.8 Although we acknowledge the inherent tensions in attempting to reconcile certain criteria, since these will sometimes work against one another, we believe these should be considered in more depth and developed into a basis from which to take forward the consideration of the different methods and approaches outlined above. In addition we have applied them to the existing honours degree classification system (see below). The criteria, for further consideration and development, are: • equity/fairness (horizontally between different subjects and different institutions and vertically within institutions); • simplicity of approach; • transparency (to UK stakeholders and internationally); • reliability/consistency; • validity; • fitness for purpose (in terms of usefulness to different stakeholders); • administrative efficiency; and • acceptability to stakeholders. Recommendation 2: a series of criteria for an effective system of representing and communicating student achievement should be identified and agreed by the higher education sector. The honours degree classification system 32. The honours degree classification system is essentially a means of expressing an overview indication of a student’s performance on a degree programme – usually in terms of First, Upper Second, Lower Second, Third, Pass and Fail. It has been in existence for around two centuries and was apparently first introduced in Oxford at the beginning of the Nineteenth Century – at a time when only a small minority of students even there were studying for honours. Nowadays, the wider picture is intended to be provided by the higher education Transcript (and the European Diploma Supplement) which provides a more detailed record of achievement at module level. As the system still most widely in use in UK higher education, the honours degree classification should be the first such system of representation and communication to be considered as outlined at Recommendation 1. The White Paper suggested that work be done to ‘evaluate recent research on the honours classification system, particularly given the increasing numbers of first and upper second class degrees Measuring and recording student achievement • Universities UK/SCOP 17 being awarded’. It recognised that possible alternative methods might be needed for presenting ‘the overall achievement of students (in addition to detailed achievements by module, subject, or individual learning experience contained on transcripts)’ and expressed a concern that any system used should be transparent and adequately convey the difference between the achievements of individual students. The White Paper was also concerned that any change in methodology should not ‘undermine the current high standing of our honours degree’. 33. 18 The Scoping Group is aware that many stakeholders share some of these concerns and that ‘revision of the degree classification system is perceived by many as an essential form of modernisation of the higher education sector’.9 We considered the existing system in some depth as part of this scoping exercise. We have concluded that so much has moved on in higher education over the past decade or so, in terms of significant and comprehensive pedagogic developments, that the relationship of the degree classification system to the curriculum and the student experience is now akin to the tail wagging the dog. We have identified a range of factors in favour of reviewing the current system and a parallel need to demonstrate variation of ability and achievement so as to differentiate between students. Factors pointing towards the need for review include: • lack of transparency, particularly for students and potential employers of graduates; • the need for changes in higher education structures and practices (eg, modularisation, more flexible conceptions of higher education curriculum structures and definitions of knowledge, the accreditation of prior experiential learning, and assessment by coursework rather than examination) to be reflected within assessment practices and the representation of outcomes of student learning; • disciplinary differences and variation across modules, with research evidence suggesting different rates of achievement between Sciences and Arts and Social Science disciplines, and differing marking practices across disciplines and between institutions; • considerable local variation in respect of grade borderlines and policies on borderlines; • the regulations governing the honours degree classification were devised to measure fulltime study and are less suitable for part-time structures which are increasingly popular; • concerns that, in a system of near-mass higher education, the significance of the degree classification, particularly when allied to concerns about ‘grade inflation’, is diminishing alongside such factors as the reputation of the university or college (ie, it is ‘where you obtained your degree’, rather than the class of your degree, which is increasingly significant); • the cost effectiveness of maintaining a system within which assessments are reduced to a simple scale; • support from employers for ‘the finer detail that is available in the academic transcript section of the Progress File’ and for Personal Development Planning in assisting students in ‘articulating their reflections in their CVs, job applications and at job interviews’;10 and Measuring and recording student achievement • Universities UK/SCOP • 34. a general interest in the higher education sector in a ‘broader attestation of an individual’s achievements, through some form of transcript’,11 The Scoping Group therefore concludes that the current system of degree classification is not sufficiently ‘fit for purpose’ (a concept we discussed at paragraph 27 above, and one which we believe to be key in this context). Recommendation 3: since the current system of degree classification no longer provides a sufficient means of summarising student achievement, it should be reviewed. 35. We are, however, also aware that there is no obvious single alternative to the honours degree classification. If the honours classification is replaced, the HE sector needs to decide whether there is a continuing need for an indicator of the overall performance, and if so, whether this indicator can be more informative and more satisfactory than the current degree classification. Examiners amass a vast quantity of information in order to be able to reach the summative degree classification and we believe there could be potential to make more of this more widely available. 36. We considered some research commissioned by the Scottish Enhancement Theme Group on Assessment which identified a range of different systems and methods operating across the world, and concluded that possibly none of these could, or should, be adopted wholesale by the UK sector.12 Nonetheless, we recommend that the key features of a number of other systems should be explored in more depth. Any new system must at least match the quality and standards that the ‘old’ system provided. The criteria identified at Recommendation 2, (possibly further developed) should be used when considering the development of a new system for the UK. The systems and methods to be explored should include: • summative systems such as the UK honours degree classification method/system (and exposition of the main variants currently in operation); • pass/fail systems (including those where the student has to pass all of the programme – eg, the UK MB ChB – or most of the programme e.g. the newly-established Foundation Degree or the systems used in Sweden and Norway); • transcripts including a transcript-only approach (such as that formerly in use at the University of California Santa Cruz) and the case for a radical redesign of the existing higher education Transcript; • the use of grade point averages (including considering the different methods in use in classifying degrees in the USA and Denmark); and • the use of cumulative points scores (such as those in use in Italy and Germany). Measuring and recording student achievement • Universities UK/SCOP 19 37. These different systems are not all separate and mutually-exclusive options. For example, a student could obtain a degree classified as Pass/Fail but with a detailed transcript (indeed most such Pass/Fail systems incorporate a transcript element). Clearly some systems include an overall summative judgement and some provide a wider picture (instead of, or as well as, a summative judgement). We have not gone so far as to recommend the key features of a new method of classification but we do believe that in taking the work forward the sponsoring organisations should consider the best and most relevant practices and elements of a range of systems, with a view to developing something bespoke and appropriate to the UK situation. 38. In considering alternative approaches, and planning future changes, careful consideration will also need to be given to the curriculum and assessment and the impact on marking practices of removing the honours classification. 39. In addition, any new system must seek to reflect a much greater range of aspects of learning and achievement, whilst recognising that there are likely to be a variety of needs in respect of different purposes and different audiences for that information (e.g. academic, employer, student). In planning future work, the emphasis should be on identifying alternative ways forward rather than revisiting trends in, and methods used for, degree classification with a view to preserving them. Further, proposals should focus not only on the undergraduate degree but should take into account the range of higher education qualifications. We envisage that, in future, graduates in higher education will be able to draw on a more comprehensive bank of evidence from which they can emphasise the information most appropriate to the audience they are addressing. 40. The central challenge will be to define and develop a system that resolves academic issues, is useful to employers and useful and encouraging to students. Proposals for change need to be carefully researched and developed in order to meet the needs and carry the confidence of, actual and potential users. Identified systems will need to be developed, piloted and evaluated (to ensure that they are appropriate and that they work) then introduced over time in order to gain general acceptance and understanding. Whilst it is important to respect institutional autonomy it would be unhelpful, and confusing to students and employers in particular, to have a proliferation of numerous different approaches. Further, we have noted that ‘partial reform could reinforce institutional hierarchies and create further differentiation in the labour market’13 and we would wish to avoid this. Recommendation 4: proposals for changing the degree classification system should not merely focus on the undergraduate degree but should take into account the complete range of higher education qualifications. 