Unit 1: Foundations of American Government Notes & Activites Classical Political Thinkers Athenian democracy: • based on the principle of rule by the many (democracy) • not rule by the few (oligarchy) Athenian democracy had: • all citizens attend town meetings • a vote on every issue • decisions would be based on majority vote In Ancient Greece man was a zoon politikon (political animal) Plato Rejected Athenian democracy because: • the death of Socrates • the defeat of Athens to Sparta in the Peloponnesian War • the plutocratic origins of democracy Believed in a three‐tiered, hierarchical class society • the lower class‐‐artisans and farmers • auxiliaries‐‐men of physical strength for defense • guardians‐‐men of superior wisdom and virtue These classes are the basis of an aristocracy (rule by the best) The ultimate ruler‐‐a philosopher‐king Aristotle Plato’s student Known for the empirical method Studied the constitutions of 153 Greek city states Saw three basic governments and their antitheses: • monarchy v. tyranny • democracy v. mob rule • aristocracy v. oligarchy Best form of government‐‐an oligarchically‐functioning democracy Political Thinkers of the Enlightenment Believed in consent of the governed Believed in the natural rights of man: • could not be taken away by government • include life, liberty and property John Locke John Locke believed: • in a state of nature, all men strive to protect these natural rights • in a state of nature, the strong can force their will and deprive men of these rights • the instinct toward self‐preservation causes man to seek a government to protect these rights • government must be limited in order to prevent taking these rights away from man Natural rights are integral to: • the Declaration of Independence • the US Constitution PreColonial Experiences English colonists established an ordered governmentone in which there is an orderly regulation of relationships within a government structure Also established limited government‐‐delegated to government certain powers but prohibited the exercise of other powers • rooted in the Magna Carta in 1215 Representative government‐‐one in which the will of the people determines the course of what government can and cannot do Influence of Early Documents The English Magna Carta (1215) provided: • trial by jury • limited government • due process of law The English Petition of Right (1628) provided: • a prohibition of martial law during peacetime • the writ of habeas corpus • the prohibition of quartering troops without consent • protection against taxes without the consent of the legislature The English Bill of Rights (1688) provided: • a prohibition of a standing army during peacetime • all elections be free • the legislature has the power to levy taxes and collect money • the suspension of laws without consent of the legislature was illegal • a fair and speedy trial • ‐reedom from cruel and unusual punishment • protection against excessive bail All of these experiences were aimed at providing a government to: • protect each man’s natural rights • protect each man from unlawful and excessive governmental demands The Declaration of Independence The Declaration of Independence includes: • the philosophies of Locke, Rousseau and Montesquieu • concepts from English common law Philosophically, the Declaration of Independence espouses the ideas of unalienable rights and consent of the governed • these are aimed at limiting government The second part of the Declaration of Independence is a twenty‐seven‐paragraph dissertation listing specific complaints the colonists had against Britain These included • taxation without representation • forced quartering of troops • unjust trials Constitutional Convention The compromises agreed to at the Constitutional Convention included: • the issues of slavery • trade • representation • voting The delegates were philosophically split on how to organize government They believed: • people should not be given the power to govern • a popular government would be too weak in preventing some factions from exploiting others • popular majority could also turn into a tyranny People would not tolerate an absolute government or one run by the few, an oligarchy There had to be sufficient checks on the government to balance out interests and to prevent natural rights from being abridged Promoting Public and Private Interests With freedom of expression and power over the government‐‐freedom to promote their own or public interests in legitimate ways Under the social contract‐‐cannot infringe on the rights of others in the pursuit of these interests by illegal methods Individuals can promote interests through: • political party affiliation • alignment with specific interest groups • monetary contributions to causes and institutions • volunteerism • through the ballot box Interests are varied and include: • economic concerns • business concerns • environmental issues • labor issues • rights of minority segments of the population • political concerns • professional issues • public policy concerns • changes in the law • religious freedom and tolerance • women’s rights • welfare concerns Basic Forms of Government There are three basic forms of governments‐‐unitary, federal and confederate Unitary governments • centralized • all power is held by a central government which creates local units to help it govern Most governments are unitary in nature Great Britain‐‐Parliament holds all the power but local governments alleviate the burden by carrying out some of their duties Unitary governments are not dictatorships • unitary governments‐‐limited in the powers they wield • dictatorships‐‐the individual or group holds all the power Federal governments: • divide power between a central government and local governments on a geographic basis • both levels act directly on the people under their authority United States‐‐the national government has certain powers but the states also have specific powers granted to them Over 25 nations have federal governments, including Germany, Canada and Mexico Confederate governments • an alliance of independent states • central government is granted power through the states for overriding concerns like defense or foreign commerce • allows the states to act both independently and in concert in matters of common concern America under the Articles of Confederation was a confederate government Only the Commonwealth of Independent States (12 of the former Soviet republics) would