Patient Consent for Preimplantation Genetic Screening (PGS) TEST DESCRIPTION What is Preimplantation Genetic Screening? Preimplantation Genetic Screening (PGS) is a test performed on a small sample of cells from an embryo to evaluate the embryo’s chromosomes. Chromosomes are the structures inside of our cells that contain the genetic information needed for our bodies to grow, develop, and maintain our health. There are 23 pairs of chromosomes (46 total). Chromosomes 1-22 are called autosomes, and are present in both males and females. The 23rd pair of chromosomes determines whether we are male (XY) or female (XX). Changes to the number or structure of the chromosomes may cause failure of an embryo to implant, result in a miscarriage, or lead to the birth of a baby with a genetic disorder. The goal of PGS is to identify embryos with normal chromosomes in order to improve your chances of a healthy pregnancy. CombiMatrix utilizes a technique called Chromosomal Microarray Analysis (CMA) to evaluate the embryo for chromosomal abnormalities. BENEFITS, RISKS AND LIMITATIONS Benefits of PGD with PGS for Aneuploidy Chromosomal abnormalities are one of the most common reasons for implantation failure and miscarriages that occur within the first 12 weeks of pregnancy. Approximately 50-60% of miscarriages that occur in the first trimester are due to a fetal chromosomal abnormality. Chromosomally abnormal embryos may not differ in overall microscopic appearance from chromosomally normal embryos, thus making it difficult to identify which embryo(s) have the best chance of resulting in successful implantation and pregnancy. By implanting a chromosomally normal embryo, the possibility of a successful implantation and pregnancy is significantly enhanced. Risks and Limitations of PGS Embryo Biopsy-Related Risks Although in vitro fertilization (IVF) has been used successfully in tens of thousands of pregnancies worldwide with no documented increase in risk for congenital malformations or developmental disorders, the PGS process requires an embryo biopsy, and this biopsy process is not without risk. Biopsies are typically performed at either 3 days following fertilization or 5/6 days following fertilization. Day 3 (blastomere) biopsies involve the removal of a single cell from the embryo at the 8-10 cell stage of development. Day 5/6 (trophectoderm) Biopsies involve the removal of approximately 5-10 cells from the outer cell layer of the embryo, leaving the inner cell mass, which will become the developing baby, intact. Embryo biopsy-related risks include: • An embryo may be damaged during the biopsy process • One or more cells may not be obtained from the embryo for testing • In the case of a Day 3 biopsy, the biopsied cell may not contain a nucleus (the part of the cell that contains the chromosomes) • For a discussion of the risks and benefits associated with Day 3 versus Day 5/6 biopsies, please consult your fertility specialist. Please note that although the biopsy samples will be sent to CombiMatrix for testing, your embryos will remain at your fertility specialist’s facility. ______________ Patient’s Initials ______________ Partner’s Initials Risks and Limitations of PGD with PGS for Aneuploidy Embryo Biopsy-Related Risks Although in vitro fertilization (IVF) has been used successfully in tens of thousands of pregnancies worldwide with no documented increase in risk for congenital malformations or developmental disorders, the PGD process requires an embryo biopsy, and this process is not without risk. Biopsies are typically performed at either 3 days following fertilization or 5/6 days following fertilization. Day 3 (blastomere) biopsies involve the removal of a single cell from the embryo at the 8-10 cell stage of development. Day 5/6 (trophectoderm) biopsies involve the removal of approximately 5-10 cells from the outer cell layer of the embryo (trophectoderm), leaving the inner cell mass, which will become the developing baby, intact. Although the biopsied cell(s) are sent to CombiMatrix for testing, your embryos will remain at your fertility specialist’s facility. Embryo biopsy-related risks include: • An embryo may be damaged during the biopsy process • One or more cells may not be obtained from the embryo for testing • In the case of a Day 3 biopsy, the biopsied cell may not contain a nucleus (the part of the cell that contains the chromosomes) ______________ Patient’s Initials ASR-F-05092016 ______________ Partner’s Initials Patient: ___________________________________________________ Page 1 of 4 Patient Consent for Preimplantation Genetic Screening (PGS) BENEFITS, RISKS AND LIMITATIONS (cont’d) IVF Specialist / Clinic-Related Risks There are also risks associated with the clinical process of IVF: • It is possible that no embryos (normal or abnormal) will be available for transfer following biopsy • It is possible that the wrong embryo is transferred to the uterus • Transfer of a chromosomally normal embryo does not guarantee a successful implantation or pregnancy ______________ Patient’s Initials ______________ Partner’s Initials Technical and Analytic Risk CombiMatrix employs individual bar-code labeling of embryos and stringent sample tracking and control procedures to minimize the risk of technical errors, however, errors may occur that result in no diagnosis or a misdiagnosis. • No Diagnosis: Technical difficulties with the test or the sample itself may fail to yield adequate quality data that may result in test failure. Common causes include absent or poor quality DNA from the embryo biopsy. • Misdiagnosis: The risk of misdiagnosis is generally considered to be <4%. This includes the risk for either a false negative (the PGS results are normal but the embryo is chromosomally abnormal) or a false positive (the PGS results are abnormal but the embryo is chromosomally normal). One recognized source of misdiagnosis is embryo mosaicism; a phenomenon in which the cell or cells biopsied for analysis are not genetically representative of the remainder of the embryo. Mosaicism may or may not be detected by this assay. ______________ Patient’s Initials ______________ Partner’s Initials Technical Limits of Detection PGS is designed to detect gains and losses of entire chromosomes or large regions of a specific chromosome. PGS does not detect: • Single Gene Disorders – PGS does not detect single gene disorders. If this testing is desired, Preimplantation Genetic Diagnosis (PGD) must be performed, if available, in addition to PGS. • Polyploidy – The current method of CMA cannot detect when an entire extra set of chromosomes is present within an embryo (69 instead of 46). • Balanced chromosomal rearrangements – The presence of a balanced chromosomal rearrangement cannot be identified by the current method. • Small Chromosomal gains/losses <30 Mb – PGS cannot identify gains or losses of chromosomal material that are less than 30 Mb in size, even though such abnormalities have the potential to cause a chromosomal disorder. ______________ Patient’s Initials ______________ Partner’s Initials Other Pregnancy-Associated Risks The general population risk for having a child with a congenital malformation is approximately 2-3%. PGS does not reduce this risk. Developmental delay, intellectual disability and autism/autism spectrum disorders have many different possible causes. PGS does not test for or decrease the risks of these conditions. ______________ Patient’s Initials ______________ Partner’s Initials Follow-Up Recommendation for Prenatal Diagnosis Due to the risks associated with PGS testing, PGS should not be viewed as a replacement for prenatal diagnostic testing by chorionic villus sampling (CVS) or amniocentesis. If you do not wish to pursue confirmatory diagnostic testing, you can discuss other options for screening with your prenatal care provider. ______________ Patient’s Initials ASR-F-05092016 ______________ Partner’s Initials Patient: ___________________________________________________ Page 2 of 4 Patient Consent for Preimplantation Genetic Screening (PGS) TEST RESULTS AND INTERPRETATION PGS for Aneuploidy • Abnormal: one or more whole chromosome or segmental chromosome abnormalities were detected • Normal: no whole chromosome or segmental chromosome abnormalities were detected • No result*: the chromosomal status of the embryo was not able to be determined NOTE: A “No Result” call may occur for a number of reasons, including a cell with no nucleus (Day 3 biopsy), failure of DNA within the sample to amplify, or poor quality amplification of the DNA. ______________ Patient’s Initials ______________ Partner’s Initials GENDER DISCLOSURE PGS automatically provides gender information based on the evaluation of the sex chromosomes (X and Y). Please indicate your preference: We DO wish to know fetal gender We DO NOT wish to know fetal gender ______________ Patient’s Initials ______________ Partner’s Initials CONFIDENTIALITY AND GENETIC COUNSELING • Genetic counseling regarding the benefits, risks and limitations of PGS is recommended prior to testing. Once the PGS results are complete, genetic counseling is also recommended to review your results. Depending upon the results of the PGS, further testing and/or