20 Measuring and recording student achievement • Universities UK/SCOP 41. We consider further the concepts and practicalities of representing achievement further below. Alternative methods of representing achievement 42. As well as recommending that other methods of representing achievement in other countries are explored, we have considered in more depth some parallel and relevant developments in the UK. 43. The Scoping Group acknowledged the positive response of the higher education sector to the recommendation of the Dearing Inquiry (endorsed by the Government and supported by the sector representative bodies) to develop a Progress File within which learning and achievement can be comprehensively represented. We believe this has the potential to be developed further and consider this in more detail below. 44. We also fully acknowledged that the Diploma Supplement, arising from the Bologna Process, is a significant development.14 The UK is committed to meeting the ‘objective that every student graduating as from 2005 should receive the Diploma Supplement automatically and free of charge’. We have given careful consideration to the Diploma Supplement which is an instrument that aims to describe the associated qualification in an easily understandable way and relate it to the higher education system within which it was issued. It is designed to provide a description of the nature, level, context, content and status of the studies that were pursued and successfully completed by the individual named on the original qualification to which this supplement is appended. 45. Within this context, we have concluded that: • much of the information required for the Diploma Supplement could be derived from the minimum data set agreed for the transcript element of the higher education Progress File; • those items not included in the transcript which are required by the Diploma Supplement appear to be generally available from a student record system, or other parts of an institution’s regulations and record systems. 46. There are a number of activities which could provide a way forward in helping the sector to introduce the Diploma Supplement. In the first instance, those higher education institutions that are interested in taking steps towards introducing the Diploma Supplement in their institutions should be encouraged to do so. The Progress File Implementation Group and larger Advisory Group should be invited to consider the practical implications of meeting the objectives set out in the Berlin Communiqué 15 – including how UK higher education providers Measuring and recording student achievement • Universities UK/SCOP 21 can introduce a document, in line with the European Commission/UNESCO requirements for the Diploma Supplement and in time to meet the 2005 objective. In the medium term, perhaps by 2008, the UK higher education sector should aim to work towards a more detailed, electronic portfolio model, in line with the European Commission Europass initiative and taking account of the developing CEN (European Committee for Standardisation) standard. Finally, the relevant parties need to do much more to raise awareness of the Diploma Supplement among UK higher education institutions, employers, professional bodies and students. 47. The Scoping Group has also noted that a review of evidence on the learning processes that underlie Personal Development Planning (PDP) conducted by the EPPI-Centre found that ‘most studies reported a positive effect on learning outcomes’, in terms of student attainment and approaches to learning. We endorse its conclusion that ‘the implications are that the development of PDP should be encouraged but a policy steer, supported by targeted funding, may be necessary to ensure that relevant, good quality and properly described research and evaluation is undertaken to extend our knowledge of the most effective strategies and contexts for PDP as well as the effects of these on different outcomes and the nature of the information on learning that derives from different forms of PDP’.16 Work in progress by the Higher Education Academy has drawn attention to the relative paucity of international research aimed at evaluating the impacts of PDP.17 We have concluded that higher education institutions and further education colleges need encouragement and support to undertake this necessary work. Recommendation 5: developments in describing, measuring, recording and communicating achievement should take place in parallel with, and as complementary to, the Diploma Supplement and ultimately the Europass. 22 48. Institutions have already been committed to providing supplementary information in various forms. Using the Progress File as the basis, these could potentially be brought together and augmented if necessary, to meet stakeholder requirements for representing achievement. 49. Most importantly (and linked to our conclusions above) Personal Development Planning (PDP) offers a way of engaging students in representing their own learning, in creating customised information about their learning and achievement and communicating this information to different audiences with different needs and interests. The new capacities to provide information about learning developed through PDP represents significant added value on both the transcript and Diploma Supplement models of information providing. Measuring and recording student achievement • Universities UK/SCOP 50. We therefore conclude that higher education institutions should continue to implement PDP within the guidelines developed by the Progress File Implementation Group and a structured programme of research and evaluation should be developed to identify the impacts of learning and the representation of learning and achievement of different forms of PDP. Further work is necessary in considering the following areas: • the range of approaches to the implementation of Personal Development Planning/Progress Files that have been developed; • students’ views on how they have used the Progress File to understand and represent their own learning and achievement – while they are students and when they are applying for jobs; • employers’ views on how they have used the Progress File to evaluate the learning and achievement of students; • the views of course and admissions tutors; and • the institutional needs identified through the recent institutional survey undertaken by CHERI.18 51. A structured process of enquiry should be instituted to enable information to be gathered from these key stakeholders. Once collated, this should be disseminated to inform the implementation of ‘best practice’ throughout the sector and also to form the basis of an agenda for further work concerned to ensure that the potential identified by the Scoping Group might be fully realised. Recommendation 6: higher education institutions should continue to implement Personal Development Planning within the guidelines developed by the Progress File Implementation Group. There should continue to be evaluation of the impact of learning and the representation of learning and achievement of different forms of Personal Development Planning. 52. In considering Progress Files in higher education, we have been particularly aware of developments in schools and further education colleges and the work in England of the Working Group on 14-19 Reforms – the Tomlinson Review. The final report from that group was published in October 2004 and envisages that detailed transcripts will be necessary to accompany the new awards proposed by the reforms.19 The report indicates that these will be rooted in the existing Progress File and will encompass a range of types of information. Whilst recognising that this is an England-only initiative, we consider it important in optimising student transitions between the different education sectors that any further work done on recording achievement in higher education is able to fully dovetail with the outcomes of the Tomlinson Review and subsequent parallel activities in schools and further education colleges, throughout the UK. Measuring and recording student achievement • Universities UK/SCOP 23 Recommendation 7: in taking work forward on recording achievement in higher education full account should be taken of existing congruent practice including developments in schools and further education colleges, in the UK and elsewhere in Europe. The opportunity should be taken particularly to ensure that this dovetails with emerging proposals and policies for 14-19 education. Attempts should be made to ensure that optimal transitions for students, from school and further education into higher education, and within higher education itself, would be possible. 24 Measuring and recording student achievement • Universities UK/SCOP Section B: Value added 53. The White Paper invited the sector ‘to develop more sophisticated ways of measuring ‘value added’ – the distance travelled by the individual learner’. We have addressed this specific issue in the context of the many different meanings which are assigned to the term ‘value added’.20 We have also considered audiences for information, how to obtain information, the approach within schools and the potential effects of change. Dimensions of value added 54. The term ‘value added’ has been part of the language of higher education in the UK since the late 1980s. Value added has, however, been used with a variety of meanings in different sectors but is seen to include: • comparative learning gain: students’ relative learning gains, estimated by comparing their qualification outcomes with those of students elsewhere with the same entry qualifications (or other measure of prior learning); • comparative institutional effect: the relative amount of students’ learning gains that can be attributed to the institution; • distance travelled: students’ learning gains, estimated by comparing their entry and exit qualifications; • wider benefits: the value of the institution’s experience to the student, over and above the achievement of formal qualifications; • community benefits: the value added by the college to the local community or wider society;21 and • 55. potential financial benefit gained by the student as a result of participating in higher education. We consider each of these six meanings below. Comparative learning gain 56. We noted with interest that value added calculations have been made in the schools sector. However these are based on numbers of, and results from GCSEs taken. GCSEs are conducted within the context of curricula and testing that have a high degree of commonality. In higher education, there are curricular variations within the same subject area, and localised assessments on completion. We believe, however, that the existence of substantial sets of data from the higher education sector may make the comparison of student gain feasible, though only with considerable judiciousness, as we discuss below. Such comparisons may offer helpful information to aspiring entrants to higher education. Measuring and recording student achievement • Universities UK/SCOP 25 Comparative institutional effect 57. The difference between students’ attainment prior to and after they complete a course of study is not the same as the difference an institution makes in their education. Not all ‘growth’ is necessarily attributable to the time spent under an institution’s aegis: natural maturation and engagement in a variety of extra-curricular activities will also contribute. 