be considered a confederate government today Parliamentary v. Presidential Governments There are two forms of government based on the relationship between the legislative and executive branches: parliamentary and presidential Parliamentary government: • the executive is part of the legislature • a prime minister or premier is typically the leader of the majority party • the prime minister selects his or her cabinet from among the members of parliament Most governments in the world are parliamentary in nature, including Great Britain The executive (prime minister and cabinet) only hold office as long is its policies and administration are in accord with the majority party The executive is forced to step down from office if the legislature overrides the executive on an important matter with a vote of no confidence A new executive is then determined by either: • parliament choosing the new officials • all the seats of parliament going to the voters to decide in a general election Parliamentary governments avoid a common problem in presidential governments‐‐gridlock, or a prolonged battle between the two branches Since the two branches work together most of the time, the system of checks and balances does not really exist in a parliamentary government Presidential government: • the executive and legislative branches are separate • there is a separation of powers • there is a system of checks and balances on each branch The president: • chosen separately from the legislative officers • holds office for a fixed term • has powers that are not subject to the legislature Powers of a president separate from the legislature include: • issuing executive orders • appointing subordinates • establishing executive agreements with foreign heads of state • vetoing legislation • granting a reprieve • commuting a sentence • issuing pardons to those convicted of crimes • issuing an amnesty (a pardon to a group of those convicted of crimes) Dictatorship v. Democracy There are two forms of government based upon the number of people who take place in the governing process‐‐dictatorships and democracies In a dictatorship: • the ruler or rulers are not subject to the will of the people • government is not answerable to the people for its policies or conduct Examples include: • Fascist Italy (1922‐1943) • Nazi Germany (1933‐1945) • the Soviet Union (1917‐late 1980s) • the People’s Republic of China (1949‐present) Dictatorships are authoritarian in nature when absolute power is vested in the ruler or rulers Modern dictatorships have been totalitarian as well (the power of the rulers extends over the totality of human concerns) One‐person dictatorships have existed but are not common today Typically the military, religious leaders, industrial leaders and political favorites vie for power in the political system today In dictatorships: • elections are typically held but candidates of only one political party are on the ballot • a legislature exists only to rubber stamp the dictates of the rulers • their nature is typically militaristic, gaining power by force and then using force to hold its power In a democracy: • the political leaders are answerable to the people • the people hold ultimate authority over government policies and actions Direct democracy‐‐the will of the people is voiced at mass meetings and that collective will ultimately becomes public policy or law Direct democracy does not exist at the national level in any modern country today but does at the local level In a representative democracy: • a group of individuals are elected to represent the people in government. • these representatives carry out the day‐to‐day activities of government, including: o making laws o determining policy o enlightening the electorate as to the issues and events that most affect them • these representatives are ultimately accountable to the people through periodic elections for their continuance in office Many believe the United States is more of a republic: o representatives are elected to run the government for the people o sovereign power is vested in the people who vote o political power is exercised by the elected members of government Many people use the terms democracy, representative democracy and republic to mean the same thing Factors Promoting Democracies Factors that have promoted democracies throughout the world have included: • a move to capitalism • the desire for economic growth • moderate opposition • influences from other democratic nations • religious freedom Countries who are now successfully capitalistic have seen a long development process in moving from a spoils system to one of merit‐based contracts and investments • A maturing political process has not been allowed to develop in some countries • A democratic process in which tolerance of disagreement and the right for the minority to attempt to gain power must develop (this can go against the historical nature of a nation’s political system) In authoritarian governments‐‐the police and military hold down the opposition In a democracy‐‐the opposition is free to voice its opinion and seek political power (a long process) The Best of All Possible Governments DIRECTIONS: Read through the following list of types of governments. Think about which of these would make the BEST form of government and which would make the WORST form of government. _______________: a government by those regarded as superior, with those who are inferior being allotted to certain other professions as which would best serve the state _______________: a government of themselves by the people collectively, either directly or by elected representatives _______________: a state or government ruled by one person having absolute powers, often one exercising these tyrannically _______________: a government in which the supreme power, either absolute or limited, is vested in a supreme ruler, usually heredit Kary _______________: a government in which the ruling power is in the hands of a few, though not necessarily elected officials _______________: a government by the wealthy _______________: a state or country in which the supreme power is vested in representatives, elected by popular vote, who then make decisions for the entire populous without popular voting on each issue _______________: a system of public ownership of all production, distribution and communication such that everyone is equal and has equal benefits from the state _______________: a government in which the ruler is a priest or spiritual leader of the church 1. In 2‐3 sentences, explain which of these is the BEST form of government (in your opinion)and WHY. 2. In 2‐3 sentences, explain which of these is the WORST form of government (in your opinion) and WHY. The Individual Versus The State Discussion DIRECTIONS: Discuss the following sets of questions. Determine the main idea behind the pair and how you would answer each question. If you answers differ within a pair of questions, support your reasoning. 