diagnostic evaluations may be indicated. • To protect patient confidentiality, test results can only be released to authorized entities, such as the: referring physician, genetic counselor, reference laboratory, patient, or patient’s personal representative. • No testing apart from that which is ordered by your physician will be performed on your sample. Additional testing requires your further expressed consent. • All samples are destroyed after 60 days, however, any remaining extracted DNA is retained for 5 years. You have the option of allowing CombiMatrix to completely de-identify the sample and strip it of all protected health information in order to use this sample for validation or educational purposes. If you do not consent to having your de-identified sample being used for laboratory validation and educational purposes, please initial here: _________ (patient) _________ (partner) ______________ Patient’s Initials ______________ Partner’s Initials ALTERNATIVES TO PGS The risks, benefits and limitations of PGS should be discussed with your fertility specialist and/or a genetic counselor. PGS is an optional test that is offered to improve the likelihood of having a successful pregnancy and a healthy child. You are not obligated to undergo PGS, even if your fertility specialist recommends it. If you do not wish to undergo PGS, but do wish to know the chromosomal status of your pregnancy, diagnostic testing can be performed on a prenatal sample obtained by chorionic villus sampling or amniocentesis. ______________ Patient’s Initials ASR-F-05092016 ______________ Partner’s Initials Patient: ___________________________________________________ Page 3 of 4 Patient Consent for Preimplantation Genetic Screening (PGS) COST OF TESTING Fees for PGS are in addition to any other costs associated with your IVF cycle. Testing cannot be initiated until CombiMatrix has received your payment and your signed consent form. If you pay for PGS, but it is not performed (cancellation of testing prior to receipt of samples by CombiMatrix or lack of suitable embryos for biopsy) your payment will be refunded in full. ______________ Patient’s Initials ______________ Partner’s Initials AGREEMENT TO ARBITRATION You acknowledge that any legal controversy, dispute or disagreement arising from the services provided by CombiMatrix shall be settled by binding arbitration by the American Arbitration Association, under the applicable rules in effect at that time. Any award of the arbitrator may be entered as judgment in any court of competent jurisdiction. Information may be obtained and claims may be filed in any California office of the American Arbitration Association. Any such arbitration shall take place at the American Arbitration Association office closest to CombiMatrix’s corporate headquarters at the time of filing. All disputes shall be decided under the laws of the State of California. By signing below, I/we hereby: • Agree to the arbitration agreement set forth above and give up the right to a jury trial as to all claims covered by such arbitration agreement. • Waive the right to have evidence admitted only if it is deemed admissible under the application rules of evidence. • Waive the right to certain discovery procedures available under the California Code of Civil Procedure. • Acknowledge that I/we have been advised to and have had the opportunity to consult with independent counsel concerning this arbitration agreement. • Acknowledge that my signature on this Patient Consent Form obligates me to participate in Arbitration should any dispute arise out of this agreement. Patient’s Name: ______________________________________________ DOB: ____________________ Patient’s Signature: ___________________________________________ Date: ____________________ Partner’s Name: ______________________________________________ DOB: ____________________ Partner’s Signature: ___________________________________________ Date: ____________________ WITNESSING HEALTH CARE PROVIDER I certify that I have reviewed the risks, benefits and limitations associated with PGS with the patient and her partner, and that they have been offered an opportunity to ask additional questions, which have been answered to their satisfaction. Name: _____________________________________________________ Signature: ________________________________________ Institution/Clinic/Lab: _________________________________________________________________ ASR-F-05092016 Patient: ___________________________________________________ Date: _____________________ Page 4 of 4
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