58. If the aim is to measure the relative value added (say, between broadly similar courses in broadly similar institutions), it may be justifiable to assume that the extraneous variables balance out for cohorts of reasonable size. The challenge is much greater if the aim is to make an assessment, in absolute terms, of the value added by higher education. Distance travelled 59. ‘Distance travelled’ measures the development of the individual, in that it applies to the educational gain made by an individual student. In its idealised form, a test would be given on entry and at the end of the programme, with the difference in performance being the value added. This neglects issues such as the appropriateness and feasibility of using the same test (or parallel forms) on a pre- and post- basis, and the technical problems associated with the computation of gain scores. 60. The alternative approach is to have different pre- and post- tests, provided that the relationship between the two is calibrated to enable some interpretation of the gain to be made. Whilst this might be feasible for some relatively generic aspects of curriculum, the variability in final assessment is likely to make it impractical for the more specific aspects. 61. Students learn many valuable things during their time in higher education which are not necessarily captured in formal assessments – many aspects of employability fall into this category.22 In other words, ‘measurements’ may only cover part of the ‘distance travelled’ by a student. Wider benefits 62. The preceding paragraph could have been located under this sub-heading, since the experience of higher education has both intended and collateral effects. Higher education is not only about academic gain but also has other positive effects on the wider economic and social environment as, for example, the two HEFCE documents on the ‘wider benefits of higher education’ attest.23 Again, there are practical difficulties associated with disentangling intended from unintended consequences. 26 Measuring and recording student achievement • Universities UK/SCOP Community benefits 63. The existence of a higher education institution within a community/region/country clearly has a major impact on the locality in a wide range of ways. The provision of a workforce with higher level skills and the capacity to provide higher level training and skills, and the benefits of student volunteering are just some of the examples of value which higher education institutions add to their local communities, although these aspects are difficult to measure. They have been reflected in impact studies that have been conducted over the years. Potential financial benefit 64. The financial return to a student from higher education is currently a matter of considerable policy interest and has considerable public policy implications, since it bears on the issues of student funding and on student choice of study programme. The ideal measure compares the earnings of graduates24 with those of people who, though having equivalent entry qualifications, opted not to enter higher education. 65. If the intention is to compare institutions with reference to the financial benefit gained by their students, then finding comparable student cohorts is likely to be a problem. The entry profiles of individual higher education institutions may be too different for comparisons to be valid. 66. Other considerations are the effects of increased numbers of graduates in the workforce on both graduate and non-graduate remuneration, and the time-scale over which studies of financial benefit should be conducted. When longitudinal studies report, the data are of retrospective interest and may not reflect current circumstances. The development and use of a ‘cohort’ might enable value added information to be more relevant to contemporary circumstances. Feasibility of using value added 67. The Scoping Group considered that one of the advantages of a value added perspective is that ‘it provides information in ways which can enable some parts of…complex judgements [about achievement] to be placed on a systematic footing’, but we caution that ‘an obvious weakness is that the evidence initially available to inform such perspectives is likely to be rather limited.25 However, whilst ten years ago there was limited information in the post-16 education sector about value added, now, as we have noted below at paragraph 81, there is an emerging system (albeit not uncontroversial) for presenting information on relative value added in post-16 education. Measuring and recording student achievement • Universities UK/SCOP 27 68. We concluded that value added is a useful concept which will have practical application, particularly to potential applicants to higher education, if data can be accurately and usefully collected, analysed and represented. We argue below that some modest steps can be taken in the near future but agree with Gray (2004) that ‘full-scale implementation of value added approaches across the higher education system is, however, a more distant prospect’.26 Issues affecting value added Audience 28 69. As with representing achievement, ‘fitness for purpose’ is an important concept when considering value added. Some aspects of value added relate to institutions and some to individuals and different audiences will take different approaches to value added, depending upon what most interests them. Students are likely to focus on the potential of the combination of programme and institution to enhance their position. For them, past performances of students within the sector may have some predictive value. Further, the potential economic return may have some influence on the choices they make. An institution, on the other hand may well be more interested in the achievements of its students compared with those of its previous cohorts, and/or compared with those of cohorts from comparable institutions. 70. Having examined the considerable complexities surrounding this issue, the Scoping Group concluded that the emphasis of future work should be on the provision of information to enable intending students (and their advisers) to make choices that are as informed as possible. As far as the intending entrant is concerned, this is potential value added. 71. In considering the provision of information to potential students we have been acutely aware that such information will only be useful if it is accurate and if students can apply it to their own situation in a useful and straightforward manner. What we are proposing goes well beyond crude league tables. We have noted the development of the Teaching Quality Information (TQI) website which is intended to provide information in such a form that students can come to their own judgements regarding the best choice of programme, institution and curriculum for their particular needs and background circumstances. When value added indicators are being developed, we believe there is merit in considering this as a way of using the information. Measuring and recording student achievement • Universities UK/SCOP 72. Although we are proposing that the indicators developed should be aimed at prospective students, institutions will nonetheless need to have confidence in the base data and for a measure to succeed, confidence-building in relation to key elements of the system (for example in relation to the comparability of degree standards within and between institutions) will need to be undertaken. Clearly parents, advisers and to some extent employers and other stakeholders, will also have an interest in this but we see the needs of the prospective student as paramount. 73. All of these considerations point to a staged approach, based on careful piloting with selected datasets and within a number of selected institutions. The question of what types of information would be useful, and should be produced, needs to be tested through trial with prospective students. The outcomes could then be tested to determine their validity, their usefulness, particularly to students, whether there is demand from students, and to consider whether further information is needed and whether its collection is manageable. We believe this could most appropriately be developed through the Teaching Quality Information (TQI) Liaison Group. Recommendation 8: the feasibility and value of adopting, adapting, extending or designing a model for predicting value added to students of undertaking particular higher education studies should be actively pursued. This could include a range of factors such as financial value added and a comparison of the performance of different cohorts of students. Obtaining data to determine value added 74. The consideration the Scoping Group has given to these matters has made it clear that whilst it is relatively easy to state the features of higher education which a value added approach should be seeking to address, it is difficult to develop them in practice. Using datasets 75. The Scoping Group identified a number of sources of data and means of determining value added which could be useful to the student. The development of sector-wide databases in recent years opens up the possibility of providing analyses of student performances, disaggregated according to need. The feasibility of such an approach was demonstrated for us by HEFCE analytical services using real data for Engineering and Technology in six anonymised institutions, covering two indicators: degree class and first destination.27 For the degree class indicator, the actual degree classification of the graduate cohorts were set against the attainments that would be expected for students of Engineering and Technology in each particular institution, given their entry qualifications. For the destinations indicator, the destination was set against the degree Measuring and recording student achievement • Universities UK/SCOP 29 classifications actually awarded. A prospective student could use such information as part of their decision-making process. We are aware, however, that value added comparisons, even at departmental level, can be flawed for a wide range of reasons, and that if they are ‘such errors will be compounded when they are aggregated to the institution as a whole’.28 76. The performance of a cohort of students can, with due caution relating to variables such as cohort size, entry qualifications and curriculum, be compared with that of a broader population of students.29 It should be noted that such indicators are of comparative value added, and reflect past performances of cohorts. They are suggestive of the potential of the study programme in a particular institution for adding value to intending students. The caution of the financial services industry (that past performance is no guarantee for the future) applies. 