Federalism and the Texas Constitution Chapter 2 Learning Objectives 2.1 Summarize and analyze federalism and the powers of the state in a constitutional context. 2.2 Summarize how each of the state’s previous constitutions shaped its content and the characteristics of the present-day Texas Constitution. 2.3 Analyze the amendment process, focusing on recent constitutional amendment elections as well as attempts to revise the constitution. 2.4 Explain and analyze the basic sections of the Texas Constitution. Copyright © 2016 Cengage Learning. All rights reserved. 2 The American Federal Structure § Federalism-The relationship between the national government and the 50 state governments (regional governments) § Texas Constitution outlines the structure of Texas's state government § It establishes the basic rules for state government § Most state Constitutions are longer and have two additional components that the US Constitution does not address:It authorizes the creation of cities and counties and it details how elections 3 will be carried out within the state The American Federal Structure § § State Constitutions are subject to the U.S. Constitutions U.S. Constitution is more powerful that the state constitutions § Supreme Court, the Federal Law, then states § Supremacy Clause applies to all the states- National Supremacy Clause-Article VI This Constitution, and the laws of the United States which shall be made in pursuance thereof, and all treaties made,or which shall be made under the authority of the United States, shall be the 4 supreme law of the land The American Federal Structure § § § § Federalism States cannot have items in their constitutions that contradict the U.S. Constitutions Nevertheless, the states have certain powers delegated to them that are supposed to limit the power and encroachment of the Federal Government Tenth Amendment-The powers not delegated by the Constitution, nor prohibited by it to the States are reserved to the States, respectively, 5 or to the people The American Federal Structure § § Federalism “The States' strategically crucial role in the administration, financing, and planning of intergovernmental programs and regulationsboth federal and their own-and their perennial key position in practically all areas of local governance have made them the pivotal middle-men in the realm of functional federalism.” 6 The American Federal Structure § Distribution of Constitutional Powers § Powers of the National Government § Delegated powers- specific (enumerated) § Found in Article I, Section 8 of U.S. Constitution § Coins, interstate commerce (regulation of commerce), funding the armies, etc. 7 The American Federal Structure § Distribution of Constitutional Powers § At the end of Article 1, Section 8, is the necessary and proper clause, which implies that the Congress can use the means to implement the enumerated powers § Inferred by the constitutional authority of Congress (implied powers) 8 The American Federal Structure § Distribution of Constitutional Powers – The Federal government has also expanded its powers through the Interstate Commerce Clause – Throughout the years, the US Supreme Court gave leeway to Congress under the Interstate Commerce Clause (commerce across two state lines/borders) to legislate in matters traditionally reserved for the states. Ex. Minimum wage for employees of local government 9 The American Federal Structure § Guarantees to the States § § § States may not combine or divide without permission. Need approval of Congress and the state legislatures involved Each state guaranteed two senators and at least one member in the House (Republican form of government) All states participate equally in approving or rejecting proposed amendments to the US Constitution 10 The American Federal Structure § Guarantees to the States § § § § Federal protection against invasion/domestic violence Texas crimes will be tried in Texas Each state has electoral votes equal to the number in U.S. senators and representatives. Texas has 38 electoral votes Not equal votes for each state 11 The American Federal Structure § Limitations on the States § § § Article I, Section 10 of U.S. Constitution-can't make treaties with other foreign governments. Can't levy taxes on another state's products. Texas v. White (1869)- Can't secede from the Union States can't limit the number of terms for members of the states' congressional delegation (in Washington D.C.). 