1. Did President Nixon have a right not to turn over to federally‐appointed investigators the tapes of his conversations regarding the Watergate scandal? Do you have the right not to turn over a note passed to you in class incriminating a friend of yours for vandalism at school? 2. Did Oliver North have the right to destroy documents he thought might be harmful to him or the president before anyone saw them? Do you have a right to erase a videotaped presentation that verifies a teacher’s contention that students in the presentation were acting inappropriately and should be subject to suspension? 3. Should an US Senator be held responsible for his alleged spouse‐beating at home, even though it occurs outside the realm of his or her official responsibilities? Should a student be expelled from school because they were found to be in possession of drugs outside of school hours and off campus? 4. Did a school district have the right to reduce teacher salaries to make up for revenue lost to a district‐level administrator who misappropriated funds to his or her personal bank account? Does a teacher have a right to punish an entire class for the misdeeds of a  0few who refuse to step forward and take responsibility for their actions? 5. Does the state have a right to enter your home and interrogate you without a warrant? Does a school official have the right to open your locker and search it or your person without probably cause? 6. Does a California Supreme Court Judge have the right to convert death sentences to life imprisonment because he or she does not believe in the death penalty and even though the state’s population favors it? Do you have a right to disobey a posted speed limit because you think it will save you time? 7. Does the state have the right to impose restrictions on an individual for their own best interests? Does an individual have the right to go above state rules or regulations if they infringe on their personal liberties? How Would You Decide: Right to Privacy Cases Coronado v. State, Texas 1992 An assistant principal at a Texas high school heard that a male student had tried to sell drugs to another student. The assistant principal questioned and “patted down” the boy, had him turn his pockets inside out, remove his shoes and socks, and pull down his pants. The search, which the assistant principal said was “standard,” did not produce any drugs. However, the assistant principal did find $400 in the boy’s wallet, and when he asked the boy, “Do you sell drugs?” the student replied, “Not on campus.” A week later, the same student attempted to leave the school under false pretenses. (He claimed that he had to attend his grandfather’s funeral, but a call to relatives revealed that his grandfather had not died.) The assistant principal summoned the boy to his office, patted him down, but found only keys and a wallet with $197. He then had the boy pull down his pants, but again found no contraband. The assistant principal next searched the student’s locker and, finding nothing, took the boy out to his car and told him to open it. In the trunk, school officials found bags of white powder, a triple‐beam scale, and what appeared to be marijuana. Was the search of the student’s car constitutional? Johnson V. Florida, Florida 1992 A woman, pregnant with her second child, smoked pot and crack cocaine throughout her pregnancy. On the morning of January 23,1989, she went into labor. After smoking cocaine, she went to the hospital. Her delivery was normal with no complications. The woman was convicted of “delivering” cocaine to her newborn child in the minute and a half between the time the baby’s head emerged from the birth canal until her umbilical cord was clamped. She was sentenced to fifteen years’ probation. The case was appealed to the Florida Supreme Court. Would you uphold the lower court’s judgment in this case? Rasmussen v. South Florida Blood Services, Inc., Florida 1987 In 1982 a Florida man sitting on a park bench was hit by a car. He was hospitalized and received a transfusion of fifty‐one units of blood. In 1983, the man was diagnosed with AIDS. In an effort to prove that he had contracted the disease from the transfusions, he sought to discover the identity of the blood donors. Should he have access to the identities of the blood donors? Magenis v. Fisher Broadcasting, Inc., Oregon 1990 A local television news crew in Oregon accompanied police executing a search warrant for narcotics and stolen vehicles. The police, and the television crew, entered the home. The crew filmed the search, the couple that lived there as well as their four young children, and broadcast the footage on the evening news. The couple sued on behalf of themselves and their four children, claiming invasion of privacy. They lost and the case was appealed. Was their privacy invaded by the broadcast of the search? State v. WalMart Stores, New York 1995 Laural Allen and Samuel Johnson met while working as sales associates at the Wal‐Mart store in Johnstown, New York. Allen was separated and Johnson was single at the time they began seeing each other. When Allen’s estranged husband served divorce papers on her at work, both Allen and Johnson were fired. It turned out that their relationship was in violation of company policy on fraternization set out in an employee handbook: “Wal‐Mart strongly believes in and supports the ‘family u (nit.’ A dating relationship between a married associate and another associate...is prohibited.” In July 1993, the attorney general of New York filed suit against Wal‐Mart for violating a brand‐new law prohibiting employers from firing workers who engage in lawful recreational activities off‐duty and off‐premises. Are Allen and Johnson protected under this law providing it applies to all of the circumstances here? These cases taken from: Alderman, Ellen, and Caroline Kennedy. The Right to Privacy. New York: Alfred A. Knopf, Inc. 1995.
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