77. We are aware that if there is no linear, or quasi-linear metric for student achievements, then it will be difficult to ensure continuity of the number-based approach to calculations of value added. We consider this to be a potentially serious problem, and one which the sponsoring bodies will need to take account, in taking this work forward. Complementary awards and ‘individual’ value added 30 78. In addition to using datasets, undergraduate students, as individuals, may have the opportunity to complement their academic award with an award testifying to achievement in areas such as work placement, employment and voluntary service. Some awards are potentially available to all students such as the City & Guilds Licentiateship, and the CRAC InsightPlus award. Other awards have been established by particular institutions for their own students such as the Glamorgan Employment Experience Certificate/Diploma, York Award, the Essex Skills Award, and the Warwick Skills Certificate.30 79. The institution-specific awards we investigated varied considerably in the way in which the institutions had sought to complement academic studies. We found that the uptake was high, on a per-institution basis, when compared with the level of uptake of the two awards mentioned in the previous paragraph, that are potentially open to any institution. However, the institutional examples may be unrepresentative of the level of uptake of similar kinds of award across the sector as a whole. Respondents to the inquiry conducted for this scoping study indicated their belief in the value to students of the City & Guilds Licentiateship and InsightPlus in developing self-awareness regarding their achievements. There was no indication that the more advantaged students were over-represented in the student cohorts. There was little evidence to say whether or not employers valued student success on these programmes. Measuring and recording student achievement • Universities UK/SCOP 80. Whilst the achievements made by students can be construed in value added terms, the use of complementary awards is an issue which needs further consideration by the sponsoring organisations in taking this work forward. Much will depend upon whether the existing degree classification is replaced with a system which embeds this kind of information or whether there is still a role for supplementary awards in recognising achievement and in respect of the credit implications. We have recommended earlier (at paragraphs 42-52) that students should be able to recognise and communicate their own individual value added via Personal Development Planning and the Progress File. The sponsoring bodies will need to find a way to reconcile these various elements of value added to optimise the benefits to students. The approach to value added in schools 81. We considered the transferability to the higher education sector of the value added approach applied to school performance. We have noted that the DfES approach to value added concentrates on core curriculum subjects. This method uses a score based on tests in English, Mathematics and Science at entry and a score based on GCSE results, combined, at exit. There is also the analyses of A-level, AS-level, Advanced GNVQ exams and now AVCEs conducted as part of the Advanced Level Information System (ALIS) project by Professor Peter Tymms, Carol FitzGibbon and colleagues at Durham University31 which we consider might be worth further exploration. In addition the Learning and Skills Council is leading some pilot work in value added for post-16 education. 82. Although there are some parallels with other education sectors, our investigations yielded concerns regarding the equivalence of similar degree classes in respect of a subject at different institutions and of similar degree classes in respect of different subject disciplines. There is a need for stability in outcome measures – a matter that is problematic for higher education, where institutions determine their own awards. We agree that ‘considerable empirical work would be [needed] to explore associations and variation within and between institutions and across subjects’.32 Nonetheless, entry and exit issues could be taken forward and the work of HEFCE analytical services (at paragraph 75 above) might form the basis of a way ahead along with the ALIS work mentioned in the preceding paragraph. Collateral effects 83. The Scoping Group has also noted that the introduction of a measure or performance indicator affects institutional behaviour. The Research Assessment Exercise (RAE) provides a strong case in point, but indicators with less immediate effects on institutional funding can nevertheless influence the behaviour of institutions. Measuring and recording student achievement • Universities UK/SCOP 31 • • • 32 indicators based on entry and exit performances can be affected by institutions, since it is possible to lower the former (though this could have an adverse effect on retention and completion) and raise the latter. There is a concern in both the US and the UK that grades have been inflated over time, though analysis of the proportion of UK ‘good honours degrees’ shows that in some subject areas there has been no increase, whereas in others the increase has been marked;33 an indicator based on the financial benefit to students/graduates is unlikely to affect institutional behaviour – except in terms of marketing - to any great extent because the benefit is independent of the institution once the ‘positional values’ of the institution and qualification are taken into account; and the introduction of formal test instruments, such as those currently being piloted in the US, may result in ‘teaching to the test’, for a range of reasons. 84. The Scoping Group urges the sponsoring organisations, in taking this work forward, to be aware that the introduction of a measure/indicator will only be successful if it gains the consent of the institutions: there are examples of state-level activities in the US in which disagreements with institutions led to the intended effectiveness not being achieved in practice.34 85. The introduction of value added as an indicator should be accompanied by an awareness that unintended consequences could have adverse effects. The potential consequences of pursuing a particular approach should be borne in mind by the sponsoring bodies. 86. Since progress with developing value added indicators will be dependent initially on the action and outcomes that arise from Recommendations 1-5, on exploring new systems of representing and communicating student achievement, and latterly upon whether they will provide information that will be useful to students and potential students, we propose that this work should be undertaken towards the latter part of the timetable at Recommendation 13. Measuring and recording student achievement • Universities UK/SCOP Section C: Credit 87. The White Paper stated that ‘there are a number of ways of providing additional flexibility [including]…credit systems, which make it possible to break off and start again without having to repeat learning’, adding that these ‘will become increasingly important’. In addition, the Schwartz Report on Fair Admissions to Higher Education very recently identified the lack of a national credit transfer system as a ‘problem’ causing barriers to students wishing to transfer between institutions. That Report specifically welcomed the fact that this Group is scoping the topic.35 88. There are also imperatives at European level. The European Credit Transfer System (ECTS) in seeking to further facilitate mobility, is intended to help students attain transnational experience, cultural maturity, and not least, language skills; all of which are increasingly required by employers in the European labour market. ECTS is now to be developed into a credit accumulation and transfer system for lifelong learning. 89. The Scoping Group has noted the planned development of a national framework for the recognition of student achievement led by the Qualifications and Curriculum Authority working with the Learning and Skills Council. In addition we have noted the creation of credit and qualifications frameworks in both Scotland and Wales which are now in the process of implementation and that there have also been advances in Northern Ireland. We commissioned a report on the lessons to be learned from the design and implementation of the Scottish Credit and Qualifications Framework to inform our work.36 90. Against this backdrop, the Scoping Group is aware that the England, Wales and Northern Ireland Credit Forum will publish a report of a major survey of higher education credit practice. The results are not yet available but it is believed that a majority of higher education institutions in England, Wales and Northern Ireland are now using credit and the overwhelming majority of these award credit in respect of learning achievement. However, we have been mindful that higher education institutions are autonomous bodies and that a significant number of institutions remain sceptical about credit and do not consider it relevant to their own situation. There is no formally recognised credit system in England but there is A Common Framework for Learning (inCCA 1998)37 which was affirmed in the credit guidelines published by the higher education credit bodies in 2001. We are aware that these guidelines have influenced current practice. 91. This section considers the actual and potential benefits of credit; points of criticism; and issues in the development of higher education credit in England – including articulation with other frameworks and definition of terms. Measuring and recording student achievement • Universities UK/SCOP 33 What is credit? 92. Credit38 is fundamentally a tool for measuring the equivalence of learning achieved by the individual. As a consequence there are a number of different functions that credit may serve. It provides a mechanism for higher education institutions to design modules/programmes in different disciplines that are similar in volume and intellectual demand. It also provides a basis for recognising learning achieved in other institutions or elsewhere. Credit values and levels give information about the amount of learning and the academic demands of that learning. The award of credit indicates satisfactory completion of a module but it does not reveal further information on the quality of the student performance. Defining terms 34 93. We have noted that within higher education and between sectors there is inconsistency in the usage of terms such as ‘credit system’ and ‘credit framework’. As far as the student is concerned such inconsistencies may not matter but they could create confusion at the interface between sectors. 94. The Scoping Group believes that it is helpful to distinguish three key elements, and some initial defining features are set out below. We have adopted these as working definitions but they will need further discussion and illumination as the proposed work progresses. These are: • credit system; • credit framework/credit and qualifications framework; and • scheme. 