12 The American Federal Structure § Limitations on the States § § Fourteenth Amendment- no state may deprive persons of life, liberty, or property without die process of law. These protections include those rights covered in the the US Constitution's Bill of Rights (Most of the first ten amendments). Expansion has occurred primarily through a series of cases heard by the US Supreme Court Incorporation Theory-Federal Courts have applied portions of the US Bill of Rights to the 13 states by virtue of the Fourteenth Amendment's The American Federal Structure § Limitations on the States § § Fourteenth Amendment- no state may deprive persons of life, liberty, or property without die process of law. These protections include those rights covered in the the US Constitution's Bill of Rights (Most of the first ten amendments). Expansion has occurred primarily through a series of cases heard by the US Supreme Court Incorporation Theory-Federal Courts have applied portions of the US Bill of Rights to the 14 states by virtue of the Fourteenth Amendment's The American Federal Structure § Limitations on the States § 14th amendment (cont.) To ensure these protections, Congress has enforcement powers under the Fourteenth Amendment § 14th amendment also includes equal protection of the law and privileges and immunities 15 The American Federal Structure § Interstate Relations and State Immunities § Article IV § Privileges and immunities- citizens are guaranteed protection by government, enjoyment of life and liberty, the right to acquire and possess property, the right to leave and enter any, state and the right to use state courts The American Federal Structure § Interstate Relations and State Immunities – Article IV (con't) – Full faith and credit clause- Most government actions of another state must be officially recognized by public officials in Texas. (Births, deaths, marriages, adoptions) – Extradition: Return of a fugitive to the state where the crime originated The American Federal Structure § § § Interstate Relations and State Immunities(con't) Eleventh Amendment-affects relations between citizens of one state and the government of another state. A state may not be sued by its own citizens or those of another state, without the defendant state's consent (highly unlikely) nor can state employees sue the state for violating federal law This law, otherwise known as sovereign immunity, gives a tremendous shield to the government. 18 The American Federal Structure § Interstate Relations and State Immunities § Not absolute. Several families whose children were eligible for medicaid sued the state of Texas for its failure to provide these programs. Court said to correct program after plaintiff's and state agreed to a consent decree (an agreement by both parties to avoid litigation. 19 The American Federal Structure § Interstate Relations and State Immunities § Texas courts sued saying sovereign immunity did not allow federal courts to enforce the decree § Supreme Court said not a sovereign immunity case because the suit was not against the state but against state officials who had acted in violation of federal law. 20 The American Federal Structure § State Powers § Unlike Article I, Section 8 which spells out (enumerates) what the Federal Government can do, state powers not defined by U.S. Constitution 21 The American Federal Structure § State Powers § Reserved powers. Derived from the Tenth Amendment of the US Constitution. Assumed all powers not delegated to the Federal government , nor prohibited to the states, is automatically reserved to the states. 22 The American Federal Structure § State Powers § Therefore, state powers not spelled out in the Constitution. Undefined,and are often very difficult to specify especially when the powers are concurrent of the national governments 23 The American Federal Structure § State Powers § Police power-protection of health, morals, safety, convenience of citizens, and provision for the general welfare § Taxing power-raising revenue to pay salaries of state employees, meet other costs of government, and repay borrowed money, assessment of a property tax 24 The American Federal Structure § State Powers § Proprietary power- public ownership of property, such as airports, energy-producing utilities, parks, public water supply § Eminent domain-taking private property at a fair price to various kinds of public projects, such as highway construction. (Texas legislature has written laws to limit this due to the Supreme Court's Kelo decision) 25 The American Federal Structure § State Powers § Texas challenged constitutionality of Obama’s Patient Protection and Affordable Care Act p.51. § Taxing authority given to Congress in Article I, Section 8 , allowed them to justify mandate on the Congress's ability to tax but not on interstate commerce. Also, the Federal Government could not withdraw existing Medicaid funding from states that failed to comply with Obamacare. (So limited Congress's authority) 26 The American Federal Structure § Federal-State Relations: An Evolving Process § Texas has challenged federal authority through lawsuits. Texas has also refused federal funds for unemployment benefits, Medicaid expansion, and public school funding because these funds require the adoption of national standards for state-run programs. 27 The American Federal Structure Legislation in Texas Legislature (Creighton's resolution 2009) demanded that the federal government cease and desist mandates beyond constitutionally delegate powers Other state legislative actions that are part of the State Sovereignty Movement 28 The American Federal Structure Obama administration tried to stimulate state economies. Prevented the decline but not a lasting effect Texas finally accepted, after tremendous pressure from the state, universities, and local governments, the $25 billion in stimulus monies but rejected $555 million for the state's unemployment insurance program . 