95. A credit system defines the broad underlying principles that are shared by validating bodies and institutions using that credit system. A credit system may operate across more than one sector (eg, further education and higher education) and across national boundaries. A credit and qualifications framework sets down the recommended overall credit requirements for qualifications. It may operate cross-sector or within a sector and it too may be national or international. A scheme sets down the detailed agreements on procedures and entitlements on such matters as student progression. A scheme operates at institutional, regional or possibly sub-sector level. 96. The Scoping Group considers that the task ahead to promote more consistent and widespread use of credit should be concerned with agreeing a system/framework and developing local/regional schemes. Measuring and recording student achievement • Universities UK/SCOP 97. The potential parameters used to define each one are identified in the Table below. Elements and features of credit Elements International/National National Regional/sub-regional/local Credit System Credit & Qualifications Scheme Framework Features The basis for the award The recommended minimum The specific credit requirements of credit credit requirements for for qualifications on offer qualifications. through the scheme The definition of the credit Guidance regarding the Agreements on routes within value Accreditation of Prior or between institutions Learning The credit levels and their Recommendations with regard Agreements on the entitlements descriptors to the re-use of credit for of students for entry & qualifications progression The fundamental principles Recommendations with regard on the use of credit to recording student achievement 98. The Scoping Group believes that the proposed distinction between a national credit system, a higher education credit and qualifications framework and institutional/regional credit schemes offers a useful starting point. A widespread and shared understanding of the credit system and framework should facilitate the development of model schemes. Recommendation 9: since it will be necessary to achieve a common understanding in developing credit proposals: credit terminology, the relationship between credit systems and qualification frameworks, and their respective functions and parameters, should be defined and agreed. Actual and potential benefits of credit 99. The Scoping Group has noted that there is substantial qualitative evidence of local benefits for those institutions that have chosen to use credit systems.39 There are indications of the benefits of inter-institutional use of credits across partnerships or networks and we are aware that further identification of good practice will be developed through work sponsored by HEFCE.40 Measuring and recording student achievement • Universities UK/SCOP 35 100. The Scoping Group has identified a number of potential different positive roles for credit: Institutional and individual roles for credit • • • • • credit can be used to help ensure that programmes of learning in different disciplines or contexts are comparable in terms of magnitude and demand. This can be helpful in programme design, and particularly useful for innovative programme design, by providing a framework for comparability; credit accumulation can enable students to track their progress towards an award. This can be particularly useful on flexible programmes allowing students to vary the pace or mode of study; credit can assist in enabling students to transfer from one programme to another; credit can enable students to be rewarded for learning achieved, even if they do not finish their full programme of study and therefore, at the same time can contribute to providing a more detailed and accurate picture of national completion rates; and credit can enable an institution to recognise learning from very different contexts, for example Accreditation of Prior Learning and Work Based Learning. Inter-institutional and regional roles for credit • • credit can provide a secure basis for networks of further and higher education institutions to agree progression pathways; and credit can help enable institutions to design programmes, which are offered by a range of colleges and universities. National roles for credit • • providing it is firmly based upon principles relating to learning achievement, credit can provide an instrument for developing qualification frameworks and contribute to public understanding of different qualifications; and credit can assist in enabling the transfer of learning from one institution to another outside formal progression agreements. International roles for credit • • 36 credit can help to facilitate student exchange and mutual recognition of learning (for example, the European Credit Transfer System (ECTS) has facilitated student exchange successfully for 15 years, recently claiming one million participants.); and credits could potentially contribute to the development of a European Qualifications Framework, thus contributing to public understanding of different qualifications internationally. Measuring and recording student achievement • Universities UK/SCOP Criticisms of credit 101. The Scoping Group is aware that, despite the substantial actual and potential benefits of credit, outlined above, there are some common criticisms of the role of credit and the use of credit in practice. Some of these stem, we believe, from credit being taken out of context or from different understandings of credit while others stem from credit-related developments. Whatever the reason, confusion exists and needs to be resolved. We have identified a number of common and recurring issues which we believe firstly need to be tested for their validity and then, where appropriate, addressed. These criticisms include: • credit is not necessary in institutions where most of the students are studying on a full time basis and is primarily aimed at part time students needing ladders and bridges; • there is confusion regarding the use of credit and variation and inconsistency in practice; • compensation and condonement are often treated differently and outwith the credit system; • a mismatch of the credit size of modules can cause problems; • problems of articulation between credit systems can descend into vacuous debates about numbers; • the use of credit makes it difficult to achieve the intended holistic development of disciplines (eg, professional practice in medicine); • credit is responsible for increasing the assessment burden on students; • credit is responsible for unsatisfactory semester arrangements; • the use of credit in programmes allows students to choose easy/easier options; • employers are indifferent to credit; and • credit encourages ‘pick and mix’ programmes, which have little academic coherence. 102. The Scoping Group recognises that there is a tension between the perceived advantages and perceived disadvantages of credit and a consequent variation in the attitude to the use of credit in the higher education sector in England, on the part of institutions. For some institutions credit is a natural and integrated tool, for others credit is regarded as having no useful purpose to serve and it is sometimes perceived as a potential threat to existing systems. The Scoping Group has, however, concluded firmly that the benefits and potential benefits of credit to students in particular, but also to other stakeholders, combined with developments in other higher education systems and other education sectors, point to a need to encourage and stimulate its use. In addition, the consequences of actions relating to other aspects of this report (such as a reconsideration of the honours classification and a greater emphasis on Personal Development Planning) point to credit being a particularly useful and practical concept in future. Measuring and recording student achievement • Universities UK/SCOP 37 103. We fully acknowledge, however, that it will be up to individual autonomous institutions to decide what features they wish to accept or reject in any credit system. In order to develop a shared sense of the purposes of credit, it will be necessary – and important – to engage, through discussion and dialogue, with the diversity of views in the sector, and to produce a measured and objective case for proposals, which should be substantiated by evidence. Recommendation 10: the stakeholder organisations should strive for a common higher education credit system in England, Wales and Northern Ireland which would help facilitate continued developments of local/regional schemes for student progression. Issues in the development of higher education credit in England General issues 38 104. In taking forward this work, a range of issues need to be addressed. The Scoping Group notes that different types of credit systems can perform different functions. Not all credit systems are capable of providing a good measure of equivalence. Some have been designed for very specific purposes, which they fulfil satisfactorily without measuring equivalence. Furthermore, there are limits with regard to other purposes, which the credit may serve. In the UK the established major national credit systems are based upon awarding credit in respect of the achievement of designated learning outcomes. Learning outcomes set out the knowledge, understanding and skills, which a student should demonstrate before they are deemed to have passed a module or unit of study. The UK credit systems also recognise that learning outcomes may be achieved at different levels of intellectual demand – these are the credit levels. Thus credit is always awarded at specified credit levels. 