29 The American Federal Structure § Federal-State Relations: An Evolving Process § Certain periods reflecting an expansion or decline of the federal government. § 1865 to1930- Congress to regulate railroads and interstate commerce within and among the states § After 1937 (New Deal)- great expansion of national programs over state programs and many dictates and regulations 30 The American Federal Structure § Federal-State Relations: An Evolving Process § Federal grants-in-aid-money appropriated by the US Congress to help states and local government provide needed facilities and services. § Strings are attached and dictates to states. (FDR and Johnson). Federal government can greatly influence state policymaking 31 The American Federal Structure § Federal-State Relations: An Evolving Process § Devolution (1980 and on) Reagan, Bush, and Clinton; (Republican Congress) § § A shift to give more responsibility to states with some reduction in funding. Addressed later by Newt Gingrich during Clinton presidency through the unfunded mandate act Block grants- Congressional grant of money that allows the state considerable flexibility in spending 32 for a program, such as providing welfare services The American Federal Structure § Federal-State Relations: An Evolving Process § Reagan, George H. Bush, and George W. Bush usually nominated Supreme Court Judges that would at least acknowledge limitations of the Federal Governmental Powers § Though G.W. Bush administration wanted to expand or preserve state's rights, the administration expanded the federal role in one area, No Child Left Behind ( In order to get federal funds would have to do testing) but tried to allow states individual 33 implementation The American Federal Structure § § § Questions: The Tenth Amendment specifically identifies states' powers Does devolution give states more or less freedom to make decisions? 34 The Texas Constitution: Politics of Policymaking § § Historical DevelopmentsConstitution establishes the state's government, creates governmental institutions, assigns and defines government powers, and imposes limitations, and identifies Texans' civil liberties and civil rights 35 The Texas Constitution: Politics of Policymaking § § § Historical DevelopmentsConstitution should indicate the process by which problems will be solved, both in the present and in the future, and should not attempt to solve specific problems. Later generations will not need to adopt numerous amendments. In many areas, however, the Texas Constitution mandates specific policies in great detail (long), which has required frequent amendments. 36 How Do We Compare . . . in State Constitutions? Most Populous U.S. States Year of Adoption Approximate No. of Words and # of Amendments U.S. States Bordering Texas Year of Adoption Approximate No. of Words and # of Amendments California 1879 67,000 (527) Arkansas 1874 59,000 (99) Florida 1968 57,000 (121) Louisiana 1974 70,000 (176) New York 1894 44,000 (220) New Mexico 1911 33,000 (165) 1907 81,000 (193) Texas 1876 87,000 (484) Oklahoma Critical Thinking Question: Analyze this chart. What are your initial impressions regarding the length and number of amendments in comparison to other states? In your opinion, should the Texas Constitution be rewritten? If so, what recommendations would you offer for revision? Copyright © 2016 Cengage Learning. All rights reserved. 37 The Texas Constitution: Politics of Policymaking § Historical Developments- § First six constitutions reflect political situation of the time § (1) Constitution of Coahuila y Tejas 1827- Texians ( as Texans called themselves at the time) wanted to declare independence from Mexico due to the following:Desire for unrestricted trade with US, anger over Mexico's abolition of slavery, increasing numbers of immigrant settlers and insufficient Anglo representation in the 12-member Coahuila Y Tejas legislature , and no English language in the use of the government 38 The Texas Constitution: Politics of Policymaking § § § Historical Developments- First six constitutions reflect political situation of the time (2) Constitution of Republic of Texas 1836- Sam Houston president, Anson Jones president when new constitution written to become part of the United States. (9 years as a Republic 1836-1845) Texas as a slave state (Had to wait for Oregon to be admitted as a non slave state) and concerns of annexation would lead to war with Mexico 39 The Texas Constitution: Politics of Policymaking § Historical Developments- § First six constitutions reflect political situation of the time § § § § (3) Texas Constitution 1845 (on Dec. 29 1845, became the 28th state admitted to the Union) The Texas Constitution of 1845 lasted until the civil War began. War with Mexico soon afterwards over the boundary lines between the two countries. Treaty of Guadalupe Hidalgo lost more than half its territory and recognized the Rio Grande as Texas's southern border Guaranteed Mexicans all rights of citizenship 40 The Texas Constitution: Politics of Policymaking § § Historical Developments- First six constitutions reflect political situation of the time § § § 1845 (con't) Guaranteed