105. Although credit is awarded in respect of learning achievement, it is impractical to try to quantify the number of credits awarded as a direct measure of the learning outcomes. For example, it would be ill-advised to use the number of learning outcomes as a measure. It is necessary to provide an indirect measure of the amount of successful learning. The credit systems in the UK use notional learning time as an imperfect, but the best-available, measure of the quantity of successful learning. The amount of credit awarded is an indirect measure of the volume of successful learning and the credit level indicates the intellectual demand of the learning. In this way credit is capable of serving an important function in contributing to the definition of academic standards but it is important to emphasise that credit alone does not define academic standards. In addition to identifying the credit at a specified level, it is necessary to contextualise the learning by indicating the curriculum content. Measuring and recording student achievement • Universities UK/SCOP 106. The Scoping Group considers that it will be important in taking forward credit issues to learn the lessons gained from the development and implementation of other further/higher education frameworks in the UK. The lessons from the implementation of the Scottish Credit and Qualifications Framework (SCQF) will be especially useful as a starting-point. In a study prepared for the Scoping Group (Gordon 2004) it was reported that while there were several positive aspects to implementing the framework there were also a number of key issues which had arisen as part of the SCQF work, these included: • there were some problems reported with the level of particular awards such as advanced honours programmes…conversion to Masters Degrees and the Graduate Diploma; • the need to revise and adjust, sometimes ‘fairly radically’, institutional practice ‘to match more closely with the descriptions used in the Framework’; • in a small number of cases ‘inter-institutional collaboration added a complication when existing institutional policies and practices did not closely match with the SCQF and views differed over which and how adjustments should occur’; • some institutions ‘reported difficulties in agreeing common policies on credit transfer from the HNC/HND qualifications to degree programmes’; • institutions experienced varying degrees of ease in applying the Framework to all disciplines for example, medical schools remain to be convinced of the benefits of adopting the Framework; • in some cases ‘pre-existing practices in relation to condonement had posed a tension with the expectations of the Framework which still had to be resolved’; • although the Framework is explicitly descriptive and not regulatory, it is perceived by some as ‘an unnecessary and unhelpful bureaucratic burden’; • although modularisation, semesterisation and credit systems are three separate matters, late adopters of the Framework found themselves grappling with all three aspects simultaneously. Early adopters of the Framework tended to standardise to keep matters simple and manageable; • there are continuing issues with the understanding of general and specific credit; • there was concern that well-intentioned publicity should avoid building false or unrealistic expectations about the transferability of credit.41 107. The Scoping Group has noted that there are and will be many more institutions involved in these developments in England than there are in Wales and in Scotland. This emphasises the critical importance of generating a high level of dialogue by involving higher education institutions in the process of development. Measuring and recording student achievement • Universities UK/SCOP 39 Relationship with other frameworks 108. The Scoping Group considers that it is in the interest of students that every effort be made to provide a route to the recognition of learning achievements without barriers or hurdles. It is therefore essential that credit systems in use in different parts of the education system, and in other parts of the UK and beyond, are as far as possible compatible and share common principles. 109. It is a common experience that where two systems interface, some calibration usually becomes necessary. This necessitates some mutual understanding and interpretation and should be avoided by setting out to make the credit system as widely shared as possible. Since the principles that apply in the case of the existing systems (in further education in England, and in Wales and Northern Ireland) are common to that used in many of the higher education institutions in England, this would seem achievable. The distinction we draw between system, framework and scheme (detailed at paragraphs 93-98 above) would protect higher education institutions from being expected to adopt elements used in other frameworks, which in their judgement might be inappropriate. It will also be necessary for the credit and qualification framework developed in England to articulate with the Scottish Credit and Qualifications Framework. Recommendation 11: following agreement on a credit system, a concerted effort should be made to achieve more consistent and widespread use of credit in higher education. The developments should take into account current developments in Wales, Northern Ireland, Scotland and in further education in England. 110. 40 The Scoping Group agrees that the European Credit Transfer System (ECTS) must also form part of the vision. ECTS has been successful in facilitating student exchange arrangements for 15 years and recently announced its millionth participant. We believe ECTS, as currently constituted, is not suitable for the more challenging task of measuring and expressing equivalence of learning achievement or acting as the basis of an effective pan-European credit accumulation and transfer system. In its present form, with the simple representation of an undergraduate year by the award of 60 credits and with no levels, ECTS cannot assist in defining academic standards. However, at the Irish Presidency Conference in Dublin in March 2004, the European Commission Director General for Education and Culture announced the intention to create a single European system of credit transfer and accumulation with reference levels which would apply common principles to non-vocational and vocational learning. Measuring and recording student achievement • Universities UK/SCOP 111. Ultimately, credit could be an international currency. The development of ECTS into a full credit accumulation and transfer system basing the award of credit in respect of learning outcomes is likely to take place quite rapidly under the impetus of the Bologna process and the priority development of the over-arching European Qualifications Framework. The UK should support this evolution very actively and work closely with the European Commission, the European University Association and other bodies engaged in this development. Recommendation 12: the sector should closely monitor and engage with the development of the European Credit Transfer System (ECTS) as the common European credit system. Measuring and recording student achievement • Universities UK/SCOP 41 Section D: General issues 112. The Scoping Group noted a number of general themes arising from its work, several of which it believed were of sufficient importance to form recommendations in their own right. They are largely process-related and apply the benefit of our experiences in undertaking this task to how we believe it should be taken forward. The issues concern stakeholder consultation and communication, the need for a glossary of terms, timing and leadership and ownership. These are considered below. Consultation with key stakeholders 113. We have noted that there is ‘a paucity of literature documenting students’ views on the subject of degree classification’42 and of how they feel about the way their learning is being measured and recorded generally. In addition, the views of alumni (say graduates after five years in the labour market) are a further key group from whom feedback should be sought. The Scoping Group is aware of institutional and national initiatives to follow up with alumni their recognition of the contribution of undergraduate study three or more years after graduation and of the interest in this area by a number of higher education subject communities. The most useful of these studies should be identified, and their results considered in taking this work forward. We have also identified, as essential in terms of justifying the work, the use to which potential students would put the value added outputs generated from it. 42 114. Throughout this report we have made reference to the considerable amounts of work already being done on aspects of the issues we have been considering by academic staff in the higher education sector. It will be vital to build on this existing and ongoing work. It is also important to recognise that those academic staff who are less directly involved in such activities, will nonetheless be affected by our recommendations as these are taken forward. Strenuous efforts should be made to ensure that all academic staff are fully consulted and involved in future developments arising as a result of this report. 115. In addition, employers will have a keen interest in the outcomes of the future work. We believe it is essential that their views are sought whilst thinking is developing so that their input can be meaningful. Measuring and recording student achievement • Universities UK/SCOP Communication with key stakeholders 116. Communication and explanation will be critical to ensuring students, employers, academic staff and other stakeholders understand how the learning and achievement of individual students is to be represented for the future, and in order to secure their acceptance of change. Work will therefore be needed to ensure that any changes and the reasons for making such changes are fully understood. We acknowledge that the extensive programme of consultation we envisage in the preceding paragraphs should raise awareness of the issues amongst these stakeholder groups. However, particularly in the case of students and graduates, but also to some extent in the case of academic staff and employers, the vast majority of those who will be affected by the outcomes of the changes will not necessarily themselves have been directly involved in developing those changes. The Scoping Group is concerned that stakeholders do not have to depend on the vagaries of media comment and hearsay for information about these important issues and urge that ways be found to ensure clear and consistent communication with these key groups. Terminology 117. The Scoping Group was charged with defining terms and we have done some considerable work on this. However, this task could not be fully realised by the limited resources at the disposal of the Scoping Group, and we therefore recommend that this work is taken on and developed by the sponsoring organisations. A detailed glossary of terms relating to describing, measuring, recording and communicating student achievement should be prepared. Furthermore, if jargon-free explanations were also developed in parallel, this could help enormously in underpinning the work on communication and consultation with key stakeholders. Timing 118. The sponsoring bodies will wish to consider their own priorities and timetable for taking events forward. We are aware, however, that our work has raised interest and expectations in the sector, among stakeholders and with policymakers. This has served us well in terms of the goodwill and assistance we have received from a variety of sources. We are concerned that the momentum for change is not lost and therefore recommend that the sponsoring organisations should aim to be in a position to come forward with detailed practical proposals for consultation in all of the major areas outlined in this report no later than December 2005. Measuring and recording student achievement • Universities UK/SCOP 43 Recommendation 13: a detailed implementation plan, setting out how and when all of the recommendations contained in this report will be implemented, should be prepared for consultation by no later than 31 December 2005. Leadership and ownership 119. The changes which this report and subsequent work might eventually engender will have farreaching consequences for the provision of higher education primarily in higher education institutions, but also in further education colleges. The Scoping Group firmly believes that change must be developed and owned by UK higher education institutions themselves, in partnership as appropriate with a range of different organisations and agencies including the Higher Education Academy. Universities UK and SCOP, with the support of HEFCE, have to date had lead responsibility for facilitating and steering the process through. We believe this responsibility should now be widened-out to the corresponding agencies in the other UK countries. Recommendation 14: the institutional representative bodies in partnership with the Funding Councils should retain responsibility for, and provide leadership in, taking forward all the recommendations in this report. In view of the impact any changes will have on other UK countries, Universities UK, SCOP and HEFCE should now invite their counterparts in Scotland, Wales and Northern Ireland to participate in all future developments. 44 Measuring and recording student achievement • Universities UK/SCOP Section E: Conclusions, summary of recommendations and next steps Conclusions 120. Our scoping work has demonstrated that there is currently a considerable degree of work underway in the UK higher education sector in matters of describing, measuring, recording and communicating student achievement. We also identified some major, as yet unresolved, issues. This report addresses a number of these and suggests ways in which they could, and in some cases should, be taken forward. 121. Our key conclusions are that: • whilst the UK honours degree is a robust qualification which continues to serve us well, the existing honours degree classification system has outlived its usefulness and is no longer fit for purpose. There should be further investigation of alternative classificatory systems for representing achievement which better meet the needs of different audiences and a set of criteria need to be identified and agreed for the purpose of evaluating such a system. There is merit in incorporating some of the existing initiatives in this area including the higher education Transcript, the Progress File and Personal Development Planning. Account must also be taken of developments elsewhere in the UK, in other sectors and European developments such as the Diploma Supplement and the Europass; • the sector should actively investigate the feasibility of designing models for predicting value added for potential students. Existing databases could be used to this end but any proposals will need to be carefully trialled and piloted with students and institutions to determine their robustness and usefulness; and • whilst acknowledging the autonomy of higher education institutions, the sector should work towards a common further and higher education credit system for England, Wales and Northern Ireland, articulating effectively with the Scottish Credit and Qualifications Framework and the European Credit Transfer System (ECTS) in Europe. To bring this to fruition, terminology will have to be agreed and defined. Summary of Recommendations 122. In support of these conclusions we are making the following recommendations: Recommendation 1: there is a need for further investigation of classificatory systems for the appropriate and effective representation and communication of learning and achievement. Recommendation 2: a series of criteria for an effective system of representing and communicating student achievement should be identified and agreed by the higher education sector. Measuring and recording student achievement • Universities UK/SCOP 45 Recommendation 3: since the current system of degree classification no longer provides a sufficient means of summarising student achievement, it should be reviewed. Recommendation 4: proposals for changing the degree classification system should not merely focus on the undergraduate degree but should take into account the complete range of higher education qualifications. Recommendation 5: developments in describing, measuring, recording and communicating achievement should take place in parallel with, and as complementary to, the Diploma Supplement and ultimately the Europass. Recommendation 6: higher education institutions should continue to implement Personal Development Planning within the guidelines developed by the Progress File Implementation Group. There should continue to be evaluation of the impact of learning and the representation of learning and achievement of different forms of Personal Development Planning. Recommendation 7: in taking work forward on recording achievement in higher education full account should be taken of existing congruent practice including developments in schools and further education colleges, in the UK and elsewhere in Europe. The opportunity should be taken particularly to ensure that this dovetails with emerging proposals and policies for 14-19 education. Attempts should be made to ensure that optimal transitions for students, from school and further education into higher education, and within higher education itself, would be possible. Recommendation 8: the feasibility and value of adopting, adapting, extending or designing a model for predicting value added to students of undertaking particular higher education studies should be actively pursued. This could include a range of factors such as financial value added and a comparison of the performance of different cohorts of students. Recommendation 9: since it will be necessary to achieve a common understanding in developing credit proposals: credit terminology, the relationship between credit systems and qualification frameworks, and their respective functions and parameters, should be defined and agreed. Recommendation 10: the stakeholder organisations should strive for a common higher education credit system in England, Wales and Northern Ireland which would help facilitate continued developments of local/regional schemes for student progression. 46 Measuring and recording student achievement • Universities UK/SCOP Recommendation 11: following agreement on a credit system, a concerted effort should be made to achieve more consistent and widespread use of credit in higher education. The developments should take into account current developments in Wales, Northern Ireland, Scotland and in further education in England. Recommendation 12: the sector should closely monitor and engage with the development of the European Credit Transfer System (ECTS) as the common European credit system. Recommendation 13: a detailed implementation plan, setting out how and when all of the recommendations contained in this report will be implemented, should be prepared for consultation by no later than 31 December 2005. Recommendation 14: the institutional representative bodies in partnership with the Funding Councils should retain responsibility for, and provide leadership in, taking forward all the recommendations in this report. In view of the impact any changes will have on other UK countries, Universities UK, SCOP and HEFCE should now invite their counterparts in Scotland, Wales and Northern Ireland to participate in all future developments. Next steps 123. The Scoping Group was charged with scoping the issues for the sponsoring organisations to take forward. Clearly it will be for those bodies to decide how best to do this and, other than suggest a date by which clear progress should have been made, we have not sought to preempt them. Strategic Questions 124. The Scoping Group has identified the following strategic questions for further consideration by the sponsoring organisations in taking forward this work. These are not exhaustive but could provide a basis for planning future work: • How can the desired qualities of a new system for representing student achievement be realised and optimised, particularly given that some of them work against one another? • Who are the main ‘audiences’ for information about achievement? How do their needs differ and how can information and systems be developed which meet these needs? • What would be the consequences for producing summative information on achievement of migrating from the existing honours degree classification system to another system? • What value added information would be of most use to students and potential students? • What are the data/statistics in which institutions (and the wider world) can have sufficient confidence upon which to base a value added measure? Measuring and recording student achievement • Universities UK/SCOP 47 • • • 48 In which aspects of credit practice is it necessary to achieve sector-wide consistency and how can this be done while respecting institutional diversity and autonomy? How should the sector manage the simultaneous development of credit systems in the UK with that of the European Credit Transfer System (ECTS) in Europe? How can convergence between the two be encouraged and effected? How can the needs and practices of different subjects and professions be recognised and taken into account in future work ? Measuring and recording student achievement • Universities UK/SCOP Notes 1 3 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 11 DfES 2003 The Future of Higher Education paragraph 1.18 DfES 2003 The Future of Higher Education paragraphs 4.7 - 4.10 DfES 2003 The Future of Higher Education paragraph 5.25 Ivan Lewis MP, Minister for England and Wales Skills and Vocational education and Lewis MacDonald, MSP Scottish Deputy Minister for Enterprise and Lifelong Learning, signed the Berlin Communiqué see Denholm 2004 defined as a means by which students can monitor, build and reflect upon their personal development the Scoping Group commissioned reports from the following Professor George Gordon; Professor John Gray; Professor Louise Morley and Dr Penny Burke see Byrne and Hornby 2004 Morley, Burke and Carpentier 2004 paragraph 6.1 letter from Chief Executive of CIHE to Chair of Scoping Group 6 May 2004 many of these issues are drawn from the report by Morley, Burke, and Carpentier Denholm 2004 Morley, Burke and Carpentier 2004 paragraph 6.8 the Bologna Process stems from a Declaration signed in 1999 (by 29 European Ministers of Higher Education) to create the European Higher Education Area (EHEA) by 2010. For more information on the Bologna Process and the Berlin Communiqué see: http://www.berlinbergen.no/ differences here should also be recognised, however. Specifically, the transcript element of the Progress File is an active integral part of this process, providing information to students as they progress through their course. The Diploma Supplement is a summative document, providing details of the individual qualifications successfully passed, supplementary for the actual credential. It was conceived with a view to providing information to employers and facilitating recognition and mobility across Europe. Evidence for Policy and Practice Information and Co-ordinating Centre (EPPI-Centre) 2004 www.ltsn.ac.uk/genericcentre Brennan and Shah 2003 page 19 DfES 2004 Report of the Working Group on 14-19 Reform paragraphs 189-193 ‘value added’ is an elusive term to which several different meanings have been ascribed. We have found the dimensions outlined by Raffe et al 