Mexicans all rights of citizenship Many Mexican Americans,however, were soon deprived of most of their rights, especially property rights. (4)Secession Constitution of 1861 (During Civil War) 41 The Texas Constitution: Politics of Policymaking § § § Historical Developments- (5) Reconstruction Constitution of 1866 Based on the Constitution of 1845. (During Reconstruction). Restore Texas to the union with minimal changes in existing social , economic, and political institutions. In addition to the 1845 Constitution, the 1866 recognized former slaves to sue in the state's courts, to enter into contract, to obtain and transfer property and to testify in court action involving black citizens but not white citizens. Protected personal property of African American Texans, but it did not permit them to vote, hold public office, or serves as jurors. 42 The Texas Constitution: Politics of Policymaking § § Historical DevelopmentsWhen the “Radical Republicans” gained control of the US Congress after the election of 1866, it refused to seat Texas's two senators and three representatives, set aside the state's reconstructed government, enfranchised former slaves, disenfranchised prominent white, and imposed military rule across the state. Texas under military rule 43 The Texas Constitution: Politics of Policymaking § Historical Developments- § First six constitutions reflect political situation of the time § (6)Texas Constitution 1869- § Centralized more power in state governments § Compulsory school attendance § Full range of rights for former slaves § Radical Republicans gained control of the Texas legislature and elected E. J. Davis as the first Republican governor of Texas 44 The Texas Constitution: Politics of Policymaking § § Historical DevelopmentsFirst six constitutions reflect political situation of the time § § § § Texas Constitution 1869 (con't)Violence and lawlessness were serious problems and Davis imposed martial law and used police methods to enforce his decree. Increased property taxes and increased spending Governor (4 years and not 2years as will be45 done later in the 1876) ) with Rep (2)/Sen (4) The Texas Constitution: Politics of Policymaking § § Historical DevelopmentsFirst six constitutions reflect political situation of the time § Texas Constitution 1869 (con't)- § Control of voter registration § Appointments to various state and local offices were filled with Davis's supporters 46 E. J. Davis and some of the Constitutional Convention delegates of 1875 Critical Thinking Question: Reflect on these photos. How do Texas’s constitutional history and the administration of Governor E. J. Davis continue to influence the state’s present-day constitution and government? Copyright © 2016 Cengage Learning. All rights reserved. 47 The Texas Constitution: Politics of Policymaking § Historical Developments- § First six constitutions reflect political situation of the time § Texas Constitution 1869 (con't) § § § Associated with Reconstruction Yet “modern” in that they had annual sessions of the legislature, four year term for governor, and gubernatorial (governor) appointments rather than elections of judges Abolished country courts. raised the salary of government officials/Centralized more power in Austin 48 The Texas Constitution: Politics of Policymaking § § § Historical DevelopmentsFirst six constitutions reflect political situation of the time Democrats got control of the legislature (1872) and Coke was elected. Davis had to be physically removed from the capitol. Democrats also got control of the state courts and rewrote the Texas Constitution § 49 The Texas Constitution: Politics of Policymaking § Historical Developments- § (7) Constitution of 1876 § § § 75 Democrats, 15 Republicans (6 African Americans) as delegates to Constitutional convention Texas Grange (The Patrons of Husbandry) “Retrenchment and Reform” Reduced spending and limited government 50 The Texas Constitution: Politics of Policymaking § Historical Developments- § Constitution of 1876 § No voter registration (amended later) § Restricted the three branches of government § § Reduced the governor's salary, powers, and terms of office (from four to two) All executive offices elected (exception secretary of state) § 51 § The Texas Constitution: Politics of Policymaking § Historical Developments- § Constitution of 1876 § § § Tied the hands of legislators with biennial (once every two years) sessions, low salaries, and limited legislative powers All judgeships became popularly elected for relatively short terms of office Justice of the Peace, county courts, and district courts with elected judges 52 The Texas Constitution: Politics of Policymaking § Historical Developments- § Constitution of 1876 § Public services were trimmed to the bone § Framers limited public debt § Curbed legislature's taxing and spending policy § Racially segregated public education and repealed the compulsory school attendance law 53 The Texas Constitution: Politics of Policymaking § Historical Developments- § Constitution of 1876 § Restored precinct elections § Allowed only taxpayers to vote on local bond issues § Approved by more than two-to-one majority, mostly from the rural population, though the Houston, Dallas, San Antonio and Galveston voted against it. 54 The Texas Constitution: Politics of Policymaking § Historical Developments- § Constitution of 1876 § § The general consensus of the time held that a state government could exercise only those powers listed in the state Constitution Instead of being permitted to exercise powers not denied by the US Constitution, Texas lawmakers are limited to powers spelled out in the state's Constitution 55 The Texas Constitution: Politics of Policymaking § § § Questions: How many different constitutions has Texas had throughout its history? Texas's present-day constitution has been amended just under 100 times 56 The Texas Constitution: Politics of Policymaking § Today: After More Than a Century of Usage § Constitution now in place 135+ years (nearly 140 years) § Undergone many amendments § § 666 amendment proposals to voters Amendment needed to change the way the state pays bills, to abolish unneeded state and county offices., or to authorize a bond issue pledging state revenue 57 The Texas Constitution: Politics of Policymaking § Today: After More Than a Century of Usage § Instead of through constitutional amendments, most should be resolved by statutes § Urbanization, industrialization, technological innovations, popularization growth, demand for programs and services, and countless social changes contribute to pressures for frequent constitutional change ( and yet Texans have resisted a comprehensive overhaul) § Proposition 2 58 The Texas Constitution: Politics of Policymaking § Today: After More Than a Century of Usage § “Apathetic and uninformed electorate” must decide the fate of many complex policy issues § Special interests represented by well- financed lobbyists and the media often play influential roles in constitutional policymaking § Influence the success or defeat of the program . § Proposition 2 59 The Texas Constitution: Politics of Policymaking § Today: After More Than a Century of Usage § “2013- state legislature to pull $2 Billion form the Rainy Day fund for specially created accounts to make low interest loans for water infrastructure and conservation projects § 2014 Diverting money from the “rainy-day” fund, the state's savings account to the State Highway fund to pay for road construction and maintenance 60 Constitutional Amendments and Revision § Constitutional Amendment Process § Requires two-thirds vote in each chamber (2/3rd through a joint resolution in the state legislature) § Voters must approve amendment § Governor has no veto power § Problem with frequent constitutional amendment elections § Voter turnout for amendments is usually low 61 Constitutional Amendments and Revision § Constitutional Amendment Process § Texas voters don’t have power of initiative and referendum at the state level. § Initiative -A citizen-drafted measure proposed by a specific number of percentage of qualified voters that becomes law if approved by popular vote. In Texas, this process occurs only at the local level not at the state level 62 Constitutional Amendments and Revision § Constitutional Revision § First revision came soon after adoption § Comprehensive movement 1971 § Could change anything except Bill of Rights § 1974 Constitutional Convention § Three votes short of approval § Right to work provisions derailed 1974 Constitutional Convention § Was hampered by lack of positive political leadership 63 Constitutional Amendments and Revision § Constitutional Revision § Revision proposed in 1975 comprising 10 articles in eight sections to be submitted to the Texas electorate in November of that year (similar to the 1974 propositions). It was the last time that voters were presented with a wholesale constitutional revision proposal from the state legislature. Voters rejected each proposition. 64 Constitutional Amendments and Revision § More Revision Attempts § More revisions attempts have failed § Montford Plan 1995-many of the concepts of the failed 1975 proposal § Ratliff-Junell Draft 1999-replace partisan election method of selecting state judges and increasing salaries of House speaker and Lt. Gov. 65 Constitutional Amendments and Revision § More Revision Attempts § Roy Walthall and bipartisan team 2010 § – § More readable and usable but not changing substance (didn't get a vote) No great fervor for comprehensive revisions because more people concerned about series of budget crises, redistricting issues, school funding dominating the legislative agenda The prinicial means by which constitutional change has occurred in Texas since 1876 is through constitutional amendments. Piecemeal 66 Revision through legislative enactments Constitutional Amendments and Revision § § The prinicial means by which constitutional change has occurred in Texas since 1876 is through constitutional amendments. Piecemeal Revision through legislative enactments (amendments) rather than complete revision 67 Constitutional Amendments and Revision § § The prinicial means by which constitutional change has occurred in Texas since 1876 is through constitutional amendments. Piecemeal Revision through legislative enactments (amendments) rather than