2001 to be the most useful these first five meanings drawn from Raffe et al 2001 see papers on the website of the Enhancing Student Employability Co-ordination Team [ESECT], at www.ltsn.ac.uk/ESECT. The challenge to assessment is discussed in Knight and Yorke 2003 Measuring and recording student achievement • Universities UK/SCOP 49 23 24 25 26 27 28 29 30 30 32 33 34 35 36 37 38 39 40 41 42 50 this is particularly well documented in respect of young entrants to US higher education (see e.g. Pascarella and Terenzini 1991; Astin 1993) see also HEFCE 2001 The Wider Benefits of Higher Education; HEFCE 2003 Revisiting the Benefits of Higher Education or those who leave higher education without graduating, or with an intermediate award Gray 2004 page 2 Gray 2004 page 1 Puttock 2004 Gray 2004 page 10 this kind of approach was advocated in the CNAA/PCFC 1990 study of value added, and more recently by Wagner 1998 a listing of the range of awards that is available can be found in Lang and Millar 2003. the Durham team has undertaken a lot of work on value added (see www.cemcentre.org ). Pat Sammons Institute of Education, in an email comment see Yorke 2002 Shulock and Moore 2002 p.59ff DfES 2004 Fair Admissions to Higher Education paragraph B23 see Gordon 2004 Inter Consortium Credit Agreement 1998 A Common Framework for Learning like ‘value added’, ‘credit’ is a contested concept and it is therefore very important that a working definition is arrived at and agreed by the sponsoring bodies in taking forward the work for example Report of the Northern Ireland Credit Accumulation & Transfer System (NICATS) 1999 Section 2.3; The Credit and HE Qualifications: Credit guidelines for HE Qualifications in England, Wales and Northern Ireland 2001 pages 3 and 4; Gordon 2003 Lifelong Learning Networks (HEFCE Circular Letter 12/2004) Gordon 2004 Morley, Burke and Carpentier 2004 Measuring and recording student achievement • Universities UK/SCOP Annex A Measuring and Recording Student Achievement Scoping Group: Terms of Reference These are the original terms of reference. They were amended in practice, as the work of the Scoping Group progressed. Terms of Reference To review the recommendations from the White Paper ‘The Future of Higher Education’ (see below) relating to recording student achievement, value added, degree classifications and credit systems. As • • • • a Scoping Group the main functions will be to: Consider definitions and issues relating to the topics. Consider what problems or opportunities need to be addressed. Recommend a prioritised list of effective actions and who should take them forward with reference to current good practice. Actions could include further research and more detailed work. The Group will aim to have two meetings, the first providing an overview of issues, problems and opportunities which will lead to further detailed work to inform the recommendations that will arise from the second meeting. The group should consider in particular: • The relationships that potentially exist between recording student achievement, measuring value added, degree classification and credit. • Existing work and research that could inform the work of the Group and the taking forward of its recommendations and the input of experts from the sector. • The diversity in missions of providers of Higher Education, and their students and the autonomy of their systems and processes. • International implications of both the issues and suggested outcomes within the groups remit, particularly in relation to the Bologna process. The key areas are: • Robust ways of describing, measuring and recording student achievement. • Review progress on use of transcripts and personal development portfolios. • Review current methodologies for recording student achievement. • To develop more sophisticated ways of measuring value added. • Evaluate recent research on the honours classification system – convene a review group to consider possible alternative methods for presenting the overall achievements of students. • Build upon the best current practice on credit systems, and to scale this up so that there is widespread and consistent use of credit across higher education. Measuring and recording student achievement • Universities UK/SCOP 51 Annex B Measuring and Recording Student Achievement Scoping Group: Membership Members Professor Robert Burgess Professor Paul Bridges Professor Sally Brown Mark Flinn Professor Chris Green Sophie Holmes Dr Norman Jackson Mike Killingley Dr Alan Runcie Professor David Vaughan Rob Ward Peter Williams Professor Michael Worton Professor Mantz Yorke Vice-Chancellor, University of Leicester (Chair) EWNI Credit Forum, Chair of NUCCAT ILTHE Director of Academic Affairs, Edge Hill College Director of the Regional Office, Anglia Polytechnic University NUS LTSN AGR QAA/Universities Scotland SCQF Officer Principal, Cumbria Institute of the Arts CRA QAA Vice Provost Teaching/Learning, UCL SACWG, Liverpool John Moores University Observers Dr Simon Van Heyningen Celia Hunt Steve Ingham/Mary Degg Sean McGarry Graeme Rosenberg Emily Joyce SHEFC HEFCW DfES DELNI HEFCE HEFCE Secretariat Greg Wade Clare Taylor Helen Bowles Jane W Denholm 52 Policy Adviser, Universities UK Policy Officer, Universities UK Policy Adviser, SCOP Critical Thinking Measuring and recording student achievement • Universities UK/SCOP Annex C Sub-Group Memberships and Terms of Reference Members of the Curriculum, Assessment and Classification Sub-Group Professor David Vaughan, Chair Professor Michael Worton Dr Norman Jackson Professor Sally Brown Rob Ward Peter Williams Graeme Rosenberg Emily Joyce Sophie Holmes Dr Simon van Heyningen Jane Tory Professor Lewis Elton Professor Lyn Pykett Marilyn Shanks Helen Bowles William Locke Greg Wade Clare Taylor Principal, Cumbria Institute of the Arts, Vice Provost Teaching/Learning, UCL LTSN ILTHE CRA QAA HEFCE HEFCE NUS SHEFCE Vice-Principal, University of Edinburgh DfES UCL HEFCW University of Wales, Aberystwyth National Postgraduate Committee SCOP UUK UUK UUK Members of the Credit Systems Sub-Group Prof Paul Bridges Chair Stephen Adam Dr Alan Runcie Dr Jayne Mitchell Emeritus Professor Beverly Sand David Blaney Jane Tory Professor George Gordon Greg Wade Clare Taylor Helen Bowles EWNI Credit Forum ECTS Councillor QAA/Univ. Scotland SCQF Officer QAA Aufait Consultancy Higher Education Wales Team Leader DfES University of Strathclyde Universities UK Universities UK SCOP Measuring and recording student achievement • Universities UK/SCOP 53 Graeme Rosenberg Emily Joyce HEFCE HEFCE Membership of the Value Added Sub-Group Prof Mantz Yorke Chair Mark Flinn Prof Chris Green Mike Killingley John Thompson David Thompson Greg Wade Clare Taylor Graeme Rosenberg Emily Joyce Celia Hunt Liverpool John Moores University Edge Hill College of Higher Education Anglia Polytechnic University Association of Graduate Recruiters HEFCE DfES Universities UK Universities UK HEFCE HEFCE Higher Education Funding Council for Wales Terms of reference of the Sub-Groups The following terms of reference are generic to the three sub-groups and provide a general framework for the work to be undertaken. The sub-groups may decide on particular emphasis : Contribute to the report of the main group by identifying priorities for further action and recommendations where possible, given the limited resources and time available. Support the scoping remit of the main group. Using the expertise, knowledge and contacts of the members of the sub-groups, supported by the consultant and the secretariat to identify and consider work already undertaken in the key areas of interest and identify where the sub-groups can add value in the time available. Undertaking further background work and consideration of key areas to support the contribution to the main report. To avoid duplication and overlap in the work of the sub-groups. 54 Measuring and recording student achievement • Universities UK/SCOP General questions in relation to the work of the sub-group : • • • • • • • • • What is to be considered and what isn’t? What issues can be “parked” as background assumptions? What evidence already exists? What should be changed? What should be accepted? Where is more work needed? Are we clear about the needs that are being met? What outcomes will the further work support – more questions or recommendations? How many options and requirements can be evaluated? Specific questions in relation to the work of the sub-groups: Curriculum, Assessment and Classification: • What are the issues in relation to academic judgement? • What are the issues in relation to information? • What are the issues in relation to other performance? • What needs to emerge from HE programmes? • Whose needs are being addressed? In relation to Honours Classification: • Consider current situation, alternatives and criteria • What functions can be delivered and needs met in a robust and effective way? Credit Systems: • Is there a clear distinction between credit systems and credit frameworks? • Where can we learn from the experience of other sectors/countries (QCA/Europe)? Value-Added: • The importance of ensuring a robust methodology and meaningful outcomes. • Consider both quantitative and qualitative measures. • Build upon and evaluate the experience of other sectors (e.g. schools). Measuring and recording student achievement • Universities UK/SCOP 55 Annex D References Ainley P (1994) Degrees of Difference, Higher Education in the 1990s London: Lawrence and Wishart Alderman G and Winter R (1993) The Future of the Classified Honours Degree Proceedings of the National Conference at Senate House University of London June 29th London: SRHE Alderman G (2002) Tear Up the Class System The Guardian 14 October http://educationguardiancouk/administration/comment/09976106264400html Archer L and Leathwood C (2003) Identities, Inequalities and Higher Education in L Archer M Hutchings and A Ross (eds) Higher Education and Social Class: Issues of Exclusion and Inclusion London and New York: Routledge Falmer Astin AW (1993) What Matters in College: Four Critical Years Revisited San Francisco: Jossey-Bass Ball S Reay D and David M (2002) Ethnic Choosing: Minority Ethnic Students and Higher Education Choice Race Ethnicity and Education 5 (4) 333-357 Black P (1997) Aims Assessments and Workplace Needs Curriculum Matters 32 (5) 351-361 Bowl M (2003) Non-Traditional Entrants to Higher Education: “They Talk About People Like Me” Stokeon-Trent: Trentham Books Brennan J and Shah T (2003) Report on the Implementation of Progress Files Centre for Higher Education Research and Information Brennan J L et al (1993) Students Courses and Jobs: the Relationship between Higher Education and the Labour Market Higher Education Policy Series 21 London: Jessica Kingsley Publishers Bridges P and Tory J (2001) Credits Qualifications and the Fluttering Standard Higher Education Quarterly 55 257-269 Burke P J (2002) Accessing Education Effectively Widening Participation Stoke-on-Trent: Trentham Books Byrne R and Hornby W (2004) What’s wrong with Honours Classifications? 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