complete revision 68 Constitutional Amendments and Revision § Piecemeal Revision § § § § Examples of Legislative enactments through piecemeal revision: Established a single property tax appraisal district in each county Gave criminal appellate jurisdiction to 14 courts of appeals that formerly had exercised civil jurisdiction only Allowed the governor restricted removal power over appointed statewide officials 69 Constitutional Amendments and Revision § § § Questions: When was the last time voters were presemted with a wholesale constitutional revision proposal from the state legislature? Amending the Texas Constitutions requires two- thirds of the members of each chamber of the state legislature voting for a proposed amendment and three-fourths of the voters approving it in a constitutional amendment 70 election The Texas Constitution: A Summary § The Bill of Rights- Article I – Guarantees protections for people and property against arbitrary governmental (state and local) actions § Similar to one found in U.S. Constitution but wording more extensive p.68 § Freedom of speech, press, religion, assembly, religion, and petition/religious case to Supreme § Wording or certain “rights” is more expansive than the US Constitution 71 The Texas Constitution: A Summary § § The Bill of Rights Texas Constitution is even more protective of certain rights than is the U.S. Constitution § Rights of criminals and victims § § Texas protects crime victims; restitution, information about the accused, protection from the accused throughout the criminal justice process and respect for the victim's privacy Equal rights for women § Texas Equal Legal Rights Amendment 1972 72 The Texas Constitution: A Summary § The Bill of Rights § Additional protections § § § § Prohibitions against imprisonment for debt Outlawry- putting a convicted person outside of protection of the law and banishment from the state An efficient system of free public schools 1989 state legislature to create a more equitable public school finance system 73 The Texas Constitution: A Summary § The Bill of Rights § Additional protections § § § 2005- rather than focused on inequities it focused on whether state-imposed property tax cap amounted to a statewide property tax which the Texas Constitution forbids Property taxes can be collected only at the local level (80% of all school district had reached this cap and state funding continued to decline, the court held that school boards had effectively lost control of tax rates Alter everything but the Bill of Rights 74 The Texas Constitution: A Summary § The Powers of Government and Separation of Powers § Three branches of government (Article II)- law making, law-enforcing, and law- interpreting function to separate branches of government § Bicameral legislature (Article III) 75 The Texas Constitution: A Summary § The Powers of Government and Separation of Powers § Governor shares power with four other officers (Article IV) (Lt. Governor, Attorney General, the Comptroller of Public Accounts, Commissioner of the General Land Office, and Commissioner of Agriculture.) “Plural Executive” § One of two states with a bifurcated court system (Article V) 76 The Texas Constitution: A Summary Unlike the US constitution, the State Constitutions address elections and local governments § Suffrage(The right to vote) ● § Before 1870 states had the definitive power to conduct elections. Voting Rights Act of 1965 and US Supreme court rulings has curtailed some of the state's power § The right to vote/Photo ID requirement/Bilingual ballots required 77 The Texas Constitution: A Summary § § § § Suffrage In 2013, mandatory preclearance was eliminated Shelby County v. Holder 2013 Dept. of Justice filed suit but Attorney General (Abbott) interpreted the Shelby decision to allow for voter ID requirement State still provides for qualifications for voters and provides for citizen registration and governs conduct of elections 78 The Texas Constitution: A Summary § § § § In response to federal -level changes, there has been the abolishment of the poll tax (1966) in state elections and voting age 18 instead of 21 Local Governments Counties, municipalities (cities), school districts (1876) and other special districts(1904) Other Articles 79 The Texas Constitution: A Summary Question: § § The Texas Constitution contains constitutional rights not found in the US Constitution Article II of the Texas Constitution assigns powers to which branches of government? 80 Tejano Monument on the Texas Capitol grounds. Critical Thinking Question: Reflect on this photo. What are your impressions of the Tejano Monument and the images it represents? Copyright © 2016 Cengage Learning. All rights reserved. 81 Immigrant Death Toll Click on picture to view video Copyright © 2016 Cengage Learning. All rights reserved. 82 Video Discussion Questions 1. 2. 3. Why is citizenship a constitutional issue? What branch of government should determine immigration policy for Texas? Does the Texas constitution provide any protections for illegal immigrants? Why or why not? Copyright © 2016 Cengage Learning. All rights reserved. 83
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